Title of Invention

STRONG-GREEN-SHADE YELLOW DISAZO PIGMENT

Abstract A green shade yellow pigment composition comprising a compound having the formula: Wherein R1 and R2 are independently hydrogen, halogen, an alkyl group having 1 to about 4 carbon atoms, an alkoxy group having 1 to about 4 carbon atoms, an alkoxycarbonyl group having 1 to about 6 carbon atoms, nitro, cyano, phenoxy or trifluoromethyl.
Full Text Title: STRONG GREEN -SHAPE YELLOW DISAZO PIGMENT
This invention generally relates to novel green-shade yeHow disazo
pigments and to the use of such pigments in plastics, paints and inks.
Azo yellow pigments are a class of colorants that are tinctorially strong
and relatively inexpensive. Monoazo yellow pigments exhibit good
lightfastness and are useful as coloring agents for paints and some printing
inks. In plastics, however, monoazo yellow p$ments tend to undesirably
bloorrr and discolor at high temperatures, so their use is disfavored. Diarylide
disazo yellow pigments, made from 3,3'-dichlorobenzidine, are much stronger
tinctorially and show a much tower tendency to bloom and discolor at high
temperatures. C.I. Pigment Yellow 17 is a strong green-shade diarylide
yellow and has often been used for plastics. W. Herbst and K. Hunger,
Industrial Organic Pigments. VCH, Mew York, 1993, p. 252, state: "The
plastics industry, however, uses P.Y. 17 extensively, . . . P.Y. 17 is also
frequently used in polyolefins . . Its heat stability in these media was said to
be about 770 to 24Q°C." However, R Az et at reported in Dyes and
Pigments, 15. 1 (1991), that diarylide yellows are degraded to potantially
carcinogenic by-products (e.g., 3,3-dichlorobenzidine) in plastics processed
above 200°C, a temperature lower than that used in processing most plastics
(many plastics are processed at temperatures from 230°C to 330°C). in
efforts to overcome these disadvantages, azo pigment manufacturers have
actively pursued development of other types of azo yellows.
One alternative type of azo yellows include disazo yellow pigments
made by coupling bis(acetoacetamido|benzenes (BAAAB) into aniline
derivatives. U.S. Patent 5,616,778 to Goldmann et al relates to coupling

1,4-BAAAB into 2,5-dicarbomethoxyaniltne (to give C.I. Pigment Yellow 155)
and heating the pigment in an organic solvent at 80-150°C for up to 6 hours.
coupling (1,4-BAAAB) into dozens of antftne
derivatives, but does not mention 2-ethoxyaniKne (o-phenetidine). This
patent relates to processes for making alt these disazo aniline derivative
pigments (with a fairly complete list of possible aniline substituents, including
C1-C4 alkoxy) in the presence of nonionic surfactants having a 5-90°C cloud
point to give pigments suitable for printing inks.
German Offenlegungsschrift 3501199 (1981, Sandoz GmbH) relates
to coupling 1,4-BAAAB into mixtures of anilines substituted with one or two
carboalkoxy groups to give pigments that disperse easily into polypropylene.
Canadian Patent 1135688 (1982. Hoechst AG) relates to the pigments
resulting from coupling 1,4-BAAAB into anilines substituted with nitro .and
carboalkoxy groups. Czech Patents 188727 (1981) and 185798 (1978)
relate to the pigments resulting from coupling 1,4-BAAAB into anHines
substituted with urea groups. U.S. Patents 4,146,558 and 4,103,092 to
Jefferies et al relate to coupling 1,4-BAAAB into anilines substituted with
quaternized aminoalkyl or aminoalkoxy groups' to give water-soluble dyes.
Swiss Patent 585247 a 977. Sandoz Ltd.) relates to coupling 1,4-BAAAB
into an aminoquinoline derivative and heating with N.N-dimethylformamide at
140 °C to obtain a greenish yellow pigment for coloring polyvinylchoride
plastics. U.S. Patent 3,978,038 to Cseh et af lists 327 Examptes of
pigments resulting from coupling 1,4-BAAAB or various substituted 1,4-
BAAABs into anilines substituted with nitro groups. U.K. Patents 1400533
and 1396526 (1975, Ctba-Geigy AG) relate to the pigments resulting from
coupling 1,4-BAAAB or various substituted 1,4-BAAABs into anilines
substituted with a chlorine and methyl groups or two chlorine groups.
German Offenlegungsschrift 2336915 (1973, Farbwerke Hoechst AG) relates
to the pigments resulting from coupling 1,4-BAAAB or various substituted
1,4-BAAABs into anilines substituted with nitro groups and other groups.

