Indian Patents. 258134:"MICROSPHERES AND PROCESS FOR PRODUCING THE SAME"

Title of Invention	"MICROSPHERES AND PROCESS FOR PRODUCING THE SAME"
Abstract	The present invention relates to microspheres comprising between about 20 weight percent and about 100 weight percent of one or more nucleic acids, and having an average particle size of not greater than about 50 microns, wherein said microspheres are substantially free of a water soluble polymer used in microsphere formation.

Full Text	NUCLEIC ACID MICROSPHERES, PRODUCTION AND DELIVERY THEREOF Field of the Invention [0001] The present invention generally relates to preparation of nucleic acid microspheres and their delivery, particularly in order to induce dendritic cell tolerance in addressing medical issues. More particularly, the invention relates to drug delivery technology by way of microspheres that are fabricated using aqueous conditions. The microspheres can incorporate interfering RNA, plasmid DNA, antisense (AS) oligonucleotides or other nucleic acids. These microspheres are used for alteration of Cell function in vivo and in situ. Background of the Invention [0002] Microparticles, microspheres, and microcapsules are solid or semi-solid particles having a diameter of less than one millimeter, more preferably less than 100 microns, which can be formed of a variety of materials, including synthetic polymers, proteins, and polysaccharides. Microspheres have been used in many different applications, primarily separations, diagnostics, and drug delivery. [0003] A number of different techniques can be used to make these microspheres from synthetic polymers, natural polymers, proteins and polysaccharides, including phase separation, solvent evaporation, emulsification, and spray drying. Generally, the polymers form the supporting structure of these microspheres, and the drug of interest is incorporated into the polymer structure. Exemplary polymers used for the formation of microspheres include homopolymers and copolymers of lactic acid and gbycolic acid (PLGA) as described in U.S. Pat No. 5,213,812 to Ruiz, U.S. Pat. No. 5,417,986 to Reid et al., U.S. Pat No. 4,530,840 to Tice et al., U.S. Pat. No. 4,897,268 to Tice et al., U.S. Pat. No. 5,075,109 to Tice et al., U.S. Pat No. 5,102,872 to Singh et al., U.S. Pat. No. 5,384,133 to Boyes et al., U.S. Pat. No. 5,360,610 to Tice et al., and European Patent Application Publication Number 248,531 to Southern Research Institute; block copolymers such as terronic 908 and poloxamer 407 as described in U.S. Pat. No. 4,904,479 to Ilium; and polyphosphazenes as described in U.S. Pat No. 5,149,543 to Cohen et al. Microspheres produced using polymers such as these exhibit a poor loading efficiency and are often only able to incorporate a small percentage of the drug of" interest into the polymer structure. Therefore, substantial quantities of microspheres often must be administered to achieve a therapeutic effect. f[ 0004] Spherical beads or particles have been commercially available as a tool for biochemists for many years. For example, antibodies conjugated to beads create relatively large particles specific for particular ligands. The large antibody-coated particles are routinely used to crosslink receptors on the surface of a cell for cellular activation, are bound to a solid phase for immunoaffinity purification, and may be used to deliver a therapeutic agent that is slowly released over time, using tissue or tumor-specific antibodies conjugated to the particles to target the agent to the desired site. [0005] A common method of covalently binding an antibody to a solid phase matrix is to derivatize a bead with a chemical conjugating agent and then bind the antibody to the activated bead. The use of a synthetic polymeric bead rather than a protein molecule allows the use of much harsher derivatization conditions than many proteins can sustain, is relatively inexpensive, and often yields a.linkage that is stable to a wide range of denaturing conditions. A number of derivatized beads are commercially available, all with various constituents and sizes. Beads formed from synthetic polymers such as polyacrylamide, polyacrylate, polystyrene, or latex are commercially available from numerous sources such as Bio-Rad Laboratories (Richmond, Calif.) and- LKB ProSukter (Stockholm, Sweden). Beads formed from natural macromolecules and particles such as agarose, crosslinked agarose, globulin, deoxyribose nucleic acid, and liposomes are commercially available from sources such as Bio-Rad Laboratories, Pharmacia (Piscataway, N. J.), and IBF (France). Beads formed from copolymers of polyacrylamide and agarose are commercially available from sources such as IBF and Pharmacia. Magnetic beads are commercially available from sources such as Dynal Inc. (Great Neck, N.Y.). [0006] One disadvantage of the microparticles or beads currently available is that they are difficult and expensive to produce. Microparticles produced by these known methods have a wide particle size distribution, often lack uniformity, and fail to exhibit long term release kinetics when the concentration of active ingredients is high. Furthermore, the polymers used in these known methods are dissolved in organic solvents in order to form the microparticles. They must therefore be produced in special facilities designed to handle organic solvents. These organic solvents could denature proteins or peptides contained in the microparticles. Residual organic solvents could be toxic when administered to humans or animals. [0007] In addition, the available microparticles are rarely of a size sufficiently small to fit through the aperture of the size of needle commonly used to administer therapeutics or to be useful for administration by inhalation. For example, microparticles prepared using polylactic glycolic acid (PLGA) are large and have a tendency to aggregate. A size selection step, resulting in product loss, is necessary to remove particles too large for injection. PLGA particles that are of a suitable size for injection must be administered through a large gauge needle to accommodate the large particle size, often causing discomfort for the patient. [0008] Generally, many currently available microparticles are activated to rel ease their contents in aqueous media and therefore must be lyophilized to prevent premature release. In addition, particles such as those prepared using the PLGA system exhibit release kinetics based on both erosion and diffusion. In this type of system, an initial burst or rapid release of drug is observed. This burst effect can result in unwanted side effects in patients to whom the particles have been administered. [0009] Microparticles prepared using lipids to encapsulate target drugs are known. For example, lipids arranged in bilayer membranes surrounding multiple aqueous compartments to form particles may be used to encapsulate water soluble drugs for subsequent delivery, as described in U.S. Pat. No. 5,422,120 to Sinil Kim. These particles are generally greater than 10 microns in size and are designed for intra-articular, intrathecal, subcutaneous and epidural administration. Alternatively, liposomes have been used for intravenous delivery of small molecules. Liposomes are spherical particles composed of a single or multiple phospholipid and cholesterol bilayers. Liposomes are 30 microns or greater in size and may carry a variety of water-soluble or lipid-soluble drugs. Liposome technology has been hindered by problems including purity of lipid components, possible toxicity, vesicle heterogeneity and stability, excessive uptake and manufacturing or shelf-life difficulties. [00010] An objective for the medical community is the delivery of nucleic acids to the cells in a subject, including but not limited to an animal or a mammal, for treatment. For example, nucleic acids can be delivered to cells in culture (777 vitro) relatively efficiently, but nucleases result in a high rate of nucleic acid degradation when nucleic acid is delivered to animals (in vivo). [00011] In addition to protecting nucleic acid from nuclease digestion, a nucleic acid delivery vehicle must exhibit low toxicity, must be efficiently taken up by cells and have a well-defined, readily manufactured formulation. As shown in clinical trials, viral vectors for delivery can. result in a severely adverse, even fatal, immune response in vivo. In addition, this method has the potential to have mutagenic effects in vivo. Delivery by enclosing ^vucleic acid in lipid complexes of different formulations (such as liposomes or cationic lipid complexes) has been generally ineffective in vivo and can have toxic effects. Complexes of nucleic acids with various polymers or with peptides have shown inconsistent results and the toxicity of these formulations has not yet been resolved. Nucleic acids have also been encapsulated in polymer matrices for delivery but in these cases the particles have a wide size range and the effectiveness for therapeutic applications has not been demonstrated. [ 00012 ] Therefore, there is a need for addressing nucleic acid delivery issues, and providing effective nucleic acid formulations. Also, there is an ongoing need for development of microspheres and to new methods for making microspheres. Microspheres and their preparation have been described in US Patents No. 6,458,387 to Scott et al., No. 6,268,053, No. 6,090,925, No. 5,981,719 and No. 5,599,719 to Woiszwillo et al., and No. 5,578,709 to Woiszwillo. The foregoing references and all other references identified herein are incorporated herein by reference. Summary of the Invention [00013] The present invention is directed to microspheres comprised of biologically active agents, such as DNA, siKNA (silencing KNA, also known as double-stranded RNA), mRNA, tRNA, and all other nucleic acids including, but not limited to, oligonucleotides, and to methods of preparation and use thereof. It is believed that the present invention microsphere delivery approach prevents or impedes access of the delivered nucleic acids to cellular nucleases, thereby preventing premature degradation of the therapeutic nucleic acids. [00014] The nucleic acid containing microspheres can be used for the treatment of various diseases, including, but not limited to, autoimmune diseases such as multiple sclerosis, diabetes rnellitus type 1, psoriasis, autoimmune hemolytic anemia, autoimmune hepatitis, Berger's disease (IgA nephropathy), chronic fatigue syndrome, Crohn's disease, dermatomyostis, fibromyalgia, Grave's disease, Hashimoto's thyroiditis, lichen planus, myasthenia gravis, odopathic thrombocytopenia purpura, rheumatic fever, rheumatoid arthritis, scleroderma, Sjogren syndrome, systemic lupus erythematosus, ulcerative colitis and vitiligo. Furthermore, the microspheres can be used to treat other dendritic cell or macrophage related diseases or other phagocytic cell-based diseases or conditions including those which can be treated, mediated or mitigated by antisense oligonucleotide or siKNA approaches, or the like. [00015] In an embodiment of the invention, microsphere delivery of AS-•oligonucleotides to a subject is carried out in order to induce dendritic cell tolerance in conjunction with addressing type 1 diabetes onset in individuals. The AS oligonucleotide containing microspheres are fabricated using aqueous conditions. These microspheres are used to inhibit gene expression and to prevent an autoimmune diabetes type of condition in a subject. Microspheres of the present invention can be used to treat ongoing conditions or as preventative therapy. [00016] The microspheres of the present invention may also be comprised of multiple biologically active agents, including oligonucleotides. [00017] In a preferred embodiment of the invention, three AS-oligonucleotides targeted to the CD40, CD80 and CD86 primary transcripts are synthesized, and an aqueous solution of the oligonucleotide mixture is prepared and combined with a polymer solution. After processing, microspheres containing the oligonucleotides are provided. [00018] Preparation of the present invention microspheres can be carried out with or without a cross-linking agent, a polycation, a polyanion, and/or an energy source such as heat. [00019] The microspheres according to the invention are especially well-suited to be administered in vivo and in an in situ procedure, such as direct subcutaneous delivery. One application in this regard is for the treatment of tumors under the skin and for treatment of viral infection. The microspheres can be delivered through a variety of other routes of administration including, but not limited to, oral, pulmonary, nasal, intravenous, intramuscular, subcutaneous, topical, ocular, intradermal, intraperitoneal, and suppository administration, and combinations thereof. [00020] The microspheres of the present invention can also be used for diagnostic purposes, including, but not limited to, gene diagnostics. [00021] These and other aspects, objects, features and advantages of the present invention, including the various combinations, will be apparent from and clearly understood through a consideration of the following detailed description. Brief Description of the Drawings [00022] In the course of this description, reference will be made to the attached drawings, wherein: [00023] Fig. 1 is a schematic illustration of the role of dendritic cells in the autoimmune destruction of pancreatic insulin-producing beta-cells in Type 1 diabetes; [00024] Fig. 2 is a diagram of the Beta-Galactosidase gene-containing plasmid DNA i vector; [00025] Fig. 3 shows photomicrographs providing evidence for transfection of NIH 3T3 iibroblast cells with the Beta-Galactosidase gene-containing plasmid DNA (pDNA) microspheres; [00026] Fig. 4 is a photomicrograph of an agarose electrophoresis gel of naked pDNA and of two pDNA microsphere formulations according to the invention, each after exposure to DNAase; [00027] Fig. 5 is a bar graph of Beta-Galactosidase activity in four different plasmid DNA transfection applications; [00028] Fig. 6 through Fig. 9 are scanning electron migrographs of microspheres of AS-oligonucleotides and poly-L-lysine polycation; [00029] Fig. 10 through Fig. 13 are scanning electron micrographs of microspheres comprised of AS-oligomicleotides and poly-L-ornithine polycation; [00030] Fig. 14 and Fig. 15 are scanning electron micrographs of microspheres of AS-oligonucleotides formed without a polycation component; [00031] Fig. 16 is aplot summarizing diabetes incidence in three groups of NOD mice treated with microspheres of the present invention and according to other procedures for delivery of AS oligonucleotides targeting three primary transcripts; and [00032 ] Fig. 17 is a scanning electron micrograph (SEM) of siRNA microspheres according to the invention. Description of the Preferred Embodiments [ 00033 ] As required, detailed embodiments of the present invention are disclosed herein; however, it is to be understood that the disclosed embodiments are merely exemplary of the invention, which may be embodied in various forms. Therefore, specific details disclosed herein are not to be interpreted as limiting, but merely as a basis for the claims and as a representative basis for teaching one skilled in the art to variously employ the present invention in virtually any appropriate manner. [00034] In general, microspheres of the present invention are comprised of an active agent or agents, are preferably substantially spherical, and have a substantially narrow size distribution in the size range suitable for cell uptake. The microspheres can be delivered by administration methods of choice, including parenteral delivery, by the oral route, by the pulmonary route, by the ocular route, by using a depot system, and other administration 'routes. [00035] The microspheres comprise nucleic acid active agents such as DNA, RNA, siRNA, mRNA, tRNA and other types of nucleic acids including, but not limited to, RNA or DNA oligonucleo tides, and combinations thereof. Preferred microspheres of the present invention are comprised of one or more oligonucleotides. The microspheres are useful as therapeutic agents for the treatment of various diseases and/or as tools for diagnostic work, including, but not limited to, functional genomics. For example, antisense