Title of Invention

A METHOD FOR PERFORMING A HANDOVER BY A MOBILE STATION AND A SERVING BASE STATION IN A COMMUNICATION SYSTEM

Abstract The invention relates to a method for performing a handover by a mobile station in a communication system the method comprising the steps of transmitting a handover request message to a serving base station when it is detected that a handover is necessary, transmitting a handover indication message including handover cancellation information to the serving base station when the mobile station decides to cancel the handover during the handover is being performed with one of target base stations; and continuously maintaining a connection with the serving base station, wherein the handover cancellation information indicates that the mobile station cancels the handover being performed with the one of target base stations.
Full Text BACKGROUND OF THE INVENTION
1. Field of the Invention
The present invention relates to a broadband mobile communication
system, and more particularly to a method for performing a handover in a
broadband wireless communication system employing an orthogonal frequency
division multiplexing (hereinafter, referred to as an OFDM) method and an
orthogonal frequency division multiplexing access (hereinafter, referred to as an
OFDMA) method.
2. Description of the Related Art
In the fourth generation (hereinafter, referred to as a 4G) communication
system, which is the next generation communication system, research has been
actively pursued to provide users with services having various quality of services
(hereinafter, referred to as a QoSs) and supporting a transmission speed of about
100 Mbps. The current third generation (hereinafter, referred to as a 3G)
communication system supports a transmission speed of about 384 kbps in an
outdoor channel environment having a relatively unfavorable channel
environment, and supports a transmission speed of 2 Mbps at maximum even in
an indoor channel environment having a relatively favorable channel environment.
Meanwhile, wireless local area network (hereinafter, referred to as a
LAN) system, and a wireless metropolitan area network (hereinafter, referred to
as a MAN) systems generally support transmission speeds of 20 to 50 Mbps.
Accordingly, in the current 4G communication system, research has been actively
pursued to develop a communication system to ensure mobility and QoS in the
wireless LAN system and the wireless MAN system supporting relatively high
transmission speeds, and to support a high speed service which will be provided
by the 4G communication system.
Since the wireless MAN system has a wide service coverage and supports
a high transmission speed, it is suitable for supporting a high speed
communication service. However, because the wireless MAN system is a
system which does not completely consider the mobility of a subscriber station
(SS), a handover due to the high-speed movement of a subscriber station is also
not considered. Herein, the wireless MAN system is a broadband wireless
access (BWA) communication system, and it has a service coverage area which is
. largerthan that which the wireless LAN system provides and, additionally,

supports a transmission speed higher than that which the wireless LAN system
provides.
A system employing an OFDM method and an OFDMA method in order
to enable a physical channel of the wireless MAN system to support a broadband
transmission network is known as an IEEE (Institute of Electrical and
Electronics Engineers) 802.16a communication system. The IEEE 802.16a
communication system is a broadband wireless access communication system
employing an OFDM/OFDMA method. Further, since the IEEE 802.16a
communication system applies an OFDM/OFDMA method to the wireless MAN
system, the IEEE 802.16a communication system transmits a physical channel
signal using a plurality of sub-carriers, thereby enabling a high speed data
transmission. Therefore, the IEEE 802.16a communication system is called a
broadband wireless access communication system.
Hereinafter, the structure of the conventional IEEE 802.16a
communication system will be descried with reference to FIG. 1.
FIG. 1 is a block diagram schematically showing the structure of the
IEEE 802.16a communication system. The IEEE 802.16a communication system
has a single cell structure and includes a base station (BS) 100 and a plurality of
subscriber stations 110, 120, and 130 controlled by the base station 100. The
transmission/reception of signals between the base station 100 and the subscriber
stations 110, 120, and 130 are accomplished through the OFDM/OFDMA method.
Hereinafter, the structure of the downlink frame of the conventional IEEE
802.16a communication system will be descried with reference to FIG. 2 which is
a view which illustrates the structure of the downlink frame of the IEEE 802.16a
communication system.
Referring to FIG. 2, the downlink frame of the IEEE 802.16a
communication system includes a preamble portion 200, a broadcast control
portion 210, and a plurality of time division multiplex (hereinafter, referred to as a
TDM) portions 220 and 230. A synchronization signal (i.e., preamble sequence)
used in obtaining a mutual synchronization between a base station and a
subscriber station is transmitted through the preamble portion 200. The
broadcast control portion 210 includes a downlink (hereinafter, referred to as a
DL) portion DL-MAP 211 and an uplink (hereinafter, referred to as an UL)
portion UL-MAP 213. The DLMAP portion 211 is a portion through which a
DLMAP message is transmitted. Table 1 shows information elements
(hereinafter, referred to as IEs) contained in the DL_MAP message.



As shown in Table 1, the DLMAP message includes a plurality of IEs,
that is, the 'Management Message Type' representing the type of a transmitted
message, the 'PHYsical (PHY) Synchronization' set according to a modulation
method and a demodulation method applied to a physical channel in order to
obtain a synchronization, the 'DCD count' representing a count corresponding to
the configuration variation of a downlink channel descript (hereinafter, referred to
as a DCD) message containing a downlink bust profile, the 'Base Station ID'
representing a base station identifier (BSID), and the 'Number of DLMAP
Elements n' representing the number of elements existing after the Base Station
ID. Especially, the DLMAP message contains information on ranging codes
assigned to each ranging which will be described later.
Further, the UL_MAP portion 213 is a portion through which an
UL_MAP message is transmitted. Table 2 shown below illustrates IEs contained
in the UL MAP message.



As shown in Table 2, the ULMAP message includes a plurality of IEs,
that is, the 'Management Message Type' representing the type of a transmitted
message, the 'Uplink Channel ID' representing a used uplink channel identifier,
the 'UCD count' representing a count corresponding to the configuration variation
of an uplink channel descript (hereinafter, referred to as an UCD) message
containing an uplink bust profile, and the 'Number of UL_MAP Elements n'
representing the number of elements existing after the UCD count. Herein, the
uplink channel identifier is uniquely assigned in a media access control
(hereinafter, referred to as a MAC) sub-layer.
Further, the TDM portions 220 and 230 (as shown in FIG. 2) are portions
corresponding to time slots assigned to each subscriber station by a time division
multiplexing (hereinafter, referred to as a TDM) time division multiple access
(hereinafter, referred to as a TDMA) TDM/TDMA method. The base station
transmits broadcast information, which must be broadcasted, to subscriber
stations managed by the base station through the DL_MAP portion 211 of the
downlink frame by means of a preset center carrier. Then, each of the subscriber
stations is powered on and the base station then monitors all frequency bands set
in each of the subscriber stations in advance, and detects a pilot channel signal
having the highest pilot carrier to interference and noise ratio (hereinafter,
referred to as a CINR).
Also, the subscriber station determines a base station having transmitted
the pilot channel signal having the highest CINR to be a base station to which the
subscriber station currently belongs. Further, the subscriber station confirms the
DLMAP portion 211 and the ULMAP portion 213 of the downlink frame
transmitted by the base station, and confirms control information controlling an
uplink and a downlink of the subscriber station and information representing an
actual position of data transmission/reception.
Table 3, illustrated below, shows the structure of the UCD message.
Table 3


As shown in Table 3, the UCD message includes a plurality of IEs, that is,
the 'Management Message Type' representing the type of a transmitted message,
the 'Uplink Channel ID' representing a used uplink channel identifier, the
'Configuration Change Count' counted by a base station, the 'Mini-slot Size'
representing the size of a mini-slot of an uplink physical channel, the 'Ranging
Backoff Start' representing a start point of a backoff using an initial ranging, that
is, the size of an initial backoff window using an initial ranging, the 'Ranging
Backoff End representing an end point of a backoff using an initial ranging, that is,
the size of a final backoff window, the 'Request Backoff Start' representing a start
point of a backoff for 'contention data and requests', that is, the size of an initial
backoff window, and the 'Request Backoff End representing an end point of a
backoff for 'contention data and requests', that is, the size of a final backoff
window.
Herein, the value of the backoff represents a kind of waiting time value
for which a subscriber station must wait for the next ranging when failure occurs
in rangings which will be described later. Further, a base station must transmit
the backoff value, which is information on a time period for which the subscriber
station must wait for the next ranging, to the subscriber station when the
subscriber station fails in a ranging. For instance, when a value by the Ranging
Backoff Start and the Ranging Backoff End is set to be 10, the subscriber station

passes a chance in which the subscriber station can perform rangings of 210 times
(i.e., 1024 times) and then must perform the next ranging.
Hereinafter, the structure of the uplink frame of the conventional IEEE
802.16a communication system will be descried with reference to FIG. 3, which is
a view which illustrates the structure of the uplink frame of the IEEE 802.16a
communication system.
Before describing FIG. 3, rangings as described and used in the IEEE
802.16a communication system, include, an initial ranging, a maintenance
ranging, that is, a periodic ranging, and a bandwidth request ranging each of
which will be described in detail below.
The initial ranging is a ranging which is performed when a base station
requests the initial ranging in order to obtain a synchronization with a subscriber
station. Further, the initial ranging is a ranging which is performed in order to
match an exact time offset between the subscriber station and the base station and
adjust the transmit power. That is, the subscriber station is powered on, receives
a DL_MAP message, an UL_MAP message, and a UCD message, and obtains
synchronization with the base station. Then, the subscriber station performs the
initial ranging to adjust the time offset and the transmit power with the base
station. The base station receives the MAC address of the subscriber station
from the subscriber station through the initial ranging procedure. Further, the
base station generates a basic connection ID (hereinafter, referred to as a basic
CID) and a primary management connection ID (hereinafter, referred to as a
primary management CID) mapped with the received MAC address of the
subscriber station, and then transmits the generated basic CID and the primary
management CID to the subscriber station. Then, the subscriber station
recognizes the basic CID and the primary management CID of the subscriber
station through the initial ranging procedure.
Herein, since the IEEE 802.16a communication system employs an
OFDM/OFDMA method, the ranging procedure requires ranging sub-channels
and ranging codes. A base station assigns usable raging codes (RCs) according to
the object of a raging, that is, the kind of a raging. This will be described in
detail.
The raging code is generated by segmenting pseudo-random noise
(hereinafter, referred to as a PN) sequence having a predetermined length (e.g.,
length of 215-1 bits) by a predetermined unit. Generally, two sub-channels having
a length of 53 bits constitute one ranging channel. Further, the raging code is
constructed by segmenting a PN code through the ranging channel having a
length of 106 bits. The 48 raging codes i.e., RC#1 to RC#48) (at maximum for 48
ranging codes per subscriber station) constructed in this way may be assigned to a

subscriber station, and two raging codes (at minimum per a subscriber station) are
applied to the three types of rangings, that is, the initial ranging, the periodic
ranging and the bandwidth request ranging, according to a default value. In this
way, different raging codes are assigned to each ranging. For instance, N
number of raging codes are assigned for the initial ranging (N RCs for initial
ranging), M number of raging codes are assigned for the periodic ranging (M RCs
for periodic ranging), and L number of raging codes are assigned for the
bandwidth request ranging (L RCs for BW-request ranging). The raging codes
assigned in this way are transmitted to subscriber stations through the DL_MAP
message as described above, and the subscriber stations perform the ranging
procedure by using the raging codes contained in the DLMAP message
according to the objects of the raging code.
The periodic ranging is a ranging periodically performed when the
subscriber station having adjusted the time offset and the transmit power with the
base station through the initial ranging adjusts a channel status, etc., with the base
station. The subscriber station performs the periodic ranging by means of the
ranging codes assigned for the periodic ranging.
The bandwidth request ranging is a ranging performed when the
subscriber station having adjusted the time offset and the transmit power with the
base station through the initial ranging requests a bandwidth assignment in order
to actually perform a communication with the base station.
Referring to FIG. 3, the uplink frame includes an 'Initial Maintenance
Opportunities' portion 300 using the initial ranging, and the maintenance ranging,
that is, the periodic ranging, a 'Request Contention Opportunities' portion 310
using the bandwidth request ranging, and a 'SS scheduled data' portion 320
containing the uplink data of subscriber stations. The Initial Maintenance
Opportunities portion 300 includes a plurality of access burst intervals actually
containing an initial ranging and a periodic ranging, and a collision interval in
which collision between access burst intervals occurs. The Request Contention
Opportunities portion 310 includes a plurality of bandwidth request intervals
containing a bandwidth request ranging, and a collision interval in which collision
between bandwidth request intervals occurs. Further, the SS scheduled data
portion 320 includes a plurality of SS scheduled data parts (i.e., SS 1 scheduled
data part to SS N scheduled data part) and a subscriber station transition gap
which is present in each of the SS scheduled data parts.
An uplink interval usage code (hereinafter, referred to as a UIUC) portion
which is a portion in which information designating the use of an offset recorded
in an offset portion is recorded. Table 4 below shows the UIUC portion.
Table 4