Other alternative types of azo yellows include the metallized monoazo
yellow, analogous to the matallized red pigments that exhibit high
yellow, but much weaker tinctorially than CLI. Pigment Yellow 17. Another
metallized monoazo yellow, described m U.S. Patent 5,669,967 to Hays, is
stronger tinctorially than C.I. Pigment Yellow 17, but is an even redder
yellow (though not as red as metallized medium-shade yeHows C.I.Pigment
Yellows 183 and 191).
Two alternative yellow pigments used by ptastrcs processors include
C.I. Pigment Yellow 109 (isoindolinone) and C.I. Pigment YeHow 133
(quinophthalone). These green-shade yellows are very close in hue to C.I.
Pigment Yellow 17, but are much more expensive, much weaker and contain
eight chlorine atoms per molecule, a potential emaromnental dtsartfcantage. in
this connection, generally speaking, the-paaattMty of degradation into
polychlorinated biphenyls (PCBs) and other dangerous compounds exists with
aromatic compounds containing chlorine atoms.
Plastics processors using diarylide yellows are particularly conscious of
the increased costs of using the higher concentrations of weaker yellows
required for coloring plastics to the required tinctorial strengths. Although
C.L Pigment Yellow 155, a disazo pigment made from coupling 1,4-BAAAB,
is available, this pigment (Sandorin 40) is much weaker and slightty redder
than C.I. Pigment Yellow 17 and shows poor heal stability (seeJaaiaw) at
288°C, a temperature commonly used to process polypropyleoe and other
plastics. Thus, there is a need for new green-shade yellow azo pigments that
exhibit strength comparable to C.I. Pigment Yellow 17, exhibit good heat
stability and good light fast ness, and present little or no adverse
environmental impact.
Summary of the Invention
In one embodiment, the present invention relates to a green shade
yellow pigment composition comprising a compound having the formula:


wherein R1 and R2 are independently hydrogen, halogen, an alkyl group
having 1 to aoout 4 carbon atoms, an alkoxy group having 1 to about 4
carbon atoms, an alkoxycarbonyl group having 1 to about 6 carbon atoms,
nitro, cyano, phenoxy or trifluoromethyl.
In another embodiment, the present invention relates to a method of
preparing a green shade yellow pigment composition which comprises making
a disazo pigment by coupling (i) a diazonium component made iromone or
more aromatic amines wherein at least one of said amines is 2-ethoxyaniline
with (ii) at least one coupling component characterized by the-formula:


wherein R1 and R2 are independently hydrogen, halogen, an alkyl group
having 1 to about 4 carbon atoms, an alkoxy group having 1 to about 4-
carbon atoms, an alkoxycarbonyl group having 1 to about 6 carbon atoms
nitro, cyano, phenoxy or trifluoromethyi.
In yet another embodiment, the present mvention relates to^plastics,
paints or inks containing disazo pigments according to the invention.
The disazo pigments according to the present invention me very
surprising because one substituent, the 2-ethoxy group, is believed to impart
high tinctoftaf-and chromatic strength, food heat stability and $ood
lightfastness.
The present invention relates to green-shade yellow disazo pigments
suitable for use as a coloring agent, methods of making and using the disazo
pigment, and plastics, paints and inks containing the disazo pigments.
Disazo pigments according to the present invention, made with an ethoxy
group in the 2-position relative to the diazo group, exhibit unexpectedly high
tinctorial strengths, even higher than that of C.I. Pigment-Yellow 17, while
simultaneously exhibiting good heat stability. In addition, the disazo
pigments according to the present invention exhibit a combination of
unexpectedly good heat stability and good lightfastness, in comparison to
different disazo pigments with substrtuents other than the 2-ethoxy group.
In many embodiments, the disazo pigments according to the present
invention contain little (toss than 2 or 1) or no halogen atoms per pigment
molecule, so the disazo pigments are environmentally friendly. Since the
ethoxy group is believed to impart instability through decomposion via E1
elimination of ethylene giving an easily oxidized phenolic derivative, the
stability of the disazo pigments according to the present invention is
unexpected.
In one embodiment, the present invention rotates to coupling 1,4-
bis(acetoacetamido)benzene or substituted 1,4-bis(acetoacetamido)benzene

into about two equivalents of 2-ethoxyaniline (o-phenetidine) to give a disazo
yellow pigment having the following chemical structure:

wherein R1 and R2 are independently hydrogen, halogen, an alky! gnmp
having 1 to about 4 carbon atoms, an aikoxy group having 1 to about 4
carbon atoms, an alkoxycarbonyl group having 1 to about 6 carbon atoms,
nitro, cyano, phenoxy or trifluoromethyl. In one embodiment, the disazo
pigment is free of halogen atoms, and free of chlorine atomes in particular.
In a preferred embodiment, the present invention relates to coupling
1,4-bis(acetoacetamido)benzene or substituted 1,4-
bis(acetoacetamido)benzene into about two equivalents of 2-ethoxyaniline (o-
phenetidine) to give a disazo yellow pigment having the following chemical
structure:


wherein R1 and R2 are independently hydrogen, halogen, an alkyl group
having 1 to about 2 carbon atoms, an atkoxy group having 1 to about 2
carbon atoms, or an alkoxycarbonyl group having 1 to about 4 carbon atoms

in another preferred embodiment, the coupling of 1,4-
bis(acetoacetamido)into about two equivalents of 2-ethoxyaniline (o-
phenetidine) provides the disazo yellow pigment having the formula:

The pigments of the present invention may be prepared by initially
diazotizing one or more aromatic amines wherein at toast one of said amines
is 2-ethoxyaniline; and thereafter coupling the diazonium component with a
coupling component comprised of a bis(acetoacetamido)benzene coupler to
form the desired pigment.
2-ethoxyanittne is also known as o-phenetidine. At least one of the
aformmr amines is free of halogen atoms, such as chlorine atoms, and nitre
groups. Mixtures of two or more aromatic amines, such as 2-ethoxyanHine
and an aromatic amine that is not 2-ethoxyaniline are within the scope of this
invention. Aromatic amines that are not 2-ethoxyaniline include various
an^ine compounds, aminobenzoate compounds, aminobenzamide compounds,
anilide compounds, aminoanthraquinone compounds, benztmidazote
compounds, benzimidazolone compounds, benzimidazolethione compounds,
benzoxazole compounds, benzoxazolone compounds, benzothiazole
compounds, benzothiazolone compounds, indazole compounds, phthalimide

