Title of Invention


Abstract This invention relates to a coater for the coating (Fig. 1), in particular, of large-area substrates by means of cathode sputtering, the coater having a coating chamber and, provided therein, a cathode assembly (2) where the material to be sputtered is located on a target (4) with a curved surface, the material to be sputtered being located, in particular, on the lateral surface of a cylinder, there being in a single coating chamber for a coherent coating zone (1) at least three, preferably more, cathode assemblies (2) with rotatable, curved targets (4) positioned one beside the other.
Full Text The present invention relates to a coater for the coating of large-area substrates by means of cathode sputtering.
This invention relates to a coater according to the preamble of claim 1.
Coaters with which the coating is applied to a substrate by means of cathode sputtering have been known for a long time'and are used for a wide variety of coating purposes. The design and engineering of such coalers vary greatly in accordance with the particular requirements the coating must fulfil. There are, for example, many different kinds of cathodes, such as planar cathodes, magnetron cathodes, rotatable magnetrons, etc. Whereas with planar cath¬odes, the coating material to be sputtered is configured in the shape of a fiat, planar target, the target surfaces of so-called rotatable cathodes are curved, being configured, in particular, in the form of a cylinder-like tube. Due to the continuous rotation of a cylinder-like tube during the coating process, the target matenal is sputtered evenly, thus preventing locally concentrated sputtering and resultant formation of grooves, which in turn might impair the coating quality.
Through use of so-called magnetron cathodes, or magnetrons, with which magnet assem¬blies behind the sputter target facilitate plasma formation in front of the target, at the same time stabilizing the plasma and evening it out, it is likewise possible to achieve improved deposition The use of so-called rotatable magnetrons, in particular, is also known, in which case magnets or magnet assemblies are provided concentrically within the cylinder-tube-like target. Rotatable magnetrons of this kind are used, for example, in continuous-duty in-line coaters for the coating of architectural glass. The state-of-the-art practice is normally to lo¬cate two such magnetrons side by side in a coating chamber. The disadvantage of this ar¬rangement is that only a small coating zone is available in which an even coating with an almost constant coating thickness can be obtained. This makes it necessary to move the sub¬strates if large surfaces, i.e. large-area substrates, axe to be coated.
The object of this invention is therefore to provide a coater and, specifically, a cathode as¬sembly, with which a large-area substrate may be coated evenly and with which, addition-

ally and in particular, material losses in the form of overspray during the coating process should be kept low. In addition, the coater should be easy to set up and operate.
This object is established by means of a coater having the features of claim 1. Useful em¬bodiments form the subject matter of the dependent claims.
This invention for the first time solves the problem of being able to provide a large coating zone with an even coating of uniform thickness without having to put up with a large loss of coating material. In other words, the invention makes it possible to coat large-area substrates statically, that is, without moving the substrate. Surprisingly, it was found that if cathode assemblies having rotatable, curved targets - especially targets in the form of cylinder tubes - are used, a plurality of cathodes, in particular at least three but preferably four, five, six or more cathodes, may be positioned beside each other, thus creating a large coating zone with which, by way of specific sputtering at a curved target surface, an even coating can be ap¬plied, in particular to obtain an even and uniform coating thickness, without having to put up with excessive loss of coating material. This advantage is due in large part to the curved target surface; according to preferred embodiments, the evenness of the large-area coating deposited can be improved still further, while keeping material losses low, by configuring the cathodes themselves, and assembling the many cathodes relative to each other, in such manner that the positive effect is underscored or enhanced further.
With respect to the cathode configuration, it has proved advantageous here to use magnetron cathodes that exhibit magnetic field arrays behind the target - in the case of cylindrical tar¬gets, within the core of the cylinder tube - in order to form a plasma in front of the target surface and to stabilize this plasma.
The magnet assembly is preferably rotatable or slewable about the longitudinal axis of the cathode, i.e. in the case of a cylinder-tube-like target, about the cylinder's longitudinal axis, such that the magnets or the magnet assembly can be adjusted or set to face the substrate. By rotating or slewing the magnets or magnet assembly in this way, the sputter zone on the target surface can be altered in its orientation toward the substrate; with the correct setting,

this arrangement permits even coating deposition, i.e. a coating of even thickness, on the substrate.
In particular, according to a preferred embodiment, the coater may be configured such that during the coating process, the magnets or magnet assembly oscillate(s) continuously about a given position i.e., move(s) to and fro, which likewise results in the deposition of an even coaling.
In addition, the magnets or magnet assemblies may be slewable or displaceable also within the magnet assembly, thus making it possible to vary the magnetic field area and, in turn, to positively influence deposition of the coating. In the case of a cylinder-tube-like target, the magnet assembly may, for example, be positioned in a cylinder-tube segment along the cathode's longitudinal axis in a 25° segment oriented towards the substrate. To increase the magnetic field area, the segment could be enlarged, for example by displacing or slewing the outer magnets outwards about the cathode's longitudinal axis, so that the magnets are assembled in a segment of, for example, 35°.
In cases of oscillation or vibration (wobbling) of the magnets or magnet assembly about a position, the speed with which the magnets or magnet assembly is/are moved may addition¬ally be defined or set in different ways, so that, for example during the to-and-fro movement of the magnets or magnet assembly about a zero position, the absolute speed differs accord¬ing to the position. For example, a low speed might be selected at the reversal points, and a high speed therebetween.
According to a useful embodiment, it is advantageous with cylinder-tube-like targets or cathodes to provide an additional magnet assembly or magnets on the side of the cathode facing away from the coating zone, in the vicinity of the target's end face, so that a plasma can form in this area in front of the target surface. This measure prevents re-deposition on the target.
Besides providing the cathode assembly having rotatable, curved targets with suitable mag¬nets and magnet assemblies to positively influence the deposition process, the even deposi-

