Title of Invention

CULTIVATED AGARWOOD

Abstract The present invention provides agarwood and/or agarwood resin frorn cultivated trees, and methods of generating agarwood and/or agarwood resin in cultivated trees.
Full Text CULTIVATED AGARWOOD
Background of the Invention
Aganvood is a highly prized incense that is extremely rare, it has at least
a 3000-year history in the Middle East, China and Japan. There are also
references to agarwood in the literature of India and France, and even in the Old
Testament of the Bible. Agarwood remains today the world's most expensive
incense. The value of agarwood shipped out of Singapore alone each year has
been estimated to exceed SI.2 billion. E. Hansen, Saudi Aramco World 51:2-13
(Dec. 2000). This aromatic resinous wood has many common names including
agarwood, gaharu, eaglewood, aloeswood, agila wood, aguru, agar, oud, ude, ud,
ood, oode, jinkoh, jinko, Ch'Lng Kuei Hsiang, Ch'En Hsiang, Chan Hsiang. Chi
Ku Hsiang, Huang Shu Hsiang, kalambak, and grindsanah.
The resin is used by Traditional Chinese, Unanai, Ayuravedic, and
Tibetan physicians. Used medicinally, agarwood is a remedy for nervous
disorders such as neurosis, obsessive behavior, and exhaustion. Agarwood is
highly psychoactive and is used in spiritual rituals. Many religious groups prize
it as a meditation incense, to calm the mind and spirit. In Ayuravedic medicine
it is used to treat a wide range of mental illness and to drive evil spirits away. In
Japan, it is considered by many to be sacred, and is used to anoint the dead. In
Buddhism, it serves as a major ingredient in many incense mixtures, and it is
considered to be one of the three integral incenses, together with sandalwood and
cloves.
The source of agarwood is the Aquilaria tree. The Aquilaria tree is an
evergreen that grows up to 40 meters high and 60 centimeters in diameter. It
bears white flowers that are sweetly scented. The genus Aquilaria is an
angiosperm taxonomically placed in the Thymelaceaceae family. Fifteen
species of Aquilaria have been reported and all produce agarwood. The
taxonomy of these species is not completely clear and not all species are
"recognized by taxonomists. Species include Aquilaria malaccensis, A.
agallocha, A. baillomi, A. crassna, A. hirta, A. rostrata, A. beccariana, A.
cummingiana, A. fdaria, A. khasiana, A. microcarpa, A. grandiflora, A. chinesis
or A. sinensis, A. borneensis, and A. bancana. Aquilaria bancana has been
questioned as a true species of Aquilaria and has been placed in the
Gonystylaceae family of the Gonystylus genus, as Gonystylus bancanus.
Gonystylus has also been found to produce an aromatic resin that is considered
the same as or very similar to agarwood.
Aquilaria trees are native to Asia from Northern India to Vietnam and
Indonesia. The healthy wood of the Aquilaria tree is white, soft, even-grained,
and not scented when freshly cut. Under certain pathological conditions, the
heartwood becomes saturated with resin, and eventually becomes hard to very
hard. The best grade of agarwood is hard, nearly black and sinks when placed in
water. In general, agarwood is considered inferior as it appears lighter in tone,
with diminishing amounts of resin.
The process of agar deposits is not fully understood. A Dutch paper from
1933 (J.P. Schuitemaker, "Het garoehout van West Boreno" Boschbouwkundig
Tijdschrift Tectona Uitgave der Vereeniging van Hoogere Ambtenaren bij het
Boschwezen in Nederlands Oost-Indi 26:851-892) reported the occurrence of
agarwood in Borneo and discussed many different types of resin produced in
trees. Most of the local people at the time believed that agarwood formed from
mysterious ways and was associated with the spirit world. The author stated that
"the mysterious occurrence of the 'holy' wood is connected to supernatural
powers" and that agarwood was referred to as "wood of the gods." The author
also noted that "we cannot exclude the possibility of a pathological occurrence
of which the cause was unknown," that "perfect trees never have agarwood,"
and that agarwood "is formed around wounded or rotting parts of the trunk."
The author also suggested that salt put into holes in trees might promote resin.
The paper also stated that if the agarwood was infectious, maybe it would be
possible to induce agarwood formation by infecting the trunk artificially by
putting fresh cut agarwood into the stem.
Later authors also reported the longstanding belief was that agar deposits
were created as an immune response by the tree, the result of attack by a fungus.
I. H. Burkill, A dictionary of the economic products of the Malay Peninsula. Vol.
I Crown Agents for the Colonies, London p. 197-205. In the 1940's and 1950's,
several researchers investigated the origins of agar deposits with varying and
sometimes conflicting results. Rahman and Basak, Buno Biggyan Patrika 9:87-
93 (1980). Others concluded that it was unlikely that there was a specific fungal
cause for the production of agarwood. Gibson, Bano Biggyan Patrika 6:16-26
(1977). It was suggested that the resin deposits might arise as a direct response
of the stem tissues of the tree to wounds with subsequent invasion by weak
pathogens. Id.
Rahman and Basak suggested that wounding produced color changes in
the wood with some "oleoresin" deposits. Rahman and Basak, Bano Biggyan
Patrika 9:87-93 (1980). They postulated that the presence of an exposed, open
wound seemed to be of more importance than the presence of certain species of
fungi within a wound. They, however, concluded their paper by stating that
further investigation was needed in order to determine what factors were
responsible in wounding, which are important in agar deposition.
The identification of the small proportion of the trees having agar is
difficult and destructive, which added greatly to the near-extinction of natural
stands of tress. Also, large-scale logging operations have destroyed many
forested areas where the Aquilaria trees are found. Thus, the current source of
agarwood, the naturally-growing old-growth Aquilaria trees, is becoming
extinct. To date no one has successfully cultivated agarwood. E. Hansen, Saudi
Aramco World 51:2-13 (Dec. 2000). Therefore, there is a growing need for a
means to cultivate Aquilaria trees that produce agarwood as a renewable source
for agarwood.
Summary of the Invention
The present invention provides a method of producing agarwood. by
forming an artificial wound into the xylem in an Aquilaria or Gonystylus tree,
and providing a means for aerating the wound. Additional wounds may be
formed either at the same time or after a discolored area has begun forming in
the tree. The wound may be formed by cutting, drilling, or chopping or by
inserting a nail. The wound is formed to reach the xylem. The wound may be
formed to a depth of at least about 1 to 10 cm into the xylem. In one
embodiment the wound is formed to a depth of about 4-6 cm. The wounds may
be made as a series of closely spaced wounds in the tree. For example, the series
of wounds, such as about 30-100 wounds, may be positioned in a spiral up the
tree. The wounds may be positioned at an interval of about 5 cm apart.
In the present method, the aeration means may be an aeration device
inserted into the wound, such as a nail, tube or pipe inserted into the wound. The
aeration device may contain aeration holes in it and/or it may contain grooves on
its exterior surface. The aeration device may be made of plastic, bamboo, wood
or other organic material, or metal, such as iron. It may be about 2 cm in
diameter. When inserted, the aeration device may extend out from the exterior
of the tree, such as about 2 to 15 cm from the exterior of the tree.
Alternatively, the aeration means of the present invention may be a
periodic (e.g., monthly) re-wounding of the wound. This may be by scribing a
patch of cambium around the wound one or more times over the life span of the
tree. It may also be by removing a region of cambium adjoining the wound.
The present method may also involve applying a resin-inducing agent to
cells surrounding the wound. This resin-inducing agent stimulates resin
production in the tree. It may kill live parenchyma cells around the wounded
region of the xylem. The resin-inducing agent may be a chemical agent. If a
chemical agent is used, it may kill cells locally. It can be, for example, sodium
bisulfite, NaCl, ferric chloride, ferrous chloride, chitin, formic acid, cellobiose,
salicyclic acid, iron powder, or yeast extract. In particular, it may be 1:1:3
sodium bisulfite, Difco yeast extract and iron powder. Alternatively, or
additionally, the resin-inducing agent may be an organism, such as an insect or
microbe, such as a fungus (e.g., Deuteromyola sp., Ascomycota sp.,
Basidiomycota sp.).
The tree that is used in the present invention is less than 100 years old,
about 2-80 years old, about 3-20 years old, or even only about 3-12 years old.
The tree used in the present invention is not growing naturally in an old growth
forest. An "old growth forest" is defined herein as a forest that is ecologically
mature and has been subjected to negligible unnatural disturbance such as
logging, roading and clearing. Also included in this definition are ecologically
mature forests where the effects of disturbance are now negligible. In such old
growth forests, the upper stratum or overstory is in the late mature to over-
mature growth phases. Species of trees that can be used in the present invention

