Title of Invention

SOAP BARS COMPRISING SYNERGISTICALLY HIGH LEVELS OF BOTH FREE FATTY ACID AND FILLER

Abstract The present invention comprises novel bar compositions comprising relatively high levels of free fatty acid and of filler while maintaining good user properties.
Full Text J6903
FORM - 2
THE PATENTS ACT, 1970
(39 of 1970)
&
The Patents Rules, 2003
COMPLETE SPECIFICATION
(See Section 10 and Rule 13)
SOAP BARS COMPRISING SYNERGISTICALLY HIGH LEVELS OF BOTH FREE FATTY ACID AND FILLER
HINDUSTAN LEVER LIMITED, a company incorporated under the Indian Companies Act, 1913 and having its registered office at Hindustan, Lever House, 165/166, Backbay Reclamation, Mumbai -400 020, Maharashtra, India
The following specification particularly describes the invention and the manner in which it is to be performed

WO 2005/111188

PCT/EP2005/005127

- 1 -
SOAP BARS COMPRISING SYNERGESTICAI.LY HIGH LEVELS OF BOTH FREE FATTY ACID AND FILLER
5 The present invention relates to bar soap compositions, preferably in the form of bar soaps, preferably fatty acid soap based bars, which have relatively large amounts of both free fatty acid (e.g., measured as a ratio relative to
amount of soap) and of filler (e.g., also as a ratio
10 relative to the amount of soap).
The use of either free fatty acid or of filler, individually, in a fatty acid soap bar is known in the art. Thus, for example, free fatty acid has been used in soap bar
15 compositions. The addition of such free fatty acid is known as "superfatting", and superfat may be used to make a bar with enhanced user properties such as enhanced lather and/or bar feel. However, it is known that, if too much free fatty acid is used in the bar, the bar may be too soft for
20 structuring purposes such that a bar may not be processed at all and, if it is, may be extremely soft. In typical soap bars, the ratio of free fatty acid to total fatty matter (TFM) is not greater than about 0.06.. TFM is combination of free fatty acid and fatty acid soap.
25
The use of filler materials (e.g., organic particles, polymers, wax, sugar, etc.) in soap bar compositions is also known. The use of too much filler is also generally considered undesirable because high filler can cause loss of
30 bar integrity (crumbly bars). Again, it is typically found

WO 2005/111188

PCT7EP2005/005127

- 2 -
that the ratio of filler to TFM in a soap bar is not greater than about 0.2.
Thus, if either filler or free fatty acid (FFA) alone is used in excess (very high ratios compared to soap), this can
5 be very detrimental to processing and/or bar properties.
Unexpectedly, however, the applicants have found that when high ratios of free fatty acid and of filler are used simultaneously, the -use of one cancels out the deficiencies
10 of the other such that, synergistically, they create a
better overall bar. Thus, for example, the high degree of softness that would normally be expected from using high ratio of FFA to TFM is firmed up by the filler which is used. Moreover, the filler can now be used in higher ratios
15 without affecting bar integrity because it is compensating for the softness caused by the free fatty acid, and at the same time, the filler brings sensory benefits (e.g., creamier lather).
20 U.S. Patent No. 3,576,749 to Megson discloses a soap bar
with 2 % to 15 % free fatty acid. There is no disclosure of what happens to bar properties (e.g., increased softness) if free fatty acid is used in high amounts (for example at above 10 %), and where there is no filler to compensate for
25 such softness. In general, there is no disclosure of the combination of free fatty acid and filler, both used at in defined minimum ratios claimed in the subject invention, or of the synergistic effect unexpectedly allowing both to be used in such high amounts.