compounds, naphthatimide compounds, benzetriazote compounds, quinoline
compounds, quinazoline compounds, quinazolinone compounds, phthalazine
dibenzo-phenazine compounds, quinoxzlinone compounds, carbazoie
compounds, indole compounds, arrttnonaphthaiera compounds, and
naphthylamino compounds. The aromatic amines from which the dtazonium
components are prepared are available commercially or can be prepared using
methods known in the art. .
The diazotization of the-ammes useful for toe purposes of the invention
may be carried out in the manners known to those afeMled in the art. For
example, diazotization may be carried out through the use of alkali metal
nitrites or lower alkyl nitrites together with an adequately strong acid such as
a mineral acid. Examples of useful mineral acids include hydrochloric acid
and sulfuric acid. Nitrosyl suffuric acid also can be utilized. The diazotization
reaction can be conducted at a temperature in the range of from about -20 °G
to about 30°C, preferably from about 0°C to about 20°C.
In one embodiment, it is advantageous in the diazotization reaction mixtures
(and in the subsequent coupling reaction mixtures) to include one or^wore
surface active agent such as a non-ionic, an anionic or a cationic surface
active agent before, during the reaction or after the reaction is complete. In
another embodiment, it is advantageous in the diazotization reactions (and in
the subsequent coupling reactions) not to include a surface active agent.
In a preferred embodiment, one or more cationic surface active agents is
included in the coupling reaction mixture before or during the reaction. In
another preferred embodiment, one or more anionic surface-active agents is
included in the coupling reaction mixture after the reaction is completed.
In one embodiment, the diazotization reaction mixture and/or the coap&og
reaction mixture contains from about 2 wt. % to about 10 wt. % of a
surface active agent (for example, about 4 or about 8 wt %), and preferably
from about 2 wt. % to about 10 wt. % of a cationic surface active agent. In
another embodiment, the diazotization reaction mixture and/or the coupling

reaction mixture contains from about 3 wt. % to about 9 wt. % of a surface
active agent, and preferably from about 3 wt. % to about 9 wt. % of
cationic surface active agent.
In one embodiment, the diazottzation reaction morture and/or the co«pfcn&
reaction mixture, during or after the reaction, contains from about 2 wt. % to
about 30 wt. % of a surface active agent (for example, about 20 wt %), and
preferably from about 2 wt. % to about 30 wt. % of an anionic surface
active agent. In another embodiment, the diatotization reaction mixture
and/or the coupling reaction mixture, during m aitor the reaction, contains
from about 5 wt. % to about 25 wt. % of a surface active agent, and
preferably from about 5 wt. % to about 25 wt. % of an anionic surface
active agent.
In embodiments where one or more surface active agents are employed,
anionic and/or cationic surfactants are preferred. Examples of surface active
agents include amine oxide surfactants, and speofieaMy cationic amine oxide
surfactants, sulfosuccinate surfactants and derivatives thereof and
specifically anionic suifosuccinate surfactants and derivatives thereof.
Amine oxide surfactants include N,N-bis(2-hydroxyethyl)cocoalkylamine
oxide, N,N-dimethylcocoalkytamine oxide, dimethyl (hydrogenated tallow)
amine oxide, dimethylhexadecylamine oxide, bis(2-hydroxyethyUtattowamine
oxide, coco amidopropyl amine oxide, lauryl (12,14,16 blend) dimethyl amine
oxide, myristyl dimethyl amine oxide, cocamkfopropvtamine oxide, and stearyl
dimethylamine oxide. Examples include those under the trade designation
Aromox available from Akzo Nobel Chemicals arid specifically product
designations C/12. C/12W, OMC, DMC-W, DMHT, DM16, and T/12; those
under the trade designation Barlox® available from Lonza and specifically
product designations C. 12 and 14; those under the trade designation DeMox
available from DeForest Enterprises and specifically product designations
CAPO and LAO; and those under the trade designation Schercamox available
from Scher Chemicals and specifically product designation DMS.

Suifosuccinate surfactants include cMsodium ethoxylatedalcohol half ester of
suifosuccinic acid, disodium ethoxyiated rtonyiphenol half ester of
isodecyl suifosuccinate, diamyi ester of sodium suffosuccinic acid, diemyl
ester of sodium suifosuccinic acid, sodium salt of sulfated nonyiphenoxy -
polyethoxy ethanol, dioctyl ester of sodium suifosuccinic acid, btsltrtdecyl)
ester of sodium suifosuccinic acid, and disodkim alky) suifosuccinate.
Examples include those under the trade designation Aerosol available from
Cytec Industries and sp«crnc»tty product designations A-102, A-103, A-196,
A-268, AY, MA-801, NP€S, OT, TR-70 and 501; those under the trade
designation Geropon available from Rhone-Poulenc and specificalty product
designations SDS, SS-O and 99; and those under the trade designation
Mackanate available from The Mcintyre Group and specificatty product
designations DOS-7OW5 and DOS-75.
In another embodiment, the suifosuccinate surfactant is a sodium
diaikylsulfosuccinate surfactant having the molecular formula:

in which R is an alley! group having from about 3 to about 20 carbon atoms
and preferably from about 4 to about 13 carbon atoms.
In one embodiment, it is advantageous in the diazotization reactions (and in
the subsequent coupling reactions) to. include one or more appropriate organic
solvents. For example, suitable organic solvents include one or more of
glacial acetic acid, lower alkanols, dioxane, formamide, dimethyl formamide,
dimethyl sulfoxide, pyridine or N-methyl pyrrolidone. In another embodiment,

