Title of Invention

METHOD FOR MANUFACTURING MAGNETRON COATED SUBSTRATES AND MAGNETRON SPUTTER SOURCE

Abstract According to the invention, the sputter rate distribution along the sputter surface (3S) for a magnetron source may be adjusted during the sputter operation, whereby the separation of a piece (7a1, 7b1) of the magnet arrangement (7a, 7b) on the target reverse side (3R) may be corresponding altered.
Full Text WO 2006/034598 PCT/CH2005/000441
— 1—
Method for manufacturing magnetron coated substrates and magnetron
sputter source.
The present invention relates to a method for manufacturing magnetron coated
substrates and a magnetron source.
Definitions
The structure of a magnetron source is schematically illustrated in Fig. 1. It
has a target 3 with a sputter surface 3S from which target material is
sputtered off and reactively or not reactively deposited on the substrate 4. On
the reverse side 3R of the target a magnet arrangement 5 is provided. It has
at least one pair of circumferential magnetic loops 7a and 7b, which, facing the
reverse side 3R of the target, have surfaces of inverse magnetic polarity. The
magnetic loops 7a and 7b respectively are each forming closed loops, wherein
"closed" absolutely also includes magnets, that are arranged at a distance
from one another, as long as by both magnetic loops generate closed loops
of the magnetron magnet field H at the sputter surface 3S of the target 3. With
regard to the generation of the circumferential tunnel-shaped magnetron
magnet field both magnetic loops 7a and 7b form a pair of interacting magnetic
loop pair 7ab. The magnetron magnet field H is, as shown schematically,
crossed by an electric field E generated between'an anode and the target 3
interconnected as the cathode. Due to the magnetron magnet field H and the
electric field E, the known electron trap effect occurs in the area of the tunnel-
shaped magnetron magnet field H, which at that point leads to an increased
plasma density and an increased sputter effect. The result is, in the area of
the magnetron magnet field, a circumferential erosion trench in the sputter
surface 3s that increases in depth with the increased duration of the
operation. We call a closed loop of magnets of whatever shape, which
presents one of the two magnetic polarities to the reverse side 3K of the

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target, a magnetic loop. According to Fig. 1 two of such magnetic loops 7a and
7b are present.
Two such adjacent magnetic loops form a pair of magnetic loops according to 7ab
of Fig. 1, if they generate a circumferential loop of the tunnel-shaped magnetron
5 magnet field H. The magnet arrangement 5 can contain one or more
circumferential magnetic loops plus separately positioned additional magnets for
forming the magnetron magnet field loops. The electric field E between the anode
(not shown) and the target cathode can be generated using DC, pulsed DC,
superimposed DC and AC as well as AC up to the high frequency range. As
I 0 mentioned before, the coating process may be performed with the one or the
several target materials, or after their reaction with a reactive gas admitted into
the process space between the sputter surface 3S and the substrate 4. On one
and the same target 3 with areas of different materials, several materials can be
sputtered into the process space simultaneously, directly for coating or after
1 b reaction with a reactive gas within the process space.
In order to extend the life time of the target 3 and/or to keep the sputter rate
(amount of sputtered off material per time unit), for example, constant despite the
forming of the erosion trench or trenches and thus the coating rate (amount of
material deposited on the substrate 4 per time unit) it is known and common to
?.'■) move at least parts of the magnet arrangement 5. and in particular the one or the
several provided pairs of magnetic loops along the reverse side of the target, be it
by cyclic linear movements or rotational movements or pendulum movements.
With that the magnetron magnet field H is moved along the sputter surface, in
order to generate preferably no significant local erosion trenches.
?,b We call a magnetron source a single-circuit source, if it has only one pair of
magnetic loops. We call a magnetron source a two or multi circuit source, if the
magnet arrangement has two or more pairs of magnetic loops. It is to be observed
that two pairs of magnetic loops can definitely be formed using three magnetic
loops.

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The present invention now presumes a method for generating magnetron coated
substrates, in which - along the reverse side of the target facing away from the
substrate - a magnet arrangement is provided, by means of which at least one closed
loop of a tunnel-shaped magnetic field is generated along the sputter surface of the
b target.
Especially in the use of large surface targets, the achievement and maintenance of
a desired layer thickness distribution and, in particular, a uniform layer thickness
distribution is notoriously problematic. With regard to this one of the problems is that
due to target erosion the coating circumstances are dynamic, i.e. that they change in
1 0 the course of the lifetime and the utilisation period respectively of the target. If
during the life time of an observed target a lot of substrates are coated, the
mentioned dynamic will - depending on the coating time of the individual substrates
- possibly only have a small effect, whereas, if the layer thickness distribution is
considered across the entire life time of the target, as if only one individual substrate
1 b would be coated, a significant change is often observed in the distribution of the
layer thickness.
Definition
We define as the coating time a period of time under consideration up to the lifetime
of the target, independent of the number of individual substrates that are coated
?. 0 using the same target in the period of time under consideration.
Rotating single-circuit magnetron sources with heart or meander shaped magnetic
loop structures cover the largest part of the applications in the field of magnetron
sputtering. Adjustable single-circuit magnetron sources for the optimization of the
distribution of the sputter rate over the coating time are, for example, described in
2 b US 5 188 717. Static two-circuit magnetron sources are, for example, known from
WO 98/03696 or US 5 997 697. Two-circuit magnetron sources with switching
mechanism for switching from sputtering by one of the pairs of magnetic loops to
sputtering at a second are described in WO 01/63643.

