Title of Invention

PHOTOCHROMIC OZAZINE COMPOUNDS AND METHODS FOR THEIR MANUFACTURE

Abstract A process for producing a photochromic compound of formula (I) said process comprising the step of: heating an isocyanate derivative of the formula: with a symmetric quinone of the formula: wherein in each formula X is nitrogen or carbon; R1, R2, R3 and R4 are each independently hydrogen, hydroxy, halogen, benzyl, formyl, trifluoromethyl, nitro, cyano, phenyl, naphthyl, phenyl (C1-C4) alkyl, naphthyl (C1-C4) alkyl, phenyloxy, naphthyloxy, cyclo (C3-C6) alkyl, (C1-C18) alkoxy, halo (C1-C6) alkoxy, (C1-C4) alkoxycarbonyl, pyrrolidino, piperidino, morpholino; and n = 1 or 2 and wherein the heating is carried out in the presence of a catalytic amount of a triphenyl arsen oxide.
Full Text PHOTOCHROMIC OXAZINE COMPOUNDS AND METHODS FOR THEIR
MANUFACTURE
Field of the Invention
The present invention relates to oxazine compounds. In particular, the
invention provides oxazine compounds and methods for their manufacture, which
compounds are useful as photochromic compounds.
Background of the Invention
Various classes of photochromic compounds have been synthesized and
suggested for use in applications in which reversible color changes or darkening is
induced by sunlight. For example, spirooxazine and chromene compounds are
known for excellent fatigue resistance. Additionally, photochromic 2,2-disubstituted
[2H-l,4]-naphthoxazine compounds, such as those are disclosed in United States
Patent No. 5,801,243, are known. These compounds have better fatigue resistance
than chromene compounds, but are disadvantageous in that methods for their
preparation are extremely limited. Thus, a need exists for additional photochromic
oxazine compounds that overcome the disadvantages of the known compounds.
Description of the Invention and its Preferred Embodiments
The present invention provides oxazine compounds having an aromatic
substituent at the 2 position of the oxazine moiety, as well as methods for
synthesizing these compounds.
In one embodiment, the invention provides a compound comprising,
consisting essentially of, and consisting of Formula 1.
wherein X is nitrogen or carbon; R1, R2, R3, and R4 are identical or different and each
independently may be hydrogen, hydroxy, halogen, benzyl, formyl, trifluoromethyl,
nitro, cyano, aryl, aryl (C1-C4)alkyl, aryloxy, cyclo (C3 - C6)alkyl, (C1 -
C18)alkoxy, halo (C1-C6)alkoxy, (C1 - C4)alkoxycarbonyl or a heterocyclic nitrogen-
containing substituent having 5 or 6 atoms in the ring, such as, without limitation,
pyrrolidino, piperidino and morpholino; and n = 1 or 2. When n = 1, there is one
substituent on the phenyl moiety or pyridine moiety and R1 or R2 may be located at
the ortho, meta, or para position of the phenyl ring.
In a preferred embodiment, X is carbon or nitrogen; R1, R2, R3, and R4 are
each independently hydrogen, hydroxy, fluoro, chloro, bromo, benzyl, formyl,
trifluoromethyl, nitro, cyano, aryl, aryl (C1 - C4)alkyl, aryloxy, cyclo (C3 - C4)alkyl,
(C1 - C4)alkoxy, (C1 - C4)alkoxycarbonyl, or a heterocyclic nitrogen-containing
substituent having 5 or 6 atoms in the ring, such as without limitation pyrrolidino,
piperidine, and morpholino; and n - 1 or 2. More preferably, X is carbon or
nitrogen, R1, R2, R3, and R4 are each hydrogen, fluoro, chloro, methyl, methoxy,
ethoxy, methoxycarbonyl, ethoxycarbonyl, piperidino, morpholino, or pyrrolidino,
and n = 1 or 2.
In a more preferred embodiment the invention provides a compound that is
2,2-diphenyl-phenanthro (9,10)2H-[1 ,4]-oxazine, 2-(4-methoxyphenyI)-2-phenyl-
phenanthro (9, ]0)2H-[l,4]-oxazine, 2-(4-fluorophenyl)-2-(4-methoxyphenyl)-
phenanthro (9,10)-2H-[1,4]-oxazine, or 2,2-Bis(4-methoxyphenyl)-phenanthro
(9,10)2H-[l,4]-oxa2ine.
The compound of Formula I may be prepared by the following Reactions A
through E. For all reactions, R1, R2 and "n" are the same as defined hereinabove.
Benzophenones represented by Formula IV below are commercially available cr
may be prepared by Friedel-Crafts reaction using a benzoyl chloride of Formula II
and a benzene of Formula III. The Friedel-Crafts reaction is described in George A,
Olah, "Friedel-Crafts and Related Reaction" (Vol. 3, 1964).
In Reaction A, the compounds represented by Formulae II and in are
dissolved in dichloromethane and reached in the presence of a Lewis acid including
wihtout limitation, aluminum chloride, to form the corresponding subsituted
benzophenone.
dissssolved in dichJoxomethane and reacted in the presence of a Lewis acid including,
without limitation, aluminum chloride, to form the corresponding substituted
benzophenone.

