Title of Invention

A METHOD FOR PREPARING A COATED SUBSTRATE ADAPTED FOR IMMOBILIZING A BIOLOGICAL SAMPLE AND A PRE-COATED SUBSTRATE

Abstract ABSTRACT A METHOD FOR PREPARING A COATED SUBSTRATE ADAPTED FOR IMMOBILIZING A BIOLOGICAL SAMPLE AND A PRE-COATED SUBSTRATE The present invention provides a method for preparing a coated substrate adapted for immobilizing a biological sample. The invention also provides a coated substrate preferentially adapted for immobilizing a biological sample wherein the substrate is capable of immobilizing an average number of cells per surface area of at least about 20,000 cells/cm2 when the pre-coated slide is contacted with 1 ml of a suspension of cells from the SiHa cell line, and methods of analyzing a biological sample using the coated substrates. The present coated substrates and methods are directed to non-peptidic polymer coatings. The present invention overcomes the problems associated with known peptidic polymer coatings that lose immobilization effectiveness over time.
Full Text

FIELD OF THE INVENTION
The present invention is directed to a method for preparing a coated substrate
for immobilizing a biological sample thereon, preferentially for analysis thereof. The
present invention is further directed to a pre-coated substrate prepared according to
the above method. The substrate is coated with a polycationic polymer providing a
stable polymer layer capable of ionic interaction with anionic biological components.
BACKGROUND
Various biological preparatory techniques require immobilization of sample
materials, such as cells, tissue, proteins, or nucleic acids, to a substrate prior to
subsequent processing. Many of these biological materials of interest are anionic in
nature, exhibiting net negative charge sites. One method of immobilizing these
materials is to coat the target substrate with a chemical solution containing active
ingredients that are cationic in nature, exhibiting a net positive charge. As the
biological materials of interest to be immobilized exhibit net negative charge sites, the
biological materials bind to the surface of the substrate through interaction with, the
net positive charge sites of the coating solution. This adhesion property of the coating
solution allows the immobilization of sample material for subsequent processing.
The immobilization effect described above can be created through the use of
coatings containing various active ingredients currently known in the art. For
example, it is currently known to use coating agents, such as poly-1-lysine, 3-
aminopropyl triethoxysilane, chrome alum gelatin, and egg white albumin. One of
the most widely used of these known immobilization agents is poly-1-lysine (PLL).
PLL is a large polycationic homopolymer that exhibits a strong positive
charge produced by the terminal amino groups of the lysine residue side chains all
along the polymer. L-Lysine [(S)-2,6-diaminohexanoic acid] is an amino acid of the
chemical structure shown below in formula (1).


The polymer PLL is a chain of 1-lysine monomer units attached through peptide
bonds. The chemical structure for PLL is provided below in formula (2), wherein n is
an integer representing the number of monomer units in the polymer chain.

While PLL is widely used as a polycationic polymer coating, substrates coated
with PLL tend to lose their immobilization effectiveness over a relatively short time
period. This decline in effectiveness over time is generally thought to be due to
oxidation of the PLL side chain amine groups. The oxidized groups do not exhibit the
net positive charge required for proper adhesion to the biological materials to be
immobilized.,
The effectiveness of PLL as an immobilization agent is also limited by its
inherent chemical structure shown above in formula (2). As previously noted, the
amino acid residues of the polymer are connected by peptide bonds (-CO-NH- bonds).
These peptide bonds are highly vulnerable to cleavage by proteolytic enzymes, such
as trypsin, and to general hydrolytic cleavage, such as through attack from a
nucleophilic substance. Cleavage of the peptide bonds results in PLL molecules of
substantially shorter chain length, as measured by the average molecular weight of the
polymer. As the molecular weight of the PLL molecule is reduced through
proteolytic cleavage, the immobilization capability of the molecule (i.e. its adhesive
property) becomes greatly reduced.

Known immobilization agents, such as PLL, exhibit limited usefulness as a
result of the chemical instabilities described above. Accordingly, substrates coated
with the. known agents also exhibit limited usefulness, particularly for long-term use
or use after significant storage time. Given the limited stability of substrates coated
with the known immobilization agents, it would be highly useful to have a pre-coated
substrate that is coated with an immobilization agent that exhibits increased stability,
particularly being useful for immobilizing a biological sample for observation.
SUMMARY OF THE INVENTION
The present invention provides a coated substrate preferentially adapted for
immobilizing a biological sample. The substrate is coated with a polycationic
polymer exhibiting increased stability in comparison to the immobilization agents
previously known in the art. Accordingly, the substrate coated with the stable
polycationic polymer is useful for immobilizing biological samples having net a
negative charge, and the coated substrate maintains such usefulness for an extended
time period.
In one embodiment of the present invention, there is provided a method for
preparing a coated substrate. Preferentially, the coated substrate is adapted for
immobilizing a biological sample. According to one embodiment, the method
comprises providing a substrate having a surface comprising a plurality of anionic
groups, and contacting the substrate with a composition comprising a solution of a
non-peptidic polymeric material to form a coating of the non-peptidic polymeric material on at least a portion of the surface of the substrate. The solution comprising
the non-peptidic polymeric material can be an aqueous solution or an organic
solution, preferably having a pH of at least about 6.
In one preferred embodiment of the,invention,.the method further comprises
the steps of drying the substrate coated with the non-peptidic polymeric material.
Preferentially, the coated substrate with the dried non-peptidic polymeric material
thereon is rinsed.
In another preferred embodiment of the invention, the method is characterized
by the absence of substrate cleaning. In particular, the method excludes subjecting

the substrate to a cleaning process prior to contacting the substrate with the non-
peptidic polymeric material.
According to another aspect of the present invention, there is provided a pre-
coated substrate, such as a microscope slide, that is preferentially adapted for
immobilizing a biological sample for analysis. According to one embodiment, the
substrate comprises a surface having a plurality of anionic groups for providing a net
negative charge, and the substrate is coated with a non-peptidic polymeric material
comprising a plurality of cationic groups.
The pre-coated substrate, according to this aspect of the invention, is
characterized by its capability of immobilizing an average number of cells per surface
area of the substrate, In one particular embodiment, the pre-coated substrate is
capable of immobilizing an average number of cells per surface area of at least about
20,000 cells/cm2 when the pre-coated substrate is contacted with 1 mL of a
suspension of cells from the SiHa cell line.
According to another embodiment of the invention, the non-peptidic
polymeric material used for coating the pre-coated substrate comprises an allylic
polymer, a vinylic polymer, or a combination thereof, preferentially comprising
cationic groups selected from the group consisting of primary amines, secondary
amines, tertiary amines, and quaternary amines. In one preferred embodiment, the
non-peptidic polymeric material comprises polydiallyldimethylammoniurn (PDDA).
In another preferred embodiment of the invention, the non-peptidic polymeric
material comprises polyallylamine (PAH).
The substrate according to the present invention can be any item or apparatus
useful or necessary for observing or analyzing a biological material. In one preferred
embodiment, the substrate is selected from the group consisting of slides, plates,
beads, test tubes, cuvettes, dipsticks, swabs, and gauze. In a further embodiment, the
substrate could be a device useful as a contaminant gathering device. For example,
the substrate could be a glove, a towel, or a medical drape.
The coated substrates according to the present invention are adapted for
immobilizing materials that are at least partially anionic in nature. Preferably, the
materials for immobilization have a net negative charge. Accordingly, the coated
substrates are useful for immobilizing various materials, particularly being adapted

for immobilizing biological material, such as cells, tissue, fluids, DNA, RNA,
proteins, and similar biological material having anionic groups available for
interaction with the cationic groups of the non-peptidic polymeric material used in
preparing the coated substrate of the present invention.
According to another aspect of the present invention, there is provided a
method of analyzing a biological sample. In one embodiment according to this aspect
of the invention, the method comprises the following steps: providing a pre-coated
substrate adapted for immobilizing a biological sample, the substrate comprising a
surface having a plurality of anionic groups, wherein the substrate is coated with a
non-peptidic polymeric material comprising a plurality of cationic groups; applying a
biological sample to the pre-coated substrate to immobilize the biological sample on
the substrate; and analyzing the biological sample immobilized on the pre-coated
substrate. In a particular embodiment, the pre-coated substrate is capable of
immobilizing an average number of cells per surface area of at least about 20,000
cells/cm when the pre-coated substrate is contacted with 1 mL of a suspension of
cells from the SiHa cell line.
DETAILED DESCRIPTION OF THE INVENTION
The present invention now will be described more fully hereinafter. However,
this invention may be embodied in many different forms and should not be construed
as limited to the embodiments set forth herein; rather, these embodiments are
provided so that this disclosure will satisfy applicable legal requirements. As used in
this specification and the claims, the singular forms "a," "an," and "the" include plural
referents unless the context clearly dictates otherwise.
The pre-coated substrate of the present invention is characterized by the use of
a polymeric coating material preferably demonstrating immobilization capabilities at
least equivalent to the coating agents presently known, but also demonstrating
extended stability of this immobilization effect after coating of the substrate. Further,
in a preferred embodiment, the polymeric coating material is of a chemical structure
that is less vulnerable, or invulnerable, to proteolytic or hydrolytic degradation as
compared to conventional coating agents, such as PLL.

