Title of Invention

AQUEOUS COPOLYMER THICKENER COMPOSITIONS

Abstract

An aqueous dispersion of copolymeric microparticles, useful as an associative thickener, comprising copolymerised ethylenically unsaturated monomers in amounts by weight (based on the total weight of the copolymer) of i) from 10 to 90% carboxyl functional monomer ii) from 1 to 50% long chain alkylester of acrylate or methacrylate monomer where the alkyl chain contains at least 11 carbon atoms iii) from 0 to 89% short chainacrylate or methacrylate monomer selected from methyl acrylate, ethyl acrylate, methyl methacrylate and/or ethyl methacrylate and iv) optionally other ethylenically unsaturated monomers wherein the microparticles of the dispersion are of average particle diameter of from 0.01 to 5 microns and of substantially uniform copolymer composition and the volatile organic solvent level is from 0 to 1 % by weight (based on the total weight of the dispersion)

Full Text

FORM 2 THE PATENTS ACT 1970 [39 OF 1970] & THE PATENTS RULES, 2003 COMPLETE SPECIFICATION [See Section 10; rule 13] "AQUEOUS COPOLYMER THICKENER COMPOSITIONS" IMPERIAL CHEMICAL INDUSTRIES PLC, a British company of Imperial Chemical House, Millbank, London, SW1P 3JF, United Kingdom, The following specification particularly describes the invention and the manner in which it is to be performed: 08/01 '03 09:34 FAX 01753 578520 Id LEGAL DEPT @,008 WO 02/12360 PCT/EP00/07677 Aqueous Copolymer Thickener Compositions 10 This invention relates to copolymers of ethylenically unsaturated acid monomers •with, hydrophobic ester monomers useful as associative thickeners in aqueous compositions such as aqueous coating compositions, for example, paints, varnishes or woodstains. It also relates to a process for obtaining the compositions. 15 Waterbome compositions such as waterbome paint coatings can be low in viscosity making them difficult to use. Application of such low viscosity coating compositions to vertical surfaces can be very difficult or impossible as they tend to run and sag resulting in unsightly appearance and 'or uneven coverage. Li the case of compositions applied by 20 brush, such as paint coatings, low viscosity can also be problematic as the user is unable to pick up sufficient coating on the brush without it dripping off. Consequently, only very small areas of substrate may be covered before the brush needs to be loaded again. Such low brush loading is both inconvenient and unproductive. 25 Paint coatings provide both protection and decoration to articles and structures. A paint j coating normally comprises a synthetic organic copolymer binder, fillers, extenders, pigments and conventional paint additives including biocides, antifoarning agents or • j coalescing solvents. In the dried paint film, the polymeric binder binds the insoluble , - components, such as the pigments and fillers together and provides adhesion of the dried '30 paint film to the substrate. Modification of the polymer binder allows the properties of the paint to be tailored to particular applications. The pigments and fillers may be 08/01 '03 09:34 FAX 01753 578520 ICI LEGAL DEPT @009 PCT7EP00/07677 WO 02/12360 o organic or inorganic and contribute to colour and opacity and other optical effects, in addition to hardness and durability. Some paint coatings contain little or no opacifying pigments and can be described as clearcoats or varnishes. 5 In order to overcome the problem of low viscosity and poor application properties in waterbome compositions in general and paint coatings in particular, it is known to add materials such as polymeric thickeners which increase the viscosity of the composition. Polymeric thickeners fall into a number of categories. There are the water soluble 10 polymers such as the natural gums and resins, for example gum arabic and sodium alginate and the synthetic types such as polyvinyl alcohol, numerous cellulose derivatives including carboxy methyl cellulose, hydroxy ethyl cellulose (HEC) and polyacrylamide. A related group of the synthetic polymers is the group consisting of polymers rendered water soluble by virtue of neutralised, acid groups such as salts of 15 polyacrylic acid and polymethacrylic acid. It is thought that such water soluble polymer types increase viscosity of aqueous formulations by entanglement of portions of adjacent polymer chains. 20 Another important class of resinous thickeners are the micro gel alkali swellable emulsion thickeners. These are typically very high acid content, internally crosslinked polymer microparticles dispersed in aqueous medium which on addition of base swell substantially as a result of water and solvent ingress. The resulting increase in volume occupied by the swollen particles causes the viscosity to rise. Examples of such 25 thickeners are ASE 60, ASE 75 (available from Rohm and Haas, Philadelphia, USA) ;' and the like. I A third class of water soluble thickeners is the associative thickeners. These are 1 copolymers containing both hydrophobic and hydrophilic groups typically in a comb 30 configuration comprising a backbone and pendant side chains. The backbone is a i hydrophilic polymer comprising water solubilising groups. The side chains (or "teeth" of .08/01 '03,09:34 FAX 01753 578520 ICI LEGAL DEPT %010 VO 02/32360 PCT/EP00/07677 3 the comb) are hydrophobic, typically containing long alkyl chains, and directly attached to the backbone. Stearyl methacrylate is a useful such' hydrophobic monomer. An alternative to this is where the hydrophobic sidechains are attached to the backbone via a long.. hydrophilic group. Examples of associative thickeners are non ionic hydrophobically modified ethylene oxide methane (known as HETJR), hydrophobically modified alkali soluble emulsion (known, as HASE) and hydrophobically modified hydroxyethylcellulose (known as HMHECS) Associative thickeners are thought to cause thickenirig by the association of the 10 hydrophobic portions of one thickener molecule with the hydrophobic portions of another thickener molecule. The presence of other hydrophobic polymer molecules either in solution or as microparticles offers further opportunities for association to create a large ; interconnectmg three dimensional network and hence a rise in viscosity. The precise nature of the association is not clear, but it is thought that van der Waals forces are involved. 