Title of Invention

METHOD FOR CONTROLLING PRODUCTION PROCESS

Abstract 1. A method for controlling production process, by performing an analysis by a near-infrared absorptiometry and controlling the production process steps based on the result of the analysis, without having to resort to the preparation of a calibration curve for predicting data for analysis samples, characterized in that, the method comprises, steps of: (a) taking an absorbance spectrum for each of a plurality of standard samples collected from a production process step in an analysis range including near-infrared region, by a near-infrared absorptionmetry apparatus to obtain absorption spectrum chart for each standard sample and storing chart so obtained in a computer; (b) constructing a data base from a differentiation curve of a near-infrared spectrum chart obtained using a plurality of production products that had been judged by conventional chemical analysis to be rated products, by calculating standard deviations and the average intensity of the standard samples (standard average intensity) in respect of each wave length selected from the spectrum included in the said analysis range at a constant interval, by the aid of a computer processor; (c) taking an absorbance spectrum in the said analysis range for each analysis sample collected from the production process step, by using a near- infrared absorptionmetry apparatus and the data inputted in the computer for comparing the resulting absorbance spectrum with the data base; (d) estimating deviation (analysis deviation) of the intensity of the absorbance spectrum of each of the analysis samples (analysis intensity) at each of the said selected wave lengths from the standard average intensity, by the aid of the computer processor; e) comparing, when the absorbance spectrum includes wave length(s) at which the analysis deviation of the absorbance spectrum of the analysis sample is outside a tolerance limit determined based on the standard deviation, such as herein described, the wave length showing the analysis deviation of the absorbance spectrum outside the tolerance limit with production information given preliminarily in the data base stored in the computer in order to find out one or more control factors responsive to said analysis deviation of absorbance of the analysis sample; (f) estimating control data for reclaiming the production process based on the one or more control factors stored in the computer and (g) performing the control by generating signals so as to obtain production product within the tolerance limit by inputting the said control data to the production process step.
Full Text SPECIFICATION
METHOD FOR CONTROLLING PRODUCTION PROCESS
FIELD OF THE INVENTION
The present invention relates to a method for
controlling production process by controlling operation
of production process steps by analyzing samples by a
near-infrared absorptiometric analysis (near-infrared
spectrochemical analysis).
BACKGROUND OF THE INVENTION
For analyzing chemical substances, foods,
agricultural products and so on, near-infrared
absorptiometric analysis has been in practical
application. Using the resulting analytical data,
control of production process for such substances may
be realized. In the field of chemical industry, it has
been proposed to realize control of operation of a
production plant for chemical product by using data of
near-infrared absorptiometric analyses of the raw
materials, solvents, moisture content, intermediate
products, final product, by-products and so on. In
conventional near-infrared absorptiometric analysis, a
near-infrared absorbance spectrum in a specific range
(in the following, denoted sometimes as near-infrared
spectrum) is taken and, based on a specific combination
of absorbances at specific wave lengths included in this
spectrum, the components, characteristic properties and
so on to be determined are calculated by having resort
to a preliminarily prepared calibration curve, in order
to derive analysis values (predicted values).
In one generalized example of practicing the
near-infrared absorptiometric analysis, a correlation
equation (calibration curve) is prepared by absorbance
spectra in a wave length range exhibiting a correlation
obtained by near-infrared absorptiometry and analytical
results obtained by conventional analysis practice, in
order to presume the prospective quantitative analysis
value. This analysis value is only a predicted value
calculated using the calibration curve.
A near-infrared absorptiometry accompanies an
inherent defective characteristic feature that there
occurs a shift of the spectrum due to influences by,
for example, moisture content and temperature of the
objective material. This specrum shift may behave as
if there is an alteration in the concentration of the
component or in another material property of the
material to be observed, even if there is in fact no
such alteration. When operation of a plant is carried
out based on such false results, the resulting product
will have an extra-rated quality.
By a near-infrared absorptiometry, a definite
absorbance specrum can be obtained steadily for a
specific component under a definite observation
condition and with specific material properties, while
the absorbance spectrum may subject to deviation in the
height or position of absorbance peak due to alteration
in the condition, such as concentration, particle size
and temperature, or may vary due to interference with
the absorption peaks for co-existing extraneous
components. From a near-infrared absorbance spectrum,
which includes, as mentioned above, informations for a
plurality of constituent compoments, a calibration
curve (correlation equation) for each component is
prepared by means of a statistic technique, on the
basis of which analysis is attained.
For the preparation of the calibration curve,
samples each having a definite composition and definite
characteristic features are taken and are subjected to
conventional chemical analysis and to a near-infrared
absorptiometric analysis, whereupon a correlation
equation is derived by means of a statistic technique,
such as a multiple linear regression analysis (MLR) or
a partial least-squares method (PLS). A near-infrared
absorbance spectrum includes a number of absorbance
peaks, so that use of too many descriptive variables
(assigned wave lengths) may result in reduction in the
reliability due to overfitting of calibration curves.
For this reason, there are used in general 2 to 5
descriptive variables for MLR and about ten descriptive
variables for PLS.
It is a common practice for detecting the
component concentrations and material properties using
a wave length range of near-infrared region from 800 to
2,500 nm, that predicted values are estimated by
selecting near-infrared spectral wave lengths each
having a correlation with the results determined using
conventional analysis apparatus or conventional material
property observing apparatus under preparation of a
correlation equation to obtain a predicted value of
near-infrared analysis. However, the so-estimated
predicted values represent only informations derived
using the calibration curve prepared from values for
limited wave lengths in numbers of 2 - 5 or about 10
selected within the wide near-infrared region of from
800 nm to 2,500 nm. Therefore, it is difficult by such
a common practice to grasp the entire aspects or a
delicate variation of a sample (or a product) and such
a practice is not effective, in particular, in the case
where preparation of calibration curve is not possible.
Namely, it is difficult to prepare a calibration curve
in the following cases:
(1) Variation of the parameter to be detected, such
as concentration or material properties, is little.
(2) Temporal change of the sample occurs.
The object of the present invention is to
provide a method of controlling production process
capable of controlling the production process steps by
a simple manner at a higher accuracy based on the
result of analysis performed by a near-infrared
absorptiometry without using calibration curve.
DISCLOSURE OF THE INVENTION
The present invention relates to the following
method for controlling production process:
(1) A method for controlling production process
comprising
taking an absorbance spectrum for each of a