tion of a coating of uniform thickness on a large-area coating zone may be additionally im¬proved and underscored by positioning the cathode assemblies that are provided side by side in a coating chamber to ensure a single, coherent, large-area coating zone at different dis¬tances from the coating zone, i.e. from the substrate, and in particular by positioning them on a surface that curves around the coating zone.
In this context, it has proved a good idea to configure this curved surface as a cylinder sur¬face, so that, viewed in cross-section, the cathodes are essentially arranged on a circular path, preferably equidistant from one another and with their longitudinal axes parallel to each other.
In another useful embodiment, the cathode assemblies may be positioned in such a way that the two cathodes at the edges of the sequence of cathodes are displaced inwards, further towards the substrate, and/or are pushed along nearer to the adjacent cathodes. This has a positive influence on the even deposition of a coating, especially in the edge areas of the coating zone.
The radius of the circular path, that is, of the lateral surface of the cylinder, upon which the cathodes are positioned, is preferably selected to be very large in comparison with the dis¬tance between the cathodes and the substrate, or coating zone, so that the surface along which the cathodes are positioned is only slightly curved.
With the cathodes positioned on a circular path or a lateral surface of a cylinder, it is par¬ticularly advantageous if the magnets or magnet assemblies of the magnetron cathodes are oriented radially towards the coating zone; in other words, if the mid-perpendiculars through the magnet sets of preferably all the cathodes point towards the centre of the circle or of the cylinder along which the cathodes are positioned. Here too, however, slewing or vibration of the magnets or magnet assemblies about this position is conceivable.
Although this coater or cathode assembly or cathode configuration permits, in particular, static coating of a large-area zone, i.e. without the substrate having to be moved, it is of

course also possible for the substrate to be moved by a transport device. The advantage of a larger coating zone can be exploited in this case, too.
The coating zone itself is generally planar, although it may also be curved In the latter case, it is merely necessary to appropriately adjust the position of the cathode assemblies, so that the relation between the position of the coatmg zone and the location of the cathodes is maintained.
The rotatable magnetrons with cylinder-tube targets are preferably supported at one end, at an end face, in particular on a movable carriage to facilitate inserting them into and remov¬ing them from the coating chamber.
Further advantages, characteristics and features of this invention become clear from the fol¬lowing description of a preferred embodiment. The figures are purely schematic.
Fig. 1 shows a cut view of the arrangement of cathodes and substrate in a coating cham¬ber.
Fig. 2 is a graph showing the normalized coating thickness plotted as a function of the substrate length
Fig. 1 shows, in a purely schematic cut view, the arrangement of substrate, i.e. coatmg zone 1, and a plurality of cathodes 2.
The cathodes 2 are so-called rotatable magnetron cathodes, a cylindrical target 4 being ro¬tatable about the cathode's longitudinal axis. The magnets 3 of the magnet assembly gener¬ate and stabilize a plasma 5, which forms m the immediate vicinity of the target surface. The continuous and consistent rotation of the target 4 during the coating process results in the coating material being removed, that is, sputtered, evenly over the entire surface of the tar¬get.

To achieve optimal coating of the substrate in the coating zone 1, the magnet assemblies are positioned facing towards the substrate and, as shown by the angular range 6, are slewable within a given angular range about the cathode's longitudinal axis, thus ensuring that the sputtering zone of the target surface is aligned optimally towards the substrate.
As an alternative to having the magnet assemblies 3 anchored in a fixed position facing the substrate, it is also possible to move the magnet assemblies 3 to and fro during the coating process in order to improve the evenness of the coating thickness on the substrate.
In order to prevent re-deposition, especially in the distal portions of the magnetron cathodes, that is, on the lateral surfaces in the vicinity of the end faces of the cylinder-tube-like target 4, a second, additional magnet assembly 7 may be provided opposite the magnet assembly 3, so that by generation of a plasma at the distal portions of the cylindrical magnetron cath¬ode re-deposition is prevented.
The rotatable magnetrons may be supported in each case, via the end areas, on the ends of the coating chamber. To facilitate exchanging the cathodes, the rotatable magnetrons arc preferably mounted on a carriage that can be withdrawn from the coating chamber, the ro¬tatable magnetrons being supported at one end, in the end-face area of the target tube, on one chamber wall by means of a support element that engages concentrically in said target tube. It is to advantage that cantilevered magnetrons of this kind need not be supported addi¬tionally on the opposite chamber wall, although this option is also feasible.
As is likewise evident from Fig. 1, the cathodes 2 are not located in a single plane, but are spaced at different distances from the coating 2one 1, that is, from the substrate. In the em¬bodiment shown in Fig. 1, the rotatable magnetron cathodes 2 are located, in particular, on a circular path with a radius r that is very much greater than the distance between the rotatable magnetron cathodes and the substrate. This is indicated by the arrow and r. The resulting spatial arrangement is such that the cylinder-tube-like targets 4, i.e., the rotatable magnetron cathodes, which run at right angles to the plane of the drawing, are located on the lateral surface of a cylinder with the radius r, whereas the substrate, i.e. the coating zone 1, is flat and planar. The effect of this spatial arrangement is that large-area substrates, e.g. substrates

