Title of Invention

SYSTEM AND METHOD FOR BEARING FAULT DETECTION USING STATOR CURRENT NOISE CANCELLATION

Abstract A system and method for detecting incipient mechanical motor faults by way of current noise cancellation is disclosed. The system includes a controller configured to detect indicia of incipient mechanical motor faults. The controller further includes a processor programmed to receive a baseline set of current data from an operating motor and define a noise component in the baseline set of current data. The processor is also programmed to repeatedly receive real-time operating current data from the operating motor and remove the noise component from the operating current data in real-time to isolate any fault components present in the operating current data. The processor is then programmed to generate a fault index for the operating current data based on any isolated fault components.
Full Text SYSTEM AND METHOD FOR BEARING FAULT DETECTION USING
STATOR CURRENT NOISE CANCELLATION
CROSS-REFERENCE TO RELATED APPLICATION
[0001] The present application claims the benefit of U.S. provisional application
serial number 60/932,742, filed June 4, 2007, and which is incorporated herein by
reference.
BACKGROUND OF THE INVENTION
The present invention relates generally to motors and, more particularly, to
a system and method for detection of incipient conditions indicative of motor faults.
[0003] Three-phase induction motors consume a large percentage of generated
electricity capacity. Many applications for this "workhorse" of industry are fan and
pump industrial applications. For example, in a typical integrated paper mill, low
voltage and medium voltage motors may comprise nearly 70% of all driven electrical
loads. Due to the prevalence of these motors in industry, it is paramount that the
three-phase motor be reliable. Industry reliability surveys suggest that motor failures
typically fall into one of four major categories. Specifically, motor faults typically
result from bearing failure, stator turn faults, rotor bar failure, or other general
faults/failures. Within these four categories: bearing, stator, and rotor failure account
for approximately 85% of all motor failures.
[0004| It is believed that this percentage could be significantly reduced if the
driven equipment were better aligned when installed, and remained aligned regardless
of changes in operating conditions. However, motors are often coupled to misaligned
pump loads or loads with rotational unbalance and fail prematurely due to stresses
imparted upon the motor bearings. Furthermore, manually detecting such fault
causing conditions is difficult at best because doing so requires the motor to be
running. As such, an operator is usually required to remove the motor from operation
to perform a maintenance review and diagnosis. However, removing the motor from
service is undesirable in many applications because motor down-time can be
extremely costly.
[0005] As such, some detection devices have been designed that generate feedback
regarding an operating motor. The feedback is then reviewed by an operator to
determine the operating conditions of the motor. However, most systems that monitor
operating motors merely provide feedback of faults that have likely already damaged
the motor. As such, though operational feedback is sent to the operator, it is usually
too late for preventive action to be taken.
Some systems have attempted to provide an operator with early fault
warning feedback. For example, vibration monitoring has been utilized to provide
some early misalignment or unbalance-based faults. However, when a mechanical
resonance occurs, machine vibrations are amplified. Due to this amplification, false
positives indicating severe mechanical asymmetry are possible. Furthermore,
vibration based monitoring systems typically require highly invasive and specialized
monitoring systems to be deployed within the motor system.
In light of the drawbacks of vibration based monitoring, current-based
monitoring techniques have been developed to provide a more inexpensive, non-
intrusive technique for detecting bearing faults. There are also limitations and
drawbacks to present current-based fault detection. That is, in current-based bearing
fault detection, it can be challenging to extract a fault signature from the motor stator
current. For different types of bearing faults, fault signatures can be in different
forms. According to general fault development processes, bearing faults can be
categorized as single-point defects or generalized roughness. Most current-based
bearing fault detection techniques currently in use today are directed toward detecting
single-point defects and rely on locating and processing the characteristic bearing
fault frequencies in the stator current. Such techniques, however, may not be suitable
for detecting generalized roughness faults. That is, generalized-roughness faults
exhibit degraded bearing surfaces, but not necessarily distinguished defects and,
therefore, characteristic fault frequencies may not necessarily exist in the stator
current. As many bearing faults initially develop as generalized-roughness bearing
faults, especially at an early stage, it would be beneficial for current-based bearing
fault detection techniques to be able to detect such generalized-roughness bearing
faults.
[0008] It would therefore be desirable to design a current-based bearing fault
detection technique that overcomes the aforementioned drawbacks. A current-based
bearing fault detection technique that allows for detection of generalized-roughness
bearing faults would be beneficial, by providing early stage detection of bearing
faults.
BRIEF DESCRIPTION OF THE INVENTION
[0009] The present invention provides a system and method for detecting
impending mechanical motor faults by way of current noise cancellation. Current
data is decomposed into a non-fault component (i.e., noise) and a fault component,
and noise-cancellation is performed to isolate the fault component of the current and
generate a fault identifier.
[0010] In accordance with one aspect of the invention, a controller configured to
detect indicia of incipient mechanical motor faults includes a processor programmed
to receive a set of current data from a motor during known normal operation, define a
baseline noise based on the set of current data acquired from the know normal
operating motor, and repeatedly receive real-time operating current data from the
operating motor. The processor is further programmed to remove the baseline noise
from the operating current data to identify any fault components present in the
operating current data and generate a fault index for the operating current data based
on any isolated fault components.
[0011] In accordance with another aspect of the invention, a non-invasive method
for detecting impending bearing faults in electric machines includes the steps of
acquiring a plurality of stator current data sets from the electric machine during
operation, applying each of the plurality of stator current data sets to a current data
filter in real-time to generate a noise-cancelled stator current, and determining a fault
index from the noise-cancelled stator current for each of the plurality of stator current
data sets. The method also includes the steps of monitoring a value of the fault index
for the plurality of stator current data sets and generating an alert if the value of a pre-
determined number of fault indices exceeds a control limit.
[0012] In accordance with yet another aspect of the invention, a system for
monitoring current to predict bearing faults includes at least one non-invasive current
sensor configured to acquire stator current data from an operating motor and a
processor connected to receive the stator current data from the at least one non-
invasive current sensor. The processor is programmed to receive a first set of stator
current data from the at least one current sensor, the first set of stator current data
comprising baseline current data representative of normal motor operation. The
processor is also programmed to define a non-fault component from the baseline
current data, repeatedly receive real-time operating current data from the operating
motor, and remove the non-fault component from the operating current data in real-
time to isolate residual current data. The processor is further programmed to process
the residual current data to identify possible bearing faults; generate a fault index for
any identified bearing faults and generate an alert if the fault index exceeds a fault
index threshold.
[0013] Various other features and advantages of the present invention will be made
apparent from the following detailed description and the drawings.
BRIEF DESCRIPTION OF THE DRAWINGS
[0014] The drawings illustrate preferred embodiments presently contemplated for
carrying out the invention.
[0015] In the drawings:
[0016] Fig. 1 is a schematic representation of a motor assembly contemplated for
carrying out the invention.
Fig. 2 is a block diagram of a controller in accordance with the invention.
[0018] Fig. 3 is a block diagram of a controller for configuring of a Wiener filter in
accordance with an embodiment of the invention.