As shown in Table 4, the UIUC portion contains information designating
the use of the offset recorded in the offset portion. For instance, when a value of
2 is recorded in the UIUC portion, it signifies that a starting offset used in the
initial ranging is recorded in the offset portion. When a value of 3 is recorded in
the UIUC portion, it signifies that a starting offset used in the maintenance
ranging or the bandwidth request ranging is recorded in the offset portion. As
described above, the offset portion is a portion recording a starting offset value
used in the initial ranging, the bandwidth request ranging, or the maintenance
ranging according to the information recorded in the UIUC portion. Further,
information on a characteristic of a physical channel to be transmitted in the
UIUC portion is recorded in the UCD message.

Hereinafter, a ranging process between a base station and a subscriber
station in the conventional IEEE 802.16a communication system will be descried
with reference to FIG. 4 which is a flow diagram illustrating the ranging process
between the base station and the subscriber station in the IEEE 802.16a
communication system.
Referring to FIG. 4, the subscriber station 400 is powered on, monitors all
frequency bands set in the subscriber station 400 in advance, and detects a pilot
channel signal having the highest CINR. Also, the subscriber station 400
determines a base station 420 having transmitted the pilot channel signal having
the highest CINR to be the base station 420 to which the subscriber station 400
currently belongs. Then, the subscriber station 400 receives the preamble of the
downlink frame transmitted from the base station 420 and obtains a system
synchronization with the base station 420.
As described above, when the system synchronization is obtained
between the subscriber station 400 and the base station 420, the base station 420
transmits a DL_MAP message and an UL_MAP message to the subscriber station
400 in steps 411 and 413, respectively. Herein, as described in Table 1, the
DLMAP message performs the function of informing the subscriber station
400 of information required when the subscriber station 400 obtains a
synchronization with respect to the base station 420 in a downlink, and
information on the structure of a physical channel capable of receiving messages
transmitted to the subscriber station 400 in the downlink. Further, as described
in table 2, the UL_MAP message performs the function of informing the
subscriber station 400 of information on the scheduling period of a subscriber
station and the structure of a physical channel in an uplink.
Meanwhile, the DLMAP message is broadcasted from a base station to
all subscriber stations. Herein, a case in which a certain subscriber station can
continuously receive the DLMAP message signifies that the subscriber station
has synchronized with the base station. That is, the subscriber stations having
received the DLMAP message can receive all messages transmitted through a
downlink. Further, as described in Table 2, when the subscriber station fails in
an access, the base station transmits the UCD message containing information
notifying an usable backoff value to the subscriber station.
Meanwhile, when the subscriber station 400 having synchronized with
the base station 420 performs the ranging, the subscriber station 400 transmits a
ranging request (hereinafter, referred to as a RNG_REQ) message to the base
station 420 in step 415. Then, in step 417, the base station 420 having received
the RNGREQ message transmits a ranging response (hereinafter, referred to as a
RNG_RSP) message, which contains information for compensating for


As shown in Table 5, the 'Downlink Channel ID' represents a downlink
channel identifier contained in the RNGREQ message received in the subscriber
station 400 through the UCD. The 'Pending Until Complete' represents a
priority of a transmitted ranging response. That is, when the Pending Until
Complete has a value of 0, a previous ranging response has a high priority. In
contrast, when the Pending Until Complete has values other than 0, a currently
transmitted ranging response has a high priority.
Table 6 illustrated below, shows the structure of the RNGRSP message
corresponding to the RNGREQ message shown in Table 5.

As shown in Table 6, the 'Uplink Channel ID' represents an uplink
channel identifier contained in the RNG_REQ message. Meanwhile, in FIG. 4,
since the IEEE 802.16a communication system considers only a state in which a
subscriber station is currently motionless, that is, it does not entirely consider the
mobility of the subscriber station, the base station 420 (as shown in Fig. 4)
communicating with the subscriber station 400 unconditionally becomes a serving
base station.
As described above, the IEEE 802.16a communication system considers
only a state in which a subscriber station is currently motionless (i.e., a state in

which the mobility of the subscriber station is not entirely considered), and a
single cell structure. However, an IEEE 802.16e communication system is
stipulated as a system considering the mobility of a subscriber station in the
IEEE 802.16a communication system. Accordingly, the IEEE 802.16e
communication system must consider the mobility of a subscriber station in a
multi-cell environment. In order to support the mobility of the subscriber station
in a multi-cell environment, changes in operations of the subscriber station and a
base station are necessarily required. Especially, in order to support the mobility
of the subscriber station, research into a handover of the subscriber station
considering a multi-cell structure has been actively pursued.
Hereinafter, the structure of the conventional IEEE 802.16e
communication system will be described with reference to FIG. 5.
FIG. 5 is a block diagram schematically showing the structure of the
IEEE 802.16e communication system.
Referring to FIG. 5, the IEEE 802.16e communication system has a multi-
cell structure, that is, a cell 500 and a cell 550. Further, the IEEE 802.16a
communication system includes a base station 510 controlling the cell 500, a base
station 540 controlling the cell 550, and a plurality of mobile subscriber stations
(MSSs) 511, 513, 530, 551, and 553. The transmission/reception of signals
between the base stations 510 and 540 and the mobile subscriber stations 511, 513,
530, 551, and 553 is accomplished through an OFDM/OFDMA method. Herein,
the mobile subscriber station 530 (of the mobile subscriber stations 511, 513, 530,
551, and 553) exists in an overlapping area (i.e., handover area) between the cell
500 and the cell 550. Accordingly, only when a handover for the mobile
subscriber station 530 must be supported, it is possible to support the mobility for
the mobile subscriber station 530.
In the IEEE 802.16e communication system, a certain mobile subscriber
station receives pilot channel signals transmitted from a plurality of base stations,
and measures CINRs of the received pilot channel signals. The mobile
subscriber station then selects a base station, which is the base station that has
transmitted a pilot channel signal having the highest CINR from among the
measured CINRs of the pilot channel signals, as a base station to which the
mobile subscriber station currently belongs. That is, the mobile subscriber
station recognizes a base station, which transmits a pilot channel signal capable of
being favorably received in the mobile subscriber station, from among base
stations having transmitted pilot channel signals as a base station to which the
mobile subscriber station belongs. As a result, the base station to which the
mobile subscriber station currently belongs becomes a serving base station. The
mobile subscriber station having selected the serving base station receives a

downlink frame and an uplink frame transmitted from the serving base station.
Herein, the downlink frame and the uplink frame of the IEEE 802.16e
communication system have the same structures as those of the downlink frame
and the uplink frame of the IEEE 802.16a communication system shown in FIGS.
2 and 3 above and described herein.
The serving base station transmits a mobile subscriber station neighbor
advertisement (hereinafter, referred to as a MOB_NBR_ADV) message to the
mobile subscriber station. Table 7 illustrated below shows the structure of the
MOB_NBR_ADV message.

As shown in Table 7, the MOBNBRADV message includes a plurality
of IEs, that is, the 'Management Message Type' representing the type of a
transmitted message, the 'Configuration Change Count' representing the number
of times by which a Configuration changes, the 'N_NEIGHBORS' representing
the number of neighbor base stations, the 'Neighbor BS-ID' representing
identifiers (ID) of the neighbor base stations, the 'Physical Frequency'
representing the physical frequency of the neighbor base station, and the 'TLV
Encoded Neighbor Information' representing extra information relating to the
neighbor base station in addition to the information.
The mobile subscriber station having received the MOB_NBR_ADV
message transmits a mobile subscriber station scanning interval allocation request
(hereinafter, referred to as a MOBSCNREQ) message to the serving base
station when the mobile subscriber station intends to scan the CINRs of pilot
channel signals transmitted from neighbor base stations. Herein, since a time
point at which the mobile subscriber station requests a scanning has no direct
relation to a scanning operation for the CINR of the pilot channel signal, a


As shown in Table 8, the MOBSCNREQ message includes a plurality
of IEs, that is, the 'Management Message Type' representing the type of a
transmitted message and the 'Scan Duration' representing a scan duration for
which the mobile subscriber station scans the CINRs of the pilot channel signals
transmitted from the neighbor base stations. The 'Scan Duration' is constructed
by the frame. Herein, the 'Management Message Type' of the MOBSCNREQ
message to be transmitted has not been defined yet (i.e., Management Message
Type = undefined or "?" as is shown in the table to conserve space).
Meanwhile, the serving base station having received the
MOBSCNREQ message transmits a mobile subscriber station scanning interval
allocation response (hereinafter, referred to as a MOBSCNRSP) message,
which contains information to be scanned by the mobile subscriber station, to the
mobile subscriber station. Table 9 illustrated below shows the structure of the
MOB_SCN_RSP message.

