Title of Invention

"A METHOD FOR PREPARING SUBMICRON SIZED PARTICLES"

Abstract The present invention provides a method for preparing a suspension of a pharmaceutically-active compound, the solubility of which is greater in a water-miscible first organic solvent than in a second solvent which is aqueous. The process includes the steps of: (i) dissolving a first quantity of the pharmaceutically-active compound in the water-miscible first organic solvent to forma first solution; (ii) mixing the first solution with the second solvent to precipitate the pharmaceutically-active compound; and (iii) seeding the first solution or the second solvent or the pre suspension.
Full Text The present invention relates to a method for preparing submicron sized particles.
DESCRIPTION
CROSS-REFERENCE TO RELATED APPLICATION: Not Applicable.
FEDERALLY SPONSORED RESEARCH OR DEVELOPMENT: Not Applicable.
BACKGROUND OF THE INVENTION: Technical Field
The present invention relates to the preparation of a pharmaceutically active compound. More particularly the invention relates to the manufacture of nanosuspensions of the pharmaceutically active compound for parenteral or oral delivery. Background Art
There is an ever increasing number of-pharmaceutical drugs being formulated that are poorly soluble or insoluble in aqueous solutions. Such drugs provide challenges to delivering them in an injectable form such as through parenteral administration. Drugs that are insoluble in water can have significant benefits when formulated as a stable suspension of sub-micron particles. Accurate control of particle size is essential for safe and efficacious use of these formulations. Particles must be less than seven microns in diameter to safely pass through capillaries without causing emboli (Allen et al., 1987; Davis and Taube, 1978; Schroeder et al., 1978; Yokel et al., 1981).
One approach to delivering an insoluble drug is disclosed in United States Patent No. 2,745,785. This patent discloses a method for preparing crystals of pemcillin G suitable for parenteral aahrunistration. The method includes the step of recrystallizing the penicillin G from a formarmde solution by adding water to reduce the solubility of the pemcilhn G. 'The '785 Patent further provides that the penicillin G particles can be coated with wetting agents such as lecithin, or emulsifiers, surface-active and defoaming agents, or partial higher fatty acid esters of sorbitan or polyoxyalkyklene derivatives thereof, or aryl alkyl poly ether alcohols or salts thereof. The '785 patent further discloses micronizing the pemcillin G with an air blast under pressure to form crystals ranging from about 5 to 20 microns.
Another approach is disclosed in United States Patent No. 5,118,528 which discloses a process for preparing nanopaiticles. The process includes the steps of: (1) preparing a liquid phase of a

substance in a solvent or a mixture of solvents to which may be added one or more surfactants, (2)
preparing a second liquid phase of a non-solvent or a mixture of non-solvents, the non-solvent is
miscible with the solvent or mixture of solvents for the substance, (3) adding together the solutions of
(1) and (2) with stirring; and (4) removing of unwanted solvents to produce a colloidal suspension of
nanoparticles. The '528 Patent discloses that it produces particles of the substance smaller than 500 nm
without the supply of energy. In particular the '528 Patent states that it is undesirable to use high
energy equipment such as sonicators and homogenizers.
United States Patent No. 4,826,689 discloses a method for making uniformly sized particles
from water-insoluble drugs or other organic compounds. First, a suitable solid organic compound is
dissolved in an organic solvent, and the solution can be diluted with a non-solvent. Then, an aqueous
precipitating liquid is infused, precipitating non-aggregated particles with substantially uniform mean
diameter. The particles are then separated from the organic solvent. Depending on the organic
compound and the desired particle size, the parameters of temperature, ratio of non-solvent to organic
solvent, infusion rate, stir rate, and volume can be varied according to the invention. The '689 Patent
discloses this process forms a drug in a metastable state which is thermodynamically unstable and
which eventually converts to a more stable crystalline state. The '689 Patent discloses trapping the
drug in a metastable state in which the free energy lies between that of the starting drug solution and the
stable crystalline form. The '689 Patent discloses utilizing crystallization inhibitors (e.g.,
polyvinylpyrrolidinone) and surface-active agents (e.g., poly(oxyethylene)-co-oxypropylene)) to render
the precipitate stable enough to be isolated by centrifugation, membrane filtration or reverse osmosis.
In U.S. Patent Nos. 5,091,188; 5,091,187 and 4,725,442 which disclose (a) either coating small
drug particles with natural or synthetic phospholipids or (b) dissolving the drug in a suitable lipophilic
carrier and forming an emulsion stabilized with natural or semisynthetic phospholipids. One of the
disadvantages of these approaches is they rely on the quality of the raw material of the drug and do not
disclose steps of changing the morphology of the raw material to render the material in a friable, more
easily processed form.
Another approach to providing insoluble drugs for parenteral delivery is disclosed in U.S. Patent
No. 5,145,684. The '684 Patent discloses the wet milling of an insoluble drug in the presence of a
surface modifier to provide a drug particle having an average effective particle size of less than 400 nm.
The '684 Patent emphasizes the desirability of not using any solvents in its process. The '684 Patent
discloses the surface modifier is adsorbed on the surface of the drug particle in an amount sufficient to
prevent agglomeration into larger particles.
Yet another attempt to provide insoluble drugs for parenteral delivery is disclosed in U.S. Patent
Nos. 5,922,355. The '355 Patent discloses providing submicron sized particles of insoluble drugs using
a combination of surface modifiers and a phospholipid followed by particle size reduction using
techniques such as sonication, homogenization, milling, microfluidization, precipitation or
recrystallization. There is no disclosure in the '355 Patent of changing process conditions to make
crystals in a more friable form.
United States Patent No. 5,780,062 discloses a method of preparing small particles of insoluble
drugs by (1) dissolving the drug in a water-miscible first solvent, (2) preparing a second solution of a
polymer and an amphiphile in an aqueous second solvent in which the drug is substantially insoluble
whereby a polymer/amphiphile complex is formed and (3) mixing the solutions from the first and
second steps to precipitate an aggregate of the drug and polymer/amphiphile complex.
United States Patent No. 5,858,410 discloses a pharmaceutical nanosuspension suitable for
parenteral administration. The '410 patent discloses subjecting at least one solid therapeutically active
compound dispersed in a solvent to high pressure homogenization in a piston-gap homogenizer to form
particles having an average diameter, determined by photon correlation spectroscopy (PCS) of 10 nm to
1000 nm, the proportion of particles larger than 5 um in the total population being less than 0.1%
(number distribution determined with a Coulter counter), without prior conversion into a melt, wherein
the active compound is solid at room temperature and is insoluble, only sparingly soluble or moderately
soluble in water, aqueous media and/or organic solvents. The Examples in the '410 Patent disclose jet
milling prior to homogenization.
United States Patent No. 4,997,454 discloses a method for making uniformly sized particles
from solid compounds. The method of the '454 Patent includes the steps of dissolving the solid
compound in a suitable solvent followed by infusing precipitating liquid thereby precipitating nonaggregated
particles with substantially uniform mean diameter. The particles are then separated from
the solvent. The '454 Patent discourages forming particles in a crystalline state because during the
precipitating procedure the crystal can dissolve and recrystallize thereby broadening the particle size
distribution range. The '454 Patent encourages during the precipitating procedure to trap the particles
in a metastable particle state.
United States Patent No. 5,605,785 discloses a process for forming nanoamorphous dispersions
of photographically useful compounds. The process of forming nanoamorphous dispersions includes
any known process of emulsification that produces a disperse phase having amorphous particulates.
SUMMARY OF THE INVENTION:
The present invention provides a method for preparing submicron sized particles of an organic
compound, the solubility of which is greater in a water-miscible first solvent than in a second solvent
which is aqueous. The process includes the steps of: (i) dissolving the organic compound in the watermiscible
first solvent to form a solution, the first solvent being selected from the group consisting of Nmethyl-
2-pyrrolidinone, 2-pyrrolidone, dimethyl sulfoxide, dimethylacetamide, lactic acid, methanol,
ethanol, isopropanol, 3-pentanol, n-propanol, glycerol, butylene glycol, ethylene glycol, propylene
glycol, mono- and diacylated monoglycerides, dimethyl isosorbide, acetone, dimethylformamide, 1,4-
dioxane, polyethylene glycol, polyethylene glycol esters, polyethylene glycol sorbitans, polyethylene
glycol monoalkyl ethers, polypropylene glycol, polypropylene alginate, PPG-10 butanediol, PPG-10
methyl glucose ether, PPG-20 methyl glucose ether, PPG-15 stearyl ether, propylene glycol
dicaprylate, propylene glycol dicaprate, propylene glycol laurate; (ii) mixing the solution with the
second solvent to define a pre-suspension; and (iii) adding energy to the pre-suspension to form
particles having an average effective particle size of less than about 2 jim.