The polymeric coating material according to the present invention comprises a
plurality of cationic groups that are available for interaction with anionic groups, such
as on a substrate to be coated and within a biological sample to be immobilized. The
cationic groups can be an integral component of the polymeric backbone of the
polymeric coating material or present as side chain groups. The cationic groups can
be any group having a net positive charge and being capable of ionic interaction with
oppositely charged particles or groups. Particularly preferred cationic groups include
amine groups and ammonium groups, which can be primary, secondary, tertiary, or
quaternary amine groups or ammonium groups. Cationic groups, particularly an
ammonium group, often have a negatively charged counterion associated with the
group, such as chloride.
Cationic groups exhibiting greater degrees of substitution are particularly
preferred. As previously noted, simple amine groups, such as primary amines, are
highly susceptible to oxidation. Substituted amines are less susceptible to such
oxidative attack and therefore exhibit increased stability. It is believed substitution of
the hydrogen groups on the amine with more complex groups, such as methyl groups,
provides protection against oxidation, the more complex groups being less susceptible
to substitution. Accordingly, higher degrees of substitution are believed to yield
amines of increased stability. Quaternary ammonium groups are particularly
preferred for their increased stability.
- The polymeric coating material of the present invention is preferably formed
by polymerization of one or more allylic or vinylic monomers. Allylic polymers are
understood to be polymers derived from monomers comprising at least one allylic
group, which is illustrated below in formula (3).

Vinylic polymers are understood to be polymers derived from monomers comprising
at least one vinylic group which is illustrated below in formula (4).


Acrylic acid, methacrylic acid, and various esters thereof are examples of vinylic
monomers useful in the present invention. Both allylic and vinylic monomers result
in formation of non-peptidic polymer backbones and, as a result, exhibit greater
resistance to proteolytic degradation than PLL.
In one embodiment of the present invention, a particularly preferred polymer
derived from an allylic monomer for use as the polymeric coating material is
polydiallyldimethylammonium (PDDA), which is generally available as the chloride
salt of the polymer. Like PLL, PDDA is a large polycationic homopolymer that
exhibits a strong net positive charge. The strong net positive charge on the PDDA
molecule is produced by side chain dimethylated ammonium groups on the residues
all along the polymer. The chemical structure of the polymer PDDA is provided
below in formula (5), wherein n is an integer representing the number of monomer
units in the polymer chain.
PDDA is a particularly stable immobilization agent for use as the polymeric
coating material of the present invention. The.cationic groups on PDDA are
quaternary ammoniums, meaning they are much less susceptible to oxidation as
described above. The polymer backbone of PDDA is derived from allylic groups and
contain no peptide bonds, such as those found in the PLL molecule. This absence of
peptide bonds makes PDDA resistant to attack by proteolytic agents, such as trypsin,
that have been proven to break down the PLL polymer chain and reduce
immobilization capabilities.
The increased stability of substrates coated with a polymeric coating material
comprising PDDA has been substantiated by laboratory testing. In one test, a
substrate was coated with a polymeric coating material comprising PDDA, allowed to
dry, and rinsed with deionized water. Accelerated stability studies comparing PLL

coated substrates against the PDDA coated substrates at 45 °C predicted exceptional
performance stability in excess of 15 months. This comparison is further illustrated in
Example 2.
In addition, PDDA is advantageous for use in the polymeric coating material
of the present invention because of its inherent hydrophilicity. Surprisingly,
substrates coated with PDDA exhibit increased hydrophilicity in comparison to
substrates coated with the known coating agents, such as PLL. This is an
advantageous effect because small aqueous analytical samples will spread more
evenly across the substrate coated with PDDA. This allows for a more uniform
distribution of the immobilized sample, which facilitates better observation of the
immobilized sample.
In another embodiment of the present invention, the polymer used in the
polymeric coating material is polyallylamine (PAH), which is generally available as
the hydrochloride salt (polyallylamine hydrochloride). As with PDDA, PAH is an
allylic polymer having no peptide bonds. The amine group of PAH is not highly
substituted, such as with PDDA; however, PAH is still useful as a polymeric coating
material according to the present invention. The chemical structure of the polymer
PAH is provided below in formula (6), wherein n is an integer representing the
number of monomer units in the polymer chain.

In addition to PDDA and PAH, the polymeric coating material can be a
polymer derived from polymerization of one or more various monomers, particularly
allylic or vinylic monomers. Accordingly, the polymeric coating material can be a
homopolymer, copolymer, or terpolymer. Additionally, the polymeric coating
material can be a physical mixture of one or more homopolymers, copolymers, or
terpolymers. When the polymeric coating material comprises a homopolymer, the
monomers are preferably all cationic monomers; however, when the polymer is a
copolymer, terpolymer, or physical polymer mixture, it is not necessary for all

monomers to be cationic. In one preferred embodiment, the polymeric coating
material comprises a mole percentage of about 5% to about 100% cationic polymer or
monomers. More preferably, the polymeric coating material comprises a mole
percentage of about 30% to about 100% cationic polymer or monomers, most
preferably about 50% to about 100% cationic polymer or monomers.
The cationic monomer used in the polymeric coating material can be cationic
in its normal state or can be derivatized from a non-cationic state to a cationic state.
Such derivatization can be through any method generally known in the art, such as
through addition of an ionic functionality, such as an amine or ammonium group.
That is to say, the monomers used to form the polymeric coating material may contain
native cationic groups, as in the case of the monomers used to form PDDA and PAH,
or can contain side groups that can be derivatized to form cationic side groups.
Preferably, the polymeric coating material is derived from at least one
monomer selected from the group consisting of diallyldimethylammonium,
allylamine, methylacrylamidopropyltrimethylammonium, acrylamide, acrylic acid,
methacryloyloxyethyltrimethylammonium, 4-vinyl-benzyltrimethylammonium,
methacrylic acid, hydroxyethylacrylate, methacrylate, methylmethacrylate, '
hydroxyethylmethacrylate, 4-vinylpyridiniurn, 4-vinyl-l-methylpyridinium, methyl
acrylate, ethyl acrylate, butyl acrylate, 2-ethyl hexyl acrylate,
dimethylaminoethylacrylate, dimethylaminoethylacrylate methyl chloride quaternary,
dimethylaminopropylacrylamide, dimethylaminopropylacrylamide methyl chloride
quaternary, acryloxyethyldimethylbenzyl ammonium, acryloxyethyltrimethyl .
ammonium, dimethylaminoethylmethacrylate,'
methacryloxyethyldimethylammonium,
methacryloxyethyltrimethylbenzylammomum, ethene, ethyleneimine, propene,
styrene, vinyl chloride, isobutylene, trimethyl-2-methacryloylethylammonium,
trimethyl-2-methacrylaminopropylammonium, and mixtures thereof.
In another preferred embodiment of the invention, the polymeric coating
material comprises a copolymer of a cationic monomer and at least one additional
monomer. Preferentially, the polymeric coating material comprises a copolymer of
diallyldimethylammonium and at least one additional monomer. Most preferably, the
at least one additional monomer comprises a vinylic monomer. In one embodiment,

the polymeric coating material comprises a copolymer comprising
diallyldimethylammonium and acrylic acid monomer units. In another embodiment,
the polymeric coating material comprises a copolymer comprising
diallyldimethylammonium and acrylamide monomer units. In another embodiment of
the invention, the polymeric coating material comprises a terpolymer comprising
diallyldimethylammonium, acrylic acid, and hydroxyethylmethacrylate monomer
units.
Preferably, the polymeric coating material according to the present invention
is "non-peptidic", meaning the linkages between monomer units ate predominately
and, preferably substantially, non-peptidic in nature. Preferably, the polymeric
coating material comprises no greater than about 25% peptidic monomeric linkages,
meaning no more than about 25% of the linkages between monomer units comprise
peptide bonds. More preferably, no greater than about 10% of the monomeric
linkages are peptidic linkages, and most preferably no greater than about 5% of the
monomeric linkages are peptide bonds. In certain preferred embodiments, the
polymer coating material is completely free of peptidic linkages.
The polymer used in the polymeric coating material of the present invention is
preferably of relatively high molecular weight. High molecular weight polymers are
preferred because of the high charge density associated with such high molecular
weight. Accordingly, while high molecular weights are preferred, polymers having
lesser molecular weights than as described herein would also be useful according to
the present indention if the lesser molecular weight polymers exhibited a charge'
density sufficiently high to be considered equivalent to the charge density of the high
molecular weight polymers described herein.
The polymer used in the polymeric coating material preferably has a
molecular weight of greater than about 75,000 Da, more preferably greater than about
100,000 Da. In particular embodiments, the polymer has a molecular weight in the
range of about 250,000 to about 750,000 Da, most preferably in the range of about
400,000 Da to about 500,000 Da. Unless otherwise noted, molecular weight is
expressed herein as weight average molecular weight (Mw), which is defined by
formula (7) below