15 Typically, associative thickeners are made by a process known as emulsion j polymerisation. The conventional emulsion polymerisation process involves the addition | polymerisation of water immiscible ethylenically unsaturated monomers using a polymerisation initiator in the presence of surfactant in water. It is thought that such 20 immiscible monomers are present in the .water predominantly as droplets of approximately 200 microns in diameter. Additionally, lesser portions of these monomers will be dissolved in the water. On raising the temperature, polymerisation begins in the water phase producing substantially water soluble copolymer molecules which, as polymerisation continues, increase in molecular weight until they become completely 25 insoluble in the water and consequently precipitate to form the polymer particles. As polymerisation proceeds further, monomer migrates from the large monomer droplets through the water phase and into the particles, eventually consuming the available monomer to form the copolymer microparticles of the dispersion, of diameter up to about five microns stabilised by surfactant. The microparticles so formed are ordinarily 30 of substantially uniform copolymer composition. By uniform composition is meant that 08/01 '03 09:35 FAX 01753 578520 Id LEGAL DEPT ©Oil WO 02/12360 PCT/EPOO/07677 4 all of the microparticles comprise substantially the same monomer units in type and proportion. Although the monomers.in conventional emulsion polymerisation are substantially 5 immiscible in water, it is essential that they have at least a minimum solubility in water in order for polymerisation to take place. It is thought that this is because the polymerisation initiator used in emulsion polymerisation, is water soluble and thus can only initiate polymerisation effectively in the water phase. This creates a problem for monomers such as stearyl methacrylate which are important in providing a comb 10 copolymer of pendant side chains of the correct hydrophobicity. Monomers such as stearyl methacrylate have very low Water solubility and cannot therefore effectively. copolymerise with other more water soluble monomers using this process. Additionally, the migration of such hydrophobic monomers from the large monomer droplets, through the water phase and into the copolymer microparticles where polymerisation;. 15 substantially takes place, is very inefficient. This results in such monomers remaining largely or partly unpolyrnerised. Where there is polymerisation of the hydrophobic monomer, it only occurs to a small extent and typically takes place in the large monomer droplets, leading to very large polymer particles which are unstable, in that they . precipitate, and contribute to reactor fouling during polymerisariorL Furthermore, as the 20 more watersoluble monomers copolymerise largely in the absence of the water insoluble monomer, the copolymer composition thus formed will differ from that produced by polymerisation in the large monomer droplets, which is rich in the water insoluble monomer. This results in a dispersion comprising microparticles of differing copolymer composition- The thickening properties of such a dispersion are poor since the 25 monomers are not used effectively to form the preferred comb structure. In a variant of the conventional emulsion polymerisation process water insoluble monomers can be polymerised by emulsion polymerisation by adding large amounts of water compatible volatile solvents, such as alcohols to the water to increase the water 30 solubility of essentially hydrophobic monomers such as stearyl methacrylate so that polymerisation in the aqueous phase (comprising substantially water and lesser amounts 08/01 '03 09:35 FAX 01753 578520 ICI LEGAL DEPT mu WO 02/12360 PCT/EPOO/07677 5 of solvent) can take place. However, such solvents are also effective chain transfer agents and reduce the molecular weight as well as altering the structure of the resulting copolymer compared to that produced when polymerisation takes place in water. Ordinarily, such a process is preferred for producing copolymer of molecular weight less 5 than 100,000 (as measured by Gel Permeation Chromatography) but this leads to poor water resistance and reduced thickening properties. Furthermore, to meet modern environmental standards the volatile organic solvent in such compositions must first be removed, producing waste requiring disposal. 10 Where lower amounts of solvents are used in an attempt to reduce the quantity of volatile organic solvent in the dispersion, the solubility of the hydrophobic monomer remains insufficient to produce copolymer microparticles of uniform composition By virtue of their high acid content, all of the above mentioned thickener types are water 15 sensitive and consequently they induce poor water resistance in dried formulated products such, as coatings or adhesives. This can manifest itself in various ways. For example when the dried coating is scrubbed in the presence of water, it partly dissolves. Alternatively blisters appear following ccintinued exposure to water or high humidity. Indeed, the poor water resistance of the thickeners limits the amount of thickener that 20 can be added to waterbome products to a few parts per hundred. Attempts to improve the performance of the associative thickeners have been made. United States patent specification US 3 915 921 issued in 1975 discloses copolymer compositions of ethylenically unsaturated monomer containing a carboxylic acid group 1 25 and up to 50% of long chain alky I acrylate monomers where the long chain alkyl moiety contains from 10 to. 30 carbon atoms. The presence of the highly hydrophobic long chain alkyl moieties means that the copolymer has to be made in benzene and subsequently recovered by oentrifugation. Such copolymers are inconvenient and costly to make as they must be separated from the organic solvent prior to use. They also cause 30 considerable water sensitivity in the dry paint films, presumably due to the high, acid content. 