A method for preparing submicron sized particles of an organic compound, the solubility of
which is greater in a water-miscible first solvent than in a second solvent which is aqueous, the
process comprising the steps of: (i) dissolving the organic compound in the water-miscible first
solvent to form a solution, the first solvent being selected from the group consisting of N-methyl-2-
pyrrolidinone, 2-pyrrolidone, dimethyl sulfoxide, dimethylacetamide, lactic acid, methanol, ethanol,
isopropanol, 3-pentanol, n-propanol, glycerol, butylene glycol, ethylene glycol, propylene glycol,
mono- and diacylated monoglycerides, dimethyl isosorbide, acetone, dimethylformamide, 1,4-
dioxane,ethyl acetate, propyl acetate, polyethylene glycol, polyethylene glycol esters, polyethylene
glycol sorbitans, polyethylene glycol monoalkyl ethers, polypropylene glycol, polypropylene
alginate, PPG-10 butanediol, PPG-10 methyl glucose ether, PPG-20 methyl glucose ether, PPG-15
stearyl ether, propylene glycol dicaprylate, propylene glycol dicaprate, propylene glycol laurate; (ii)
mixing the solution with the second solvent to define a pre-suspension wherein the organic
compound is in an amorphous form, a semicrystalline form or in a supercooled liquid form as
determined by DSC and having an average effective particle size; and (iii) annealing the presuspension
to form particles having essentially the same average effective particle size of the presuspension
and in a more stable form.
The present invention further provides a method for preparing submicron sized particles of
an organic compound, the solubility of which is greater in a water-miscible first solvent than in a
second solvent which is aqueous. The process includes the steps of: (i) dissolving the organic
compound in the water-miscible first solvent to form a solution, the first solvent being selected from
the group consisting of N-methyl-2-pyrrolidinone, 2-pyrrolidone, dimethyl sulfoxide,
dimethylacetamide, lactic acid, methanol, ethanol, isopropanol, 3-pentanol, n-propanol, glycerol,
butylene glycol, ethylene glycol, propylene glycol, mono- and diacylated monoglycerides, dimethyl
isosorbide, acetone, dtmethylformamide, 1,4-dioxane, polyethylene glycol, polyethylene glycol
esters, polyethylene glycol sorbitans, polyethylene glycol monoalkyl ethers, polypropylene glycol,
polypropylene alginate, PPG-10 butanediol, PPG-10 methyl glucose ether, PPG-20 methyl glucose
ether, PPG-15 stearyl ether, propylene glycol dicaprylate, propylene glycol dicaprate, propylene
glycol laurate; (ii) mixing the solution with the second solvent to define a pre-suspension of particles
in a friable form; and (iii) adding energy to the pre-suspension to form particles having an average
effective particle size of less than about 2 pirn.
The present invention also provides a method for preparing a suspension of a
pharmaceutically-active compound, the solubility of which is greater in a water-miscible first
organic solvent than in a second solvent which is aqueous. The process includes the steps of: (i)
dissolving a first quantity of the pharmaceutically-active compound in the water-miscible first
organic solvent to form a first solution; (ii) mixing the first solution with the second solvent to
precipitate the pharmaceutically-active compound; and (iii) seeding the first solution or the second
solvent or the presuspension. The method further includes the step of forming a desired polymorph
of the pharmaceutically active compound. In a preferred form of the invention the step of seeding
includes the step of adding a seed compound to the first solution, to the second solvent and/or to the
presuspension.
The present invention further provides a method for preparing a suspension of a
pharmaceutically-active compound, the solubility of which is greater hi a water-miscible first
organic solvent than in a second solvent which is aqueous. The method includes the steps of: (i)
adding a quantity of the pharmaceutically-active compound to the first organic solvent to create a
supersaturated solution, (ii) aging the supersaturated solution to form detectable crystals to create a
seeding mixture; and (iii) mixing the seeding mixture with the second solvent to precipitate the
pharmaceutically-active compound to create a presuspension.
BRIEF DESCRIPTION OF THE DRAWINGS:
Not Applicable. The Drawings have been incorporated into the text.
DETAILED DESCRIPTION OF THE INVENTION:
The present invention is susceptible of embodiments in many different forms. Preferred
embodiments of the invention are disclosed with the understanding that the present disclosure is to
be considered as exemplifications of the principles of the invention and are not intended to limit the
broad aspects of the invention to the embodiments illustrated.
The present invention provides methods or processes for forming particles of an organic
compound having an average effective particle size suitable for parenteral administration and, in a
most preferred form of the invention, is less than about 2 ^m. The present invention is also suitable
for providing particles of the organic compound in a form suitable for oral administration. Particles
sizes for oral dosage forms can be in excess of 2 /im and typically less than about 7fim. However,
the particles can exceed 7^im provided that the particles have sufficient bioavalability and other
characteristics of an oral dosage form. Oral dosage forms include tablets, capsules, caplets, soft and
hard gel capsules, or other delivery vehicle for delivering a drug by oral administration.
The processes can be separated into three general categories. Each of the categories of
processes share the steps of: (1) dissolving an organic compound in a water miscible first organic
solvent to create a first solution, (2) mixing the first solution with a second solvent of water to
precipitate the organic compound to create a pre-suspension, and (3) adding energy to the
presuspension in the form of high-shear mixing or heat to provide a stable form of the organic
compound having the desired size ranges defined above.
The three categories of processes are distinguished based upon the physical properties of the
organic compound as determined through x-ray diffraction studies, differential scanning calorimetry
(DSC) studies or other suitable study conducted prior to the energy-addition step and after the
energy-addition step. In the first process category, prior to the energy-addition step the organic
compound in the presuspension takes an amorphous form, a semi-crystalline form or a supercooled
liquid form and has an average effective particle size. After the energy-addition step the organic
compound is in a crystalline form having an average effective particle size essentially the same as
that of the presuspension (i.e., from less than about 2/im).
In the second process category, prior to the energy-addition step the organic compound is in
a crystalline form and has an average effective particle size. After the energy-addition step the
organic compound is in a crystalline form having essentially the same average effective particle size
as prior to the energy-addition step but the crystals after the energy-addition step are less likely to
aggregate.
The lower tendency of the organic compound to aggregate is observed by laser dynamic light
scattering and light microscopy.
In the third process category, prior to the energy-addition step the organic compound is in a
crystalline form that is friable and has an average effective particle size. What is meant by the term
"friable" is that the particles are fragile and are more easily broken down into smaller particles.
After the energy-addition step the organic compound is in a crystalline form having an average
effective particle size smaller than the crystals of the pre-suspension. By taking the steps necessary
to place the organic compound in a crystalline form that is friable, the subsequent energy-addition
step can be carried out more quickly and efficiently when compared to an organic compound in a
less friable crystalline morphology.
The energy-addition step can be carried out in any fashion wherein the pre-suspension is
exposed to cavitation, shearing or impact forces. In one preferred form of the invention, the energyaddition
step is an annealing step. Annealing is defined in this invention as the process of
converting matter that is thermodynamically unstable into a more stable form by single or repeated
application of energy (direct heat or mechanical stress), followed by thermal relaxation. This
lowering of energy may be achieved by conversion of the solid form from a less ordered to a more
ordered lattice structure. Alternatively, this stabilization may occur by a reordering of the surfactant
molecules at the solid-liquid interface.
These three process categories will be discussed separately below. It should be understood,
however, that the process conditions such as choice of surfactants or combination of surfactants,
amount of surfactant used, temperature of reaction, rate of mixing of solutions, rate of precipitation
and the like can be selected to allow for any drug to be processed under any one of the categories
discussed next.
The first process category, as well as the second and third process categories, can be further
divided into two subcategories, Method A, and B shown diagramatically below.
An organic compound for use in the process of this invention is any organic chemical entity
whose solubility decreases from one solvent to another. This organic compound might be a
pharmaceutically active compound from various groups such as, but not limited to:
antihyperlipidemics; antimicrobials, e.g., antibacterials such as sulfadiazine, antifungals such as
itraconazole; non-steroidal anti-inflammatory drugs, e.g., indomethacin; antihypercholesteremic
agents, e.g., probucol; and steroidal compounds, e.g., dexamethasone; immunosuppresants, e.g.,
cyclosporin A, tacrolimus, and my cophenolate mofetil. Or the organic compound might be from the
group used as adjuvants or excipients in pharmaceutical preparations and cosmetics, such as, but not
limited to, preservatives, e.g., propylparaben.
The first solvent according to the present invention is a solvent or mixture of solvents in
which the organic compound of interest is relatively soluble and which is miscible with the second
solvent. Examples of such solvents include, but are not limited to: polyvinylpyrrolidone, N-methyl-
2-pyrrolidinone (also called N-methyl-2-pyrrolidone), 2-pyrrolidone, dimethyl sulfoxide,
dimethylacetamide, lactic acid, methanol, ethanol, isopropanol, 3-pentanol, n-propanol, glycerol,
butylene glycol (butanediol), ethylene glycol, propylene glycol, mono- and diacylated
monoglycerides (such as glyceryl caprylate), dimethyl isosorbide, acetone, dunethylformamide, 1,4-
dioxane, polyethylene glycol (for example, PEG-4, PEG-8, PEG-9, PEG-12, PEG-14, PEG-16,
PEG-120, PEG-75, PEG-150, polyethylene glycol esters (examples such as PEG-4 dilaurate, PEG-
20 dilaurate, PEG-6 isostearate, PEG-8 palmitostearate, PEG-150 pahnitostearate), polyethylene
glycol sorbitans (such as PEG-20 sorbitan isostearate), polyethylene glycol monoalkyl ethers
(examples such as PEG-3 dimethyl ether, PEG-4 dimethyl ether), polypropylene glycol (PPG),
polypropylene alginate, PPG-10 butanediol, PPG-10 methyl glucose ether, PPG-20 methyl glucose
ether, PPG-15 stearyl ether, propylene glycol dicaprylate/dicaprate, propylene glycol laurate.