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Because of the limited coverage of large target surfaces, e.g. of 1200 cm2, it is
often very difficult to achieve a desired uniform distribution of the sputter rate as
well as of the coating rate and eventually of the layer thickness on the substrate
over the period of the coating process by means of rotating single-circuit
b magnetron sources. For that purpose meander or heart shaped structures of the
pair of magnetic loops are often employed, which, however, on large target
surfaces have the disadvantage that they either have several turning points or
coat wide areas of the targets insufficiently. Narrow radii of the pairs of magnetic
loops in particular, in the case of increased speeds, like the rpm of the magnetic
1 0 system, lead to high eddy-current losses. On the one hand, these have to be
compensated for by the engine power and on the other hand lead to a
weakening of the magnetron magnet field.
Static two-circuit magnetron sources, as described in WO 98/03696 or US 5 997
697, have the disadvantage that static erosion profiles are impressed into the
1 b sputter surface. As initially mentioned, it becomes especially evident that with
increasing sputtering of the target the sputter rate changes as well as the coating
rate and thus also the layer thickness distribution on the substrate. Therefore a
mechanism is required on principle, which enables the adjustment primarily of the
sputter rate distribution on the target and over the course of its lifetime. This is
2 0 often solved in such way that groups of magnets of the magnet arrangement are
moved laterally, i.e. along the reverse side of the target 3R, as known for instance
from WO 02/47110. The disadvantage of this is that another drive has to be
superposed over the rotating system with the pairs of magnetic loops, for which
the power supply has to be realised, e.g. via electrical collector rings. Balance
7. b errors are created by the moving of the aforementioned groups of magnets, which
have to be compensated for by appropriate measurements. Rotating two-circuit
magnetron sources with a switching mechanism for the selective activation of the
one or the other pairs of magnetic loops, as described in WO 01/63643, result in a
high load for the electromechanical drives.

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It is a task of this invention to propose a method of the initially mentioned type and
a magnetron source respectively, for which and on which respectively the sputter
rate distribution along the sputter surface can be adjusted in situ during the sputter
operation - the coating time - and whereby the disadvantages of known methods
b or magnetron sources that use the respective approaches can be avoided. With
regard to this, the method of the initially mentioned type is characterised by the
fact that the distance of a part of the magnet arrangement from the reverse side of
the target is changed in order to set the sputter rate distribution.
A good realization of this method results furthermore from the fact that at least a
1 0 part of the magnet arrangement is moved along the reverse side of the target. This
results in a distribution of the sputter effect of the tunnel-shaped magnetron magnet
field along the sputter surface.
A further good realization of the method according to the invention is, that a part of a
circumferential magnetic loop is changed in distance. This results in a change of the
15 sputter intensity in the area of the magnetron magnet field co-generated with the
loop.
A further good realisation exists in the fact that the distance of a whole magnetic loop
is changed, if necessary in combination with the change of a part of the magnetic
loop concerned and another one.
2 0 A further good realisation is created, if necessary in combination with the
aforementioned realisations, by changing the distance of a pair of magnetic
loops, especially indicated, if the magnetron source is a two or multi-circuit
source. In that case the corresponding distances can also be changed at more
than one of the pairs of magnetic loops.
25 If the adjustment according to the invention of the aforementioned distance is to be
realized for magnetron sources, for which the magnet arrangement is rotated along
the back surface of the target and if a homogenous layer thickness distribution
during the coating time up to the target life time is to be achieved, then a good

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realisation is created by increasing - with increasing coating time - the distance of a
part of the magnet arrangement, which is closer to the target edge than a further
part of the magnet arrangement, and/or by decreasing the distance of the further
part.
b In all the aforementioned realizations it is furthermore a good idea to keep the
sputter output constant. A further good idea is - with a sputter output that is kept
constant - to record the discharge voltage between an anode and the target, to
compare it with a target value and to adjust the distance of the part as a function of
the result of the comparison. Furthermore it is also a good idea to divide the target
1 0 into zones of different materials and to set the relationship of the sputter rates of the
two materials by the aforementioned adjustment of the distance.
A magnetron source according to the invention has a target with a sputter surface and
a magnet arrangement along the reverse side of the target facing away from the
sputter surface. With regard to this, the aforementioned task is solved by the fact that
15 the distance of a part of the magnet arrangement to the back surface of the target is
adjustable by means of a controlled lift drive.
It is a good concept of the magnetron source according to the invention, that at least
one part of the magnet arrangement is operatively connected with a movement drive,
by means of which the part is moved along the back surface of the target.
2 0 It is another good concept, which can easily be combined with the aforementioned
one, if a part of a magnetic loop is operatively connected with the controlled lift drive.
Another good idea for the concept of the magnetron source according to the
invention, if necessary in combination with the aforementioned one, is, to adjust a
whole magnetic loop using the aforementioned controlled lift drive. This concept as
?25 well can be combined with the aforementioned one, if necessary, just like the other
good concept, to operatively connect a pair of magnetic loops with the controlled
drive. Another good concept is to provide an outer pair of magnetic loops and an inner
pair of magnetic loops at the source and with regard to the back surface of the target,

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and to design at least one of the pairs of loops eccentrically with respect to an axis of
rotation and to operatively connect it with a rotation drive acting on the axis of rotation.
It is another good idea, to provide a control, by means of which the distance of a part
of the magnet arrangement - a part that is positioned further towards the edge of the
5 target than another part of the magnet arrangement - is increased and/or by which the
distance of the other part is decreased during the coating time.
Hereafter the invention is explained in greater detail by means of examples
and with the aid of figures.
These show:
10 Fig. 2a a diagram of a perspective view of a first embodiment of the
method according to the invention and a magnetron source
according the invention respectively,
Fig. 2b furthermore a diagram of a side view onto the arrangement
shown in Fig. 2a,
15 Fig. 2c furthermore a diagram of two variations of the magnet
arrangements, e.g. on an arrangement according to Figure 2a, for
the formation of the magnetron field,
Fig. 3 in a presentation analogous to that of Figure 2a a further
embodiment of the invention,
2 0 Fig. 4 in a view analogous to that of Figure 2b, a further embodiment of
the invention in a diagram,
Fig. 5 in a presentation analogous to that of Figure 4, a further
embodiment of the invention,