08/01 '03 09:35 FAX 01753 578520 ICI LEGAL DEPT ®01 WO 02/12360 PCT/EP00/07677 6 European patent EP 0 707 110 Al, published in 1996 describes an aqueous acrylic copolymer for use in paper sizing compositions. The composition comprises about 60% acrylic acid, 10% stearyl, methacrylate, 30% butyl acrylate and a minor amount of chain 5 transfer agent. This copolymer is prepared by substantially the same method as the conventional aqueous emulsion polymerisation process described above. The resulting dispersion of acrylic copolymer microparticles does' not have uniform polymer composition, exhibits poor thickening properties and, if used in paint causes poor water resistance in the dried paint film. This is because the stearyl methacrylate monomer is 10 insufficiently water soluble to diffuse from the large monomer droplets into the aqueous phase and copolymerise' efficiently with the more water soluble monomers. It is thought that this inefficient polymerisation produces copolymer compositions which do not have the correct proportions ;of the hydrophobic and hydrophillic monomers, producing in turn poor associative thickeners as a result 15 It has now been discovered that aqueous dispersions of copolymer microparticles containing a portion of substantially water insoluble monomer can be made which are of high molecular weight uniform composition, have improved thickening properties and are substantially solvent free. S\ich dispersions are useful as thickening agents in 20 waterbome compositions generally, and paint compositions specifically, The dried paint films containing such thickeners are of improved water resistance. Accordingly, this invention provides aniaqueous dispersion of polymeric microparticles, useful as an associative thickener, comprising copolymerised ethylenically unsaturated 25 monomers in amounts by weight (based ion the total weight of the copolymer) of j i) from 10 to 90%[carboxyl functional monomer ii) from 1 to 50% liong chain alkyl ester of acrylate or methacrylate monomer where the alkyl chain contains at least ,11 carbon atoms and preferably up to 22 carbon 30 atoms 08/01 '03 09:36 FAX 01753 578520 ICI LEGAL DEPT ®0] WO 02/12360 PCT/EP00/O7(i77 7 iii)' from 0 to 89% short chain acrylate or methacrylate monomer selected from methyl acrylate, ethyl acrylate, methyl methacrylate and/or ethyl methacrylate and iv) . optionally other ethylenicaUy unsaturated monomers 5 wherein the micropartictes of the dispersion are substantially of uniform copolymer composition and the volatile organic solvent level is from 0 to 1% by weight (based on the total weight of the dispersion). 10 Preferably the level of volatile organic solvent is from 0 to 0.5%, more preferably from 0.01 to 0.3% and most preferably from 0.05% to 0.2%. Lower levels are preferred as the i volatile organic solvent is a cosurfactant enhancing the effectiveness of the surfactant in stabilising the microparticles. At higher levels it is much less effective as a cosurfactant. 15 The carboxyl groups of the aqueous dispersion can be at least partially neutralised especially when it is used to thicken aqueous compositions. However, it is most convenient, especially for transport purposes and handling in general, when the aqueous dispersion is substantially in unneutralised form as it's viscosity is, relatively speaking, low. This low viscosity allows the aqueous dispersion to be filled into large containers at 20 higher solids content than would otherwise be possible rrrirjiraising transport and storage costs The number average particle diameter size of the unneutralised aqueous dispersion is from 0.01 to 5, preferaoly from 0.1 to 3 microns and more preferably 0.1 to 1 microns. 25 The lower particle sizes' are preferred as these produce smoother films, especially when applied as thin paint films. Preferably the molecular weight of the copolymer is from 100,000 to 5,000,000, more preferably from 150,000 to 3,500,000 and most preferably from 120,000 to 3,000,000. 30 08/01 '03 09:36 FAX 01753 578520 , Id LEGAL DEPT ®015 WO 02/12360 PCT/EPOO/07677 8 Useful carboxyl functionaljmonomers are carboxyl functional ethylenically unsaturated monomers including acrylic, methacrylic, ethaarylic and similar lower alkyl substituted |i acrylic acids. Methacrylic acid is preferred. Other useful acids include maleic acid and fumaric acid. | 5 Referring next to the long!' chain alkyl acrylate or methacrylate monomers, particularly useful monomers are substantially water insoluble and hydrophobic. Suitable examples include an acrylic or methacrylic acid ester of an aliphatic alkyl chain having from 11 to I 22 or higher carbon atoms including lauryl acrylate or methacrylate, tetradecyl acrylate 10 or methacrylate, cetyl acrylate or methacrylate and stearyl acrylate or methacrylate, as (' ii well as myristyl, decyL, palmitic, oleic, hydroxyldecyl and similar long chain aliphatic acrylates or methacrylatesi Of these, stearyl methacrylate is most preferred. In a preferred aspect of this invention, the monomer mixture includes between 20% and 15 90% of short chain acryjlate or methacrylate selected from methyl acrylate or ethyl acrylate, or methyl methacrylate, or ethyl methacrylate, where ethyl acrylate is preferred, These short chain lower alkyl esters cause the polymeric thickeners according to this invention to be more htdrophilic, allowing increased tiickening and reduced water I1 sensitivity in the dried film. 2D Other ethylenically unsaturated monomers which can be optionally mixed with the Ii above described monomers include polymerisable ethylenically unsaturated monomers Ii such as vinyl monomers, acrylic monomers different from those mentioned above, allylic monomers and acrylamide monomers. Vinyl esters include vinyl acetate, vinyl 25 propionate, vinyl butyrates, vinyl benzoates, vinyl isopropyl acetates and similar vinyl esters; vinyl halides include vinyl chloride, vinyl fluoride ajjd vinylidene chloride; vinyl aromatic hydrocarbons include styrene, methyl styrenes and similar lower alkyl styrenes, .l! chlorostyrene, vinyl toluene and vinyl naphthalene; vinyl aliphatic hydrocarbon I monomers include alpha olefins such as ethylene, propylene, isobutylene and 30 cyciohexene as well as [conjugated dienes such as 1,3-butadiene, methyl-2-butadiene, 1,3-piperylene, 2,3 dimethyl butadiene, isoprene, cyclohexadiene, cyclopentadiehe and 08/01 '03 09:36 FAX 01753 578520 ICI LEGAL DEPT @016 WO 02/12360 PCT/EPOO/07677 9 dicyclopentadiene. Vinyl alkyl ethers include methyl vinyl ether, isopropyl vinyl ether, n-butyl vinyl ether and isobutyl vinyl ether. Acrylic monomers include monomers such as aUcyl esters of acrylicj or methacrylic acid having an alkyl ester portion containing between 3 to 10 carbon atoms as well as- aromatic derivatives of acrylic and methaorylic 5 acid. Useful