Method A
In Method A (see Figure 1), the organic compound ("drug") is first dissolved in the first
solvent to create a first solution. The organic compound can be added from about 0.1% (w/v) to
about 50% (w/v) depending on the solubility of the organic compound in the first solvent. Heating
of the concentrate from about 30°C to about 100°C may be necessary to ensure total dissolution of
the compound in the first solvent.
A second aqueous solution is provided with one or more optional surface modifiers such as
an anionic surfactant, a cationic surfactant, a nonionic surfactant or a biological surface active
molecule added thereto. Suitable anionic surfactants include but are not limited to potassium
laurate, sodium lauryl sulfate, sodium dodecylsulfate, alkyl polyoxyethylene sulfates, sodium
alginate, dioctyl sodium sulfosuccinate, phosphatidyl choline, phosphatidyl glycerol, phosphatidyl
inosine, phosphatidylserine, phosphatidic acid and their salts, glyceryl esters, sodium
carboxymethylcellulose, cholic acid and other bile acids (e.g., cholic acid, deoxycholic acid,
glycocholic acid, taurocholic acid, glycodeoxycholic acid) and salts thereof (e.g., sodium
deoxycholate, etc.). Suitable cationic surfactants include but are not limited to quaternary
ammonium compounds, such as benzalkonium chloride, cetyltrimethylammonium bromide,
lauryldimethylbenzylammonium chloride, acyl carnitine hydrochlorides, or alkyl pyridinium halides.
As anionic surfactants, phospholipids may be used. Suitable phospholipids include, for example
phosphatidylcholine, phosphatidylethanolamine, phosphatidylserine, phosphatidylinositol,
phosphatidylglycerol, phosphatidic acid, lysophospholipids, egg or soybean phospholipid or a
combination thereof. The phospholipid may be salted or desalted, hydrogenated or partially
hydrogenated or natural semisynthetic or synthetic.
Suitable nonionic surfactants include: polyoxyethylene fatty alcohol ethers (Macrogol and
Brij), polyoxyethylene sorbitan fatty acid esters (Polysorbates), polyoxyethylene fatty acid esters
(Myrj), sorbitan esters (Span), glycerol monostearate, polyethylene glycols, polypropylene glycols,
cetyl alcohol, cetostearyl alcohol, stearyl alcohol, aryl alkyl polyether alcohols, polyoxyethylenepolyoxypropylene
copolymers (poloxomers), polaxamines, methylcellulose, hydroxycellulose,
hydroxy propylcellulose, hydroxy propylmethylcellulose, noncrystalline cellulose, polysaccharides
including starch and starch derivatives such as hydroxyethylstarch (HES), polyvinyl alcohol, and
polyvinylpyrrolidone. In a preferred form of the invention, the nonionic surfactant is a
polyoxyethylene and polyoxypropylene copolymer and preferably a block copolymer of propylene
glycol and ethylene glycol. Such polymers are sold under the tradename POLOXAMER also
sometimes referred to as PLURONIC®, and sold by several suppliers including Spectrum Chemical
and Ruger. Among polyoxyethylene fatty acid esters is included those having short alkyl chains.
One example of such a surfactant is SOLUTOL® HS 15, polyethylene-660-hydroxystearate,
manufactured by BASF Aktiengesellschaft.
Surface active biological molecules include such molecules as albumin, casein, heparin,
hirudin or other appropriate proteins.
It may also be desirable to add a pH adjusting agent to the second solution such as sodium
hydroxide, hydrochloric acid, tris buffer or citrate, acetate, lactate, meglumine, or the like. The
second solution should have a pH within the range of from about 3 to about 11.
For oral dosage forms one or more of the following excipients may be utilized: gelatin,
casein, lecithin (phosphatides), gum acacia, cholesterol, tragacanth, stearic acid, benzalkonium
chloride, calcium stearate, glyceryl monostearate, cetostearyl alcohol, cetomacrogol emulsifying
wax, sorbitan esters, polyoxyethylene alkyl ethers, e.g., macrogol ethers such as cetomacrogol 1000,
polyoxyethylene castor oil derivatives, polyoxyethylene sorbitan fatty acid esters, e.g., the
commercially available Tweens.TM., polyethylene glycols, polyoxyethylene stearates, colloidol
silicon dioxide, phosphates, sodium dodecylsulfate, carboxymethylcellulose calcium,
carboxymethylcellulose sodium, methylcellulose, hydroxyethylcellulose, hydroxypropylcellulose,
hydroxypropylmethylcellulose phthalate, noncrystalline cellulose, magnesium aluminum silicate,
triethanolamine, poly vinyl alcohol (PVA), and polyvinylpyrrolidone (PVP). Most of these excipients
are described in detail in the Handbook of Pharmaceutical Excipients, published jointly by the
American Pharmaceutical Association and The Pharmaceutical Society of Great Britain, the
Pharmaceutical Press, 1986. The surface modifiers are commercially available and/or can be
prepared by techniques known in the art. Two or more surface modifiers can be used in
combination.
In a preferred form of the invention, the method for preparing submicron sized particles of an
organic compound includes the steps of adding the first solution to the second solution. The
addition rate is dependent on the batch size, and precipitation kinetics for the organic compound.
Typically, for a small-scale laboratory process (preparation of 1 liter), the addition rate is from about
0.05 cc per minute to about 10 cc per minute. During the addition, the solutions should be under
constant agitation. It has been observed using light microscopy that amorphous particles, semicrystalline
solids, or a supercooled liquid are formed to create a pre-suspension. The method further
includes the step of subjecting the pre-suspension to an annealing step to convert the amorphous
particles, supercooled liquid or semicrystalline solid to a crystalline more stable solid state. The
resulting particles will have an average effective particles size as measured by dynamic light
scattering methods (e.g., photocorrelation spectroscopy, laser diffraction, low-angle laser light
scattering (LALLS), medium-angle laser light scattering (MALLS), light obscuration methods
(Coulter method, for example), rheology, or microscopy (light or electron) within the ranges set
forth above).
The energy-addition step involves adding energy through sonication, homogenization,
counter current flow homogenization, microfluidization, or other methods of providing impact, shear
or cavitation forces. The sample may be cooled or heated during this stage. In one preferred form of
the invention the annealing step is effected by a piston gap homogenizer such as the one sold by
Avestin Inc. under the product designation EmulsiFlex-C160. In another preferred form of the
invention, the annealing may be accomplished by ultrasonication using an ultrasonic processor such
as the Vibra-Cell Ultrasonic Processor (600W), manufactured by Sonics and Materials, Inc. In yet
another preferred form of the invention, the annealing may be accomplished by use of an
emulsification apparatus as described in U.S. Patent No. 5,720,551 which is incorporated herein by
reference and made a part hereof.
Depending upon the rate of annealing, it may be desirable to adjust the temperature of the
processed sample to within the range of from approximately -30°C to 30°C. Alternatively, in order
to effect a desired phase change in the processed solid, it may also be necessary to heat the presuspension
to a temperature within the range of from about 30°C to about 100°C during the
annealing step.
Method B
Method B differs from Method A in the following respects. The first difference is a
surfactant or combination of surfactants is added to the first solution. The surfactants may be
selected from the groups of anionic, nonionic and cationinc surfactants set forth above.
Comparative Example of Method A and Method B and USPN 5.780.062
United States Patent No. 5,780,062 discloses a process for preparing small particles of an
organic compound by first dissolving the compound in a suitable water-miscible first solvent. A
second solution is prepared by dissolving a polymer and an amphiphile in aqueous solution. The
first solution is then added to the second solution to form a precipitate that consists of the organic
compound and a polymer-amphiphile complex. The '062 Patent does not disclose utilizing the
energy-addition step of this invention in Methods A and B. Lack of stability is typically evidenced
by rapid aggregation and particle growth. In some instances, amorphous particles recrystallize as
large crystals. Adding energy to the pre-suspension in the manner disclosed above typically affords
particles that show decreased rates of particle aggregation and growth, as well as the absence of
recrystallization upon product storage.
Methods A and B are further distinguished from the process of the '062 patent by the
absence of a step of forming a polymer-amphiphile complex prior to precipitation. In Method A,
such a complex cannot be formed as no polymer is added to the diluent (aqueous) phase. In Method
B, the surfactant, which may also act as an amphiphile, or polymer, is dissolved with the organic
compound in the first solvent. This precludes the formation of any amphiphile-polymer complexes
prior to precipitation. In the '062 Patent, successful precipitation of small particles relies upon the
formation of an amphiphile-polymer complex prior to precipitation. The '062 Patent discloses the
amphiphile-polymer complex forms aggregates in the aqueous second solution. The '062 Patent
explains the hydrophobic organic compound interacts with the amphiphile-polymer complex,
thereby reducing solubility of these aggregates and causing precipitation. In the present invention it
has been demonstrated that the inclusion of the surfactant or polymer in the first solvent (Method B)
leads, upon subsequent addition to second solvent, to formation of a more uniform, finer particulate
than is afforded by the process outlined by the '062 Patent.
To this end, two formulations were prepared and analyzed. Each of the formulations have
two solutions, a concentrate and an aqueous diluent, which are mixed together and then sonicated.