The disubstifuted acrylic acid represented by Formula VI may be prepared by
alternative reactions as shown in Reaction B and C. In reaction B, the
benzophenone is reacted with acetonitrile in the presence of an excess amount of
sodium hydroxide to form the 2,2-disubstituted acrylonitrile of Formula V, which
process is described in J. Org. Chem., 44 (25), 4640-4649 (1979). After
hydrolyzation with sodium hydroxide in ethylene glycol, followed by acidification,
the disubstituted acrylic acid may be obtained.
Alternatively in Reaction C, a Hornor-Emmons reaction as described in
Tetrahedron, 52 (31), 10455-10472 (1996), may be conducted starting from a
benzophenone. The resulted 3,3-disubstituted acrylic acid ethyl ester of Formula
VII may be hydrolyzed to form the disubstituted acrylic acid represented of Formula
VI. R1, R2 and "n" are the same as defined herein before.

In Reaction D, the 3,3-di-substituted acrylic acid is treated with thionyl
chloride, followed by reaction with sodium azide to form the 3,3-disubstituted but-2-
enoyl azide of Formula VIII. Under heating in nonpolar solvent including, without
limitation, benzene or toluene, the 3,3-disubstituted but-2-enoyl azide rearranges to
form the isocyanate of Formula DC.
The critical step in the synthesis of the photochromic oxazines of Formula I
is shown in Reaction E, in which an isocyanate derivative of Formula IX is reacted
with a symmetric quinone including, without limitation, a substituted or
unsubstituted phenanthrene-9,10-dione and substituted or unsubstituted 1,10-
phenanthroline-5,6-dione of Formula X, in the presence of a catalytic amount of
triphenyl arsen oxide in a suitable organic solvent under mild conditions for a time,
generally about 2 to about 10 hours, sufficient to complete the reaction. Organic
solvents that may be used include, without limitation, benzene, dioxane,
tetrahydofbran ("THF"), toluene, and the like and combinations thereof. Reaction
temperatures will vary and typically range from about 40°C to about 120°C. In a
preferred embodiment, a solvent such as benzene or toluene is used and the reaction
is carried out at about 50 to about 110°C for about 1 to about 15 hours. More
preferably, the solvent is toluene or benzene and the reaction is carried out at about
60 to about 80°C for about 2 to about 4 hours.
Alternatively, the photochromic oxazine compounds of the invention may be
prepared as shown in Reactions F and G. In the reactions R1, R2 and "n" are the
same as defined hereinabove. In Reaction F, the benzophenone of Formula IV is
converted to a 1,1-disubstituted epoxide of Formula XI by treatment with trimethyl
sulfoxinium iodide and potassium tert-butoxide in dimethyl sulfoxide ("DMSO").
This reaction is described in J. Org. Chem., 62 (19), 6547-6561 (1997). Treatment
of the substituted epoxide with sodium azide in N, N-dimethylformamide ("DMF")
in the presence of lithium chloride forms the substituted 2-azido-1,1-disubstituted
ethylene of Formula XII.
Following the procedure described in ). Org. Chem., 33 (6), 2411-2416
(1968), dehydration of the 2-azido-1,1-disubstituted ethylene by treatment with
thionyl chloride in pyridine results in the 2-azido- 1,1-disubstituted ethylene of
Formula XIII. A subsequent Staudinger reaction by treatment of the 2-azido- 1,1-
disubstituted ethylene with triphenylphosphine forms the ylide represented by
Formula XIV.
Heating the ylide with a symmetric quinone of Formula X in any suitable
solvent for a time sufficient to complete the reaction affords the desired oxazine of
Formula I. The organic solvent used may be, without limitation, benzene, dioxane,
tetrahydofuran, toluene, and the like and combinations thereof. Reaction
temperature will vary and typically ranges from about 60°C to about 120°C and
reaction time from about 2 to about 24 hours. In a preferred embodiment, the solvent
used is benzene or toluene and the reaction is carried out at about 70 to about 100°C
for about 5 to about 5 hours.
The oxazines of the invention may be used in any applications in which
organic photochromic substances are typically employed including, without