acrylic monomers include, for example, butyl acrylate and methacrylate, propyl acrylate and methacrylate, 2-ethyl hexyl acrylate and methacrylate, cyclohexyl acrylate and methacrylate, decyl acrylate and methacrylate, isodecylacrylaie and methacrylate, benzyl acrylate and methacrylate, various glycidyl ethers reacted with acrylic and methacrylic' acids, hydroxyl alkyl acrylates and methacrylates such as I 10 hydroxy ethyl and hydroxy propyl acrylates and methacrylates and amino acrylates and i methacrylates. . In a preferred aspect of this invention; up to 5%, preferably between 1 ppm and 1% by ( i weight of the ethylenic monomers copolymerised can comprise a divinyl crosslriJring 15 monomer. Useful divinyl monomers include divinyl benzene, hexanedioldiacrylate, I diallyl phtihlate ..and ally! esters of pentaerythntol. Crosslinking raises the molecular f weight of the copolymer and helps to increase the thickening effect obtained from such aqueous dispersions. When such crosslinking monomers are used, the microparticles are substantially insoluble in organic solvents and as such the molecular weight of the 20 copolymer comprising the microp articles cannot be determined with any certainty. i It is also an aspect of this invention to provide a process for obtaining the thickener compositions. 25 Accordingly, this invention further provides a process for producing an aqueous dispersion of copolymer microparticles which comprises a) forming an aqueous miniemulsion of droplets of a mixture of ethylenically unsaturated monomers of number average droplet diameter size up to 5 microns, 30 ', in the presence !of surfactant, which mixture comprises on a weight basis (based on the total weight of the mixture) 08/01 '03 09:37 FAX 01753 578520 ( ICI LEGAL DEPT (^017 WO 02/12360 PCT/EPOO/07677 10 i) from 10 to 90% cairboxyl functional monomer jj ii) from 1 to 50% lodg chain alkyl ester of acrylate or methacrylate monomer where I the allcyl chain contains at least U carbon atoms 5 iii) from 0 to 89% short chain -acrylate or methacrylate monomer selected from methyl acrylate, ethyl acrylate, methyl methacrylate and ethyl methacrylate and : iv) optionally other ethylenicaliy unsaturated monomers b) causing said minlamulsion to copolymerise and form a dispersion of copolymer 10 microparticles and c) optionally, at least partially neutralising the dispersion with base. Each of the droplets of the miruemulsionj contain the same monomer mixture. It is 15 thought that due to their small size, a very large number of monomer droplets is generated by the-mini emusification process. The polymerising polymer, although initiated in the aqueous phase, transfers to the droplets where it continues to completion. This transfer to the droplets is favoured by the very high surface area of the very large number of small monomer droplets. The resulting copolymer microparticles are found to 20 be of uniform copolymer composition, in contrast to those obtained by the conventional emulsion polymerisation process described above. In a preferred aspect of the process the ethylenically unsaturated monomers i), ii), iii) and iv) are added to a vessel containing water and surfactant, whilst gently stirring, so as 25 to form a macro emulsion. This macToemulsion is micronised to form the miniemulsion of. droplets having a droplet size less than 5 microns. The monomers in the droplets are then caused to copolymerise and form an aqueous dispersion of copolymer microparticles having a number average particle diameter srze of less than 5 microns which copolymer is found to have a molecular weight of at least 100,000. 30 08/01 '03 09:37 FAX 01753 578520 ICI LEGAL DEPT ®018 WO 02/123(50 PCT/EPOO/07677 11 Preferably the monomers are mixed prior to addition to the aqueous phase as this promotes the formation'. of a miniemulsion of more uniform monomer composition. Equipment effective in producing a miniemulsion from the macToemulsion should be 5 able to impart high shear to the macro emulsion. Suitable examples of such devices are mechanic alemulsifiers such as a Ross 100 (available from Ross and Son, Hauppauge, New York, USA) or a Silverson or an IKA enyilsifier (available from DCA-Works Inc, Cincinnati, OHIO, USA). Alternatively, a Sonolator (available from Sonic Corp, Stratford, Connecticut | USA) may be used which uses ultrasound to generate the 10 required shear. •I The process avoids trie need to use volatile organic solvents and so these can be excluded. However small amounts of certain low molecular weight volatile organic solvents such as alcohols behave as cosurfactants, and have the effect of improving the 15 stabililty of the miniemulsion especially during polymerisation and can be added if desired. Suitable examples of such cosurfactants include n-butanoL n-hexanol, n- octanoL 2-ethylhexano|, branched aliphatic alcohols of about 5 to 12 carbons, glycol ethers such as ethylene imonobutyl and monohexyl ether and the like. 20 The surfactants used.'!,to stabilise the monomer miniemulsion and the copolymer microparticles may be, ionic or non-ionic. Examples of suitable ionic surfactants include the sulphates such as sodium lauryl sulphate; the sulphonates such as sodium dodecyl benzene sulphonate; and the suiphosuccinates such as sodium dioctyl sulphosuccinate. Additionally and optionally, cosurfactants may be used as part of the surfactant as 25 described above. Ordinarily, surfactants are used at levels of from 0.1 to 5% by weight based on the weight of the monomers to be polymerised. The surfactant stabilises the monomer droplets of the. miniemulsion preventing them from coalescing prior to copolymerisation. The surfactant also stabilises the copolymer 30 microparticles. 