wherein Ni is the number of polymer molecules (or the number of moles of those
molecules) having molecular weight Mi.
In one preferred embodiment, the polymeric coating material comprises
PDDA, as shown above in formula (5), wherein n is an integer between about 500 and
6,000, preferably between about 2,000 and about 5,000, more preferably between
about 3,000 and about 4,000. In another preferred embodiment, the polymeric coating
material comprises PAH, as shown above in formula (6), wherein n is an integer
between about 1,000 and about 15,000, preferably between about 5,000 and about
12,000, more preferably between about 8,000 and about 10,000.
In one aspect of the invention, there is provided a method for preparing a
coated substrate that is preferentially adapted for immobilizing a biological sample.
Generally, the method comprises providing a substrate having a surface comprising a
plurality of anionic groups, contacting the substrate with a composition comprising a
solution of anon-peptidic polymeric coating material, as described above, to form a
coating of the polymeric coating material on at least a portion of the surface of the
substrate, and drying the polymeric coating material coated on the substrate surface.
The substrate used according to the method of the invention can be any
substrate.comprising a surface having a plurality of anionic groups and exhibiting a
net negative charge and that would be useful for immobilizing a sample thereon.
Preferably, the substrate is an item useful as a diagnostic tool, an observation tool, an
anti-contamination tool, and other similar tools, the use of which would be apparent to
one of skill in the art.' Preferentially, the substrate used in the method of the invention
comprises glass, metals, ceramics, natural or synthetic polymers, natural or synthetic
fibrous materials, and mixtures thereof. Specific, non-limiting examples of substrates
useful in the method include slides, beads, test tubes, cuvettes, dipsticks, swabs,
gauze, and the like.
In one embodiment of the invention, the substrate to be coated with the
polymeric coating material is a plate or slide, such as a microscope slide. The slide
can comprise any material generally accepted in the art as being useful as such. For

example, the slide can be constructed of glass, ceramic, or a polymer material. When
glass is used, the glass can be any kind of standard glass comprising primarily silicon
dioxide, such as standard soda lime glass. Alternately, the glass can be specialty
glass, such as borosilicate glass.
When the slide is comprised of a polymer, it is preferred that the polymer, in
its normal state, comprises anionic groups capable of interaction with the cationic
groups of the polymeric coating material. In the absence of such groups, however, the
polymer can be derivatized to enhance cell adhesion. Examples of polymer useful as
slides according to this embodiment of the present invention include, but are not
limited to, polystyrene, polyhydroxy methacrylate, polyethylene terephthalate,
polytetrafiuoroethylene, fluorinated ethylene, and polydimethylsiloxane. The
polymer can be a homopolymer, copolymer, terpolymer, or physical polymer mixture.
In a preferred embodiment of the method of the invention, the polymeric
coating material is in solution, which can be in an aqueous solution or an organic
solution. Any suitable solver known in the art can be used to solubilize the
polymeric coating material, such as deionized water to make an aqueous solution or
an alcohol to make an organic solution. The solution can have a concentration of the
polymeric coating material ranging from about 0.001% (w/v) to about 50% (w/v).
Preferably, the polymeric coating material concentration in the solution is about
0.01%o to about 10%, more preferably about 0.05% to about 2%, still more preferably
about O.P/o to about 1%, and most preferably about 0.15% to about 0.75%.
Particularly surprising according to the present invention, in certain
embodiments, lower concentration solutions can be used to prepare a coated substrate
having an immobilization capability superior to a coated substrate prepared using a
higher concentration solution. For example, in particular embodiments, solutions
having a polymeric coating material concentration of about 0.25% have been shown
especially advantageous for preparing a pre-coated substrate according to the
invention.
As noted above, the polycationic polymers useful in the invention can exist in
a neutral state being coupled with a counterion (for example, chloride in the case of
PDDA and hydrochloride in the case of PAH). When in solution, the ions tend to

disassociate. Accordingly, the polymer is in its cationic state, ready for use as an
immobilizing agent according to the present invention.
The present invention also encompasses facilitating the activation of binding
sites on the substrate, thereby increasing the number of anionic sites available for
interacting with the cationic groups on the polymeric coating material. Any method
known in the art for activation of anionic binding sites on a substrate would be useful
according to the present invention.
According to one embodiment of the present invention, the pH of the
polymeric coating material can be adjusted. Such adjustment of the pH of the
polymeric coating material can be to raise or lower the pH and can take place
preceding or following the coating of the substrate with the polymeric coating
material. This ability to adjust the pH of the polymeric coating material is particularly
advantageous for increasing the number of anionic binding sites on the substrate
through deprotonization of the substrate when contacted with the polymeric coating
material. Generally, increasing the pH at the substrate surface will promote
deprotonization and increase the number of available anionic binding sites.
Preferentially, the pH of the solution comprising the polymeric coating
material is adjusted to a preferred pH. In one embodiment, the pH of the solution is at
least about 6. In other words, the solution pH is about 8, about 9, about 10, about 11,
about 12, about 13, or about 14. In one preferred embodiment, the pH of the solution
comprising the polymeric coating material is about 8 to about 14, preferably about 8
to about 10.
After contacting the substrate with the polymeric coating material, the
polymeric coating material coated on the substrate is preferably dried prior to further
processing or use. Dryness of the polymeric coating material can be evaluated by any
method generally known in the art. In one embodiment of the invention, the
polymeric coating is at least dried to a point of visual dryness. The visual difference
between a wet polymeric material and a dry polymeric material would be easily
recognizable to one of skill in the art.
Drying of the polymeric coating material can be achieved by any method
generally accepted in the art and can comprise passive drying or active drying {e.g.,
forced air, such as a fan). The polymeric coating material coated on the substrate can

be dried at ambient temperature or at an elevated temperature. Ambient temperature,
as used herein, is understood to refer to the temperature of the surrounding
environment In one embodiment, ambient temperature is an average room
temperature, generally considered to be in the range of about 20 °C to about 25 °C
(about 68 °F to about 77 °F). Of course, temperatures below about 20 °C are not to be
excluded by the present invention. In fact, drying could be performed at temperatures
as low as about the freezing temperature of the polymeric coating material.
Drying of the polymeric coating material coated on the substrate can also be
carried out at an elevated temperature. The temperature can be elevated up to about
the temperature wherein further increase would cause degradation of the polymeric
coating material. Accordingly, the polymeric coating material coated on the substrate
can be at least partially dried at a temperature elevated to about 35 °C to about 120 °C
(about 95 °F to about 248 °F), more preferably about 45 °C to about 80 °C (about 113
°F to about 176 °F), most preferably about 50 °C to about 60 °C (122 °F to about 140
°F).
The period of time over which the polymeric coating material coated on the
substrate is dried can vary depending upon the temperature and method of drying.
Generally, the period of time for drying can vary from about 1 minute to about 1 hour,
or longer. For example, when drying of the polymeric coating material coated on the
substrate is carried out at ambient temperature, such drying is preferably carried out
for a period of time of up to about 1 hour, more preferably for a period of time of
about 5 minutes to about 1 hour, and most preferably for a period of time of about 10
minutes to about 30 minutes. Drying at ambient temperature can be continued in
excess of 1 hour without detriment to the polymeric coating material.
When drying of the polymeric coating material coated on the substrate is
carried out at an elevated temperature, such drying is preferably carried out for a
period of time of about 1 minute to about 20 minutes, more preferably for a period of
time of about 2 minutes to about 10 minutes. Drying at elevated temperatures can
take place for a period of time in excess of about 20 minutes so long as the time and
temperature combination would not lead to polymer degradation.
The substrate with the dried polymeric coating material applied thereto is
preferentially rinsed, such as with deionized water, prior to use for immobilizing a

sample. Such rinsing is useful for removing disassociated counterfoils as well as
excess polymeric coating material that has not ionically interacted with the substrate.
Drying the polymeric material coated on the substrate prior to rinsing is preferred
since failure to perform the drying step prior to the rinsing step can result in a coated
substrate wherein the coating is incomplete (i.e., "patchy"). Rinsing immediately
after coating leads to washing away of excessive amounts of the polymeric coating
material leaving a coated substrate with limited ability for later immobilization of a
sample. Drying the polymeric coating material coated on the substrate prior to rinsing
(as described above), however, facilitates maximum ionic interaction between the
polymeric coating material and the substrate, which provides a coated substrate
having a maximum amount of polymeric coating material applied thereto (i.e.,
maximum charge density) and therefore having a maximized ability for later
immobilization of a sample.
Maximization of immobilization ability is further possible according to the
present invention in that there is provided a method for application of the polymeric
coating material to the substrate in a controlled manner such that the rinsing step is
completely eliminated. Rinsing is generally included in the coating method to remove
excess polymeric material that has not been immobilized on the substrate through
ionic interactions. This is economically undesirable. First, the rinsing step increases
the time necessary to prepare the coated substrates, particularly in mass production,
such as with microscope slides. Second, rinsing represents a loss of material. Excess
polymeric material applied to the substrate (i.e., polymeric material that does not
adhere to the substrate) is lost in the rinse. Again, in mass production, the amount of
polymeric material lost in rinsing can add up to a substantial cost.
The present invention solves these problems, however. In one embodiment,
the invention provides a method for controlled application of a polymeric material to
a substrate. In this method, the volume of polymeric material needed for maximum
ionic interaction with the ionic groups on the surface of the substrate is calculated,
and only the amount of polymeric material necessary is applied to the substrate.
Accordingly, the substrate is coated with the polymeric material, and there is no
excess volume present to require a rinsing step. Preferably, the polymeric material is
still dried prior to use of the coated substrate for immobilization of a sample.