limitation, ophthalmic lenses, windows, automotive transparencies, polymer films,
and the like. The oxazines of the invention may be utilized in an organic solvent or
in organic polymer host. The organic solvent may be any suitable solvent including,
without limitation, benzene, toluene, methyl ethylketone, acetone, ethanol,
niethanol, tetrahydrofuran, dioxane, ethyl acetate, etbylene glycol, xylene,
cylcohexane, N-methyl pyrroiidinone, and the like and combinations thereof. The
host polymer maybe a transparent polymer such as polymethacrylate, polystyrene,
polycarbonate and cellulose acetate. The amount of oxazine used is such that the
organic host material to which the photochromic compound, or mixture of
compounds, is applied or in which they are incorporated exhibits the desired
resultant color, e.g.,, a substantially neutral color when activated with unfiltered
sunlight. The amount of photochrome used in the solution or polymer matrix
depends on the degree of darkening desired and usually is about 0.001 to about 20 %
by weight of the host polymer.
The invention will be clarified further by a consideration of the following,
non-limiting examples.
Examples
Example 1
Step 1.
Into a 100 ml three-necked flask was charged solid KOH (3.30 g, 0.05 mole)
and 25 ml acetonitrile under argon which was then heated to reflux. Benzophenone
(9. 1g, 0.05 mole) in 20 ml acetonitrile was added in a stream with stirring. After 8
hours of reflux, the hot reaction solution was poured onto 100 g crushed ice and
extracted with dichloromethane (3x15 ml). The combined organic extract was
washed with water, dried over anhydrous sodium sulfate, and filtered. Solvent was
removed, the residue was purified by flash chromatography on silica gel (ether-
hexane 1:5 as eluent), 7.9 g colorless oil was obtained (yield: 77%). 1HNMR
showed the product to have a structure consistent with 3,3-diphenyl-acrylonitrile.
1HNMR (CDCl3): 5 5.75 (s, 1H), 7.27-7.50 (m, 1OH).
Step 2.
The 3,3-diphenyl-acrylonitrile (5.76g, 2.81 mrnol) produced in Step 1 and
sodium hydroxide (11.2g, 280 mmol) were refluxed in a mixture of 180 ml ethylene
glycol and 1 ml water for 3 days. The reaction mixture was cooled down and diluted
with 100 ml water, acidified with 5 M hydrochloric acid until the pH was filtered with suction and washed with water completely. The solid paste was
dissolved in ethyl acetate, and washed with dilute hydrochloric acid. The organic
layer was separated and the aqueous layer was extracted twice with ethyl acetate.
The combined ethyl acetate solution was dried over anhydrous sodium sulfate, and ;
filtered. The solvent was removed in vacuo until the total volume was about 40 ml.
The solution was filtered through a short silica gel column and washed with ethyl
acetate. After removal of the solvent in vacuo, the residue was titrated with a small
volume of hexane-ethyl acetate (4 :1), recrystallized from ethyl acetate/bexane.
Colorless crystal (5.34g) was obtained (yield: 84.8%). lHNMR showed thatthe
product to have a structure consistent with 3,3-diphenyl-acrylic acid.
1HNMR (CDCl3): 5 6.38 (s, 1H), 7.24-7 35 (m, 1H), 7.40-7.46 (m, 3H).
Step 3.
A suspension of acrylic acid (225 mg, 1 mmol) in dry benzene (4 ml) was
refluxed with excess thionyl chloride (0.20 ml) for two hours. Removal of the
solvent and excess thionyl chloride under reduced pressure gave the required 3,3-
diphenyl-acrylic acid chloride. The acyl chloride in dry THF (2.5 ml) was cooled to
0°C and treated with a solution of sodium azide (130 mg, 2 mmol) in water (2 ml).
7 he mixture was stirred at 0° C for 2 hours before water (10 ml) was added. The
mixture was extracted with ether (2x10 ml), and dried with anhydrous sodium
sulfate.
Removal of the solvent under reduce pressure afforded a yellow oil (200 rag)
which was heated to 80° C overnight together with 9,10-phenanthrene quinonc (146
mg, 0.7 mmol) and triphenyl arsen oxide (16 mg) in dry toluene (12 ml). After
chromatography (silica gel, dichloromethane-hexane 2 : 1 as eluent) and