08/01 '03 09:37 FAX 01753 578520 Id LEGAL DEPT WO 02/12360 12 PCT/EP00/07677 The resulting aqueous miniemulsion of ethylenicaliy unsaturated monomers can contain up to about 90% by weight water. The monomers are copolymerised by means of a free radical initiator to form an aqueous dispersion of dispersed copolymer microparticles of number average particle size less than 5 microns and preferably between 0.1 and 1.0 5 micron. | Typical peroxide initiators include hydrogen peroxide, t-butyl hydroperoxide, Di-t-butyl peroxide, benzoyl peroxide, benzoyl hydroperoxide, 2,4-dichlorobenzoyl peroxide, t-butyl peracetate, while kiseful persulphates include ammonium persulphate, sodium 10 persulphate, potassium persulphate, sodium perphosphate and potassium or sodium • persulphate or perphospihate and redox initiators such as sodium persulphate-sodium formaldehyde sulfoxylale, cumene hydroperoxide-sodium metabisulphite, potassium persulphate-sodium bisulphite and cumene hydroperoxide-iron (Tf) sulphate. Initiators soluble in the monomers such as lauroyl peroxide can also be used. Initiators ordinarily 15 are added at levels between 0.1% and 5% based on the weight of ethylenicaliy unsaturated. monomers copolymerised. Alternatively, redox initiator combinations such as ascorbic acid and Hydrogen peroxide may be used. Metal salts such as copper, chromium^ and iron salts can be added when redox pairs are used to promote A preferred process is o add, gradually or stepwise, the miniemulsion of ethylenicaliy unsaturated monomers [and the polymerisation initiator into the reactor vessel over a period of from 2 to 6 hours, preferably from 2 to 4 hours. This allows for improved control of the reaction and rmnimises the risk of a runaway reaction. The polymerisation is larried out by heating the mixture to a temperature typically from 30 to 98°C, preferably from 40 to 90T. If required, the resulting aqueous dispersion of carboxyl functional copolymer 30 microparticles is then neutralised with base and can be diluted with additional water if 08/01 '03 09:08 FAX 01753 578520 ICI LEGAL DEPT [^020 WO 02/12360 PCT/EP00/07677 13 desired to form a dilute [thickener dispersion containing by weight preferably between 50% and 99% water. Examples of suitable bases include alkali metal hydroxides, ammonia, or ammonium 5 hydroxide, or amine, or piixtures thereof, but where ammonium hydroxide is preferred. Useful amines include monoethanol amine, dimethyl ethanol amine, diethanol amine, triethyl amine, dimemjlardline and similar primary, secondary and tertiary amines. Neutralisation of about 50% to 100% of the carboxyl functionality is preferred, especially above 60%, and 100% is most preferred. Neutralisation of the thickener prior 10 to use allows for more rapid attainment of final and stable viscosity in the fully formulated composition!' Brookfield viscosities of the neutralised thickener dispersion at 100% neutralisation with ammonia at 2% polymer solids in water should be above about 0.1 Pa.s, desirably above 15 1 Pa.s, and preferably between 2 Pa.s and 20 Pa_s. The resulting neutralise!! aqueous dispersion of polymer microparticles according to this invention is especially useful as associative thickener and pigment dispersant in aqueous compositions, particularly aqueous coating compositions such as paint and more 20 particularly where the film forming binder is itself a dispersion polymer. Accordingly, the mverition also provides an aqueous coating composition wherein the composition contains Ian associative thickener comprising aqueous dispersion of preferably at least paitiplly neutralised copolymer microparticles as described above. The coating composition can also contain other ingredients that are standard for coatings such as film forming polymer, pigments, dispersants, extenders, crosslinking agents, anti foams, coalescing aids, flow aids and biocides. 08/01 '03 09:38 FAX 01753 578520 ICI LEGAL DEPT ®02 WO 02/12360 PCT7EP00/O7677 : 14 . The pigment can be any pigment or mixture of pigments suitable for use in an aqueous composition such as a solid colour pigment, a metallic pigment or a pearlescent pigment. Preferably the pigment is titanium dioxide. 5 The manufacture of paint coatings involves the preparation of a polymeric binder, mixing of other component materials, including the associative thickener according to this invention and dispensing of pigments. High speed dispersers or dissolvers are typically used in the dispersing step to intersperse the pigments into the liquid phase. The binder and pigment dispersion can be thoroughly and uniformly mixed with raw 10 batch ingredients by Homogenising the binders, pigmentary solids, plasticisers, associative thickener of this invention and other components to form a uniform mixture. Pigments can be any pigment or mixture of pigments suitable for use in an aqueous . composition and includef'opacifying pigments such as titanium dioxide, zinc oxide and metal flake pigments such as aluminium and bronze, as well as tinting pigments such as 15 carbon black, yellow oxides, brown oxides, tin oxides, raw and burnt sienna or amber, chromium oxide green, > phthalocyanine green, phthalonitrile blue, ultramarine blue, cadmium pigments, chromium pigments, pearlescent and the like. Filler pigments such as clay, silica, talc, rmcatwollastonite, wood flower and the like can be added as desired.. 20 In accordance with this invention, the associative thickener ordinarily is added to the copolymer binder at a level of 0.5% to 10% and preferably between 1% and 4% based on the weight of liquid paint solids. The level of thickener is determined by the rheological properties desired in the paint. 25 ■08/01 '03 09:38 FAX 01753 578520 Id LEGAL DEPT @022 WO 02/12360 15 PCT/EPOO/07677 I This invention is_ furthe|, illustrated by the following examples, of which Examples A,B,C and D are comparative. EXAMPLE 1 I 5 An acrylic polymeric associative thickener of uniform copolymer composition and (■■ molecular weight greater] than 100,000, was produced in accordance with this invention from the following raw materials: 10 Weight Raw Materials Mixture a) 200g . water 2.5g ; I Aerosol OT-75 surfactant Mixture b) 25g stearyl methacrylate 15 75g ; methacrylic acid i ' 150g ', ethyl acrylate l.Og • n-hexanol c) 53 Og i • water 20 Mixtures (a) and (b) ware mixed together and emulsified on a Ross ME-100 (available ' ' I ■ from Ross and Son, Halippauge, New York, USA) for 5 minutes at maximum speed to produce droplets of less than five microns. Component (c) was added at low speed and the miniemulsion was purged in a 2 litre flask 1 hour at 70°C. After, 1.3g ammonium persulphate was added an 15g water to initiate polymerisation. The mixture was held at 25 70 C for 3 hours and then cooled to room temperature. A dispersion of uniform i .