Title of Invention

MIST STERILIZATION SYSTEM

Abstract A method of disinfecting or sterilizing an article comprising the steps of: placing the article into a chamber; reducing pressure in the chamber to a first pressure; introducing a mist comprising a sterilant into the chamber; diffusing the mist through the chamber into contact with the article; and wherein the first pressure is below atmospheric pressure and above the vapor pressure of the sterilant whereby to enhance diffusion of the mist throughout the chamber.
Full Text MIST STERILIZATION SYSTEM
Field of the Invention
The present invention relates to sterilization, and
more particularly to sterilization employing a chemical
sterilant in mist form.
Background of the Invention
It has been recognized that a mist of chemical
sterilant can effectively sterilize instruments, such as
medical instruments. Vapor phase sterilization systems
are also known, but require additional expense and
complexity to produce and accommodate the deep vacuum and
elevated temperatures associated with such systems.
One problem associated with delivery of a mist in a
sterilization system is to adequately move the mist to
fill the sterilization chamber and cover the item to be
sterilized. Kodera et al., in U.S. Patent No. 4,366,125,
provide the mist in extremely fine droplets to encourage
its easy dispersion, and flow is enhanced with a carrier
agent, namely warm air. Blidschun et al., in U.S. Patent
No. 4,680,163, additionally encourage movement of the
mist towards the device by inducing opposite electrical
charges between the device and the mist. Sheiman, in
U.S. Patent No. 6,379,616, attempt to use kinetic energy
to flow the mist without a carrier. Each of these prior
attempts rely upon positive pressure to push the mist
into the sterilization chamber.

Summary of the Invention
The present invention improves significantly over
the prior attempts to move the mist efficiently to fill a
sterilization chamber and cover the surface of a device
therein to be sterilized.
A method of disinfecting or sterilizing an article
according to the present invention comprises the steps
of: placing the article into a chamber; reducing pressure
in the chamber to a first pressure; introducing a mist
comprising a sterilant into the chamber; and diffusing
the mist through the chamber into contact with the
article. The first pressure is below atmospheric
pressure and above the vapor pressure of the sterilant
thus enhancing diffusion of the mist throughout the
chamber.
The method can employ many different sterilants
which might work in mist form, with one preferable
sterilant comprising hydrogen peroxide, such as a
solution comprising hydrogen peroxide and water.
The first pressure is preferably at least 5 torr
below atmospheric pressure, more preferably 15 torr below
atmospheric pressure, and most preferably at least 30
torr below atmospheric pressure.
Preferably the article is sterilized in this
procedure. Mere disinfection may suffice for many uses.
Preferably, the procedure is sufficiently efficacious to
sterilize a stainless steel blade with at least 106
Bacillus stearothermophilus spores in less than 60
minutes .

Preferably, the chamber has an interior and the
method further comprises sterilizing the interior of
chamber.
Preferably, residual sterilant is removed from the
chamber.
Brief Description of the Drawings
FIG. 1 is a block diagram of a simple sterilization
system according to the present invention;
FIG. 2 is a test chamber showing the efficacy of the
mist delivery system according to the present invention;
FIG. 3 is a block diagram of a different embodiment
of a sterilization system according to the present
invention which employs a detachable container;
FIG. 4 is a front elevation view of an interface on
a container in the system of FIG. 3, shown in an open
position;
FIG. 5 is a front elevation view of the interface of
FIG. 4 shown in a closed position;
FIG. 6 is a front elevation view of an alternative
interface for the container of FIG. 3;
FIG. 7 is a cut-away view of an insert for the
interface of FIG. 6 and having a self-closing mechanism
shown in the closed position;
FIG. 8 is a cut-away view of the insert of FIG. 7,
shown in the open position;

FIG. 9 is a cut-away view of an alternative insert
for the interface of FIG. 6 and having a self-closing
mechanism, shown in the closed position;
FIG. 10 is a cut-away view of the insert of FIG. 9,
shown in the open position;
FIG. 11 is a cut-away view of an alternative
embodiment of a sterilization container useful in the
system of FIG.3; and
FIG. 12 is a cut-away view of a further alternative
embodiment of a sterilization container useful in the
system of FIG. 3.
Detailed Description
FIG. 1 discloses a sterilization container 10
comprising an enclosure 12 having a lid 14 and containing
an instrument 16 to be sterilized. Ports 18 allow a
sterilizing mist, such as a hydrogen peroxide solution
mist, to enter the enclosure 12 and contact the
instrument 16. The container 10 is enclosed within a
sterilization chamber 20 that comprises a pump 22 for
drawing at least a partial vacuum on the chamber 20 and a
source 24 liquid sterilant. A mist generating apparatus
2 6 generates a mist from the sterilant and admits the
mist into the chamber 20. Prior to such admission, the
pump 22 draws a slight vacuum upon the chamber to induce
suitable dispersion of the mist within the chamber 20.
For generating a mist of hydrogen peroxide,
ultrasonic mist generators are preferred as they do not
tend to decompose hydrogen peroxide. Such generators are