it is advantageous in the diazotization reactions (and in the subsequent
coupling reactions) not to include one or more organic-solvents.
bis(acetoacetamido)benzene and substituted 1,4-
bis(acetoacetamido)benzenes. The bis(acetoacetamido)benzene couplers
useful for the purposes of this invention are represented by the formula:

wherein R1 and R2 are independently hydrogen, halogen, an alley! group
having 1 to about 4 carbon atoms, an alkoxy group having 1 to about 4
carbon atoms, an atkoxycarbonyJ group havMg, 1 to about-6 carbon atoms,
nitro, cyano, phenoxy or trifluoromethyl. Halogens include fluorine, chlorine,
bromine and iodine. These compounds are known or can be synthesized
using techniques known in the-art.
In a preferred embodiment, the bis(acetoacetamido)benzene couplers
useful for the purposes of this invention are characterized by the formula:





bis(acetoacetamido)benzene. Mixtures of two or more of any of the
bis(acetoacetamido)benzene coupler components are within the scope of this
invention.
The coupling reaction useful for the purposes ot theupresent invention
may be effected preferably by adding the coupling components to diazonium
components, but the diazonium components can be added to the coupling
components. Coupling is generally effected at a temperature of from about -
20°C lo about 80°C, preferably from about 0°C to about 40°C. Asinthe
diazotization reaction, coupling may be carried out in the presence or absence
of an suitable surface active agent and/or organic solvent, such as ait of
those identified above for the diazotization reaction.
In one embodiment, the coupling component is dissolved m a basic
solution such as a hydroxide solution including an aqueous alkali metal
hydroxide solution and reprecipitated with a dilute acid such as acetic acid.
In another embodiment, generally, the diazonium component is coupled
with a slight stoichiometric excess of the coupling component. That is, two
equivalents of the diazonium component are coupled with slightly more than
two equivalents of the coupling component. In one embodiment, the ratio of
equivalents of the diazonium component to the coupling component iy frorrr
about 1.7:2 to about 2.1:2. In another embodiment, the ratio of equivalents

of the diazonium component to the coupling component is from about 1.8:2
to about 2:2 and preferably from about 1.9:2 to about 2:2.
In another embodiment of the present invention the dispersibility of
the pigments of the present invention can be improved by adding aifcafr-
soluble resin-tike products before, during, or after the coupling is completed.
Various resin-like materials can be added for this purpose, and these include
for example, rosin resins, polymeric rosins, resin soap, chemically modified
rosin resins, such as rosin-maleinate resins, alkyd resins, and other synthetic
hydrocarbon resins with a higher acid number, or combination of these resins.
The resins may be present in a product with free carboxyl groups that are
capable of forming a salt, or may be partially or completely in the form of
salts, for example, with alkali metal tons. It may also be advantageous to
perform the coupling reaction in the presence of a finely divided insoluble
material, for example, alkaline earth metal sulphates and carbonates, titanium
dioxide or ctay materials or very finely divided organic plastic materials.
in most applications, it is desirable, in order to achieve the full
brightness and tinctorial strength, to heat the disazo pigment. For example,
the disazo pigment may be heated to reflux temperature for about 1 to 3 .
hours or at temperatures above about 100°C under pressure in the presence
or absence of the above-described resin soaps or other soluble resins.
After completion of the reactions and optional heating, the disazo pigments
are- recovered from the water-based reaction slurry by littering to form jt.
presscake of pigment which is washed with hot water (e.g., from about
40°C to about 60°C) so as to remove the excess acids, bases and salts
formed during the coupling reaction. The presscake is typically washed with
from about 10 to about 20 times its volume of hot water. The filter cake is
generally washed until the filtrate gives only a slightly positive test for
chloride ion. The washed presscakes can be dried, ground and used in the
form of a coarse or finely divided powder. Alternatively, the disazo pigments
of this invention can be dispersed into oleoresinous vehicles to prepare

flushed bases or dispersed into aqueous vehicles to prepare aqueous dispersions.
The pigment compositions of this invention provide strongjyeen-shad e
yetiow piginents havtng improved colour, strength, light fastness and/or heat
stability and are useful as coloring agents in plastics, paints and inks. This
invention, therefore, also relates to plastic, paint and ink compositions
comprising major amounts of a plastic, paint vehicle or ink vehicle and minor
amounts of the disazo pigment compositions of this invention.
The paint, ink and plastic compositions in which the compositions of
this invention are useful are well known to those of ordinary sk\ii m the art.
Examples of inks include printing inks and lacquers, and examples of plastics
include thermoplastic and thermosetting materials, natural resins and
synthetic resins, polystyrene and its mixed polymers, polyolefins, in particular
polyethylene and polypropylene, polyacrylic compounds, polyvinyl
compounds, for example polyvinyl chloride and polyvinyl acetate, polyesters
and rubber, and also filaments made of viscose and cellulose ethers, cellulose
esters, polyamtdes, polycarbonates, polyurethanes, polyesters, for example
polyglycol terephthalates, and polyacrylonitrile. It is also useful for pigment
printing and for the pigmenting of paper in the mass.
Due to its excellent heat resistance, the disazo pigment is particularly
suitable for the pigmenting of plastics in the mass, such as, for example, of
polystyrene and its mixed polymers, polyolefins, in particular polyethylene
and polypopylene and the corresponding mixed polymers and copolymers,
potyvinyl chloride and polyesters in particular polyethylene terephtbalate and
polybutylene terephthalate and the corresponding mixed condensation
products based on polyesters, and mixtures and copolymers thereof.
See, for example, with regard to ink: R.H. Leach, editor. The Printing
Ink Manga! Fourth Edition, Van Nostrand Reinhoid (international) Co. Ltd.,
London (1988), particularly pages 282-591; with regard to paints: C.H. Hare,
Protective Coatings. Technology Publishing Co.. Pittsburgh (1994) r
particularly pages 63-288; and with regard to plastics: T. G. Webber,
Coloring of Plastics. John Wiley & Sons, New York (1979), particularly pages