oligonucleotides microspheres can interrupt the translation phase of the protein production process by preventing the mRNA from reaching the ribosome. The antisense microspheres are delivered to the diseased cell, virus or bacteria, where they bind (hybridize) specifically to its target mRNA. As a result, the mRNA is degraded and therefore is not translated by the ribosome to a functional protein. Antisense microspheres are thus an effective tool to fight illness related to overexpression and/or underexpression of proteins in the body, such as occurs in autoimmune diseases. [00036] Important advantages of antisense oligonucleotides are that they are highly specific in that they inhibit the expression of one gene. Also, antisense oligonucleotides are universal in that theoretically an AS oligonucleotide can be developed against any gene and its mRNA; the DNA sequence is the only information needed for the design of the AS nucleotide. AS oligonucleotides are also effective in the cultured cells of animals and humans. Antisense oligonucleotide microspheres of the present invention are also "verifiable," in that they are diagnostically useful because they have very specific sites and can be labeled with a fluorescent marker. [00037] It is known that oligonucleotides are readily damaged by heat, shaking and other mechanical and chemical treatments, such that they are no longer capable of adherence to a target nucleic acid and blocking its action. It is also known that proteins, peptides, oligonucleotides, and the like have a very short lifetime (minutes to a few hours) in vivo, require effective delivery to the cell and, in some circumstances, directly to the nucleus in order to avoid degrading enzymes. Accordingly, these agents typically cannot be successfully delivered "naked", but need to be protected or formulated in a way that will allow their delivery in vivo. [00038] The oligonucleotides of the present invention retain their biological activity by incorporation into microspheres. Additionally, the microspheres also provide high loading capabilities. In other words, larger doses of therapeutic nucleic acids can be administered to a subject by dosing with highly concentrated (e.g., 30-100 % by weight nucleic acid) microspheres, based on the total weight of the micro spheres. Unless otherwise specified herein, percentages are by weight, based on the total weight of the composition. The microspheres provide a non-viral delivery tool for antisense oligonucleotides and other types of nucleic acid molecules. [00039] The microspheres are comprised of the biologically active compound in a substantially spherical form. Typically, the microspheres have a substantially narrow particle size distribution with an average particle size of not greater than 50 microns. Typically, the particle size will be less than 10 microns, more typically less than 5 microns. Preferably, they have a narrow size distribution with an average particle size on the order of between about 0.04 to about 8 microns, or between about 0.1 to about 4 microns, or between about 0.2 to about 4 microns, or between about 0.4 to about 4 microns, and, for applications wherein about 1 micron microspheres are desirable, about 1 micron to about 3 microns. An average particle size can be about 2 microns, for example, and the particle size range can be tailored to fit the desired application. [00040] The microspheres are preferably comprised of nucleic acids which are substantially amorphous or non-crystalline, that is they are in an amorphous or semi-crystalline form. As used herein, "amorphous" refers to a generally random solid form of nucleic acid wherein crystalline lattices of the nucleic acid(s) within the microsphere are absent and "semi-oystalhne" refers to a generally random solid form of nucleic acid wherein the nucleic acid content of the microsphere is comprised of less than 50% of crystalline lattice forms of the nucleic acid(s). [00041] Delivering the biologically active compound in the microsphere form with the desired size can increase the efficacy of the drug and reduce waste. This may also reduce adverse effects caused by high dosage amounts of the active agent. The size of the microsphere can determine to what organ it is targeted. Additionally, optimal particle size control of microspheres for delivery of biological agents in vivo is important since only microspheres of particular size can be taken up by target cells. A larger size microsphere than described herein might trigger macrophages and other immune mechanisms to degrade the biological particle, while a smaller size might dissolve too quickly. [00042 ] .In making microspheres, the desired biological agent, typically an oligonucleotide or oilier nucleic acid compound, is dissolved in an aqueous solution. This is combined with water-soluble polymer(s) such as polyvinyl pyrrolidone (P VP) and polyethylene glycol (PEG) and combinations thereof. The water soluble polymers do not form a substantial part of the microspheres, if at all, but aid in the preparation of the , microspheres. The nucleic acids can comprise up to 100 weight percent of the microsphere composition. Typically, they will comprise at least 20 weight percent, typically at least about 30 weight percent, preferably at least about 50 weight percent, more preferably at least 70 weight percent, and most preferably at least about 90 weight percent. The nucleic acids can comprise at least about 95 weight percent of the microspheres. It is usually preferred to form microspheres in an aqueous/ water-soluble polymer(s) mixture at a moderately acidic pH. For example, often the polymer or polymers are dissolved in a buffer solution, such as sodium acetate, at apH of about 5.3. Microspheres by this general technique can also be made with other polymers such as polysaccharides, including positively and negatively • charged polysaccharides and other biocompatible polymers. The order of addition of the components may be altered to form microspheres with different chemical and physical properties such as size, morphology and/or surface charge. [00043] In some microsphere preparations it is preferred to combine nucleic acids with a polycation prior to formation of the microsphere. Avoiding polycation use, however, can be advantageous in some instances because some cations can be associated with toxicity issues. The use of a polyanion, a polyanion cross-linking agent, or other cross-linking agent may also be employed for making these microspheres. Examples of preferred polycations are poty-lysine and poly-ornithine. Others include poly-ethylene-imine (PEI), prolamin, protamine, polyvinyl pyrrolidone (PVP), polyarginine , vinylamine, and combinations thereof. [00044] When a polycation component is included in the preparation of the microspheres and also in the microspheres, it can be present at a level of from about 0 to about 80 weight percent of the total microsphere forming composition. Microspheres made with polycations can contain at least about 2 weight percent, or can contain at least about 5 weight percent, or can contain at least about 10 weight percent, or can contain at least about 20 weight percent, or can contain at least about 30 weight percentby weight of the polycation, with the balance, in general, comprising the nucleic acid. [00045] In some microsphere production applications, energy (such as in the form of heat or other energy sources) is supplied to the composition in order to facilitate microsphere formation. It has been discovered that energy addition can be useful for production of some types of microspheres of the present invention. [00046] The microsphere compositions can contain multiple biologically active compounds. Thus, the microspheres, either individually or collectively as a group of microspheres, can contain more than one nucleic acid, e.g., one or more oligonucleotide. In \ddition, other molecules may be added to the surface of the nucleic acid microspheres after * their formulation including but not limited to antibodies, receptor ligands or chemoattractants. [00047] Although numerous techniques may be useful for the preparation of microspheres of the present invention (see references incorporated herein by reference), the following has been found particularly useful in the preparation of the microspheres of the present invention. [00048] An aqueous solution of the nucleic acid mixture is prepared by comprising polycation at volumetric ratios of polycation:nucleic acid of from about 0.5:1 to about 4:1. Polymer solutions of polyvinyl pyrrolidone and/or of polyethylene glycol are prepared and combined with the nucleic acid-containing solution. Changing the temperature of the combined solution by heating or cooling or combinations thereof, and centrifuging and washing multiple times provide an aqueous condensed suspension which typically is frozen and lyophilized to form a dry powder of microspheres comprising the nucleotide(s) and polycation. The temperature of the mixture prior to formation of the microspheres can be lowered or raised from room temperature and at a rate of from aboutO.l to about 400°C/minute. For cooling applications, the mixture is typically cooled to from about 35 to about -196° C. And for heating applications, the mixture is heated to from about 4 to about 100 °C. [00049] Other excipients can be added to the final composition or the pre-microsphere forming mixture, such as polysacharrides, positively or negatively charged polysacharrides, and other polymers which preferably are biocompatible. The order of addition can be changed which may result in the formation of microspheres with different chemical and/or physical properties. Other moieties may be added to the surface to work as chemoattractants, or as receptor ligands, for example. [00050] Microspheres according to the invention are useful, non-viral delivery vehicles for plasmid DNA, antisense oligonucleotides and other nucleic acid molecules. [00051] The microsphere compositions can be in the form of liquid suspensions (preferably be aqueous), in dry powder form, in suspensions in organic solvents, or microencapsulated in solid form within other polymers. [00052] As stated above, the present invention microspheres can be dosed through a variety of routes of administration. The actual dosing amount of active agent, concentration of the formulation and volume of the formulation to be dosed will be determined by skilled clinicians and will generally depend on a number of factors including, but not limited to, the disease or condition to be treated, age, sex and weight of the subject to be treated, potency of the nucleic acid for treating the particular target, concentration of the nucleic acid in the dosing formulation, and so on. As used herein, an "effective amount" refers to that amount of mlcrospheres of the present invention that prevent, treat or ameliorate a disease or condition in a subject. [00053] Microspheres according to the invention have an especially protective characteristic. In vitro studies using Beta-Galactosidase microspheres indicate the microsphere form shielded the DNA from nucleases. Often DNA and oligonucleotides are thioated with a view toward slowing degradation. For example, typically AS-oligonucleotides are in thioated form. Because of the protective features of the microspheres, the need for such thioated form can' be lessened or not used at all. [00054] A preferred method of the present invention is directed to the prevention or amelioration of autoimmune insulin-dependent diabetes by formulating and injecting antisense (AS)-oligonucleotide microspheres described herein that target the primary transcripts of CD40, CD80 and CD86. These oligonucleotides have been designed to induce immune tolerance in an attempt to prevent destruction of the insulin producing beta cells in the NOD mouse model. The events leading to the destruction of these beta cells is illustrated in Fig. 1. This illustrates how Type 1 diabetes is manifested by the autoimmune destruction of the pancreatic insulin-producing beta cells in the NOD mouse, as well as in humans. At the time of clinical onset of diabetes, humans maintain 10-20% of their residual beta cell mass. Sparing of this residual mass can result in maintenance of insulin levels which are adequate to regulate glucose levels. Preferred microspheres of the invention are provided to interfere with the autoimmune destruction of the beta cells that is illustrated in Fig. 1. [00055 ] It will be appreciated that dendritic cells (DC) can be activated to be potent antigen presenting cells that are found in all tissues and that are highly concentrated under the skin. These antigen presenting dendritic cells function as triggers of the immune response through the activation of T-cells, particularly in lymph nodes. [00056] Fig. 2 is a drawing of a plasmid vector containing the Beta-galactosidase gene that can be used to transfect N1H 3T3 libroblast cells. In vitro evidence for the transfection of NIH 3T3 fibroblast cells with the plasmid DNA microspheres is shown in Fig. 3 are the appearance of cells which stain blue in color in response to the addition of the Beta-Galactosidase X-sal substrate. [00057] Fig. 4 illustrates the ability of microspheres in vitro to protect DNA in * solution. This Figure depicts an agarose electrophoresis gel showing nuclease protection imparted by fabrication of'rnicrospheres of plasmid DNA produced generally as noted herein. In the Plasmid samples 1, 2 and 3, naked plasmid DNA was exposed to DNAase. with the smears indicating plasmid DNA degradation at each of the three levels of DNAase exposure. In the Particle 1 and Particle 2 samples, plasmid DNA microsphere formulations were exposed to DNAase. The lack of smearing indicates the microsphere formulations show shielding of the plasmid DNA from degradation. . [00058] Fig. 5 quantrtates the levels of expression of transfected Beta-Galactosidase activity in four different plasmid DNA applications. The naked plasmid DNA application showed very low levels. Somewhat greater levels are indicated for plasmid DNA-cationic lipid complex transfection using lipofectamine, a commercial cationic lipid, as the delivery vehicle. Substantially greater activity is shown for the two plasmid DNA microsphere preparations, with microspheres 1 corresponding to Particle 1 of Fig. 4, and microspheres 2 corresponding to Particle 2 of Fig. 4. [00059] The following Examples illustrate certain features and advantages of the invention in order to further illustrate the invention. The Examples are not to be considered limiting or otherwise restrictive of the invention. EXAMPLE 1 [00060] Three AS-oligonucleotides targeted to the CD40, CD80 and CD86 primary transcripts were synthesized by the DNA synthesis facility at University of Pittsburgh (Pittsburgh, PA). The AS-oligonucleotides sequences, an asterisk indicating thioation, are: Seq ID 1: CD 40-AS: 5'CAC AGC CGA* GGC AAA GAC* ACC ATG CAG* GGC A-3' Seq ID 2: CD80-AS: 5'-GGG AAA GCC* AGG AAT* CTA GAG* CCA ATG GA~3' Seq ID 3: CD86-AS: 5'-TGG* GTG CTT* CCG TAA* GTT CTG* GAA CAC* GTC-3' [00061] An aqueous solution of the oligonucleotide mixture was prepared by combining aliquots of three oligonucleotide solutions, each of which contained one type of oligonucleotide, to form a 10 mg/ml solution of the three types of oligonucleotides. Four batches of aqueous solution of oligonucleotides-mixrare were prepared. 