The concentrate in each formulation has an organic compound (itraconazole), a water miscible
solvent (N-methyl-2-pyrrolidinone or NMP) and possibly a polymer (poloxamer 188). The aqueous
diluent has water, a tris buffer and possibly a polymer (poloxamer 188) and/or a surfactant (sodium
deoxycholate). The average particle diameter of the organic particle is measured prior to sonication
and after sonication.
The first formulation A has as the concentrate itraconazole and NMP. The aqueous diluent
includes water, poloxamer 188, tris buffer and sodium deoxycholate. Thus the aqueous diluent
includes a polymer (poloxamer 188), and an amphiphile (sodium deoxycholate), which may form a
polymer/amphiphile complex, and, therefore, is in accordance with the disclosure of the '062 Patent.
(However, again the '062 Patent does not disclose an energy addition step.)
The second formulation B has as the concentrate itraconazole, NMP and poloxamer 188.
The aqueous diluent includes water, tris buffer and sodium deoxycholate. This formulation is made
in accordance with the present invention. Since the aqueous diluent does not contain a combination
of a polymer (poloxamer) and an amphiphile (sodium deoxycholate), a polymer/amphiphile complex
cannot form prior to the mixing step.
Table 1 shows the average particle diameters measured by laser diffraction on three replicate
suspension preparations. An initial size determination was made, after which the sample was
sonicated for 1 minute. The size determination was then repeated. The large size reduction upon
sonication of Method A was indicative of particle aggregation.
A drug suspension resulting from application of the processes described in this invention
may be administered directly as an injectable solution, provided Water for Injection is used in
formulation and an appropriate means for solution sterilization is applied. Sterilization may be
accomplished by separate sterilization of the drug concentrate (drug, solvent, and optional
surfactant) and the diluent medium (water, and optional buffers and surfactants) prior to mixing to
form the pre-suspension. Sterilization methods would include pre-filtration first through a 3.0
micron filter followed by filtration through a 0.45-micron particle filter, followed by steam or heat
sterilization or sterile filtration through two redundant 0.2-micron membrane filters.
Optionally, a solvent-free suspension may be produced by solvent removal after
precipitation. This can be accomplished by centrifugation, dialysis, diafiltration, force-field
fractionation, high-pressure filtration or other separation techniques well known in the art. Complete
removal of N-methyl-2-pyrrolidinone was typically carried out by one to three successive
centrifugation runs; after each centrifugation (18,000 rpm for 30 minutes) the supernatant was
decanted and discarded. A fresh volume of the suspension vehicle without the organic solvent was
added to the remaining solids and the mixture was dispersed by homogenization. It will be
recognized by others skilled in the art that other high-shear mixing techniques could be applied in
this reconstitution step.
Furthermore, any undesired excipients such as surfactants may be replaced by a more
desirable excipient by use of the separation methods described in the above paragraph. The solvent
and first excipient may be discarded with the supernatant after centrifugation or filtration. A fresh
volume of the suspension vehicle without the solvent and without the first excipient may then be
added. Alternatively, a new surfactant may be added. For example, a suspension consisting of drug,
N-methyl-2-pyrrolidinone (solvent), poloxamer 188 (first excipient), sodium deoxycholate, glycerol
and water may be replaced with phospholipids (new surfactant), glycerol and water after
centrifugation and removal of the supernatant.
I. First Process Category
The methods of the first process category generally include the step of dissolving the organic
compound in a water miscible first solvent followed by the step of mixing this solution with an
aqueous solution to form a presuspension wherein the organic compound is in an amorphous form, a
sernicrystalline form or in a supercooled liquid form as determined by x-ray diffraction studies,
DSC, light microscopy or other analytical techniques and has an average effective particle size
within one of the effective particle size ranges set forth above. The mixing step is followed by an
energy-addition step and, in a preferred form of the invention an annealing step.
U. Second Process Category
The methods of the second processes category include essentially the same steps as in the
steps of the first processes category but differ in the following respect. An x-ray diffraction, DSC or
other suitable analytical techniques of the presuspension shows the organic compound in a
crystalline form and having an average effective particle size. The organic compound after the
energy-addition step has essentially the same average effective particle size as prior to the energy-
addition step but has less of a tendency to aggregate into larger particles when compared to that of
the particles of the presuspension. Without being bound to a theory, it is believed the differences in
the particle stability may be due to a reordering of the surfactant molecules at the solid-liquid
interface.
HI. Third Process Category
The methods of the third category modify the first two steps of those of the first and second
processes categories to ensure the organic compound in the presuspension is in a friable form having
an average effective particle size (e.g., such as slender needles and thin plates). Friable particles can
be formed by selecting suitable solvents, surfactants or combination of surfactants, the temperature
of the individual solutions, the rate of mixing and rate of precipitation and the like. Friability may
also be enhanced by the introduction of lattice defects (e.g., cleavage planes) during the steps of
mixing the first solution with the aqueous solution. This would arise by rapid crystallization such as
that afforded in the precipitation step. In the energy-addition step these friable crystals are converted
to crystals that are kinetically stabilized and having an average effective particle size smaller than
those of the presuspension. Kinetically stabilized means particles have a reduced tendency to
aggregate when compared to particles that are not kinetically stabilized. In such instance the energyaddition
step results in a breaking up of the friable particles. By ensuring the particles of the
presuspension are in a friable state, the organic compound can more easily and more quickly be
prepared into a particle within the desired size ranges when compared to processing an organic
compound where the steps have not been taken to render it in a friable form.
Polymorph Control
The present invention further provides additional steps for controlling the crystal structure of
the pharmaceutically-active compound to ultimately produce a suspension of the compound in the
desired size range and a desired crystal structure. What is meant by the term "crystal structure" is
the arrangement of the atoms within the unit cell of the crystal. Pharmaceutically-active compounds
that can be crystallized into different crystal structures are said to be polymorphic. Identification of
polymorphs is important step in drug formulation since different polymorphs of the same drug can
show differences in solubility, therapeutic activity, bioavailabilty, and suspension stability.
Accordingly, it is important to control the polymorphic form of the compound for ensuring product
purity and batch-to-batch reproducibility.
The steps to control the polymorphic form of the compound includes seeding the first
solution, the second solvent or the presuspension to ensure the formation of the desired polymorph.
Seeding includes using a seed compound or adding energy. In a preferred form of the invention the
seed compound is the pharmaceutically-active compound in the desired polymorphic form.
Alternatively, the seed compound can also be an inert impurity or an organic compound with a
structure similar to that of the desired polymorph such as a bile salt.
The seed compound can be precipitated from the first solution. This method includes the
steps of adding the pharmaceutically-active compound in sufficient quantity to exceed the solubility
of the pharmaceutically-active compound in the first solvent to create a supersaturated solution. The
supersaturated solution is treated to precipitate the pharmaceutically-active compound in the desired
polymorphic form. Treating the supersaturated solution includes aging the solution for a time period
until the formation of a crystal or crystals is observed to create a seeding mixture. It is also possible
to add energy to the supersaturated solution to cause the pharmaceutically-active compound to
precipitate out of the solution in the desired polymorph. The energy can be added in a variety of
ways including the energy addition steps described above. Further energy can be added by heating
or exposing the presuspension to electromagnetic energy, particle beam, or electron beam sources.
The electromagnetic energy includes using a laser beam, dynamic electromagnetic energy, or other
radiation sources. It is further contemplated utilizing ultrasound, static electric field and a static
magnetic field as the energy addition source.
In a preferred form of the invention, the method for producing seed crystals from an aged
supersaturated solution includes the steps of: (i) adding a quantity of the pharmaceutically-active
compound to the first organic solvent to create a supersaturated solution; (ii) aging the
supersaturated solution to form detectable crystals to create a seeding mixture; and (iii) mixing the
seeding mixture with the second solvent to precipitate the pharmaceutically-active compound to
create a presuspension. The presuspension can then be further processed as described in detail
above to provide an aqueous suspension of the pharmaceutically-active compound in the desired
polymorph and in the desired size range.
Seeding can also be accomplished by adding energy to the first solution, the second solvent
or the presuspension provided that the exposed liquid or liquids contain the pharmaceutically active
compound or a seed material. The energy can be added in the same fashion as described above for
the supersaturated solution.
Accordingly, the present invention provides a composition of matter of a pharmaceutically
active compound in a desired polymorphic form essentially free of the unspecified polymorph or
polymorphs. One such example is set forth in example 16 below where seeding during
microprecipitation provides a polymorph of itraconazole essentially free of the polymorph of the raw
material. It is contemplated the methods of this invention can apply used to selectively produce a
desired polymorph for numerous pharmaceutically active compounds.
Examples
Examples of Process Category 1
Example 1: Preparation of itraconazole suspension by use of Process Category 1, Method A with
homogenization.
To a 3-L flask add 1680 mL of Water for Injection. Heat liquid to 60-65°C, and then slowly
add 44 grams of Pluronic F-68 (poloxamer 188), and 12 grams of sodium deoxycholate, stirring after
each addition to dissolve the solids. After addition of solids is complete, stir for another 15 minutes
at 60-65°C to ensure complete dissolution. Prepare a 50 mM tris (tromethamine) buffer by
dissolving 6.06 grams of tris in 800 mL of Water for Injection. Titrate this solution to pH 8.0 with
0.1 M hydrochloric acid. Dilute the resulting solution to 1 liter with additional Water for Injection.
Add 200 mL of the tris buffer to the poloxamer/deoxycholate solution. Stir thoroughly to mix
solutions.