plurality of standard samples collected from a
production process step in an analysis range including
near-infrared region,
constructing a data base by calculating
standard deviations and the average intensity of the
standard samples (standard average intensity) in
respect of each wave length selected from the spectrum
included in the said analysis range,
taking an absorbance spectrum in the said
analysis range for each analysis sample collected from
the production process step and comparing the resulting
absorbance spectrum with the data base,
estimating deviation (analysis deviation) of
the intensity of the absorbance spectrum of each of the
analysis samples (analysis intensity) at each of the
said selected wave lengths from the standard average
intensity,
comparing, when the absorbance spectrum
includes wave length(s) at which the analysis deviation
of the absorbance spectrum of the analysis sample is
outside a tolerance limit, the wave length showing the
analysis deviation of the absorbance spectrum outside
the tolerance limit with production informations given
preliminarily in the data base to thereby obtain
control data and
performing the control so as to obtain
production product within the tolerance limit by
inputting the said control data to the production
process step.
(2) The method as defined in the above (1), wherein
the production informations stored in the data base are
those of the component material corresponding to the
said selected wave lengths.
(3) The method as defined in the above (1) or (2),
wherein the deviations (analysis deviations) of the
analysis intensities from the standard average
intensity are discriminated as to whether or not they
are within the tolerance limit determined based on the
standard deviations given in the data base for the
standard samples.
(4) The method as defined in any one of the
above (1) to (3), wherein the said analysis range is
from 400 run to 2,500 nm.
(5) The method as defined in any one of the above
(1) to (3), wherein the said analysis range is from 800
nm to 2,500 nm.
(6) The method as defined in any one of the
above (1) to (5), wherein the selected wave lengths
stand each other at a distance of 10 nm or less.
(7) The method as defined in the above (6), wherein
the selected wave lengths stand each other at a
distance of 2 nm or less.
(8) The method as defined in any one of the
above (1) to (7), wherein the absorbance spectrum is
processed by differentiation.
(9) The method as defined in the above (8), wherein
the absorbance spectrum is processed by building up the
second derivative thereof.
(10) The method as defined in any one of the
above (1) to (9), wherein the data base is constructed
from a plurality of standard samples of a plurality of
kinds, by calculating the standard average intensity
and standard deviations for each kind.
(11) The method as defined in any one of the
above (1) to (10), wherein absorbance spectra are
obtained for a plurality of the analysis samples and
estimating the deviations of average intensities of the
analysis samples (analysis average intensity) at the
selected wave lengths from the standard average
intensity.
Production processes to be controlled by the
present invention include processes for producing
chemical products, foods and other products. A
particular preference is given to processes for
producing chemical products, such as for example,
polyolefins, polyesters and phenols. Accordig to the
present invention, analysis samples collected from the
raw materials, solvents, water content, intermediate
products, production product, by-products and so on are
analyzed by near-infrared absorptiometry to obtain
observed values for these components and for material
properties and, based on these observed values, the
amounts of raw materials, solvent and water to be
supplied to the production process, the production
conditions, such as temperature, pressure and others,
and so on are controlled so as to obtain the product
having a predetermined quality.
By the analysis technique by near-infrared
absorptiometry according to the present invention.
absorbance spectrum is taken in an analysis range
including near-infrared region from a plurality of
standard samples collected from production process
steps. The absorbance spectrum of standard sample is
taken for each of a plurality of samples for each kind
collected from production process steps for intermediate
products and final product which have been judged to
be rated product. Here, the word "each kind" means
that sorted by the difference in the components,
material properties and so on determined for each grade
of manufacture. In accordance with such difference,
the production condition varies also. According to the
present invention, it is favorable to collect a
plurality of standard samples for each kind and to take
an absorbance spectrum for each of them. While a more
accurate analysis can be attained as the number of
samples increases, a number of samples of about 20 to 30
for each kind may be practical in general.
The analysis range in near-infrared region lies
from 800 to 2,500 nm, wherein the range may be
comprised of a part thereof or may comprise further a
visible light region and/or a infrared region in
addition to the near-infrared region. When it comprises
visible light region and an infrared region, it may
range from 400 to 2,500 nm. While the near-infrared
region includes informations concerning the components
and the material properties of the sample, the visible
light region includes informations concerning colors
thereof, so that it is preferable that the analysis
range includes a visible light region when analysis and
control concerning the color of the product are
performed. While the absorbance spectrum may favorably
be taken by observing the absorbance intensity
continuously for the analysis range mentioned above, it
is also permissible to prepare an absorbance spectrum
by observing the absorbance intensities at selected
wave lengths, as described in the following.
According to the present invention, average
intensity (standard average intensity) and standard
deviations for selected wave lengths selected from the
absorbance spectrum obtained as above are calculated,
from which a data base is constructed. It is favorable
for the selected wave lengths to select a plurality of
wave lengths each held at an interval therebetween, in
particular, at a constant interval. The interval of
the selected wave lengths may be 10 nm or less,
preferably 2 nm or less. While the selected wave
lengths may favorably be selected among all over the
analysis range, it is permissible, when unnecessary
part is present, to exclude such a part. The standard
average intensity is determined preferably by averaging
algebraically the intensities of the absorbance spectra
of standard samples at each selected wave length for
each kind and the standard deviations are determined
favorably by calculation from the deviation of each
intensity from the standard average intensity.
While the calculations of the standard average
intensity and of the standard deviations may be carried
out directly for the original spectrum obtained from
the standard specification, it is preferable to carry
out the calculation from differentiation-treated, in
particular, second order differentiation-treated
absorbance spectrum. The baseline of a near-infrared
spectrum chart tends to rise up on the side of longer
wave length due to influences by moisture content and
so on and exhibits overlaps of spectral peaks. In
contrast, the differentiation-treated spectrum has flat
horizontal baseline. In particular, in the second
derivative of the spectrum, the peaks are inverted with
sharpened reproduction of lower peaks and the
overlapped peaks become separated in a favorite
manner. The average intensity and the standard
deviations are determined using such differentiation-
treated spectrum and are inputted into a computer to
construct a data base. Such data base is built up for
each kind of the standard samples.
The analysis samples are analyzed using the
data bases obtained as above. The analysis samples are
collected from the production process steps. For
analyzing these analysis samples and, in particular,
for discriminating as to whether or not they are rated
product, absorbance spectra are taken for an analysis
