Title of Invention

METHOD AND COMPOSITION FOR HIGH LEVEL DISINFECTION EMPLOYING QUATERNARY AMMONIUM COMPOUNDS

Abstract Methods and compositions for high level disinfection (as herein defined) of a surface. Methods include treating the surface with a composition including a quaternary ammonium compound in a concentration which exceeds 1 % w/w and the temperature of treatment is in the range of from 30°C to 80°C. A log 6 reduction in Mycobacterium terrae is achieved on the surface in less than 10 minutes. The temperature may be produced by a physical chaotrope, a chemical chaotrope (such as) boron or a boron compound or complex or a combination of chaotropic agents. Sequestering agents and enzymes maybe added.
Full Text FIELD OF THE INVENTION
The invention relates to methods and compositions including quaternary ammonium compounds
which provide high levels of disinfection
BACKGROUND OF THE INVENTION
A "high level disinfectant" is a chemical that can be expected to destroy all micro-organisms, with
the exception of high numbers of bacterial spores.
Standards have been established for "sterilization", and for "low", "intermediate" and "high" level
disinfection. These standards are based on the known or possible risk of contamination of a
particular medical device by a particular micro-organism, the pathogenic nature of the organism
and other principles in infection control. The standards typically require demonstration of
sterilization and/or disinfection efficacy against a particular panel of test organisms, which
collectively represent the known or possible infection and contamination risks. The test panels
and criteria are different for "low", "intermediate" or "high-level disinfection". These terms are
herein used in accordance with current Food and Drug Administration ("FDA") criteria for levels
of disinfection which are detailed in Premarket Notification [510(k)] Submissions for Liquid
Chemical Sterilants and High Level Disinfectants FDA 1997: "A germicide that inactivates all
microbial pathogens except large number of bacterial endospores when used according to
labelling". In brief, the FDA regulatory requirement for high level disinfectants includes as the
most challenging test a 100% kill of Mycobacterium tuberculosis var. bovis (or a specific strain of
a suitable surrogate, such as Mycobacterium terrae) in 400 p.p.m. hard water in the presence of
2% horse serum in a quantitative tuberculocidal test.
Mycobacterium tuberculosis var. bovis is an organism which is refractory to treatment by most
bactericidal compounds. In addition, the FDA requirements for high-level disinfectants include
efficacy against specific gram- negative and gram-positive bacteria, fungi and viruses. The
relevant AOAC sporicidal, tuberculocidal, virucidal and bactericidal tests are referenced in
annexure 1 hereto. An additional FDA regulatory requirement for high level disinfectants is that
they must also achieve sterilization although a longer exposure time than the disinfection regimen
time is permissible. Sterilization is tested with a sporicidal activity test utilizing spores of Bacillus
or Clostridium species. It has been demonstrated that the micro-organisms most resistant to
chemical sterilants are the spores of Bacillus species B. subtilis. and C. sporogens. Sterilization
is a process that completely eliminates or destroys all forms of microbial life, including fungal and

bacterial spores. To be used as a high level disinfectant, a chemical must be registered as such
with appropriate regulatory authorities such as the FDA (in the USA) or TGA (in Australia).
It is known that a high-level disinfectant ("HLD") will meet the disinfection efficacy standards of
intermediate and low-level disinfection as well. It is universally accepted that low-level
disinfection performance cannot predict intermediate or high-level disinfection performance. In
fact, it is assumed prior to testing that a low-level disinfectant cannot achieve a higher level
disinfection standard.
High level disinfectants are used extensively in the healthcare and medical industry, for example
to disinfect endoscopes, kidney dialyzers and other medical instruments and devices, especially
those liable to be damaged by heat. They are also extensively used by medical offices and
dentists where many of the instruments incorporate rubbers or plastics in their construction and
cannot be heated repeatedly to above 60 °C without damage.
Common commercially available high-level disinfectants include glutaraldehyde solutions
between 0.3 and 3.4%, which typically require activation with an alkaline buffer just prior to use.
Also available are an acidic (pH 1.6-2.0) 7.5%. sup.w/v hydrogen peroxide solution (Sporox®,
Reckitt and Colman, Inc.) and an acidic (pH 1.87) mixture of 1.0% hydrogen peroxide plus 0.08%
peracetic acid ("PAA") (Peract™ 20, Minntech Corp. or Cidex OPA®, Johnson & Johnson). The
minimum effective concentration of PAA for high-level disinfection at 25 minutes (min) and 20°C is
0.05% (500 ppm) (Peract™). The minimum effective concentration of peroxide for high-level
disinfection at 30 min and 20°C is 6.0% (Sporox®).
To be acceptable as a high level disinfectant a composition, in addition to meeting regulatory
standards of microbiological efficacy, must be compatible with construction materials used in
medical instruments such as rubber, plastics, elastomers and metals, and should be easy to use.
It is clearly advantageous if the disinfectant has a low order of toxicity and is readily rinseable with
water. It should be capable of a simple monitoring and validation procedure. It should have a
commercially adequate shelf life and shelf stability. Desirably also it would be economical to
manufacture, and achieve high level disinfection in a relatively short time.
No known high level disinfectant meets all of these desiderata. Gluteraldehyde, peracetic acid,
and phenols are both obnoxious and toxic. In addition residues of some aldehydes on
instruments have been shown to disadvantageously react with biopsy samples and even cause
chemically induced anaphylactic shock to patients undergoing endoscopy. Hydrogen peroxide