Another surprising aspectof the present invention heretofore unrecognized in
the art is that when the method of the invention specifically excludes subjecting the
substrate surface to a cleaning process prior to contacting the substrate with the
polymeric coating material, the resulting coated substrate exhibits improved
immobilization properties. It is generally accepted in the art that substrates used for
immobilizing samples thereon undergo a vigorous cleaning prior to the
immobilization step. For example, when the substrate is a microscope slide, common
practice is to take the slide, as received from the manufacturer, and wash the slide
prior to proceeding with any immobilization steps. Multiple examples of cleaning, or
washing, processes are provided by Cras, J.J., et al., Biosensors & Bioelectronics, 14
(1999) 683-688.
Cleaning processes to be avoided according to the present invention are
processes comprising the use of chemical recognized as useful for removing organic
compounds from substrate surfaces. Exemplary of the cleaning processes to be
avoided are processes including the use of acids {e.g., hydrochloric acid, sulfuric acid,
nitric acid, chromic acid, and chromosulfuric acid), bases {e.g., ammonium hydroxide,
sodium hydroxide, and potassium hydroxide), and organic solvents {e.g., methyl
alcohol, ethyl alcohol, propyl alcohol, toluene, acetone, methylene chloride, and
mineral spirits). Further cleaning processes to be avoided include silanization .
processes designed to expose silane groups on substrates, such as glass. Processes
such as described above (and further described by Cras, J.J., et al.) include a
mechanism of action beyond simple rinsing or wiping of a substrate surface.
Accordingly, process steps, such as rinsing a substrate with deionized water or wiping
the surface of a substrate with a cloth, are not excluded according to the invention. In
other words, the present invention encompasses processes wherein a substrate is
wiped free of dust or rinsed with water prior to coating with the non-peptidic
polymeric material.
Cleaning processes, such as described above, are time consuming and can
include the use of toxic chemicals. The method of the present invention, therefore, is
particularly useful in that such cleaning steps are completely excluded in preferred
embodiments. Accordingly, a microscope slide, for example, can be used as received
from the manufacturer without including any cleaning steps. In other words, in the

method of the invention, the method excludes subjecting the substrate to a cleaning
process prior to contacting the substrate with the non-peptidic polymeric coating
material.
In another aspect of the invention, there is provided a pre-coated substrate
particularly useful for immobilizing a biological sample thereon. In one embodiment,
the pre-coated substrate is prepared according to the method described above.
A pre-coated substrate according to the invention utilizing the polymeric
coating material described herein is advantageous in that even when the coating layer
of the non-peptidic polymeric coating material is relatively thin, the pre-coated
substrate is still useful and effective for immobilizing a biological sample. Of course,
the effectiveness of the coating is not limited to such relatively thin coatings, and the
polymeric coating material is also effective with relatively thick coatings. The ability
to prepare a per-coated substrate according to the invention, however, is particularly
advantageous in terms of cost of preparation of such slides. In other words, the ability
to prepare substrates for immobilizing a sample thereon using only a thin coating of
the polymeric coating material is economical in that a reduced amount of the
polymeric material can be used.
The polymeric coating material, when coated on a substrate, can have a
thickness of about 0.005 µm to about 500 µm. Preferably, the polymeric coating
material has a coating thickness of about 0.5 µm to about 100 µm, more preferably .
about 1 µm to about 50 µm. Preferably, the polymeric coating material is coated onto
the substrate as a single layer, meaning there are no intervening layers of a different
material sandwiched between two or more layers of the polymeric coating material of
the invention. However, multi-layer coatings are also envisioned by the present
invention.
The pre-coated substrate of the present invention is particularly useful not only
in tenns of increased shelf-life, but also in terms of ability to immobilize an increased
amount of a biological sample. For example, in one embodiment, the pre-coated
substrate of the invention can be characterized as being capable of immobilizing an
increased average number of cells per surface area over other previously known pre-
coated substrates.

In one particular embodiment, the average number of cells per surface area
immobilized on the pre-cpated substrate of the present invention is at least about 10%
greater than the average number of cells per surface area over the same area of a
substrate not coated according to the methods of the present invention that has been
contacted with the same cell sample. Preferably, the average number of cells per
surface area immobilized on the pre-coated substrate of the present invention is at
least about 15% greater than the average number of cells per surface area over the
same area of a substrate not coated according to the methods of the present invention,
most preferably at least about 20% greater.
The increased cell count of biological material associated with a pre-coated
substrate according to the present invention can be determined using various
equipment and methods that would be recognized by one of skill in the art. For
example, it is well known in the art that a hemacytometer can be used to count cells
manually over a representative number of fields of view and thereafter extrapolate a
total number of cells per area.
Cell counts can also be obtained through use of computer-controlled,
automated equipment, such as the FOCALPOINTTM Cell Profiler automated slide
reading system (available from TriPath Imaging, Inc.). The FOCALPOINT™ Cell
Profiler uses specific algorithms to limit the number of cells included in the cell, count
to a population of diagnostically significant value (i.e., counts only actual cells and
disregards artifacts). This cell count is accumulated from approximately 950 to 1,000
images taken"at high resolution in fields of cells evaluated as highest potential. .
Preferably, methods used to obtain cell'counts, such as-described above, are
capable of providing reproducible results and are capable of providing results that can
be evaluated in a statistically significant manner. Accordingly, a biological sample
applied to a substrate can be processed using standardized equipment such that
samples processed using the equipment can be comparatively evaluated. One
example of such processing equipment is a PrepStain Slide Processor (available from
TriPath Imaging, Inc.). The.PrepStain Slide Processor allows for preparation of a
slide with a consistently applied volume of a biological sample, such that the area of
the slide to which the sample is applied is consistent and reproducible. Such

processing is particularly useful for evaluating a biological sample applied to a
substrate based on an average cell count per surface area of the substrate.
One particular embodiment of the invention provides a pre-coated substrate
adapted for immobilizing a biological sample for analysis. The substrate can be any
substrate as described herein that is coated with a non-peptidic polymeric coating
material, such as described above. The pre-coated substrate in this embodiment of the
invention is characterized in that it is capable of immobilizing an average number of
cells per surface area. Such immobilization ability can be evaluated based on
immobilization of a standard cell line. For example, the ability of a pre-coated
substrate to immobilize cells can be evaluated using human cervical carcinoma cells,
commonly known as a SiHa cell line. SiHa cells are readily available, such as from
American Type Culture Collection (ATCC) identified by ATCC Number HTB-35.
According to one embodiment of the invention, a pre-coated substrate is
provided wherein the pre-coated substrate surface is capable of immobilizing an
average number of cells per surface area of at least about 20,000 cells/cm when the
pre-coated substrate is contacted with 1 mL of a suspension of cells from the SiHa
cell line. Preferably, the pre-coated substrate surface is capable of immobilizing an
average of at least about 21,000 cells/cm when the pre-coated substrate is contacted
with 1 mL of a suspension of cells from the SiHa cell line, more preferably at least
about 22,000 cells/cm2, most preferably at least about 23,000 cells/cm2.
The improved immobilizing ability of the pre-coated substrate according to the
present invention can be observed through further analytical methods as well. One
method suitable for use in quantifying charge density of the coated substrate would
directly measure charge density in terms of charge density per area of coated
substrate. Another method would indirectly measure charge density by correlation to
another measurable property. For example, the charge density of the polymeric
coating material coated on the substrate can be quantified through spectrographic
measurement of a dye associated with the coated substrate (e.g., adsorbed thereon).
As previously noted, the ability of a coated substrate for adhering a biological
sample (generally being negatively charged) is directly related to the quantity of
excess positive charge on the slide surface. When a negatively charged dye is
associated with the slide surface, the excess positive charge on the slide surface can

be quantified through spectrographic analysis of the dye. It is well known in the art
that the absorption of electromagnetic radiation at a given wavelength by a dye is
directly proportional to the concentration of the dye. Therefore, given a proportional
relationship between the anionic dye and the cationic coating material, a measurement
of absorbance of the dye associated with the coating material is a reliable indicator of
the quantity of excess positive charge on the surface of the coated substrate. In other
words, the greater the charge density, the greater the concentration of the dye
adsorbed on the coated substrate, and the greater the dye's absorption of
electromagnetic radiation at a given wavelength. Such a measurement technique is
described by Tadao Sakai and Akihiko Hirose {Talanta 59 (2003) 167-175), which is
incorporated herein by reference.
Multiple dyes known in the art are useful in an analytical technique for
quantifying the charge density of a polymeric coating material coated on a substrate
according to the present invention. A class of dyes particularly useful for quantifying
charge density of a coated substrate in the present invention is xanthene dyes, such as
eosin and tetraiodofluorescein. A particularly useful dye according to the present
invention is Eosin Y (shown below in formula 8) which is, in a neutral aqueous
solution, di-anionic. As a di-anionic species, the dye binds to a mono-cationic species
in a 1:2 relationship.