As shown in Table 9, the MOBSCNRSP message includes a plurality
of IEs, that is, the 'Management Message Type' representing the type of a
transmitted message, the connection ID (hereinafter, referred to as a CID) of the

mobile subscriber station having transmitted the MOBSCNREQ message, and
a scan duration. In Table 9, the 'Management Message Type' of the
MOBSCNRSP message to be transmitted has not been defined yet (i.e.,
Management Message Type = undefined), and the scan duration is a duration for
which the mobile subscriber station performs the pilot CINR scanning. The
mobile subscriber station having received the MOBSCNRSP message
containing the scanning information scans pilot CINRs for neighbor base stations,
which has been recognized through the MOB_NBR_ADV message, according to
the scanning information parameters.
In order to support a handover in the IEEE 802.16e communication
system, a mobile subscriber station must measure CINRs of pilot channel signals
transmitted from neighbor base stations and a base station (i.e., serving base
station) to which the mobile subscriber station currently belongs. Further, when
the CINR of the pilot channel signal transmitted from the serving base station is
smaller than the CINRs of the pilot channel signals transmitted from the neighbor
base stations, the mobile subscriber station requests a handover from the serving
base station. Herein, for convenience of description, the sentence 'measure the
CINR of the pilot channel signal' may be expressed by a sentence 'scan or
perform a scanning for the CINR of the pilot channel signal'. Also, the words
'scan' and 'scanning' have the same concept; 'scan' is used together with
'scanning' for convenience of description,.
Hereinafter, a handover process by the request of a mobile subscriber
station in the conventional IEEE 802.16e communication system will be descried
with reference to FIG. 6.
FIG. 6 is a flow diagram illustrating the handover process by the request
of the mobile subscriber station in the conventional IEEE 802.16e communication
system.
Referring to FIG. 6, first, a serving base station 640 transmits a
MOBNBRADV message to a mobile subscriber station 600 in step 611. Then,
the mobile subscriber station 600 receives the MOBNBRADV message and
obtains information on neighbor base stations. Further, in step 613, the mobile
subscriber station 600 transmits a MOBSCNREQ message to the serving base
station 640 when the mobile subscriber station 600 intends to scan the CINRs of
pilot channel signals transmitted from the neighbor base stations. Herein, since
a time point at which the mobile subscriber station 600 requests a scanning has no
direct relation to a scanning operation for the CINR of the pilot channel signal, a
detailed description about the time point will be omitted. Meanwhile, in step
615, the serving base station 640 having received the MOBSCNREQ message
transmits the MOB_SCN_RSP message, which contains information to be

scanned by the mobile subscriber station 600, to the mobile subscriber station 600.
In step 617, the mobile subscriber station 600 having received the
MOBSCNRSP message containing the scanning information performs a
scanning for the CINRs of pilot channel signals with respect to neighbor base
stations, which have been recognized through the reception of the
MOB_NBR_ADV message, according to parameters (i.e., scan duration)
contained in the MOB_SCN_RSP message.
Next, after having completely scanned the CINRs of the pilot channel
signals received from the neighbor base stations, when the mobile subscriber
station 600 determines to change the serving base station 640 to which the mobile
subscriber station 600 currently belongs in step 619, that is, the mobile subscriber
station 600 determines to change the current serving base station 640 to another
new base station, the mobile subscriber station 600 transmits a mobile subscriber
station handover request (hereinafter, referred to as a MOBMSSHOREQ)
message to the serving base station 640 in step 621. Herein, a new base station
(i.e., a base station to which the mobile subscriber station 600 is to be handed
over), which is not a serving base station to which the mobile subscriber station
600 currently belongs, is called a target base station (target BS). Table 10 shows
the structure of the MOBMSSHOREQ message and is illustrated below.

As shown in Table 10, the MOBMSSHOREQ message includes a
plurality of IEs, that is, the 'Management Message Type' representing the type of
a transmitted message, and the 'N_Recommended' representing a result obtained
by a scanning of a mobile subscriber station. Herein, as shown in Table 10, the
'N_Recommended' contains the identifiers of neighbor base stations, a CINR of a
pilot channel signal for each of the neighbor base stations, and the level of a
service predicted to be provided from the neighbor base stations to the mobile

subscriber station.
Meanwhile, when the serving base station 640 receives the
MOB_MSSHO_REQ message transmitted from the mobile subscriber station 600,
the serving base station 640 detects a list of target base stations to which the
mobile subscriber station 600 can be handed over by means of the
'N_Recommended' information of the received MOB_MSSHO_REQ message in
step 623. Herein, for convenience of description, the list of target base stations
to which the mobile subscriber station 600 can be handed over will be called a
'handover-executable target base station list'. In FIG. 6, it is assumed that a first
target base station 660 and a second target base station 680 exist in the handover-
executable target base station list. Also, the handover-executable target base
station list may include a plurality of target base stations. In steps 625 and 627,
the serving base station 640 transmits a handover notifications (hereinafter,
referred to as HO_notifications) message to the target base stations (i.e., the first
target base station 660 and the second target base station 680) contained in the
handover-executable target base station list. Table 11 shows the structure of the
HOnotification message and illustrated below.



As shown in Table 11, the HO_notification message includes a plurality
of IEs, that is, an identifier MSS ID of the mobile subscriber station 600 intending
to perform a handover procedure to the first target base station 660 or the second
target base station 680, an estimated start time of a handover by the mobile
subscriber station 600, and information on the bandwidth requested from the
mobile subscriber station 600 to a target base station which will become the new
serving base station, and the level of a service that is to be provided to the mobile
subscriber station 600. Herein, the bandwidth and the service level requested by
the mobile subscriber station 600 are identical to the predicted service level
information recorded in the MOB_MSSHO-REQ message described in Table 10
above.
Meanwhile, when the first target base station 660 or the second target
base station 680 receive the HOnotification messages from the serving base
station 640, they each transmit handover notification response (hereinafter,
referred to as a HO_notification_response) messages, response messages with
respect to the HOnotification message, to the serving base station 640 in steps
629 and 631, respectively. Table 12 shows the structure of the HO_
notification_ response message and is illustrated below.



As shown in Table 12, the HOnotificationresponse message includes a
plurality of IEs, that is, an identifier MSS ID (MSS unique identifier) of a mobile
subscriber station intending to perform a handover procedure to target base
stations, a response ACK/NACK regarding whether or not the target base stations
can perform a handover according to the handover request of the mobile
subscriber station, and bandwidth and service level information capable of being
provided by each target base station when the mobile subscriber station is handed
over to each target base station.
Meanwhile, the serving base station 640 having received the
HO_notification_response messages from the first target base station 660 and the
second target base station 680 analyzes the received HOnotificationresponse
message, and selects a target base station, which can optimally provide the
bandwidth and the service level requested by the mobile subscriber station 600
when the mobile subscriber station 600 is handed over, as a final target base
station to which the mobile subscriber station 600 is to be handed over. For
instance, when it is assumed that the service level capable of being provided by
the first target base station 660 is smaller that that requested by the mobile
subscriber station 600, and the service level capable of being provided by the
second target base station 680 is identical to that requested by the mobile
subscriber station 600, the serving base station 640 selects the second target base
station 680 as a final target base station to which the mobile subscriber station

600 is to be handed over. Accordingly, the serving base station 640 transmits a
handover notification confirmation (hereinafter, referred to as a HO_
notificationconfirm) message, a response message with respect to the
HOnotificationresponse message, to the second target base station 680 in step
633. Table 13 shows the structure of the HO_ notificationconfirm message and
is illustrated below.

As shown in Table 13, the HO_ notificationconfirm message includes a
plurality of IEs, that is, an identifier MSS ID (MSS unique identifier) of a mobile
subscriber station intending to perform a handover procedure to a selected target
base station, and bandwidth and service level information capable of being
provided by the selected target base station when the mobile subscriber station is
handed over to the selected target base station.
Also, the serving base station 640 transmits a mobile subscriber station

handover response (hereinafter, referred to as a MOB_HO_RSP) message, a
response message with respect to the MOB_MSSHO_REQ message, to the
mobile subscriber station 600 in step 635. Herein, the MOBHORSP message
contains information on a target base station to which the mobile subscriber
station 600 is to be handed over. Table 14 illustrated below, shows the structure
of the MOB_HO_RSP message.

As shown in Table 14, the MOBHORSP message includes a plurality
of IEs, that is, the 'Management Message Type' representing the type of a
transmitted message, an estimated start time of a handover procedure, and the
'N_Recommended' representing a result for target base stations selected by a
serving base station. Herein, as shown in Table 14, the 'NRecommended'
contains identifiers of the selected target base stations and the level of a service
predicted to be provided from each target base station to a mobile subscriber
station. In FIG. 6, the MOBHORSP message finally includes only target base
station information on the second target base station 680 from among target base
stations existing in the handover-executable target base station list. However,
when there exist a plurality of target base stations capable of providing bandwidth
and service level requested by the mobile subscriber station 600 from among the
target base stations existing in the handover-executable target base station list, the
MOBHORSP message includes information on the plurality of target base
stations.
Next, the mobile subscriber station 600 having received the
MOBHORSP message analyzes the 'NRecommended' information contained
in the MOB_HO_RSP message and selects a target base station to which the

mobile subscriber station 600 is to be handed over. Then, the mobile subscriber
station 600 having selected the target base station to which the mobile subscriber
station 600 is to be handed over transmits a mobile subscriber station handover
indication (hereinafter, referred to as a MOB_HO_IND) message, a response
message with respect to the MOBHORSP message, to the serving base station
640 in step 637. Table 15 illustrated below, shows the structure of the
MOBHOIND message.

As shown in Table 15, the MOBHOIND message includes a plurality
of IEs, that is, the 'Management Message Type' representing the type of a
transmitted message, the 'TargetBS_ID' representing an identifier of a target
base station selected by a mobile subscriber station, and the 'TLV Encoded
Information' representing extra information in addition to the information.
Meanwhile, in step 639, the serving base station 640 having received the
MOB_HO_IND message recognizes that the mobile subscriber station 600 is
handed over to the target base station (i.e., the second target base station 680)
contained in the MOBHOIND message, and then releases a link currently setup
with the mobile subscriber station 600. In this way, when the link with the
serving base station 640 is released, the mobile subscriber station 600 performs a
handover procedure to the second target base station 680 in step 641.
Hereinafter, a handover process by the request of a base station in the
conventional IEEE 802.16e communication system will be described with
reference to FIG. 7.
FIG. 7 is a flow diagram illustrating the handover process by the request
of the base station in the conventional IEEE 802.16e communication system.
Before describing FIG. 7, the handover process by the request of the base
station occurs when the base station is overloaded and requires some type of
load- sharing for dispersing the load of the base station, or the base station must
cope with the change of the uplink status of a mobile subscriber station.
Referring to FIG. 7, first, a serving base station 740 transmits a
MOB_NBR_ADV message to a mobile subscriber station 700 in step 711. Then,

the mobile subscriber station 700 receives the MOB_NBR_ADV message and
obtains information on neighbor base stations. Further, in step 713, the mobile
subscriber station 700 transmits a MOBSCNREQ message to the serving base
station 740 when the mobile subscriber station 700 intends to scan the CINRs of
pilot channel signals transmitted from the neighbor base stations. Herein, since
a time point at which the mobile subscriber station 700 requests a scanning has no
direct relation to a scanning operation for the CINR of the pilot channel signal, a
detailed description about the time point will be omitted. In step 715, the
serving base station 740 having received the MOB_SCN_REQ message transmits
the MOB_SCN_RSP message, which contains information to be scanned by the
mobile subscriber station 700, to the mobile subscriber station 700. In step 717,
the mobile subscriber station 700 having received the MOB_SCN_RSP message
containing the scanning information performs a CINR scanning of pilot channel
signals with respect to neighbor base stations, which has been recognized through
the reception of the MOBNBRADV message, according to parameters (i.e.,
scan duration) contained in the MOBSCNRSP message.
Meanwhile, when the mobile subscriber station 700 managed by the
serving base station 740 determines to perform a handover procedure by its own
handover necessity in step 719, the serving base station 740 transmits the
HO_notification messages to neighbor base stations 760 an 780 in steps 721 and
723. Herein, the HO_notification message contains information on a bandwidth
and the level of a service which must be provided by a target base station to be a
new serving base station of the mobile subscriber station 700. In FIG. 7, it is
assumed that the neighbor base stations of the serving base station 740 are two
base stations, that is, the first target base station 760 and the second target base
station 780.
In steps 725 and 727, the first target base station 760 and the second
target base station 780 receive the HOnotification messages respectively, and
transmit the HOnotificationresponse messages, response messages for the
HOnotification messages, to the serving base station 740. As described in
Table 12, the HOnotificationresponse message contains a response
ACK/NACK regarding whether or not the target base stations can perform a
handover procedure requested by the serving base station 740, and bandwidth and
service level information capable of being provided to the mobile subscriber
station 700.
Next, after receiving the HO_ notification_ response messages from the
first target base station 760 and the second target base station 780, the serving
base station 740 then selects target base stations capable of providing the
bandwidth and the service level requested by the mobile subscriber station 700.