79-204. The foregoing references are hereby incorporated by reference
herein for their teachings^©* ink, paint and plastic compositions, formulations
and vehicles in which the compositions of this invention may be used
including amounts of colorants.
The following examples illustrate the pigments of the present
invention. Unless otherwise indicated in the foHowing examples, in the
specification and in the appended claims, all parts and percentages are by
weight, temperatures are in degrees centigrade and pressures are at or near
atmospheric pressure.
Example 1
A diazo solution is prepared by dissolving 13.7 parts 2-ethoxyaniline
(Crphenetidine) in 25.8 parts 20°C Baume hydrochloric acid and 200 parts
hot water, icing to 0°C, adding 7.0|>arts sodium nitrite dissolved in 21 parts
water, stirring the solution at 0-5° C for 60 mirartes, adding sufficient
surfamic acid to eliminate excess nitrous acid and diluting the solution to 600
parts. To the diazo solution is added a solution of 1.18 part N,N-bis(2-
hydroxyethyl)-cocoalkylamine oxide and then, immediately prior to starting
coupling, a solution of 7.2 parts sodium acetate dissolved in 16.8 parts
water, which brings the pH to about 5.1 at 8-10°C.
A coupler solution is prepared by dissolving 14J3 parts 1,4-
bisacetoacetamidobenzene (1,4-BAAAB) in 550 parts warm water containing
4.2 parts sodium hydroxide and-dikitiag to 660 parts.
The coupler solution is pwnped into the diazo sotatton over 18 minutes, at
the end of which time the pH is 5.9 and the slurry temperature is 19°C. The
pH of the slurry is raised to about 6.4 with 10% sodium hydrogen carbonate
solution, at which point the slurry still shows excess diazo when tested with
R-salrsolution; after being stirred: 30 minutes, the slurry shows no excess
diazo and pH 6.6. The slurry is stirred for an hour, followed by adjusting the
pH to 5.5, heating to 100°C, boiling for 30 minutes, icing to lower than
60°C and filtering; the ftitercake is washed, dried overnight at 82°C and
pulverized in an Osterizer to give 29.8 parts greenish-yellow powder.

Example 2
The procedure of Example 1 is repeated, except that dtmethyl-
cocoalkylaraine oxide is submitted for the bis-(2-hydroxyethyl
cocoalkylamine oxide, giving 23.6 parts greenish-yellow powder.
Example 3
The procedure of Example 1 is repeated, except that 2.37 parts bis-(2-
hydroxyethyl)-cocoalkylamine oxide are used, giving 30.4 parts greenish-
yellow powder.
The procedure of Example T is repeated, except that 2.37 parts
dimethyl-cocoalkylamine oxide is substituted for the bis-(2-hydroxyethyl)-
cocoalkylamine oxide, and, after coupling, a solution of 8.4 parts of a 70%
solution of sodium bistridecyl sulfosuccinate dissolved in 400 parts water is
added, giving 36.4 parts greenish-yellow powder.
Example 5
The procedure of Example 1 is repeated, except that a nonionic
surfactant made from C11-15 linear alcohol and 20 moles ethylene oxide
(cloud point 100°C) is substituted for the bis-(2-hydroxyethyl)-coc©alkytamine
oxide, giving 28.4 parts greenish-yellow powder.
Example 6
The procedure of Example 1 is repeated, except that 2.37 parts of a
nonionic surfactant made from C12-15 alcohol/7moles ethylene oxide/4moles
propylene oxide (cloud point 40°) is substituted for the bis-(2-hydroxyethy1)-
cocoalkylamine oxide, giving 31.2 parts greenish-yellow powder.
Comparative Example 1
The procedure of Example 6 is used, except that 9.3 parts aniline are
used in place of 2-ethoxyaniline. giving 25-2 parts greenish-yellow powder.
Comparative Example 2
The procedure of Example 6 is used, except that 12.3 parts 2-
methoxyaniline are used in place of 2-ethoxyaniline, giving 29.6 parts
greenish-yellow powder.

The procedure of Example 6 is used, except that 12.1 parts 2-
ethylaniline are used in place of 2-ethoxyaniline, giving 25.2 paarts greenish-
yellow powder.
Comparative Example 4
The procedure of Example 6 is used, except that 10.7 parts 2-
methylaniline are used in place of 2-ethoxyanHine, giving 22.8 parts greenish-
yellow powder.
The procedure of Example 6 is used, except that 12.8 parts 2-
chloroaniline are used in place of 2-ethoxyaniline, giving 30.4 parts greenish-
yellow powder.
Comparative Example 6
The procedure of Example 6 is used, except that 17.2 parts 2-
bromoaniline are used in place of 2-ethoxyaniline, giving 34.0 parts greenish-
yellow powder.
Comparative Example 7
The procedure of Example 6 is used, except that 18.5 parts 2-
phenoxyaniline are used in place of 2-ethoxyaniline, giving 35.6 parts
greentsh-yeftow powder.
Comparative Example 8
The procedure of Example 6 is used, except that 16.1 parts-2-
trifluoromethytanHine are used in place of 2-ethoxyanWne, giving 33.6 parts
greenish-yellow powder.
Comparative Example 9
The procedure of Example 6 is used, except that 11.8 parts 2-
cyanoaniline are used in place of 2-ethoxyanHine, giving 30.0 parts reddish-
yellow powder.
Comparative Example 10