residues have been shown to interfere with cytoscopy samples taken via a disinfected
cystoscope, and with biopsy samples taken via an endoscope. Even the most benign high level
disinfectants have tended to cause skin irritation or allergenic reaction while others are regarded
as potential carcinogens.
Quaternary ammonium compounds ("quats") have been widely used for industrial and domestic
disinfection for many years and are safe and simple to use. Regrettably, although formulations
containing quats are known to be effective against gram positive organisms such as
streptococcus and staphylococcus, they are among the least effective disinfectants when used
alone. Quats are relatively ineffective against gram negative organisms, are notorious for their
lack of sporicidal effect, and have been widely reported to have virtually no tuberculocidal activity
( see eg "Disinfection, Sterilization, and Preservation", Seymour S. Block, Fifth edition, page
306). Quats are typically used at concentrations ranging from p.p.m. to 0.25% w/w.
Many workers have screened differently substituted quaternary ammonium compounds, and/or
sought coadjuvents, which might raise their effectiveness to a higher disinfection level.
For example US 6,245,361 discloses a combination of 600 - 800 p.p.m. of a quaternary
compound with a chlorine containing compound such as a hypochlorite or diisocyanate in which
the chlorine compound provides the tuberculocidal activity. Chlorine compounds are excellent
sterilants themselves (at the levels specified in the patent) and it seems that the addition of a quat
yields no improvement in Sporicidal/tuberculocidal efficacy when compared to chlorine alone.
The improvement claimed is that the combination with the quaternary ammonium compound is
said to be "less " toxic and "less" skin irritating than is the chlorine compound alone. However,
the presence of the chlorine compound would render the composition corrosive to many
construction materials and the combination shares most of the disadvantages of prior art.
Disinfectants which contain combinations of active components such as in this example are also
disadvantageous with respect to the regulatory process. In some territories although each of the
active ingredients may be well known separately with respect to toxicology and materials
compatibility, the combination must be treated as a new, previously unknown entity for regulatory
purposes.
US 5,444,094 acknowledges that quaternary ammonium salt formulations have long been used
as disinfectants but do not display any tuberculocidal activity. Nor do glycol ethers. However, US
5,444,094 teaches that a combination of a quat at 0.1% to 0.2% w/w with at least about 8% w/w/
glycol ether is tuberculocidal, while combinations with 6% glycol ether are not. This is surprising,

and is attributed to disruption of the mycobacteria trilaminar cell wall which is composed of 60%
lipid, by the glycol ether.
Glycol ethers are strong solvents and at these high levels are not compatible with vast majority of
plastics and rubbers used as materials of construction. Another disadvantage of the US
5,444,094 composition is that the product does not exhibit sporicidal properties (as per AOAC
Official Methods of Analysis (1955) sporicidal test, ref No 966.04) and therefore is not a high level
disinfectant ("HLD").
It has been suggested to use disinfectants with ultrasound to kill vegetative spores.
Benzethonium chloride at a concentration of 0.25% and at temperatures above 60°C has been
proposed for that use . However as shown herein such treatment is not effective against
Mycobacterium and the treatment is not suitable for high level disinfection.
It is current medical device user practice for semi critical medical devices (i.e., those that contact
intact skin and mucous membranes such as endoscopes, dental instruments and the like) to use
separate short cleaning and disinfecting steps and times, and reusable solutions. Longer soak
cleaning or disinfecting times and single-use solutions would for the most part be uneconomical
and impractical in current medical or dental practice.
Any discussion of the prior art throughout the specification should in no way be considered as an
admission that such prior art is widely known or forms part of common general knowledge in the
field.
It is an object of the present invention to provide a high level disinfectant which avoids or
ameliorates at least some disadvantages of the prior art. It is an object of preferred embodiments
of the invention to provide a high level disinfectant which is shelf stable, effective in a short time,
and which poses a significantly reduced occupational health threat.
Preferred embodiments of the invention result in a regulated log 6 reduction in population of
Mycobacterium terrae within a time period of 2-10 min in AOAC tuberculocidal tests and both B.
subtilis and Clostridium sporogenes spores in under 5 hours as per FDA requirements for high-
level disinfection (as defined in Premarket Notification [510(k)] Submissions for Liquid Chemical
Sterilants and High Level Disinfectants, FDA 1993).
BRIEF STATEMENT OF THE INVENTION:

According to a first aspect the invention provides a method of high level disinfection (as herein
defined) of a surface including the step of treating the surface with a composition including a
quaternary ammonium compound and wherein the concentration of said quaternary ammonium
compound is selected to exceed 1.0% w/w and the temperature of treatment is selected to be in
the range of from 30°C to 80°C, whereby to achieve log 6 reduction in mycobacterium
tuberculosis, if any on the surface, in less than 10 minutes.
In preferred embodiments of the invention, the concentration of quaternary ammonium compound
("quat") exceeds 2% w/w and preferably greater than 4% w/w. The temperature must be raised to
greater than 30°C, preferably to greater than 40°C, and more preferably greater than about 50°C.
However the temperature desirably does not exceed about 60°C in view of the risk of damage to
instruments, although with heat resistant materials may be up to 80°C. Preferred selected
concentrations and temperatures achieve a log 6 reduction in Mycobacterium terrae in less than
5 minutes.
Those skilled in the art will recognize that quats have hitherto been reported to be incapable of
providing high level disinfection. Block (cited supra), a recognized manual in the art of
disinfection, says of quats "they are not tuberculocidal or sporocidal or virucidal against
hydrophilic viruses at high concentration levels". When used as a low level "germicide" quats are
typically applied to surfaces at ambient temperatures and at concentrations of from about 0.1%
up to about 0.25%. There is no suggestion in the prior literature that a quat is capable of killing
mycobacterium tuberculosis at any concentration at room temperature, or that increasing
temperatures above 30°C would have any beneficial effect on a quat's biocidal effectiveness.
Indeed the present inventors have found that at ambient temperature and at concentrations of up
to 1% w/w quats are not capable of high level disinfection, and even at below 2% w/w they do not
achieve that level in a practically short time span. It was therefore surprising to discover that a
high level disinfection could be achieved in a practically short time by utilizing a quat and by
selecting an appropriate concentration and treatment conditions.
The selected temperature of from 30°C to 80°C may be produced by heat or by another physical
chaotrope. For example the increase in temperature may be the result of application of heat
(which is a chaotrope), or application of a physical chaotropic agent such as electromagnetic
radiations (for example ultrasound, microwave, UV, IR or other radiations), electric or magnetic
fields, or even shaking or stirring. Other methods of applying energy include electromagnetic
radiation or energetic vibration from mechanical means such as magnetic or vortex stirring.

Energy may be input from electron beam irradiation, iaser, electrolysis, or high energy jets.
Selecting a combination of such chaotropic influences may advantageously be utilized. The
temperature increase may also be produced by other means, for example, exothermic chemical
reaction.
According to a second aspect the invention provides a method according to the first aspect
wherein the composition further includes a chemical chaotrope. A preferred chaotrope is boron
or a boron compound or complex. Desirably the composition also includes a sequestering agent
such as, for example, EDTA.
A chaotropic agent is a physical or chemical interaction with the mixture of quat and
microorganisms that tends to increase the solubility of hydrophobic particles in aqueous solutions,
or which tends to destabilize aggregations of nonpolar solute particles and micelles, or denatures
(folds or unfolds) proteins. Physical chaotropes for use in the invention have been discussed
above. Certain chemical chaotropes, such as metal ions, organic and inorganic anions, urea, etc
may be used alone with the quat or in combination with a physical chaotrope. For preference a
combination of chaotropic agents are employed.
According to a third aspect the invention provides a method according to the first or second
aspect wherein the composition further includes an enzyme.
According to a fourth aspect the invention includes a composition for use in a method of high
level disinfection (as herein defined) according to any one of the preceding aspects, and including
in excess of 1% of a quaternary ammonium compound at 30°C at a working concentration.
It will be understood that the requirements for achieving high level disinfection imply that the
method must be able to meet other requirements defined by the FDA in addition to achievement
of log 6 reduction in Mycobacterium tuberculosis var. bovis. Preferred methods according to the
invention can also achieve a log 6 reduction in both B. subtilis and Clostridium Sporogenes
spores in less than 5 hours in accordance with the appropriate FDA test methods (which specifies
less than 24 hours).
According to a fifth aspect the invention provides a high level disinfectant comprising a quaternary
ammonium compound in a concentration greater than 1% at a working strength and in
combination with one or more chemicals which is a chaotropic agent but is not a spore opening
chemical.