recrystallization from dichloromethane-hexane, 203 mg of the desired photochromic
oxazine was obtained as white (slightly pale yellow) crystal (yield: 52.7%).
Example 2
Step 1.
Trimethylsulfoxonium iodide (1.12 g, 5 mmol) and potassium tert-butoxide
(0.59 g, 5 mmol) were stirred in DMSO (10 ml) at room temperature for 10 minutes.
Benzophenone (0.77g, 4.2 mmol) was added and the mixture stirred at 40°C for 24
hours after which it was cooled, crushed ice and water were added and extracted
with ether (3x15 ml). The combined etherate solution was washed with water,
dried over anhydrous magnesium sulfate and filtered. Solvent was removed and a
pale yellow oil resulted that contained mostly 1,1-diphenyloxirane, which was used
directly in Step 2 without purification.
1HNMR (CDCfe): 6 3.29 (s, 2H), 7.30-7.40 (m, 10H).
Step 2.
The oil obtained in Step 1 along with sodium azide (0.36 g, 5.5 mmol) and
lithium chloride (0.32 g, 7.5 mmol) in DMF (20 ml) were stirred at 80°C under
nitrogen for 24 hours, cooled, water (20 ml) was added, and the mixture was
extracted with ether (3 * 20 ml). The combined etherate solution was washed with
water, dried over anhydrous magnesium sulfate and filtered. After removal of the
solvent in vacuo, the residue was purified by chromatography on silica gel
(dichloromethane-hexane 1 :2 as eluent). A colorless oil (0.64 g) was obtained.
Infrared spectra showed a strong absorption at 2100 cm-1.
1HNMR (CDCl3): 5 2.91 (s, 2H), 4.02 (s, 2H), 7.27-7.45 (m, 10 H).
13CNMR (CDCl3): 'HNMR (CDCl3). 5 60.4, 78.2, 126.3,127.8,128.5, 143.8.
Step 3.
The 2-azido-l,l-diphenylmethanol obtained in Step 2 (60 mg, 0.61 mmol),
thionyl chloride (0.2 ml) and pyridine (2 ml) were refluxed for 2 hours. After being
cooled, water (10 ml) was added carefully into the reaction mixture under ice-water
cooling, and extracted with ether (3 x 5 ml). The combined etnerate solution was
washed with 4 M hydrochloric acid, water and brine, dried over anhydrous
magnesium sulfate, and filtered. After removal of the solvent, a yellow oil (120 mg)
was obtained. Infrared spectra showed strong absorption at 2097 cm-1. 1HNMR
showed that the resulted product was pretty pure 2-azido-l, 1-diphenyl ethylene.
1HNMR(CDCl3): 8 6.69 (s, 1H), 7.38-7.42 (m, 10H).
Step 4.
To the 2-azido-l,l-diphenyI ethylene prepared in Step 3 in dry toluene (5 ml)
was added triphenylphosphine (157 mg, 0.6 mmol) at room temperature under
nitrogen. After 0.5 hour stirring, 9,10-phenanthrene-9,10-dione (104 mg, 0.5 mmol)
was added. The mixture was heated at 80oC overnight. Photochromic product was
obtained by chromatography on silica gel (dichloromethane-hexane 1 :1 as eluent)
and re-crystallized from dichloromethane/hexane, as pale yellow crystal (45 mg).
'HNMR (CDCl3): d 7.24-7.29 (m, 6H), 7.46-7.70 (m, 8H), 8.12 (s, 1H), 8.43-8.52
(m, 1H), 8.53-8.62 (m, 3H).
13CNMR (CDCl3): d 79.5,122.5, 122.7, 122.8, 123.0, 125.1, 126.9, 126.9, 127.1,
127.3, 127.6, 128.4, 128.6, 129.8, 131.3, 128.0, 141.4, 155.7.
Example 3
Step1.
To a stirred suspension of sodium hydride (95%, 0.507 g, 20 mmol) in THF
(15 ml) was added 2-3 ml a solution of triethylphosphono acetate (4.48 g, 20 mmol)
in THF (20 ml). A tiny drop of ethanol was added to initialize the reaction, then the
rest of the triethylphosphono acetate solution was added dropwise under ice-water
cooling over 40 minutes. After 15 minutes of stirring, the reaction mixture was
transferred into a dropping runnel and added dropwise to a boiling solution of 4-
methoxybenzophenone (4.38 g, 20 mmol) in THF (20 ml). After 24 hours reflux,
most of the solvent was removed. To the cooled residue was added a saturated
solution of aqueous sodium chloride (20 ml) and extracted with dichloromethane.
Removal of dichloromethane gave a pale yellow oil (5.42 g) containing mostly (E)
and (Z)-3-p-methoxyphenyl-3-phenyl-acryIic acid ethyl ester as characterized by .
'HNMR and which was used directly in Step 2 without further purification.
Step 2.
The oil obtained in Step 1 was hydrolyzed in a solution of KOH (5.07 g,
methanol (30 ml)} under reflux for 1 hour. The cooled reaction mixture was poured