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Fig. 6 furthermore in a presentation analogous to that of Figures 4 and 5
respectively a further embodiment of the invention,
Fig. 7 furthermore in a presentation analogous to that according to Figures
4 to 6 yet another embodiment of the invention,
5 Fig. 8 in a presentation analogous to that of Figures 4 to 7 a further
magnetic loop arrangement, on which arrangements as described
by means of the figures 2 and 3 are realized,
Fig. 9 furthermore in the mentioned presentation a further embodiment of
the invention,
1 0 Fig. 10 in a diagram a form of realization of a sputter source according to
the invention, conceptualised in principal according to the
embodiment variation of Figure 9,
Fig. 11 a top view of a magnet arrangement employed according the
invention,
15 Fig. 12 the graph (a) of an erosion profile at a circular target on the
arrangement according to Figure 10, for a concentric pair of
magnetic loops and an eccentric one, and the graph (b) for an
eccentric arrangement of both pairs of magnetic loops without
adjustment of the magnetic lift:
20 Fig. 13 layer thickness distribution graphs (a,b) for differently set lifts,
Fig. 14 in a diagram an erosion profile on a circular disc shaped target for
the discussion of an erosion profile to be aimed for,
Fig. 15 in a presentation analogous to that of Figure 10, an arrangement
according to the invention in an embodiment in principal according
25 to Figure 7,

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Fig. 16 the standardized layer thickness distribution on a substrate with
sputter output as parameter,
Fig. 17 in a diagram a signal flow/function block chart of an embodiment for
the electrical guidance of the magnetron source according to the
5 invention,
Fig. 18 for example, simplified in a top view, the magnet arrangement at a
single-circuit magnetron source according to the invention,
Fig. 19 the layer thickness distribution resulting from the magnet
arrangement according to Figure 18 in function of the distance
10 adjustment.
Figure 2a illustrates a first embodiment of the method according to the invention and
the magnetron source according to the invention respectively in schematised
perspective view; Fig. 2b, also schematised, illustrates the side view of the
1 5 arrangement illustrated in Fig. 2a. On the substrate side (substrate not shown) target
3 has a sputter surface 3 s and, facing away from the substrate, a reverse side 3 R .
In the area of the back surface 3 R there is a magnet arrangement 5, which
generates at least one, according to the Figures 2 one, closed loop of a tunnel-
shaped magnetic field H on the sputter surface 3S, the magnetron magnet field H,
2 0 which is quite familiar to an expert. Figures 2 show a common single-circuit
magnetron source. For this the magnet arrangement 5 has a first, mainly closed
circumferential magnetic loop 7a as well as a second 7b, which is located inside the
one mentioned first. At least one of the two magnetic loops 7a,7b is at least to the
greatest extent possible constructed by means of permanent magnets 9, for
25 instance according to the Figures 2, the outer magnetic loop 7a. One magnetic
polarity - for instance N - of the aforementioned, for example, outer magnetic loop 7a
is located opposite the back surface of the target 3R. In any case, the second
magnetic loop 7b is located opposite the back surface of the target 3R with the

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second magnetic polarity, for instance S. As is easily seen from Fig. 2c, the
realization of the pair of magnetic loops 7ab is such that along the back surface of the
target 3R a circumferential zone of the one magnetic polarity is created as well as -
with regard to this - an inside or outside circumferential second zone of the second
5 magnetic polarity. For this purpose permanent magnets 9 are provided on both
loops, on the side that is facing away from the back surface of the target 3H, this is a
ferromagnetic connection 10. Alternately there are in each case, if necessary section
by section, viewed along the magnetic loops, permanent magnets 9a are present on
one of the loops, for example the outer one, and the second magnetic polarity -
I0 facing the back surface of the target 3R - on the other loop, e.g. the inner one 7b, is
formed by a ferromagnetic yoke 12.
Viewed along the pair 7, the constellations according to Fig. 2c can alternate, just as,
in view of the realisation with yoke 12, the arrangement of the permanent magnets.
According to the figures 2, in particular Fig. 2b, and according to the embodiment
15 example illustrated here, the distance db1(t) of a part 7b1 of one of the magnetic
loops of the pair 7 is changed under control with respect to the back surface of the
target 3R by means of a drive 14 controlled at a control input S14. In Fig. 2b, da
denotes the distance of the magnetic pole surface of the one magnetic loop 7a
from the back surface of the target 3R, the distance db that of the second
2 0 magnetic loop 7b and dbi the controlled adjustable distance of the part 7b1 on at
least one of the both loops, e.g. at the inner one. The effect of the magnetron
magnet field H formed by the pair 7ab is changed under control. Of course, it is
quite possible change the distance - at the considered magnetic loop - of both
parts relatively to each other and both parts with reference to the back surface of
2 0 the target 3R in a controlled manner, i.e. for instance and in view of Fig. 2a, to lift
part 7b and to simultaneously lower the remaining part of the magnetic loop
under consideration. Important is. that, viewed along the pair of magnetic loops
7ab, the distances of the magnetic poie surfaces with reference to the back