10 mg/ml poly-L— lysine-HBr in deionized water {poly-L-lysine-HBr up to 50,000 by Bachem, King of Prussia, PA) was prepared. Poly-L-lysine-HBr was added to the oligonucleotides solution at volumetric ratios of 1:1, 2:1,3:1 and 4:1, as described in Table 1. Batches were labeled 1,2, 3, and 4. The mixtures were vortexed gently. A 25% polymer solution containing 12.5% PVP (polyvinyl pyrrolidone, 40,000 Daltons, Spectrum Chemicals, Gardens, CA) and 12.5% PEG (polyethylene glycol, 3,350 Daltons, Spectrum Chemicals, Gardena, CA) in 1M Sodium Acetate (Spectrum, Gardena, CA) atpH 5.5 was made. The polymer solution was added to batches 1-4 in a 2:1 volumetric ratio as described in Table 1 showing AS-oligonucleotides, poly-L-lysine-HBr and PEG/PVP volumes in batches 1-4: (Table Remove) [00062] The batches were incubated for 30 minutes at 70°C and then cooled to 23°C. Upon cooling, the solution became turbid and precipitation occurred. The suspension was then centrifuged, and the excess PEG/PVP was removed. The resulting pellet was washed by resuspending the pellet in deionized water, centrifugation and removal of the supernatant. The washing process was repeated three times. The aqueous condensed suspension was frozen and lyophilized to form a dry powder of microspheres comprising oligonucleotide and poly-L-lysine. [00063] Fig. 6 presents a scanning electron micrograph (SEM) of batch No. 1 (poly-L-lysineroligonucleotide ratio of 1:1). Microspheres, 0.5-4 jim in size, with an average particle size of approximately 2.5 u.m were fabricated. Precipitation of an unknown material was also observed. Additional studies by HPLC determined that the precipitation was comprised of residual PEG/PVP, mostly PVP. [00064] Fig. 7 presents an SEM of batch No. 2 (poly-L-lysine:oligonucleotide ratio of 2:1). Microspheres, 0.2-4um in size, with an average particle size of approximately 1 um were fabricated. [00065] Fig. 8 presents an SEM of batch No. 3 (poly-L-lysineroligonucleotide ratio of 3:1). Microspheres, 0.2-4 urn in size, with an average particle size of approximately 1 um were fabricated. Precipitation of an unknown material was also observed. Additional studies by HPLC determined that the precipitation was comprised of residual PEG/PVP, mostly PVP. [00066] Fig. 9 presents an SEM of batch No. 4 (poly-L-lysine:oligonucleotide ratio 4:1). Microspheres, 0.2-6 microns in size were fabricated. There is polydispersity in sizes, where approximately half of the particles having an average particle size of lum, and half of the particles having an average particle size of 5 p.m. EXAMPLE 2 [00067] AS-oligonucleotides targeted to the CD40, CD80 and CD86 primary transcripts were the AS-oligonucleotides sequences of Example 1. An aqueous solution of the oligonucleotides mixture was prepared by combining aliquots of three oligonucleotide solutions, each of which contained one type of oligonucleotide, to form a 10 mg/ml solution of the three types of oligonucleotides. Four batches of solutions of the oligonucleotides mixture were prepared. 5 mg/ml poly-L-ornithine-EDBr in deionized water (poly-L-ornithine-HBr 11,900 (vis) by Sigma) solution was prepared. [00068] Poly-L-omithine-HBr was added to the oligonucleotides solution at varying volumetric ratios as described in Table 2. Batches were labeled 1, 2, 3, and 4. The mixtures were vortexed gently. A 25% polymer solution containing 12.5% PVP (40,000 Daltons, Spectrum Chemicals, Gardena, CA) and 12.5% PEG (3,350 Daltons, Spectrum Chemicals, Gardena, CA) in 0.1.M Sodium Acetate (Spectrum Chemicals, Gardena, CA) atpH=5.5 was made. The polymer solutions were added to batches 1-4 at the different volumetric ratios of Table 2. Incubation and rinses followed as described in Example 1. Table 2 provides AS-oligonucleotides, poly-L-omithine-FIBr, PEG/PVP and PEG volumes in batches 1-4. (Table Remove) [00069] Fig. 10 presents an SEM of batch No. 1 (poly-L-omithine: oligonucleotide ratio of 1:1). Microspheres, 0.2-8 um in.size, with an average particle size of approximately 2 jam were fabricated. Precipitation of an unknown material was also observed. Additional HPLC studies were able to prove that this precipitation was comprised of residual PEG/PVP, p> mostly PVP. [00070] Fig. 11 presents an SEM of batch No. 2 (poly-L-orm"thme:oligonucleotide ratio of 2:1). Microspheres, 0.2-8 um in size, with an average particle size of approximately 2 jam were fabricated. Many of the microspheres were fused together. Precipitation of an undefined material was also observed. Additional HPLC studies were able to prove that this precipitation was comprised of residual PEG/PVP, mostly PVP. [00071] Fig. 12 presents an SEM of batch No. 3 (poly-L-ornithine:oligonucleotide ratio of 1:1, PEG onty). A precipitate of amorphous shape was formed. This indicated that the presence of PVP in the formulation had an important role in the formation of microspheres. [00072] Fig. 13 presents an SEM of batch No. 4 (poly-L-ornithine:oligonucleotide ratio of 1:3, PEG only). Porous microspheres 10-50 jim in size, broken microspheres, and 2-10 um chains of fused microspheres were formed. Single microspheres were not observed. This batch indicated that the presence of PVP in the formulation had an important role in the formation of microspheres. EXAMPLE 3 [00073] Three AS-oligonucleotides targeted to the CD40, CD80 and CD86 primary transcripts were synthesized with the oligonucleotide sequences of Example 1. An aqueous solution of the oligonucleotides mixture was prepared by combining aliquots of three oligonucleotide solutions, each of which contained one type of oligonucleotide, to form a 10 mg/ml solution of the three types of oligonucleotides. Two batches of solution of oligonucleotide-mixture were prepared. [00074] A 25% polymer solution containing 12.5% PVP (40,000 Daltons, Spectrum Chemicals, Gardena, CA) and 12.5% PEG (3,350 Daltons, Spectrum Chemicals, Gardena, CA) in 0.1M Sodium Acetate (Spectrum Chemicals, Gardena, CA) atpH 5.5 was made. Also, 25% PEG in 0.1M Sodium Acetate at pH 5.5 was made. The polymer solutions were added to batches 1-2 at different volumetric ratios, as described in Table 3. Incubation and rinses followed as described in Example 1. Table 3 gives AS-oligonucleotides, PEG/PVP and PEG volumes in batches 1-2. (Table Remove) Batch [00075] Fig. 14 presents an SEM of batch 1 (PEGroligonucleotide 2:1). A precipitate of amorphous shape was formed. This batch showed again that the presence of PVP played an important role in the formation of the microspheres. [00076] Fig. 15 presents an SEM of batch 2 (PEG/PVP:oligonucleotide 2:1). Microspheres with particle size distribution of 0.2-6 um were fabricated, and long strips of unidentified source are seen as well. This batch showed that microspheres could be formed without polycation. EXAMPLE 4 [00077] In vivo studies were conducted using the NOD mouse model of Type 1 diabetes mellitus. Type I diabetes is manifested by the autoimmune destruction of the pancreatic insulin-producing beta cells as illustrated in Fig. 1. AS-oligonucleotides were used in three applications in an attempt to interfere with the autoimmune destruction of beta cells. The goal was to interfere with the dendritic cell function by targeting the primary transcripts of CD40, CD80 and CDS6, which encode dendritric cell surface proteins required for T-cell activation. Dendritic cells with low levels of CD40, CD80 and CD86 are known to promote suppressive immune cell networks in vivo. These cascades can result in T-cell hyporesponsiveness to beta cells 777 vivo. [00078] In the first group of test animals, dendritic cells were propagated ex vivo from bone marrow progenitors of NOD mice. Combinations of the three AS-oligonucleotides targeting the primary transcripts of CD40, CD80 and CDS6 were added to the cells in tissue culture. After incubation, the AS-oligonucleotide transfected dendritic cells were injected into syngenetic recipients of 5 to 8 weeks of age (not yet diabetic). This is an ex vivo delivery approach. [00079] In parallel, AS-oligonucleotide microspheres were injected directly into other NOD mice of the same age. A single injection was carried out on each thus-treated mouse. Another group of these NOD mice was not treated and served as a control. [00080] Fig. 16 shows that the control, untreated NOD mice all developed diabetes by age 23 weeks. The group treated with ex vivo AS-oligonucleotide transfected and re-infused dendritic cells (AS-ODN DC) showed delayed development of diabetes, with 20% remaining 'Diabetes Free", indicating glucose levels are maintained within a non-diabetic range. Of the NOD mice injected directly in vivo with microspheres, 71% remained "Diabetes Free" at 43 weeks. EXAMPLE 5 [00081] A fluorescent Cy3 labeled short interfering RNA duplex, siGLO Cyclophilin B siRNA (Mouse), from Dharmacon (Lafayette, CO). The double-stranded RNA sequence is shown as Seq ID 4 and its complement, Seq ID 5: Seq ID 4: Cyclophilin B siRNA 5'-GGAAAGACUGUUCCAAAAAUU-3' Seq ID 5: Complement 5'-UUUUUGGAACAGUCUUUCCUU-3' [00082 ] An aqueous solution of the siRNA was prepared as a 15 mg/mL solution. Also, 15 mg/mL of Poly-L-lysine-HBr in deionized water (poly-L-lysine 30,000-70,00 MW, Sigma) was prepared. The Poly-L-lysine was added to the siRNA at a volumetric ratio of 1:1, as described in Table 1. The mixture was vortexed gently. A 25% polymer solution containing 12.5% PVP (polyvinyl pyrrolidone, 40,000 Daltons, Spectrum Chemicals, Gardena, CA) and a 12.5% PEG (polyethylene glycol, 3350 Daltons, Spectrum, Gardena, CA) in 1M Sodium acetate (Spectrum, Garden, CA) at pH 5.5 was made. The polymer solution was added to the siRNA/poly-L-lysine mixture in a 2:1 volumetric ratio as described in Table 4 showing siGLO siRNA duplex, poly-L-lysine-FIBr and PEG/PVP volumes: (Table Remove) Batch 1 [00083] The batch was incubated for 3 0 minutes at 5 8 C, and then cooled to on ice for 30 minutes. Upon cooling the solution became turbid and precipitation occurred. The suspension was then centrifuged, and the excess PEG/PVP was removed. The resulting pellet was washed by resuspending the pellet in deionized water, centrifugation and removal of supernatant. The washing process was repeated three times. The aqueous condensed suspension was frozen at -80C and lyophilized to form a dry powder of microspheres comprised of Cy3 labeled siGLO Cyclophilin B siRNA duplex and poly-L-lysine. [00084] Fig. 17 presents a scanning electron micrograph (SEM) of a batch of the microspheres (poIy-L-lysine: sIRNA duplex ratio of 1:1). Microspheres, 0.2-1.4 microns in size, with an average particle size of 0.48 nanometers were thus fabricated. [00085] It will be understood that the embodiments of the present invention which have been described are illustrative of some of the applications of the principles of the present invention. Numerous modifications may be made by those skilled in the art without departing from the true spirit and scope of the invention. Various features which are described herein can be used in any combination and are not limited to precise combinations which are specifically outlined herein. WE CLAIM: 1. Microspheres comprising between about 20 weight percent and about 100 weight percent of one or more nucleic acids, and having an average particle size of not greater than about 50 microns, wherein said microspheres are substantially free of a water soluble polymer used in microsphere formation. 2. Microspheres as claimed in claim 1, wherein said nucleic acids comprise between about 30 weight percent and about 100 weight percent of the microspheres. 3. Microspheres as claimed in claim 1, wherein said nucleic acids comprise between about 50 weight percent and about 100 weight percent of the microspheres. 4. Microspheres as claimed in claim 1, wherein said nucleic acids comprise between about 70 weight percent and about 100 weight percent of the microspheres. 5. Microspheres as claimed in claim 1, wherein said nucleic acids comprise between about 90 weight percent and about 100 weight percent of the microspheres. 6. Microspheres as claimed in claim 1, wherein said nucleic acids comprise at least about 95 weight percent of the microspheres. 7. The microspheres as claimed in claim 1, wherein said microspheres contain at least two different nucleic acids. 8. The microspheres as claimed in claim 1, wherein at least one of the nucleic acids is an oligonucleotide. 9. The microspheres as claimed in claim 8, wherein said microspheres contain at least two different oligonucleotides. 10. The microspheres as claimed in claim 1, wherein said microspheres have an average particle size of not greater than about 2 microns and a particle size distribution of from about 0.04 microns to about 8 microns. 11. The microspheres as claimed in claim 7, wherein said microspheres have an average particle size of not greater than about 2 microns and a particle size distribution of from about 0.04 micron to about 8 microns. 12. The microspheres as claimed in claim 8, wherein said microspheres have an average particle size of not greater than about 2 microns and a particle size distribution of from about 0.04 micron to about 8 microns. 13. The microspheres as claimed in claim 1, wherein said microspheres have an average particle size of not greater than about 1 micron and a size distribution of from about 0.2 micron to about 4 microns. 14. The microspheres as claimed in claim 7, wherein said microspheres have an average particle size of not greater than about 1 micron and a size distribution of from about 0.2 micron to about 4 microns. 15. The microspheres as claimed in claim 8, wherein said microspheres have an average particle size of not greater than about 1 micron and a size distribution of from about 0.2 micron to about 4 microns. 16. The microspheres as claimed in claim 1, wherein said nucleic acids are selected from the group consisting of DNA, DNA oligonucleotides, RNA oligoribonucleotides, DNA/RNA hybrid oligonucleotides, mRNA, siRNA, RNA, and combinations of any of the foregoing. 17. Microspheres as claimed in claim 1, wherein said microspheres are in a suspension. 18. Microspheres as claimed in claim 1, wherein said microspheres are in a dry powder formulation. 19. A process for producing biologically active microspheres comprising nucleic acids, the process comprising dissolving the nucleic acids with an aqueous solvent to form a composition, wherein at least one water soluble polymer is added to the solvent, and cooling said composition, wherein said microspheres are formed during cooling said microspheres having an average particle size of not greater than about 50 microns. 20. An aqueous process for producing biologically active microspheres comprising nucleic acids, the process comprising (a) dissolving the nucleic acids with an aqueous solvent to form an aqueous composition, wherein at least one water soluble polymer is added to the aqueous solvent, and (b) forming said microspheres comprising nucleic acids, said microspheres having an average particle size of not greater than about 50 microns and being substantially free of said polymer. 21. The process as claimed in claim 19 or claim 20, wherein at least one polycation is added to said solvent. 22. The process as claimed in claim 21, wherein said polycation is selected from the group consisting of poly-lysine, poly-ornithine, poly-ethylene-imine, prolamin, protamine, polyvinyl pyrrolidone, poly-arginine, vinylamine, and combinations thereof. 23. The process as claimed in claim 22, wherein said polycation is poly-lysine. 24. The process as claimed in claim 22, wherein said polycation is poly-ornithine. 25. The process as claimed in claim 19 or claim 20, wherein said nucleic acids are a first polyanion and wherein at least one second polyanion is added to said solvent. 26. The process as claimed in claim 19 or claim 20, wherein said polymer is selected from the group consisting of a polysaccharide, polyethylene glycol, polyvinyl pyrollidone, and combinations thereof. 27. The process as claimed in claim 19 or claim 20, wherein said forming is optionally carried out with the addition of a crosslinking agent to the composition. 28 The process as claimed in claim 19 or claim 20, wherein said forming is optionally carried out with the addition of energy to the composition. 29 The process as claimed in claim 19 or claim 20, wherein said forming is optionally carried out in the absence of a polycation in said composition. 30. The process as claimed in claim 19 or claim 20, wherein said forming is optionally carried out in the absence of a cross-linking agentin said composition. 31. The process as claimed in claim 19 or claim 20, wherein said nucleic acids are a first polyanion and wherein said forming is optionally carried out in the absence of a second polyanion in said composition. 32 The process as claimed in claim 19 or claim 20, wherein said forming is optionally carried out in the absence of applying an energy source to form said microspheres from said composition. 33. The process as claimed in any one of claims 20-32, wherein said dissolving in step (a) is optionally carried out with the addition of heat and said forming in step (b) is carried out by cooling the composition.