measuring 1500 x 1800 mm, can be coated evenly without the substrate having to be moved (static coating). Also with moving substrates, as in the case of continuous-duty in-line coaters, this means that a large coating zone may be provided with a coating of even thick¬ness.
The spatial arrangement of the cathodes relative to the coating zone 1 also ensures a high collection efficiency; as a result, the amount of material that needs to be sputtered is reduced and the number of cathode assemblies may be minimized.
Fig. 2 shows a plot of coating thickness distribution against substrate length for a substrate length of 1800 mm and a cathode assembly according to Fig. 1 with nine rotatable magne¬tron cathodes. In the graph shown in Fig. 2, the coating thickness, normalized to 1, has been plotted against the length of the substrate. It can be seen that from the outermost edges to the middle, the normalized coating thickness varies essentially within a range from 0.95 to 1.

1. A coater for the coating, in particular, of large-area substrates by means of
cathode sputtering, said coater having a coating chamber and, provided
therein, a cathode assembly (2) where the material to be sputtered is located on
a target (4) that has a cylindrical surface, whereas in the interior of the targets
(4) magnets (3) or magnets assemblies are arranged and means provided for
continuously rotating the targets around the magnets or magnets assemblies
during the coating process, characterised in that in a single coating chamber
for a coherent coating zone at least three cathode assemblies (2) with rotatable,
cylindrical targets (4) are positioned one beside the other and along a surface
that curves around the coating zone, thus enabling an even and uniform
coating thickness for static large-area substrates; and
wherein said cathode assemblies are positioned such that they are spaced from one another and that their longitudinal axes are parallel to each other, the cathode assemblies being positioned, in particular, such as to be equidistant, with preferably only the outer cathode assemblies being spaced more closely to their neighbouring cathodes.
2. The coater as claimed in claim 1, wherein the cathode assemblies with rotatable, cylindrical targets (4) are supported at one end in the region of an end face.
3. The coater as claimed in claim 1 or 2, wherein the cathode assembly have magnets (3) or magnet assemblies that are rotatable or slewable, in particular about the cathode's longitudinal axis.
4. The coater as claimed in claim 1 or 2, wherein the magnets (3) of the magnet assemblies, especially those in the edge areas, may be slewed or displaced in order to enlarge the magnetic field area (6).
5. A coater as claimed in claim 1, wherein preferably six cathode assemblies are arranged at distances as herein described from the substrate to be positioned in the coating zone.

6. A coater as claimed in claim 5, wherein the cathode assemblies are arranged on a lateral surface of a cylinder whose longitudinal axis, viewed from the cathode assemblies, is in the coating zone or behind it, with preferably only the two outer cathode assemblies being displaced from the lateral surface towards the coating zone.
7. A coater as claimed in claim 6, wherein the radius of the cylinder is large compared with the distance between the coating zone and the cathode assemblies.
8. A coater as claimed in claim 5, wherein the magnets or magnet assemblies of the cathode assemblies are oriented, in particular, radially towards the coating zone, the magnets or magnet assemblies being, in particular as claimed in claim 3, slewable about this position, in particular at defined speeds.
9. A coater as claimed in claim 1, wherein additional magnets or magnet
assemblies are provided on the side facing away from the coating zone, in
particular in the vicinity of the end faces of the cathode assemblies, which
magnets or magnet assemblies prevent re-deposition by generating a plasma
during the coating process.
10. A coater as claimed in claim 1, wherein the substrate is moved by a
transport device during the coating process.







1033-del-2005-complete specification (granted).pdf

1033-DEL-2005-Correspondence Others-(22-02-2012).pdf



1033-del-2005-description (complete)-(19-09-2008).pdf

1033-del-2005-description (complete).pdf













1033-DEL-2005-Petition Others-(22-02-2012).pdf

Patent Number 231625
Indian Patent Application Number 1033/DEL/2005
PG Journal Number 13/2009
Publication Date 27-Mar-2009
Grant Date 06-Mar-2009
Date of Filing 26-Apr-2005
Applicant Address SIEMENSSTRASSE 100, 63755 ALZENAU, GERMANY.
# Inventor's Name Inventor's Address
PCT International Classification Number C23C 14/35
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 04 010 696.5 2004-05-05 EUROPEAN UNION