• copolymer rmcroparticles of less than five microns was obtained. II The resulting aqueous dispersion of copolymer microparticles was fully neutralised by placing lOOg of the dispersion in a flask and adding 5.5g ammonia (28%) in 1144g water. The Brookfield Wiscosity was 6.6 Pa.s measured using spindle No. 3 at 10 rpm. 30 08/01 '03 09:38 FAX 01753 578520 ICI LEGAL DEPT 121023 WO 02/1236 16 PCT/EPOO/07677 EXAMPLE 2 An acrylic polymeric thickener was prepared as in Example 1, but ethyl acrylate was replaced with butyl acrylate. Neutralisation at 2.5% by weight solids gave a Brookfield viscosity of 43 Pa.s. measured at 1 rpm COMPARATIVE EXAMPLE A Preparation of a thickerief by a conventional latex process for comparison purposes. Mixture a) 0.6 n-Hexanol I' 18.4 ste bryl methacrylate 10 48.8 methacrylic acid I 82.4 ethyl acrylate !|| Mixture b) 423 water If 3.0 AeWol OT- 15 surfactant i Mixture c) 0.8 anflmonium persulphate I 16 water Mixture b) was heated to[75°C iu a flask and purged with nitrogen. 20 grams of Mixture 20 a) were added followed Iby Mixture c). The contents of the flask were held at 75°C for 30 minutes and then the lest of Mixture a) was added over 3 hours. The contents of the flask were held at 75°C ror a further 1 hour and cooled. The thickener in this Example A was prepared by a convientional emulsion polymerisation process and in particular the I monomer mixture was n pt rnicromsed in water to form a rnimernulsion as in Examples 1 .25 EXAMPLES 3-6 Preparation of thickened with a range of monomer compositions were made according to the invention as follows: 30 08/01 '03 09:39 FAX 01753 578520. ICI LEGAL DEPT [g024 WO 02/12360 PCT/EP00/07677 17 Ex 3 Ex 4 Ex 5 Ex 6 a) water 225 225 225 225 Mixture b) water 198 198 198 198 Aerosol 3.0 3.0 3.0 3.0 5 OT-75 n-hexanoi] 0,6 0.6 0.6 0.6 steaiyl ' 18.4 - 18.4 18.4 .-.' methacrylate 10 lauryl methacryl ite - 18.4 - - methyl acrylate - - 62.4 butyl acrylate - 20 ethyl acrylate ■ 82.4 82.4 - 82.4 methacrylic acid: 48.8 48.8 48.8 48.8 15 divinyl benzene : 0.06 - Component a) was warned to 75°C in a flask with a nitrogen purge. Mixture b) was . rnirdeinulsified by miJronising for 5 minutes using a Ross ME-100 emulsifier at maximum, speed to proluce droplets of less than five microns. 35g of the miniemulsion 20 was added to the flasH, followed, by 0.8g ammonium persulphate hi l6g water. The contents of the flask were held at 75°C for 30 miriutes. The remainder of Mixture b) was fed in over 1.5 'horns and then held for a further 1 hour and then cooled. Copolymer micr op articles of mokjjblar weight greater than 100,000 and uniform composition were obtained. The particle [size of the microparticles was found to be less than, five macrons. 25 The experimental: paints in the following examples demonstrate the utility of the aqueous dispersion of copolymer microparticles of the invention as pigment dispersants and as paint thickeners! r i 30 08/01 '03 09:39 FAX 01753 578520 ; ICI LEGAL DEPT @02 WO 02/12360 . PCT/EPOO/07677 18 EXAMPLE 7 and COMHUATIVE EXAMPLE B • A standard good quality flat paint was prepared by standard paint-making methodology-example B) and compaled with one made using the same procedure and components, except that in the second example (Example 7) the low molecular weight pigment 5 dispersant, that is sodiunji salt of carboxylic acid functional oligomer, and a significant part of the thickener (H1UR) was replaced by the thickener of the invention. Water, dispersarits, thickeners, [surfactants, defoamers and additives were charged to a conventional high-speed pispersion mixer." Enough water is used to provide a viscosity which will give adequatejjshear to disperse the pigments. Pigments are added with good 10 mixing and exposed to\\ high shear for several minutes until a good dispersion is . I achieved. Following this! latex binder, thickeners, defoamers and coalescing solvent are I added, along with enongh water to achieve the desired paint viscosity for proper application. 15 The paints in this Example 7, in accordance with this invention, contain the following t J COMPARATIVE EXAMPLE 7 I EXAMPLE B It ! Good Quality Good Quality Commercial Flat Paint Experimental Flat Paint J 380 387.7 INaLTOSCHJTlUSOOU j 1.75 0.75 28% ammonia water It 0.50 2.50 Bactericide j 1.50 1.5 25 Sodium salt of polymeii (c carboxylic acid h 8.0 0.0 Thickener of Example I 0.0 8.0 Disodium Phosphate I 2.0 2.0 30 Nonylphenol r ethoxylate surfactant I 3.0 3.0 08/01 '03 09:39 FAX 01753 578520 Id LEGAL DEPT @0 WO 02/12360 !! PCT/EPOO/07677 ij 19 Defoamers j 6.0 4.5 Calcined Kaolin j 182.3 182.3 Magnesium silicate j 133.6 , 133.6 1 Magnesium aluminium silicate 4.0 4.0 Rutile Titanium Dioxide j 168.0 i68.0 HEIR Thickeners | 24.0 6.0 Propylene glycol ; 10.0 10.0 1 Coalescing solvent j 10.0 10.0 10 PVAlatex . i 203.9 203.9 Liquid paint specificatic is and performance are follows; • Volume solids j '. 32.4% 32.4% Pigment volume |j 56.7% 56.7% concentration r ' ■ 15 Stormer Viscosity(KIT) | 107 90 The Stormer viscosity ff the experimental paint of this invention is slightly lower but well within the acceptable commercial range and has a useful pleasant consistency. (iff' Physical properties on allied 75 micron films are follows: 20 j Contrast ratio | 0.9770 0.9770 Roller applications to |i 12sq.ft (Grams) 1 120 116 1 Flow and levelling | Fair Fair 25 Shim scrubs | Standard 120% of standard Note that the water resistance of Example 7, as measured by the Shim scrubs test (ASTM 2486) is signiiantly improved over the paint of Comparative Example B. 30 EXAMPLE 8 and COl CPAPvATlVE EXAMPLE C 08/01 '03 09:39 FAX 01753 578520 t ICI LEGAL DEPT l^]02 WO 02/12360 20 PCT/EP00/07G77 Following the procedure in Example 7 above, acceptable fair quality low gloss, flat paints were made as folic ws: COMPARATIVE EXAMPLE 8 EXAMPLE C mercial Flat Paint Experimental Flat Paint 615 607 8.80 3.90 1.55 2.55 1.50 1.50 4.50 0.0 0.0 8.0 1.50 1.50 surfactant | 3.00 3.00 Defoamers { 5.00 4.00 Calcined Kaolin . I 155.0 155.0 Magnesium Silicate I 85.1 85.1 20 Magnesium Aluminum Silicate 5.00 5.00 Rutile Titanium Dioxid | 53.5 53.5 Coalescing solvent | 5.5 5.5 PVA latex ( 90.0 97.4 Liquid paint specification and performance as follows: 08/01 '03 09:40 FAX 01753 578520 ( Id LEGAL DEPT ^028 WO 02/12360 PCT/BPOO/07677 21 Commercial Flat Paint Experimental Flat Paint Volume solids 20% 20% Pigment volume 5 concentration 63.7% 63.7% Stormer Viscosity (KU) 101 95 Contrast ratio . 0.9590 ' 0.9590 Roller application to 12sq.ft (grams) 100 110 10 Flow and levelling Fair Fair Shim scrubs Standard 150% of Standard The Stormer viscosity of the experimental paint is slightly lower but well within the ' commercial range and has a useful pleasant consistency. 