employed in cold humidifiers. One suitable example is
described by Takahashi et al. in U.S. Patent No.
5,299,739, incorporated herein by reference.
A biological indicator 28 and chemical indicator 30
are contained within a compartment 32, which is in fluid
communication only through the enclosure 12, through a
screen 33, to ensure adequate exposure to the sterilant
mist and proper sterilization. A biological indicator
indicates whether a test microorganism has been
successfully killed in the sterilization process and a
chemical indicator indicates the presence of, and in some
instances and integrated exposure to, the sterilization
media. Examples of biological and chemical indicators
can be found in U.S. Patent Nos. 5,552,320, 5,942,438,
6,218,189, and 6,436,659 each of which is incorporated
herein by reference.
As described above, prior system designers have
sought more efficient means for delivering a sterilizing
agent as a mist, essentially by forcing the mist into a
chamber. The present invention dramatically improves
over these systems by drawing the mist into the
sterilization chamber 20 via a partial vacuum.
Experiments were conducted with 30% peroxide mist
using either a 5 torr positive pressure to push or a 5
torr negative pressure to pull the mist into the chamber
to determine the effect of mist uniformity on efficacy.
Stainless steel blades 34 inoculated with 1.2xl06 Bacillus
stearothermophilus spores were place at the corners and
in the center of a chamber 36 (see FIG. 2). The results
as shown in Table 1 indicate that the use of a reduced
pressure to pull the mist produces better sterilization
efficacy in the chamber 36 than the use of positive

pressure to push the mist. Not all samples were
sterilized after ten minutes with the use of 5 torr
positive pressure to push mist into chamber 36. Most of
the positive samples are located near the top of the
chamber 36. In contrast, sterilization was achieved with
no positive samples in 5 minutes with the use of 5 torr
negative pressure to pull mist into chamber.
Table 1
Efficacy with 30% peroxide mist

While a pressure of negative 5 torr was tested,
other pressures, particularly lower pressures will likely
enhance the results. With a sufficiently low pressure
the mist will vaporize. Generally this enhances
sterilization efficiency, but the pump necessary to
achieve such pressure will be more complex and expensive

than one employed solely to enhance dispersion of the
mist within the container.
FIG. 3 illustrates an alternative sterilization
system 62 employing a container 60 which comprises an
enclosure 64 having a lid 66 and containing an instrument
68. The container 60 is preferably formed so as to be
usable in other sterilizing systems such a steam,
ethylene oxide or vapor phase hydrogen peroxide, thus
simplifying user inventory. Therefore it is preferably
formed of a material suitable for use in steam, hydrogen
peroxide and ethylene oxide sterilization process, such
as a liquid crystal polymer as described by Wu in U.S.
Patent No. 6,379,631, incorporated herein by reference.
Suitable polymers include polybenzoate-naphthalate;
polybenzoate-terphthalate-bisphenol-isophthalate;
polybenzoate-terphthalate-ethylene glycol; and
polynaphthalate-amino terephthalate. A biological
indicator 70 and chemical indicator 72 are provided as in
the previous container.
The sterilizer 62 comprises a vacuum pump 7 4 and a
sterilant source and mist generator 76 which connect via
an interface 78 to the container 60. The sterilizer 62
has a receiving bay 80 for receiving a portion of the
container 60. An interface 82 on the container 60
interfaces with the interface 78 on the sterilizer 62 to
place the container enclosure 64 into fluid communication
with the vacuum pump 74 and mist generator 76. One or
more valves 84 controls the fluid communication between
the mist generator 76 and the interface 78 and also the
vacuum pump 74 and the interface 78. A simple
sterilization process would involve engaging the
container 60 into the receiving bay 80 of the sterilizer
62 and then drawing a slight vacuum on the enclosure 64