Full Text

NUCLEIC ACID MICROSPHERES, PRODUCTION AND DELIVERY THEREOF
Field of the Invention
[0001] The present invention generally relates to preparation of nucleic acid
microspheres and their delivery, particularly in order to induce dendritic cell tolerance in addressing medical issues. More particularly, the invention relates to drug delivery technology by way of microspheres that are fabricated using aqueous conditions. The microspheres can incorporate interfering RNA, plasmid DNA, antisense (AS) oligonucleotides or other nucleic acids. These microspheres are used for alteration of Cell function in vivo and in situ. Background of the Invention
[0002] Microparticles, microspheres, and microcapsules are solid or semi-solid
particles having a diameter of less than one millimeter, more preferably less than 100 microns, which can be formed of a variety of materials, including synthetic polymers, proteins, and polysaccharides. Microspheres have been used in many different applications, primarily separations, diagnostics, and drug delivery.
[0003] A number of different techniques can be used to make these microspheres
from synthetic polymers, natural polymers, proteins and polysaccharides, including phase separation, solvent evaporation, emulsification, and spray drying. Generally, the polymers form the supporting structure of these microspheres, and the drug of interest is incorporated into the polymer structure. Exemplary polymers used for the formation of microspheres include homopolymers and copolymers of lactic acid and gbycolic acid (PLGA) as described in U.S. Pat No. 5,213,812 to Ruiz, U.S. Pat. No. 5,417,986 to Reid et al., U.S. Pat No. 4,530,840 to Tice et al., U.S. Pat. No. 4,897,268 to Tice et al., U.S. Pat. No. 5,075,109 to Tice et al., U.S. Pat No. 5,102,872 to Singh et al., U.S. Pat. No. 5,384,133 to Boyes et al., U.S. Pat. No. 5,360,610 to Tice et al., and European Patent Application Publication Number 248,531 to Southern Research Institute; block copolymers such as terronic 908 and poloxamer 407 as described in U.S. Pat. No. 4,904,479 to Ilium; and polyphosphazenes as described in U.S. Pat No. 5,149,543 to Cohen et al. Microspheres produced using polymers such as these exhibit a poor loading efficiency and are often only able to incorporate a small