For instance, when it is assumed that the service level capable of being provided
by the first target base station 760 is smaller than that requested by the mobile
subscriber station 700, and the service level capable of being provided by the
second target base station 780 is identical to that requested by the mobile
subscriber station 700, the serving base station 740 selects the second target base
station 780 as a final target base station to which the mobile subscriber station
700 is to be handed over. Further, the serving base station 740 having selected
the second target base station 780 as the final target base station transmits a
HOnotificationconfirm message, which is a response message for the
HO_notification_response message in step 729.
Next, after transmitting the HO_notificationconfirm message to the
second target base station 780, the serving base station 740 transmits a
MOBHORSP message to the mobile subscriber station 700 in step 731.
Herein, the MOB_HO_RSP message contains NRecommended information
selected by the serving base station 740, that is, selected target base stations e.g.,
in FIG. 7, the second target base station 780) and the bandwidth and the service
level capable of being provided from the target base stations to the mobile
subscriber station 700. The mobile subscriber station 700 having received the
MOBHORSP message recognizes the a handover has been requested by the
serving base station 740, and selects a final target base station to which the
mobile subscriber station 700 is to be handed over with reference to the
NRecommended information contained in the MOB_HO_RSP message. After
selecting the final target base station, the mobile subscriber station 700 transmits
a MOBHOIND message, a response message for the MOBHORSP message,
to the serving base station 740 in step 733. Then, in step 735, the serving base
station 740 having received MOBHOIND message recognizes that the mobile
subscriber station 700 is to be handed over to the target base station contained in
the MOB_HO_IND message, and then releases a link currently setup with the
mobile subscriber station 700. In this way, when the link with the serving base
station 740 is released, the mobile subscriber station 700 performs a handover
procedure to the second target base station 780 in step 737.
As described above, in the currently proposed handover procedure in the
IEEE 802.16e communication system, a serving base station collects information
of neighbor base stations, transmits a HOnotification message, and collects
information necessary for the handover. Then, the serving base station receives
a HOnotificationresponse message as a response of the HOnotification
message, and transmits a MOBHORSP message containing information of
target base stations to which a mobile subscriber station can be handed over to the
corresponding mobile subscriber station. Meanwhile, the mobile subscriber

station determines a base station to which the mobile subscriber station is to be
handed over from a list of target base stations, to which the mobile subscriber
station can be handed over, contained in the MOB_HO_RSP message, and then
transmits a MOB_HO_IND message containing information on the determined
base station to the serving base station. Then, the mobile subscriber station
releases a current connection with the serving base and tries to connect with the
determined base station.
As described above, only a simple procedure for a handover is defined up
to now. However, various circumstances may exist which have been not
described in the procedure in a broadband mobile communication service of
actual various radio environments. For instance, there may occur a case in
which the serving base station must forcedly cause the subscriber station to
perform a handover procedure according to the resource condition of the serving
base station, or special circumstances such as the rejection of the subscriber
station for a handover requested by the serving base station. Also, there may
occur a case in which the movement direction of the subscriber station changes
while being handed over to a target base station, and the subscriber station must
cancel the handover procedure in order to connect to an original serving base
station again.
However, the conventional broadband mobile communication system has
not yet presented methods for solving the circumstances which may occur as
described above. Additionally, when the conventional method is applied to the
aforementioned circumstances, it is ineffective and further, the performance of the
system may be substantially reduced.
SUMMARY OF THE INVENTION
Accordingly, the present invention has been made to solve the above-
mentioned problems occurring in the prior art, and it is an object of the present
invention is to provide a handover method for ensuring the mobility of a
subscriber station contained in a broadband wireless communication system and
performing smooth data communication.
It is another object of the present invention is to provide a method for
performing a handover between base stations in order to ensure the mobility of a
subscriber station in a broadband wireless communication system.
It is a further another object of the present invention is to provide a
handover method by which a serving base station performing a data
communication receives a handover request message containing handover-related
information from a subscriber station by a handover request of the serving base

station, determines base stations to which the subscriber station is to be handed
over, and transmits the list of the base stations to the subscriber station.
It is a still another object of the present invention is to provide a method
by which a serving base station commands a subscriber station to perform a
handover operation for being handed over to a base station by a handover request
of the serving base station, and thus the subscriber station performs a forced
handover without alternative.
It is a still another object of the present invention is to provide a method
by which a subscriber station performs a handover rejection function for a
handover request message received from a serving base station when the
subscriber station is handed over to a base station by a handover request of the
serving base station.
In order to accomplish the aforementioned object, according to one aspect
of the present, there is provided a method for a serving base station to enable a
mobile station existing in a serving cell area to perform a handover procedure in a
broadband wireless communication system including the mobile station, the
serving base station providing a service to the mobile station in the serving cell
area, and at least one target base station adjacent to the serving base station. The
method comprises the steps of determining a handover when the serving base
station needs to make the mobile station performed the handover procedure;
notifying one of the target base stations to perform the handover procedure; and
transmitting a handover message to the mobile station including forced handover
information signifying that the serving base station commands the mobile station
to be handed over to the notified target base station.
In order to accomplish the aforementioned object, according to one aspect
of the present, there is provided a method for handover of a mobile station located
in a serving cell area of a serving base station in a broadband wireless
communication system including the mobile station, the serving base station, and
at least one target base station having a target cell area adjacent to the serving cell
area, the serving base station providing a service to the mobile station in the
serving cell area. The method comprises the steps of receiving a message
including handover information from the serving base station; confirming by the
mobile station the handover information in the message, and releasing link
between the mobile station and the serving base station when the message is a
forced handover indication message; and performing handover toward one
handover-executable target base station included in the message.
In order to accomplish the aforementioned object, according to one aspect
of the present, there is provided a method for a mobile station to enable a mobile
station existing in a serving cell area to perform a handover procedure in a

broadband wireless communication system including the mobile station, a serving
base station providing a service to the mobile station in the serving cell area, and
one or more target base stations adjacent to the serving base station. The method
comprises the steps of transmitting a handover request message to the serving
base station when it is detected that a handover is necessary and transmitting a
handover indication message including handover cancellation information to the
serving base station when the mobile station decides to cancel the handover
during a time period in which the mobile station performs the handover to one of
the target base stations.
In order to accomplish the aforementioned object, according to one aspect
of the present, there is provided a method for performing handover by a serving
base station in a broadband wireless communication system including a mobile
station, the serving base station, and at least one target base station having a target
cell area station adjacent to a serving cell area of the serving base station, the
serving base station providing a service to the mobile station located in the
serving cell area. The method comprises the steps of progressing handover
process between the serving base station and the target base station after receiving
a handover request message from the mobile station; canceling the handover
process when the serving base station has received a handover cancellation
message including handover cancellation information from the mobile station
while the handover process is in progress; and maintaining link between the
mobile station and the serving base station after the serving base station cancels
the handover process.
In order to accomplish the aforementioned object, according to one aspect
of the present, there is provided a method for a mobile station to enable a mobile
station existing in a serving cell area to perform a handover procedure in a
broadband wireless communication system including the mobile station, a serving
base station providing a service to the mobile station in the serving cell area, and
one or more target base stations adjacent to the serving base station. The method
comprises the steps of transmitting a handover request message to the serving
base station when it is detected that a handover is necessary; receiving a first
handover response message from the serving base station; and transmitting a
handover indication message including handover rejection information to the
serving base station when the mobile station determines a rejection of the
handover after receiving the handover response message.
In order to accomplish the aforementioned object, according to one aspect
of the present, there is provided a method for performing handover by a serving
base station in a broadband wireless communication system including a mobile
station, the. serving base station, and at least one target base station having a target

cell area station adjacent to a serving cell area of the serving base station, the
serving base station providing a service to the mobile station located in the
serving cell area. The method comprises the steps of progressing handover
process between the serving base station and the target base station after receiving
a handover request message from the mobile station; stopping the handover
process when the serving base station has received a handover rejection message
including handover rejection information from the mobile station while the
handover process is in progress; and transmitting a list of the target base stations
from the serving base station to the mobile station after the serving base station
stops the handover process.
In order to accomplish the aforementioned object, according to one aspect
of the present, there is provided a method for a mobile station to enable a mobile
station existing in a serving cell area to perform a handover procedure in a
broadband wireless communication system including the mobile station, a serving
base station providing a service to the mobile station in the serving cell area, and
one or more target base stations adjacent to the serving base station. The method
comprises the steps of receiving a handover request message from the serving
base station and performing the handover procedure; and transmitting a handover
indication message including handover cancellation information to the serving
base station when the mobile station decides to cancel the handover during a time
period in which the mobile station performs the handover to one of the target base
stations.
In order to accomplish the aforementioned object, according to one aspect
of the present, there is provided a method for performing handover by a serving
base station in a broadband wireless communication system including a mobile
station, the serving base station, and at least one target base station having a target
cell area station adjacent to a serving cell area of the serving base station, the
serving base station providing a service to the mobile station located in the
serving cell area. The method comprises the steps of transmitting a handover
request message from the serving base station to the mobile station and
progressing handover process between the serving base station and the target base
station; canceling the handover process when the serving base station has
received a handover cancellation message including handover cancellation
information from the mobile station while the handover process is in progress;
and maintaining link between the mobile station and the serving base station after
the serving base station cancels the handover process.
In order to accomplish the aforementioned object, according to one aspect
of the present, there is provided a method for a mobile station to enable the
mobile station existing in a serving cell area to perform a handover procedure in a

broadband wireless communication system including the mobile station, a serving
base station providing a service to the mobile station in the serving cell area, and
one or more target base stations adjacent to the serving base station. The method
comprising the steps of receiving a handover request message including a list of
the target base stations from the serving base station ; and transmitting a handover
indication message including handover rejection information to the serving base
station when the mobile station determines a rejection of the handover after
checking the list of the target base stations
In order to accomplish the aforementioned object, according to one aspect
of the present, there is provided a method for performing handover by a serving
base station in a broadband wireless communication system including a mobile
station, the serving base station, and at least one target base station having a target
cell area station adjacent to a serving cell area of the serving base station, the
serving base station providing a service to the mobile station located in the
serving cell area. The method comprising the steps of transmitting a handover
request message from the serving base station to the mobile station and
progressing handover process between the serving base station and the target base
station, the handover request message including a list of the target base stations;
stopping the handover process when the serving base station has received a
handover rejection message including handover rejection information from the
mobile station while the handover process is in progress; and transmitting a new
list of the target base stations from the serving base station to the mobile station
BRIEF DESCRIPTION OF THE ACCOMPANYING RAWINGS
The above and other objects, features and advantages of the present
invention will be more apparent from the following detailed description taken in
conjunction with the accompanying drawings, in which:
FIG. 1 a block diagram which illustrates a structure of a conventional
broadband mobile communication system employing an OFDM/OFDMA
method;
FIG. 2 is a view which illustrates a structure of a downlink frame of a
conventional broadband mobile communication system employing an
OFDM/OFDMA method;
FIG. 3 is a view which illustrates a structure of an uplink frame of a
broadband mobile communication system employing an OFDM/OFDMA
method;
FIG. 4 is a flow diagram illustrating a ranging procedure between a base
station and a subscriber station in a broadband mobile communication system