[0019] Fig. 4 is a block diagram of a controller for performing fault detection
using current noise cancellation in accordance with an embodiment of the invention.
[0020| Fig. 5 is a graphical representation of plotted fault index data relative to
fault index thresholds according to a statistical process control technique in
accordance with an embodiment of the invention.
[002l] Fig. 6 is a block diagram of a controller in accordance with another
embodiment of the invention.
[0022] Fig7 is a flow chart illustrating a technique for fault detection using
current noise cancellation.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENT
The embodiments of the invention set forth herein relate to the detection of
abnormal conditions to predictively determine potential motor faults. Current
signature analysis (CSA) is utilized to review raw data received from a plurality of
sensors of a controller monitoring an operating motor. The system, which is
preferably disposed within the controller, decomposes the sensed/monitored current
into a non-fault component and a fault component, and performs a noise-cancellation
operation to isolate the fault component of the current and generate a fault identifier.
An operator of the monitored motor system is then proactively alerted of a potential
fault prior to a fault occurrence.
[0024] Referring now to Fig. 1, a motor assembly, such as an induction motor, is
configured to drive a load. The motor assembly 10 includes a motor 12 that receives
power from a power supply 14. The motor assembly 10 also includes a controller 16
(i.e., current monitoring system) used to monitor, as well as control, operation of the
motor 10 in response to operator inputs or motor fault conditions. The motor 12 and
the controller 16 typically are coupled to electronic devices such as a power
controller, or starter, 17 and are in series with the motor supply to control power to the
motor 12. The controller 16 includes a processor 18 that, as will be described in
greater detail with respect to Fig. 2, implements an algorithm to determine the
presence of unwanted mechanical conditions and predictively alert an operator of a
potential fault before a fault occurs. The controller 16 further includes current sensors
22. According to an exemplary embodiment of the invention, it is understood that
current sensors 22 are existing sensors used to also monitor current input to the motor
and generally monitor motor operation. That is, a separate set of current sensors for
acquiring current data for use in the noise-cancellation system/technique of the
invention (described in detail below) arc not required. Thus, the acquisition of current
data via current sensors 22 for use in the noise-cancellation system/technique is
understood to form a "sensorless" current monitoring system/technique for
predictively determining potential motor faults. As is generally known, current data
may be acquired from only two of the phases of a three-phase motor as current data
for the third phase may be extrapolated from the current data of the monitored two
phases. While the present invention will be described with respect to a three-phase
motor, the present invention is equivalently applicable to other motors. Additionally,
while shown as including a pair of current sensors 22, it is also envisioned that a
single current sensor could be used to acquire only one phase of current.
[0025] In one embodiment of the invention, current sensors 22 acquire stator
current data from an induction motor. The stator current data acquired from sensors
22 is communicated to processor 18, where the current is analyzed using current
signature analysis (CSA) to detect incipient (i.e., pending) motor faults, such as a
bearing fault. As the identification of characteristic fault frequencies is not a viable
solution for detection of all types of bearing faults (e.g., generalized roughness faults),
according to an embodiment of the invention, processor 18 is programmed to treat the
fault detection problem as a low signal-to-noise ratio (SNR) problem. Processor 18 is
thus programmed to decompose the stator current into noise components and fault
components (i.e., the bearing fault signal). The noise components are the dominant
components in the stator current, and include supply fundamental frequencies and
harmonics, eccentricity harmonics, slot harmonics, saturation harmonics, and other
components from unknown sources, including environmental noises. Since these
dominant components exist before and after the presence of a bearing fault, a large
body of the information they contain is not related to the fault. In this sense, they can
be treated as "noise" for the bearing fault detection problem. As the "noise" could be
104 times stronger than the bearing fault signal (i.e., tens of Amperes vs. milli-
Amperes), the detection of the bearing fault signal constitutes a low SNR problem.
For solving the low SNR problem, processor 18 implements a noise cancellation
technique/process for detecting the bearing fault signal. The noise components in the
stator current are estimated and then cancelled by their estimates in a real-time
fashion, thus providing a fault indicator from the remaining components.
[0026] While processor 18 is shown as being included in a stand-alone controller
16, it is also recognized that processor 18 could be included in power control/starter
17. Additionally, it is recognized that processor 18 could be included in another
power control device such as a meter, relay, or drive. That is, it is understood that
controller 16 could comprise an existing power control device, such as a meter, relay,
starter, or motor drive, and that processor 18 could be integrated therein.
[0027] Referring now to Fig. 2, a more detailed block diagram of controller 16 is
shown. As stated with respect to Fig. 1, the controller 16 includes processor 18 and
current sensors 22. Furthermore, the relay assembly 16 includes a notch filter 24, a
low pass filter 26, and an analog to digital (A/D) converter 28. The notch filter 24,
low pass filter 26, and A/D convertor 28 operate to receive raw data generated by
current sensors 22 and prepare the raw data for processing by processor 18. That is,
filters 24 and 26 are used to eliminate the fundamental frequency (e.g. 60Hz in US
and 50Hz in Asia) and low frequency harmonics, as these harmonic contents are not
related to bearing failure. Removing such frequencies (especially the base frequency
component) from the measured current data can greatly improve the analog-to-digital
conversion resolution and SNR, as the 60Hz frequency has a large magnitude in the
frequency spectrum of the current signal. While controller 16 is shown as including
filters 24, 26, it is also envisioned, however, that current data could be passed directly
from current sensors 22 to the A/D convertor 28.
As shown in Fig. 2, processor 18 functions, at least in part, as a noise
cancellation system that decomposes the stator current into noise components and
fault components. Processor 18 thus includes an input delay 30 and a current
predictor 32, with the current predictor configured to predict noise components
present in the stator current. Subtracting the prediction of the noise components from
repeatedly acquired real-time stator current yields fault components which are
injected into the stator current by bearing failures/faults. It is envisioned that current
predictor 32 can be configured as a Wiener filter (infinite impulse response (IIR) or
fixed impulse response (FIR)), a steepest descent algorithm, a least mean square
(LMS) algorithm, a least recursive squares (LRS) algorithm, or other digital filter.
[0029] Referring now to Fig. 3, in an exemplary embodiment of the invention,
processor 34 includes therein a Wiener filter 36 that provides for noise cancellation in
the stator current and isolation of a fault signal therein. To provide accurate noise
cancellation in the stator current, processor 34 is programmed to configure Wiener
filter 36 to accurately define (i.e., estimate) most noise components in the stator
current, such that the fault signal in the stator current is not included in its output. In
configuring the Wiener filter 36, processor 34 analyzes stator current data associated
with healthy bearing conditions. This stator current data associated with healthy
bearing conditions can include a first set of stator current data that is acquired, for
example, within a short period after the installation of a bearing or at the start of a
bearing condition monitoring process, thus ensuring that no bearing fault component
is included in the stator current. The first set of stator current data thus comprises
baseline current data that essentially contains pure noise data that does not include
fault information.
The first set of stator current data, or baseline current data, is received by
processor 34 and is implemented for configuring Wiener filter 36. More specifically,
the baseline current data is used for assigning coefficients in the Wiener filter 36.
Processor 34 assigns coefficients to the Wiener filter 36 such that the prediction error,
e(n), of the filter is minimized in the mean-square sense. As shown in Fig. 3, the
baseline current data is described by:

where d1(n) is the noise components, d(n) is the fault signal, and vt(n) is the
measurement noise. As set forth above, the baseline current data is devoid of a fault
signal, and as such, Eqn. 1 reduces to.
[0031] In configuring the Wiener filter 36, the processor 34 assigns the
coefficients of the filter by using the minimum mean-squared error (MMSE) method.
In implementing/applying the MMSE method, processor 34 solves for the
coefficients, w(k),k=0, 1, ..., p, to minimize the mean square prediction error, 4-
according to:

where E{ } is the expected value, no is the delay of the input x(n), w(k),k = 0, 1.....p
are the coefficients of the Wiener filter 36, andp is the order of the filter.
|0032l The coefficients are found by setting the partial derivatives of 4 with
respect to w(k) equal to zero, as follows:
Eqn. 6 is thus simplified to:

In matrix form, Eqn. 8 can be written as:

or denoted by:

[0035| The autocorrelation sequences in Eqn. 9 can be estimated by time averages
when implementing this method. For finite data records (i.e., a finite number of stator
current data points), x(n), 0 by:

The matrix Rx is a symmetric Toeplitz matrix and can be solved efficiently by the
Levinson-Durbin Recursion algorithm.
[0036] As shown in Fig. 3, the output of Wiener filter 36 is a prediction, g(n), of
the stator current, with the prediction error, e(n), of the filter being defined as the
measured baseline current data, x(n), minus the predicted stator current g(n). As set
forth above, the coefficients of the Wiener filter 36 are assigned such that the
prediction error e(n) is minimized in the mean square sense (i.e., e(n) ~ 0). Thus, as
the baseline current data is composed of essentially just a noise component, di(n) +
vi(n). the predicted stator current g(n) should also be comprised of essentially just a
noise component, forming a predicted noise component, d^(n) + v^(n), that can used
be in continued real-time monitoring of the bearing condition for noise cancellation in
repeatedly acquired stator current data and for identification of bearing fault signals.
[0037) As set forth above, upon configuring of Wiener filter 36 (i.e., setting of the
Wiener filter coefficients) from the previous samples of the stator current (i.e., the
baseline current data), processor 34 is able to accurately detect bearing fault
conditions in the motor system by estimating the noise components in additionally
acquired stator current in real-time. As the dominant noise components (sinusoidal)
in the stator current essentially do not change at constant loads, either in magnitude or
in frequency, they can therefore be predicted in the most recent samples (i.e., real-
time samples) of the stator current that is being monitored. Thus, in monitoring
operation of the induction motor 12 (Fig. 1), additional sets of stator current data are
acquired by sensors 22 and received by processor 34 for performing a stator current
noise cancellation thereon. The additional sets of stator current data, are defined by:
x(n) = di(n) + d(n) + v,(nj, [Eqn. 1 la],
where d/(n) is the noise components, d(n) is the fault signal, and \>i(n) is the
measurement noise, as set forth above in Eqn. 1. As shown in Fig. 4, in monitoring
current data from the inductor motor, the stator current is passed through input delay
30, which provides a delay z of n0 samples and through Wiener filter 36, to cancel the
estimated noise components di^(n )+ v^(n) therefrom and produce a noise-cancelled
stator current. From Fig. 4, it can be seen that if the Wiener filter 36 has a good
performance (i.e., d1^(n) + v1-'-(n) is close to d1(n) + vt(n)), the remaining part, y(n), of
the stator current after noise cancellation (i.e., residual current data) will be the fault
signal din). That is, when a bearing fault develops, the Wiener filter 36 predicts and
cancels only the noise components in the stator current and keeps any remaining
residual current data intact during the noise canceling process, from which fault
components d(n) are identified. It is noted that the fault components d(n) are
comprised of a plurality of fault characteristics from across a fault frequency
spectrum. That is, a plurality of fault frequencies having a plurality of fault
amplitudes comprise the fault components, and a collective effect of these frequencies
and amplitudes are encompassed by the isolated fault components to facilitate the
fault detection. As the frequencies of the fault signal and the magnitudes of the fault
components are small for generalized roughness bearing faults, the summation of
these factors in the collective fault component d(n) allows for increased fault signal
strength and improved bearing fault detection.
[0038] From the isolated fault components remaining in the noise-cancelled stator
current, a fault index (i.e., fault indicator) is determined by processor 34. In an
exemplary embodiment, the fault index is calculated as the root mean square (RMS)
value of the noise-cancelled stator current. Taking the RMS value of the isolated fault
components provides for a larger fault signal that can be monitored, allowing for
improved recognition of bearing faults. Processor 34 is further programmed to
analyze the fault index to determine if the fault index exceeds a threshold. If the fault
index exceeds the threshold, then processor 34 generates an alert (i.e., audible or