Unless the context clearly requires otherwise, throughout the description and the claims, the
words 'comprise', 'comprising', and the like are to be construed in an inclusive sense as opposed
to an exclusive or exhaustive sense; that is to say, in the sense of "including, but not limited to".
PREFERRED EMBODIMENTS OF THE INVENTION.
The invention will now be more particularly described by way of example only.
The invention employs a quaternary ammonium compound under selected conditions to achieve
high level disinfection. Any commercially available quaternary compounds are suitable in the
present invention.
A quaternary ammonium compound can be represented by the general formula (R1 R2 R3 R4
N+)X". R1, R2, R3 and R4 can independently be any suitable substituted or unsubstituted linear or
cyclic groups such as alkyl, aryl, alkaryl, aralkyl, ether and the like.
Preferably, in the present invention R1 and R2 and are independently chosen from the group
consisting of alkyl groups having 1 to 3 carbon atoms, R3 is chosen from the group consisting of
alkyl groups having 8 to 20 carbon atoms, and R4 is chosen from the group consisting of alkyl
groups having 8 to 20 carbon atoms, aryl groups and aryl-substituted alkyl groups where said
substituted alkyl groups have 1-3 carbon atoms and X" is chosen so as to render said quaternary
ammonium compound water-soluble. Any suitable quaternary compound may be used but, for
preference, the quaternary compound used in the invention is a dialkyl quaternary compound and
more preferably is a quaternary compound in which one of the alkyls has a chain length of less
than 18. Desirably at least one of the alkyls is a C14 - C18 alkyl with C12 highly preferred. The
quat may have more than one alkyl chain, or may be an aryl quat. The quat may be, for example,
CHG.
Counterion X- may be any suitable counterion, inorganic or organic. Suitable examples of X.
may include, but are not limited to halide (fluoride, chloride, bromide or iodide), hydroxide,
tetrafluoroborate, phosphate, or carbonate.
The term quat as used herein also encompasses mixtures of quaternary ammonium compounds.
In preferred forms of the invention the selected conditions include application of a combination of
chaotropic agents. For example, a quat at 4% w/w is used in combination with a boron

compound together with heat or heat and ultrasound, at say 50°C. Or to use another example, a
quat at 5% w/w may be used with a surfactant and /or a suitable solvent, together with an input of
energy such as to increase temperature to 40°C. It is unclear whether the input of energy, such
as from heating, assists in driving the folding/unfolding equilibrium in favour of unfolding the spore
coat and Mycobacterium cell membrane proteins/lipoproteins, or whether it merely assists in
providing momentary access of quat molecules to otherwise "inaccessible" parts of the spore
surface, or overcomes inherent to quats inactivation by proteinaceous matter or whether it is
effective in activating the quat or targeted microorganisms in some other manner. In highly
preferred forms of the invention a quat is used together with a protease in the presence of borax
and at elevated temperature.
The selected conditions include energy input to increase the temperature from 30°C to 80°C,
preferably above 40°C and below 60°C. Temperatures above 60°C are not desirable because of
the detrimental effect of temperature on construction materials of thermosensitive medical
instruments. The temperature may be elevated by application of heat, but energy input may be
by means of application of ultrasonic energy, infrared or microwave radiation, high pressure, the
action of electric and /or magnetic fields, and even shaking or stirring all of which may be
influential in promoting unfolding (refolding).
Chemical chaotropes which may be combined with the quat include:
(1) Selected organic solvents of a kind which tend to denature, dissolve or swell proteins.
Generally the products are not completely unfolded and possess an ordered conformation which
differs from the native state. Solvents which favour helical conformations (i.e. unfolding) are
exemplified by N-dimethylformamide, formamide, m-cresol, dioxan, CHCI3, pyridine,
dichlorethylene, and 2-chloroethanol. This group also includes solvents which have a weak
tendency to form hydrogen bonds such as the alcohols, ethanol, n-propanol, methanol (especially
in mixture with 0.01 %HCI), Also, solvents which tend to disorganize the structure e.g.
dimethylsulfoxide (DMSO) at high concentrations, dichloroacetic acid and trifluoroacetic acid, and
other electrophilic solvents. It should be noted that the vast majority of these compounds
actually strengthen the spore coat as opposed to acting as a spore-opener.
(2) Certain organic solutes and chaotropic agents, such as urea or guanidine hydrochloride
(GuHCI). The transition to randomly coiled polypeptide is complete for 6-8M GuHCI at room temp
except for some exceptionally stable proteins. These agents may be markedly influenced by
temperature, pH other reagents and conditions.