percentage of the drug of" interest into the polymer structure. Therefore, substantial quantities
of microspheres often must be administered to achieve a therapeutic effect.
f[ 0004] Spherical beads or particles have been commercially available as a tool for
biochemists for many years. For example, antibodies conjugated to beads create relatively large particles specific for particular ligands. The large antibody-coated particles are routinely used to crosslink receptors on the surface of a cell for cellular activation, are bound to a solid phase for immunoaffinity purification, and may be used to deliver a therapeutic agent that is slowly released over time, using tissue or tumor-specific antibodies conjugated to the particles to target the agent to the desired site.
[0005] A common method of covalently binding an antibody to a solid phase matrix
is to derivatize a bead with a chemical conjugating agent and then bind the antibody to the activated bead. The use of a synthetic polymeric bead rather than a protein molecule allows the use of much harsher derivatization conditions than many proteins can sustain, is relatively inexpensive, and often yields a.linkage that is stable to a wide range of denaturing conditions. A number of derivatized beads are commercially available, all with various constituents and sizes. Beads formed from synthetic polymers such as polyacrylamide, polyacrylate, polystyrene, or latex are commercially available from numerous sources such as Bio-Rad Laboratories (Richmond, Calif.) and- LKB ProSukter (Stockholm, Sweden). Beads formed from natural macromolecules and particles such as agarose, crosslinked agarose, globulin, deoxyribose nucleic acid, and liposomes are commercially available from sources such as Bio-Rad Laboratories, Pharmacia (Piscataway, N. J.), and IBF (France). Beads formed from copolymers of polyacrylamide and agarose are commercially available from sources such as IBF and Pharmacia. Magnetic beads are commercially available from sources such as Dynal Inc. (Great Neck, N.Y.).
[0006] One disadvantage of the microparticles or beads currently available is that
they are difficult and expensive to produce. Microparticles produced by these known methods have a wide particle size distribution, often lack uniformity, and fail to exhibit long term release kinetics when the concentration of active ingredients is high. Furthermore, the polymers used in these known methods are dissolved in organic solvents in order to form the microparticles. They must therefore be produced in special facilities designed to handle organic solvents. These organic solvents could denature proteins or peptides contained in the microparticles. Residual organic solvents could be toxic when administered to humans or animals.

[0007] In addition, the available microparticles are rarely of a size sufficiently small
to fit through the aperture of the size of needle commonly used to administer therapeutics or
to be useful for administration by inhalation. For example, microparticles prepared using
polylactic glycolic acid (PLGA) are large and have a tendency to aggregate. A size selection
step, resulting in product loss, is necessary to remove particles too large for injection. PLGA
particles that are of a suitable size for injection must be administered through a large gauge
needle to accommodate the large particle size, often causing discomfort for the patient.
[0008] Generally, many currently available microparticles are activated to rel ease
their contents in aqueous media and therefore must be lyophilized to prevent premature release. In addition, particles such as those prepared using the PLGA system exhibit release kinetics based on both erosion and diffusion. In this type of system, an initial burst or rapid release of drug is observed. This burst effect can result in unwanted side effects in patients to whom the particles have been administered.
[0009] Microparticles prepared using lipids to encapsulate target drugs are known.
For example, lipids arranged in bilayer membranes surrounding multiple aqueous compartments to form particles may be used to encapsulate water soluble drugs for subsequent delivery, as described in U.S. Pat. No. 5,422,120 to Sinil Kim. These particles are generally greater than 10 microns in size and are designed for intra-articular, intrathecal, subcutaneous and epidural administration. Alternatively, liposomes have been used for intravenous delivery of small molecules. Liposomes are spherical particles composed of a single or multiple phospholipid and cholesterol bilayers. Liposomes are 30 microns or greater in size and may carry a variety of water-soluble or lipid-soluble drugs. Liposome technology has been hindered by problems including purity of lipid components, possible toxicity, vesicle heterogeneity and stability, excessive uptake and manufacturing or shelf-life difficulties.
[00010] An objective for the medical community is the delivery of nucleic acids to the cells in a subject, including but not limited to an animal or a mammal, for treatment. For example, nucleic acids can be delivered to cells in culture (777 vitro) relatively efficiently, but nucleases result in a high rate of nucleic acid degradation when nucleic acid is delivered to animals (in vivo).
[00011] In addition to protecting nucleic acid from nuclease digestion, a nucleic acid delivery vehicle must exhibit low toxicity, must be efficiently taken up by cells and have a well-defined, readily manufactured formulation. As shown in clinical trials, viral vectors for delivery can. result in a severely adverse, even fatal, immune response in vivo. In addition,

this method has the potential to have mutagenic effects in vivo. Delivery by enclosing ^vucleic acid in lipid complexes of different formulations (such as liposomes or cationic lipid complexes) has been generally ineffective in vivo and can have toxic effects. Complexes of nucleic acids with various polymers or with peptides have shown inconsistent results and the toxicity of these formulations has not yet been resolved. Nucleic acids have also been encapsulated in polymer matrices for delivery but in these cases the particles have a wide size
range and the effectiveness for therapeutic applications has not been demonstrated.
[ 00012 ] Therefore, there is a need for addressing nucleic acid delivery issues, and
providing effective nucleic acid formulations. Also, there is an ongoing need for
development of microspheres and to new methods for making microspheres. Microspheres
and their preparation have been described in US Patents No. 6,458,387 to Scott et al., No.
6,268,053, No. 6,090,925, No. 5,981,719 and No. 5,599,719 to Woiszwillo et al., and No.
5,578,709 to Woiszwillo. The foregoing references and all other references identified herein
are incorporated herein by reference.
Summary of the Invention
[00013] The present invention is directed to microspheres comprised of biologically active agents, such as DNA, siKNA (silencing KNA, also known as double-stranded RNA), mRNA, tRNA, and all other nucleic acids including, but not limited to, oligonucleotides, and to methods of preparation and use thereof. It is believed that the present invention microsphere delivery approach prevents or impedes access of the delivered nucleic acids to cellular nucleases, thereby preventing premature degradation of the therapeutic nucleic acids. [00014] The nucleic acid containing microspheres can be used for the treatment of various diseases, including, but not limited to, autoimmune diseases such as multiple sclerosis, diabetes rnellitus type 1, psoriasis, autoimmune hemolytic anemia, autoimmune hepatitis, Berger's disease (IgA nephropathy), chronic fatigue syndrome, Crohn's disease, dermatomyostis, fibromyalgia, Grave's disease, Hashimoto's thyroiditis, lichen planus, myasthenia gravis, odopathic thrombocytopenia purpura, rheumatic fever, rheumatoid arthritis, scleroderma, Sjogren syndrome, systemic lupus erythematosus, ulcerative colitis and vitiligo. Furthermore, the microspheres can be used to treat other dendritic cell or macrophage related diseases or other phagocytic cell-based diseases or conditions including those which can be treated, mediated or mitigated by antisense oligonucleotide or siKNA approaches, or the like.

[00015] In an embodiment of the invention, microsphere delivery of AS-•oligonucleotides to a subject is carried out in order to induce dendritic cell tolerance in conjunction with addressing type 1 diabetes onset in individuals. The AS oligonucleotide containing microspheres are fabricated using aqueous conditions. These microspheres are used to inhibit gene expression and to prevent an autoimmune diabetes type of condition in a subject. Microspheres of the present invention can be used to treat ongoing conditions or as preventative therapy.
[00016] The microspheres of the present invention may also be comprised of multiple biologically active agents, including oligonucleotides.
[00017] In a preferred embodiment of the invention, three AS-oligonucleotides targeted to the CD40, CD80 and CD86 primary transcripts are synthesized, and an aqueous solution of the oligonucleotide mixture is prepared and combined with a polymer solution. After processing, microspheres containing the oligonucleotides are provided. [00018] Preparation of the present invention microspheres can be carried out with or without a cross-linking agent, a polycation, a polyanion, and/or an energy source such as heat.
[00019] The microspheres according to the invention are especially well-suited to be administered in vivo and in an in situ procedure, such as direct subcutaneous delivery. One application in this regard is for the treatment of tumors under the skin and for treatment of viral infection. The microspheres can be delivered through a variety of other routes of administration including, but not limited to, oral, pulmonary, nasal, intravenous, intramuscular, subcutaneous, topical, ocular, intradermal, intraperitoneal, and suppository administration, and combinations thereof.
[00020] The microspheres of the present invention can also be used for diagnostic purposes, including, but not limited to, gene diagnostics.
[00021] These and other aspects, objects, features and advantages of the present invention, including the various combinations, will be apparent from and clearly understood through a consideration of the following detailed description.
Brief Description of the Drawings
[00022] In the course of this description, reference will be made to the attached drawings, wherein:
[00023] Fig. 1 is a schematic illustration of the role of dendritic cells in the autoimmune destruction of pancreatic insulin-producing beta-cells in Type 1 diabetes;