Eosin Y adsorbed onto a cationic polymer, such as PDDA, has a maximum
absorption wavelength (λmax) of about 542 nm. Therefore, absorption measurements
at this wavelength are effective for quantification of excess positive charge on the
surface of a coated substrate. Such measurements can be taken on any analytical
device known in the art as useful for such measurements, such as a UV-Vis

spectrophotometer. An example of the measurement of the charge density of a
substrate coated with a polymeric coating material according to the present invention
is provided below in Example 4.
A coated substrate according to the present invention coated with a polymeric
coating material has an excess of positive charge sites, such excess being of a quantity
to effectively bind a biological sample. The polymeric coating material on the coated
substrate is effective for binding a biological sample according to the present
invention when the polymeric coating material exhibits at least a minimally
acceptable charge density. The charge density of a pre-coated substrate prepared
according to the present invention, through quantitative measurement, can easily be
seen to be much greater than the charge density of a pre-coated substrate that is not
prepared according to the present invention. When Eosin Y dye is used in a
quantification method as described above, a pre-coated substrate according to the
present invention would exhibit an absorbance that is at least twice as great as the
absorbance on a substrate not prepared according to the present invention. More
preferably, the absorbance exhibited by a substrate according to the present invention
is at least about three times greater than the absorbance on a substrate not prepared
according to the present invention. Even more preferably, the absorbance exhibited
by a substrate according to the present invention is at least about four times greater
than the absorbance on a substrate not prepared according to the present invention.
According to one embodiment of the present invention, there is provided a
pre-coated glass slide adapted for immobilizing a biological sample for analysis. The
glass slide has a plurality of anionic groups, and the slide is coated with a non-
peptidic polymeric coating material comprising a plurality of cationic groups. The
pre-coated glass slide has a charge density such that when Eosin Y dye is adsorbed on
the coated slide and is thereafter subjected to electromagnetic radiation at a
wavelength of 542 nm, the dye exhibits an absorbance of at least about 0.05, which is
indicative of a minimally acceptable charge density (i.e., excess positive charge) on
the polymeric coating material coating the glass slide. Preferably, the absorbance is at
least about 0.1. Most preferably, the absorbance is at least about 0.15.
As would be known to one of skill in the art, the choice of substrate could
affect the measured absorbance of the dye adsorbed on the coating material used to

coat the substrate. Accordingly, if a substrate other than a glass slide was used
according to the present invention, absorbance values could vary from the range
provided above. Nevertheless, as previously noted, a substrate coated according to
the present invention would be would exhibit an absorbance that is at least about two
times greater than the absorbance exhibited when the same substrate is coated by a
method that is not according to the present invention, preferably at least about three
times greater, most preferably at least about four times greater.
The sample for immobilization on the substrate coated with the polymeric
coating material can be any sample having anionic groups capable'of interacting with
the cationic groups of the polymeric coating material and thereby being immobilized
thereon. Preferably, the sample comprises a biological component. Examples of
biological samples for immobilization on the coated substrate according to the present
invention include, but are not limited to, cells, tissue, fluids, nucleic acids, including
polynucleotides and oligonucleotides (e.g., DNA, RNA and fragments thereof),
polypeptides, and proteins.
In one embodiment according to the present invention, a single layer of the
biological sample is immobilized on the substrate coated with the polymeric coating
material. The phrase "single layer" is intended to mean that only one layer of material
is deposited on, and immobilized on, the coated substrate. Accordingly, no further
layers are immobilized in addition to, particularly over, the biological sample, such as
would obstruct viewing and hinder analysis of the biological sample immobilized
directly orr the polymeric coating material on the substrate.
The biological sample can be immobilized on the coated substrate for a variety
of uses. Preferentially, the use is a diagnostic use. For example, the biological
sample could be immobilized for the purposes of extraction from a greater sample, for
additional processing or testing, and for various analytical methods. Specific, non-
limiting examples of uses for the coated substrate include, tissue micro-arrays (TMA),
cytological micro-arrays (CMA), nucleic acid micro-arrays, and other cytological or
histological diagnostics. In addition to such specific uses, the pre-coated substrates of
the present invention could also be used for immobilization of various biological
samples for manual or automated diagnostic assay kits.

The pre-coated substrate of the invention can be used in a variety of diagnostic
methods. For example, the pre-coated substrate could be used to immobilize an
antibody that is selective for a particular protein. In another example, the pre-coated
substrate could be used to immobilize a reactive substrate, which would be
particularly useful for isolating a particular protein that is an enzyme capable of acting
on the reactive substrate. Other similar diagnostic uses are also encompassed by the
present invention.
In one embodiment of the present invention, there is provided a pre-coated
bead. Preferably, the pre-coated bead is adapted for extracting a biological
component from a sample. The bead in this embodiment has a surface comprising a
plurality of anionic groups capable of interacting with the cationic groups of anon-
peptidic polymeric coating material, such as described above. Accordingly, the bead
has a non-peptidic polymeric coating material overlaying and ionically attached to the
surface of the bead. The coated bead therefore has a plurality of exposed cationic
groups for interacting with the anionic groups of the biological component of interest
in the sample. The biological component can then be immobilized on the surface of
the bead and extracted from the sample.
The pre-coated bead preferentially comprises a material selected from the
group consisting of glass, polymers, silicas, metals, metal oxides, and ceramics, In
one particularly preferred embodiment, the bead comprises a polymer selected from
the group consisting of polystyrene, polyacrylate, polymethacrylate, polyethylene,
polypropylene, polyester, polyurethane, polyamide, polycarbonate,
polydimethylsiloxane, polydialkylsiloxane, cellulose, derivatives thereof, co-polymers
thereof, and combinations thereof.
Pre-coated beads according to the present invention can be used in a variety of
extraction and separation methods, such as have been previously described, and as
would be readily envisioned by one of skill in the art. For example, the pre-coated
beads could be used in various chromatographic separately methods. Additionally,
the pre-coated beads could be inserted into a sample and selectively removed to
extract a biological component therefrom.
Of course, the present invention also encompasses multiple other
embodiments wherein a pre-coated substrate as described herein can be used in a

diagnostic method, and inventionis not limited by the present disclosure. For
example, embodiments wherein the pre-coated substrate is a microscope slide have
previously been described herein.
According to another aspect of the present invention, there is provided a
method of analyzing a biological sample. The method generally comprises providing
a pre-coated substrate adapted for immobilizing a biological sample, wherein the
substrate is coated with a polymeric coating material as described herein,
immobilizing the biological sample on the pre-coated substrate, and analyzing the
biological sample immobilized on the pre-coated substrate.
In one particular embodiment, the step of analyzing the biological sample
immobilized to the pre-coated slide is performed through use of a diagnostic
instrument; however, the present invention also contemplates analysis of the
immobilized sample by an individual without the aid of additional instrumentation
{i.e., through use of the senses alone). Examples of diagnostic instruments useful in
the analysis of the immobilized sample according to the present method include, but
are not limited to, microscopes (such as light microscopes or electron microscopes),
chromatographs, spectrometers, and imaging devices (such as digital cameras, video
cameras, and charge-coupled device (CCD) cameras).
The present invention also encompasses various embodiments wherein the
pre-coated substrate of the invention has uses other than diagnostic uses, as previously
described. For example, in one embodiment, there is provided a device useful for
gathering one or more biological contaminants. In this embodiment, as before, the
substrate comprises a material having a plurality of anionic groups and is coated with
a non-peptidic polymeric coating material. Particularly preferred embodiment in this
embodiment, the substrate comprises a fibrous material. The fibrous material can be
natural or synthetic and can be woven or non-woven. Non-limiting examples of
fibrous materials useful as the biological contaminant gathering device include cotton,
cellulose, and polyethylene.
In one preferred embodiment, the biological contaminant gathering device is
selected from the group consisting of gauze, towels, and medical drapes.
Accordingly, the biological contaminant gathering device can be used in transferring
samples, in medical procedures, and in other situations wherein it is useful to collect

or gather possible or known biological material to prevent the biological material
from contaminating a material or area. For example, the biological contaminant
gathering device could be used for holding a slide with a DNA sample thereon.
Accordingly, extraneous DNA, such as from the individual handling the slide, is
prevented from contaminating the DNA sample on the slide. Similarly, the
contaminant gathering device could be used around a surgical site to collect biological
material to prevent the material from contaminating the surgical site.
In a particularly preferred embodiment of the invention, the biological
contaminant gathering device is a glove, such as a surgical glove.' The glove could be
comprised of a fibrous material coated with a polymeric coating material as described
above. Alternately, the glove could be comprised of a natural or synthetic polymer
(e.g., a "rubber" glove).
Further embodiments of the present invention are more distinctly described
according to the following experimental examples.
EXPERIMENTAL
The present invention is more fully illustrated by the following examples,
which are set forth to illustrate the present invention and are not to be construed as
limiting thereof.
EXAMPLE 1
Pre-Coating Glass Microscope Slide
With PDDA
In the preparation of a pre-coated glass microscope slide, a solution of PDD A
in deionized water was prepared such that the final concentration of the solution was
1% PDDA (+/- 0.05%) w/v. The pH of the solution was then adjusted to 9.0 (+/- 0.2)
through addition of IN NaOH.
The pH adjusted PDDA solution was placed into a manual slide staining bath.
A manual slide staining rack was loaded with glass microscope slides, and the rack
with the glass microscope slides was added to the PDDA solution in the bath, with the
solution covering the slides up to the frosted edge of the slides. The slides were
allowed to rest in the PDDA solution for approximately 10 seconds. The rack was