include, for example, Aquilaria malaccensis, A. agallocha, A. baillonii, A.
crassna, A. hina, A. rostmta, A. beccariana, A. cwnmingiana, A.filaria, A.
khasiana, A. microcarpa, A. grandijlora, A. chinesis or A. sinensis, A.
borneensis, and A. bancana, or Conystylus bancanus.
The present invention also provides agarwood produced by the methods
described above. The present invention further provides agarwood from a tree
grown in a home garden, in a plantation, in a greenhouse, or in agricultural
lands.
The present invention also provides a method of purifying agarwood
resin by providing agarwood produced as described above, and purifying the
resin from the agarwood. The present invention further provides agarwood resin
purified according to this method. The term "resin" is used herein in
conformance with terminology used by those having skill in the art, namely, a
solid to soft-semisolid amorphous fusible flammable substance obtained as a
exudate or as an extract from plants. This term resin includes agarwood oil (or
other form of concentrated agarwood), which is an oil extract containing
resinous substances. Agarwood oil is a thick liquid with dissolved resinous
substances in it that can be obtained from distillation of agarwood, and the
concentration of the aromatic substances. The present invention further provides
concentrated agarwood products made from the agarwood resin produced by the
methods described above.
It should be noted that the indefinite articles "a" and "an" and the definite
article "the" are used in the present application, as is common in patent
applications, to mean one or more unless the context clearly dictates otherwise.