In a 150-mL beaker add 20 grams of itraconazole and 120 mL of N-methyl-2-pyrroUdinone.
Heat mixture to 50-60°C, and stir to dissolve solids. After total dissolution is visually apparent, stir
another 15 minutes to ensure complete dissolution. Cool itraconazole-NMP solution to room
temperature.
Charge a syringe pump (two 60-mL glass syringes) with the 120-mL of itraconazole solution
prepared previously. Meanwhile pour all of the surfactant solution into a homogenizer hopper which
has been cooled to 0-5°C (this may either by accomplished by use of a jacketed hopper through
which refrigerant is circulated, or by surrounding the hopper with ice). Position a mechanical stirrer
into the surfactant solution so that the blades are fully immersed. Using the syringe pump, slowly
(1-3 mL/min) add all of the itraconazole solution to the stirred, cooled surfactant solution. A stirring
rate of at least 700 rpm is recommended. An aliquot of the resulting suspension (Suspension A) is
analyzed by light microscopy (Hoffman Modulation Contrast) and by laser diffraction (Horiba).
Suspension A is observed by light microscopy to consist of roughly spherical amorphous particles
(under 1 micron), either bound to each other in aggregates or freely moving by Brownian motion.
See Figure 3. Dynamic light scattering measurements typically afford a bimodal distribution pattern
signifying the presence of aggregates (10-100 microns in size) and the presence of single amorphous
particles ranging 200-700 nm in median particle diameter.
The suspension is immediately homogenized (at 10,000 to 30,000 psi) for 10-30 minutes. At
the end of homogenization, the temperature of the suspension in the hopper does not exceed 75°C.
The homogenized suspension is collected in 500-mL bottles, which are cooled immediately in the
refrigerator (2-8°C). This suspension (Suspension B) is analyzed by light microscopy and is found
to consist of small elongated plates with a length of 0.5 to 2 microns and a width in the 0.2-1 micron
range. See Figure 4. Dynamic light scattering measurements typically indicate a median diameter
of 200-700 nm.
Figure 3: Amorphous particles prior to homogenization (Example 1).
Figure 4: Particles after annealing by homogenization.
Stability of Suspension A ("Pre-suspension") (Example 1)
During microscopic examination of the aliquot of Suspension A, crystallization of the
amorphous solid was directly observed. Suspension A was stored at 2-8 °C for 12 hours and
examined by light microscopy. Gross visual inspection of the sample revealed severe flocculation,
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with some of the contents settling to the bottom of the container. Microscopic examination indicated
the presence of large, elongated, plate-like crystals over 10 microns in length.
Stability of Suspension B
As opposed to the instability of Suspension A, Suspension B was stable at 2-8°C for the
duration of the preliminary stability study (1 month). Microscopy on the aged sample clearly
demonstrated that no significant change in the morphology or size of the particles had occurred.
This was confirmed by light scattering measurement.
Example 2: Preparation of itraconazole suspension by use of Process Category 1, Method A with
ultrasonication.
To a 500-mL stainless steel vessel add 252 mL of Water for Injection. Heat liquid to 60-
65°C, and then slowly add 6.6 grams of Pluronic F-68 (poloxamer 188), and 0.9 grams of sodium
deoxycholate, stirring after each addition to dissolve the solids. After addition of solids is complete,
stir for another 15 minutes at 60-65 °C to ensure complete dissolution. Prepare a 50 mM tris
(tromethamine) buffer by dissolving 6.06 grams of tris in 800 mL of Water for Injection. Titrate this
solution to pH 8.0 with 0.1 M hydrochloric acid. Dilute the resulting solution to 1 liter with
additional Water for Injection. Add 30 mL of the tris buffer to the poloxamer/deoxycholate solution.
Stir thoroughly to mix solutions.
In a 30-mL container add 3 grams of itraconazole and 18 mL of N-methyl-2-pyrrolidinone.
Heat mixture to 50-60°C, and stir to dissolve solids. After total dissolution is visually apparent, stir
another 15 minutes to ensure complete dissolution. Cool itraconazole-NMP solution to room
temperature.
Charge a syringe pump with 18-mL of itraconazole solution prepared in a previous step.
Position a mechanical stirrer into the surfactant solution so that the blades are fully immersed. Cool
the container to 0-5 °C by immersion in an ice bath. Using the syringe pump, slowly (1-3 mL/min)
add all of the itraconazole solution to the stirred, cooled surfactant solution. A stirring rate of at
least 700 rpm is recommended. Immerse an ultrasonicator horn in the resulting suspension so that
the probe is approximately 1 cm above the bottom of the stainless steel vessel. Sonicate (10,000 to
25,000 Hz, at least 400W) for 15 to 20 minute in 5-minute intervals. After the first 5-minute
sonication, remove the ice bath and proceed with further sonication. At the end of ultrasonication,
the temperature of the suspension in the vessel does not exceed 75°C.
The suspension is collected in a 500-mL Type I glass bottle, which is cooled immediately in
the refrigerator (2-8°C). Characteristics of particle morphology of the suspension before and after
sonication were very similar to that seen in Method A before and after homogenization (see Example
1).
Example 3: Preparation of itraconazole suspension by use of Process Category 1, Method B with
homogenization.
Prepare a 50 mM tris (tromethamine) buffer by dissolving 6.06 grams of tris in 800 mL of
Water for Injection. Titrate this solution to pH 8.0 with 0.1 M hydrochloric acid. Dilute the
resulting solution to 1 liter with additional Water for Injection. To a 3-L flask add 1680 mL of
Water for Injection. Add 200 mL of the tris buffer to the 1680 mL of water. Stir thoroughly to mix
solutions.
In a 150-mL beaker add 44 grams of Pluronic F-68 (poloxamer 188) and 12 grams of sodium
deoxycholate to 120 mL of N-methyl-2-pyrrolidinone. Heat the mixture to 50-60°C, and stir to
dissolve solids. After total dissolution is visually apparent, stir another 15 minutes to ensure
complete dissolution. To this solution, add 20 grams of itraconazole, and stir until totally dissolved.
Cool the itraconazole-surfactant-NMP solution to room temperature.
Charge a syringe pump (two 60-mL glass syringes) with the 120-mL of the concentrated
itraconazole solution prepared previously. Meanwhile pour the diluted tris buffer solution prepared
above into a homogenizer hopper which has been cooled to 0-5°C (this may either by accomplished
by use of a jacketed hopper through which refrigerant is circulated, or by surrounding the hopper
with ice). Position a mechanical stirrer into the buffer solution so that the blades are fully immersed.
Using the syringe pump, slowly (1-3 mL/min) add all of the itraconazole-surfactant concentrate to
the stirred, cooled buffer solution. A stirring rate of at least 700 rpm is recommended. The resulting
cooled suspension is immediately homogenized (at 10,000 to 30,000 psi) for 10-30 minutes. At the
end of homogenization, the temperature of the suspension in the hopper does not exceed 75°C.
The homogenized suspension is collected in 500-mL bottles, which are cooled immediately
in the refrigerator (2-8°C). Characteristics of particle morphology of the suspension before and after
homogenization were very similar to that seen hi Example 1, except that in process category 1 B, the
pre-homogenized material tended to form fewer and smaller aggregates which resulted in a much
smaller overall particle size as measured by laser diffraction. After homogenization, dynamic light
scattering results were typically identical to those presented in Example 1.
Example 4: Preparation of itraconazole suspension by use of Process Category 1, Method B with
ultrasonication.
To a 500-mL flask add 252 mL of Water for Injection. Prepare a 50 mM tris (tromethamine)
buffer by dissolving 6.06 grams of tris in 800 mL of Water for Injection. Titrate this solution to pH
8.0 with 0.1 M hydrochloric acid. Dilute the resulting solution to 1 liter with additional Water for
Injection. Add 30 mL of the tris buffer to the water. Stir thoroughly to mix solutions.
In a 30-mL beaker add 6.6 grams of Pluronic F-68 (poloxamer 188) and 0.9 grams of sodium
deoxycholate to 18 mL of N-methyl-2-pyrrolidinone. Heat the mixture to 50-60°C, and stir to
dissolve solids. After total dissolution is visually apparent, stir another 15 minutes to ensure
complete dissolution. To this solution, add 3.0 grams of itraconazole, and stir until totally dissolved.
Cool the itraconazole-surfactant-NMP solution to room temperature.
Charge a syringe pump (one 30-mL glass syringe with the 18-mL of the concentrated
itraconazole solution prepared previously. Position a mechanical stirrer into the buffer solution so
that the blades are fully immersed. Cool the container to 0-5°C by immersion in an ice bath. Using
the syringe pump, slowly (1-3 mL/min) add all of the itraconazole-surfactant concentrate to the
stirred, cooled buffer solution. A stirring rate of at least 700 rpm is recommended. The resulting
cooled suspension is immediately sonicated (10,000 to 25,000 Hz, at least 400 W) for 15-20
minutes, in 5-minute intervals. After the first 5-minute sonication, remove the ice bath and proceed
with further sonication. At the end of ultrasonication, the temperature of the suspension in the
hopper does not exceed 75°C.