J6903(C) CT
U.S. Patent Application Publication 2002/0045555 discloses
bars containing' talc and fatty acid. Again, however, there
is no teaching or disclosure that levels of filler ;(e.g.
talc) and free fatty acid (defined as ratio; to total soap)
5 can be" high, nor is there a disclosure that there i;s an advantage ;(e.g., enhancing both foaming and tactile Sensory properties) in doing so.
Unexpectedly, the .applicants have now found that the filler
10 and free fatty acid can be combined in specifically claimed ratios relative to soap to obtain advantages..
In a first aspect! The subject invention relates to soaps:
(1) wherein the ratio of free fatty acid to TEW is
15 greater than or equal to 0.06; and
(2) wherein the ratio of filler to TBI is greater than
or equal to 0.2.
Bars with; such ratios of ingredients are processable, are
20 not too soft' (as Measured, for example, |by yield stress) and
have good lather
In a second embodiment of the invention the reference
relates to a method for enhancing both foaming and tactile
25 sensory properties while maintaining bar processability,
which method involves using soap/free fatty acid/filler

bars


(1) where ratio of fatty acid to TFM is greater man or equal-to 0.06; and
(2) the ratio? of filler to TFM-is, greater or equal, to
0.2.

AMENDED SHEET

16903(C) WO
- 3a -
US Patent No. 6,242,399 discloses bars containing talc and fatty acid. As above, there is no teaching or disclosure
that levels; of filler (e.g. talc) and free fatty-acid
"(defined as a ratio to total fatty matter) can be high or
5 that there would: be an advantage in doing so.
US Patent No. 6,342,470 discloses bars Containing
polyalkylene glycol and fatty acid.. Once again, there is no disclosure that the ratios of filler or free fatty acid to
10 total fatty matter can be high, or that there would be any advantage in doing so.
AMENDED SHEET

WO 2005/111188

PCT/EP2005/005127

- 4 -
These and other aspects, features and advantages will become apparent to those of ordinary skill in the art from a
reading of the following detailed description and the
5 appended claims.
For the avoidance of doubt, any feature of one aspect of the present invention may be utilized in any other aspect of the invention. It is noted that the examples given in the
10 description below are intended to clarify the invention and are not intended to limit the invention to those examples per se. Other than in the experimental examples, or where otherwise indicated, all numbers expressing quantities of ingredients or reaction conditions used herein are to be
15 understood as modified in all instances by the term "about".
Similarly, all percentages are weight/weight percentages of the total composition unless otherwise indicated. Numerical ranges expressed in the format "from x to y" are understood
20 to include x and y. When for a specific feature multiple preferred ranges are described in the format "from x to y", it is understood that all ranges combining the different endpoints are also contemplated. Where the term "comprising" is used in the specification or claims, it is
25 not intended to exclude any terms, steps or features not specifically recited. All temperatures are in degrees Celsius (°C) unless specified otherwise. All measurements are in SI units unless specified otherwise. All documents cited are - in relevant part - incorporated herein by
30 reference.

WO 2005/111188

PCT7EP2005/005127

- 5 -
The invention will be described by way of example with reference to the accompanying figures, in which:
- Figure 1 is a schematic of region in which synergies of
the invention occur.
5
Specifically at points where there is filler, but no free fatty acid, or free fatty acid but no filler (A & V), either the lather properties or the yield stress of the billet is low. At other points, a bar with yield stress above 150 kPa 10 is obtained in conjunction with superior lather attributes as described in the examples.
In one embodiment, the present invention relates to soap/free fatty acid bars which contain both relatively high
15 ratios of free fatty acid (normally causing excessive
softness) to soap, and a relatively high ratios of filler (normally causing cracking and lack of processability) to soap, yet which filler and FFA act synergistically to produce bars with good lather (i.e., at least 18 ml,
20 preferably at least 20 ml, more preferably at least 25 ml by the lather volume test described in protocol) which process well (e.g. have a yield stress of at least 150, as measured by the cheese wire test described in protocol), all with little or no cracking.
25
Specifically, in this embodiment, the invention relates to bars comprising:
(1) 20 % to 75 %, preferably 30 % to 60 % by wt. fatty acid soaps;
30 (2) 3 % to 30 %, preferably 4 % to 25 % by wt. free fatty acid;