Brief Description of the Figures
Figure 1. Schematic drawing of wounded Aquilaria tree at time of
harvest with nothing done to promote agarwood showing internal callus
formation produced by bundles of included phloem cells, and wound closure
from inside the drill wound. Surface cells also produce callus tissue and wound
closure occurs from the outer edge of the drill wound. Little discoloration forms
and insignificant amounts (if any) of agarwood may form in a very thin band
between the discolored wood and the sound, unaltered xylem.

Figure 2A. Schematic drawing of Aquilaria tree that was wounded and
tube with aeration holes inserted. Figure 2B. Drawing of trees that were
wounded and had multiple aeration tubes inserted into the trees.
Figure 3. Schematic drawing showing wounded Aquilaria tree at time of
harvest with plastic tube inserted into the drill hole. Tree was treated with
sodium bisulfite. A discolored region around the wounded area extends above,
below and around the wound. An area of agarwood resin forms in a thick band
between the discolored wood and the sound, unaltered xylem. This area of
agarwood production gets larger and more dense over time.
Figure 4. Schematic drawing showing the effects of new wounds made
about 1 year after original wound. These new wounds allow the agarwood to be
formed in the new xylem produced after the original wounds are made.
Detailed Description of the Invention
Aquilaria has a unique anatomy, and one who wishes to induce agarwood
in young trees must understand its anatomy. Unlike most trees in the
Angiospemae that produce phloem cells external to the xylem (growing out from
the circumference of the cambium), Aquilaria produces bundles of phloem cells
throughout the xylem as well as in a layer external to the xylem. This means that
the xylem (consisting of vessels, fibers and parenchyma cells) also contains
groups of phloem cells called included phloem or interxlyary phloem of the
diffuse (foraminate) type. When trees are wounded they respond by forming
new wood cells by the cambium. These cells differentiate and close the wound
with newly produced cells (Blanchette R.A. 1992. Anatomical responses of
xylem to injury and invasion by fungi. In: Defense Mechanisms of Woody Plants
Against Fungi. Edited by R.A. Blanchette and A.R. Biggs. Springer-Verlag
Berlin. Pp. 76-95). Once the wound is closed, aeration to the affected wood
stops and internal processes needing air cease. Most trees close wounds by
producing new cells at the edge of the wounded cambium. Aquilaria trees close
wound from inside the xylem as well as externally.
The present experiments have shown that the cambium of Aquilaria trees
reacts to wounding by producing new cells all around the wound and even on the
surface of the wound. See Figure 1. Phloem cells apparently produce new

cambial cells that produce new differentiated wood cells. Wound closure occurs
rapidly. Phloem bundles on the surface of the exposed xylem produce secondary
cambial cells that produce new cells to seal and close the wound. Large surface
wounds do not close by only producing callus at the edge of the wounds (like
most trees) instead the entire surface of the exposed xylem produces new
cambial cells, which in turn differentiate, producing new wood cells that close
the wound.
Although wounding has been suggested to cause agarwood, the typical
types of wounds that are produced in trees produce no agarwood. If artificial
wounds are made into the xylem by boring into the tree, the included phloem
present throughout the wounded site reacts and may produce new cambial cells.
New wood formed from this new cambium will gTow within the wounded
xylem. This seals and closes the internal wound. Aquilaria trees with internal
wounds can seal and close wounds from the inside of the trees as well as along
the wounded surface of the exterior surfaces of the tree. The present
experiments show that wound closure stops agarwood formation.
The literature has suggested that fungi growing in the wounded Aquilaria
tree may cause agarwood formation. Different types of fungi have been
suggested including Phialophora parasitica, Torula sp., Aspergillus sp.,
Penicillium sp., Fusarium sp., Cladosporium sp., Epicoccum granulalum,
Cylunndrocladium, Sphaeropsis sp., Botryodiplodia theobromae, Trichoderma
sp., Phomopsis sp., and Cunninghamella echinulata. With all of these fungi
suggested as a possible cause and no clear definitive research to show that a
fungus is responsible for agarwood to form, researchers have indicated "that
agaru arises from a much more generalized cause than previously invisaged"
(Gibson, Barto Biggyan Putrika 6:16-26 (1977)). Punithalingam and Gibson,
Nova Hedwigia 29:251-255 (1978) report a new species of Phomopsis from
Aquilaria but indicate "no evidence was obtained to show that this fungus was
the cause of the formation of agaru." In a paper by Rahman and Basak (Bano
Biggyan Putrika 9:87-93 (1980)) on "Agarwood production in agar tree by
artificial inoculation and wounding" after experiments to produce agarwood they
concluded, "More experimental work needs to be done before the generation of
agar deposit is fully understood. There is no doubt that we are still far from the