employing an OFDM/OFDMA method;
FIG. 5 is a block diagram schematically showing a structure of a
broadband mobile communication system employing an OFDM/OFDMA method
in a multi-cell;
FIG. 6 is a flow diagram illustrating a handover process by request of a
subscriber station in a broadband mobile communication system employing an
OFDM/OFDMA method;
FIG. 7 is a flow diagram illustrating a handover process by request of a
base station in a broadband mobile communication system employing an
OFDM/OFDMA method;
FIG. 8 is a flow diagram illustrating a procedure by which a base station
forces a handover in a broadband wireless access communication system
according to an embodiment of the present invention;
FIG. 9 is a flow diagram illustrating a procedure by which a subscriber
station cancels a handover in a broadband wireless access communication system
according to an embodiment of the present invention;
FIG. 10 is a flow diagram illustrating a procedure by which a
subscriber station rejects a handover in a broadband wireless access
communication system according to an embodiment of the present invention;
FIG. 11 is a flowchart illustrating a procedure by which a base station
forces a handover in a broadband wireless access communication system
according to a first embodiment of the present invention;
FIG. 12 is a flowchart illustrating a procedure by which a subscriber
station cancels or rejects a handover in a broadband wireless access
communication system according to a second embodiment of the present
invention;
FIG. 13 is a flowchart illustrating a procedure by which a subscriber
station cancels or rejects a handover in a broadband wireless access
communication system according to a third embodiment of the present invention;
and
FIG. 14 is a flowchart illustrating a procedure by which a subscriber
station cancels or rejects a handover in a broadband wireless access
communication system according to a third modified embodiment of the present
invention.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENT
Hereinafter, a preferred embodiment according to the present invention
will be described with reference to the accompanying drawings. In the

following description of the present invention, a detailed description of known
functions and configurations incorporated herein will be omitted when it may
make the subject matter of the present invention rather unclear.
In describing the present invention, the terms 'handover' and 'handoff'
have the same concept; 'handover' is used together with 'handoff. That is,
when a predetermined mobile station releases a connection with a base station
(hereinafter, referred to as a serving base station) currently maintaining a
connection with the mobile station according to circumstances, and connects to
one (hereinafter, referred to as an object base station or a target base station) of
neighbor base stations, the term 'handover' or the term 'handoff is used.
Also, generally, a base station to/with which the mobile station currently
connects and can exchange data is called a serving base station, and a plurality of
base stations which are adjacent to the serving base station and can perform a
handover procedure according to the moving of the mobile station are called
neighbor base stations (neighbor BS).
Meanwhile, in the conventional handover procedure as shown in FIGS. 6
and 7 and described in the corresponding text, peripheral base stations of the
serving base station, which are transmitted from the serving base station to the
station through a MOBNBRADV message, are called neighbor base stations as
described above. Herein, when the mobile station scans CINR values of the
neighbor base stations and selects base stations satisfying predetermined
conditions from among the neighbor base stations as base stations to which the
mobile station can be handed over, the base stations selected by the mobile station
are called recommended base stations.
Further, the serving base station transmits HOnotification message to
each recommended base station selected by the mobile station or each neighbor
base station, and then receives HOnotification response messages. Also, the
serving base station selects one or multiple base stations satisfying predetermined
conditions under which a handover is possible for the station according to values
contained in the received message. Herein, from among the recommended base
stations or the neighbor base stations, one or multiple base stations satisfying
predetermined conditions selected by serving base station are called target base
stations. That is, one or multiple base stations may become the target base
station.
Meanwhile, when the serving base station transmits a predetermined
message (e.g., MOB_HO_RSP message) containing information on one or more
target base stations to the corresponding station, and the station selects one target
base station from among one or more target base stations, the finally selected
target base station is called a designated target base station.

The present invention proposes various functions enabling a broadband
mobile communication system to be capable of effectively processing various
situations, in addition to a basic and simple handover function proposed in the
conventional broadband mobile communication system. Accordingly,
definitions of specific handoffs added according to circumstances proposed by the
present invention are as follows.
1) Forced Handoff
A serving base station can command a subscriber station to be handed
over to a target base station of a neighbor cell. That is, the subscriber station
having received a message containing the forced handoff option must necessarily
perform a handoff procedure to a target base station within a time period
designated by the serving base station. In the case of the forced handoff, the
subscriber station cannot reject the handoff command.
2) Suggesting Handoff
A serving base station transmits a mobile station (also known as a
subscriber station) handoff message containing a message, which suggests that a
subscriber station perform a handoff procedure to one of object base stations of a
neighbor cell according to the request of the subscriber station or the judgment of
the serving base station, to the subscriber station. Herein, the serving base
station collects information on the base stations in the neighbor cell, selects a list
of base stations, which satisfy service requirement conditions enabling the
subscriber station to perform a handoff procedure and for which the subscriber
station can perform a handoff procedure, and transmits the list to the subscriber
station through a predetermined handoff message. When the subscriber station
receives the suggesting handoff message, the subscriber station confirms the list
of the target base stations contained in the message to select an optimum base
station, thereby trying the suggesting handoff.
The handoff type option differently defined as described above is added
to a predetermined field of the aforementioned MOB_HO_RSP message and then
is transmitted. In the present invention, the handoff type option is added to the
MOBHORSP message form described in the prior art, and Table 16 (shown
below) shows the new structure of the MOBHORSP message according to the
present invention.



As shown in Table 16, the MOB_HO_RSP message according to the
present invention contains the 'HO Type' field for the application of the present
invention. Accordingly, whether the MOBHORSP message is a suggesting
handoff or a forced handoff is determined according to the values of the field.
That is, as shown in Table 16, when the 'HO Type' field has a value of 0,
a suggesting handoff is performed. In contrast, when the 'HO Type' field has a
value of 1, a forced handoff is performed. In processing the 'NRecommended'
field after the function of the handoff is expanded as described above, when the
value of the 'HO Type' field represents a suggesting handoff, the
'NRecommended' field can have a value of more than 1. In contrast, when the
value of the 'HO Type' field represents a forced handoff, a serving base station
designates a specific target base station and orders a forced handoff.
Accordingly, it is preferred that the 'NRecommended' field has a value of only 1.
That is, in the case of the forced handoff, a subscriber station must be handed
over to an object base station, which is designated by the value of the
'N_Recommended' field, without alternative.
Accordingly, when the forced handoff and the suggesting handoff are
performed as described above, it is preferred that the 'Neighbor BS-ID' field
includes a list of one or more base stations in the case of a suggesting handoff and
includes a list of only one base station in the case of a forced handoff.
Further, the present invention proposes a method for differently
classifying a MOBHOIND message transmitted from a station to a base station
according to circumstances and transmitting the MOB_HO_IND message in a
basic handoff procedure proposed by the conventional broadband wireless mobile
communication system. Definitions of procedures relating to each handoff
newly added according to this method are as follows.
1) Connection Release
When a handoff has been normally performed and a connection with a
serving base station must be ended, a subscriber station transmits a connection
end message (i.e., a MOBHOIND message) containing a connection end option
to the serving base station. The serving base station having received the

connection end message immediately releases a connection with the
corresponding subscriber station.
2) Handoff Cancel
When a subscriber station moves into an original serving base station
again during a handoff and thus it is unnecessary to perform a handoff procedure,
or a subscriber station intends to cancel a handoff by other reasons, the subscriber
station transmits a MOB_HO_IND message containing a handoff cancel option to
the serving base station. The serving base station having received the handoff
cancel message immediately cancels a handoff procedure for a corresponding
subscriber station. If necessary, the serving base station notifies a proposed
object base station that a handoff performance by a corresponding subscriber
station has been cancelled.
3) Handoff Rejection
After receiving a HO_RSP message from a serving base station, a
subscriber station has not yet determined a proper target base station or does not
perform a handoff procedure to a predetermined target base station contained in a
target base station list by other reasons, the subscriber station transmits a
MOB_HO_IND message containing a handoff rejection option to the serving base
station according to the received HORSP message.
In the present invention, a 'HO Indication Type' field is added to the
MOBHOIND message to enable the MOBHOIND message according to
each state to be processed. Table 17 shows the structure of the MOBHOIND
message according to the present invention and is illustrated below.

As shown in Table 17, in order to perform a function proposed by the
present invention, the 'HO Indicator Type' field is added to the MOBHOIND
message, thereby constructing a MOBHOIND message having various

functions. The 'HO Indicator Type' field in Table 17 is proposed to enable the
MOBHOIND message to inform a serving base station of a connection release
with a base station or handoff rejection according to corresponding values.
For instance, when the 'HO Indicator Type' field has a value of 00, a
subscriber station releases a connection with a serving base station similarly to
the prior art, and performs a normal handoff procedure to an already received
corresponding target base station.
Meanwhile, when the 'HO Indicator Type' field has a binary value of 01,
the MOB_HO_IND message represents a handoff cancel. Accordingly, the
subscriber station cancels a handoff procedure being performed and maintains a
connection with an existing serving base station. Further, when the 'HO
Indicator Type' field has a binary value of 10, the MOB_HO_IND message
represents a handoff rejection. Accordingly, the subscriber station rejects a
handoff to a target base station contained in the MOB_HO_IND message received
from a serving base station, and maintains a connection with an existing serving
base station. Furthermore, when the 'HO Indicator Type' field has a binary
value of 11, the 'HO Indicator Type' field is reserved as a reserved portion.
Further, the HO_notification_confirm message defined in Table 13 is a
message enabling a serving base station to inform a target base station of a
handoff. Accordingly, in the present invention, in the case of a handoff cancel,
the HO_notification_confirm message is sent in advance, thereby enabling a
target base station having received a handoff preparation instruction to understand
the cancel of the handoff. That is, the HO_notification_confirm message has a
changed structure as shown in the following Table 18.


present invention, the 'Confirm type' field is added to the
HO_notification_confirm message, thereby constructing a
HOnotificationconfirm message having various functions. According to the
'Confirm type' field having corresponding values in Table 18, the
HOnotificationconfirm message enables the serving base station to inform the
target base station of the performance of a handoff or the cancel of a handoff.
For instance, when the 'Confirm type' field has a value of 0, the
HO_notification_confirm message informs the target base station of the handoff
of the subscriber station and enables the target base station to prepare the handoff
of the subscriber station.
In contrast, when the 'Confirm type' field has a value of 1, the
HO_notification_confirm message represents the cancel of the handoff.
Accordingly, the target base station cancels the handoff procedure being
performed by the already-sent HOnotificationconfirm message.
In the present invention as described above, in order to accomplish a
handover according to various handover circumstances, related fields of various
messages are defined. Hereinafter, a procedure by which a subscriber station
rejects or cancels a handover being performed according to each circumstance
according to the present invention will be described in detail with reference to
FIGS. 8 to 12.
First, a message transmission/reception procedure between a subscriber
station and base stations according to an embodiment of the present invention will
be described in detail with reference to FIGs. 8 to 10.
FIG. 8 is a flow diagram illustrating a case in which a base station
determines whether or not a subscriber station performs a handoff procedure and
forces the corresponding subscriber station to perform the handoff procedure
according to an embodiment of the present invention. FIG. 9 is a flow diagram
illustrating a case in which a subscriber station requests a handoff to a serving
base station, and then cancels the requested handoff before receiving a response
message from the serving base station or after receiving the response message
from the serving base station, according to an embodiment of the present
invention. Further, FIG. 10 is a flow diagram illustrating a case in which a
subscriber station requests a handoff to a serving base station, receives a response
message, and rejects the handoff using information of the received response
message because a target base station list contained in the response message
received in the subscriber station is not proper, according to an embodiment of the
present invention.
Meanwhile, messages used in each procedure for achieving the
embodiments are messages used in performing the conventional handover.