[00024] Fig. 2 is a diagram of the Beta-Galactosidase gene-containing plasmid DNA i vector; [00025] Fig. 3 shows photomicrographs providing evidence for transfection of NIH
3T3 iibroblast cells with the Beta-Galactosidase gene-containing plasmid DNA (pDNA)
microspheres;
[00026] Fig. 4 is a photomicrograph of an agarose electrophoresis gel of naked pDNA
and of two pDNA microsphere formulations according to the invention, each after exposure
to DNAase;
[00027] Fig. 5 is a bar graph of Beta-Galactosidase activity in four different plasmid DNA transfection applications;
[00028] Fig. 6 through Fig. 9 are scanning electron migrographs of microspheres of AS-oligonucleotides and poly-L-lysine polycation;
[00029] Fig. 10 through Fig. 13 are scanning electron micrographs of microspheres comprised of AS-oligomicleotides and poly-L-ornithine polycation;
[00030] Fig. 14 and Fig. 15 are scanning electron micrographs of microspheres of AS-oligonucleotides formed without a polycation component;
[00031] Fig. 16 is aplot summarizing diabetes incidence in three groups of NOD mice treated with microspheres of the present invention and according to other procedures for delivery of AS oligonucleotides targeting three primary transcripts; and [00032 ] Fig. 17 is a scanning electron micrograph (SEM) of siRNA microspheres according to the invention.
Description of the Preferred Embodiments
[ 00033 ] As required, detailed embodiments of the present invention are disclosed herein; however, it is to be understood that the disclosed embodiments are merely exemplary of the invention, which may be embodied in various forms. Therefore, specific details disclosed herein are not to be interpreted as limiting, but merely as a basis for the claims and as a representative basis for teaching one skilled in the art to variously employ the present invention in virtually any appropriate manner.
[00034] In general, microspheres of the present invention are comprised of an active agent or agents, are preferably substantially spherical, and have a substantially narrow size distribution in the size range suitable for cell uptake. The microspheres can be delivered by administration methods of choice, including parenteral delivery, by the oral route, by the

pulmonary route, by the ocular route, by using a depot system, and other administration 'routes.
[00035] The microspheres comprise nucleic acid active agents such as DNA, RNA, siRNA, mRNA, tRNA and other types of nucleic acids including, but not limited to, RNA or DNA oligonucleo tides, and combinations thereof. Preferred microspheres of the present invention are comprised of one or more oligonucleotides. The microspheres are useful as therapeutic agents for the treatment of various diseases and/or as tools for diagnostic work, including, but not limited to, functional genomics. For example, antisense oligonucleotides microspheres can interrupt the translation phase of the protein production process by preventing the mRNA from reaching the ribosome. The antisense microspheres are delivered to the diseased cell, virus or bacteria, where they bind (hybridize) specifically to its target mRNA. As a result, the mRNA is degraded and therefore is not translated by the ribosome to a functional protein. Antisense microspheres are thus an effective tool to fight illness related to overexpression and/or underexpression of proteins in the body, such as occurs in autoimmune diseases.
[00036] Important advantages of antisense oligonucleotides are that they are highly specific in that they inhibit the expression of one gene. Also, antisense oligonucleotides are universal in that theoretically an AS oligonucleotide can be developed against any gene and its mRNA; the DNA sequence is the only information needed for the design of the AS nucleotide. AS oligonucleotides are also effective in the cultured cells of animals and humans. Antisense oligonucleotide microspheres of the present invention are also "verifiable," in that they are diagnostically useful because they have very specific sites and can be labeled with a fluorescent marker.
[00037] It is known that oligonucleotides are readily damaged by heat, shaking and other mechanical and chemical treatments, such that they are no longer capable of adherence to a target nucleic acid and blocking its action. It is also known that proteins, peptides, oligonucleotides, and the like have a very short lifetime (minutes to a few hours) in vivo, require effective delivery to the cell and, in some circumstances, directly to the nucleus in order to avoid degrading enzymes. Accordingly, these agents typically cannot be successfully delivered "naked", but need to be protected or formulated in a way that will allow their delivery in vivo.
[00038] The oligonucleotides of the present invention retain their biological activity by incorporation into microspheres. Additionally, the microspheres also provide high loading capabilities. In other words, larger doses of therapeutic nucleic acids can be administered to

a subject by dosing with highly concentrated (e.g., 30-100 % by weight nucleic acid) microspheres, based on the total weight of the micro spheres. Unless otherwise specified herein, percentages are by weight, based on the total weight of the composition. The microspheres provide a non-viral delivery tool for antisense oligonucleotides and other types of nucleic acid molecules.
[00039] The microspheres are comprised of the biologically active compound in a substantially spherical form. Typically, the microspheres have a substantially narrow particle size distribution with an average particle size of not greater than 50 microns. Typically, the particle size will be less than 10 microns, more typically less than 5 microns. Preferably, they have a narrow size distribution with an average particle size on the order of between about 0.04 to about 8 microns, or between about 0.1 to about 4 microns, or between about 0.2 to about 4 microns, or between about 0.4 to about 4 microns, and, for applications wherein about 1 micron microspheres are desirable, about 1 micron to about 3 microns. An average particle size can be about 2 microns, for example, and the particle size range can be tailored to fit the desired application.
[00040] The microspheres are preferably comprised of nucleic acids which are substantially amorphous or non-crystalline, that is they are in an amorphous or semi-crystalline form. As used herein, "amorphous" refers to a generally random solid form of nucleic acid wherein crystalline lattices of the nucleic acid(s) within the microsphere are absent and "semi-oystalhne" refers to a generally random solid form of nucleic acid wherein the nucleic acid content of the microsphere is comprised of less than 50% of crystalline lattice forms of the nucleic acid(s).
[00041] Delivering the biologically active compound in the microsphere form with the desired size can increase the efficacy of the drug and reduce waste. This may also reduce adverse effects caused by high dosage amounts of the active agent. The size of the microsphere can determine to what organ it is targeted. Additionally, optimal particle size control of microspheres for delivery of biological agents in vivo is important since only microspheres of particular size can be taken up by target cells. A larger size microsphere than described herein might trigger macrophages and other immune mechanisms to degrade the biological particle, while a smaller size might dissolve too quickly. [00042 ] .In making microspheres, the desired biological agent, typically an oligonucleotide or oilier nucleic acid compound, is dissolved in an aqueous solution. This is combined with water-soluble polymer(s) such as polyvinyl pyrrolidone (P VP) and polyethylene glycol (PEG) and combinations thereof. The water soluble polymers do not

form a substantial part of the microspheres, if at all, but aid in the preparation of the , microspheres. The nucleic acids can comprise up to 100 weight percent of the microsphere composition. Typically, they will comprise at least 20 weight percent, typically at least about 30 weight percent, preferably at least about 50 weight percent, more preferably at least 70 weight percent, and most preferably at least about 90 weight percent. The nucleic acids can comprise at least about 95 weight percent of the microspheres. It is usually preferred to form microspheres in an aqueous/ water-soluble polymer(s) mixture at a moderately acidic pH. For example, often the polymer or polymers are dissolved in a buffer solution, such as sodium acetate, at apH of about 5.3. Microspheres by this general technique can also be made with other polymers such as polysaccharides, including positively and negatively • charged polysaccharides and other biocompatible polymers. The order of addition of the components may be altered to form microspheres with different chemical and physical properties such as size, morphology and/or surface charge.
[00043] In some microsphere preparations it is preferred to combine nucleic acids with a polycation prior to formation of the microsphere. Avoiding polycation use, however, can be advantageous in some instances because some cations can be associated with toxicity issues. The use of a polyanion, a polyanion cross-linking agent, or other cross-linking agent may also be employed for making these microspheres. Examples of preferred polycations are poty-lysine and poly-ornithine. Others include poly-ethylene-imine (PEI), prolamin, protamine, polyvinyl pyrrolidone (PVP), polyarginine , vinylamine, and combinations thereof.
[00044] When a polycation component is included in the preparation of the microspheres and also in the microspheres, it can be present at a level of from about 0 to about 80 weight percent of the total microsphere forming composition. Microspheres made with polycations can contain at least about 2 weight percent, or can contain at least about 5 weight percent, or can contain at least about 10 weight percent, or can contain at least about 20 weight percent, or can contain at least about 30 weight percentby weight of the polycation, with the balance, in general, comprising the nucleic acid.
[00045] In some microsphere production applications, energy (such as in the form of heat or other energy sources) is supplied to the composition in order to facilitate microsphere formation. It has been discovered that energy addition can be useful for production of some types of microspheres of the present invention.
[00046] The microsphere compositions can contain multiple biologically active compounds. Thus, the microspheres, either individually or collectively as a group of

microspheres, can contain more than one nucleic acid, e.g., one or more oligonucleotide. In
\ddition, other molecules may be added to the surface of the nucleic acid microspheres after * their formulation including but not limited to antibodies, receptor ligands or
chemoattractants.
[00047] Although numerous techniques may be useful for the preparation of microspheres of the present invention (see references incorporated herein by reference), the following has been found particularly useful in the preparation of the microspheres of the present invention.
[00048] An aqueous solution of the nucleic acid mixture is prepared by comprising polycation at volumetric ratios of polycation:nucleic acid of from about 0.5:1 to about 4:1. Polymer solutions of polyvinyl pyrrolidone and/or of polyethylene glycol are prepared and combined with the nucleic acid-containing solution. Changing the temperature of the combined solution by heating or cooling or combinations thereof, and centrifuging and washing multiple times provide an aqueous condensed suspension which typically is frozen and lyophilized to form a dry powder of microspheres comprising the nucleotide(s) and polycation. The temperature of the mixture prior to formation of the microspheres can be lowered or raised from room temperature and at a rate of from aboutO.l to about 400°C/minute. For cooling applications, the mixture is typically cooled to from about 35 to about -196° C. And for heating applications, the mixture is heated to from about 4 to about 100 °C.
[00049] Other excipients can be added to the final composition or the pre-microsphere forming mixture, such as polysacharrides, positively or negatively charged polysacharrides, and other polymers which preferably are biocompatible. The order of addition can be changed which may result in the formation of microspheres with different chemical and/or physical properties. Other moieties may be added to the surface to work as chemoattractants, or as receptor ligands, for example.
[00050] Microspheres according to the invention are useful, non-viral delivery vehicles for plasmid DNA, antisense oligonucleotides and other nucleic acid molecules. [00051] The microsphere compositions can be in the form of liquid suspensions (preferably be aqueous), in dry powder form, in suspensions in organic solvents, or microencapsulated in solid form within other polymers.
[00052] As stated above, the present invention microspheres can be dosed through a variety of routes of administration. The actual dosing amount of active agent, concentration of the formulation and volume of the formulation to be dosed will be determined by skilled

clinicians and will generally depend on a number of factors including, but not limited to, the disease or condition to be treated, age, sex and weight of the subject to be treated, potency of the nucleic acid for treating the particular target, concentration of the nucleic acid in the dosing formulation, and so on. As used herein, an "effective amount" refers to that amount of mlcrospheres of the present invention that prevent, treat or ameliorate a disease or condition in a subject.
[00053] Microspheres according to the invention have an especially protective characteristic. In vitro studies using Beta-Galactosidase microspheres indicate the microsphere form shielded the DNA from nucleases. Often DNA and oligonucleotides are thioated with a view toward slowing degradation. For example, typically AS-oligonucleotides are in thioated form. Because of the protective features of the microspheres, the need for such thioated form can' be lessened or not used at all.
[00054] A preferred method of the present invention is directed to the prevention or amelioration of autoimmune insulin-dependent diabetes by formulating and injecting antisense (AS)-oligonucleotide microspheres described herein that target the primary transcripts of CD40, CD80 and CD86. These oligonucleotides have been designed to induce immune tolerance in an attempt to prevent destruction of the insulin producing beta cells in the NOD mouse model. The events leading to the destruction of these beta cells is illustrated in Fig. 1. This illustrates how Type 1 diabetes is manifested by the autoimmune destruction of the pancreatic insulin-producing beta cells in the NOD mouse, as well as in humans. At the time of clinical onset of diabetes, humans maintain 10-20% of their residual beta cell mass. Sparing of this residual mass can result in maintenance of insulin levels which are adequate to regulate glucose levels. Preferred microspheres of the invention are provided to interfere with the autoimmune destruction of the beta cells that is illustrated in Fig. 1. [00055 ] It will be appreciated that dendritic cells (DC) can be activated to be potent antigen presenting cells that are found in all tissues and that are highly concentrated under the skin. These antigen presenting dendritic cells function as triggers of the immune response through the activation of T-cells, particularly in lymph nodes.
[00056] Fig. 2 is a drawing of a plasmid vector containing the Beta-galactosidase gene that can be used to transfect N1H 3T3 libroblast cells. In vitro evidence for the transfection of NIH 3T3 fibroblast cells with the plasmid DNA microspheres is shown in Fig. 3 are the appearance of cells which stain blue in color in response to the addition of the Beta-Galactosidase X-sal substrate.