development of techniques which would provide an assured supply of agar
products." The paper by Rao and Dayal {International Association of Wood
Anatomist Bulletin N.S.. 13:163-172 (1992)) discusses the formation of
agarwood and provides microscopic views of affected wood from naturally
growing trees with agarwood. They conclude by suggesting that "it is important
to study factors such as tree age, within-tree seasonal variation in
responsiveness, and environmental variation" to determine how agarwood is
formed. Research by the present inventors has shown that tree age is not
important (planted young trees not growing naturally in a forest can produce
agarwood) and agarwood has been produced in trees at three different
geographical locations in Vietnam showing variation in the environment is not a
critical factor.
Agarwood is a resinous wood substance that is produced by the tree as a
nonspecific host response to wounding, insects and/or microbial invasion. The
resin contains tree extractives that have aromatic terpenes present. As discussed
above, Aquilaria is unique in that it produces phloem bundles within the xylem.
This network of phloem and parenchyma cells produce and distribute the resin
around affected areas as a tree defense reaction. It was previously thought that
only old trees could produce resin.
The present inventors have determined how agarwood forms in nature
and have used this information to produce agarwood in young cultivated
Aquilaria trees. The trees may be grown, for example, in a home or cooperative
garden, on a plantation, or in a greenhouse. The present technique for producing
agarwood has been used on young plantation-grown trees, about 3 to 8 years old.
The technique can be performed on trees that are older than this, although for
economic reasons, it is beneficial to use younger trees. The inventors have
found that two factors are needed in order to induce the production of agarwood
in Aquilaria trees: (I) an open wound in the tree, and (2) this open wound must
be aerated.
Trees are wounded with a drill to make a hole into the xylem. Many
types of wounds were tried and a hole that cuts across the xylem is needed. The
size of the hole is not important. Of prime importance is that the hole must not
be closed by callus tissue. Small drill wounds may close by new wood growth

within one year in fast-growing tropical trees. To insure that the wound does not
close, a region of cambium can be cut around the drill wound. This removes the
cambium and delays callus formation and wound closure. This process needs to
be done repeatedly if the wound appears to be closing. Another method is to
insert a sturdy plastic, bamboo, wood or other organic material, or metal tube or
pipe (with holes made all along the sides of the tube) into the drill wound
leaving it protruding out of the tree. See Figures 2A and 2B. As the tree grows,
the tube prevents the tree from closing the wound. These and any other methods
to prevent wound closure can be used.
In order to maximize agarwood production, one can disturb the tree cells
that line the hole after the hole is made. It was seen that the more disruption of
live cells, the greater the internal area where agarwood formed. If a hole is
drilled, agarwood forms only around the edge of the wound (and only while
aeration occurs). If a drill wound is made and substances that kill some of the
tree cells (resin-inducing agents) are introduced, the resin forms over a much
larger area. See Figure 3. Many different resin-inducing substances can be
used, such as NaCl, ferric chloride, ferrous chloride, chitin, formic acid, etc.
Also microbes can be inoculated into the tree to induce a more intense host
response. Species of fungi, taxonomically from the Deuleromycota,
Ascomycota and Basidiomycota groups that were isolated from agarwood
columns in old growth trees growing in Viet Nam were inoculated into the test
trees. The presence of some fungi may help keep the wound open and disrupt
live cells of the tree, therefore acting as an inducing agent. The sesquiterpenes
produced in agarwood from naturally occurring resin in old growth trees and in
young plantation-grown trees were chemically analyzed, and the resin was the
same.
In one embodiment of the invention, the method would include a series
of drill wounds made in a spiral up the tree (30 to 100+ per tree). Each wound is
separated by a short interval. Each wound receives a tube, such as a plastic tube,
with many holes in its walls. The tube is inserted into the drill wound and left to
extend out from the tree 2 to 15 cm. The tube would also contain an inducing
agent. Another method would be to drill holes that are spiraled up the tree and
the inducing agent is added directly into the wounds. Each wound would be