However, the present invention is achieved by adding parameters described in
Tables 16 and 17 proposed by the present invention to each of the messages.
Hereinafter, a case in which a base station commands a forced handover
will be described with reference to FIG. 8. FIG. 8 is a flow diagram illustrating a
procedure by which a base station forces a handover in a broadband wireless
access communication system according to an embodiment of the present
invention.
Referring to FIG. 8, a base station determines a handover for a mobile
subscriber station as described in FIG. 7. Accordingly, since a procedure for
steps 811, 813, 815, 817, 819, 821, 823, 825, 827, and 829 in FIG. 8, and 829 is
the same as that for steps 711, 713, 715, 717, 719, 721, 723, 725, 727, and 729 in
FIG. 7, respectively, a description about the procedure will be omitted.
A serving base station 840 determines object base stations among a
plurality of target base stations to which a mobile subscriber station can be
handed over, transmits a HOnotificationconfirm message to the object base
station through step 829, and then transmits a list of the determined target base
stations, to which a mobile subscriber station can be handed over, to the
corresponding mobile subscriber station through a MOB_HO_RSP message.
Meanwhile, after the procedure, the present invention enables the
following process to be performed. That is, in a case in which the
MOBHORSP message is transmitted, when the MOBHORSP message
containing information signifying that the MOBHORSP message is a message
of a forced handover is transmitted in step 831, for instance, the MOBHORSP
message containing information (HO Type=1) reporting a forced handover is
transmitted, the mobile subscriber station 800 having received the
MOB_HO_RSP message does not reject the forced handover instruction.
Accordingly, the mobile subscriber station 800 receives the MOBHORSP
message containing information (HO Type=1) of the forced handover, and must
perform a handover procedure to a base station, to which the mobile subscriber
station 800 must be handed over, contained in the MOBHORSP message.
That is, the mobile subscriber station 800 transmits a MOBHOIND message to
the serving base station 840 in step 833, releases a link with the serving base
station 840 in step 835, and starts a connection with the corresponding base
station to which the mobile subscriber station 800 must be handed over in step
837.
Meanwhile, in order to signify that the MOBHORSP message is a
forced handover message, the 'HO Type' field is added to the MOB_HO_RSP
message as shown in Table 16, and then the MOBHORSP message including
the 'HO Type' field is transmitted.

For instance, as described above, when the 'HO Type' field is set to have
a value of 1, the mobile subscriber station having received the MOBHORSP
message recognizes that the MOBHORSP message is a forced handover
message, and then does not reject the determined handover. That is, the mobile
subscriber station receives the MOBHORSP message and then must perform a
handover procedure to one selected base station among the base stations, to which
the mobile subscriber station 800 must be handed over, contained in the
MOBHORSP message. When the number of the base stations, to which the
mobile subscriber station 800 must be handed over, contained in the
MOBHORSP message is one, the mobile subscriber station must
unconditionally perform a handover procedure to the base station to which the
mobile subscriber station 800 must be handed over.
Meanwhile, when the mobile subscriber station transmits the
MOBHOIND message to the serving base station, it is possible to generate and
transmit the MOBHORSP message having the form as shown in Table 17.
That is, the mobile subscriber station can select the type of the MOB_HO_IND
message and transmit the selected type of MOBHOIND message. Herein,
since the MOBHOIND message is a message transmitted when the mobile
subscriber station cannot reject or cancel a handover, it is preferred that the value
of the 'HO Indicator Type' field described in Table 17 is set to be 00 and then the
MOBHOIND message is transmitted. Herein, a case in which the value of the
'HO Indicator Type' field is set to be 00 is a case in which the mobile subscriber
station releases a link with the serving base station and performs a normal
handover procedure.
Hereinafter, a case in which the mobile subscriber station rejects or
cancels a handover being performed will be described with reference to FIGS. 9
and 10.
Herein, cancellation of the handover represents a case in which the
mobile subscriber station randomly stops the handover procedure before the
serving base station selects target base stations and transmits a MOBHORSP
message to the mobile subscriber station, that is, the mobile subscriber station
receives the handover response message including the list of the target base
stations, in performing the handover. Further, the rejection of the handover
represents a case in which the mobile subscriber station randomly stops a
determined handover procedure after the serving base station selects target base
stations and transmits a MOBHORSP message to the mobile subscriber station,
that is, the mobile subscriber station receives the handover response message
including the list of the target base stations, in performing the handover.
First, a case in which the mobile subscriber station cancels a handover

being performed will be described with reference to FIG. 9, and then a case in
which the mobile subscriber station rejects a determined handover will be
described with reference to FIG. 10.
FIG. 9 is a flow diagram illustrating a procedure by which a mobile
subscriber station cancels a handover in a broadband wireless access
communication system according to an embodiment of the present invention.
Referring to FIG. 9, the mobile subscriber station 900 receives
information on neighbor base stations from a serving base station 940 in step 911
and determines whether to perform a scanning or not in steps 913 and 915.
Then, the mobile subscriber station 900 scans the CINRs of the neighbor base
stations in step 917, determines the change of the serving base station 940 in step
919, and transmits a MOB_HO_REQ message to the serving base station 940 in
step 921. Herein, the serving base station 940 refers to the received
MOB_HO_REQ message in step 923 and transmits HOnotification messages to
corresponding recommended base stations in steps 925 and 927. Therefore, a
handover procedure is performed. Next, in step 925, the recommended base
stations having received the HO_notification messages transmit
HO_notificationresponse messages containing information regarding whether or
not the recommended base stations can perform the handover procedure to the
serving base station 940 in step 928. Then, the serving base station 940 having
received the HO_notificationresponse messages determines a base station to
which the mobile subscriber station 900 is to be handed over to, of the
recommended base stations having sent the response messages, and transmits a
HO_notificationconfirm message to the determined base station in steps 931 and
933, thereby causing the determined base station to prepare the handover so that
the mobile subscriber station 900 can be handed over to the determined base
station.
Meanwhile, when the mobile subscriber station 900 intends to cancel the
handover while the handover procedure is performed, the mobile subscriber
station 900 determines to cancel the handover in step 929. Then, the mobile
subscriber station 900 transmits the MOBHOIND message containing cancel
determination information (i.e., the value of HO indicator type is set to be 01) to
the serving base station 940 in step 932, thereby canceling the handover
procedure being performed in step 934.
Herein, a method for including the cancel determination information into
the MOB_HO_IND message can be achieved by adding the 'HO indicator type'
field as described in Table 17. That is, the serving base station 940 receives the
MOB_HO_IND message transmitted from the mobile subscriber station 900 in
step 932, confirms the information of the 'HO indicator type' field added to the

message, and recognizes that the MOB_HO_IND message is a message reporting
the cancel of the handover.
For instance, the 'HO indicator type' field may include two bits and has a
value of 01 as described above, thereby signifying that the MOB_HO_IND
message is a cancel message. Then, the serving base station 940 having
received the MOB_HO_IND message containing the handover cancel message
information stops the handover procedure being performed and continuously
maintains a link with the mobile subscriber station 900 in step 934.
Herein, the procedure is classified according to a case (step 931) in which
the MOB_HO_IND message reporting the cancel of the handover is received by
the serving base station 940 after the HOnotificationconfirm message has been
transmitted from the serving base station 940 to a target base station, and a case
(step 933) in which the MOB_HO_IND message reporting the cancel of the
handover is received by the serving base station 940 before the
HOnotificationconfirm message is transmitted from the serving base station
940 to the target base station.
That is, after transmitting the HOnotification message to the target base
station (step 927) and then receiving the HO_notification_response message from
the target base station (step 928), the serving base station 940 selects a target base
station to which the mobile subscriber station 900 can be actually handed over.
Herein, when the serving base station 940 determines the target base station to
which the mobile subscriber station 900 can be actually handed over, the serving
base station 940 transmits the HO_notification_confirm message to the selected
corresponding target base station (step 931), thereby enabling the corresponding
target base station to prepare the handover so that the mobile subscriber station
900 can be handed over to the corresponding target base station.
However, when the mobile subscriber station 900 transmits the
MOB_HO_IND message in order to report the cancelation of the handover before
the HO_notification_confirm message is transmitted from the serving base station
940 to the target base station (step 933), the serving base station 940 performs a
different operation. Hereinafter, this operation will be described in detail.
That is, when the MOB_HO_IND message reaches the serving base
station 940 (step 932) before the serving base station 940 transmits the
HOnotificationconfirm message to the target base station (step 933), the
serving base station 940 cancels every handover procedure (step 934).
Accordingly, the handover is cancelled.
In contrast, a case in which the MOB_HO_IND message is transmitted to
the serving base station 940 (step 932) after the transmission of the
HO_notification_confirm message (step 931) is a case in which the serving base

station 940 has already transmitted the HO_notification_confirm message to the
target base station (step 931) and has reported the handover. Accordingly, on
receiving the MOB_HO_IND message from the mobile subscriber station 900,
the serving base station 940 must transmit the message to the corresponding target
base station again to report the cancellationof the handover.
Herein, since the HOnotificationconfirm message transmitted from the
serving base station 940 to the target base station is used in both a case for
reporting the performance of a normal handover and a case for reporting the
cancellation of the handover, the two cases are distinguished by the 'Confirm
type' field as shown in Table 18. Herein, the 'Confirm type' field has a length of
1 bit. Accordingly, when the 'Confirm type' field has a value of 0, the
HO_notification_confirm message reports the performance of a normal handover.
In contrast, when the 'Confirm type' field has a value of 1, the
HOnotificationconfirm message reports the cancel of the handover.
Further, a case in which the handover is cancelled is a case in which a
handover procedure has been performed as a result of the mobile subscriber
station 900 going away from the serving base station 940 and approaching one of
neighbor base stations, but the mobile subscriber station 900 must be handed over
to the serving base station 940 again as a result of the mobile subscriber station
900 approaching the original serving base station 940 again during the
performance of the handover procedure.
Herein, according to the prior art, after being handed over to a neighbor
base station, a mobile subscriber station must be handed over to an original
serving base station again. Further, in a special situation, there may occur a case
which such a handover must be performed continuously and repeatedly.
However, according to the present invention, an unnecessary handover is not
repeated and a connection with a serving base station can be continuously
maintained.
Hereinafter, a case in which the mobile subscriber station rejects a
determined handover will be described with reference to FIG. 10.
FIG. 10 is a flowchart illustrating a procedure by which a mobile
subscriber station rejects a handover in a broadband wireless access
communication system according to an embodiment of the present invention.
Referring to FIG. 10, the mobile subscriber station 1000 receives
information on neighbor base stations from a serving base station 1040 in step
1011 and determines whether to perform a scanning or not in steps 1013 and 1015.
Then, the mobile subscriber station 1000 scans the CINRs of the neighbor base
stations in step 1017, determines the change of the serving base station 1040 in
step 1019, and transmits a MOB_HO_ REQ message to the serving base station