The procedure of Example 6 is used, except that 15.1 parts 2-
carbomethoxyantHne are used in place of 2-ethoxyaniiine, giving 32.4 parts
greenish yellow powder:
The procedure of Example 6 is used, except that 13.5 ports 2-
acetoaniline are used in place of 2-ethoxyaniline, giving 30.4 parts yellow
powder.
Comparative Example 12
The-procedure of Example-6 is used, except that 12.3 parts 4-
methoxyaniline are used in place of 2-ethoxyanitine, giving 30.4 parts
greenish-yellow powder.
Comparative Example 13
The procedure of Example 6 is used, except that 13.7 parts 4-
ethoxyaniline are used in place of 2-ethoxyaniline, giving 31.6 parts greenish-
yellow powder.
Comparative Example 14
The procedure of Example 6 is used, except that 10.7 parts 4-
methylaniline are used in place of 2-ethoxyaniline, giving 59.-2 parts greenish-
yellow powder.
Comparative Example 15
The procedure of Example 6 is used, except that 12.8 parts 4-
chioroaniiine are used in place of 2-ethoxyaniline, giving 30.8 parts greenish-
yellow powder.
During the testing of pigments, the standard pigment, to which the
experimental pigments are compared, is a green-shade diarylide yellow (C.I.
Pigment Yellow 17) used in plastics under product designation RX1276
available from Engelhard.
Several commercial green-shade yellow pigments are included for
comparison: Sandorin Yellow 4G (C.I. Pigment Yellow 155), which is a
commercial example of this type of disazo pigment made with 1,4-
bisacetoacetamidobenzene (1,4-BAAAB) available from Sandoz; Permanent

Yettow NCG-71 (CJ. Pigment Yellow 16), which is another kind {different) of
disazo pigment (made with bisacetoacetylated 3,3'-dimethylbenzidine
available from Yellow 2GL FE (C.I pigment Yellow 109) an
(C.I. Pigment Yellow 138), a quinophthalone pigment available from BASF.
For comparing tinctorial strength and other coioristic values, the
pigments are tested initially as 1:1 (0.1 phr pigment: 0.1 phr titanium
dioxide) tints in high density polyethylene injection molded drips, as follows:
A mixture of 0.500 part pigment, 0.500 part titanium dkmtde-and 500 parts
high density polyethylene (Solvay T50-20O0-G) is shaken, on a paint shaker
for 15 seconds, then injection molded at 232°C for 1.5 minutes in a 30 ton
BattenfeH machine. Spectrophotometric values of the molded chips are
measured with a Macbeth Color-Eye (specular component included, large
area) to give K/S apparent strength versus the standard pigment and CIE
L#C*h chroma, hue angle and lightness under Illuminant D, 10 degrees, as
shown in Table I. To obtain a better measure of the tinctorial strengths, the
strongest of the Experimental pigments is then tested in a reduced tint as
0.50:1 (50% reduction in pigment content) by repeating this procedure,
except that 0.250 part pigment is used in place of the 0.500 part pigment;
the K/S apparent strength and CIE L*C*h chroma, hue angle and lightness
under IHuminant D, 10 degrees, of this reduced tint are measured against a
1:1 tint of RX1276 wwr are shown in Table tl. Toobtaio a better measure of
the tinctorial strengths, the strongest of the Experimental pigments is then
tested in a reduced tint as 0.30:1 (70% reduction in pigment content) by
repeating this procedure, except that 0.150 part pigment is used in place of
the 0.500 part pigment; the K/S apparent strength and CIE L*C*h chroma,
hue angle and tightness under Hluminant D, 10 degrees, of this reduced tint
are measured against a 1:1 tint of Paliotol Yeltow K 0961 HD (C.I. Pigment
Yellow 133) and are shown in Table HI. To obtain another comparison of
tinctorial strengths, the strongest of the Experimental pigments is then tested
in a reduced tint as a 0.20:1 tint (80% reduction in pigment content) by

repeating this procedure, except that 0.100 part pigment is used in place of
the 0.500 part pigment; the K/S apparent strength and CIE L*C*h chroma,
angle and lightness under illuminant D, 10 degree, of this reduced tint
are measured against a 1:1 tint of Yeltow 2GLTE (C.I> Pigment Yellow 109)
and are shown in Table FV.
For comparing heat stabilities, the pigments are tested as above for
coloristic values of 1:1 tints, except that the chips are molded and held at
288° for 3 minutes. Spectroptrotometric values of toe molded chips are
measured with a Macbeth Color-Eye (specular component included, large
area) versus the chips molded at 232° to give CIELab delta E values, as
shown in Table V.
For comparing fade resr'ance, the high density polyethylene injection
molded 1:1 tint chips used for coloristic values are exposed for 100 hours in
an Atlas Xenon Fade-Ometer. Spectrophotomelric values of the exposed
chips are measured with a Macbeth Color-Eye (specular component included,
large area) versus unexposed chips to give CIELab delta E values, as shown
in Table V.
For comparing apparent strength and hue angles in a paint vehicle, the
standard pigment and the pigments of Examples 1 arid 4 are tested as 1:1
tints as follows: A mixture of 0.50 part pigment, 0,50 parts titanium dioxide
(DuPont Ti-Pure R-960), 23.2 parts air-dry alkyd enamel vehicle (containing
86% medium oil alkyd, 13%rnif»eral spirits and 1% driers/antiskinning agent)
and 75 parts media (Zircoa Znrbeads Y13041 is stirred with a spatula to a
uniform mixture, sealed with a lid and shaken on a paint shaker for 30
minutes. The dispersion is separated from the media, drawn down with a
0.15 mm. gap coating bar on coated cardboard (Leneta Form 2-C) and
allowed to dry for 1-2 days. Spectrophotometric values are measured with a
Macbeth Color-Eye (specular component included, large area) to give the
apparent strength and hue angles under tlluminant D, 10 degrees, shown in
Table VI.