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surface of the target are changed in time by controlled distance changes at the
magnetic loops.
As shown in Fig. 2a, it is, for example, a good idea - in a section under
consideration along the pair 73b at both magnetic loops - to change equally or
5 unequally long parts, 7a1> 7bi, with reference to the distance of the back surface
of the target 3R in a controlled manner; in the same direction equally or
unequally, or in inverse direction equally or unequally.
In a representation analogous to that of Fig. 2a, Fig. 3 shows another good
embodiment of the invention. As clearly evident, the distance da(t) between the
10 whole pole surface and the target at one of the magnetic loops, e.g. the outer
magnetic loop 7a, is set on the pair 7ab using the drive 14 in a controlled manner
with regard to time and thus in turn the effect of the tunnel-shaped magnetic field
H that had been generated. Here, too, the distances of both of the whole magnetic
loops 7a and 7b can, if necessary, be set in a controlled manner; in the same
1 5 direction equally, in the same direction unequally, in the respective inverse
direction equally or unequally.
The embodiment according to Fig. 3 again shows a single-circuit magnetron
source.
Fig. 4 shows a further good embodiment of the invention - in a view analogous to
2 0 the presentation of Fig. 2b. It has, in a general way, an uneven number - as
shown here three - magnetic loops 7a to 7C, which together form two pairs of loops
7ab, 7bc of the magnet arrangement 5. The polarity of the magnetic loop 7b in the
middle is inverse to that of the two adjacent ones. These form the two
circumferential loops of the tunnel-shaped magnetron magnet field H-,, H2 shown
2 b in this example of an embodiment. Analogous to the embodiments of Fig. 2, in the
embodiment according to Fig. 4 the distance db1(t) of at least of one part 7b1 of the
magnetic loop 7b in the middle is changed by means of a controlled drive (not
shown), whereas the part or the remaining parts of the magnetic loop 7b that is

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under consideration are kept at a constant distance with respect to the back
surface 3R of the target 3.
Fig. 5 shows, in a presentation analogous to Fig. 4, a further good embodiment -
analogous to that shown in Fig. 3 - in which the whole central magnetic loop 7, as
5 shown by db(t), is changed by means of a controlled drive (not shown) with respect
to the back surface 3R of the target 3.
When proceeding according to Fig. 4 and 5, mainly both magnetron magnet fields H,
and H2 are affected by specifically adjusting the distance db(t) and db1(t) respectively.
According to the embodiment according to Fig. 6, as is now easily
10 understandable, a part 7a1 of the outer magnetic loop 7a is moved by means of a
(not shown) controlled drive with respect to the drive's distance da1(t), whereas the
remaining part of the magnetic loop 7a is kept at a constant distance, just as the
loops 7b,7c.
In the likewise good embodiment according to Fig. 7, the distance da(t) of the
15 whole outer magnetic loop 7a is changed by means of a controlled drive (not
shown) and relatively to the back surface of the target 3 R .
The embodiments according to figures 4 to 7 are two-circuit magnetron sources.
By providing appropriately controlled drives, all individual embodiments described
by means of the figures 2 to 7 may be employed at a magnetron source in
20 combination if necessary.
Whereas the adjacent magnetron magnet fields H are adjusted in mutual
dependency by the distance adjustment in the embodiments according to
the figures 4 to 7, i.e. at two-circuit magnetron sources, namely that,
generally speaking, upon weakening of the one field the other is
2 5 strengthened and vice versa, this is less pronounced in the case of the
good embodiments illustrated in the following. In the likewise good
embodiment according to Fig. 8, four - generally an even number -

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magnetic loops lying within one another are provided, 7a to 7d. From the
innermost or outermost magnetic loop, progressing perpendicular thereto,
two successive magnetic loops are each involved in the forming of a pair
of magnetic loops, as illustrated in Fig. 8 by 7ab, 7cd, which form a
5 magnetron magnet field, H1 and H2 respectively. At both pairs 7ab, 7cdl the
embodiments described by means of the figures 2 and 3 can each be
realized, at one of the pairs or at both. Additionally, however, in a further
good embodiment of the invention and as shown in Fig. 9, the distance
dcd(t) of a whole pair of loops - according to Fig. 9 that of the inner one 7cd
10 -can be set according to the invention by means of a controlled drive (not
shown). It is also possible and a good idea, to design the distance of both
provided pairs of magnetic loops with appropriate drives that can be
adjusted in a controlled manner, and to adjust these distances
unidirectionally equally, unidirectionally unequally, in opposite directions
15 equally or in opposite directions unequally, if necessary in any specific
combination.
Up to now - in the embodiments according to the figures 2 to 9, the provided magnet
arrangements with the magnetic loops, aside from the distance adjustment
according to the invention, were considered to be stationary with respect to the back
'20 surface of the target 3R. In all embodiments it is a good concept - in addition to the
realization of the distance adjustment according to the invention - to move at least
parts of the magnet arrangement 5 along the back surface of the target 3R by
means of a corresponding (not shown) drive. Thus it is a good concept, to move the
pair 7ab cyclically along the back surface of the target 3R according to Fig. 2a, as
2 5 illustrated schematically by the movement trajectory Bab. The same is true for the
embodiment according Fig. 3. Thereby it may also be a good concept to move - for
the single-circuit magnetron sources according to Fig. 2 and 3 under consideration -
the both magnetic loops forming the pair relatively to one another on different
movement trajectories along the back surface 3K.