[00057] Fig. 4 illustrates the ability of microspheres in vitro to protect DNA in * solution. This Figure depicts an agarose electrophoresis gel showing nuclease protection imparted by fabrication of'rnicrospheres of plasmid DNA produced generally as noted herein. In the Plasmid samples 1, 2 and 3, naked plasmid DNA was exposed to DNAase. with the smears indicating plasmid DNA degradation at each of the three levels of DNAase exposure. In the Particle 1 and Particle 2 samples, plasmid DNA microsphere formulations were exposed to DNAase. The lack of smearing indicates the microsphere formulations show shielding of the plasmid DNA from degradation.
. [00058] Fig. 5 quantrtates the levels of expression of transfected Beta-Galactosidase activity in four different plasmid DNA applications. The naked plasmid DNA application showed very low levels. Somewhat greater levels are indicated for plasmid DNA-cationic lipid complex transfection using lipofectamine, a commercial cationic lipid, as the delivery vehicle. Substantially greater activity is shown for the two plasmid DNA microsphere preparations, with microspheres 1 corresponding to Particle 1 of Fig. 4, and microspheres 2 corresponding to Particle 2 of Fig. 4.
[00059] The following Examples illustrate certain features and advantages of the invention in order to further illustrate the invention. The Examples are not to be considered limiting or otherwise restrictive of the invention.
EXAMPLE 1
[00060] Three AS-oligonucleotides targeted to the CD40, CD80 and CD86 primary transcripts were synthesized by the DNA synthesis facility at University of Pittsburgh (Pittsburgh, PA). The AS-oligonucleotides sequences, an asterisk indicating thioation, are:
Seq ID 1: CD 40-AS: 5'C*AC* AG*C C*GA* GG*C* AA*A GA*C* AC*C A*T*G C*AG* GG*C* A-3'
Seq ID 2: CD80-AS: 5'-G*GG* AA*A G*CC* AG*G A*AT* CT*A G*AG* CC*A A*TG G*A~3'
Seq ID 3: CD86-AS: 5'-T*GG* GT*G C*TT* CC*G T*AA* GT*T C*TG* GA*A C*AC* G*T*C-3'
[00061] An aqueous solution of the oligonucleotide mixture was prepared by combining aliquots of three oligonucleotide solutions, each of which contained one type of

oligonucleotide, to form a 10 mg/ml solution of the three types of oligonucleotides. Four batches of aqueous solution of oligonucleotides-mixrare were prepared. 10 mg/ml poly-L— lysine-HBr in deionized water {poly-L-lysine-HBr up to 50,000 by Bachem, King of Prussia, PA) was prepared. Poly-L-lysine-HBr was added to the oligonucleotides solution at volumetric ratios of 1:1, 2:1,3:1 and 4:1, as described in Table 1. Batches were labeled 1,2, 3, and 4. The mixtures were vortexed gently. A 25% polymer solution containing 12.5% PVP (polyvinyl pyrrolidone, 40,000 Daltons, Spectrum Chemicals, Gardens, CA) and 12.5% PEG (polyethylene glycol, 3,350 Daltons, Spectrum Chemicals, Gardena, CA) in 1M Sodium Acetate (Spectrum, Gardena, CA) atpH 5.5 was made. The polymer solution was added to batches 1-4 in a 2:1 volumetric ratio as described in Table 1 showing AS-oligonucleotides, poly-L-lysine-HBr and PEG/PVP volumes in batches 1-4:
(Table Remove)

[00062] The batches were incubated for 30 minutes at 70°C and then cooled to 23°C. Upon cooling, the solution became turbid and precipitation occurred. The suspension was then centrifuged, and the excess PEG/PVP was removed. The resulting pellet was washed by resuspending the pellet in deionized water, centrifugation and removal of the supernatant. The washing process was repeated three times. The aqueous condensed suspension was frozen and lyophilized to form a dry powder of microspheres comprising oligonucleotide and poly-L-lysine.
[00063] Fig. 6 presents a scanning electron micrograph (SEM) of batch No. 1 (poly-L-lysineroligonucleotide ratio of 1:1). Microspheres, 0.5-4 jim in size, with an average particle size of approximately 2.5 u.m were fabricated. Precipitation of an unknown material was also observed. Additional studies by HPLC determined that the precipitation was comprised of residual PEG/PVP, mostly PVP.
[00064] Fig. 7 presents an SEM of batch No. 2 (poly-L-lysine:oligonucleotide ratio of 2:1). Microspheres, 0.2-4um in size, with an average particle size of approximately 1 um were fabricated.
[00065] Fig. 8 presents an SEM of batch No. 3 (poly-L-lysineroligonucleotide ratio of 3:1). Microspheres, 0.2-4 urn in size, with an average particle size of approximately 1 um were fabricated. Precipitation of an unknown material was also observed. Additional studies by HPLC determined that the precipitation was comprised of residual PEG/PVP, mostly PVP. [00066] Fig. 9 presents an SEM of batch No. 4 (poly-L-lysine:oligonucleotide ratio 4:1). Microspheres, 0.2-6 microns in size were fabricated. There is polydispersity in sizes, where approximately half of the particles having an average particle size of lum, and half of the particles having an average particle size of 5 p.m.
EXAMPLE 2
[00067] AS-oligonucleotides targeted to the CD40, CD80 and CD86 primary transcripts were the AS-oligonucleotides sequences of Example 1. An aqueous solution of the oligonucleotides mixture was prepared by combining aliquots of three oligonucleotide solutions, each of which contained one type of oligonucleotide, to form a 10 mg/ml solution of the three types of oligonucleotides. Four batches of solutions of the oligonucleotides mixture were prepared. 5 mg/ml poly-L-ornithine-EDBr in deionized water (poly-L-ornithine-HBr 11,900 (vis) by Sigma) solution was prepared.
[00068] Poly-L-omithine-HBr was added to the oligonucleotides solution at varying volumetric ratios as described in Table 2. Batches were labeled 1, 2, 3, and 4. The mixtures were vortexed gently. A 25% polymer solution containing 12.5% PVP (40,000 Daltons, Spectrum Chemicals, Gardena, CA) and 12.5% PEG (3,350 Daltons, Spectrum Chemicals, Gardena, CA) in 0.1.M Sodium Acetate (Spectrum Chemicals, Gardena, CA) atpH=5.5 was made. The polymer solutions were added to batches 1-4 at the different volumetric ratios of Table 2. Incubation and rinses followed as described in Example 1. Table 2 provides AS-oligonucleotides, poly-L-omithine-FIBr, PEG/PVP and PEG volumes in batches 1-4.
(Table Remove)

[00069] Fig. 10 presents an SEM of batch No. 1 (poly-L-omithine: oligonucleotide ratio of 1:1). Microspheres, 0.2-8 um in.size, with an average particle size of approximately
2 jam were fabricated. Precipitation of an unknown material was also observed. Additional
HPLC studies were able to prove that this precipitation was comprised of residual PEG/PVP,
p>
mostly PVP.
[00070] Fig. 11 presents an SEM of batch No. 2 (poly-L-orm"thme:oligonucleotide ratio of 2:1). Microspheres, 0.2-8 um in size, with an average particle size of approximately 2 jam were fabricated. Many of the microspheres were fused together. Precipitation of an undefined material was also observed. Additional HPLC studies were able to prove that this precipitation was comprised of residual PEG/PVP, mostly PVP.
[00071] Fig. 12 presents an SEM of batch No. 3 (poly-L-ornithine:oligonucleotide ratio of 1:1, PEG onty). A precipitate of amorphous shape was formed. This indicated that the presence of PVP in the formulation had an important role in the formation of microspheres.
[00072] Fig. 13 presents an SEM of batch No. 4 (poly-L-ornithine:oligonucleotide ratio of 1:3, PEG only). Porous microspheres 10-50 jim in size, broken microspheres, and 2-10 um chains of fused microspheres were formed. Single microspheres were not observed. This batch indicated that the presence of PVP in the formulation had an important role in the formation of microspheres.
EXAMPLE 3
[00073] Three AS-oligonucleotides targeted to the CD40, CD80 and CD86 primary transcripts were synthesized with the oligonucleotide sequences of Example 1. An aqueous solution of the oligonucleotides mixture was prepared by combining aliquots of three oligonucleotide solutions, each of which contained one type of oligonucleotide, to form a 10 mg/ml solution of the three types of oligonucleotides. Two batches of solution of oligonucleotide-mixture were prepared.
[00074] A 25% polymer solution containing 12.5% PVP (40,000 Daltons, Spectrum Chemicals, Gardena, CA) and 12.5% PEG (3,350 Daltons, Spectrum Chemicals, Gardena, CA) in 0.1M Sodium Acetate (Spectrum Chemicals, Gardena, CA) atpH 5.5 was made. Also, 25% PEG in 0.1M Sodium Acetate at pH 5.5 was made. The polymer solutions were added to batches 1-2 at different volumetric ratios, as described in Table 3. Incubation and rinses followed as described in Example 1. Table 3 gives AS-oligonucleotides, PEG/PVP and PEG volumes in batches 1-2.
(Table Remove)

Batch

[00075] Fig. 14 presents an SEM of batch 1 (PEGroligonucleotide 2:1). A precipitate of amorphous shape was formed. This batch showed again that the presence of PVP played an important role in the formation of the microspheres.
[00076] Fig. 15 presents an SEM of batch 2 (PEG/PVP:oligonucleotide 2:1). Microspheres with particle size distribution of 0.2-6 um were fabricated, and long strips of unidentified source are seen as well. This batch showed that microspheres could be formed without polycation.
EXAMPLE 4
[00077] In vivo studies were conducted using the NOD mouse model of Type 1 diabetes mellitus. Type I diabetes is manifested by the autoimmune destruction of the pancreatic insulin-producing beta cells as illustrated in Fig. 1. AS-oligonucleotides were used in three applications in an attempt to interfere with the autoimmune destruction of beta cells. The goal was to interfere with the dendritic cell function by targeting the primary transcripts of CD40, CD80 and CDS6, which encode dendritric cell surface proteins required for T-cell activation. Dendritic cells with low levels of CD40, CD80 and CD86 are known to promote suppressive immune cell networks in vivo. These cascades can result in T-cell hyporesponsiveness to beta cells 777 vivo.
[00078] In the first group of test animals, dendritic cells were propagated ex vivo from bone marrow progenitors of NOD mice. Combinations of the three AS-oligonucleotides targeting the primary transcripts of CD40, CD80 and CDS6 were added to the cells in tissue culture. After incubation, the AS-oligonucleotide transfected dendritic cells were injected into syngenetic recipients of 5 to 8 weeks of age (not yet diabetic). This is an ex vivo delivery approach.
[00079] In parallel, AS-oligonucleotide microspheres were injected directly into other NOD mice of the same age. A single injection was carried out on each thus-treated mouse. Another group of these NOD mice was not treated and served as a control. [00080] Fig. 16 shows that the control, untreated NOD mice all developed diabetes by age 23 weeks. The group treated with ex vivo AS-oligonucleotide transfected and re-infused dendritic cells (AS-ODN DC) showed delayed development of diabetes, with 20% remaining
'Diabetes Free", indicating glucose levels are maintained within a non-diabetic range. Of the NOD mice injected directly in vivo with microspheres, 71% remained "Diabetes Free" at 43 weeks.
EXAMPLE 5
[00081] A fluorescent Cy3 labeled short interfering RNA duplex, siGLO Cyclophilin B siRNA (Mouse), from Dharmacon (Lafayette, CO). The double-stranded RNA sequence is shown as Seq ID 4 and its complement, Seq ID 5:
Seq ID 4: Cyclophilin B siRNA 5'-GGAAAGACUGUUCCAAAAAUU-3' Seq ID 5: Complement 5'-UUUUUGGAACAGUCUUUCCUU-3'
[00082 ] An aqueous solution of the siRNA was prepared as a 15 mg/mL solution. Also, 15 mg/mL of Poly-L-lysine-HBr in deionized water (poly-L-lysine 30,000-70,00 MW, Sigma) was prepared. The Poly-L-lysine was added to the siRNA at a volumetric ratio of 1:1, as described in Table 1. The mixture was vortexed gently. A 25% polymer solution containing 12.5% PVP (polyvinyl pyrrolidone, 40,000 Daltons, Spectrum Chemicals, Gardena, CA) and a 12.5% PEG (polyethylene glycol, 3350 Daltons, Spectrum, Gardena, CA) in 1M Sodium acetate (Spectrum, Garden, CA) at pH 5.5 was made. The polymer solution was added to the siRNA/poly-L-lysine mixture in a 2:1 volumetric ratio as described in Table 4 showing siGLO siRNA duplex, poly-L-lysine-FIBr and PEG/PVP volumes:
(Table Remove)