removed from the bath, the slides-were removed from the rack, and the slides were
placed in an upright, slightly angled position and allowed to dry at ambient
temperature. The slides with the PDDA solution applied thereto were allowed to dry
to visual dryness then rinsed with deionized water. The rinsed slides were again
allowed to dry providing PDDA-coated slides ready for use in analyzing anionic
samples.
EXAMPLE 2
Comparison of PDDA-Coated Microscope Slide
With PLL-Coated Microscope Slide
A PDDA solution was prepared and multiple glass microscope slides were
coated using the solution according to Example 1. Multiple additional microscope
slides were coated similarly using PREPSTAIN Slide Coat Reagent (PEL)
(available from TriPath Imaging, Inc.).
The PDDA-coated slides and the PLL-coated slides were each separated into
two groups. One group of PDDA-coated slides was stored for 16 weeks at ambient
temperature. Likewise, one group of PLL-coated slides was stored for 16 weeks at
ambient temperature. A second group of PDDA-coated slides, and a second group of
PLL-coated slides were stored for 5 weeks at room temperature and were stored for 9
additional weeks at 45 °C, for a total of 16 weeks of storage. At the end of the 16
weeks, all four groups of slides were removed from storage for further testing, as
described below. As a comparative in the experimentation, a fresh set of PLL-ooated
slides was prepared according to the same method previously described for
comparison with the Stability Groups.
Slides from each of the five groups described above were subjected to a single
pool of cytological material and subsequently stained using the PREPSTAIN™
method. The slides from all five groups were then compared on the basis of the
amount of cytological material that adhered to the coated surface.
The PLL coated slides coated were noted as having reduced stability, which
decreases with time and temperature. This reduced stability was visibly recognizable
from the decreased amount of adhered and stained cytological material present on the
PLL coated slides. Slide 1, the control slide, was freshly coated with PLL at the time

of evaluation and was not subjected to the 16 week testing. Slide 2, coated with PLL,
was allowed to sit at ambient temperature for 16 weeks. A comparison of slide 2 with
slide 1 indicated less stained cytological material adhered to slide 2, which indicated a
degradation of the polymer coating over the 16-week period. Slide 4, also coated with
PLL, sat for 5 weeks at ambient temperature and 9 weeks at 45 °C. The polymer
degradation in this slide was even more apparent. Visual inspection of slide 4
indicated only minimal cytological material adhered to the slide surface (i.e.,
practically no visible stained cytological material).
Slide 3 was coated with PDDA and stored at ambient temperature for 16
weeks. Slide 5 was coated with PDDA, stored at ambient temperature for 5 weeks,
and then stored at 45 °C for 9 weeks. Both of slides 3 and 5 indicated little to no
coating degradation. This was visibly apparent by the complete and even distribution
of stained cytological material adhered to the coated slides. Further, in comparison
with the freshly coated PLL control slide (slide 1), the PDDA slides, even after sitting
for 16 weeks, exhibited deeper staining of the coating, indicating an increased
concentration of polymer (and thus cationic binding sites) on the PDDA-coated slides
in comparison with the PLL-coated slides.
EXAMPLE 3
Comparison of Microscope Slides Coated
Using Varying Coating Methodologies
Two sets of microscope slides were coated with PDDA according to the
method of the present invention and a previously described method. A comparison of
the immobilization capabilities of the slides is provided below.
Twelve glass microscope slides were coated with PDDA according to the
present invention. Particularly, a 0.25% (w/v) solution of PDDA in deionized water
was prepared and pH adjusted using NaOH to a final pH of 9.2. The 12 microscope
slides were removed from the packaging as received from the manufacturer and were
specifically not subjected to any cleaning process prior to coating with the PDDA
solution. Next, the uncleaned slides were manually dipped in the PDDA solution,
removed, allowed to dry at ambient conditions to visual dryness, and then rinsed with

deionized water to remove any residual PDDA. The rinsed slides were allowed to dry
prior to use.
Twelve additional microscope slides were prepared according to known
preparation methods for comparison with the PDDA-coated slides of the invention.
First, the 12 slides, taken new from the same packaging and manufacturer, were
cleaned according to Method 2 disclosed by Cras, J.J., et al., Biosensors &
Bioelectronics, 14 (1999) 683-688. The cleaned slides were then coated with a 1.0%
aqueous PDDA solution according to the method provided by Seyfert, S., et al,
Biomaterials, 16 (1995) 201-207. Particularly, the cleaned slides were manually
dipped in the 1% PDDA solution, removed from the solution, and immediately rinsed
to remove any residual PDDA solution {i.e., no drying of the coating was performed
prior to rinsing). The rinsed slides were allowed to dry prior to use.
To prepare the cell sample for immobilization of the microscope slides, three
bottles of SiHa control cells (from TriPath Imaging, Inc.) were obtained. The SiHa
cells used in the experimentation were from a single cell line first described in Friedl,
F., Proa Soc. Exp. Biol. Med., 135 (1970) 543-545. The contents of the three bottles
were centrifuged (800g for 10 minutes) to compact the cells into a pellet. The
supernatant was discarded and the cells resuspended in deionized water. The cells
were then recompacted into a pellet by centrifugation (800g for 10 minutes). The
supernatant was discarded, and the cells were resuspended into approximately 30 mL
deionized water. One mL of the cell suspension was transferred into each of 24
conical tubes* and the samples were processed according to the standard protocol
using a TriPath Imaging PRJEPSTAIN™ Slide Processor instrument (the samples were
applied to the slides and stained).
After the slides were stained and coverslipped, the slides were evaluated with
a TriPath Imaging FOCALPOINT™ Slide Profiler. The number of cells on each slide
was counted by the instrument, and the cell count for each microscope slide was
extracted from the instrument's database (cell count being directly proportional to the
number of objects registered by the Slide Profiler.
The cell sample on each microscope slide was prepared as a uniform circle
having a known diameter of 1.3 cm (13 mm). Accordingly, the sample area on each
slide was 1.33 cm2 (132.7 mm2). The number of cells immobilized on each slide is

shown below. Table 1 provides the number of cells immobilized on the slides
prepared according to the methods of the present invention, and Table 2 provides the
number of cells immobilized on the slides prepared according to previously described
methods.


Comparison of the cell counts provided above in Table 1 and Table 2 using
Student's t-distribution reveals a significance level of less than 0.005. Accordingly,
the cell counts illustrate with statistical significance that the PDDA coated slides
prepared according to the present invention immobilize a greater average number of
cells than PDDA coated slides prepared according to previously known methods. In
particular, the PDDA coated slides of the invention immobilized an average number
of cells 22.97% greater than the average number of cells immobilized on the PDDA
coated slides prepared according to the previously known methods.
As noted above, the cell sample area on each slide was 1.33 cm2 (132.7 mm2).
Accordingly, it is possible to calculate the average number of cells immobilized on a
given surface area. With the slides prepared according to the present invention, the
average number of cells per surface area immobilized was 23,475 cells/cm2 (235.2
cells/mm2). By contrast, the slides prepared according to previously known methods
had an average number of cells per surface area immobilized of only 19,090 cells/cm2
(191.3 cells/mm2).
EXAMPLE 4
Analysis of Slides Coated with PDDA
By UV Absorption of Adsorbed Eosin Y dye
Fifteen ESCO microscope slides (catalog number 2951) were obtained. Three
slides were set aside for use as control slides. The remaining twelve slides were
divided into Tour groups of three slides each. Group 1 slides were coated with a 1%
solution of PDDA at a pH of approximately 9.2. The coated slides were allowed to
dry for 1 hour, were rinsed with deionized water, and allowed to dry for an additional
1 hour. Group 2 slides were coated with a 1% solution of PDDA at a pH of
approximately 9.2. The coated slides were immediately rinsed with deionized water
(no drying of the PDDA coating), and the rinsed slides were allowed to dry for 1 hour.
Group 3 slides were coated with a 1% solution of PDDA at a pH of approximately
5.3. The coated slides were allowed to dry for 1 hour, were rinsed with deionized
water, and allowed to dry for an additional 1 hour. Group 4 slides were coated with a
1% solution of PDDA at a pH of approximately 5.3. The coated slides were
immediately rinsed with deionized water (no drying of the PDDA coating), and the

rinsed slides were allowed to dry for 1 hour. Group 5 slides (the control slides) were
not coated.
All slides in the above 5 groups were prepared for treatment by placing each
slide into a Hettich microscope slide-holder base and positioning a Hettich settling
chamber on the slides to isolate a portion of the slide. The isolated portion of the
surface of each slide was treated with 200 µL of a 5% w/v Eosin Y solution in
deionized water for 1 minute. The dye solution was removed with vacuum suction,
and each slide was treated twice with 2.5 mL of deionized water, allowing each rinse
to stand for 1 minute before removing with vacuum suction. Each slide was then
treated twice with 2.5 mL isopropanol, allowing each rinse to stand for 1 minute
before removing with vacuum suction. Each slide was then removed from the slide
holder and allowed to dry for at least 10 minutes. Each slide treated with the dye had
a circular stained portion having an area of about 240 mm2, the center of the circular
stained portion being approximately 17.5 mm from the unfrosted short end of the
slide.
Spectrographic analysis was performed using a UV-Vis spectrophotometer as
542 nm. The instrument was zeroed using a plain, untreated, uncoated glass slide.
The measured absorbance for each slide (provided below in Table 6) indicated a
significant difference between slides coated with no drying of the polymeric coating
prior to rinsing and those coated by the method of the present invention. Eosin Y
adsorption onto the positively-charged surfaces of the PDDA-coated slides was much
greater on 'the slides which were allowed to dry at ambient temperature for about 1
hour prior to being rinsed with deionized water.