into ice-water, acidified with dilute hydrochloric acid until the pH was extracted with ethyl acetate (3 x 20 ml). The combined organic solution was dried
over anhydrous sodium sulfate, the solvent was removed, the residue was re-
crystalliized from ethyl acetate/hexane and a white solid was obtained. The mother
liquid was subjected to chromatography and re-crystallization. A total of 3.826 g
desired product was obtained as white solid and 0.677 g unreacted ketone was
recovered (yield: 75.3%). 1HNMR showed that the recovered product to be a
mixture of (E)- and (Z)-3-p-methoxyphenyl-3-phenyl-acrylic acid.
Step 3.
The procedure of Step 3 of Example 1 was repeated except that 3-p-
methoxyphenyJ-3-phenyl-acrylic acid (254.5 mg, 1 mmol) was used instead of 3,3-
diphenyl-acrylic acid to react with 9,10-phenanthrene quinone (44 mg, 0.21 mmol)
and triphenyl arsen oxide (5 mg). Work-up gave 23.5 mg desired photochromic
oxazine as yellow crystal (yield : 5.66%).
1HNMR (CDC13). d 3.74 (s, 3H), 6.84 (d, 2H, J = 8.7 Hz), 7.29-7.42 (m, 5H), 7.50-
7.60 (m, 3H), 7.61-7.66 (m, 3H), 8.07 (s, 1H), 8.42-8.62 (m, 4H).
13CNMR (CDCl3): 5 55.2, 79.4, 114.0, 122.5, 122.7, 122.8, 122.8, 122.9, 125.1,
125.2, 126.8, 126.9, 127.0, 127,5, 128.3, 128.6, 129.8, 131.2,
133.3, 138.0, 141.6, 155.9. 159.7.
Example 4
Step 1.
A mixture of anisole (11.9 g, 0.11 mole) and p-fluorobenzoyl chloride (97%,
16.34 g, 0.1 mole) in dichloromethane (50 ml) was added aluminum chloride (14.67
g, 0 11 mole) in small portions with stirring under ice-water cooling. After addition,
the reaction mixture was stirred at room temperature for 1 hour, poured into a
mixture of crushed ice (400 g) and hydrochloric acid (20 ml), and stirred until the
orange color discharged. The mixture was extracted with dichloromethane, dried
over sodium sulfate, passed through a short silica gel column and washed with
dichloromethane. Solvent was removed, the residue was re-crystallized from
dichloromethane-hexane, 21.96 g colorless crystal was obtained (yield: 95.4%).
1HNMR showed the product to have a structure consistent with p-fluorophenyl-p-
methoxyphenyl ketone.
1HNMR (CDCI3): d 3.89 (s, 3H), 6.97 (d, 2H, J = 8.7 Hz), 7.13 (dd, 2H, J = 8.7 Hz),
7.76-7.84 (m,4H).
Step 2.
The procedure of Step 1 of Example 1 was repeated except that p-
fluorophenyl-p-methoxyphenyl ketone (4.60 g, 20 mmol) was used instead of
benzophenone and the reaction time was 48 hours. The resulting oil contained
mostly (E) and (Z)3-p-fluorophenyl-3-p-methoxyphenyl acrylic acid ethyl ester
which was used in Step 3 without further purification.
Step 3.
The oil obtained in Step 2 was hydrolyzed in a mixture of KOH (5.2 g) and
methanol (30 ml) for 80 minutes, cooled, and solvent was removed in vacuo. Water
(30 ml) was added, the mixture filtered with suction, and washed with water. The
filtrate was extracted with ether (15 ml) and the aqueous layer was separated and
acidified with 4 M hydrochloric acid until the pH was by filtration and re-crystallized from dichloromethanotiexane, 4.8 g white crystal
was obtained (yield: 88.1 %). 1HNMR showed the recovered product to have ,
structure consistent with a mixture of (E) and (Z) 3-p-fluorophenyl-p-
methoxyphenyl-acrylic acid.
Step 3.
The procedure of Step 3 of Example 1 was repeated except that 3-p-
fluoropbenyl-p-methoxyphenyl-acrylic acid (272.5 mg, 1 mmol) was used instead of
3,3-diphenyJ-acryJic acid to react with 9,10-phenanthrene quinone (60 mg, 28.8
mmol) and triphenyl arsen oxide (5 mg). Work-up gave 75 mg desired
photochromic oxazine as yellow crystal (yield : 17.3%).
1HNMR (CDCl3): d 3.74 (s, 3H), 6.85 (m, 2H), 7.04 (m, 2H), 7.38 (m, 2H), 7.46.
7.60 (m, 3H), 7.62-7.70 (m, 3H), 8.02 (s, 1H), 8.43-8.47 (m, 1H),
8.54-8.63 (m, 3H).
13CNMR (CDC13): d 55.2, 79.0, 114.0, 115.3, 115.6, 115.6, 122.6, 122.7, 122.8,
125.0, 125.0, 125.1, 126.8, 127,3, 127.6, 128.4,128.8, 128.9,
129.5, 131.1, 132.8, 137.2, 137.2, 137.7, 155.4, 159.6, 164.1.
Example 5
Step 1.
To a stirred suspension of sodium hydride (0.48g, 20 mmol) in dry THF (20
ml) was added dropwise a solution of triethyl phosphonoaetate (4.48g, 20 mmol) in