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For the embodiment according to the figures 4 to 7, i.e. in the realization of a
two-circuit magnetron source with magnetic loop triplet, good concepts result
from
• moving of all provided magnetic loops equally along the back surface 3R.
5 • moving the central magnetic loop with respect to both the adjacent magnetic
loops;
• moving one or both of the outermost and innermost magnetic loops of the
triplet equally or unequally with respect to the central magnetic loop of the
triplet.
1 0 In the embodiments according to the figures 8 and 9 respectively it is
a good concept
• to move all provided pairs of magnetic loops equally along the back
surface of the target 3K, or
• to move one pair of magnetic loops relatively to the other.
1 5 Depending on the choice of concept, to either form the magnetron magnet field
by the magnetic loops or to move the magnetron magnet field along the sputter
surface 3S of the target 3, the mentioned movement possibilities are employed in
combination and corresponding controlled drives are provided.
The magnetic loops introduced by means of the Figure 2 to 9 can be arranged
2 0 circumferentially in a circular, oval, elliptical or even approximately rectangular
manner, viewed in a top view of the sputter surface 3S, or can be heart or kidney
or meander shaped.
Fig. 10 shows a diagram of a good realization of a source 20 according to the
invention, principally according to Fig. 9. It has a target 23 with a sputter surface 23S
2 5 and a back surface 23R. The outer pair of magnetic loops 7ab according to Fig. 9 is

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mounted on an outer support 25 via a ferromagnetic yoke 10. By means of a
rotation drive 27, only illustrated schematically, the outer support 25 is brought into
rotation around the axis A25. By means of another rotation drive 29 with respect to
the only schematically illustrated source housing, an inner support 35 is brought into
5 rotation, in the shown example around the axis A3;,, which here coincides with the
axis of rotation A25. The inner support 35 has a back panel 33 made of
ferromagnetic material, facing the target 23, and supports the magnetic loops 7C,
and 7d, which together form the pair 7cd. With respect to the axis of rotation A25 the
pair of magnetic loops 7ab is concentrically mounted at the outer support 25,
1 0 whereas the pair of magnetic loops 7Gd is mounted at the inner support 33
eccentrically with respect to the axis of rotation A3S. By means of a schematically
illustrated controllable lift drive 37 the inner support 35 is adjusted with respect to the
distance dcd(t) to the back surface 23R of the target 23. The rotation speeds co35 and
co25 and rotation directions respectively of the outer and inner support 25, 35 can
15 be chosen to be equal or different. A good concept results, however, if, as illustrated
in the top view of the magnet arrangement in Fig. 11, the pair of magnetic loops 7ab
is realized at the outer support 25 eccentrically and, as shown, e.g. circular, and if the
pair of magnetic loops 7cd at the inner support 35 rotating around the axis A35 is
realized likewise eccentrically. In Fig. 12 the progression (a) at a circular target 23
2 0 with diameter 400 mm shows the erosion profile for a concentric arrangement of one
of the two pairs of magnetic loops, according to Fig. 10, for example, of the outer
one 7ab and for the eccentric arrangement of the other pair of magnetic loops,
according to Fig. 10 of the pair 7cd. The course (b) shows the erosion profile if both,
inner and outer pairs 7ab and 7cd, according to Fig. 11 are realized eccentrically with
20 respect to the coinciding rotation axes A2S, A36. It turns out that in the arrangement
according to Fig. 11 no significantly diminished eroded area occurs in the
intermediate area between the inner pair of magnetic loops 7cd and the outer one 7ab.
Through the optimized eccentricity of the pairs of magnetic loops under
consideration, an optimal erosions profile overlap can be achieved. In a design
3 0 according to Fig. 11 it is inevitable that the rotation drives 27 and 29 according to Fig.

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10 are operated at same rotational speeds. By means of the lift, which is set by the
drive 37 in a controlled manner, and thus through the change of the distance dcd(t),
a still more uniform erosion and sputter distribution can be realised, as is to be
shown, and thus an optimal desired layer thickness distribution can be achieved on
5 the substrate, or the target utilization can be optimized by an erosion of the target
surface that is as uniform as possible.
The layer thickness distribution achieved with different lift values, and respectively in
view of Fig. 10 of the distance dcd(t): is shown in Fig. 13 on a circular substrate with
a diameter of 300 mm by means of the surface resistance of an on-sputtered
10 copper layer. Accordingly a high resistance value corresponds to a thin layer and
vice versa. A double eccentric arrangement according to Fig. 11 was used for the
magnet arrangement. The result according to progression (a), for which the copper
layer is significantly thinner within the central area of the substrate than in the
peripheral area, the lift of the inner pair 7cd was set corresponding to the distance
1 5 dCd(t) according to Fig. 10, which equals the distance da of the outer pair 7ab. Then the
distance dcd(t) (inner pair of loops!) was reduced by 0.5 mm, which led to an
increase of the sputter rate in the central area of the target and thus to an increase
of the coating rate on the substrate, with the result of a significantly improved layer
thickness distribution on the substrate in accordance with the progression (b) of
20 Fig. 13.
When (not shown in Fig. 13) the lift dcd(t) was reduced by a further 0.5 mm, the result
was an extremely uniform layer thickness distribution on the substrate, due to the
fact that the sputter rate during the last coating phase was increased again in the
centre of the target, thus further increasing the central area of the substrate of the
25 resulting layer thickness, plus further reduced surface resistant of the copper layer
in the central area of the substrate in accordance with Fig. 13.
Fig. 13 shows, how by controlling the time of the distance at parts of the magnet
arrangement generating the magnetic field on the one hand, the progression of the
sputter rate and thus of the coating rate and thus the layer thickness distribution on