range, which are compared with the data base. Here,
deviations (analysis deviations) of the intensities of
absorbance spectra (analysis intensities) of the
analysis samples from the standard average intensity
are determined. Here, the discrimination is effected
as to whether the analysis deviation is within a
tolerance limit determined based on the standard
deviation (a ) stored in the data base (for example, a
value of s , 2s or 3s ) or not, wherein the case of
being within the tolerance limit can be judged as rated
and the case of being outside can be judged as extra-
rated.
It is permissible to collect and analyze only
one single analysis sample or a plurality of analysis
samples. In the case of the latter, the comparison
with the data base may be performed each individually
or by determining an average intensity for each of the
selected wave lengths and comparing this with the
standard average intensity. In case where the standard
average intensity and standard deviations are determined
for the standard samples for differentiation-treated
absorbance spectra and are recorded in the data base,
the comparison is made for the intensities of
differentiation-treated absorbance spectra (including
second order differentiation-treated ones) also for the
analysis samples.
When the intensities of the absorbance spectra
of the analysis samples are compared with the data base,
the product can be judged as rated if the analysis
deviation of the absorbance spectrum in an estimation
range included in the analysis range is within the
tolerance limit, for example, 3s , and be judged as
extra-rated if it is outside the tolerance limit.
While the estimation range may be identical with the
analysis range, it may be a part thereof. For example,
it is possible that the estimation may be effected only
in the near-infrared region even if the absorbance
spectrum is taken over the analysis range ranging from
a visible light region to the near-infrared region. The
practical manner of estimation in the estimation region
may be decided voluntarily. The manner of estimation
can be decided in accordance with each specific purpose
of the analysis. For example, it is possible to judge
as extra-rated when even one single analysis result of
outside of the tolerance limit occurs for specific wave
lengths or to judge as extra-rated when occurrence of
outside of the tolerance limit in examination of a
plurality of analysis samples reaches a predetermined
proportion or higher. The judgement whether the result
is within the tolerance limit or not may be made simply
by comparing the intensity of the absorbance spectrum
with the tolerance limit individually, while the
judgement may be made by determining values equivalent
to the deviation and so on and comparing them with the
data base.
Since the absorption peaks of absorbance
spectrum represent informations for, for example,
composition of the analysis sample, material properties
and so on, control of the production process can be
realized so as to obtain the final product within the
tolerance limit, if one or more wave lengths showing
the extraneous intensity (analysis deviation) are
present, by comparing such wave length(s) with the
production information(s) recorded in the data base to
obtain control data and inputting this control data to
the production process step. For example, when such
wave length for the extraneous intensity concern a
specific component, this means that the component is
present in an amount either in excess or in short of
the standard amount. Therefore, control of the
production process can be realized here by decreasing
or increasing the amount of this component by inputting
a control data therefor to the production process step
so as to obtain the absorbance spectrum within the
tolerance limit. When an unnecessary by-product is
formed in an amount exceeding the tolerance limit
therefor, a control data for attaining such a condition
that no such by-product is formed may be obtained, in
order to be inputted to the production process step.
Concerning the material properties of the production
product and other conditions, similar practice may be
applied.
The production informations as described above
are stored preliminarily in the computer as a data
base. The absorption peaks of the near-infrared
absorbance spectrum represent compositely the
informations for the production process, such as the
composition, material properties and so on, in which
certain conditions, for example, the informations for a
specific component and for others, are also represented
by a combination of a plurality of absorption peaks.
If the control data are recorded in the data base for
the wave lengths at these absorption peaks, it is made
possible, in the case where an analysis sample shows
abnormal peaks outside the tolerance limit occur, to
discriminate which condition or conditions is or are
the origin of such abnormality, by comparing the wave
lengths at such abnormal peaks with the data base.
When, in this case, a control data for regaining the
normal condition is inputted together with the
discriminated production condition, the production
process can be turned back to the normal operation by
inputting the control data as such to the production
process step.
In the near-infrared absorptiometric analysis
and the method for controlling production processes
described above, it is not necessary to prepare a
calibration curve for each element for the analysis and
the control of, for example, constituent components,
material properties and so on, of each analysis sample
and to carry out qualitative analysis thereof but is
able to judge whether the product is rated or
extra-rated, by simply discriminating as to whether the
absorbance spectral intensities at selected wave lengths
in the analysis range are within or without the
tolerance limit by comparing the absorbance spectra at
the selected wave lengths with the data base, whereby
it is made possible to regain the normal operation of
the production process by performing control of the
process using the results obtained. Here, the
operation for effecting the control of the process or
of the analysis is simplified, since any qualitative
estimation of the constituent components and of the
material properties can be dispensed with. The
accuracy of analysis is increased and correction of the
calibration curve is unnecessary, since no calibration
curve requiring accuracy is used. By using as the
standard samples those which have been approved to be
rated, by conventional chemical analysis, the analysis
accuracy can be increased. While supplement of the
data bases may be excluded, construction of the data
base from more standard samples may facilitate increase
in the analysis accuracy.
By the near-infrared absorptiometric analysis as
described above, the analysis can be attained at a high
accuracy by a simple procedure without necessitating to
use any calibration curve, since the average value of
the near-infrared absorbance intensities and the
standard deviations of the standard samples at selected
wave lengths are recorded in the data base and the
absorbance spectra of the analysis samples are compared
with the data base.
By the method for controlling production
processes according to the present invention, control
of the production processes can be realized based on
the analytical results obtained as above, by a simple
operation in a better accuracy.
BRIEF DESCRIPTION OF THE DRAWINGS
Fig. 1 is a flow diagram for one embodiment of
the method for controlling the production processes
according to the present invention with a near-infrared
absorptiometry combined therewith.
Fig. 2 is a near-infrared absorption spectrum
chart for a standard sample of EXAMPLE 1.
Fig. 3 shows the second derivative curves of
the near-infrared absorption spectrum charts for a
plurality of standard samples of EXAMPLE 1.
Fig. 4 shows the second derivative curves of
the near-infrared absorption spectrum charts for
several analysis samples in normal run of EXAMPLE 1.
Fig. 5 shows the second derivative curves of
the near-infrared absorption spectrum chart for several
analysis samples in an abnormal run of EXAMPLE 1.
Fig. 6 shows the second derivative curve of the
near-infrared absorption spectrum chart for the raw
material A.
Fig. 7 shows the second derivative curve of the