via the vacuum pump 74. Once the vacuum is established,
mist from the mist generator 76 can be admitted into the
enclosure 64 and dispersed throughout. After a
sufficient period of time the sterilant will effect the
sterilization of the instrument 68 and the container 60
can be removed from the receiving bay 80.
Depending upon the form of the interface 82, the
container 60 may be left under vacuum after removal from
the bay 80. Different formats for the interface will be
described hereinafter. A vacuum relief valve 86 is
provided and when the operator opens the vacuum relief
valve 86 and hears an inrush of air the operator will
know that the integrity of the container 60 has not been
violated since the time of the sterilization procedure.
Turning also to FIGS. 4 and 5, an interface 90
comprises an aperture 92 into the enclosure 64, the
aperture 92 being covered by a semipermeable filter 94 to
allow passage of sterilizing media yet disallow passage
of potentially contaminating microorganisms. This would
provide flexibility in using the container for other
sterilization systems such as a steam or vapor phase
chemical sterilization type systems. An O-ring or gasket
96 sur: unds the aperture 92 to help ensure a pressure
tight seal with the interface 78 on the sterilizer 62.
To close the aperture 92 for use in a self-contained
sterilization procedure, a panel 98 slides over the
aperture 92 and seals against the O-ring 96, as depicted
in FIG. 5. For use in the present system 62 of FIG. 3,
the semipermeable filter can be replaced with a screen.
When used with a screen closing the panel 98, preferably
automatically, prior to disconnection from the interface
78 a. is storage of sterilized instruments within the
container 60.

Turning also to FIG. 6, an alternative embodiment of
an interface 100 comprises an aperture 102 surrounded by
an 0-ring or gasket 104 and having a frame 106 to receive
various inserts. A first insert 108 fits into the frame
106 and comprises a screen 110 having holes large enough
to easily pass a mist of sterilant media into the
enclosure 64. A second alternative insert 112 comprises
a semipermeable filter 114 for passing vapor phase
sterilant media yet disallowing passage of contaminating
microorganisms. A third insert 116 comprises merely a
solid plate to block the aperture 102 entirely.
The first insert 108 having the screen 110 would be
most useful for use with a sterilizer such as the
sterilizer 62 in which the sterilant media enters the
container 60 as a mist and in which the instruments 68
will not be stored in the container 60 after the
procedure but rather will be used immediately thereafter,
or where such instruments do not require complete
sterility after the procedure. For instance, if the
instruments 68 are dental instruments, a high level of
sterilization efficiency may be desirable to kill
difficult pathogens from a prior patient, but after the
sterilization it would be acceptable to store the
instruments in a clean environment yet not in a bacteria
proof enclosure. Some means, such as insertion of a
plate 116 to seal the container 60 would allow sterile
storage therein.
Turning also to FIGS. 7 and 8, an alternative insert
120 fits into the frame 106 and is primarily useful when
employing a mist form of the sterilization media in the
sterilizer 62 combined with the need to store the
instruments 68 in the container 60 in a sterile form

after the sterilization process is complete. The insert
120 employs a self-closing mechanism 121 which opens upon
insertation of the container 60 into the sterilizer 62 to
allow introduction of mist into the enclosure 64 and
which closes automatically upon removal of the
sterilization container 60 from the sterilizer 62 to seal
the enclosure 64 from potentially contaminating
microorganisms. The insert 120 comprises a body 122
having a flange 124 which fits into the frame 106 and
seals against the O-ring or gasket 104. An open tube 126
extends outwardly from the body 122 to receive an adapter
128 from the sterilizer interface 78. The body 122
contains the self-closing mechanism 121. It comprises a
valve member 130 biased toward a valve seat 132 on the
body by a spring 134 or other biasing member. When
seated on the valve seat 132 the valve member 130 seals
the body 122 from the tube 126, thus effectively sealing
the container aperture 102.
The adapter 128 comprises a pipe 136 having a distal
end 138 that abuts the valve member 130 driving it away
from the valve seat 132. One or more openings 140 of
some form at or near the pipe distal end 138 place the
pipe 136 into fluid communication with the body 122 and
thus with the enclosure 64. Seals 142 provide a tight
seal between the pipe 136 and tube 126. Spring loaded
members 144 engage detents 146 on the pipe 136 to hold it
in place. Upon removal of the container 60 from the bay
80 the pipe 136 will disengage from the valve member 130
and close the self-closing mechanism 121.
The mechanism of FIG. 7 relies upon the enclosure 64
to be near or above ambient pressure to keep the self-
closing mechanism 121 closed. With a pressure slightly
above ambient, opening of the relief valve 84 (FIG. 3)