Batch
1

[00083] The batch was incubated for 3 0 minutes at 5 8 C, and then cooled to on ice for 30 minutes. Upon cooling the solution became turbid and precipitation occurred. The suspension was then centrifuged, and the excess PEG/PVP was removed. The resulting pellet was washed by resuspending the pellet in deionized water, centrifugation and removal of supernatant. The washing process was repeated three times. The aqueous condensed suspension was frozen at -80C and lyophilized to form a dry powder of microspheres comprised of Cy3 labeled siGLO Cyclophilin B siRNA duplex and poly-L-lysine.

[00084] Fig. 17 presents a scanning electron micrograph (SEM) of a batch of the microspheres (poIy-L-lysine: sIRNA duplex ratio of 1:1). Microspheres, 0.2-1.4 microns in size, with an average particle size of 0.48 nanometers were thus fabricated.
[00085] It will be understood that the embodiments of the present invention which have been described are illustrative of some of the applications of the principles of the present invention. Numerous modifications may be made by those skilled in the art without departing from the true spirit and scope of the invention. Various features which are described herein can be used in any combination and are not limited to precise combinations which are specifically outlined herein.

WE CLAIM:
1. Microspheres comprising between about 20 weight percent and about 100 weight percent of one or more nucleic acids, and having an average particle size of not greater than about 50 microns, wherein said microspheres are substantially free of a water soluble polymer used in microsphere formation.
2. Microspheres as claimed in claim 1, wherein said nucleic acids comprise between about 30 weight percent and about 100 weight percent of the microspheres.
3. Microspheres as claimed in claim 1, wherein said nucleic acids comprise between about 50 weight percent and about 100 weight percent of the microspheres.
4. Microspheres as claimed in claim 1, wherein said nucleic acids comprise between about 70 weight percent and about 100 weight percent of the microspheres.
5. Microspheres as claimed in claim 1, wherein said nucleic acids comprise between about 90 weight percent and about 100 weight percent of the microspheres.
6. Microspheres as claimed in claim 1, wherein said nucleic acids comprise at least about 95 weight percent of the microspheres.
7. The microspheres as claimed in claim 1, wherein said microspheres contain at least two different nucleic acids.
8. The microspheres as claimed in claim 1, wherein at least one of the nucleic acids is an oligonucleotide.
9. The microspheres as claimed in claim 8, wherein said microspheres contain at least two different oligonucleotides.

10. The microspheres as claimed in claim 1, wherein said microspheres have an average
particle size of not greater than about 2 microns and a particle size distribution of from about 0.04 microns to about 8 microns.
11. The microspheres as claimed in claim 7, wherein said microspheres have an average particle size of not greater than about 2 microns and a particle size distribution of from about 0.04 micron to about 8 microns.
12. The microspheres as claimed in claim 8, wherein said microspheres have an average particle size of not greater than about 2 microns and a particle size distribution of from about 0.04 micron to about 8 microns.
13. The microspheres as claimed in claim 1, wherein said microspheres have an average particle size of not greater than about 1 micron and a size distribution of from about 0.2 micron to about 4 microns.
14. The microspheres as claimed in claim 7, wherein said microspheres have an average particle size of not greater than about 1 micron and a size distribution of from about 0.2 micron to about 4 microns.
15. The microspheres as claimed in claim 8, wherein said microspheres have an average particle size of not greater than about 1 micron and a size distribution of from about 0.2 micron to about 4 microns.
16. The microspheres as claimed in claim 1, wherein said nucleic acids are selected from the group consisting of DNA, DNA oligonucleotides, RNA oligoribonucleotides, DNA/RNA hybrid oligonucleotides, mRNA, siRNA, RNA, and combinations of any of the foregoing.
17. Microspheres as claimed in claim 1, wherein said microspheres are in a suspension.

18. Microspheres as claimed in claim 1, wherein said microspheres are in a dry powder formulation.
19. A process for producing biologically active microspheres comprising nucleic acids, the process comprising dissolving the nucleic acids with an aqueous solvent to form a composition, wherein at least one water soluble polymer is added to the solvent, and cooling said composition, wherein said microspheres are formed during cooling said microspheres having an average particle size of not greater than about 50 microns.
20. An aqueous process for producing biologically active microspheres comprising nucleic acids, the process comprising (a) dissolving the nucleic acids with an aqueous solvent to form an aqueous composition, wherein at least one water soluble polymer is added to the aqueous solvent, and (b) forming said microspheres comprising nucleic acids, said microspheres having an average particle size of not greater than about 50 microns and being substantially free of said polymer.
21. The process as claimed in claim 19 or claim 20, wherein at least one polycation is added to said solvent.
22. The process as claimed in claim 21, wherein said polycation is selected from the group consisting of poly-lysine, poly-ornithine, poly-ethylene-imine, prolamin, protamine, polyvinyl pyrrolidone, poly-arginine, vinylamine, and combinations thereof.
23. The process as claimed in claim 22, wherein said polycation is poly-lysine.
24. The process as claimed in claim 22, wherein said polycation is poly-ornithine.
25. The process as claimed in claim 19 or claim 20, wherein said nucleic acids are a first polyanion and wherein at least one second polyanion is added to said solvent.

26. The process as claimed in claim 19 or claim 20, wherein said polymer is selected from
the group consisting of a polysaccharide, polyethylene glycol, polyvinyl pyrollidone, and
combinations thereof.
27. The process as claimed in claim 19 or claim 20, wherein said forming is optionally
carried out with the addition of a crosslinking agent to the composition.
28 The process as claimed in claim 19 or claim 20, wherein said forming is optionally
carried out with the addition of energy to the composition.
29 The process as claimed in claim 19 or claim 20, wherein said forming is optionally
carried out in the absence of a polycation in said composition.
30. The process as claimed in claim 19 or claim 20, wherein said forming is optionally carried
out in the absence of a cross-linking agentin said composition.
31. The process as claimed in claim 19 or claim 20, wherein said nucleic acids are a first
polyanion and wherein said forming is optionally carried out in the absence of a second
polyanion in said composition.
32 The process as claimed in claim 19 or claim 20, wherein said forming is optionally carried out in the absence of applying an energy source to form said microspheres from said composition.
33. The process as claimed in any one of claims 20-32, wherein said dissolving in step (a) is optionally carried out with the addition of heat and said forming in step (b) is carried out by cooling the composition.

Documents:

6111-DELNP-2006-Abstract-(01-08-2012).pdf

6111-delnp-2006-Abstract-(04-10-2013).pdf

6111-delnp-2006-assignment.pdf

6111-DELNP-2006-Claims-(01-08-2012).pdf

6111-delnp-2006-Claims-(04-10-2013).pdf

6111-delnp-2006-claims.pdf

6111-DELNP-2006-Correspondence Others-(01-08-2012).pdf

6111-delnp-2006-Correspondence Others-(02-07-2012).pdf

6111-delnp-2006-Correspondence Others-(04-10-2013).pdf

6111-delnp-2006-Correspondence Others-(12-02-2013).pdf

6111-DELNP-2006-Correspondence-Others-(09-12-2009).pdf

6111-delnp-2006-correspondence-others.pdf

6111-delnp-2006-description(complete).pdf

6111-DELNP-2006-Drawings-(01-08-2012).pdf

6111-delnp-2006-drawings.pdf

6111-DELNP-2006-Form-1-(01-08-2012).pdf

6111-delnp-2006-form-1.pdf

6111-DELNP-2006-Form-2-(01-08-2012).pdf

6111-delnp-2006-form-2.pdf

6111-delnp-2006-Form-3-(02-07-2012).pdf

6111-delnp-2006-form-3.pdf

6111-delnp-2006-form-5.pdf

6111-DELNP-2006-GPA-(01-08-2012).pdf

6111-delnp-2006-gpa.pdf

6111-delnp-2006-pct-220.pdf

6111-delnp-2006-pct-237.pdf

6111-delnp-2006-pct-306.pdf

6111-delnp-2006-pct-notification.pdf

6111-delnp-2006-pct-request form.pdf

6111-delnp-2006-pct-search report.pdf

6111-DELNP-2006-Petition-137-(01-08-2012).pdf

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Patent Number

258134

Indian Patent Application Number

6111/DELNP/2006

PG Journal Number

50/2013

Publication Date

13-Dec-2013

Grant Date

06-Dec-2013

Date of Filing

19-Oct-2006

Name of Patentee

BAXTER HEALTHCARE S.A.,

Applicant Address

THURGAUERSTRASSE 130, 8152 GLATTPARK (OPFIKON), SWITZERLAND.

Inventors:

#	Inventor's Name	Inventor's Address
1	TERRENCE L. SCOTT	6 FENWICK ROAD, WINCHESTER, MA 01890, USA;
2	DEBRA LAFRENIERE	2090 WELLINGTON STREET, DIGHTON, MA 02715, USA;
3	VERED BISKER-LIEB	16 SAW MILL BROOK WAY, WOBURN, MA 01801, USA;
4	LARRY L BROWN	25 SUMMER STREET, NEWTON, MA 02159, USA,

PCT International Classification Number

A61K 9/16

PCT International Application Number

PCT/US2005/016660

PCT International Filing date

2005-05-12

PCT Conventions:

#	PCT Application Number	Date of Convention	Priority Country
1	60/570,273	2004-05-12	U.S.A.
2	60/625,311	2004-11-05	U.S.A.