near-infrared absorption spectrum chart for the raw
material B.
Fig. 8 shows the second derivative curve of the
near-infrared absorption spectrum chart for the raw
material C.
Fig. 9 shows data-processed chart of the second
derivative curve of the near-infrared absorption
spectrum chart for an analysis sample in normal run of
EXAMPLE 2.
Fig. 10 shows data-processed chart of the second
derivative curve of the near-infrared absorption
spectrum chart for an analysis sample in abnormal run
of EXAMPLE 2.
Fig. 11 shows data-processed chart of the second
derivative curve of the near-infrared absorption
spectrum chart for an analysis sample in normal run of
EXAMPLE 3.
Fig. 12 shows data-processed chart of the second
derivative curve of the near-infrared absorption
spectrum chart for an analysis sample in abnormal run
of EXAMPLE 3.
THE BEST MODE FOR EMBODYING THE INVENTION
Below, the present invention is described in
more detail by way of embodiments with reference to
appended drawings.
In the flow diagram of Fig. 1 given for
explaining an embodiment of the method for controlling
production processes according to the present invention,
(A) represents the flow sequence for constructing the
data base and (B) indicates the flow sequence for the
process control.
In constructing the data base as given in the
sequence (A), inspection of the apparatus for the
near-infrared absorptiometry is first carried out on
step 1. Then, on step 2, a plurality of standard
samples are observed by the near-infrared absorptiometry
apparatus for a wave length range ranging from visible
rays to near-infrared rays to obtain each absorption
spectrum chart for each standard sample, whereupon, on
step 3, the resulting spectrum charts are stored in a
computer. The computer performs data processing of the
stored absorption spectrum charts on step 4 for each of
the selected wave lengths in order to determine the
average standard absorbance intensity and standard
deviation therefrom for each selected wave length,
which are stored in the computer as data base for the
process control. The construction of such data base is
carried out by preparing each spectrum chart for a
plurality of the standard samples for each kind of the
product of, for example, product brand etc., and by
sorting the obtained data as the data base for each
kind. In the subsequent step 5, informations for the
production process corresponding to the selected wave
lengths are put in the data base. There may be
inputted as the production informations, for example,
the spectral change due to the variation of the
near-infrared absorbance spectral characteristic
features for the components, by-products and so on, as
well as the control data.
In the sequence (B) for the process control,
inspection of the apparatus for the near-infrared
absorptiometry is first carried out on step 11. Then,
on step 12, analysis samples taken from production
process steps are examined for their absorbance spectra
in the analysis range, which are then compared, on step
13, with those in the data base, in order to determine
each deviation (analysis deviation) from the average
standard intensity. When the analysis deviation is
within the tolerance limit determined based on the
standard deviation stored in the data base, the run is
discrimimated as normal and, if the analysis deviation
is outside the tolerance limit, the run is
discriminated as abnormal. Here, it is possible to
compare the average of the observed results with the
data in the data base for the analysis samples taken
from process steps either simultaneously or each
isolately at an interval by taking the average of the
observed values, though the absorptiometry and the
comparison may be performed for each analysis sample
isolately. In case where the run is discriminated in
the step 14 as normal, namely, if the absorbance
intensities at the selected specific wave lengths are
each within the tolerance limit prescribed in the data
base of, for example, three times the standard deviation
a of the absorbance intensity, the run is proceeded as
such without any control action, as indicated in step
15.
In case where the run is discriminated on the
step 14 as abnormal, namely, if the intensities at the
selected specific wave lengths are each outside the
tolerance limit prescribed in the data base of, for
example, three times the standard deviation o of the
absorbance intensity, the wave length subject to such
abnormal intensity is detected on step 16. This wave
length and the production information are compared in
step 17 with those in the data base, in order to find
out what the control factor is, to which the wave
length is assigned, such as a component, a material
property or so on. Here, the abnormal intensity is
examined as to whether it is greater than or smaller
than the tolerance limit, whereby, on step 18, one or
more controlling data for turning back the process step
to normal run are obtained, from which one or more
corresponding control signals are generated. The one
or more control signals are inputted on step 19 in the
production step to actuate one or more control
operations as plant actions to effect control of the
operation so as to obtain a product of manufacture of a
quality within the tolerance limit. Here, the control
operations may be performed either all at once or in a
plurality of repetitions each over a brief time or,
further, in a succeeding manner. After having been
turned back to normal run, the production may be
continued under the revised condition as such or the
condition may be revised in accordance with each
specific controlling data.
In the above process steps, the interval of the
selected wave lengths may be 10 nm or less, preferably
2 nm or less. The wave length range of near-infrared
rays ranges from 800 to 2,500 nm, so that the number of
descriptive variables is calculated to be 1,700 when
the interval is 1 nm, to be 850 when the interval is 2
nm and to be 170 when the interval is 10 nm. When, for
example, the wave length range of 800 - 2,500 nm is
divided by 2 nm, the selected wave length intervals,
namely, the descriptive variables, are 850 in numbers.
According to the present invention, the absorption
spectra of plurality of standard samples in such
selected wave length intervals are averaged and
standard deviations are calculated, from which the data
base is constructed.
The construction of data base for the standard
samples is performed in the following way:
wave length range in the data base >
Standard deviation: c i = {(1/N-1)S (Xi-µ i)2}1/2
in which N : number of observations
Xi : intensity at each wave length
µ i: average intensity for N observations
at each wave length (standard average
intensity)
s i: standard deviation at each wave
length
( s i and µ i for each wave length are
recorded in the data base)
The comparison of the average of observed
values at each wave length of analysis samples
collected from production process steps with the data
base is performed in the manner as follows:
Analysis deviation: Xi-µ i (i: 1, 2, 3, • • ••n)
in which xi: average intensity for N observations
(analysis average intensity) at each
wave length
xl, x2, x3, ••••xn
µ i: standard average intensity on the
data base
xi-µ i: comparison of the analysis
average intensity with the
standard average intensity
(analysis deviation)
x1 - µ 1, x2 - µ 2, x3 - µ 3, • • • • xn - µ n
Quotient of xi- µ i by s i:
(xi-u i)/ a i
Comparison of analysis deviation with tolerance
limit:
Atoms constituting a molecule are held under a
symmetrical stretching vibration, a non-symmetrical
stretching vibration and a deformation vibration. When
a light of a frequency identical with that of the above
vibration is irradiated onto the molecule, a part of
the light is absorbed by the molecule, whereby it is
excited from the ground state to an excited state. The
excited atom emits lights of frequencies of harmonics
of the absorbed infrared light, which can be detected
in near-infrared region. Therefore, the detected
near-infrared absorption wave length has a chemical
attribute, so that pertinent wave lengths can be
selected in accordance with the objective component.
However, in practical analysis samples, there are in
general few binary systems and they are present in most
cases as multicomponent systems or as mixtures with
multicomponent system or in a morphic state altered by