The resultant suspension is collected in a 500-mL bottle, which is cooled immediately in the
refrigerator (2-8°C). Characteristics of particle morphology of the suspension before and after
sonication were very similar to that seen in Example 1, except that in Process Category 1, Method B,
the pre-sonicated material tended to form fewer and smaller aggregates which resulted in a much
smaller overall particle size as measured by laser diffraction. After ultrasonication, dynamic light
scattering results were typically identical to those presented in Example 1.
B. Examples of Process Category 2
Example 5: Preparation of itraconazole suspension (1%) with 0.75% Solutol® HR (PEG-660 12-
hydroxystearate) Process Category 2, Method B.
Solutol (2.25 g) and itraconazole (3.0 g) were weighed into a beaker and 36 mL of filtered Nmethyl-
2-pyrrolidinone (NMP) was added. This mixture was stirred under low heat (up to 40°C) for
approximately 15 minutes until the solution ingredients were dissolved. The solution was cooled to
room temperature and was filtered through a 0.2-micron filter under vacuum. Two 60-mL syringes
were filled with the filtered drug concentrate and were placed in a syringe pump. The pump was set
to deliver approximately 1 mL/min of concentrate to a rapidly stirred (400 rpm) aqueous buffer
solution. The buffer solution consisted of 22 g/L of glycerol in 5 mM tris buffer. Throughout
concentrate addition, the buffer solution was kept in an ice bath at 2-3°C. At the end of the
precipitation, after complete addition of concentrate to the buffer solution, about 100 mL of the
suspension was centrifuged for 1 hour, the supernatant was discarded. The precipitate was
resuspended in a 20% NMP solution in water, and again centrifuged for 1 hour. The material was
dried overnight in a vacuum oven at 25°C. The dried material was transferred to a vial and analyzed
by X-ray diffractometry using chromium radiation (see Figure 5).
Another 100 mL-aliquot of the microprecipitated suspension was sonicated for 30 minutes at
20,000 Hz, 80% full amplitute (full amplitude = 600 W). The sonicated sample was homogenized in
3 equal aliquots each for 45 minutes (Avestin C5, 2-5°C, 15,000-20,000 psi). The combined
fractions were centrifuged for about 3 hours, the supernatant removed, and the precipitate
resuspended in 20% NMP. The resuspended mixture was centrifuged again (15,000 rpm at 5°C).
The supernatant was decanted off and the precipitate was vacuum dried overnight at 25 °C. The
precipitate was submitted for analysis by X-ray diffractometry (see Figure 5). As seen in Figure 5,
the X-ray diffraction patterns of processed samples, before and after homogenization, are essentially
identical, yet show a significantly different pattern as compared with the starting raw material. The
unhomogenized suspension is unstable and agglomerates upon storage at room temperature. The
stabilization that occurs as a result of homogenization is believed to arise from rearrangement of
surfactant on the surface of the particle. This rearrangement should result in a lower propensity for
particle aggregation.
Figure 5: X-Ray diffractogram of microprecipitated itraconazole with polyethylene glycol-660 12-
hydroxystearate before and after homogenization (Example 5).
C. Examples of Process Category
Example 6: Preparation of carbamazepine suspension by use of Process Category 3, Method A with
homogenization.
2.08 g of carbamazepine was dissolved into 10 mLof NMP. 1.0 mL of this concentrate was
subsequently dripped at 0.1 mL/min into 20 mL of a stirred solution of 1.2% lecithin and 2.25%
glycerin. The temperature of the lecithin system was held at 2-5 °C during the entire addition. The
predispersion was next homogenized cold (5-15°C) for 35 minutes at 15,000 psi. The pressure was
increased to 23,000 psi and the homogenization was continued for another 20 minutes. The particles
produced by the process had a mean diameter of 0.881 urn with 99% of the particles being less than
2.44 um.
Example 7: Preparation of 1% carbaraazepine suspension with 0.125% Solutol® by use of Process
Category 3, Method B with homogenization.
A drug concentrate of 20% carbamazepine and 5% glycodeoxycholic acid (Sigma Chemical
Co.) in N-methyl-2-pyrrolidinone was prepared. The microprecipitation step involved adding the
drug concentrate to the receiving solution (distilled water) at a rate of 0.1 mL/min. The receiving
solution was stirred and maintained at approximately 5° C during precipitation. After precipitation,
the final ingredient concentrations were 1% carbamazepine and 0.125% Solutol®. The drug crystals
were examined under a light microscope using positive phase contrast (400X). The precipitate
consisted of fine needles approximately 2 microns in diameter and ranging from 50-150 microns in
length.
Homogenization (Avestin C-50 piston-gap homogenizer) at approximately 20,000 psi for
approximately 15 minutes results in small particles, less than 1 micron in size and largely
unaggregated. Laser diffraction analysis (Horiba) of the homogenized material showed that the
particles had a mean size of 0.4 micron with 99% of the particles less than 0.8 micron. Low energy
sonication, suitable for breaking agglomerated particles, but not with sufficient energy to cause a
comimition of individual particles, of the sample before Horiba analysis had no effect on the results
(numbers were the same with and without sonication). This result was consistent with the absence
of particle agglomeration.
Samples prepared by the above process were centrifuged and the supernatant solutions
replaced with a replacement solution consisting of 0.125% Solutol®. After centrifugation and
supernatant replacement, the suspension ingredient concentrations were 1 % carbamazepine and
0.125% Solutol®. The samples were re-homogenized by piston-gap homogenizer and stored at 5° C.
After 4 weeks storage, the suspension had a mean particle size of 0.751 with 99% less than 1.729.
Numbers reported are from Horiba analysis on unsonicated samples.
Example 8: Preparation of 1% carbamazepine suspension with 0.06% sodium glycodeoxycholate
and 0.06% poloxamer 188 by use of Process Category 3, Method B with homogenization.
A drug concentrate comprising 20% carbamazepine and 5% glycodeoxycholate in N-methyl-
2-pyrrolidinone was prepared. The microprecipitation step involved adding the drug concentrate to
the receiving solution (distilled water) at a rate of 0.1 mL/min. Thus, this and the following
examples demonstrate that adding a surfactant or other excipient to the aqueous precipitating
solution in Methods A and B above is optional. The receiving solution was stirred and maintained at
approximately 5° C during precipitation. After precipitation, the final ingredient concentrations
were 1% carbamazepine and 0.125% Solutol®. The drug crystals were examined under a light
microscope using positive phase contrast (400X). The precipitate consisted of fine needles
approximately 2 microns in diameter and ranging from 50 - 150 microns in length. Comparison of
the precipitate with the raw material before precipitation reveals that the precipitation step in the
presence of surface modifier (glycodeoxycholic acid) results in very slender crystals that are much
thinner than the starting raw material (see Figure 6).
Homogenization (Avestin C-50 piston-gap homogenizer) at approximately 20,000 psi for
approximately 15 minutes results in small particles, less than 1 micron in size and largely
unaggregated. See Figure 7. Laser diffraction analysis (Horiba) of the homogenized material
showed that the particles had a mean size of 0.4 micron with 99% of the particles less than 0.8
micron. Sonication of the sample before Horiba analysis had no effect on the results (numbers were
the same with and without sonication). This result was consistent with the absence of particle
agglomeration.
Samples prepared by the above process were centrifuged and the supernatant solutions
replaced with a replacement solution consisting of 0.06% glycodeoxycholic acid (Sigma Chemical
Co.) and 0.06% Poloxamer 188. The samples were re-homogenized by piston-gap homogenizer and
stored at 5° C. After 2 weeks storage, the suspension had a mean particle size of 0.531 micron with
99% less than 1.14 micron. Numbers reported are from Horiba analysis on unsonicated samples.
Figure 6: Carbamazepine crystals before homogenization (Example 6).
Raw material, before precipitation
Figure 7: Carbamazepine microparticulate after homogenization (Avestin C-50)
(Example 6).
Mathematical Analysis (Example 8) of force required to break precipitated particles as
compared to force required to break particles of the starting raw material (carbamazepine):
The width of the largest crystals seen in the carbamazepine raw material (Figure 6, picture on
left) are roughly 10-fold greater than the width of crystals in the microprecipitated material (Figure
6, picture on right). On the assumption that the ratio of crystal thickness (1:10) is proportional to the
ratio of crystal width (1:10), then the moment of force required to cleave the larger crystal in the raw
material should be approximately 1,000-times greater than the force needed to break the
microprecipitated material, since:
eL = 6PL/(Ewx2) Eq. 1
where,
CL = longitudinal strain required to break the crystal ("yield value")
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P = load on beam
L = distance from load to fulcrum
E = elasticity modulus
w = width of crystal
x = thickness of crystal
Let us assume that L and E are the same for the raw material and the precipitated material.
Additionally, let us assume that W/WQ = X/XQ =10. Then,
(eOo = 6PoL/(Ew0xo2), where the '0' subscripts refer to raw material
BL = 6PL/(Ewx2), for the microprecipitate
Equating (eL)o and CL,
6PL/(Ewx2) = 6P0L/(Ew0xo2)
After simplification,
P = Po (w/w0) (x/x0)2 = Po (0.1) (O.I)2 = 0.001 Po
Thus, the yield force, P, required to break the microprecipitated solid is one-thousandth the
required force necessary to break the starting crystalline solid. If, because of rapid precipitation,
lattice defects or arnorphic properties are introduced, then the modulus (E) should decrease, making
the microprecipitate even easier to cleave.