Inorganic salts can induce conformational transitions in proteins. For example LiBr, CaCI2, KSCN,
Nal, NaBr, borax, sodium azide are strong denaturants. Although these salts do not necessarily
lead to completely unfolded protein, the residual ordered structure may be disrupted by energy
input e.g. increasing temperature. Anions such as CNS"> I- > Br- > NO3- > CI" >CH3COO" > SO42-
exhibit similar behaviour as do guanidinium salts and tetraalkyl ammonium salts However
(GuH)2SO4 has been observed to protect certain proteins against denaturation. Boron may be
used in the form of a compound or complex.
Adsorption on certain surfaces and interfaces including zeolites, including air/liquid interfaces.
(3) Enzymes, for example proteases, amylase, lipidases, cellulases and the like.
EXAMPLES OF THE INVENTION
In the following tables unless otherwise specified references to "kill time" mean the time required
to achieve complete kill as defined in the relevant AOAC test (more particularly identified in
annexure 1). "No kill" means less than 2 log reduction from the initial population. Unless
otherwise specified "QUAT" is benzalkonium chloride, specifically Gardiquat NC-50 (Albright &
Wilson). Test points for vegetative bacteria (M. terrae) were 2, 5,10, 20 and 60 mins. Test points
for spores were 0.5,1,2,4,16,24,48 hours. The last column in each table indicates whether the
tested combination satisfies the FDA requirement for high level disinfection ("HLD") or fails to do
so ("F").



Table 1 shows examples of the use of quats according to prior art in which concentrations in the
range Of .025% to 0.25% are employed at ambient temperature. It can be seen that at up to
0.25% (which is considered a high concentration for formulation of quats) the "kill time" of
Mycobacterium is greater than an hour at 25°C, and for B.subtilis and C.sporogenes kill time is
greater than 24hrs. As test 1.3 shows, the result is the same at 62°C, even in the presence of
ultrasound. None of the examples in Table 1 could be considered useful for High Level
Disinfection.

Astonishingly, in contrast to the examples of Table 1, at above 1% w/w of quat and at 40°C, a kill
time of Mycobacterium terrae of less than 5 mins can be achieved, and of B. subtilis and C.

sporogenes of less than 2 hours, reducing to less than one hour at 5% and 50°C or 1% at 80°C.
All the table 2 examples give high level disinfection.
The present inventor showed that increasing the temperature from 25°C up to 60°C had no
beneficial effect on a Quats ability to kill Mycobacterium terrae at the prior art concentrations of
0.25% w/w. (table 3 tests 3.1-3.3), with or without ultrasound,

Likewise, tests 3.5 - 3.9 show that increasing concentration from 0.25% (1 in 400) to 5.0% (1 in
20) which is about an twenty fold increase above the concentrations used in the prior art had no
significant effect at 25°C .
The present inventors were thus surprised to discover that at about 50°C and at a concentration
of above 0.6%, the kill time of Mycobacterium terrae fell suddenly and sharply to between 20
and 60 minutes, and of B. subtilis and C. sporogenes to less than 16 hours. These times are
not sufficient for practical high level disinfection. For practical high level disinfection a
combination of a concentration greater than 1% and an increase in temperature above room




Comparison of tests 5.2 with tests 2.2 & 2.3 shows the beneficial effect of ultrasound in
combination with heat, while tests 5.5 - 5.7 show the combined effect of chemical and physical
chaotropes. The combination of examples 5.5 - 5.7 reduce kill time to less than two minutes for
M. terrae. Experiment 5.7 shows that the result is obtainable in the presence of protease.
Column 2 of table 6 shows a concentration of Quat combined with 0.2% of protease, while
column 3 shows the temperature, borax concentration ( if any), and presence or absence of
ultrasound. Again it can be seen that at 25°C neither protease, borax, nor ultrasound have a
significant benefit even at up to 2% quat concentration, but that at higher temperatures a
surprising and dramatic change in kill time occurs at 2%.



(Quat 1) is Didecyl Dimethyl Ammonium Chloride twin chain (Bardac 2280 from Lonza),
(Quat 2) is Dioctyl Dimethyl Ammonium Chloride -twin chain quat (Bardac LF-80 from Lonza),
(Quat 3) is Barquat MB-50 (N-Alkyl Dimethyl Ammonium Chloride, C14 - 50%, C12 -40%, C16 -
10%), and
(Quat 4) is Dodigen 228 LF (N-Alkyl Dimethyl Ammonium Chloride, C14 - 60%, C12 -30%, C10 -
10%) single chain quat.
As will be apparent to those skilled in the art from the teaching hereof, quats other than those
exemplified may be used, or quats may be combined for the purposes of the invention. In
preferred embodiments the quat will be formulated with one or more chaotropes for example
boron or a boron compound, enzymes and or surfactants and within the selected range of
concentrations or may be formulated as a concentrate intended to be diluted so as to have a
concentration of the magnitude selected at the working dilution. While increasing the temperature
has a straight forward chaotropic effect, use of microwave, ultrasonic, infrared or other
electromagnetic radiation alone or in combination with chemical chaotropic agents may be used.