reaction or polymerization.
Conserning the chemical attribute of absorption
wave length, wave length ranges attributive to
functional groups have been known and, based on this,
the wave length ranges correponding to the
characteristic functional groups of the raw materials
and the reaction products are put into a data base.
Examples of the wave length ranges for functional
groups are recited below:
In the embodying mode given above, the spectrum
chart, obtained by a near-infrared absorptiometer, of
the reaction product in a reaction system is processed
by differentiation-treatment, from which a second
derivative curve is obtained in the wave length range
of 800 - 2,500 nn. The average spectrum is compared
with the average spectrum recorded in the data base to
compare with the data base of functional groups for the
wave lengths and wave length ranges, at or for which the
standard deviation is exceeded in plus or minus level.
The raw material, reaction product or so on is specified
thereby and control of the plant is effected via a
computer so as to maintain within the definite standard
deviation.
It has been known that the absorbance of
spectrum obtained by near-infrared observation suffers
from shifting of the baseline due to external condition
of, for example, temperature, water content, flow
velocity and so on. This means that the absorbance
value may be varied by such baseline shifting
(alteraion in the absorbance) when the originally
obtained spectrum is used as such, whereby considerable
influence on the observation results should be taken
into account. Such an influence of the baseline
shifting can be suppressed by processing the original
spectrum chart by differentiating it, whereby a steady
derivative curve of the spectral absorption intensity
chart can be obtained.
When an absorption spectrum chart is processed
by differentiating it, high frequency noises are
magnified (emphsized) and may participate in the
control action erroneously as if they represent
near-infrared informations. Therefore, it is essential
for the requisite performance of a near-infrared
absorptiometer that the noise level should be at the
highest 50 x 10-6 absorbance units.
Sigma discrimination method is a technique for
discriminating as to whether or not a product on
production corresponds to a previously obtained rated
brand product, wherein identical quality product can be
sorted statistically within a deviation of 3s at a
probability of 99.7 %. Here, 20 to 30 samples of
differentiation curves of the near-infrared absorption
spectrum charts of each brand approved to be rated
product are selected for constructing the data base,
with which that of the process product on production is
compared. If the deviation exceeds the range of 3s ,
namely three times the standard deviation ( s ) of the
standard spectrum used as the base, in the wave length
range of 800 - 2,500 nm, the process product is judged
as being extra-rated.
In the process control, near-infrared spectral
charts obtained at a constant interval are inputted in
a near-infrared system constructed from a near-infrared
absorptiometer, a computer for controlling the
near-infrared absorptiometer and a data analyzing
computer, by differentiating the spectral charts
directly in the data analyzing computer or via the
controlling computer, whereupon the quantitative
analysis value and the 3s value are displayed
simultaneously or solely of one of them on a CRT.
Below, the present invention will be described
by way of Examples.
EXAMPLE 1
EXAMPLE 1 describes an embodiment of controlling
production process of a polyolefin resin. In the
process, an olefinic monomer comprising 4-methyl-
pentene-1 is polymerized in the presence of a catalyst
to produce a polyolefin resin.
Fig. 2 shows a near-infrared absorption
spectrum chart of a standard sample of a product judged
as a rated product by conventional chemical analysis,
in which the curve (A) represents the original
absorption spectrum chart and the curve (B) represents
second derivative curve in which the original spectral
chart is doubly differentiated. The original spectrum
chart (A) shows a baseline shifting on the side of
longer wave length and overlapped peaks, whereas the
curve (B) exhibits a flattened horizontal baseline and
isolately appearing emphasized absorption peaks. Fig. 3
shows the fluctuation width of the second derivative
curves of the spectrum charts observed for a plurality
of standard samples (20 samples in this EXAMPLE).
Fig. 4 shows second derivative curves for a plurality
of analysis samples (3 samples) collected from
production process steps, in which a data base is
constructed by data-processing the second derivative
curves obtained in Figs. 1 and 2 to produce the average
intensity for selected wave lengths selected at an
interval of 2 nm and standard deviations thereof,
whereupon the horizontal line of level 0.000 is settled
at the average intensity level and the horizontal lines
of levels ± 3.000 are settled at the levels three
times standard deviation a , namely 3s . Fig. 4
corresponds to the case where the production process is
in normal operation, wherein the product informations,
such as the composition and the material properties of
the analysis samples and so on, are included in the
spectrum in the range of 800 - 2,500 nm. All the peaks
in the range of 800 - 2,500 nm for the analysis samples
lie within the range of 3s , namely, they are within
the toleance limit. The spectrum below 850 nm falls
under visible ray region and includes informations
concerning color of the analysis sample, which are
permitted to exceed the range of 3s .
Fig. 5 indicates the case of operation where
abnormal values appear and shows the second derivative
curves for the analysis samples collected from
production process steps similar to those of Fig. 4.
Many of the peaks in the range of 800 - 2,500 nm are
outside the value 3s , namely abnormal values. Figs.
6, 7 and 8 show each the second derivative curve of the
spectrum chart for the raw material (A), raw material
(B) and raw material (C), respectively, which are put
in a data base as production informations. When
comparing the spectrum of Fig. 5 with respect to the
peaks at 1726 nm and 2303 run, at which the values
exceed 3s , with the data base of production
information, they coincide with those of component (B)
of Fig. 7, indicating that the component (B) is
excessive. Therefore, a control signal for decreasing
the amount of component (B) was given off, whereby the
production process was turned back to nomal operation.
When the peaks exceeding 3 a were originated from an
impurity, the control was able to be realized by
emitting a signal for diminishing such impurity.
EXAMPLE 2
EXAMPLE 2 describes an embodiment of controlling
the process for producing a polyester resin. In this
production process, a polyester resin, such as
polyethylene terephthalate or so on, is produced via an
esterification step, in which a dicarboxylic acid
product composed mainly of terephthalic acid is reacted
with a diol product composed mainly of ethylene glycol,
and a polycondensation step. Fig. 9 concerns an
embodiment in which discrimination was effected for the
polyester resin using a data base made from the second
derivative curve of a near-infrared spectrum chart
obtained using a plurality of production products which
had been judged by conventional chemical analysis to be
rated ones, by assuming a threshold value of 3s ,
wherein the production was carried out under normal
operation. There is no wave length range with peaks
exceeding the range of 3s in the near-infrared region,
so that the product can be judged as comparable to the
rated product.
Fig. 10 concerns an embodiment in which
discrimination was effected for the polyester resin
using a data base made from the second derivative curve
of a near-infrared spectrum chart obtained using a
plurality of production products which had been judged
by conventional chemical analysis to be rated ones, by
assuming a threshold value of 3 s , wherein the
production was carried out under operation ascribable
to abnormal values. In the near-infrared region, a
wave length at which 3s value is exceeded (at 2034 nm)
can be recognized. The absorbance at 2034 nm
corresponds to the characteristic absorption band
attributive to the influence on the product color. On