In Table I, the apparent strengths of the Examples, all containing the 2-
ethoxy substituent and made with different surfactants, are estimated to be
16-23% stronger than P.Y. 17 in 1:1 tints; even though the pigment of
Example 4 is diluted abovr 20% with surfactant, it maintains its apparent
strength and chroma. The hue angles of the Example tints are generally
slightly higher (slightly greener) than the P.Y. 17 tint. The apparent strengths
of several Comparative Examples (C.E.), containing no substituent or
substituents other than 2-ethoxy, are equal to 20% stronger than P.Y. 17;
however, the chroma and lightness values indicate that, except for C.E. 2,
these Comparative Examples obtain their apparent strengths not from strong
chromas, but from lower tightness (dirtiness). Pigment Yellow 155 (Sandorin
Yellow 4G), which is like the Comparative Examples and contains
carbomethoxy groups at the 2- and 5- position, is 13% weaker and slightly
redder than P.Y. 17. Pigment Yellow 16 (Permanent Yellow NCG-71), which
is another kind of disazo yellow (made with bisacetoacetytated 3,3'-
dimethylbenzidine), is about equal in strength and hue, but shows lower
chroma. Also, for comparison, P.Y. 138 (Paliotol Yellow K 0961 HO), is
18% weaker and somewhat greener than P.Y. 17; P. Y. 109 (Irgazin Yellow
2GLTE) is 39% weaker and somewhat greener than P.Y. 17.
When the apparent strengths or weaknesses in Table I are greater than
about 10%, they tend to be underestimated, as demonstrated in the
following Tables.


In Table II, the apparent strength of Example 1, coupled in the
presence of 5% N,N-bis(2-hydroxyethyl)-ciciakjtkanube oxide, is estimated
tc be +5% in a O.5:1 this means that Example 1 is more than 100%
stronger than P.Y. 17. Although the apparent strength, chroma and lightness
values for the 0.5:1 tint of Example 1 are close to those of 1:1 P.Y. 17, the
hue angle for the 0.5:1 tint of Example 1 is significantly higher (greener),
which distinguishes it from 1:1 P.Y. 17.

in Table III, the apparent strength of Example 1, coupled in the
presence of 5% N,N-bis(2-hydroxyethy1)-cocoalkylarnine oxide, is estimated
to be +4% in 0.3:1 tint; this means that Example 1 is more than 3.3 times
stronger than P.Y. 138. The chroma, hue angle and tightness values forthe
0.3:1 tint of Example 1 indicate that it is a good match for 1:1 P.Y. 138.


In Table IV, the apparent strength of Example 1, coupled in the
presence of 5 % N,N-bis(2-hydroxyethyl)-oxide, is estimated
to be +10% in 0.2:1 unit; this means that Example 1 is more than 5 times
stronger than P.Y. 109. The apparent strength, chroma and hue angle for
the 0.2:1 tint of Example 1 are higher than those of 1:1 P.Y. 109, which
distinguishes the 0.2:1 tint of Example 1 from 1:1 P.Y. 109.



In Table V, the delta Es (a measure of change) for the heat stabilities
of the Examples are about the same as for P.Y. 17 and are at or lower than
the delta E = 2.0, typically considered to be the upper limit for concern by
plastics processors, the delta Es for the fade resistances of the Examples
range from 0.7 to 2.1, with four of them being tower than the 1.4 of P.Y.
17, which is considered to have fairly good fade resistance (W. Herbst and K.
Hunger, ibid, p. 252, state:. "P.Y. 17 is almost as lightfast as the-somewhat
redder P.Y.13 (step 6-7 at 1/3 SO).").
In Table V, the delta Es for the heat stabilities of the Comparative
Examples (except for the acceptable 1.0 of Comparative Example 4, with the
2-m#thyl substituent) range from marginal (Comparative Example 5, with the
2-chloro substituent) to extremely poor (Comparative Examples 1 and 9, with
no substituent and the 2-cyano substituent). The delta Es for the fade
resistances of the Comparative Examples range from a marginal 1.9
(Comparative Example 7, with a 2-phenoxy substituent) to a very poor VIS
(Comparative Example 13, with the 4-ethoxy substituent). The delta Es for
the heat stabilities of the commercial green-shade yellow pigments range,
with the exception of P.Y. 109. from poor for P.Y. 138 to very poor for P.Y.
155. The delta Es for the fade resistances of the commercial green-shade
yellow pigments are good (1.1; 1.5) to very good (O.F; 0.8).