WO 2005/111188

PCT/EP2005/005127

- 6 -
(3) 20 % to 60 %, preferably 25 % to 55 % by wt. filler materials; and
(4) 1 % to 15 % water,
5 wherein the ratio of free fatty acid to TFM is greater than or equal to 0.06; and
wherein the ratio of filler to TFM (free fatty acid + soap)
is greater to or equal to 0.2;
wherein said bar has lather of at least 18 ml, more
10 preferably at least 20 ml as measured by lather volume test; and
wherein said bar has a yield stress of at least 150, as measured by cheese wire test.
15 In a second embodiment of the invention the invention
relates to a method of enhancing foam (foam of at least 18, preferably at least 20 ml.) and/or tactile sensory properties while maintaining bar processing (e.g. a yield stress above 150 by the cheese wire test), which method
20 comprises using soap bar with ratios as defined.
In another embodiment, the bars of the invention (with
ratios as defined) have, relative to bars which don't
satisfy both ratio requirements, an improvement of at least
25 1 % in at least lather volume (measured in ml by lather
volume test) or opacity (measured in pixel intensity).
The bar is defined with more particularly below.
30 Bars of the invention comprise 20 % to 75 % by wt., preferably 30 % to 60 % soap.

WO 2005/111188

PCT7EP2005/005127

- 7 -
The term "soap" is used here in its popular sense, i.e., the alkali metal or alkanoyl ammonium salts of aliphatic alkane-or alkene monocarboxylic acids. Sodium, potassium, mono-,
5 di and tri-ethanol ammonium cations, or combinations
thereof, are suitable for purposes of this invention. In general, sodium soaps are used in the compositions of this invention, but from about 1 % to about 25 % of the soap may be potassium soaps. The soaps useful herein are the well
10 known alkali metal salts of natural or synthetic aliphatic (alkanoic or alkenoic) acids having about 12 to 22 carbon atoms, preferably about 12 to about 18 carbon atoms. They may be described as alkali metal carboxylates of acrylic hydrocarbons having about 12 to about 22 carbon atoms.
15
Soaps having the fatty acid distribution of coconut oil may provide the lower end of the broad molecular weight range. Those soaps having the fatty acid distribution of peanut or rapeseed oil, or their hydrogenated derivatives, may provide
20 the upper end of the broad molecular weight range.
It is preferred to use soaps having the fatty acid
distribution of coconut oil or tallow, or mixtures thereof, since these are among the more readily available fats. The
25 proportion of fatty acids having at least 12 carbon atoms in coconut oil soap is about 65 %. The proportion will be greater when mixtures of coconut oil and fats such as tallow, palm oil or non-tropical nut oils or fats are used,
wherein the principle chain lengths are C15 and higher.
30 Preferred soap for use in the compositions of this invention

WO 2005/111188

PCT/EP2005/005127

- 8- -
has at least about 85 % fatty acids having about 12-18 carbon atoms.
Coconut oil employed for the soap may be substituted in
5 whole or in part by other "high-lauric" oils, that is, oils
or fats wherein at least 50 % of the total fatty acids are
composed of lauric or myristic acids and mixtures thereof.
These oils are general exemplified by the tropical nut oils
of the coconut oil class. For instance, they include palm 10 kernel oil, babassu oil, ouricuri oil, tucum oil, cohune nut
oil, muru-muru oil, jaboty kernel oil, khakan kernel oil,
dika nut oil, and ucuhuba butter.
A preferred soap is a mixture of about 30 % to about 35 %
15 coconut oil and about 60 % to about 65 % tallow. These mixtures contain about 95 % fatty acids having about 12 to about 18 carbon atoms. The soap may be prepared from coconut oil in which case the fatty acid content is about
70% of C12-C18 chain length.
20
The soaps may contain unsaturation in accordance with commercially acceptable standards. Excessive unsaturation is normally avoided.
25 Soaps may be made by the classic kettle boiling process or modern continuous soap manufacturing processes wherein natural fats and oils such as tallow or coconut oil or their equivalents are saponified with an alkali metal hydroxide using procedures well known to those skilled in the art.
30 Alternatively, the soaps may be made by neutralizing fatty