detecting an excess of the ± 3 s threshold, the
production process was operated so as to alter the
stabilizer feed rate. The component of diethylene
glycol in the polyester resin has a characteristic
absorption band around 1224 nm. When this band exceeded
the threshold value of ± 3s , the production was
operated under alteration of the polycondensation
condition so as to vary the amount of diethylene
glycol formed (formed spontaneously), whereby normal
product was regained. Here, it was necessary to operate
the production process by altering the condition of
polycondensation or by supplementing diethylene glycol
monomer, when the threshold value of -3 s was
exceeded.
Similarly, there is a characteristic absorption
band at 1710 - 1538 nm as to the IV value (Inherent
Viscosity value). When the IV value exceeded +3s , it
was necessary to carry out the operation so as to
lower the level in the polymerization reactor or so as
to decrease the flow rate of the heating gas (inert gas)
or so as to reduce the temperature of the preheating
phase of solid phase polymerization, whereas when -3s
was exceeded, it was necessary to carry out: the
operation in the manner reverse to the above.
EXAMPLE 3
This example concerns an embodiment of
controlling process steps in the production of phenols.
The production process comprises a cleavage
step in which phenols are formed by a cleavage reaction
from a hydroperoxide in an organic solvent using an
acid at lower concentration. Here, the items to be
administrated comprises concentrations of residual
hydroperoxide, sulfuric acid, water, phenol,
hydroquinone and so on, which have each a correlation
with the characteristic features as follows:
Residual hydroperoxide: reaction efficiency and
safety
Fig. 11 concerns an embodiment in which
discrimination was effected for the product of cleavage
step using a data base made from the second derivative
curve of a near-infrared spectrum chart obtained using
a plurality of cleavage step products which had been
judged by conventional chemical analysis to be within
the operation administration range, by assuming a
threshold value of 3s , wherein the production was
carried out under normal operation. There is no wave
length range in which 3s is exceeded in the near-
infrared region, so that the operation state can be
judged as normal.
Fig. 12 concerns an embodiment in which
discrimination was effected for the product of cleavage
step using a data base made from the second derivative
curve of a near-infrared spectrum chart obtained using
a plurality of cleavage step products which had been
judged by conventional chemical analysis to be without
the operation administration range, by assuming a
threshold value of 3s , wherein abnormality appeared.
In the near-infrared region, a wave length at which 3s
range is exceeded (at 1978 nm) can be recognized. The
absorbance at 1978 nm corresponds to the characteristic
absorption band attributive to the hydroperoxide. When
the threshold value of ± 3s was exceeded, normal
state was able to be regained by operating under
alteration of the amount of supplied sulfuric acid. The
absorption band lies at 2036 nm for sulfuric acid, 1900
and 1400 nm for water and 1930 nm for phenol. When the
values for them exceeded the above threshold value, the
normal state was able to be regained by altering the
feed amounts of them.
INDUSTRIAL APPLICABILITY
In the process steps of production of products
of manufacture, such as chemical products, foods and
others, the production process is controlled so as to
maintain normal operation state by performing the
control in such a way that analysis samples collected
from the raw materials, solvent, water, intermediate
products, product of manufacture, by-products and so on
are analyzed by near-infrared absorptiometry to obtain
observed values for these components and material
properties and the control is effected so as to maintain
these observed values each at a predetermined value.
We Claim:
1. A method for controlling production process, by performing an analysis
by a near-infrared absorptiometry and controlling the production process
steps based on the result of the analysis, without having to resort to the
preparation of a calibration curve for predicting data for analysis samples,
characterized in that, the method comprises, steps of:
(a) taking an absorbance spectrum for each of a plurality of standard
samples collected from a production process step in an analysis range
including near-infrared region, by a near-infrared absorptionmetry apparatus
to obtain absorption spectrum chart for each standard sample and storing
chart so obtained in a computer;
(b) constructing a data base from a differentiation curve of a near-infrared
spectrum chart obtained using a plurality of production products that had
been judged by conventional chemical analysis to be rated products, by
calculating standard deviations and the average intensity of the standard
samples (standard average intensity) in respect of each wave length selected
from the spectrum included in the said analysis range at a constant interval,
by the aid of a computer processor;
(c) taking an absorbance spectrum in the said analysis range for each
analysis sample collected from the production process step, by using a near-
infrared absorptionmetry apparatus and the data inputted in the computer for
comparing the resulting absorbance spectrum with the data base;
(d) estimating deviation (analysis deviation) of the intensity of the
absorbance spectrum of each of the analysis samples (analysis intensity) at
each of the said selected wave lengths from the standard average intensity,
by the aid of the computer processor;
e) comparing, when the absorbance spectrum includes wave length(s)
at which the analysis deviation of the absorbance spectrum of the analysis
sample is outside a tolerance limit determined based on the standard
deviation, such as herein described, the wave length showing the analysis
deviation of the absorbance spectrum outside the tolerance limit with
production information given preliminarily in the data base stored in the
computer in order to find out one or more control factors responsive to said
analysis deviation of absorbance of the analysis sample;
(f) estimating control data for reclaiming the production process based
on the one or more control factors stored in the computer and
(g) performing the control by generating signals so as to obtain
production product within the tolerance limit by inputting the said control data
to the production process step.
2. The method as claimed in claim 1, wherein the production informations
stored in the data base are those of the component material corresponding
to the said selected wave lengths.
3. The method as claimed in claim 1 or 2, wherein the deviations
(analysis deviations) of the analysis intensities from the standard average
intensity are discriminated as to whether or not they are within the tolerance
limit determined based on the standard deviations given in the data base for
the stantard samples.
4. The method as claimed in any one of claims 1 to 3, wherein the said
analysis range is from 800 nm to 2,500 nm.
5. The method as claimed in claim 4, wherein the said analysis range is
from 400 nm to 2,500 nm.
6. The method as claimed in any one of claims 1 to 5, wherein the
selected wave lengths stand each other at a distance of 10 nm or less.
7. The method as claimed in claim 6, wherein the selected wave lengths
stand each other at a distance of 2 nm or less.
8. The method as claimed in any one of claims 1 to 7, wherein the
adsorbance spectrum is processed by differentiation, such as herein
described.
9. The method as claimed in claim 8, wherein the absorbance spectrum is
processed by building up the second derivative thereof.
10. The method as claimed in any one of claims 1 to 9, wherein the data base
is constructed from a plurality of standard samples of a plurality of kinds, by
calculating the standard average intensity and standard deviations for each
kind.
11. The method as claimed in any one of claims 1 to 10, wherein absorbance
spectra are obtained for a plurality of the analysis samples and estimating the
deviations of average intensities of the analysis samples (analysis average
intensity) at the selected wave lengths from the standard average intensity.