A direct comparison of the slides coated without drying (Group 2) and the
slides coated according to the methods of the present invention (Group 1), both at pH
9.2, indicates that the excess positive charge was about 4.3 (+/- 0.8) times greater on
the slides prepared according to the present invention. Similarly, a direct comparison
of the slides coated without drying (Group 4) and the slides coated according to the
methods of the present invention (Group 3), both at pH 5.3, indicates that the excess
positive charge was about 4.7 (+/- 3.0) times greater on the slides prepared according
to the present invention. The contribution of the glass itself to the adsorption of Eosin
Y dye is negligible, as indicated by the near-zero absorption values for the uncoated
slides (control slides). The adsorption of Eosin Y dye can therefore be attributed
solely to the positive charges carried by the PDDA coated on the slides.
Many modifications and other embodiments of the inventions set forth herein
will come to mind to one skilled in the art to which these inventions pertain having
the benefit of the teachings presented in the foregoing description. Therefore, it is to
be understood that the inventions are not to be limited to the specific embodiments
disclosed and that modifications and other embodiments are intended to be included
within the scope of the appended claims. Although specific terms are employed
herein, they are used in a generic and descriptive sense only and not for purposes of
limitation.

WE CLAIM:
1. A method for preparing a coated substrate adapted for immobilizing a
biological sample, said method comprising:
providing a substrate having a surface comprising a plurality of anionic groups;
contacting the substrate with a composition comprising a solution of a non-
peptidic polymeric material, the solution having a pH of 8 to 14, to form a coating of the
non-peptidic polymeric material on at least a portion of the surface of the substrate;
drying the coating of the non-peptidic polymeric material; and
rinsing the substrate having the dried coating of the non-peptidic polymeric
material thereon.
2. The method as claimed in claim 1, wherein the method comprises forming
a coating of a single layer of the non-peptidic polymeric material with no intervening
layers of a different coating material sandwiched between two or more layers of the non-
peptidic polymeric coating material.
3. The method as claimed in claim 1, wherein said step of drying the coated
substrate is carried out at ambient temperature.
4. The method as claimed in claim 3, wherein said step of drying the coated
substrate is carried out for a period of time of 5 minutes to 1 hour.
5. The method as claimed in claim 1, wherein said step of drying the coated
substrate is carried out at a temperature of 35 °C to 120 °C.
6. The method as claimed in claim 5, wherein said step of drying the coated
substrate is carried out for a period of time of 1 minute to 20 minutes.
7. The method as claimed in claim 1, wherein the substrate is selected from
the group consisting of slides, plates, beads, test tubes, cuvettes, dipsticks, swabs, and
gauze.

8. The method as claimed in claim 1, wherein the substrate is a microscope
slide.
9. The method as claimed in claim 8, wherein the slide comprises a material
selected from the group consisting of glass, ceramics, and polymer materials.
10. The method as claimed in claim 9, wherein the slide comprises a polymer
selected from the group consisting of polystyrene, polyhydroxy methacrylate,
polyethylene terephthalate, polytetrafluoroethylene, fluorinated ethylene,
polydimethylsiloxane, copolymers or terpolymers thereof, and combinations thereof.
11. The method as claimed in claim 1, wherein the non-peptidic polymeric
material comprises at least one monomer selected from the group consisting of
diallyldimethylammonium, allylamine, memylacrylamidopropyltrimethylammonium,
acrylamide, acrylic acid, methacryloyloxyethyltrimethylammonium, 4-vinyl-
benzyltrimethylammonium, methacrylic acid, hydroxyethylacrylate, methacrylate,
methylmethacrylate, hydroxyethylmethacrylate, 4-vinylpyridinium, 4-vinyl-1-
methylpyridinium, methyl acrylate, ethyl acrylate, butyl acrylate, 2-ethyl hexyl acrylate,
dimethylaminoethylacrylate, dimethylaminoethylacrylate methyl chloride quaternary,
dimethylaminopropylacrylamide, dimethylaminopropylacrylamide methyl chloride
quaternary, acryloxyethyldimethylbenzyl ammonium, acryloxyethyltrimethyl
ammonium, dimethylaminoethylmethacrylate, methacryloxyethyldimethylammonium,
methacryloxyethyltrimethylbenzylammonium, ethene, ethyleneimine, propene, styrene,
vinyl chloride, isobutylene, trimethyl-2-methacryloylethylammonium, trimethyl-2-
methacrylaminopropylammonium, and mixtures thereof.
12. The method as claimed in claim 1, wherein the non-peptidic polymeric
material comprises a polymer selected from the group of allylic polymers, vinylic
polymers, and mixtures thereof.

13. The method as claimed in claim 1, wherein the non-peptidic polymeric
material comprises polydiallyldimethylammonium.
14. The method as claimed in claim 1, wherein the non-peptidic polymeric
material comprises polyallylamine.
15. The method as claimed in claim 1, wherein the non-peptidic polymeric
material comprises a copolymer of diallyldimethylammonium and at least one additional
monomer.
16. The method as claimed in claim 1, wherein the non-peptidic polymeric
coating material is present in solution at a concentration of 0.01% (w/v) to 10% (w/v).
17. The method as claimed in claim 16, wherein the non-peptidic polymeric
coating material is present in solution at a concentration of 0.15% (w/v) to 0.75% (w/v).
18. The method as claimed in claim 1, wherein the non-peptidic polymeric
coating material has an average molecular weight of at least 75,000 Da.
19. The method as claimed in claim 18, wherein the non-peptidic polymeric
coating material has an average molecular weight of 400,000 Da to 500,000 Da.
20. The method as claimed in claim 1, wherein the substrate surface has not
been subjected to a cleaning process prior to contacting the substrate with the solution of
the non-peptidic polymeric material.
21. The method as claimed in claim 20, wherein the substrate surface has not
been subjected to a cleaning process incorporating an acid, a base, or an organic solvent
prior to contacting the substrate with the solution of the non-peptidic polymeric material.

22. The method as claimed in claim 1, wherein the substrate surface has not
been subjected to a silanization process prior to contacting the substrate with the solution
of the non-peptidic polymeric material.
23. A pre-coated substrate prepared as claimed in the method of claim 1.
24. A pre-coated substrate adapted for immobilizing a biological sample for
analysis as claimed in claim 23, the substrate comprising a surface having a plurality of
anionic groups, wherein the substrate is coated with a single layer of a non-peptidic
polymeric material comprising a plurality of cationic groups with no intervening layers of
a different coating material sandwiched between two or more layers of the non-peptidic
polymeric coating material, and wherein the pre-coated substrate surface is capable of
immobilizing an average number of cells per surface area of at least 20,000 cells/cm
when the pre-coated substrate is contacted with 1 ml of a suspension of cells from the
SiHa cell line.
25. The pre-coated substrate as claimed in claim 24, wherein the pre-coated
substrate surface is capable of immobilizing an average number of cells per surface area
of at least 22,000 cells/cm2 when the pre-coated substrate is contacted with 1 ml of a
suspension of cells from die SiHa cell line.

26. The pre-coated substrate as claimed in claim 24, wherein the pre-coated
substrate surface is capable of immobilizing an average number of cells per surface area
of at least 23,000 cells/cm2 when the pre-coated substrate is contacted with 1 ml of a
suspension of cells from the SiHa cell line.
27. The pre-coated substrate as claimed in claim 24, wherein the substrate is
selected from the group consisting of slides, plates, beads, test tubes, cuvettes, dipsticks,
swabs, and gauze.
28. The pre-coated substrate as claimed in claim 27, wherein the substrate is a
microscope slide.

29. The pre-coated substrate as claimed in claim 28, wherein the slide
comprises a material selected from the group consisting of glass, ceramics, and polymer
materials.
30. The pre-coated substrate as claimed in claim 28, wherein the slide
comprises a polymer selected from the group consisting of polystyrene, polyhydroxy
methacrylate, polyethylene terephthalate, polytetrafluoroethylene, fluorinated ethylene,
polydimethylsiloxane, co-polymers thereof, and combinations thereof.
31. The pre-coated substrate as claimed in claim 28, wherein the non-peptidic
polymeric material comprises at least one monomer selected from the group consisting of
diallyldimethylammonium, allylamine, methylacrylarnidopropyltrimethylammonium,
acrylamide, acrylic acid, methacryloyloxyethyltrimethylammonium, 4-vinyl-
benzyltrimethylammonium, methacrylic acid, hydroxyethylacrylate, methacrylate,
methylmethacrylate, hydroxyethylmethacrylate, 4-vinylpyridinium, 4-vinyl-1-
methylpyridinium, methyl acrylate, ethyl acrylate, butyl acrylate, 2-ethyl hexyl acrylate,
dimethylaminoethylacrylate, dimethylaminoethylacrylate methyl chloride quaternary,
dimethylaminopropylacrylamide, dimethylaminopropylacrylamide methyl chloride
quaternary, acryloxyethyldimethylbenzyl ammonium, acryloxyethyltrimethyl
ammonium, dimethylaminoethylmethacrylate, methacryloxyethyldimethylammonium,
methacryloxyethyltrimethylbenzylammonium, ethene, ethyleneimine, propene, styrene,
vinyl chloride, isobutylene, trimethyl-2-methacryloylethylammonium, trimethyl-2-
methacrylaminopropylammonium, and mixtures thereof.