dry THF (25 ml) under nitrogen with ice-water bath cooling. After 40 minutes, the
solution was transferred to a dropping runnel, added dropwise to a refluxing solution
of bis (p-methoxyphenyl) ketone in dry THF (20 ml) over 20 minutes. The reaction
mixture was refluxed for 48 hours and was then hydrolyzed with a saturated sodium
chloride solution (40 ml). The aqueous phase was extracted with ether (3 x 70 ml).
The combined organic extracts were dried, filtered and concentrated to afford a
residue which was purified by chromatography eluting with
methylenechloride/hexane (1 : 2). Colorless oil (4.23 g) was obtained (yield: 67.8%).
1HNMR showed that the recovered product to have structure consistent with 3,3-
bis(p-methoxyphenyl)-acrylic acid ethyl ester
1HNMR (CDCl3): d 1.16 (t, 3H, J= 7.1 Hz), 3.81 (s, 3H), 3.84 (s, 3H), 4.07 (q, 2H, J
= 7.1 Hz), 6.22 (s, 1H), 6.84 (d, 2H, J = 9.1 Hz), 6.90 (d, 2H, J =
9.1 Hz), 7.15 (d, 2H, J = 9.1 Hz), 7.24 (d, 2R J = 9.1 Hz).
Step 2
The 3,3-bis(p-methoxyphenyI)-acrylic acid ethyl ester (4.23 g, 13.5 mmol)
obtained in Step 1 was hydrolyzed in 22 ml methanol in the presence of potassium
hydroxide (3.7 g, 66 mmol) for 1 hour under reflux. The cooled reaction mixture
was poured into ice-water (50 ml), acidified with dilute hydrochloric acid until the
pH was from ethylacetate/hexane. White solid (3.6 g) was obtained (yield: 93.78%).
1HNMR showed the recovered product to have a structure consistent with 3,3-bis(p-
methoxyphenyl)-acryiic acid.
1HNMR (CDC13): d 3.82 (s, 3H), 3.85 (s, 3H), 6.22 (s, 1H), 6.85 (d, 2H, J = 9.0Hz),
6.91 (d, 2H, J = 8.7 Hz), 7.17 (d, 2H, J = 8.7 Hz), 7.24 (d, 2H, J =
8.7 Hz)
Step 3.
The procedure of Step 3 of Example 1 was repeated except that 3,3-bis(p-
methoxyphenyl)-acrylic acid (284.3 mg, 1 mmol) was used instead of 3,3-diphenyl-
acrylic acid to react with 9,10-phenanthrene quinone (43 mg, 0.2 mmol) and
triphenyl arsen oxide (5 mg). Work-up gave 8 mg desired photochromic oxazine as
yellow crystal (yield: 1.8%).
1HNMR (CDC13): d 3.75 (s, 6H), 6.85 (d, 2H, J = 8.7 Hz), 7.41 (d, 2H, J = 9.1 Hz),
7.52-7.60 (m, 1H), 7.62-7.68 (m, 3H), 8.03 (s, 1H), 8.43-8.47 (m,
1H), 8.54-8.63 (m, 3H).
13CNMR (CDCl3): d 55.2, 79.3, 113.0, 122.5, 122.7, 122.8, 122.9, 125.1, 126.8,
127.3, 127,5, 128.5, 129.8, 131.2, 133.5, 156.1. 159.7.
Example 6
The oxazine compounds produced in Examples 1, 3, 4, and 5 were dissolved
in organic solvent, then exposed to UV irradiation at 365 nm for 15 seconds. The
solutions each developed an intense coloration and then lost the color once the UV
radiation was discontinued. The maximum absorption in the visible regions are
given in the Table below. The typical absorption has two bands. A strong
absorption around 450-490 nm depends on the structure of photochrome and
solvent, together with a weaker absorption at longer wavelength which is
approximately 100 nm longer.
WE CLAIM:
1. A process for producing a photochromic compound of formula (I)
said process comprising the step of:
heating an Isocyanate derivative of the formula:
with a symmetric quinone of the formula:
wherein in each formula X is nitrogen or carbon; R1, R2, R3 and R4 are each
independently hydrogen, hydroxy, halogen, benzyl, formyl, triftuoromethyl,
nitro, cyano, pbenyl, naphthyl, phenyl (C1-C4) alkyl, naphthyl (C1-C4) alkyl
phenykoxy, naphthyloxy, cycto (C3-C6) alkyl, (C1-C18) alkoxy, halo (C1-C6)
alkoxy,(C1-C4) alkoxycarbonyl, pyrrolidino, piperidino morpholino and n = 1 or
2 and wherein the heating is carried out in the presence of a catalytic amount
of a triphenyl arsen oxide.
2. The process as claimed in claim 1, wherein the quinone is substituted or
unsubstltuted 9,10-phenanthrene-9,10-dione, or substituted or unsubstituted
9,10-1,10 -phenanthroline -5,6-dione.
3. The process as claimed in claim 1, wherein the heating is carried out at
a temperature of 40°C to 120°C for 2 to 24 hours.
4. A process for producing a photochromic compound phenyl, naphthyl,
phenyl (C1-C4) alkyl , naphthyl (C1-C4) alkyl, phenyloxy, naphthytoxy
comprising heating an aza-ylide compound of the formula XIV:

with a symmetrical quinone of the compound:
wherein in each formula X is nitrogen or carbon; R1, R2, R3 and R4 are each
independently hydrogen, hdyroxy, halogen, benzyl, fbrmyl, trifluoromethyl,
nitrocyano, phenyl, naphthyl, phenyl (C1-C4) alkyl, naphthyl (C1-C4) alkyl,
phenyloxy, naphthyloxy, cyclo (C3-C6) alkyl, (C1-C18) alkoxy, halo (C1-C6) alkoxy,,
(C1-C4)alkoxycarbonyl pyrrolidino, piperidino or morphotino and n = 1 or 2.
5. The process as clanned In claim 4, wherein the quinone is substituted or
unsubstituted 9,10-phenanrhrene-9/10-dilone or substituted or unsubsitrtuted
9,10-1,10-phenanthroline-5,6-dione.
6. The process as claimed in claim 4, wherein the heating is carried out at
a temperature of 60°C to 120°C for 4 to 24 hours.
A process for producing a photochromic compound of formula (I)
said process comprising the step of:
heating an isocyanate derivative of the formula:
with a symmetric quinone of the formula:
wherein in each formula X is nitrogen or carbon; R1, R2, R3 and R4 are each
independently hydrogen, hydroxy, halogen, benzyl, formyl, trifluoromethyl,
nitro, cyano, phenyl, naphthyl, phenyl (C1-C4) alkyl, naphthyl (C1-C4) alkyl,
phenyloxy, naphthyloxy, cyclo (C3-C6) alkyl, (C1-C18) alkoxy, halo (C1-C6) alkoxy,
(C1-C4) alkoxycarbonyl, pyrrolidino, piperidino, morpholino; and n = 1 or 2
and wherein the heating is carried out in the presence of a catalytic amount of a
triphenyl arsen oxide.