Annexure 1
AOAC tests for determination of High level Disinfection as defined in current FDA criteria
(detailed in "Premarket Notification [510(k)] Submissions for Liquid Chemical Sterilants and High
Level Disinfectants FDA 1993".):
AOAC sporicidal test: AOAC Ref No 966.04, AOAC Official Methods of Analysis.
AOAC Tuberculocidal Activity of Disinfectants
AOAC Ref No 965.12, AOAC Official Methods of Analysis (1995)
AOAC Hard Surface Carrier Test 10
AOAC Ref Nos 991.47, 991.48 and 991.49, AOAC Official Methods of Analysis (1995).
AOAC Germicidal Spray Products Test11
AOAC Ref No 961.02, AOAC Official Methods of Analysis (1995)
AOAC Fungicidal Test
AOAC Ref No 955.17, AOAC Official Methods of Analysis (1995)

WE CLAIM
1. A method of high level disinfection (as herein defined) of a surface including the
step of treating the surface with a composition including a quaternary ammonium
compound wherein the concentration of said quaternary ammonium compound
exceeds 1 % w/w and the temperature of treatment is in the range of from 30°C to
80°C, whereby to achieve log 6 reduction in Mycobacterium terrae, on the surface
in less than 10 minutes.
2. A method as claimed in claim 1 wherein the composition achieves log 6 reduction
in Mycobacterium terrae, on the surface in less than 5 minutes.
3. A method as claimed in any one of claims 1 and 2 wherein the concentration of
quaternary ammonium compound exceeds 2% w/w.
4. A method as claimed in any one of the preceding claims wherein the concentration
of quaternary ammonium compound exceeds 4% w/w.
5. A method as claimed in any one of the preceding claims wherein the quaternary
ammonium compound is (R1 R2 R3 R4 N+)X- where R1 R2, R3 and R4 are
independently substituted or unsubstituted linear or cyclic groups.
6. A method as claimed in claim 5 wherein R1, R2, R3 and R4 are independently alkyl,
aryl, alkaryl, aralkyl or ether.
7. A method as claimed in any one of claims 5 and 6 wherein R1 and R2 are
independently chosen from the group consisting of alkyl groups having 1 to 3
carbon atoms, R3 is chosen from the group consisting of alkyl groups having 8 to
20 carbon atoms, and R4 is chosen from the group consisting of alkyl groups
having 8 to 20 carbon atoms, aryl groups and aryl-substituted alkyl groups wherein
said substituted alkyl groups have 1-3 carbon atoms and X" is chosen so as to
render said quaternary ammonium compound water-soluble.

8. A method as claimed in any one of claims 5 to 7 wherein at least one of R1 R2, R3
and R4 is a C14 - C18 alkyl group.
9. A method as claimed in any one of claims 5 to 8 wherein at least one of R1 R2, R3
and R4 is a C12 alkyl group.
10. A method as claimed in any one of the preceding claims wherein the quaternary
ammonium compound is chlorhexidine gluconate.
11. A method as claimed in any one of claims 5 to 10 wherein X" is an inorganic or
organic counterion.
12. A method as claimed in claim 11 wherein X" is halide, hydroxide, tetrafluoroborate,
phosphate, or carbonate.
13. A method as claimed in any one of the preceding claims wherein the quaternary
ammonium compound is a mixture of quaternary ammonium compounds.
14. A method as claimed in any one of the preceding claims wherein the temperature
is greater than 40°C,
15. A method as claimed in any one of the preceding claims wherein the temperature
is greater than 50°C.
16. A method as claimed in any one of the preceding claims wherein the temperature
does not exceed 60°C.
17. A method as claimed in any one of the preceding claims wherein the temperature
of from 30°C to 80°C is produced by a physical chaotrope.
18. A method as claimed in claim 17 wherein the physical chaotrope is heat.

19. A method as claimed in claim 18 wherein the heat is produced by an exothermic
chemical reaction.
20. A method as claimed in claim 17 wherein the chaotropic agent is electromagnetic
radiation, ultrasound, shaking or stirring.
21. A method as claimed in claim 20 wherein the chaotropic agent is microwave
radiation, UV radiation, IR radiation, an electric field, a magnetic field, electron
beam irradiation, laser, electrolysis, magnetic stirring, vortex stirring, high energy
jets, adsorption on active surfaces and interfaces.
22. A method as claimed in any one of claims 1 to 16 wherein the temperature of from
30°C to 80°C may is produced by a chemical chaotrope.
23. A method as claimed in claim 22 wherein the chemical chaotrope is a metal or
metal ion, an organic ion or an inorganic ion.
24. A method as claimed in claim 22 wherein the chemical chaotrope is boron or a
boron compound or complex.
25. A method as claimed in any one of claims 17 to 24 wherein a combination of
chaotropic agents are employed.
26. A method as claimed in claim 25 wherein a combination of physical and chemical
chaotropic agents are used.
27. A method as claimed in any one of the preceding claims wherein the composition
optionally includes a sequestering agent.
28. A method as claimed in claim 27 wherein the sequestering agent is EDTA.