Example 9: Preparation of 1.6% (w/v) prednisolone suspension with 0.05% sodium deoxycholate
and 3% N-methyl-2-pyrrolidinone Process Category 3, Method B
A schematic of the overall manufacturing process is presented in Figure 8. A concentrated
solution of prednisolone and sodium deoxycholate was prepared. Prednisolone (32g) and sodium
deoxycholate (Ig) were added to a sufficient volume of 1-methyl 2-pyrrolidinone (NMP) to produce
a final volume of 60 mL. The resulting prednisolone concentration was approximately 533.3 mg/mL
and the sodium deoxycholate concentration was approximately 16.67 mg/mL. 60mL of NMP
concentrate was added to 2 L of water cooled to 5°C at an addition rate of 2.5 mL/min while stirring
at approximately 400 rpm. The resulting suspension contained slender needle-shaped crystals less
than 2 um in width (Figure 9). The concentration contained in the precipitated suspension was 1.6%
(w/v) prednisolone, 0.05% sodium deoxycholate, and 3% NMP.
The precipitated suspension was pH adjusted to 7.5-8.5 using sodium hydroxide and
hydrochloric acid then homogenized (Avestin C-50 piston-gap homogenizer) for 10 passes at 10,000
psi. The NMP was removed by performing 2 successive centrifugation steps replacing the
supernatant each time with a fresh surfactant solution, which contained the desired concentrations of
surfactants needed to stabilize the suspension (see Table 2). The suspension was homogenized for
another 10 passes at 10,000 psi. The final suspension contained particles with a mean particle size
of less than 1 jam, and 99% of particles less than 2 nm. Figure 10 is a photomicrograph of the final
prednisolone suspension after homogenization.
A variety of different surfactants at varying concentrations were used in the
centrifugation/surfactant replacement step (see Table 2). Table 2 lists combinations of surfactants
that were stable with respect to particle size (mean concentration (less than 2% loss) and re-suspendability (resuspended in 60 seconds or less).
Figure 8: Diagram of Microprecipitation Process for Prednisolone (Examples 9-12)
Notably this process allows for adding the active compound to an aqueous diluent without the
presence of a surfactant or other additive. This is a modification of process Method B in Figure 2.
Figure 9: Photomicrograph of prednisolone suspension before homogenization (Hoffman
Modulation Contrast, 1250X magnification)
Figure 10: Photomicrograph of prednisolone suspension after homogenization (Hoffman
Modulation Contrast, 1250X magnification).
Difference in itraconazole concentration between samples stored at 5 and 25°C: Example 10: Preparation of prednisolone suspension by use of Process Category 3, Method A with
homogenization.
32 g of prednisolone was dissolved into 40 mL of NMP. Gentle heating at 40-50°C was
required to effect dissolution. The drug NMP concentrate was subsequently dripped at 2.5 mL/min
into 2 liters of a stirred solution that consisted of 0.1.2% lecithin and 2.2% glycerin. No other
surface modifiers were added. The surfactant system was buffered at pH = 8.0 with 5 mM tris buffer
and the temperature was held at 0° to 5°C during the entire precipitation process. The postprecipitated
dispersion was next homogenized cold (5-15 °C) for 20 passes at 10,000 psi. Following
homogenization, the NMP was removed by centrifuging the suspension, removing the supernatant,
and replacing the supernatant with fresh surfactant solution. This post-centrifuged suspension was
then rehomogenized cold (5-15 °C) for another 20 passes at 10,000 psi. The particles produced by
this process had a mean diameter of 0.927 um with 99% of the particles being less than 2.36 urn.
Example 11: Preparation of nabumetone suspension by use of Process Category 3, Method B with
homogenization.
Surfactant (2.2 g of poloxamer 188) was dissolved in 6 mL of N-methyl-2-pyrrolidinone.
This solution was stirred at45°C for 15 minutes, after which 1.0 g of nabumetone was added. The
drug dissolved rapidly. Diluent was prepared which consisted of 5 mM tris buffer with 2.2%
glycerol, and adjusted to pH 8. A 100-rnL portion of diluent was cooled in an ice bath. The drug
concentrate was slowly added (approximately 0.8 mL/min) to the diluent with vigorous stirring.
This crude suspension was homogenized at 15,000 psi for 30 minutes and then at 20,000 psi for 30
minutes (temperature = 5°C). The final nanosuspension was found to be 930 nm in effective mean
diameter (analyzed by laser diffraction). 99% of the particles were less than approximately 2.6
microns.
Example 12: Preparation of nabumetone suspension by use of Process Category 3, Method B with
homogenization and the use of S olutol® HS 15 as the surfactant. Replacement of supernatant liquid
with a phospholipid medium.
Nabumetone (0.987 grams) was dissolved in 8 mL of N-methyl-2-pyrrolidinone. To this
solution was added 2.2 grams of Solutol® HS 15. This mixture was stirred until complete
dissolution of the surfactant in the drug concentrate. Diluent was prepared, which consisted of 5
mM tris buffer with 2.2% glycerol, and which was adjusted to pH 8. The diluent was cooled in an
ice bath, and the drug concentrate was slowly added (approximately 0.5 mL/min) to the diluent with
vigorous stirring. This crude suspension was homogenized for 20 minutes at 15,000 psi, and for 30
minutes at 20,000 psi.
The suspension was centrifuged at 15,000 rpm for 15 minutes and the supernatant was
removed and discarded. The remaining solid pellet was resuspended in a diluent consisting of 1.2%
phospholipids. This medium was equal in volume to the amount of supernatant removed in the
previous step. The resulting suspension was then homogenized at approximately 21,000 psi for 30
minutes. The final suspension was analyzed by laser diffraction and was found to contain particles
with a mean diameter of 542 nm, and a 99% cumulative particle distribution sized less than 1
micron.
Example 13: Preparation of 1% itraconazole suspension with poloxamer with particles of a mean
diameter of approximately 220 nm
Itraconazole concentrate was prepared by dissolving 10.02 grams of itraconazole in 60 mL of
N-methyl-2-pyrrolidinone. Heating to 70°C was required to dissolve the drug. The solution was
then cooled to room temperature. A portion of 50 mM tris(hydroxymethyl)aminomethane buffer
(tris'buffer) was prepared and was pH adjusted to 8.0 with 5M hydrochloric acid. An aqueous
surfactant solution was prepared by combining 22 gfL poloxamer 407, 3.0 g/L egg phosphatides,
22g/L glycerol, and 3.0 g/L sodium cholate dihydrate. 900 mL of the surfactant solution was mixed
with 100 mL of the tris buffer to provide 1000 mL of aqueous diluent.
The aqueous diluent was added to the hopper of the homogenizer (APV Gaulin Model
15MR-8TA), which was cooled by using an ice jacket. The solution was rapidly stirred (4700 rpm)
and the temperature was monitored. The itraconazole concentrate was slowly added, by use of a
syringe pump, at a rate of approximately 2 mL/min. Addition was complete after approximately 30
minute. The resulting suspension was stirred for another 30 minutes while the hopper was still being
cooled in an ice jacket, and an aliquot was removed for analysis by light microscopy any dynamic
light scatting. The remaining suspension was subsequently homogenized for 15 minutes at 10,000
psi. By the end of the homogenization the temperature had risen to 74°C. The homogenized
suspension was collected in a 1-L Type I glass bottle and sealed with a rubber closure. The bottle
containing suspension was stored in a refrigerator at 5°C.
A sample of the suspension before homogenization showed the sample to consist of both free
particles, clumps of particles, and multilamellar lipid bodies. The free particles could not be clearly
visualized due to Brownian motion; however, many of the aggregates appeared to consist of
amorphous, non-crystalline material.
The homogenized sample contained free submicron particles having excellent size
homogeneity without visible lipid vesicles. Dynamic light scattering showed a monodisperse
logarithmic size distribution with a median diameter of approximately 220 run. The upper 99%
cumulative size cutoff was approximately 500 nm. Figure 11 shows a comparison of the size
distribution of the prepared nanosuspension with that of a typical parenteral fat emulsion product
(10% Intralipid®, Pharmacia).
Figure 11: Comparison of size distributions of nanosuspensions (this invention) and commercial fat
emulsion. (Example 13)
;
Example 14: Preparation of 1% itraconazole nanosuspension with hydroxyethylstarch
Preparation of Solution A: Hydroxyethylstarch (1 g, Ajinomoto) was dissolved in 3 mL of
N-methyl-2-pyrrolidinone (NMP). This solution was heated in a water bath to 70-80°C for 1 hour.
In another container was added 1 g of itraconazole (Wyckoff). Three mL of NMP were added and
the mixture heated to 70-80°C to effect dissolution (approximately 30 minutes). Phospholipid
(Lipoid S-100) was added to this hot solution. Heating was continued at 70-90°C for 30 minutes
until all of the phospholipid was dissolved. The hydroxyethylstarch solution was combined with the
itraconazole/ phospholipid solution. This mixture was heated for another 30 minutes at 80-95°C to
dissolve the mixture.
Addition of Solution A to Tris Buffer: Ninety-four (94) mL of 50 mM
tris(hydroxymethyl)aminomethane buffer was cooled in an ice bath. As the tris solution was being
rapidly stirred, the hot Solution A (see above) was slowly added dropwise (less than 2 cc/minute).