still causes an audible air rush to alert a user to the
integrity of the container's seal. The slightly positive
pressure further inhibits ingress of potentially
contaminating microorganisms. In such a procedure, after
the mist effects sterilization of the instrument or
instruments 68, the pump 74 provides sterile, filtered
air to the enclosure 64 .
Turning to FIGS. 9 and 10, if a vacuum is desired
for storage of the container 60, an alternative insert
150 may be used. It comprises a body 152 and flange 154
for connection to the container 60 and a tube 156 for
receiving an adapter 158 from the sterilizer 62 (not
shown in FIGS. 9 and 10). The body 152 contains a valve
member 160 biased toward a valve seat 162 by a biasing
member 164. However, it differs from the previous
embodiment in that it closes toward the container 60,
such that a vacuum in the container 60 holds the valve
member 160 closed. A flange 166 on the valve member 160
engages a flange 168 on a pipe 170 of the adapter 158.
The pipe 170 rotates to engage the flanges 166 and 168
with each other and is then retracted slightly to pull
the valve member 160 away from the valve seat 162. Seals
172 are provided between the pipe 170 and tube 156.
Spring loaded members 174 engage detents 176 on the pipe
170 to hold the parts in the proper orientation. After
the sterilization process the process is reversed to seat
the valve member 160.
While the provision of various inserts 108, 112,
116, 120 and 150 provides the most flexibility, either of
the inserts 120 or 150 could be integral with the
container rather than removable.

Further, to enhance its flexibility, the container
60 may include multiples of the features disclosed
herern. For instance, especially when configured with
the inserts 120 and 150 with their self-closing feature
it rs preferred to have, especially at the top and bottom
of the container 60 (best seen in FIG. 3), additional
filtered ports 180 which may be sealed. Such ports could
be similar to the interface 90, or could have screw-on
covers or other sealing mechanisms. Preferably, the
filters can be replaced, as is preferable with any of the
filters discussed herein. Such additional ports provide
enhanced diffusion of sterilant into and out of the
container 60 when used in a standard chamber 20 such as
disclosed in FIG. 1. When used in the process of FIG. 3
the ports 180 would be left closed.
FIG. 11 discloses an alternative embodiment of a
container 200, especially useful in the sterilizer 62 of
FIG. 3, but offering enhanced flow through the container
200. It comprises an enclosure 202 having a lid 204,
provision for a biological indicator 206 and chemical
indicator 208 and an optimal sealable filtered port 210
in the lid 204. The port 210, and perhaps addition ports
in the bottom or other surfaces, allow the container to
also function in traditional steam and chemical vapor
sterilization systems. An inlet/exit port 212 has an
opening 214 for receiving a probe 216 from the sterilizer
60. A normally closed spring loaded valve 218 opens when
the probe 216 is inserted into the opening 214 and abuts
the valve 218. A solid partition 220 separates the
enclosure 202 into an upper portion 222 and lower portion
224. A screened aperture 226 in the partition, away from
the port 212, connects the upper and lower portions 222
and 224. The opening 214 is partitioned into an upper
path 228 and lower path 230. A screened partition 232

separates the upper portion 222 from the upper path 228
and the lower path 230 communicates with the lower
portion 224. The probe 216 is preferably similarly
separated into an upper path 234 adapted to communicate
with the opening upper path 228 and a lower path 236
adapted to communicate with the port lower path 230.
When the probe 216 enters the opening 214 it opens
the valve 218. The vacuum pump 74 draws a partial vacuum
on the container 200 and then sterilizing mists flow in
from the probe upper path 234 into the opening upper path
228 and into the enclosure upper portion 222. The mist
can later exit the enclosure 202 by flowing through the
aperture 226 into the enclosure lower portion 224 and out
through the opening and probe lower paths 230 and 236
under the draw of the vacuum pump 74. After the probe
216 is removed, the spring loaded valve 218 closes and
seals the enclosure 202. Instruments for sterilization,
which were placed into the upper portion 222 through the
lid 204, and are now sterile.
FIG. 12 illustrates a similar container 240
comprising an enclosure 242 having a lid 244, a filtered
port 246 and provisions for a biological indicator 248
and chemical indicator 250. The enclosure 242 is
separated into an upper portion 252 and lower portion 254
by a solid partition 256 having a screened aperture 258.
The container 240 has an inlet port 260 into the upper
portion 252, with a spring-loaded valve 262 and an exit
port 264 from the lower portion 254, also with a spring-
loaded valve 266. The inlet port 260 receives an inlet
probe 268 and the exit port 264 receives an exit probe
270. A screen 272 separates the inlet port 260 from the
upper portion 252. Mists flow from the inlet probe 268