in Table VI, Example 1 is about 7% weaker and shows tower chroma
than P.Y. 17 in 1:1 tints in-air-dry enamel. This weakness is surprising in
o light of the strength of Example 1 in HOPE and may arise from poorer
dispersibility of Example 1 in air-dry enamel. Example 4, which is post-
treated with 20% sodium bistridecyl sulfosuccinate, is also slightly weak;
however, its chroma is as ht§h as that of P.Y. 17, indicating better
dispersibility in air-dry enamel, so its lower apparent strength probably
derives from its higher lightness. The hue angles of the Examples tint are
higher (greener) than that of the P.Y. 17 tint.
When incorporated in polyolefins, the pigments obtained-according to
the present invention display strong, bright greenish shade yellows in
contrast to the generally weaker shades displayed by conventional pigments.
The relatively high chromaticity values are consistent with the brightness of
the color displayed while the high strength is reflected by a relatively high
K/S values.
While the invention has been explained in relation to its preferred
embodiments, it is to be understood that various modifications thereof will
become apparent to those skilled in the art upon reading the specification.
Therefore, it is to be understood that the invention disclosed herein is
intended to cover such modifications as fall within the scope of the appended
claims.

WE CLAIM:
1. A green shade yellow pigment composition comprising a compound
having the formula:

Wherein R1 and R2 are independently hydrogen, halogen, an alkyl group
having 1 to about 4 carbon atoms, an alkoxy group having 1 to about 4
carbon atoms, an alkoxycarbonyl group having 1 to about 6 carbon atoms,
nitro, cyano, phenoxy or trifluorom ethyl.
2. A composition as claimed In claim 1, wherein at least one of Ri and R2 is
an aNcyl group containing from 1 to about 2 carbon atoms.
3. The composition as claimed in claim 1, wherein R1 and R2 are hydrogen.
4. The composition as claimed In claim 1, wherein at least one of R1 and R2
is a halogen.
5. The composition as claimed in claim 4, wherein the halogen is chlorine.
6. The composition as claimed in claim 1, wherein comprising a cationic
amine oxide surfactant.
7. The composition as claimed In claim 1, wherein comprising an arvonic
sutfosuccmate surfactant.

8. A green shade yellow pigment composition comprising one or more
compounds characterized by the formula:

Wherein R1 and R2 are independently hydrogen, halogen, an alkyl group
having 1 to about 2 carbon atoms, an alkoxy group having 1 to about 2 carbon
atoms, or an alkoxycarbonyl group having 1 to about 4 carbon atoms.
9. The composition as claimed in claim 8, wherein at least one of R1 and R2
is hydrogen.

10. The composition as claimed in claim 8, wherein comprising at least one
surfactant selected from N, N-bis(2-hydroxyethyl) cocoalkylamine oxide
and N,N-dimethylcocoalkylamine oxide.
11. The composition as claimed in claim 1, comprising bis(tridecyl) ester of
sodium sulfosuccinic acid.
12. A paint composition comprising a paint vehicle and the composition as
claimed in claim 1.
13. An ink composition comprising an ink vehicle and the composition as
claimed in claim 1.
14. A plastic composition comprising a plastic material and the composition as
claimed in claim 1.

A green shade yellow pigment composition comprising a compound having the
formula:
Wherein R1 and R2 are independently hydrogen, halogen, an alkyl group having
1 to about 4 carbon atoms, an alkoxy group having 1 to about 4 carbon atoms,
an alkoxycarbonyl group having 1 to about 6 carbon atoms, nitro, cyano,
phenoxy or trifluoromethyl.

Documents:

867-KOL-2005-(26-08-2011)-CORRESPONDENCE.pdf

867-KOL-2005-(26-08-2011)-PA.pdf

867-KOL-2005-(27-09-2011)-CORRESPONDENCE-1.pdf

867-KOL-2005-(27-09-2011)-CORRESPONDENCE.pdf

867-KOL-2005-(27-09-2011)-OTHERS.pdf

867-KOL-2005-(27-09-2011)-PA.pdf

867-KOL-2005-CORRESPONDENCE 1.1.pdf

867-KOL-2005-CORRESPONDENCE 1.2.pdf

867-KOL-2005-FORM 15-1.1.pdf

867-KOL-2005-FORM 15.pdf

867-kol-2005-granted-abstract.pdf

867-kol-2005-granted-claims.pdf

867-kol-2005-granted-correspondence.pdf

867-kol-2005-granted-description (complete).pdf

867-kol-2005-granted-examination report.pdf

867-kol-2005-granted-form 1.pdf

867-kol-2005-granted-form 18.pdf

867-kol-2005-granted-form 2.pdf

867-kol-2005-granted-form 3.pdf

867-kol-2005-granted-form 5.pdf

867-kol-2005-granted-gpa.pdf

867-kol-2005-granted-reply to examination report.pdf

867-kol-2005-granted-specification.pdf

867-KOL-2005-PA 1.1.pdf

867-KOL-2005-PA.pdf


Patent Number 226181
Indian Patent Application Number 867/KOL/2005
PG Journal Number 50/2008
Publication Date 12-Dec-2008
Grant Date 08-Dec-2008
Date of Filing 23-Aug-2005
Name of Patentee ENGELHARD CORPORATION
Applicant Address 101 WOOD AVENUE, P.O. BOX 770, ISELIN, NJ
Inventors:
# Inventor's Name Inventor's Address
1 HAYS, BYRON, G 16871 CATS DEN ROAD, CHAGRIN FALLS, OH 44023
PCT International Classification Number C07C 229/00
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 09/131719 1998-08-10 U.S.A.