1. A method for controlling production process, by performing an analysis
by a near-infrared absorptiometry and controlling the production process
steps based on the result of the analysis, without having to resort to the
preparation of a calibration curve for predicting data for analysis samples,
characterized in that, the method comprises, steps of:
(a) taking an absorbance spectrum for each of a plurality of standard
samples collected from a production process step in an analysis range
including near-infrared region, by a near-infrared absorptionmetry apparatus
to obtain absorption spectrum chart for each standard sample and storing
chart so obtained in a computer;
(b) constructing a data base from a differentiation curve of a near-infrared
spectrum chart obtained using a plurality of production products that had
been judged by conventional chemical analysis to be rated products, by
calculating standard deviations and the average intensity of the standard
samples (standard average intensity) in respect of each wave length selected
from the spectrum included in the said analysis range at a constant interval,
by the aid of a computer processor;
(c) taking an absorbance spectrum in the said analysis range for each
analysis sample collected from the production process step, by using a near-
infrared absorptionmetry apparatus and the data inputted in the computer for
comparing the resulting absorbance spectrum with the data base;
(d) estimating deviation (analysis deviation) of the intensity of the
absorbance spectrum of each of the analysis samples (analysis intensity) at

each of the said selected wave lengths from the standard average intensity,
by the aid of the computer processor;
e) comparing, when the absorbance spectrum includes wave length(s)
at which the analysis deviation of the absorbance spectrum of the analysis
sample is outside a tolerance limit determined based on the standard
deviation, such as herein described, the wave length showing the analysis
deviation of the absorbance spectrum outside the tolerance limit with
production information given preliminarily in the data base stored in the
computer in order to find out one or more control factors responsive to said
analysis deviation of absorbance of the analysis sample;
(f) estimating control data for reclaiming the production process based
on the one or more control factors stored in the computer and
(g) performing the control by generating signals so as to obtain
production product within the tolerance limit by inputting the said control data
to the production process step.