1040 in step 1021. Then, the serving base station 1040 refers to the received
MOB_HO_REQ message in step 1023 and transmits HOnotification messages
to corresponding recommended base stations in steps 1025 and 1027.
Meanwhile, the serving base station 1040 receives HO_notification_response
messages from the corresponding recommended base stations, selects target base
stations according to the message reception result, and transmits a
MOBHORSP message to the mobile subscriber station 1000 in step 1035.
Therefore, a handover is determined.
That is, a procedure for steps 1011, 1013, 1015, 1017, 1019, 1021, 1023,
1025, 1027, 1029, 1031, 1033, and 1035 in FIG. 10 is identical to that for steps
611, 613, 615, 617, 619, 621, 623, 625, 627, 629, 631, 633, and 635 in FIG.
6,respectively.
Meanwhile, after the target base stations to which the mobile subscriber
station 1000 can be handed over are determined and the mobile subscriber station
1000 receives the MOBHORSP message from the serving base station 1040,
when the mobile subscriber station 1000 intends to reject the determined
handover, the mobile subscriber station 1000 determines a handover rejection in
step 1037 and transmits MOB_HO_IND message containing rejection
determination information to the serving base station 1040, thereby rejecting the
determined handover.
Herein, a method for including the rejection determination information
into the MOB_HO_IND message can be achieved by adding the 'HO indicator
type' field as described in Table 17. That is, the serving base station 1040
having received the MOB_HO_IND message confirms the information of the
'HO indicator type' field added to the message, and recognizes that the
MOB_HO_IND message is a message reporting the rejection of the handover.
For instance, the 'HO indicator type' field may include two bits and has a
value of 01 as described above, thereby signifying that the MOB_HO_IND
message is a rejection message. Then, the serving base station 1040 having
received the MOB_HO_IND message containing the handover rejection message
information stops the determined handover procedure and continuously maintains
a link with the mobile subscriber station 1000 in step 1041. Herein, since the
serving base station 1040 has already selected the target base stations and has
transmitted HOnotificationconfirmation messages to the target base stations,
the target base stations judges that the mobile subscriber station 1000 performs
the handover procedure. Accordingly, it is preferred that the serving base station
1040 notifies the target base stations of the stop of the handover.
Meanwhile, a case in which the handover is rejected is a case in which
the mobile subscriber station 1000 has received a HORSP message from the

serving base station 1040, but does not select a proper target base station because
there is no base station satisfying a predetermined condition from among the
target base stations contained in the message. That is, since the mobile
subscriber station 1000 cannot be handed over to any base station of the target
base stations contained in the message transmitted from the serving base station
1040, it is preferred that the mobile subscriber station 1000 rejects the handover.
In the above description, a transmission procedure of messages
exchanged between a mobile subscriber station and base stations in performing a
procedure of a forced handover, a cancel procedure of a handover, and a rejection
procedure of a handover performed in various circumstances according to the
present invention has been described.
Hereinafter, a procedure performed by the mobile subscriber station
according to embodiments of the present invention will be described with
reference to FIGS. 11 and 14.
1. Handover Forced By A Base Station
FIG. 11 is a flowchart illustrating a procedure by which a base station
forces a handover in a broadband wireless access communication system
according to a first embodiment of the present invention.
Referring to FIG. 11, as described above, a mobile subscriber station
receives a MOB_HO_RSP message from a serving base station while a handover
procedure is performed in step 1100. Herein, the MOB_HO_RSP message
contains the lists of target base stations selected by the serving base station.
Accordingly, the mobile subscriber station confirms the lists of the target base
stations through the MOB_HO_RSP message and determines one base station to
be a designated target base station in step 1103.
Further, as described in FIG. 8 according to the present invention, when
the 'HO Type' field of the MOB_HO_RSP message has been set to have a value
of 1 in step 1105, the MOB_HO_RSP message becomes a message signifying that
the serving base station forces the mobile subscriber station to be inevitably
handed over to the target base stations. Accordingly, the mobile subscriber
station does not reject the determined handover procedure and transmits a
MOB_HO_IND message in step 1109. Further, the mobile subscriber station
releases a connection with the serving base station in step 1111.
In contrast, when the 'HO Type' field of the MOB_HO_RSP message has
been set to have a value of 0, since the MOB_HO_RSP message is not a message
representing a forced handover, the mobile subscriber station can reject the
handover according to its own judgment. Accordingly, when the mobile
subscriber station rejects the handover instead of being handed over to the target

base stations in step 1113, the mobile subscriber station sets the 'HO indicator
type' field constituting the MOB_HO_IND message to have a value of 10 and
transmits the MOB_HO_IND message in step 1115 as described above. In
contrast, when the mobile subscriber station is normally handed over to the target
base stations, the mobile subscriber station sets the 'HO indicator type' field to
have a value of 00, transmits the MOB_HO_IND message to the serving base
station in step 1109, and releases a connection with the serving base station in
step 1111.
Hereinafter, a procedure by which a mobile subscriber station cancels or
rejects a handover according to predetermined conditions during the handover
will be described in detail with reference to FIGS. 12 and 14.
2. The Cancellation and Rejection of a Handover According to a Threshold Value.
FIG. 12 is a flowchart illustrating a procedure by which a mobile
subscriber station cancels or rejects a handover in a broadband wireless access
communication system according to a second embodiment of the present
invention.
Referring to FIG. 12, the mobile subscriber station compares the CINR of
a serving base station with a predetermined threshold value and determined
whether to perform a handover procedure or not. Further, while performing the
handover procedure, the mobile subscriber station determines to cancel the
handover by means of a second threshold value different from the first threshold
value.
First, the mobile subscriber station scans the CINR of the serving base
station in step 1200. As a result of the scanning, when the CINR of the serving
base station is smaller than a first predetermined threshold value, the mobile
subscriber station determines that it is difficult to exchange data with the serving
base station, and measures the CINRs of neighbor base stations in step 1211.
That is, in order to scan the CINRs of the neighbor base stations, the mobile
subscriber station transmits a MOB_SCN_REQ message to the serving base
station in step 1207 and receives a MOB_SCN_RSP message from the serving
base station in step 1209.
The mobile subscriber station having received the MOBSCNRSP
message measures the CINRs of the neighbor base stations in step 1211. As a
result of the measurement, when the CINR of the serving base station is smaller
than a second predetermined threshold value and the CINR of one of the neighbor
base stations in step 1213, the mobile subscriber station determines a handover
and transmits a MOB_HO_REQ message to the serving base station in step 1215.
In contrast, when such a condition is not satisfied, returns to step 1200. That is, .

the mobile subscriber station repeats the aforementioned procedure.
Meanwhile, while the MOB_HO_REQ message is transmitted to the
serving base station and the handover procedure is performed according to the
present invention, the mobile subscriber station continuously measures the CINR
of the serving base station and compares the CINR of the serving base station
with the first critical value. As a result of the comparison, when the CINR of the
serving base station is still smaller than the first threshold value, the handover
procedure is normally performed. In contrast, when the CINR of the serving
base station grows larger than the first threshold value due to the movement of the
mobile subscriber station in step 1217, the mobile subscriber station cancels the
handover procedure being performed in step 1219. Accordingly, when the
mobile subscriber station determines to cancel the handover procedure in this way,
the mobile subscriber station transmits a MOB_HO_IND message (i.e., the value
of the 'HO Indicator Type' field is set to be 01) containing handover cancel
information to the serving base station in step 1221. Then, the serving base
station having received the MOB_HO_IND message cancels the handover
procedure and continuously maintains a connection with the mobile subscriber
station.
Meanwhile, when the CINR of the serving base station is still smaller
than the first threshold value during the performance of the handover as described
above, the serving base station normally performs the handover procedure and
transmits a MOB_HO_RSP message to the mobile subscriber station. Next, the
mobile subscriber station having received the MOB_HO_RSP message from the
serving base station in step 1223 confirms a list of target base stations contained
in the MOB_HO_RSP message, determines one target base station to be a
designated target base station according to conditions in step 1225.
Herein, when the MOB_HO_RSP message is a forced handover message,
that is, when the 'HO Type' field contained in the MOB_HO_RSP message has
been set to have a value of 1, a forced handover is performed according to the
procedure described in FIG. 11. In other words, the mobile subscriber station
transmits the MOB_HO_IND message in step 1237 and release a connection with
the serving base station in step 1239. Further, the mobile subscriber station is
handed over to one base station contained in the list of the target base stations
transmitted from the serving base station.
In contrast, when the MOB_HO_RSP message is not the forced handover
message, that is, when the 'HO Type' field contained in the MOB_HO_RSP
message has been set to have a value of 0, it is possible to continuously measure
the CINR of the serving base station according to the second embodiment of the
present invention. That is, when the CINR of the serving base station is larger

than the first threshold value in step 1229, the handover can be cancelled in step
1219. Otherwise, the handover can be normally performed. In contrast, when
the CINR of the serving base station is still smaller than the first threshold value,
whether to perform a normal handover procedure to the target base station or not
is determined in step 1231. From the result of the determination, the handover is
rejected in step 1233 or the handover is performed in steps 1237 and 1239.
3. Cancel and Rejection of a Handover According to the Comparison of CINRs
FIG. 13 is a flowchart illustrating a procedure by which a mobile
subscriber station cancels or rejects a handover in a broadband wireless access
communication system according to a third embodiment of the present invention.
The third embodiment of the present invention shown in FIG. 13 performs
the same procedure as that of the second embodiment of FIG. 12, but a difference
exists in reference values in performing the determination of the handover and the
determination of the handover cancellation.
Referring to FIG. 13, the mobile subscriber station compares the CINR of
a serving base station with a predetermined threshold value and determined
whether to perform a handover procedure or not. Further, while performing the
handover procedure, the mobile subscriber station determines the handover or the
cancellation of the handover by means of another threshold value different from
the threshold value.
First, the mobile subscriber station scans the CINR of the serving base
station in step 1300. As a result of the scanning, when the CINR of the serving
base station is smaller than a predetermined threshold value, the mobile
subscriber station determines that it is difficult to exchange data with the serving
base station, and measures the CINR of neighbor base stations in step 1311.
That is, in order to scan the CINR of the neighbor base stations, the mobile
subscriber station transmits a MOBSCNREQ message to the serving base
station in step 1307 and receives a MOBSCNRSP message from the serving
base station in step 1309.
The mobile subscriber station having received the MOB_SCN_RSP
message measures the CINR of the neighbor base stations in step 1310. As a
result of the measurement, when the CINR of the serving base station is smaller
than the CINR of one of the neighbor base stations in step 1311, the mobile
subscriber station determines a handover and transmits a MOB_HO_REQ
message to the serving base station in step 1312. In contrast, when such a
condition is not satisfied, returns to step 1300. That is, the mobile subscriber
station repeats the aforementioned procedure.
Meanwhile, while the MOB_HO_REQ message is transmitted to the

serving base station and the handover procedure is performed according to the
present invention, the mobile subscriber station continuously measures the CINR
of the serving base station and compares the CINR of the serving base station
with the CINR of the neighbor base stations. As a result of the comparison,
when the CINR of the serving base station is still smaller than the CINR of the
neighbor base stations, the handover procedure is normally performed. In
contrast, when the CINR of the serving base station grows larger than the CINR
of the neighbor base stations due to the movement of the mobile subscriber
station in step 1313, the mobile subscriber station cancels the handover procedure
being performed in step 1315. Accordingly, when the mobile subscriber station
determines to cancel the handover procedure in this way, the mobile subscriber
station transmits a MOB_HO_IND message (i.e., the value of the 'HO Indicator
Type' field is set to be 01) containing handover cancel information to the serving
base station in step 1317. Then, the serving base station having received the
MOB_HO_IND message cancels the handover procedure and continuously
maintains a connection with the mobile subscriber station.
Meanwhile, when the CINR of the serving base station is still smaller
than the CINR of the neighbor base stations during the performance of the
handover, the serving base station normally performs the handover procedure and
transmits a MOB_HO_RSP message to the mobile subscriber station. Next, the
mobile subscriber station having received the MOB_HO_RSP message from the
serving base station in step 1319 confirms a list of target base stations contained
in the MOB_HO_RSP message, determines one target base station to be a
designated target base station according to conditions in step 1321.
Herein, when the MOB_HO_RSP message is a forced handover message,
that is, when the 'HO Type' field contained in the MOB_HO_RSP message has
been set to have a value of 1, a forced handover is performed according to the
procedure described in FIG. 11. In other words, the mobile subscriber station
transmits the MOB_HO_IND message in step 1333 and releases a connection
with the serving base station in step 1335. Further, the mobile subscriber station
is handed over to one base station contained in the list of the target base stations
transmitted from the serving base station.
In contrast, when the MOB_HO_RSP message is not the forced handover
message, that is, when the 'HO Type' field contained in the MOB_HO_RSP
message has been set to have a value of 0, it is possible to continuously measure
the CINR of the serving base station according to the third embodiment of the
present invention. That is, when the CINR of the serving base station is larger
than the CINR of the neighbor base stations in step 1325, the handover can be
cancelled in step 1315. Otherwise, the handover can be normally performed.