15 Note that the water resistance of Example 8, as measured by the Shim scrubs test is significantly improved over the paint of Comparative Example C. After one week at 60°C storage, the viscosity of the paint of Example 8 was essentially stable, which was surprising and unusual for neutralised thickeners. This was equivalent to the stability of the commercial standard paints in the examples. 20 EXAMPLE 9 ■ ■ ■ In another example of. the utility of the aqueous dispersions of the invention as associative thickener in paint coatings, a similar paint composition to Example 8 was r made, at a Stormer viscosity of about 140 KU. Different amounts of water were added 25 to samples of the paint to demonstrate how the unusual rheology would permit reduction with high levels of water, compared with conventional latex paints. Professional painters often dilute paint at the job site to maximise its utilisation, but conventional paints become too thin to use when as little as 10% extra water is added. 30 In that state the reduce i paint will not apply well by brush or roller and tends to sag and run down the wall if applied by spray. If left in the can unstirred, a conventional paint i. 08/01 '03 09:40 FAX 01753 578520 ICI LEGAL DEPT @029 WO 02/12360 PCT/EP00/07677 22 exhibits heavy settling within 1-2 hours, Water dilutions of 15 to 20% of paints containing conventional latex paints produce unuseable paints. In contrast, latex paints made with the thickener of this; invention can be diluted with 5 water considerably and still produce a useful latex paint. Paint/water ratio 5/1 5/2 5/3 5/4 5/5 Viscosity (KU) 86 63 54 . ICI Viscosity (Pa.s) 0.062 0.042 0.032 0.024 0.020 10 In-can settling overnight None None None None None Thickness before . sagging on sealed Leneta paper (um) >305 >305 >305 230 150-180 15 Brush application is good, even at 5/4 reduction, which demonstrates that the paint of this invention can be adjusted as desired at the application site to levels much beyond those of conventional paints. 20 EXAMPLES 10 TO 13 AND COMPARATIVE EXAMPLE D Paints were prepared with thickeners of Examples 2 to 6 as in Example 7. The Stormer viscosities (described in ASTM 562) and ICI cone and plate viscosities (measured at a shear rate of 10,000 s"1) were measured. Additional thickener was added as needed, until the paint had a Stormer viscosity of about 95 KU or a little higher. The percent 25 ammonia added was in the form of 28% aqueous solution. 30 08/01 '03 09:40 FAX 01753 578520 ICI LEGAL DEPT @030 WO 02/12360 23 PCT/EP00/07677 Thickener % Stonner ICI Percent of Example Example Thickener • Viscosity Viscosity ammonia KU Pa.s added. D A 9.9 115 0.06 2% 10 3 3.3 95 0.06 1% U 4 6.6 134 0.07 2% 12 5 5.3 127 0.06 1.5% 13 6 3.3 94 0.07 . 0.5% 10 Thickener Example A (a comparative example) is identical to thickener Example 6, except that thickener Example A "was prepared by conventional emulsion polymerisation while thickener Example 6 was made according to this invention. Three times as much thickener was needed with the thickener from Example A to achieve similar paint 15 viscosity. For. instance, 6.6% of thickener Example A did not give an acceptable Stormer viscosity. Example A is clearly an inferior thickener made outside the scope of this invention- 20 25 30 WE CLAIM : 1) An aqueous dispersion of copolymeric microparticles, useful as an associative thickener, comprising copolymerised ethylenically. unsaturated monomers in amounts by weight (based on the total weight of the copolymer) of i) from 10 to 90% carboxyl functional monomer ii) from 1 to 50% long chain alkylester of acrylate or methacrylate monomer where the alkyl chain contains at least 11 carbon atoms iii) from 0 to 89% short chainacrylate or methacrylate monomer selected from methyl acrylate, ethyl acrylate, methyl methacrylate and/or ethyl methacrylate and iv) optionally other ethylenically unsaturated monomers wherein the microparticles of the dispersion are of average particle diameter of from 0.01 to 5 microns and of substantially uniform copolymer composition and the volatile organic solvent level is from 0 to 1 % by weight (based on the total weight of the dispersion) 2) The aqueous dispersion as claimed in claim 1 wherein the weight average molecular weight is from 100,000 to 5,000,000. 3) The aqueous dispersion as claimed in any of the preceding claims wherein from 20 to 89% by weight of copolymerised ethylenically unsaturated monomers comprise monomers iii). 4) The aqueous dispersion as claimed in any of the preceding claims wherein the alkyl chain of monomers ii) contains from 11 to 22 carbon atoms. 5) The aqueous dispersion as claimed in any of the preceding claims wherein from lppm to 5% by weight of the copolymerised ethylenically unsaturated monomers comprise divinyl monomer. 6) The aqueous dispersion as claimed in claim 6 wherein the divinyl monomer comprises from lppm to 1%. 7) The aqueous dispersion as claimed in any of the preceding claims wherein the carboxyl functional groups are at least partially neutralised. 8) An aqueous coating composition, wherein the composition contains the aqueous dispersion as claimed in claim 7. 9) An aqueous coating composition as claimed in claim 8 wherein the composition also contains at least one component selected from the group consisting of film forming polymer, pigments, dispersants, extenders, crosslinking agents, anti foams, coalescing aids, flow aids and biocides. ABSTRACT "AQUEOUS COPOLYMER THICKENER COMPOSITIONS" An aqueous dispersion of copolymeric microparticles, useful as an associative thickener, comprising copolymerised ethylenically unsaturated monomers in amounts by weight (based on the total weight of the copolymer) of i) from 10 to 90% carboxyl functional monomer ii) from 1 to 50% long chain alkylester of acrylate or methacrylate monomer where the alkyl chain contains at least 11 carbon atoms iii) from 0 to 89% short chainacrylate or methacrylate monomer selected from methyl acrylate, ethyl acrylate, methyl methacrylate and/or ethyl methacrylate and iv) optionally other ethylenically unsaturated monomers wherein the microparticles of the dispersion are of average particle diameter of from 0.01 to 5 microns and of substantially uniform copolymer composition and the volatile organic solvent level is from 0 to 1 % by weight (based on the total weight of the dispersion)