32. The pre-coated substrate as claimed in claim 28, wherein the non-peptidic
polymeric coating material coated on the slide has a layer thickness of 0.005 µm to 500
µm.
33. The pre-coated substrate as claimed in claim 32, wherein the non-peptidic
polymeric coating material coated on the slide has a layer thickness of 1 µm to 50 µm.

34. The pre-coated substrate as claimed in claim 24, wherein the non-peptidic
polymeric material comprises a polymer selected from the group of allylic polymers,
vinylic polymers, and mixtures thereof.
35. The pre-coated substrate as claimed in claim 24, wherein the non-peptidic
polymeric material comprises polydiallyldimethylammonium.
36. The pre-coated substrate as claimed in claim 24, wherein the non-peptidic
polymeric material comprises polyallylamine.
37. The pre-coated substrate as claimed in claim 24, wherein the non-peptidic
polymeric material comprises a copolymer of diallyldimethylammonium and at least one
other monomer.

38. The pre-coated substrate as claimed in claim 24, wherein the non-peptidic
polymeric material has an average molecular weight of at least 75,000 Da.
39. The pre-coated substrate as claimed in claim 38, wherein the non-peptidic
polymeric material has an average molecular weight of 400,000 Da to 500,000 Da.
40. The pre-coated substrate as claimed in claim 28, wherein the slide is
particularly adapted for immobilizing for analysis a biological sample selected from the
group consisting of a DNA sample, a polypeptide sample, a fluid sample, a cell sample, a
nucleotide sample, a tissue micro-array, a cytological micro-array, and a nucleic acid
micro-array.
41. The pre-coated substrate as claimed in claim 24, wherein the non-peptidic
polymeric material coated on the substrate is applied to the substrate as a solution,
wherein the non-peptidic polymeric material is present at a concentration of 0.01% (w/v)
to 10% (w/v).

42. The pre-coated substrate as claimed in claim 41, wherein the non-peptidic
polymeric material is present at a concentration of 0.15% (w/v) to 0.75% (w/v).
43. A method of analyzing a biological sample comprising:
providing a pre-coated substrate adapted for immobilizing a biological sample,
the substrate comprising a surface having a plurality of anionic groups, wherein the
substrate is coated with a single layer of a non-peptidic polymeric coating material
comprising a plurality of cationic groups with no intervening layers of a different coating
material sandwiched between two or more layers of the non-peptidic polymeric coating
material, and wherein the pre-coated substrate surface is capable of immobilizing an
average number of cells per surface area of at least 20,000 cells/cm2 when the pre-coated
substrate is contacted with 1 ml of a suspension of cells from the SiHa cell line;
applying a biological sample to the pre-coated substrate to immobilize the
biological sample to the substrate; and
analyzing the biological sample immobilized on the pre-coated substrate.
44. The method as claimed in claim 43, wherein said analyzing step comprises
using a diagnostic instrument selected from the group consisting of microscopes,
chromatographs, spectrometers, and imaging devices.
45. The method as claimed in claim 43, wherein the biological sample is
selected from the group consisting of cells, tissue, fluids, nucleic acids, polynucleotides,
oligonucleotides, polypeptides, and proteins.
46. The method as claimed in claim 43, wherein the substrate is adapted for
immobilizing for analysis a biological sample selected from the group consisting of a
DNA sample, a polypeptide sample, a fluid sample, a cell sample, a nucleotide sample, a
tissue micro-array, a cytological micro-array, and a nucleic acid micro-array.
47. The method as claimed in claim 43, wherein the non-peptidic polymeric
material coated on the substrate is applied to the substrate as a solution, wherein the non-
peptidic polymeric material is present at a concentration of 0.01% (w/v) to 10% (w/v).

48. The method as claimed in claim 47, wherein the non-peptidic polymeric
material is present at a concentration of 0.15% (w/v) to 0.75% (w/v).


ABSTRACT
A METHOD FOR PREPARING A COATED SUBSTRATE ADAPTED
FOR IMMOBILIZING A BIOLOGICAL SAMPLE AND
A PRE-COATED SUBSTRATE
The present invention provides a method for preparing a coated substrate adapted
for immobilizing a biological sample. The invention also provides a coated substrate
preferentially adapted for immobilizing a biological sample wherein the substrate is
capable of immobilizing an average number of cells per surface area of at least about
20,000 cells/cm2 when the pre-coated slide is contacted with 1 ml of a suspension of cells
from the SiHa cell line, and methods of analyzing a biological sample using the coated
substrates. The present coated substrates and methods are directed to non-peptidic
polymer coatings. The present invention overcomes the problems associated with known
peptidic polymer coatings that lose immobilization effectiveness over time.

Documents:

01233-kolnp-2007-abstract.pdf

01233-kolnp-2007-assignment.pdf

01233-kolnp-2007-claims.pdf

01233-kolnp-2007-correspondence others 1.1.pdf

01233-kolnp-2007-correspondence others.pdf

01233-kolnp-2007-description complete.pdf

01233-kolnp-2007-form 1.pdf

01233-kolnp-2007-form 3 1.1.pdf

01233-kolnp-2007-form 3.pdf

01233-kolnp-2007-form 5.pdf

01233-kolnp-2007-gpa.pdf

01233-kolnp-2007-international exm report.pdf

01233-kolnp-2007-international publication.pdf

01233-kolnp-2007-international search report.pdf

01233-kolnp-2007-pct request.pdf

01233-kolnp-2007-priority document.pdf

1233-KOLNP-2007-(08-11-2011)-ABSTRACT.pdf

1233-KOLNP-2007-(08-11-2011)-AMANDED CLAIMS.pdf

1233-KOLNP-2007-(08-11-2011)-CORRESPONDENCE.pdf

1233-KOLNP-2007-(08-11-2011)-DESCRIPTION (COMPLETE).pdf

1233-KOLNP-2007-(08-11-2011)-FORM 1.pdf

1233-KOLNP-2007-(08-11-2011)-FORM 2.pdf

1233-KOLNP-2007-(08-11-2011)-OTHERS.pdf

1233-KOLNP-2007-(08-11-2011)-PETITION UNDER RULR 137.pdf

1233-KOLNP-2007-(14-02-2012)-CORRESPONDENCE.pdf

1233-KOLNP-2007-(20-01-2012)-CORRESPONDENCE.pdf

1233-KOLNP-2007-(30-08-2012)-CORRESPONDENCE.pdf

1233-KOLNP-2007-(30-08-2012)-PA.pdf

1233-KOLNP-2007-ASSIGNMENT.pdf

1233-KOLNP-2007-CORRESPONDENCE 1.1.pdf

1233-KOLNP-2007-CORRESPONDENCE 1.2.pdf

1233-KOLNP-2007-EXAMINATION REPORT.pdf

1233-KOLNP-2007-FORM 18 1.1.pdf

1233-kolnp-2007-form 18.pdf

1233-KOLNP-2007-FORM 3.pdf

1233-KOLNP-2007-FORM 5.pdf

1233-KOLNP-2007-GPA.pdf

1233-KOLNP-2007-GRANTED-ABSTRACT.pdf

1233-KOLNP-2007-GRANTED-CLAIMS.pdf

1233-KOLNP-2007-GRANTED-DESCRIPTION (COMPLETE).pdf

1233-KOLNP-2007-GRANTED-FORM 1.pdf

1233-KOLNP-2007-GRANTED-FORM 2.pdf

1233-KOLNP-2007-GRANTED-SPECIFICATION.pdf

1233-KOLNP-2007-OTHERS.pdf

1233-KOLNP-2007-REPLY TO EXAMINATION REPORT.pdf


Patent Number 252860
Indian Patent Application Number 1233/KOLNP/2007
PG Journal Number 23/2012
Publication Date 08-Jun-2012
Grant Date 05-Jun-2012
Date of Filing 09-Apr-2007
Name of Patentee TRIPATH IMAGING, INC.
Applicant Address 780 PLANTATION DRIVE, BURLINGTON, NC 27215, U.S.A
Inventors:
# Inventor's Name Inventor's Address
1 FOX, WILLIAM, ALAN 2729 EDGEWOOD AVENUE, BURLINGTON, NC 27215, U.S.A
2 RAY, WILLIAM, CARL, III 4 RABBITS GLEN TERRACE, DURHAM NC 27713, U.S.A
PCT International Classification Number G01N 33/543
PCT International Application Number PCT/US2005/033938
PCT International Filing date 2005-09-22
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/612,391 2004-09-23 U.S.A.