WO 2006/034598 PCT/CH2005/000441
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the substrate resulting after a predetermined period of time, can finely be set. In
order to obtain the results according to Fig. 13, the discharge voltage at the
magnetron sputter source was not influenced and the supplied electrical discharge
output was kept constant.
For the time-dependent control of the distance dcd(t) in the arrangement according
to Fig. 10 with two eccentric pairs of magnetic loop 7ab and 7cd according to Fig.
11, the following considerations can be helpful, if the most homogeneous layer
thickness distribution possible is to be achieved on the substrate; for an expert this
will open up analogous ideas concerning differently conceived magnetron sources
according to the invention and distributions to be achieved: For the time being, the
erosion profile to be targeted for optimized layer thickness distribution on a
circular disc shaped target on the substrate shall be discussed on the basis of Fig.
14. Without precise distance control, the arrangement according to Fig. 10 and
the magnet arrangement according to Fig. 11 result in an erosion rate ER that is
higher at the outer area, which is rather desirable for the edge effect correction.
However, in this outer area the formation of a significant erosion trench results in
an increasingly high sputter rate, so that over a period of time the relative erosion
intensity has to be reduced in the outer area of the target. This is necessary, in
order to achieve a homogeneous layer thickness distribution on the substrate over
time. The reduction of the erosion intensity in the outer area is to be considered in
relation to the erosion intensity in the central area of the target. Therefore, either
the erosion intensity in the outer area of the target can be reduced or the erosion
intensity in the central area of the target can be increased. In the explanations
concerning Fig. 13 the latter method was described.
Thus - with view on Fig. 14 - the relative sputter intensity and sputter rate
respectively in the outer area of the target has to be reduced from a higher value
ER1 at the start to a lower value ER2 at the end of the coating period. The value
of the distance reduction at dcd(t) the inner support and the distance increase at
the outer support respectively can be roughly estimated in advance as follows:

WO 2006/034598 PCT/CH2005/000441
- 13 -
For the time being, the erosion depth difference between the outer and inner
erosion trench is measured at the end of a given coating time, e.g. the target life
time. This takes place at predetermined fixed distances of the outer and the
inner supports 25 and 35 respectively, in accordance with Fig. 10. Once the
5 erosion depth difference is determined, e.g. a 7 mm higher erosion depth in the
edge area of the target, then the sputter intensity in the outer area of the target
is relatively reduced by a relative lift change of 7 mm during the same coating
time, i.e. a distance increase of the outer support 35 by 7 mm and a distance
decrease of the inner support 25 by 7 mm respectively is aimed for during the
1 0 coating time. In this, the lift change can be performed only at the outer support
or only at the inner support or in combination at the inner and outer support in
opposite directions.
The lift change overtime that is to be controlled, must be performed with high
precision and depends on the targeted erosion profile progression throughout the
15 coating time, the target material, the target thickness, the specified requirements
for the substrate with respect to the layer thickness distribution as well as the
sputter rate. In order to monitor and control the controlled distances, one or
several direct or indirect distance measurements are performed in-situ. Fig. 10
shows a diagram of a sensor arrangement 40 for this. As the outer support is not
2 0 lift-adjusted in this embodiment, the arrangement measures the currently set
distance between the outer support 25 and the inner support 35 and thus the
progression and the current value respectively of dcd(t). The sensor arrangement
40 can, for example, work on the basis of the principle of triangulation
measurements, can be designed as a capacitive or optical sensor, as mechanical
25 sensor etc. With regard to this, it is a good idea to employ a contact-free
measuring sensor arrangement, so that the magnet arrangement does not have
to be electrically insulated against the target, and thus that the distances between
the pole surfaces of the magnet arrangement and the back surface of the target
can be chosen and set respectively at a minimum as well.

WO 2006/034598 PCT/CH2005/000441
_ 19 _
On principle, the procedure according to the invention makes it possible to adjust
a desired sputter rate distribution progression over a period of time. If
consequently, for example with an arrangement according to Fig. 10, the inner
pair of magnetic loops 7cd is guided along a first target area made of a first
5 material, the outer pair of magnet loops 7ab on the other hand along a target area
made of a second material, and if the target consists of two zones made of
different materials, the relative coating rate of the both materials as well can be
adjusted on the substrate using the procedure in accordance with the invention.
Fig. 15 - in a presentation analogous to that of Fig. 10 - shows a diagram of an
1 0 embodiment, which in principal corresponds to that shown in Fig. 7. This, too,
shows a two-circuit magnetron source. Only the outer magnetic loop 7a is adjusted
in distance with respect to the two magnetic loops 7b and 7Clocated on the inside.
The outer magnetic loop 7a is mounted fixedly with respect to the source casing
31. The inner pair of magnetic loops 7cb is. mounted on a rotation-driven support
15 35a, eccentrically with respect to the axis of rotation A3Sa. On the basis of the
explanations concerning Fig. 10, the simplified illustrated embodiment according to
Fig. 15 is easily understandable for an expert.
Fig. 16 shows - with the sputter output as parameter - the normalised layer
thickness distribution on the substrate and as coating time over the lifetime of the
2 0 target. The distance of the outer pair of magnetic loops 7ab according to Fig. 10 is
1 mm larger than the distance of the inner pair of magnetic loops 7cd. The
progression (a) was measured for a sputter rate of 32 kW, (b) for 28 kW,
progression (c) for 24 kW, (d) for 16 kW and finally progression (e) for 20 kW.
This shows a strong dependency of the resulting layer thickness distribution on the
25 set sputter output. From this it follows, that it is a good concept to keep the sputter
output with respect to the reverse side of the target constant, when performing the
time-controlled adjustment, in accordance with the invention, of the distance of at
least one part of the magnet arrangement generating the magnetron field.