into the enclosure upper portion 252 and exit from the
exit probe 270 as in the previous embodiment.
The flow could be continuous, in which case it would
be desirable to continually recirculate the same
sterilant through the enclosure 242. Alternatively, the
exit probe 270 can be used to lower the pressure in the
enclosure 242 to and then the inlet probe 268 can supply
sterilant mist such as hydrogen peroxide mist to the
enclosure 242. After a sufficient time to effect
sterilization, the exit probe 270 can draw out the
sterilant.
One of skill in the art will recognize that the
location of the ports 260 and 264 can be changed to
address other functional needs while keeping with the
concept of flowing gases more efficiently through the
container 240. For instance, they could be located on
the bottom of the container with suitable partitioning
within the enclosure 242 to route incoming gases to the
enclosure upper portion 252. Rather than have spring-
loaded valve 262 and 266 which move directly away from
the incoming probes 268 and 270, spring-loaded flap
valves (not shown) which rotate away from the incoming
probe could be substituted therefor and would not tend to
push the probe out after its insertion.
To remove residual sterilant, especially hydrogen
peroxide, it may be advisable to circulate warm dry air
through any of the containers disclosed above, to draw a
vacuum with the vacuum pump or to induce a plasma such as
in the Jacobs et al. U.S. Patent No. 4,643,876,
incorporated herein by reference.

While the invention has been particularly described
in connection with specific embodiments thereof, it is to
be understood that this is by way of illustration and not
of limitation, and that the scope of the appended claims
should be construed as broadly as the prior art will
permit.

WE CLAIM:
placing the article into a chamber;
reducing pressure in the chamber to a first pressure;
introducing a mist comprising a sterilant into the chamber;
diffusing the mist through the chamber into contact with the article;
and
wherein the first pressure is below atmospheric pressure and above the
vapor pressure of the sterilant whereby to enhance diffusion of the mist
throughout the chamber.
2. A method as claimed in claim 1 wherein the sterilant comprises
hydrogen peroxide.
3. A method as claimed in claim 2 wherein the mist comprises a solution
comprising hydrogen peroxide and water.
4. A method as claimed in claim 1 wherein the first pressure is 5 torr below
atmospheric pressure.
5. A method as claimed in claim 4 wherein the first pressure is 15 torr
below atmospheric pressure.
6. A method as claimed in claim 4 wherein the first pressure is 30 torr
below atmospheric pressure.

7. A method as claimed in claim 1 further comprising sterilizing the article.
8. A method as claimed in claim 7 sufficiently efficacious to sterilize a
stainless steel blade with 106 Bacillus stearothermophilus spores in less than
60 minutes.
9. A method as claimed in claim 1 wherein the chamber has an interior and
the method further comprising sterilizing the interior of chamber.
10. A method as claimed in claim 1 further comprising removing residual
sterilant from the chamber.

A method of disinfecting or sterilizing an article comprising the steps of:
placing the article into a chamber; reducing pressure in the chamber to a first
pressure; introducing a mist comprising a sterilant into the chamber; diffusing
the mist through the chamber into contact with the article; and wherein the first
pressure is below atmospheric pressure and above the vapor pressure of the
sterilant whereby to enhance diffusion of the mist throughout the chamber.

Documents:

494-kol-2004-granted-abstract.pdf

494-kol-2004-granted-assignment.pdf

494-kol-2004-granted-claims.pdf

494-kol-2004-granted-correspondence.pdf

494-kol-2004-granted-description (complete).pdf

494-kol-2004-granted-drawings.pdf

494-kol-2004-granted-examination report.pdf

494-kol-2004-granted-form 1.pdf

494-kol-2004-granted-form 18.pdf

494-kol-2004-granted-form 2.pdf

494-kol-2004-granted-form 26.pdf

494-kol-2004-granted-form 3.pdf

494-kol-2004-granted-form 5.pdf

494-kol-2004-granted-reply to examination report.pdf

494-kol-2004-granted-specification.pdf

494-kol-2004-granted-translated copy of priority document.pdf


Patent Number 227291
Indian Patent Application Number 494/KOL/2004
PG Journal Number 02/2009
Publication Date 09-Jan-2009
Grant Date 05-Jan-2009
Date of Filing 19-Aug-2004
Name of Patentee ETHICON, INC.
Applicant Address U.S. ROUTE 22, SOMERVILLE, NJ
Inventors:
# Inventor's Name Inventor's Address
1 SZU-MIN LIN 25632 RAIN TREE ROAD, LAGUNA HILL, CA 92653
2 ROBERT LUKASIK 14911 AMOROSE STREET, LAKE ELSINORE, CA 92530
PCT International Classification Number EP1508 341A1
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/646296 2003-08-22 U.S.A.