Documents:

in-pct-2002-336-kol-abstract.pdf

in-pct-2002-336-kol-assignment.pdf

in-pct-2002-336-kol-claims.pdf

IN-PCT-2002-336-KOL-CORRESPONDENCE-1.1.pdf

in-pct-2002-336-kol-correspondence.pdf

in-pct-2002-336-kol-description (complete).pdf

in-pct-2002-336-kol-drawings.pdf

in-pct-2002-336-kol-examination report.pdf

in-pct-2002-336-kol-form 1.pdf

in-pct-2002-336-kol-form 13.pdf

in-pct-2002-336-kol-form 18.pdf

IN-PCT-2002-336-KOL-FORM 27.pdf

in-pct-2002-336-kol-form 3.pdf

in-pct-2002-336-kol-form 5.pdf

in-pct-2002-336-kol-gpa.pdf

in-pct-2002-336-kol-reply to examination report.pdf

in-pct-2002-336-kol-specification.pdf


Patent Number 235406
Indian Patent Application Number IN/PCT/2002/336/KOL
PG Journal Number 27/2009
Publication Date 03-Jul-2009
Grant Date 01-Jul-2009
Date of Filing 12-Mar-2002
Name of Patentee MITSUI CHEMICALS, INC.
Applicant Address 2-5, KASUMIGASEKI 3-CHOME, CHIYODA-KU, TOKYO 100-6070
Inventors:
# Inventor's Name Inventor's Address
1 MITANI TOSHIHARU C/O MITSUI CHEMICALS INC., 1-2, WAKI 6-CHOME, WAKI-CHO, KUGA-GUN, YAMAGUCHI 740-0061
2 TSURUOKA MASAMI C/O MITSUI CHEMICALS INC., 1-2, WAKI 6-CHOME, WAKI-CHO, KUGA-GUN, YAMAGUCHI 740-0061
3 MIYOSHI YASUO C/O MITSUI CHEMICALS INC., 1-2, WAKI 6-CHOME, WAKI-CHO, KUGA-GUN, YAMAGUCHI 740-0061
PCT International Classification Number G05B 13/02
PCT International Application Number PCT/JP2001/06724
PCT International Filing date 2001-08-06
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 2000-244026 2000-08-07 Japan