visual alert) to inform an operator that a fault component in the stator current has
exceeded a desired amount. The operator can thus shut down operation of the motor
at a convenient time to further assess the bearings. Alternatively, or in addition
thereto, the fault information and its severity can also be communicated to a centralized
monitoring system (not shown), such as a Computerized Maintenance Management System
(CMMS) or distributed control system (DCS).
[0039] 1 n an exemplary embodiment of the invention, a Statistical Process Control
(SPC) technique is applied to analyze a plurality of fault indices and set a "threshold"
based thereon. With respect to analyzing the fault components present in the stator
current to detect generalized roughness bearing faults, it is difficult to relate these
fault components in the stator current to the bearing fault severity. That is, the lack of
equations available to describe fault signatures in stator current injected by
generalized roughness bearing faults and the subtleness of bearing fault signatures in
stator current makes it difficult to pre-define fault severity levels. As such, a SPC
technique is applied to establish a warning threshold based on the statistics of the fault
signal in the specific current monitoring process, rather than pre-setting a pre-defined,
universal threshold for all applications. The SPC technique distinguishes abnormal
changes in the noise-cancelled stator current (and resulting fault indices) that are
caused by a bearing fault from ambient changes.
Referring to Fig. 5, application of the SPC technique to the generated fault
indices obtained via stator current noise cancellation is shown. Each fault index is
plotted to an X chart 35, displaying individual fault index values 37, and a mR (i.e..
"moving Range") chart 38 for monitoring differences 39 between the values of the
fault indices. The individual measurements 37 are plotted on the X chart 35 and the
differences 39 (i.e., moving range) are plotted on the mR chart 38. Based on the
plotted values, upper and lower control limits 41, 43 are determined from the X chart
and an upper control limit 45 is determined for the mR chart. For bearing fault
detection, since the SPC is applied to noise-cancelled stator current, a fault index
value falling below a lower control limit indicates a better bearing condition and,
therefore, it is not of concern. As such, the upper control limit 41 of the X chart 35
and/or the upper control limit 45 of the mR chart 38 comprise the relevant control
limit (i.e., fault index warning threshold) for determining a threshold exceedance. In
one embodiment, the upper control limits 41, 45 can be set at three standard
deviations from the mean fault index value 47 and at three standard deviations from
the mean difference value between adjacently acquired fault indices 49, respectively.
[0041] Upon calculation of the control limits 41, 45 via the SPC technique, the
fault indices are analyzed with respect to these control limits. Detection of an
uncontrolled variation in the fault indices is indicative of a deteriorated bearing
condition. That is, if the analyzed fault indices begin to frequently exceed the control
limits 41, 45, such a variation is indicative of a deteriorated bearing condition (i.e.,
incipient bearing fault). Thus, in determining whether a deteriorated bearing
condition exists that necessitates generation of an alert, the percentage of fault indices
exceeding the upper control limit 41, 45 is examined. If that percentage exceeds a
pre-determined percentage, then it is determined that a deteriorated bearing condition
exists and an alert is generated. For example, if the percentage of fault indices falling
outside (i.e., exceeding) the control limits 41, 45 is above 10%, then an alert is
generated. A SPC technique is thus utilized to monitor the fault indices obtained in
real-time and analyze the fault index values to determine if a "threshold" has been
exceeded, thus allowing for a determination that a deteriorated bearing condition or
bearing fault exists.
[0042] Referring now to Fig. 6, in another embodiment of the invention, the fault
information d(n) in the stator current isolated by the noise cancellation technique of
processor 40 can be viewed as the prediction error e(n) of a prediction error filter
(PEF) 42. That is, when the bearing fault develops and the condition of the system
changes, the prediction error increases. As shown in Fig. 6, if the noise cancellation
system/technique is viewed as a PEF 42, then the system performance can be
measured by the prediction error of the filter. That is, to have good performance, the
prediction error should be significantly larger for a faulted bearing condition than for
a healthy bearing condition. Consequently, the prediction error shown in Fig. 6 gets
larger when the system enters a bearing fault condition from a healthy bearing
condition.
[0P43J In examining the PEF 42 to assess a prediction error, a general equation
describing the prediction error can be given, along with specific equations for the
filter performance for a healthy-bearing condition and for the filter performance
having a bearing-fault condition. By definition, a general equation for the mean-
square prediction error of the filter is:

[0044) This is the same error as in Eqn. 2, which was minimized to find the
coefficients of the Wiener filter. Upon expansion, the above equation can be
rewritten as:

[0045] Since the PEF 42 is designed to minimize the error in Eqn. 12 by using
healthy bearing data, this prediction error is small for a healthy-bearing condition. In
fact, for a healthy-bearing condition, since w(k), k=0,l,...,p , are solutions to Eqn. 8.
the second term of the right hand side of Eqn. 13 is zero. Therefore, the prediction
error for a healthy-bearing condition is:

[0046] At such a condition, sincex(n)=di(n) +v/(n), therefore, it follows that:

[0047] Since d,(n) and vj(nj are jointly wide sense stationary (WSS), Eqn. 15
becomes:

[0048] Since the measurement noise vj(n) is random, its power spectrum is
distributed over a broad frequency range, its autocorrelation is pulse-like, and its
cross-correlations with other signals are zero, (i.e., the autocorrelation sequences of a
signal are the inverse Fourier transform of its power spectrum by definition). It thus
follows from Eqn. 16 that:

[0049] Substituting Eqn. 17 into Eqn. 14 yields:

[0050] To further investigate the performance of the system, the noise components
(including the supply fundamental and harmonics, the eccentricity harmonics, the slot
harmonics, etc.) are described as:

where Am, ?m, ?m, m=l, ..., M, are the amplitudes, the frequencies, and the angles of
M noise components in the stator current. To compute the autocorrelation sequences
of the signal d1(n), the following relationship is defined:

[0^1] Eqn. 20 is then reduced by recognizing the following relationships:

and

[0052) Therefore, the autocorrelation sequences of the signal di(n) are:

[0053] Substituting Eqn. 23 into Eqn. 18 yields the prediction error of the filter 42
for a healthy-bearing condition as:

[0054] Similarly, for a faulty bearing condition, the mean square prediction error
can still be calculated from Eqn. 13. For convenience, Eqn. 13 is repeated here as:

[0055] However, different from the situation of a healthy-bearing condition, the
second term on the right hand side of Eqn. 25 for a faulty-bearing condition is not
zero because of the presence of the fault signal in the stator current, which is
x(n) =di (n) +d(n)+1v(n). It follows that:

[0056] Assuming drfn), d(n), and vt(n) are jointly WSS, then Eqn. 26 becomes:

[0057] As for a healthy-bearing condition, if it is assumed that the measurement
noise vi(n) is a broadband signal and not correlated with di(n) and d(n), it then
follows that:

and that:

[0058] If the noise components are described as:

as set forth in Eqn. 19, then the fault components can be described as:

where Aq, ?q, ?q, q=l, ..., Q, are the amplitudes, the frequencies, and the angles of Q
fault components in the stator current injected by a bearing fault. The autocorrelation
sequences of d(n) can thus be calculated as in Eqns. 20 to 23, with the result being:
[0059)] For ?q ? ?m, q=l, 2, ..., Q, m=l, 2, ..., M, following the same steps as in
Eqns. 20 to 23, the cross-correlation sequences between the noise components and the
fault components become:

[0060] Thus, combining Eqns. 25 to 32, the prediction error for a faulty-bearing
condition can be obtained as:
|Eqn. jjj,
where £min is the prediction error for a healthy-bearing condition expressed in Eqn. 24.
[0061] Beneficially, it is noted that the noise cancellation method set forth above
considers a collective effect of the fault components to facilitate the fault detection.
That is, as the frequencies of the fault signal, coq's, and the magnitudes of the fault
components, Bq's, are small for generalized roughness bearing faults, summing these
factors in the collective fault component d(nj, along with the bearing contact angle allows for increased fault signal strength and improved bearing fault detection. It is
further noted that if the fault signal, d(nj, is a broadband signal, then it has the same
effect as the broadband measurement noise v/(nj, and since the power of the
broadband signal remains in the prediction error (both for a healthy-bearing condition
and for a faulty-bearing condition), the presence of the fault signal results in an
increase of the prediction error.
[0062] Additionally, even if ?q = ?m and there is a smaller increase in the
prediction error, (since the third term on the right hand side of Eqn. 33 is zero, while
the second term is nonzero), fault information is still conserved in the resulting
predictor error. That is, even if the fault components and the noise components have
common frequencies, such as when the bearing fault augments the dynamic
eccentricity of the motor, the fault information is still conserved in the resulting
predictor error. The above features thus provide for an improved current-based
sensing technique to detect generalized roughness bearing faults.
[0063] Referring now to Fig. 7, a flow chart illustrating a current-based technique
46 for detecting generalized roughness bearing faults is displayed. The technique
begins by acquiring and receiving a first set of stator current data, x(n), from an
electrical machine, such as a three-phase induction motor, to produce baseline current
data 48. The first set of stator current data that is acquired/received is comprised of
stator current data associated with healthy bearing conditions, which is known to be
devoid of any bearing fault signal therein.
[0064| From the baseline current data, a current data filter (i.e., noise cancellation
system) is configured 50 to provide noise cancellation to the stator current, so as to
isolate any fault component present therein. In an exemplary embodiment, the current
data filter is a Wiener filter that is designed to cancel the noise component from the
stator current based on a filtering of received stator current data by an estimation of
the noise component in the stator current. To provide accurate noise cancellation in
the stator current, the Wiener filter is configured such that it can accurately estimate
most noise components in the stator current and such that the fault signal in the stator
current is not included in its output. In configuring the Wiener filter, the baseline
current data is used for assigning coefficients in the Wiener filter, such that no bearing
fault information is embedded in the coefficients. The Wiener filter is designed such
that a prediction error thereof is minimized in the mean square sense. That is, the
coefficients are assigned using the minimum mean-squared error (MMSE) method.
As the Wiener filter is configured based on the baseline current data (i.e., pure noise
current data), this means that the output of the Wiener filter is a predicted noise
component, g(n), of the stator current that is essentially equal to the baseline current
data, such that the prediction error is minimized, i.e., e(n) = x(n)-g(n).
[0065] After configuring of the Wiener filter, the technique continues by acquiring
and receiving at least one additional set of stator current data 52. The additional stator
current data is acquired/received after a period of use of the electrical machine and is
monitored to detect bearing fault signals present in the stator current. The additional
sets of stator current data are passed to the current data filter 54 to perform a noise
component cancellation thereon. The estimated noise component provided by the
current data filter is cancelled from the stator current 56 to isolate any fault
component present in the stator current. That is, as the noise components (sinusoidal)
in the stator current essentially do not change at constant loads, either in magnitude or
in frequency, the predicted noise component output from the current data filter (and
based on the baseline current data) can be cancelled from the most recent samples of
the stator current (i.e., the additionally acquired stator current) to accurately determine
a fault component in the stator current. Assuming that the current data filter was
properly configured and has good performance, the remaining part of the stator
current after noise cancellation will accurately portray the fault signal d(n).
From the fault component remaining in the noise-cancelled stator current, a
fault index (i.e., fault indicator) is determined 58. In an exemplary embodiment, the
fault indicator is calculated as the RMS value of the noise-cancelled stator current.
Taking the RMS value of the isolated fault component provides for a larger signal that
can be monitored, allowing for improved recognition of bearing faults. Upon
calculation, the fault index is compared to additionally calculated fault indices to
generate a fault index threshold 59 and determine if the fault indicator exceeds that
fault index threshold 60. If the fault indicator does not exceed the fault index
threshold 62, then the technique proceeds by continuing to receive and monitor
additional stator current data 64. If, however, the fault indicator does exceed the fault
index threshold 66, then an alert is generated 68, such as an audible or visual alert, to
inform an operator that a fault component in the stator current has exceeded a desired
amount. The operator is thus allowed to shut down operation of the electrical
machine to further examine the bearings for faults.
[0067| In an exemplary embodiment of the technique 46, the fault index threshold
is determined 59 via a Statistical Process Control (SPC) technique. The fault index
threshold (i.e., control limit) is determined for each of an X chart and a mR (moving
range) chart. Upon calculation of the fault index thresholds via the SPC technique,
the fault indices are analyzed with respect to these thresholds 60. If a pre-determined
amount or percentage of the fault indices fall outside the fault index thresholds 66, it
is determined that a deteriorated bearing condition exists and an alert is generated 68.
For example, if the percentage of fault indices falling outside the control limits is
above 10%, then an alert can be generated. A SPC technique is thus utilized to
monitor the fault indices obtained in real-time and analyze the fault index values to
determine if a "threshold" has been exceeded, thus allowing for a determination that a
deteriorated bearing condition or bearing fault exists.
According to embodiments of the invention, the noise cancellation method
set forth above is able to isolate fault components in the stator current to detect
incipient bearing faults without the need for determining machine parameters, bearing
dimensions, nameplate values, or stator current spectrum distributions. The analysis
of the noise-cancelled stator current (and the fault indices generated therefrom) via the
use of a SPC technique eliminates the need for knowledge of such machine
parameters, bearing dimensions, nameplate values, or stator current spectrum
distributions. That is, as the noise cancellation method determines control limits and
fault index warning thresholds by way of a SPC technique based on acquired fault
index values rather than on a set of pre-defined equations describing fault signatures
in the stator current, such information is not needed for analysis of fault components
in the stator current. As the determination/acquisition of machine parameters,
bearing dimensions, nameplate values, or stator current spectrum distributions can be
difficult and time consuming, the lack of a need for such information in embodiments
of the system and method of the invention results in more efficient current-based
bearing fault detection.
[0069] A technical contribution for the disclosed method and apparatus is that it
provides for a computer implemented technique for detecting impending mechanical
motor faults by way of current noise cancellation. Current data is decomposed into a
non-fault component (i.e., noise) and a fault component, and noise-cancellation is
performed to isolate the fault component of the current and generate a fault index.
[0070] Therefore, according to one embodiment of the present invention, a
controller configured to detect indicia of incipient mechanical motor faults includes a
processor programmed to receive a set of current data from a motor during known
normal operation, define a baseline noise based on the set of current data acquired
from the know normal operating motor, and repeatedly receive real-time operating
current data from the operating motor. The processor is further programmed to
remove the baseline noise from the operating current data to identify any fault
components present in the operating current data and generate a fault index for the
operating current data based on any isolated fault components.
[0071] According to another embodiment of present invention, a non-invasive
method for detecting impending bearing faults in electric machines includes the steps
of acquiring a plurality of stator current data sets from the electric machine during
operation, applying each of the plurality of stator current data sets to a current data
filter in real-time to generate a noise-cancelled stator current, and determining a fault
index from the noise-cancelled stator current for each of the plurality of stator current
data sets. The method also includes the steps of monitoring a value of the fault index
for the plurality of stator current data sets and generating an alert if the value of a pre-
determined number of fault indices exceeds a control limit.
[0072] According to yet another embodiment of the present invention, a system for
monitoring current to predict bearing faults includes at least one non-invasive current
sensor configured to acquire stator current data from an operating motor and a
processor connected to receive the stator current data from the at least one non-
invasive current sensor. The processor is programmed to receive a first set of stator
current data from the at least one current sensor, the first set of stator current data
comprising baseline current data representative of normal motor operation. The
processor is also programmed to define a non-fault component from the baseline
current data, repeatedly receive real-time operating current data from the operating
motor, and remove the non-fault component from the operating current data in real-
time to isolate residual current data. The processor is further programmed to process
the residual current data to identify possible bearing faults; generate a fault index for
any identified bearing faults and generate an alert if the fault index exceeds a fault
index threshold.
[0073] The present invention has been described in terms of the preferred
embodiment, and it is recognized that equivalents, alternatives, and modifications,
aside from those expressly stated, are possible and within the scope of the appending
claims.
WE CLAIMS:

1. A controller configured to detect indicia of incipient mechanical motor
faults having a processor programmed to:
receive a set of current data from a motor during known normal
operation;
define a baseline noise based on the set of current data acquired from
the know normal operating motor;
repeatedly receive real-time operating current data from the operating
motor;
remove the baseline noise from the operating current data to identify
any fault components present in the operating current data; and
generate a fault index for the operating current data based on any
isolated fault components.
2. The controller of claim 1 wherein the processor is further programmed
to apply a statistical process control analysis to a plurality of generated fault indices to
calculate a fault index warning threshold.
3. The controller of claim 2 wherein the processor is further programmed
to generate an alert if a detected variation of the fault index exceeds the fault index
warning threshold.
4. The controller of claim 3 wherein the processor is further programmed
to:
determine a percentage of fault indices that exceed the fault index warning
threshold; and
generate the alert if the percentage of fault indices that exceed the fault
index warning threshold exceed a pre-determined percentage.
5. The controller of claim 1 wherein the processor is further programmed
to configure a Wiener filter based on the set of current data acquired from the know
normal operating motor, the Wiener filter configured to estimate the baseline noise.
6. The controller of claim 5 wherein the processor is further programmed
to perform a minimum mean-squared error (MMSE) operation on the Wiener filter to
minimize error in the estimated baseline noise.
7. The controller of claim 5 wherein the fault components comprise a
prediction error of the Wiener filter.
8. The controller of claim 1 wherein the processor is further programmed
to calculate a root-mean-square (RMS) value of the fault components to generate the
fault index.
9. The controller of claim 1 further comprising:
a current sensor;
a notch filter connected to receive current data from the current sensor;
a low-pass filter connected to receive the current data from the notch
filter;
an analog-to-digital converter connected to receive the current data
from the low-pass filter; and
a delay unit connected to receive the current data from the analog-to-
digital converter to ensure data capture during real-time monitoring.
10. The controller of claim 1 controller configured to detect at least one of
a generalized roughness bearing fault and a single point defect bearing fault based on
the fault index.
11. The controller of claim 1 wherein the fault components comprise a
plurality of fault frequencies having a plurality of fault amplitudes, and wherein the
fault index comprises a summation of the fault amplitudes of the plurality of fault
frequencies.
12. A non-invasive method for detecting impending bearing faults in
electric machines comprising:
acquiring a plurality of stator current data sets from the electric
machine during operation;
applying each of the plurality of stator current data sets to a current
data filter in real-time to generate a noise-cancelled stator current;
determining a fault index from the noise-cancelled stator current for
each of the plurality of stator current data sets;
monitoring a value of the fault index for the plurality of stator current
data sets; and
generating an alert if the value of a pre-dctermincd number of fault
indices exceeds a control limit.
13. The method of claim 12 further comprising:
applying a statistical process control (SPC) technique to the fault
indices; and
setting the control limit based on the SPC technique.
14. The method of claim 13 further comprising:
determining a percentage of the fault indices that exceed the control
limit; and
generating the alert if the percentage of the fault indices that exceed the
control limit is above the pre-determined number.
15. The method of claim 12 wherein applying the stator current data to a
current data filter comprises applying the stator current data to a Wiener filter.
16. The method of claim 15 further comprising:
acquiring baseline stator current data prior to acquisition of the
plurality of stator current data sets, the baseline stator current data acquired from the
electric machine at a normal operating condition; and
applying the baseline stator current data to the Weiner filter to estimate
noise components therein.
17. The method of claim 16 wherein generating a noise-cancelled stator
current for each of the plurality of stator current data sets comprises cancelling the
estimated noise components from the acquired stator current data set.
18. The method of claim 16 further comprising selecting coefficients in the
Wiener filter by applying a minimum mean-squared error (MMSE) operation to the
baseline stator current data.
19. The method of claim 12 wherein determining a fault index comprises
calculating a root-mean square of the noise-cancelled stator current.
20. A system for monitoring current to predict bearing faults comprising:
at least one non-invasive current sensor configured to acquire stator
current data from an operating motor; and
a processor connected to receive the stator current data from the at
least one non-invasive current sensor, the processor programmed to:
receive a first set of stator current data from the at least one
current sensor, the first set of stator current data comprising baseline current data
representative of normal motor operation;
define a non-fault component from the baseline current data;
repeatedly receive real-time operating current data from the
operating motor:
remove the non-fault component from the operating current
data in real-time to isolate residual current data;
process the residual current data to identify possible bearing
faults; generate a fault index for any identified bearing faults;
and
generate an alert if the fault index exceeds a fault index
threshold.
21. The current monitoring system of claim 20 wherein the processor is
further programmed to:
analyze a plurality of generated fault indices: and
apply a statistical process control (SPC) technique to the plurality of
fault indices to set the fault index threshold.
22. The current monitoring system of claim 20 wherein the processor is
further programmed to configure a Wiener filter based on the baseline current data,
the Wiener filter configured to define the non-fault component from the baseline
current data.
23. The current monitoring system of claim 20 wherein the processor is
further programmed to calculate a root-mean square value of the residual current data
to determine the fault index.
24. The current monitoring system of claim 20 wherein the processor is
further programmed to detect generalized roughness bearing faults from the fault
index.
ABSTRACT
Title : SYSTEM AND METHOD FOR BEARING FAULT DETECTION USING
STATOR CURRENT NOISE CANCELLATION
A system and method for detecting incipient mechanical
motor faults by way of current noise cancellation is
disclosed. The system includes a controller configured
to detect indicia of incipient mechanical motor faults.
The controller further includes a processor programmed
to receive a baseline set of current data from an
operating motor and define a noise component in the
baseline set of current data. The processor is also
programmed to repeatedly receive real-time operating
current data from the operating motor and remove the
noise component from the operating current data in
real-time to isolate any fault components present in
the operating current data. The processor is then
programmed to generate a fault index for the operating
current data based on any isolated fault components.
Figure : 4