Documents:

607-kolnp-2004-granted-abstract.pdf

607-kolnp-2004-granted-assignment.pdf

607-kolnp-2004-granted-claims.pdf

607-kolnp-2004-granted-correspondence.pdf

607-kolnp-2004-granted-description (complete).pdf

607-kolnp-2004-granted-examination report.pdf

607-kolnp-2004-granted-form 1.pdf

607-kolnp-2004-granted-form 18.pdf

607-kolnp-2004-granted-form 2.pdf

607-kolnp-2004-granted-form 26.pdf

607-kolnp-2004-granted-form 3.pdf

607-kolnp-2004-granted-form 5.pdf

607-kolnp-2004-granted-form 6.pdf

607-kolnp-2004-granted-gpa.pdf

607-kolnp-2004-granted-reply to examination report.pdf

607-kolnp-2004-granted-specification.pdf


Patent Number 226802
Indian Patent Application Number 607/KOLNP/2004
PG Journal Number 52/2008
Publication Date 26-Dec-2008
Grant Date 24-Dec-2008
Date of Filing 11-May-2004
Name of Patentee ESSILOR INTERNATIONAL (CMPAGNIE GENERALE D'OPTIQUE)
Applicant Address 147 RUE DE PARIS, F-94220 CHARENTON LE PONT FRANCE
Inventors:
# Inventor's Name Inventor's Address
1 ZHAO WEILI HIRZENBACHSTRASSE 77/8, CH 8051 ZURICH
2 CARREIRA ERICK M. CHAPFSTRASSE 73, CH 8124 ZUMIKON
PCT International Classification Number C07D 265/00
PCT International Application Number PCT/US02/35571
PCT International Filing date 2002-11-07
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/008,787 2001-11-13 U.S.A.