WO 2005/111188

PCT/EP2005/005127

- 9 -
acids, such as lauric (C12), myristic (C14), palmitic (C16)
or stearic {C18) acids with an alkali metal hydroxide or carbonate.
5 The bar may optionally contain 0 to 10 % by wt. synthetic, non-soap surfactant which surfactant may be selected from the group consisting of anionic, nonionic, amphoteric, and cationic surfactants, although it should be understood that bars are predominantly soap bars, and levels of synthetic, if
10 any, are minimal.
Bars of the invention comprise 3 % to 30 % by wt., preferably 4 % to 25 % by wt. free fatty acids. As indicated, there must be sufficient free fatty acid such
15 that ratio of free fatty acid to total fatty matter
(includes soap plus free fatty acid) is equal or greater than 0.06, preferably greater than 0.08, more preferably greater than 0.1.
20 Generally (e.g., in absence of amount of filler used in the subject invention), such amounts of free fatty acid will create bars which foam well, but which are too soft (e.g., yield stress 25 too soft and process well (e.g., have yield stress values above 150 kPa) .
Bars of the invention will generally comprise large amounts
Of filler. Typically they will comprise about 20 % to 60 %
30 filler, preferably 25 % to 55 % by wt. filler.

WO 2005/111188

PCT/EP2005/005127

- 10 -
Fillers relate to all inert organic or inorganic materials which can be added to conventional soap bars including clays, silica, calcium carbonate, starch, sugar and mixtures
5 thereof.
Preferred fillers include talc, clays, silica and mixtures thereof.
10 According to the invention, as noted, the ratio of free
fatty acid to TFM is 0.06 or greater. Specifically it may range from 0.06 to 0.4, preferably 0.06 to 0.2.
Bars of the invention further will have ratio of filler to
15 TFM of > 0.2 to 4, preferably 0.25 to 3.
Bars of the invention will have lather of at least 18 ml, as measured by the lather volume method defined in further
detail in protocol section.
20
Bars of the invention will process well defined as having a yield stress greater than 150 kPa as measured using cheesewire with a 200g wt attached.
25 There are two kinds of processing methods used for the
examples shown below. In the first method, a small 15 g intensive shear mixer was used to mix the materials which were then pressed into a tablet using a hydraulic manual Carver press. The tablets were evaluated for user
30 properties like lather. In the second method, soap bars

WO 2005/111188

PCT/EP2005/005127

- 11 -
were processed using the conventional mixing, milling, plodding and stamping route to estimate processability.
EXAMPLES
5
Protocol
Lather Volume and Opacity Test
10 The tablets and/or bars were wetted by rubbing 10 times in tap water at 40°C. They were then equilibrated for 5 minutes. The tablets or bars were then taken in one palm, wetted in running water and rubbed on the other 10 times. The lather was collected into the palm and then creamed a
15 further 20 times. The density (gas fraction) of the lather was estimated by weighing and the total volume (measured in ml) was determined using this information along with the total weight of the foam generated. Opacity of the foam was estimated by filling a small petri dish with the foam and
20 taking a photograph under high intensity halogen lights to eliminate variations in illumination. The image was then estimated for average pixel intensity using- the commercially available Scion image software.
25 Yield stress was measured using a cheese wire test, with a cheese-wire of diameter 0.5 mm and a 200 gm weight.

WO 2005/111188

PCT/EP2005/005127

- 12 -
Examples 1-4 and Comparatives A & B
In order to show the synergistic affect of filler and FFA, the applicants prepared the following tablets using the 15 g
5 mixer and Carver press. In these examples, in the first row 65/35 refers to the ratio of tallow to palm kernel oil soap in the bar. The following formulations were prepared:

Ingredients Example 1 Comparative A (No FFA) Comparative B (No Filler) Example 2 Example 3 Example 4
65/35 7.65 7.5 10.5 11.8 9.825 7.65
Talc 6.0 7.5 0 2.5 3.45 0
Silica 0 0 0 0 0 6.0
FFA 1.35 0 4.5 0.7 1.725 1.35
Filler/Total Soap 0.67 1 0 0.2 0.3 0.67
FFA/Total Soap 0.15 0 0.3 0.06 0.15 0.15
10 Further, volume and opacity results are reported as follows:

1 Comp. A Comp. B 2 3 4 85/15
Lather Volume (ml) 37.3 15.2 17.2 26.4 27.8 19.6 17.8
Opacity 120.5 189.6 128.76 191.1 172.97 130.13 135.3
85/15 is the standard soap bar where the numbers 85 and 15 refer to the ratio of tallow to coconut soap in the bar.
15 The volume numbers for A and B are comparable to the control suggesting that filler and FFA alone are not enough for good lather. However, 1, 2 and 3 show a lather volume of almost two times compared to the control showing the synergistic

WO 2005/111188

PCT/EP2005/005127

- 13 -
effect of FFA and filler. The whiteness of the lather is an estimate of the bubble size; the smaller the lather, the
whiter the foam appears to be. A whiter foam is often
regarded by consumers as creamy. The results show that
5 whiteness of A, 2 and 3 are very high compared to the
control, most likely due to fine bubble size. Since A is
low in volume, 2 and 3, which have high ratios of both
filler and FFA are the only formulations which give that
largest lather volume with small bubbles. Comparing 1 and 4
10 suggests that some fillers like talc may be better than others, like silica, for lather volume.
The following fully formulated bars show the yield stress
values of the billet at 40°C. A yield stress of at least 150
15 kPa (kilopascals) is considered acceptable.

Ingredients Comparative C Example 5 85/15 (Control)
65/35 0 . 27.58 0
85/15 76.5 0 86.0
Talc 0 60 0
FFA 10 3.67 0
water 12.5 7 13
Perfume 1.0 1.75 1
Filler/Total Soap 0 2.2 0
FFA/Total Soap 0.12 0.12 0
Yield Stress (kPa) 90 294 294
The above examples show that Comparative which has a high
ratio of FFA, but no filler, has an unacceptably low yield

WO 2005/111188

PCT7EP2005/005127

- 14 -
stress, whereas Example 5, which has a high ratio of both FFA and of filler, has the same yield stress as the control and is very easy to process.

J6903[C)CT

- 15 –
CLAIMS
1. Bar composition comprising:
(a) 20 % to 75 % by wt. fatty acid soap;
(b) 3 % to 30 % free fatty acid; (c) 1 % to 60% filler; and
(d) 1 % to 15 % water;
wherein The ratio of" fatty acid to total soap is greater
than or equal to 0.15
10
wherein the ratio of filler to total soap is greater than
or equal to 0.3
wherein bars have lather of at least IB mls as measured
by defined lather volume test; and
15
wherein the bar has a yield stress of at least 150 kPa as measured iy cheesewire test using 0.5 mm cheesewire diameter and 200 gram wt.
2. A bar composition according to, claim 1 having 3 % to 30 % fatty acid soap.

20
A bar composition according to claim 1
wherein the filler is selected from: talc, clay, silica and mixtures thereof.
25. A -bar according to any one of the preceding claim_H-1 *^V*-, "having lather of at least 20 mls.
A bar according to any one of the preceding claims,
having an increase of at least 1 % In at least lather
30 (measured in' nil) or opacity (measured in pixel
intensity) relative to bar which does not have both a
AMENDED SHEET

,J6903(C)CT
- 16 -
ratio of fatty acid to soap greater than or equal to
0.15 and ratio of filler to soap greater than or, equal
to o- 3 ;
5 A method of enhancing foam and/or tactile sensory properties of a bar composition while maintaining processability, wherein the method comprises using soap/free fatty acid/filler bars wherein ratio of fatty acid to total soap of greater than 0.15 and ratio.
LO of filler to total soap is greater than or equal to 0-3,
Dated this! 10th day of November 2006
HINDUSTAN LEVER LIMITED
(S. Venkatramani) Senior Patents Manager
AMENDED SHEET

Documents:

1328-mumnp-2006 form 13 (4-10-2007).pdf

1328-MUMNP-2006-ABSTRACT(30-11-2009).pdf

1328-mumnp-2006-abstract(granted)-(11-2-2010).pdf

1328-mumnp-2006-abstract-1.jpg

1328-MUMNP-2006-CANCELLED PAGES(30-11-2009).pdf

1328-MUMNP-2006-CLAIMS(AMANDED)-(30-11-2009).pdf

1328-mumnp-2006-claims(granted)-(11-2-2010).pdf

1328-mumnp-2006-claims.pdf

1328-mumnp-2006-correspondance-received.pdf

1328-mumnp-2006-correspondence 1(31-3-2008).pdf

1328-mumnp-2006-correspondence 2(8-3-2007).pdf

1328-MUMNP-2006-CORRESPONDENCE(18-8-2008).pdf

1328-MUMNP-2006-CORRESPONDENCE(8-12-2008).pdf

1328-mumnp-2006-correspondence(ipo)-(26-3-2010).pdf

1328-mumnp-2006-description (complete).pdf

1328-mumnp-2006-description(granted)-(11-2-2010).pdf

1328-mumnp-2006-drawing(10-11-2006).pdf

1328-MUMNP-2006-DRAWING(30-11-2009).pdf

1328-mumnp-2006-drawing(granted)-(11-2-2010).pdf

1328-MUMNP-2006-FORM 1(30-11-2009).pdf

1328-mumnp-2006-form 13(30-11-2009).pdf

1328-mumnp-2006-form 13(4-10-2007).pdf

1328-mumnp-2006-form 18(8-3-2007).pdf

1328-mumnp-2006-form 2(granted)-(11-2-2010).pdf

1328-MUMNP-2006-FORM 2(TITLE PAGE)-(30-11-2009).pdf

1328-mumnp-2006-form 2(title page)-(granted)-(11-2-2010).pdf

1328-mumnp-2006-form 3(10-11-2006).pdf

1328-MUMNP-2006-FORM 3(24-2-2010).pdf

1328-MUMNP-2006-FORM 3(30-11-2009).pdf

1328-MUMNP-2006-FORM 5(30-11-2009).pdf

1328-mumnp-2006-form-1.pdf

1328-mumnp-2006-form-2.doc

1328-mumnp-2006-form-2.pdf

1328-mumnp-2006-form-3.pdf

1328-mumnp-2006-form-5.pdf

1328-mumnp-2006-form-pct-pea-409.pdf

1328-MUMNP-2006-GENERAL POWER OF ATTORNEY(30-11-2009).pdf

1328-MUMNP-2006-OTHER DOCUMENT(30-11-2009).pdf

1328-mumnp-2006-pct-search report.pdf

1328-MUMNP-2006-REPLY TO EXAMINATION REPORT(30-11-2009).pdf

1328-MUMNP-2006-SPECIFICATION(AMANDED)-(30-11-2009).pdf

1328-mumnp-2006-wo international publication report(10-11-2006).pdf


Patent Number 238605
Indian Patent Application Number 1328/MUMNP/2006
PG Journal Number 8/2010
Publication Date 19-Feb-2010
Grant Date 11-Feb-2010
Date of Filing 10-Nov-2006
Name of Patentee HINDUSTAN UNILEVER LIMITED
Applicant Address Hindustan lever House, 165-166 Backbay Reclamation, Mumbai
Inventors:
# Inventor's Name Inventor's Address
1 ZHANG Xiaodong 126 E Cedar Aveneue, Livingston, New Jersey 07039,
2 SUBRAMANIAN VIVEK Unilever Home & Personal Care USA, 40 Merritt Boulevard, Trumbull, Connecticut 06611
3 SHAH Pravin Unilever Home & Personal Care USA, 40 Merritt Boulevard, Trumbull, Connecticut 06611.
PCT International Classification Number C11D9/26,C11D9/48
PCT International Application Number PCT/EP2005/005127
PCT International Filing date 2005-05-09
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/849408 2004-05-19 U.S.A.