29. A method as claimed in any one of the preceding claims wherein the composition
optionally includes an enzyme.
30. A composition when used in a method of high level disinfection (as herein defined)
according to any one of the preceding claims including in excess of 1% of a
quaternary ammonium compound at 30°C at a working concentration.
31. A composition as claimed in claim 30 optionally including a substance which is a
chaotropic agent but is not a spore opening chemical.
32. A composition as claimed in any one of claims 30 and 31 wherein the
concentration of quaternary ammonium compound exceeds 2% w/w.
33. A composition as claimed in any one of claims 30 to 32 wherein the concentration
of quaternary ammonium compound exceeds 4% w/w.
34. A composition as claimed in any one of claims 30 to 33 wherein the quaternary
ammonium compound is (R1 R2 R3 R4 N+)X- where R1, R2, R3 and R4 are
independently any suitable substituted or unsubstituted linear or cyclic group.
35. A composition as claimed in claim 34 wherein R1' R2, R3 and R4 are independently
alkyl, aryl, alkaryl, aralkyl or ether.
36. A composition as claimed in any one of claims 34 and 35 wherein R1 and R2 and
are independently chosen from the group consisting of alkyl groups having 1 to 3
carbon atoms, R3 is chosen from the group consisting of alkyl groups having 8 to
20 carbon atoms, and R4 is chosen from the group consisting of alkyl groups
having 8 to 20 carbon atoms, aryl groups and aryl-substituted alkyl groups where
said substituted alkyl groups have 1-3 carbon atoms and X" is chosen so as to
render said quaternary ammonium compound water-soluble.

37. A composition as claimed in any one of claims 34 to 36 wherein one of R1: R2, R3
and R4 is an alkyl group with a chain length of less than 18.
38. A composition as claimed in any one of claim 34 to 37 wherein one of R1: R2, R3
and R4 is a C14 - C18 alkyl group.
39. A composition as claimed in any one of claim 34 to 38 wherein one of R1, R2, R3
and R4 is a C12 alkyl group.
40. A composition as claimed in any one of claims 30 to 39 wherein the quaternary
compound is a dialkyl quaternary compound.
41. A composition as claimed in any one of claims 34 to 40 wherein X" is an inorganic
or organic counterion.
42. A composition as claimed in claim 41 wherein X" is halide, hydroxide,
tetrafluoroborate, phosphate, or carbonate.
43. A composition as claimed in claim 30 wherein the quaternary compound is
chlorhexidine gluconate.
44. A composition as claimed in any one of claims 30 to 43 including a mixture of
quaternary ammonium Compounds.
45. A composition as claimed in any one of claims 30 to 44 including one or more
components for an exothermic chemical reaction.
46. A composition as claimed in any one of claims 30 to 45 optionally including a
chemical chaotrope.
47. A composition as claimed in claims 46 wherein the chemical chaotrope is a metal
ion, organic or inorganic anions.

48. A composition as claimed in claim 47 wherein the chemical chaotrope is boron or a
boron compound or complex.
49. A composition as claimed in claim 47 wherein the chemical chaotrope is urea, a
guanidinium salt or a tetraalkyl ammonium salt.
50. A composition as claimed in claim 47 wherein the chemical chaotrope is guanidine
hydrochloride.
51. A composition as claimed in claim 47 wherein the chemical chaotrope is LiBr,
CaCI2, KSCN, Nal, NaBr, borax, sodium azide.
52. A composition as claimed in claim 47 wherein the chemical chaotrope is an anion
selected from CNS-, I-, Br-, NO3-, CI-, CH3COO- or SO42
53. A composition as claimed in claim 46 wherein the chemical chaotrope is an
organic solvent of a kind which tend to denature, dissolve or swell proteins.
54. A composition as claimed in claim 53 wherein the chemical chaotrope is N-
dimethylformamide, formamide, m-cresol, dioxan, CHCI3, pyridine, dichlorethylene,
or 2-chloroethanol.
55. A composition as claimed in claim 46 wherein the chemical chaotrope is a solvent
which has a weak tendency to form hydrogen bonds.
56. A composition as claimed in claim 55 wherein the chemical chaotrope is an
alcohol.
57. A composition as claimed in claim 56 wherein the chemical chaotrope is ethanol,
n-propanol, methanol, ethanol/0.01%HCI, n-propanol/0.01%HCI or
methanol/0.01%HCI.