A system and method for detecting incipient mechanical
motor faults by way of current noise cancellation is
disclosed. The system includes a controller configured
to detect indicia of incipient mechanical motor faults.
The controller further includes a processor programmed
to receive a baseline set of current data from an
operating motor and define a noise component in the
baseline set of current data. The processor is also
programmed to repeatedly receive real-time operating
current data from the operating motor and remove the
noise component from the operating current data in
real-time to isolate any fault components present in
the operating current data. The processor is then
programmed to generate a fault index for the operating
current data based on any isolated fault components.

Documents:

http://ipindiaonline.gov.in/patentsearch/GrantedSearch/viewdoc.aspx?id=dgrgn47EaMI726wKRgU40A==&loc=wDBSZCsAt7zoiVrqcFJsRw==


Patent Number 272870
Indian Patent Application Number 4024/KOLNP/2009
PG Journal Number 19/2016
Publication Date 06-May-2016
Grant Date 29-Apr-2016
Date of Filing 20-Nov-2009
Name of Patentee EATON CORPORATION
Applicant Address EATON CENTER 1111 SUPERIOR AVENUE, CLEVELAND, OHIO 44114-2584 U.S.A.
Inventors:
# Inventor's Name Inventor's Address
1 LU, BIN 11110 75TH STREET, #311, KENOSHA, WISCONSIN 53142 U.S.A.
2 THEISEN, PETER 5638 MAPLE ROAD, WEST BEND, WISCONSIN 53095 U.S.A.
3 ZHOU, WEI 9400 EXPOSITION BLVD. APT. 107, LOS ANGELES, CALIFORNIA 90034 U.S.A.
4 HABETLER, THOMAS 1563 STONEGATE WAY, SNELLVILLE, GEORGIA 30078 U.S.A.
5 HARLEY, RONALD 803 TANNERS POINT DRIVE, LAWRENCEVILLE, GEORGIA 30044 U.S.A.
PCT International Classification Number G01M13/04; G01H11/00; G01M13/00
PCT International Application Number PCT/US2008/065612
PCT International Filing date 2008-06-03
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/932,742 2007-06-04 U.S.A.