In contrast, when the CINR of the serving base station is still smaller than the
CINR of the neighbor base stations, whether to perform a normal handover
procedure to the target base station or not, is determined in step 1327. From the
result of the determination, the handover is rejected in step 1329 or the handover
is performed in steps 1333 and 1335.
As describe above, when the handover has been rejected according to the
circumstances of the mobile subscriber station in step 1331, the mobile subscriber
station transmits a MOB_HO_REQ message to the serving base station again in
step 1312. That is, a case in which the handover is rejected is a case in which
the mobile subscriber station has tried to be handed over to the neighbor base
station because the serving base station has bad transmission/reception conditions,
but the handover is rejected because the neighbor base station also has bad
transmission/reception conditions. Herein, since the serving base station may
continuously have the bad transmission/reception conditions, it is preferred to
transmit a MOB_HO_REQ message to the serving base station again (step 1312)
and find target base stations.
However, since the reliability for recommended base stations contained in
the MOB_HO_REQ message and selected by the mobile subscriber station may
be reduced, it may be preferred to scan all neighbor base stations one more time
and to find new recommended base stations having a high reliability.
Hereinafter, the latter case will be described with reference to FIG. 14.
FIG. 14 is a flowchart illustrating a procedure by which a mobile
subscriber station cancels or rejects a handover in a broadband wireless access
communication system according to a third embodiment of the present invention.
Referring to FIG. 14, the third embodiment of FIG. 14 has the same
procedure as that of the second embodiment of FIG. 13, except for the
aforementioned difference. That is, when the mobile subscriber station rejects
the handover in step 1429, the mobile subscriber station transmits a
MOB_HO_IND message (i.e., the value of the 'HO Indicator Type' field is set to
be 10) representing a handover rejection to the serving base station in step 1431.
Then, the mobile subscriber station performs an initial scanning in step
1400 in order to select new recommended base stations. That is, the mobile
subscriber station measure the CINR of the serving base station again, compares
the measured CINR of the serving base station with a predetermined threshold
value set in advance in step 1403, and performs a scanning for neighbor base
stations again in steps 1407, 1409, and 1410. All steps after step 1411 are
identical to those of FIG. 13.
As described above, in order to support the mobility of a mobile
subscriber station, the present invention further incorporates a function by which

a base station enables a mobile subscriber station to be forcedly handed over and
a function by which a mobile subscriber station rejects a handover request
received from a base station to the conventional handover procedure in a multi-
cell structure. In addition, the present invention further incorporates a function
by which a base station enables a mobile subscriber station cancels or rejects a
handover procedure to maintain a connection with a serving base station again
due to the change of the moving direction of the mobile subscriber station while
the mobile subscriber station is being handed over from the serving base station to
a target base station. Therefore, a handover can be performed with certainty and
efficiency.
While the invention has been shown and described with reference to
certain preferred embodiments thereof, it will be understood by those skilled in
the art that various changes in form and details may be made therein without
departing from the spirit and scope of the invention as defined by the appended
claims.

WE CLAIM:
1. A method of performing a handover by a mobile station
in a communication system, the Method comprising the steps of
transmitting a handover request message to a serving
base station when it is detected that a handover is necessary,
transmitting a handover indication message including
handover cancellation information to the serving base station
when the mobile station decides to cancel the handover during the
handover in being performed with one of target base stations;
continuously maintaining a connection with the serving base
station,
wherein the handover cancellation indicates that the mobile
station cancels the handover being performed with the one of
target base stations.
2, The method as claimed in claim 1, comprising;
receiving a scanning permission message for scanning a carrier to
interfernce and noise ratio (CINR) of each of the target base
stations from serving base station; and

scanning the CINR of each of the target base stations in
reponse to the scanning permission message, and storing
information on the CINR of each of the target base stations
according to a result of the scanning.
3. The method as claimed in claim 1, wherein the handover
indication message comprises a handover indicator type field
having the handover cancellation information represented by two
hits.
4. The method as claimed in claim 1, wherein it is
detected that the handover is necessary, when a carrier to
interference and noise ratio (CINR) of the serving base station
is less than a first threshold value.
5. The method as claimed in claim 1, wherein it is
detected that the handover is necessary, when a carrier to
interference and noise ratio (CINR) of the serving base station
is less than a ,CINR, of a selected one of the target base
stations.

6. The method at; claimed in claim 1, wherein the mobile
station decides to cancel the handover, when a carrier to
interference and noise ratio (CINR) of the serving base station
is more than a second threshold value during the handover.
7. The method as claimed in claim 1, wherein the mobile
station decides to cancel the handover when a carrier to
interference and noise ratio (CINR) of the serving base station
is more than a ,CINR, of the one of the target base stations
during the handover.
8. A method for performing a handover by a serving base
rotation in a communication system the method comprising the steps
Of;
receiving a handover request message from a mobile station}
receiving a handover indication message including handover
cancellation information from the mobile station during a
handover for the mobile station is being performed with one of
target base stations; and

cancelling the handover for the mobile station; and
continuously maintaining a connection with the mobile
station,
wherein the handover request message is transmitted by the
mobile station when it is detected that the handover is
necessary, and the handover cancellation information indicates
that the mobile station cancels the handover being performed
with the one of target base stations.
9. the method are claimed in claim 8, wherein the step of
cancelling the handover for the mobile station comprises
transmitting the handover cancellation message to the one of
target base stations.
10, The method as claimed in claim B, wherein the handover
indication message comprises a handover indirattor type field
having the handover cancellation information represented by two
bits.

11. A method far performing a handover by a mobile station
in a communication system, the method comprisig the steps of;
transmitting a handover request message to a serving base
station when it is detected that a handover is necessary;
receiving a first handover response message from the
serving base station including a list of target base stations
capable of providing a service to the mobile station from among a
plurality of target base stations;
transmitting a handover indication message having a handover
rejection information to the serving base station when the mobile
station determines a rejection of the handover after receiving
the first handover response message; and
receiving a second handover response message from the
serving base station including a new list of target base stations
capable of providing the service to the mobile station from among
the plurality of target base stations after transmitting the
handover indication message,

wherein the handover rejection information indicates the
mobile station rejects the handover and the target base stations
of the new list are different from the target base stations of
the List.
12. The method as claimed in claim 11, comprising the steps
Of;
receiving a scanning permission message for a scanning
carrier to interference and noise ratio(CINR) of the target base
stations from the receiving base station; and
scanning the CINR, of the target base stations in response
to the scanning permission message, and storing information on
the CINR of the target base stations according to a result of the
scanning.
13. The method as claimed in claim 11, wherein the handover
indication message comprises a handover indicator type field
having the handover rejection information represented by two
bits,

14. The method as claimed in claim 11, wherein it is
detected that the handover is necessary when a carrier to
interference and noise ratio (CINR) of the serving base station
is less than a first threshold value.
It). The method as claimed in claim 11, wherein it is
detected that the handover is necessary when a carrier to
interference and noise ratio (CINR) of the serving base station
is less than a ,CINR, of selected one of the target base
stations.
16. The method as claimed in claim 1, comprising;
retransmitting the handover request message after
tansmitting the handover indication message.
17. A method for performing a handover by a serving base
station in a communication system the method comprising the steps
of :
receiving from a mobile statiaon a handover request message:

transmitting to the mobile station a first handover response
message including a list of target base stations capable of
providing a service to the mobile station from among a plurality
of target base stations;
receiving from the mobile station a handover indication
message including handover rejection information; and
transmitting to the mobile station a second handover
response message including a new list of target base stations
capable of providing the service to the mobile station from among
the plurality of target base stations,
wherein the handover rejection information indicates the
mobile station rejects the handover and the target base stations
of the new list are different from the target base station of the
list.
18. The method as claimed in claim 17, comprising
transmitting to the mobile station a scanning permission message
for scanning a carrier to interference and noise ratio (CINR) of
the target base stations.

19. The method as claimed in claim 17, wherein the handover
indication message comprises a handover indicator type field
having the handover rejection information represented by two bits.
20. The method as claimed in claim 17, comprising:
receiving from the mobile station the handover request
message after receiving the handover indication message.

The invention relates to a method for performing a handover
by a mobile station in a communication system the method
comprising the steps of transmitting a handover request message
to a serving base station when it is detected that a handover is
necessary, transmitting a handover indication message including
handover cancellation information to the serving base station
when the mobile station decides to cancel the handover during the
handover is being performed with one of target base stations; and
continuously maintaining a connection with the serving base
station, wherein the handover cancellation information indicates
that the mobile station cancels the handover being performed with
the one of target base stations.

Documents:

435-kolnp-2006-granted-abstract.pdf

435-kolnp-2006-granted-claims.pdf

435-kolnp-2006-granted-correspondence.pdf

435-kolnp-2006-granted-description (complete).pdf

435-kolnp-2006-granted-drawings.pdf

435-kolnp-2006-granted-examination report.pdf

435-kolnp-2006-granted-form 1.pdf

435-kolnp-2006-granted-form 18.pdf

435-kolnp-2006-granted-form 2.pdf

435-kolnp-2006-granted-form 3.pdf

435-kolnp-2006-granted-form 5.pdf

435-kolnp-2006-granted-gpa.pdf

435-kolnp-2006-granted-others.pdf

435-kolnp-2006-granted-reply to examination report.pdf

435-kolnp-2006-granted-specification.pdf


Patent Number 231338
Indian Patent Application Number 435/KOLNP/2006
PG Journal Number 10/2009
Publication Date 06-Mar-2009
Grant Date 04-Mar-2009
Date of Filing 24-Feb-2006
Name of Patentee SAMSUNG ELECTRONICS CO., LTD
Applicant Address 416, MAETAN-DONG, YEONGTONG-GU, SUWON-SI, GYEONGGI-DO
Inventors:
# Inventor's Name Inventor's Address
1 CHANG-HOI KOO 2ND FLOOR, 241-8, JEONGJA-DONG, BUNDANG-GU, SEONGNAM-SI, GYEONGGI-DO
2 SUNG-JIN LEE #133-1701, HWANGGOLMAEUL, YEONGTONG-DONG, PALDAL-GU, SUWON-SI, GYEONGGI-DO
3 JUNG-JE SON #401-905, 181, SANGNOKMAEUL BOSEONG APT., JEONGJA-DONG, BUNDANG-GU, SEONGNAM-SI, GYEONGGI-DO
4 YEONG-MOON SON #102, JEONGWOOVILLA, 897-1, ANYANG 3-DONG, MANAN-GU, ANYANG-SI, GYEONGGI-DO
5 HYUN-JEONG KANG #203, DONGOKVILLA, 954-6, DOGOK 1-DONG, GANGNAM-GU, SEOUL
6 SO-HYUN KIM #531/1402, SHINAN APT., YEONGTONG-DONG, PALDAL-GU, SUWON-SI, GYEONGGI-DO
PCT International Classification Number H04B7/26; H04Q7/38
PCT International Application Number PCT/KR2004/002222
PCT International Filing date 2004-09-02
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10-2003-0061945 2003-09-04 Republic of Korea