scribed to cut away a patch of cambium around the hole. The wounds would be
inspected over time and new scribing and/or drilling used to keep the hole open.
Trees may be grown in nature or in greenhouses for agarwood production.
The following examples are intended to illustrate but not limit the invention.
EXAMPLES
Trees, approximately 4-5 years old, growing in plantations in An Giang
Province or Phu Quoc Island, Vietnam were used for experiments 1 to 8.
Example 1
Trees were wounded by making six ax wounds into the main trunk on
each tree. Trees harvested after six months were cut and split through the
wounded area. The area of discoloration was measured on the exposed
longitudinal plane. Resin formation (agarwood) occurred (if it occurred) in a
small zone between the wounded, discolored wood and the live unaltered wood.
After 6 months, the mean area of discoloration of six ax wounds was 6.1 cm2
ranging from 1.6 to 9.1 cm2 and no distinct area of resin formation was seen.
After 21 months, the mean area of six ax wounds was 0.3 cm2 ranging from 0.0
to 1.5cm and no resin was apparent. The results from this study show that
wounding trees with an ax and making shallow surface wounds does not produce
agarwood.
Example 2
Trees were wounded with a 5/8 inch drill to a depth of approximated 5
cm. Six wounds were made in a spiral fashion on the trunk of the tree
approximately 20 cm apart. One of the six wounds served as a control and the
other 5 wounds were filled with agarwood (approximately 0.5 g per wound)
from a tree in the forest with naturally produced agarwood. This tree had been
cut by poachers but some parts of the tree remained and some fresh agarwood
was obtained from it. Small sections of the agarwood were cut and put into the
drill wounds. After 6 and 18 months trees were harvested and evaluated with the
following results.
After 6 months
Wound Treatment Area of discoloration
1 Control 11.7
2 agarwood 27.6
3 agarwood 22.1
4 agarwood 15.6
5 agarwood 12.6
6 agarwood 16.0
After 18 months
WoundTreatment Area of discoloration
1 Control 18.4
2 agarwood 16.9
3 agarwood 18.8
4 agarwood 19.1
5 agarwood 15.1
6 agarwood 17.6
The amount of discoloration was somewhat greater than when ax wounds
were used and a very small region of what appeared to be resin was found at the
interface between discolored wood and sound wood. However, trees rapidly
closed and the agarwood formation process did not progress as seen in the
relatively small areas of discoloration present after 18 months.
Example 3
Trees were wounded with a 5/8 inch drill to a depth of approximated 5
cm. Six wounds were made in a spiral fashion on the trunk of the tree
approximately 20 cm apart. One of the six wounds served as a control and the
other 5 wounds were inoculated with pure cultures of fungi isolated from fresh
agarwood obtained from natural forests in Vietnam. Five different fungi,
representing different species of Ascomyota and Deuteromycota, were used.
The genus and species was not determined but culture morphology indicated
each fungus represented different genera. Only cultures proving to be successful
11
for stimulating agarwood were to be identified to species after field data was
obtained. Fungi were grown on sterile oats supplemented with malt extract broth
for added nutrients. Cultures were grown for 3 weeks on the oat/malt extract
substrate. Drill wounds inoculated with the fungi were filled with the fungus/oat
inoculum. After 6, 18 and 21 months the trees were harvested and the following
results were obtained.
The results indicate that the common fungi associated with fresh
agarwood in Vietnam did not significantly stimulate agarwood to form. The area
of discoloration and intermediate area of very slight amounts of resin production
was similar between the non-inoculated drill wounds and wounds receiving pure
cultures of fungi. No significant increases in agarwood production occurred
over the three harvest dates.
Example 4
Trees were wounded with a 5/8 inch drill to a depth of approximated 5
cm. Six wounds were made in a spiral fashion on the trunk of each tree
approximately 20 cm apart. Two of the six wounds served as controls and the
other 4 wounds were inoculated with different types of nutrient growth media
(used to culture microorganisms in the laboratory) or soil.
Treatments included:
— Control no treatment
— Difco Malt Extract (ME) approximately 0.1 g added per wound
— Difco mycological agar (MYCO) approximately 0.1g added per wound
— Difco yeast extract (YE) approximately O.lg added per wound
-- Soil approximately 0.25 grams of soil from the plantation where the
tree was growing was added per wound
These results indicate that no inducement of agarwood was found when
just nutrients used to grow fungi in culture were used. Soil placed into the drill
wound also did not stimulate agarwood formation. All wounds had evidence of
wound closure from surface cambium cells and the included phloem cells of the
xylem produced new cells to close the wounds from within the drill hole.
Example 5
To test if different types of compounds could stimulate agarwood
production, 5/8 inch drill wounds were made approximately 5 cm into the main
trunk of young plantation trees and different materials used to treat the drill
wounds. Chemicals used were from Sigma Chemicals Inc. St. Louis, Missouri
or Mallinckrodt Inc. Paris, Kentucky. One drill wound per tree received no
treatment and others received one of the following treatments:
Chitosan - purified chitin approximately 0.2g of chitin was added per
wound
Formic acid - approximately 0.1g of formic acid was added per wound
Sodium chloride - approximately 0.2 g added per wound
Cellobiose - approximately 0.2 grams added per wound
Lime - approximately 0.1 g calcium carbonate added per wound
Trees were harvested after 12, 18 and 21 months.
These results indicate that the reaction area within a tree and area of
discoloration can be increased with compounds that kill live parenchyma cells
around the wounded region of the xylem. Deposits of agarwood resin were
formed at the edges of the discolored regions. Substances like formic acid that
have a low pH and NaCl that has a high pH both can disrupt live cells and induce
greater amounts of agarwood than the control wounds. As the tree grows and