WO 2006/034598 PCT/CH2005/000441
- 2 0 -
Furthermore, an unequivocal dependency exists between the discharge
voltage UE and the current sputter rate distribution on the target. Experience
shows, that the discharge voltage decreases with increasing target
utilization, because of the increasing erosion in the outer area of the target.
5 Thus the possibility arises, to record the discharge voltage as a measured
regulating value, to compare it with a target value and to keep it constant in a
controlling sense by tracking the distance of the outer pair of magnetic loops.
As a result, the principal statement is that the discharge voltage for a multi
circuit magnetron source is mainly determined by the sputter effect of the pair
10 of magnetic loops, that causes the highest sputter intensity on the target.
Commonly it is recorded in advance - with the sputter output as parameter - how
the distance adjustment according to the invention should be conducted overtime,
in order to achieve the desired layer thickness distribution on the substrate within
the coating time. The characteristic graphs obtained in that way are stored in
15 tables. The distance adjustment is then - in dependence from the sputter output -
controlled according to the stored graphs. The regulation of the discharge voltage
U[. is then carried out by adjusting the respective distance, if necessary as working
point regulation.
Fig. 17 - by means of a diagram of a signal flow / function block - shows a possible
2 0 concept for the electrical guidance of the magnetron source according to the
invention. The magnetron source 42 has a control input S A2 for the distance
adjusted over time in accordance with the invention of at least one part of the
magnet arrangement generating the magnetron magnet field. The source is
electrically supplied with the adjustable, constant output P by the generator 44. The
25 electrical output P that is set for the operation of the target under consideration, is
fed to a table storage device 46, that stores the time-distance functions d(t,P) that
had been determined in advanced as being required for each of the different output
settings. From the beginning of the sputter coating with the considered target, a
timekeeper 48 controls the read-out of the distance value corresponding to the

WO 2006/034598 PCT/CH2005/000441
current coating time from the table storage device 46. The required distance value
is set by the distance control input SA2 at the magnetron source. Via the position
sensor 40 - described, for example, on the basis of Fig. 10 - the accurate adherence
to the currently required distance can be controlled. This position control circuit is
5 not shown in Fig. 17. Furthermore, the discharge voltage U E is measured as an
actual value and compared with a stipulated target discharge voltage Usonat a
comparator circuit 50. The result of the comparison is applied as control difference
A as an adjustment signal to the input S42 of the source 42 via a regulator 52 and a
superposition unit 54. Thus the working point is maintained at the stipulated value
1 0 from table 46 by regulating the discharge voltage.
Fig. 18 shows the magnet arrangement 5 on a single-circuit magnetron source,
with meander shaped magnetic loops 7a and 7b. Both magnetic loops 7a and 7b,
i.e. the pair 7ab, rotate around axis A. Fig. 19 shows the resulting layer thickness
distributions for a substrate with a diameter of 300 mm, if, according to
15 progression (a), the distance of the loop 7b from the back surface of the target is
2 mm larger than the distance of the outer magnetic circuit 7a and if it is reduced
step-by-step by 2 mm in accordance with the progressions (b), (c), (d). From this
is can be seen that even for a single-circuit source or for proceeding in
accordance with the invention at a single-circuit source respectively - as shown
20 by means of Figures 2 and particularly 3 - it is possible to control the current
sputter rate and therefore - for a coating time under consideration up to the
lifetime of the target - the setting and maintenance respectively of a desired
layer thickness distribution on the substrate can be ensured, in particular a
homogeneous, i.e. uniform distribution.
25 With view on the embodiment according to Fig. 10, realized according to Fig. 11, it
was furthermore established that this configuration of a two-circuit magnetron
source results in a reduction of the eddy current losses, when compared with the
single-circuit source according to Fig. 18, which makes it possible to reduce the
necessary drive output for the respective rotation drive by about 20%. In addition,

WO 2006/034598 PCT/CH2005/000441
9 •;
the reduction of eddy currents reduces the resulting stray field in the perimeter of the
rotating magnet arrangement and thus lowers the potential danger of the
disturbance of surrounding installation components.

WO 2006/034598 PCT/CH2005/000441
2 3
Patent Claims:
1. Method for manufacturing magnetron coated substrates, in which a magnet
arrangement is present along the target and on its reverse side facing away from the
substrate, by which arrangement at least one closed loop of a tunnel-shaped
5 magnetron magnet field is generated along the sputter surface of the target,
characterized by the fact that for setting the sputter rate distribution the distance of a
part of the magnet arrangement is changed vis-a-vis the reverse side of the target.
2. Method according to Claim 1, characterized by the fact that at least one part
of the magnet arrangement is moved along the reverse side of the target.
"I 0 3. Method according to one of the Claims 1 or 2, characterized by the fact
that a part of one magnetic loop is changed in distance.
4. Method according to one of the Claims 1 to 3, characterized by the fact that
the distance of a complete magnetic loop is changed.
5. Method according to one of the Claims 1 to 4, characterized by the fact
15 that the distance of a pair of magnetic loops is changed.
6. Method according to one of the Claims 1 to 5, characterized by the fact
that with an increasing coating time the distance of a part of the magnet
arrangement, which is closer to the target edge than another part of the magnet
arrangement, is increased and/or that the distance of the other part is
2.0 decreased.
7. Method according to one of the Claims 1 to 6, characterized by the fact that
the electrical power supplied to the source is kept constant.
8. Method according to one of the Claims 1 to 7, characterized by the fact that
at a sputter rate that is kept constant the discharge voltage is recorded and is