58. A composition as claimed in claim 46 wherein the chemical chaotrope is a
structurally disorganising solvent.
59. A composition as claimed in claim 58 wherein the chemical chaotrope is
dimethylsulfoxide (DMSO), dichloroacetic acid, trifluoroacetic acid or an
electrophilic solvent.
60. A composition as claimed in any one of claims 46 to 59 wherein a combination of
chaotropic agents are employed.
61. A composition as claimed in any one of claims 30 to 60 optionally including a
sequestering agent.
62. A composition as claimed in claim 61 wherein the sequestering agent is EDTA.
63. A composition as claimed in any one of claims 30 to 62 optionally including an
enzyme.
64. A composition as claimed in claim 63 wherein the enzyme is a protease, amylase,
lipidases or cellulase.
65. A composition as claimed in any one of claims 30 to 64 including a protease and
borax.


Methods and compositions for high level disinfection (as herein defined) of a surface.
Methods include treating the surface with a composition including a quaternary
ammonium compound in a concentration which exceeds 1 % w/w and the temperature
of treatment is in the range of from 30°C to 80°C. A log 6 reduction in Mycobacterium
terrae is achieved on the surface in less than 10 minutes. The temperature may be
produced by a physical chaotrope, a chemical chaotrope (such as) boron or a boron
compound or complex or a combination of chaotropic agents. Sequestering agents
and enzymes maybe added.

Documents:

00436-kolnp-2007-correspondence-1.1.pdf

00436-kolnp-2007-correspondence-1.2.pdf

00436-kolnp-2007-form-1-1.1.pdf

00436-kolnp-2007-p.a.pdf

0436-kolnp-2007-abstract.pdf

0436-kolnp-2007-claims.pdf

0436-kolnp-2007-correspondence others.pdf

0436-kolnp-2007-description (complete).pdf

0436-kolnp-2007-form1.pdf

0436-kolnp-2007-form2.pdf

0436-kolnp-2007-form3.pdf

0436-kolnp-2007-form5.pdf

0436-kolnp-2007-international publication.pdf

0436-kolnp-2007-international search authority report.pdf

0436-kolnp-2007-pct form.pdf

0436-kolnp-2007-priority document.pdf

436-KOLNP-2007-(21-10-2011)-CORRESPONDENCE.pdf

436-KOLNP-2007-CORRESPONDENCE 1.1.pdf

436-KOLNP-2007-CORRESPONDENCE 1.2.pdf

436-KOLNP-2007-CORRESPONDENCE 1.4.pdf

436-KOLNP-2007-CORRESPONDENCE-1.3.pdf

436-KOLNP-2007-EXAMINATION REPORT.pdf

436-KOLNP-2007-FORM 18 1.1.pdf

436-kolnp-2007-form 18.pdf

436-KOLNP-2007-FORM 3-1.1.pdf

436-KOLNP-2007-FORM 3.pdf

436-KOLNP-2007-FORM 5.pdf

436-KOLNP-2007-GRANTED-ABSTRACT.pdf

436-KOLNP-2007-GRANTED-CLAIMS.pdf

436-KOLNP-2007-GRANTED-DESCRIPTION (COMPLETE).pdf

436-KOLNP-2007-GRANTED-FORM 1.pdf

436-KOLNP-2007-GRANTED-FORM 2.pdf

436-KOLNP-2007-GRANTED-SPECIFICATION.pdf

436-KOLNP-2007-OTHERS 1.1.pdf

436-KOLNP-2007-OTHERS.pdf

436-KOLNP-2007-PA.pdf

436-KOLNP-2007-REPLY TO EXAMINATION REPORT 1.1.pdf

436-KOLNP-2007-REPLY TO EXAMINATION REPORT.pdf


Patent Number 251952
Indian Patent Application Number 436/KOLNP/2007
PG Journal Number 16/2012
Publication Date 20-Apr-2012
Grant Date 18-Apr-2012
Date of Filing 07-Feb-2007
Name of Patentee NANOSONICS PTY LIMITED
Applicant Address UNIT, 24, 566 GARDENERS ROAD, ALEXANDRIA, NEW SOUTH WALES 2015
Inventors:
# Inventor's Name Inventor's Address
1 KRITZLER, STEVEN 9 REDGUM AVENUE, CRONULLA, NEW SOUTH WALES 2230
2 SAVA, ALEX 3/124 PADDINGTON STREET, PADDINGTON, NEW SOUTH WALES 2021
PCT International Classification Number A61L2/04; A01N33/12; A61L2/18
PCT International Application Number PCT/AU2005/000997
PCT International Filing date 2005-07-07
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 2004903796 2004-07-09 Australia