wounds are closed the affected area decreases. Other substances like chitosan,
cellobiose and lime do not increase the area of discoloration within the tree at the
concentrations tested. However, if added at amounts that are detrimental to live
cells adjacent to the wounded area it did have an effect. Microscopic
observations indicate that the cells around wounds treated with NaCl or formic
acid react extensively and phloem cells are filled with resin. These cells do not
have the ability to produce cambial initial cells and wound closure is delayed.
Substances that affect the live parenchyma cells and phloem cells in the xylem
stimulate resin production and induce agarwood production. They also inhibit
wound closure from the outer cambium as well as new cells formed by the
included phloem.
Example 6
Analysis of the chemical composition of natural agarwood and
experimentally produced agarwood was done by identification of the
sesquiterpenes present. Samples were extracted in methylene dichloride at
37.5°C and nitrogen used to reduce the volume to no less than 0.1 ml. A
methylating agent was added before injecting into a Hewlett-Packard 5890 gas
chromatograph with a 15m x 0.25mm DB-1 column. The injector temperature
was 280°C. After four minutes the initial column temperature of 50°C was
raised at 10C/min to 340°C. The eluent was detected with a Hewlett-Packard
5972 mass selective detector with the interface at 280 ºC.
Samples of low, medium and high quality agarwood obtained
commercially from Singapore merchants had levels of sesquiterpenes that ranged
from 0.3 to 10% of the sample. Sesquiterpenes included, aromadendrene, ß-
selinene, ?-cadinene, a- and ß-guaiene. The levels of sesquiteqtenes from
samples of agarwood from the experimental trees were at 0% (control wounds)
to 1.5% (NaCl treated drill wound treatment after 12 months). Sesquiterpenes
included aromadendrene, ß-selinene, y-cadinene, a- and ß-guaiene and a-
humulene.
Example 7
Multiple, small drill wounds were made at three locations on each tree to
observe the effect of wound size and multiple wounds on agarwood formation.
Twenty holes approximately 5 mm in diameter were drilled approximately 5 cm
into the xylem of the tree. Four rows of five wounds were made approximately
2 cm apart. Groups of wounds were made at 30 cm intervals on different sides
of the tree. A 10x10 cm area of the bark was cut out around each group of 20
wounds. Trees were harvested after 18 months. The area of discoloration
caused by the small drill wounds coalesced together resulting in a large area of
discoloration with some agarwood resin formed along the edges. The multiple
wounds served to disrupt normal functioning of cells around the wounds and
wound closure was delayed. Single small drill wounds made in a tree would not
produce significant amounts of agarwood resin since they would close rapidly,
but groups of multiple wounds made closely together on the tree disrupted the
normal functioning of the xylem and stimulated agarwood production.
Example 8
Fourteen plantation grown trees on Phu Quoc Island were used to test
different treatments. Each tree received 8 wounds that were spiraled up the main
trunk of the tree separated by approximately 20 cm. A range of different types
of wounds and treatments as well as controls were made on each tree. Each
treatment was made at a different location on each tree to insure that location of
wound did not have an effect. Trees were harvested after 15 months and taken to
the laboratory for analyses.
Treatments included:
1. A surface wound approximately 5 x 5 cm was made by cutting
the bark and removing the bark tissue to expose the xylem. No
drill hole was made.
2. A 5/8 inch drill wound was made approximately 5 cm into the
xylem.
3. A 5/8 inch drill wound was made approximately 5 cm into the
xylem and a 5 x 5 cm section of the bark removed around the drill hole
and approximately 0.3 g sterile Aquilaria sawdust added to the drill
wound.
4. Same as #3 but with approximately 0.3g of a 1:1 ratio of ferrous
chloride and sterile Aquilaria sawdust added to the drill wound.
5. Same as #3 with approximately 0.3g of a 1:2 ratio of NaCl and
sterile Aquilaria sawdust added to the drill wound.
6. Same as #3 but with approximately 0.3g of a 1:4 ratio of Difco
yeast extract and sterile Aquilaria sawdust.
7. Same as #3 but with approximately 0.3g of a 1:1 ratio of sodium
bisulfite and sterile Aquilaria sawdust.
8. Same as #3 but with approximately 0.3g of a 1:2:4 ratio of Difco
nutrient broth: Difco malt extract: sterile Aquilaria sawdust.
After 15 months, 8 trees were harvested and brought to the laboratory for
analyses. The area of discoloration and resin formation was determined by
splitting the tree through the wounded region and area affected measured using
an image analyzer. Area (cm ) was determined for all wounds in the
longitudinal plane. Each value is a mean of 8 wounds.

This study showed the effectiveness of several treatments for the
production of appreciable amounts of agarwood in young Aquilaria trees.
Surface wounds do not produce agarwood. Deep penetrating wounds may
produce some agarwood as long as the wound site remains open. Compounds
that challenge the living ceils around the drill wounds in the xylem (e.g. NaCl,
sodium bisulfite, ferrous chloride, and any other chemicals that disrupt the
normal functioning of living tree cells) increase the area of discoloration within
the tree and the amount of agarwood resin formed.
Example 9
Young trees growing at two sites, in home gardens and on agricultural
land (Kon Turn, Vietnam and Nui Cam, Vietnam), received 8 wounds per tree.
Drill wounds 5/8 inch diameter were drilled approximately 5 cm into the main
trunk of each tree in a spiral fashion separated by approximately 20 cm. All drill
wounds were scribed to remove a 5x5 cm area of bark around the wound.
Fungal treatments consisted of three different types of Basidiomycota obtained
from Aquilaria trees in Vietnam. These isolates were not identified to genus but
culture morphology indicated they were different genera. Cultures were grown
on sterile rice supplemented with malt extract. Cultures were grown for three
weeks before inoculation.
Treatments included:
1. Control wound receiving sterile rice
2. Fungal culture 97-14-5
3. Fungal culture 97-13-7
4. Fungal culture 97-11-25
5. Control wound receiving 5g sterile Aquilaria sawdust
6. Approximately 0.5g of a 1:4 ratio of sodium bisulfite and sterile
Aquilaria sawdust
7. Approximately 0.5g of a 1:2 ratio of salicylic acid in sterile
Aquilaria sawdust
8. Approximately 0.5g of a 1:4 ratio of ferrous chloride in sterile
Aquilaria sawdust
After 15 months two trees were harvested from each location and brought
to the laboratory for analyses. The mean area for each type of wound was
calculated.
This study indicated that the three different basidiomycetous fungi used
did not result in extremely large areas of discoloration and the area was not very
different from control wounds. It also indicated that the reduced concentration
of sodium bisulfite used in comparison to example 8 caused a reduced amount of
discoloration and agarwood resin. Although less area of discoloration was found,
agarwood resin did form at the discolored/sound wound interface. When this
wood was removed from around the wound and burned it produced a distinctive
agarwood aroma. Some compounds such as salicylic acid and ferrous chloride
did not produce large areas of discoloration and apparently must be applied in
sufficient concentration to affect the living cells in the xylem adjacent to the drill
wound. For example, in this experiment ferrous chloride was used in a 1:4