Documents:

298-MUMNP-2005-ABSTRACT 25-6-2008.pdf

298-mumnp-2005-abstract(granted)-(29-12-2010).pdf

298-mumnp-2005-abstract.doc

298-mumnp-2005-abstract.pdf

298-mumnp-2005-cancelled pages(25-6-2008).pdf

298-MUMNP-2005-CLAIMS 25-6-2008.pdf

298-mumnp-2005-claims(granted)-(29-12-2010).pdf

298-mumnp-2005-claims.doc

298-mumnp-2005-claims.pdf

298-MUMNP-2005-CORRESPONDENCE 25-6-2008.pdf

298-MUMNP-2005-CORRESPONDENCE(18-3-2009).pdf

298-MUMNP-2005-CORRESPONDENCE(25-5-2009)pdf.pdf

298-mumnp-2005-correspondence(28-7-2008).pdf

298-mumnp-2005-correspondence(ipo)-(9-2-2010).pdf

298-mumnp-2005-correspondence-received-080805.pdf

298-mumnp-2005-correspondence-received-210905.pdf

298-mumnp-2005-correspondence-received.pdf

298-mumnp-2005-description (complete).pdf

298-MUMNP-2005-DESCRIPTION(COMPLETE) 25-6-2008.pdf

298-mumnp-2005-description(granted)-(29-12-2010).pdf

298-MUMNP-2005-FORM 1 25-6-2008.pdf

298-mumnp-2005-form 1(25-6-2008).pdf

298-mumnp-2005-form 13 25-6-2008.pdf

298-mumnp-2005-form 13(25-5-2009)pdf.pdf

298-mumnp-2005-form 2 25-6-2008.pdf

298-mumnp-2005-form 2(granted)-(29-12-2010).pdf

298-MUMNP-2005-FORM 2(TITLE PAGE) 25-6-2008.pdf

298-mumnp-2005-form 2(title page)-(granted)-(29-12-2010).pdf

298-MUMNP-2005-FORM 3 25-6-2008.pdf

298-mumnp-2005-form 3(25-6-2008).pdf

298-mumnp-2005-form-1.pdf

298-mumnp-2005-form-18.pdf

298-mumnp-2005-form-2.doc

298-mumnp-2005-form-2.pdf

298-mumnp-2005-form-3.pdf

298-MUMNP-2005-OTHER DOCUMENT 25-6-2008.pdf

298-MUMNP-2005-PCT-IPEA-409 25-6-2008.pdf

298-MUMNP-2005-PCT-ISA-210 25-6-2008.pdf

298-mumnp-2005-pct-search report.pdf

298-mumnp-2005-peittion under rule 138(25-6-2008).pdf

298-MUMNP-2005-PETITION UNDER RULE 137 25-6-2008.pdf

298-MUMNP-2005-POWER OF ATTORNEY 25-6-2008.pdf

298-mumnp-2005-power of authority(25-6-2008).pdf

298-mumnp-2005-specification(amanded)-(25-6-2008).pdf

298-mumnp-2005-wo international publication report(18-4-2005).pdf