WO 2006/034598 PCT/CH2005/000441
- ?A -
compared with a target value and that the distance is adjusted in dependence of the
result of the comparison.
9. Method according to one of the Claims 1 to 8, characterized by the fact that,
with the sputter output as parameter, the function of the time-dependent distance
5 setting is determined and stored and that the distance adjustment is controlled in
time using the function.
10. Method according to one of the Claims 1 to 9, characterized by the fact that
the target has zones of different materials and that the ratio of the sputter rates of
the materials is set by the adjustment of the distance.
1 0 11. Magnetron source with a target with sputter surface, along the reverse
side surface of the target, facing away from the sputter surface, of a magnet
arrangement, characterized by the fact that the distance to the reverse side of
the target of a part of the magnet arrangement is adjustable by means of a
controlled lift drive.
15 12. Magnetron source according to Claim 11, characterized by the fact that at
least one part of the magnet arrangement is operatively connected with a movement
drive, by means of which the part is moved along the reverse side of the target by a
drive.
13. Magnetron source according to one of the Claims 11 or 12, characterized by
2 0 the fact that a part of a magnetic loop is operatively connected to the controlled lift
drive.
14. Magnetron source according to one of the Claims 11 to 13, characterized by
the fact that a complete magnetic loop is operatively connected to the controlled lift
drive.
25 15. Magnetron source according to one of the Claims 11 to 14, characterized by
the fact that a pair of magnetic loops is operatively connected to the controlled lift
drive.

WO 2006/034598 PCT/CH2005/000441
- 2 5 -
16. Magnetron source according to one of the Claims 11 to 15, characterized by
the fact that at least two pairs of magnetic loops are provided and that at least one
of the pairs is designed eccentrically with respect to an axis of rotation and is
connected operatively to a movement drive around the axis of rotation.
5 17. Magnetron source according to one of the Claims 11 to 16, characterized by
the fact that the controlled lift drive is operatively connected to a control, which in
function of the coating time controls the lift drive in such way that the distance of a
part of the magnet arrangement, which is located further outside on the target than
another part, is increased over time and/or that the distance of the other part is
10 decreased.
18. Magnetron source according to one of the Claims 11 to 17, characterized by
the fact that a lift measuring device is operatively connected to the part.
19. Magnetron source according to one of the Claims 11 to 18, characterized by
the fact that it is connected to an electrical generator, which provides a mainly
15 constant output.
20. Magnetron source according to one of the Claims 11 to 19, characterized by
the fact that a measuring arrangement for the discharge voltage is provided between
an anode of the source and the target, the output of which measuring arrangement is
operatively connected to a comparator circuit, via the second input of which a
20 presetting unit is added, while the output of the comparator circuit is operatively
connected to a control input of the controlled lift drive.
21. Magnetron source according to one of the Claims 11 to 20, characterized by
the fact that the target consists of at least two zones of different materials.

According to the invention, the sputter rate distribution along the sputter surface (3S) for a
magnetron source may be adjusted during the sputter operation, whereby the separation
of a piece (7a1, 7b1) of the magnet arrangement (7a, 7b) on the target reverse side (3R) may
be corresponding altered.

Documents:

01070-kolnp-2007-abstract.pdf

01070-kolnp-2007-claims.pdf

01070-kolnp-2007-correspondence others 1.1.pdf

01070-kolnp-2007-correspondence others 1.2.pdf

01070-kolnp-2007-correspondence others 1.3.pdf

01070-kolnp-2007-correspondence others 1.4.pdf

01070-kolnp-2007-correspondence others.pdf

01070-kolnp-2007-description complete.pdf

01070-kolnp-2007-drawings.pdf

01070-kolnp-2007-form 1.pdf

01070-kolnp-2007-form 2.pdf

01070-kolnp-2007-form 3.pdf

01070-kolnp-2007-form 5.pdf

01070-kolnp-2007-gfa.pdf

01070-kolnp-2007-international publication.pdf

01070-kolnp-2007-international search report 1.1.pdf

01070-kolnp-2007-international search report.pdf

01070-kolnp-2007-pct others.pdf

01070-kolnp-2007-pct request form.pdf

01070-kolnp-2007-priority document 1.1.pdf

01070-kolnp-2007-priority document.pdf

1070-KOLNP-2007-(11-11-2013)-CORRESPONDENCE.pdf

1070-KOLNP-2007-(11-11-2013)-FORM-13.pdf

1070-KOLNP-2007-(11-11-2013)-OTHERS.pdf

1070-KOLNP-2007-(21-10-2013)-ABSTRACT.pdf

1070-KOLNP-2007-(21-10-2013)-ANNEXURE TO FORM 3.pdf

1070-KOLNP-2007-(21-10-2013)-CLAIMS.pdf

1070-KOLNP-2007-(21-10-2013)-CORRESPONDENCE.pdf

1070-KOLNP-2007-(21-10-2013)-DESCRIPTION (COMPLETE).pdf

1070-KOLNP-2007-(21-10-2013)-DRAWINGS.pdf

1070-KOLNP-2007-(21-10-2013)-FORM-1.pdf

1070-KOLNP-2007-(21-10-2013)-FORM-2.pdf

1070-KOLNP-2007-(21-10-2013)-OTHERS.pdf

1070-KOLNP-2007-(21-10-2013)-PETITION UNDER RULE 137.pdf

1070-KOLNP-2007-(22-04-2013)-CORRESPONDENCE.pdf

1070-kolnp-2007-form 18.pdf


Patent Number 260984
Indian Patent Application Number 1070/KOLNP/2007
PG Journal Number 22/2014
Publication Date 30-May-2014
Grant Date 29-May-2014
Date of Filing 27-Mar-2007
Name of Patentee OC OERLIKON BALZERS AG.
Applicant Address FL-9496 BALZERS, LIECHTENSTEIN
Inventors:
# Inventor's Name Inventor's Address
1 WEICHART, JURGEN RIETSTRASSE 7, FL-9496 BALZERS, LIECHTENSTEIN
PCT International Classification Number H01J 37/34
PCT International Application Number PCT/CH2005/000441
PCT International Filing date 2005-07-26
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 1578/04 2004-09-28 Switzerland