ration with sawdust and moderate amounts of discoloration were observed. In
previous experiments it was used in a 1:1 ratio with greater amounts of reaction
and agarwood production in the wounded xylem.
Example 10
Iron nails placed into the experimental trees showed a small but
significant amount of agarwood when harvested after 6, 15, or 18 months.
Reactions observed in the xylem indicate that iron stimulates resin production
and iron nails or other sources of iron affect agarwood formation.
Example 11
Young trees 5-6 years old growing at two locations, Nui Cam and Kon
Turn, Vietnam, were wounded by making 5/8 inch drill wounds into the xylem
to a depth of approximately 5.0 cm. Wounds were placed in a spiral up the tree
separated by approximately 10 cm. A 5x5 cm area of bark was removed from
around the wound and a plastic tube inserted into the wound. The plastic tube
had aeration holes drilled into the sides and shallow grooves made into its
surface to facilitate air movement along the tube when inserted into the tree (sec
Figure 3). The tube extended out from the tree approximately 10 cm so the hole
will not close for m3ny years. This tube will insure that the wound will stay
open and air will be available to the inner wounded xylem. In addition to
wounds receiving only the tubes, other wounds with tubes inserted had a
combination of 1:1:3 sodium bisulfite, Difco yeast extract and iron powder
added (the iron powder was a 99.6% Fe powder manufactured by J.T. Baker Inc.
Phillipsburg, NJ). Other compounds that cause a localized disruption of the
normal functioning of xylem and phloem cells can also be used to prevent
internal included phloem from producing secondary cells (that could close the
wound from the inside of the drill wound) and to disrupt a greater area of cells in
the xylem. As long as the wound remains open to the air, agarwood will
progressively accumulate. The greater the disruption of live cells around the
wound (without killing the tree) the greater the agarwood production. The tree
must remain alive for agarwood to form, as dead trees do not form agarwood.
As the tree grew new wood, additional holes were made to allow the zone of
agarwood to move into the new xylem (Figure 4).
Example 12
Trees located in two locations, Nui Cam and Kon Turn, Vietnam, were
wounded using a 5/8 inch drill to a depth of approximately 5 cm. Wounds were
placed in a spiral fashion on the tree from the ground line up into the crown.
Wounds were placed 3 to 5 cm apart. Over time, the wounds were rewounded to
keep the wounds open. This was done whenever the wounds appeared to have
any wound closure. In these areas of Vietnam they were checked and
rewounded every 2-3 months. Trees were wounded with 30 to 70 wounds
depending on the size of the tree. These studies show that repeated mechanical
wounds that are made deep into the xylem kept the wounds open by preventing
external cambial wound closure and internal secondary cell growth by the
included phloem. Localized areas of agarwood accumulated immediately
adjacent to the wound as long as the wound remained open.
All publications, patents and patent documents are incorporated by
reference herein, as though individually incorporated by reference. The
invention has been described with reference to various specific and preferred
embodiments and techniques. However, it should be understood that many
variations and modifications may be made while remaining within the scope of
the invention.
WE CLAIM :
1. A method of producing agarwood comprising :
(a) forming an artificial wound into the xylem in an Aquilaria or Gonystylus tree,
and
(b) providing a means for aerating the wound.
2. The method as claimed in claim 1. which involves repeating steps (a) and/or (b).
3. The method as claimed in claim 2, wherein steps (a) and/or (b) are repeated after
a discolored area has begun forming in the tree.
4. The method as claimed in claim 3, wherein the repeated wounding is in the
discolored area.
5. The method as claimed in claim 1, wherein the wound is formed by cutting,
drilling, or chopping or by inserting a nail.
6. The method as claimed in claim 1, wherein the wound is formed to reach the
xylem.
7. The method as claimed in claim 1, wherein the wound is formed to a depth of at
least about 1 to 10 cm into the xylem.
8. The method as claimed in claim 1, wherein the wound is formed to a depth of
about 4-6 cm.
9. The method as claimed in claim 1, wherein a series of closely spaced wounds are
made in the tree.
10. The method as claimed in claim 9, wherein the series of wounds are positioned in
a spiral up the tree.
11. The method as claimed in claim 9, wherein 30-100 wounds are made.
12. The method as claimed in claim 9, wherein the series of wounds are positioned at
an interval of about 5 cm apart.
13. The method as claimed in claim 1, wherein the aeration means is an aeration
device inserted into the wound.
14. The method as claimed in claim 13, wherein the aeration device is a nail, tube or
pipe inserted into the wound.
15. The method as claimed in claim 13, wherein the aeration device comprises
aeration holes.
16. The method as claimed in claim 13, wherein the aeration device comprises an
exterior surface having grooves.
17. The method as claimed in claim 13, wherein the aeration device is plastic,
bamboo, wood or other organic material, or metal.
18. The method as claimed in claim 13, wherein the aeration device is about 2 cm in
diameter.

19. The method as claimed in claim 13, wherein the aeration device is made of iron.
20. The method as claimed in claim 13, wherein the aeration device extends out
from the exterior of the tree.
21. The method as claimed in claim 20, wherein the aeration device extends out
from 2 to 15 cm from the exterior of the tree.
22. The method as claimed in claim 1, wherein the aeration means is a periodic re-
wounding of the wound.
23. The method as claimed in claim 22, wherein the aeration means is a monthly re-
wounding of the wound.
24. The method as claimed in claim 1, wherein the means for aerating the wound
comprises scribing a patch of cambium around the wound one or more times over the life
span of the tree.
25. The method as claimed in claim 1, which involves removing a region of cambium
adjoining the wound.
26. The method as claimed in claim 1. which involves applying a resin-inducing
agent to cells surrounding the wound.
27. The method as claimed in claim 26, wherein the agent stimulates resin
production.
28. The method as claimed in claim 26, wherein the agent kills live parenchyma cells
around the wounded region of the xylem.

29. The method as claimed in claim 26, wherein the resin inducing agent is a
chemical agent or an organism.
30. The method as claimed in claim 29, wherein the organism is a microbe or insect.
31. The method as claimed in claim 29, wherein the chemical agent kills cells locally.
32. The method as claimed in claim 29, wherein the chemical agent is sodium
bisulfite, NaCI, ferric chloride, ferrous chloride, chitin, formic acid, cellobiose, salicyclic
acid, iron powder, or yeast extract.
33. The method as claimed in claim 29, wherein the chemical agent is 1:1:3 sodium
bisulfite, Difco yeast extract and iron powder.
34. The method as claimed in claim 29, wherein the microbe is a fungus.
35. The method as claimed in claim 34, wherein the fungus is Deuteromyota sp.,
Ascomycota sp., Basidiomycota sp..
36. The method as claimed in claim 1, wherein the tree is less than 100 years old.
37. The method as claimed in claim 36, wherein the tree is about 2-80 years old.
38. The method as claimed in claim 36, wherein the tree is about 3-20 years old.
39. The method as claimed in claim 36, wherein the tree is about 3-12 years old.
40. The method as claimed in claim 36, wherein the tree is tree not growing naturally
in an old growth forest.

41. The method as claimed in claim 36, wherein the tree is of the species Aquilaria
malaccensis, A. agallocha, A. baillonii, A, crassna, A. hirta, A. rostrata, A. beccariana,
A. cummingiana, A. filaria, A. khasiana, A. microcarpa, A. grandiflora, A. chinesis or A.
sinensis, A. borneensis, and A. bancana, or Gonystylus bancanus.
The present invention provides
agarwood and/or agarwood resin frorn cultivated trees,
and methods of generating agarwood and/or agarwood
resin in cultivated trees.

Documents:

1503-KOLNP-2003-CORRESPONDENCE.pdf

1503-KOLNP-2003-FORM 27.pdf

1503-KOLNP-2003-FORM-27.pdf

1503-kolnp-2003-granted-abstract.pdf

1503-kolnp-2003-granted-assignment.pdf

1503-kolnp-2003-granted-claims.pdf

1503-kolnp-2003-granted-correspondence.pdf

1503-kolnp-2003-granted-description (complete).pdf

1503-kolnp-2003-granted-drawings.pdf

1503-kolnp-2003-granted-examination report.pdf

1503-kolnp-2003-granted-form 1.pdf

1503-kolnp-2003-granted-form 18.pdf

1503-kolnp-2003-granted-form 3.pdf

1503-kolnp-2003-granted-form 5.pdf

1503-kolnp-2003-granted-gpa.pdf

1503-kolnp-2003-granted-reply to examination report.pdf

1503-kolnp-2003-granted-specification.pdf


Patent Number 233882
Indian Patent Application Number 1503/KOLNP/2003
PG Journal Number 16/2009
Publication Date 17-Apr-2009
Grant Date 16-Apr-2009
Date of Filing 19-Nov-2003
Name of Patentee REGENTS OF THE UNIVERSITY OF MINNESOTA
Applicant Address 450 MCNAMARA ALUMNI CENTER, 200 OAK STREET S. E. MINNEAPOLIS, MN
Inventors:
# Inventor's Name Inventor's Address
1 BLANCHETTE ROBERTA 975 WEST COUNTY ROAD I SHOREVIEW, MN 55126
2 VAN BEEK HENRY HEUVELING SCHOOL STRAAT 8 III NL-1054 KD AMSTERSDAM
PCT International Classification Number A01B 79/00
PCT International Application Number PCT/US2002/16607
PCT International Filing date 2002-05-23
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 09/863,381 2001-05-24 U.S.A.