After complete addition, the resulting suspension was sonicated (Cole-Parmer Ultrasonic
Processor - 20,000 Hz, 80% amplitude setting) while still being cooled in the ice bath. A one-inch
solid probe was utilized. Sonication was continued for 5 minutes. The ice bath was removed, the
probe was removed and retuned, and the probe was again immersed in the suspension. The
suspension was sonicated again for another 5 minutes without the ice bath. The sonicator probe was
once again removed and retuned, and after immersion of the probe the sample was sonicated for
another 5 minutes. At this point, the temperature of the suspension had risen to 82°C. The
suspension was quickly cooled again in an ice bath and when it was found to be below room
temperature it was poured into a Type I glass bottle and sealed. Microscopic visualization of the
particles indicated individual particle sizes on the order of one micron or less.
After one year of storage at room temperature, the suspension was reevaluated for particle
size and found to have a mean diameter of approximately 300 nm.
Example 15: Prophetic example of Method A using HES
The present invention contemplates preparing a 1% itraconazole nanosuspension with
hydroxyethylstarch utilizing Method A by following the steps of Example 14 with the exception the
HES would be added to the tris buffer solution instead of to the NMP solution. The aqueous
solution may have to be heated to dissolve the HES.
Example 16: Seeding during Homogenization to Convert a Mixture of Polymorphs to the More
Stable Polymorph
Sample preparation. An itraconazole nanosuspension was prepared by a microprecipitationhomogenization
method as follows. Itraconazole (3g) and Solutol HR (2.25g) were dissolved in
36mL of N-methyl-2-pyrrolidinone (NMP) with low heat and stirring to form a drug concentrate
solution. The solution was cooled to room temperature and filtered through a 0.2 /im nylon filter
under vacuum to remove undissolved drug or particulate matter. The solution was viewed under
polarized light to ensure that no crystalline material was present after filtering. The drug concentrate
solution was then added at 1.0 mL/minute to approximately 264 mL of an aqueous buffer solution
(22 g/L glycerol in 5 mM tris buffer). The aqueous solution was kept at 2-3°C and was continuously
stirred at approximately 400 rpm during the drug concentrate addition. Approximately 100 mL of
the resulting suspension was centrifuged and the solids re-suspended in a pre-filtered solution of
20% NMP in water. This suspension was re-centrifuged and the solids were transferred to a vacuum
oven for overnight drying at 25°C. The resulting solid sample was labeled SMP 2 PRE.
Sample characterization. The sample SMP 2 PRE and a sample of the raw material
itraconazole were analyzed using powder x-ray diffractometry. The measurements were performed
using a Rigaku MiniFlex+ instrument with copper radiation, a step size of 0.02° 20 and scan speed
of 0.25° 20/minute. The resulting powder diffraction patterns are shown in Figure 12. The patterns
show that SMP-2-PRE is significantly different from the raw material, suggesting the presence of a
different polymorph or a pseudopolymorph.
Differential scanning calorimetry (DSC) traces for the samples are shown in Figures 13a and
13b. Both samples were heated at 2°/min to 180°C in hermetically sealed aluminum pans.
The trace for the raw material itraconazole (Figure 13a) shows a sharp endotherm at
approximately 165°C.
The trace for SMP 2 PRE (Figure 13b) exhibits two endotherms at approximately 159°C and
153 C. This result, in combination with the powder x-ray diffraction patterns, suggests that SMP 2
PRE consists of a mixture of polymorphs, and that the predominant form is a polymorph that is less
stable than polymorph present in the raw material.
Further evidence for this conclusion is provided by the DSC trace in Figure 14, which shows
that upon heating SMP 2 PRE through the first transition, then cooling and reheating, the less stable
polymorph melts and recrystallizes to form the more stable polymorph.
Seeding. A suspension was prepared by combining 0.2g of the solid SMP 2 PRE and 0.2g of
raw material itraconazole with distilled water to a final volume of 20 mL (seeded sample). The
suspension was stirred until all the solids were wetted. A second suspension was prepared in the
same manner but without adding the raw material itraconazole (unseeded sample). Both suspensions
were homogenized at approximately 18,000 psi for 30 minutes. Final temperature of the
suspensions after homogenization was approximately 30°C. The suspensions were then centrifuged
and the solids dried for approximately 16 hours at 30°C.
Figure 15 shows the DSC traces of the seeded and unseeded samples. The heating rate for
both samples was 2°/min to 180°C in hermetically sealed aluminum pans. The trace for the
unseeded sample shows two endotherms, indicating that a mixture of polymorphs is still present
after homogenization. The trace for the seeded sample shows that seeding and homogenization
causes the conversion of the solids to the stable polymorph. Therefore, seeding appears to influence
the kinetics of the transition from the less stable to the more stable polymorphic form.
Example 17: Seeding during Precipitation to Preferentially Form a Stable Polymorph
Sample preparation. An itraconazole-NMP drug concentrate was prepared by dissolving
1.67g of itraconazole in lOmL of NMP with stirring and gentle heating. The solution was filtered
twice using 0.2 |im syringe filters. Itraconazole nanosuspensions were then prepared by adding 1.2
mL of the drug concentrate to 20 mL of an aqueous receiving solution at approx. 3 C and stirring at
approx. 500 rpm. A seeded nanosuspension was prepared by using a mixture of approx. 0.02g of
raw material itraconazole in distilled water as the receiving solution. An unseeded nanosuspension
was prepared by using distilled water only as the receiving solution. Both suspensions were
centrifuged, the supernatants decanted, and the solids dried in a vacuum oven at 30 C for
approximately 16 hours.
Sample characterization. Figure 16 shows a comparison of the DSC traces for the solids from
the seeded and unseeded suspensions. The samples were heated at 2°/min to 180°C in hermetically
sealed aluminum pans. The dashed line represents the unseeded sample, which shows two
endotherms, indicating the presence of a polymorphic mixture.
The solid line represents the seeded sample, which shows only one endotherm near the
expected melting temperature of the raw material, indicating that the seed material induced the
exclusive formation of the more stable polymorph.
Example 18: Polymorph control by seeding the drug concentrate
Sample preparation. The solubility of itraconazole in NMP at room temperature
(approximately 22 °C) was experimentally determined to be 0.16 g/mL. A 0.20 g/mL drug
concentrate solution was prepared by dissolving 2.0 g of itraconazole and 0.2 g Poloxamer 188 in 10
mL NMP with heat and stirring. This solution was then allowed to cool to room temperature to
yield a supersaturated solution. A microprecipitation experiment was immediately performed in
which 1.5 mL of the drug concentrate was added to 30 mL of an aqueous solution containing 0.1%
deoxycholate, 2.2% glycerol. The aqueous solution was maintained at ~2 °C and a stir rate of 350
rpm during the addition step. The resulting presuspension was homogenized at -13,000 psi for
approx. 10 minutes at 50 °C. The suspension was then centrifuged, the supernatant decanted, and
the solid crystals dried in a vacuum oven at 30 °C for 135 hours.
The supersaturated drug concentrate was subsequently aged by storing at room temperature
in order to induce crystallization. After 12 days, the drug concentrate was hazy, indicating that
crystal formation had occurred. An itraconazole suspension was prepared from the drag concentrate,
in the same manner as in the first experiment, by adding 1.5 mL to 30 mL of an aqueous solution
containing 0.1% deoxycholate, 2.2% glycerol. The aqueous solution was maintained at ~5 °C and a
stir rate of 350 rpm during the addition step. The resulting presuspension was homogenized at
-13,000 psi for approx. 10 minutes at 50 °C. The suspension was then centrifuged, the supernatant
decanted, and the solid crystals dried in a vacuum oven at 30 °C for 135 hours.
Sample characterization. X-ray powder diffraction analysis was used to determine the
morphology of the dried crystals. The resulting patterns are shown in Figure 17. The crystals from
the first experiment (using fresh drug concentrate) were determined to consist of the more stable
polymorph. In contrast, the crystals from the second experiment (aged drag concentrate) were
predominantly composed of the less stable polymorph, with a small amount of the more stable
polymorph also present Therefore, it is believed that aging induced the formation of crystals of the
less stable polymorph in the drug concentrate, which then acted as seed material during the
microprecipitation and homogenization steps such that the less stable polymorph was preferentially
Figure 15: Comparison of SMP-2-PRE samples after homogenization. Solid line = sample seeded
with raw material itraconazole. Dashed line = unseeded sample. The solid line has been shifted by
Figure 17: Effect of seeding the drug concentrate through aging. Top x-ray diffraction pattern is for
crystals prepared from fresh drug concentrate, and is consistent with the stable polymorph (see
Figure 12, top). Bottom pattern is for crystals prepared from aged (seeded) drug concentrate, and is
consistent with the metastable polymorph (see Figure 12, bottom). The top pattern has been shifted
upward for clarity. (Example 18)
While specific embodiments have been illustrated and described, numerous modifications
come to mind without departing from the spirit of the invention and the scope of protection is only
limited by the scope of the accompanying claims.


WE CLAIM:
1. A method for preparing submicron sized particles of a pharmaceutically-active compound, the solubility of which is greater in a water-miscible first solvent than in a second solvent which is aqueous, the process comprising the steps of:
(iv) dissolving the pharmaceutically-active compound in the water-miscible first solvent to form a solution, the first solvent being selected from the group consisting of N-methyl-2-pyrrolidinone, 2-pyrrolidone, dimethyl sulfoxide, dimethylacetamide, lactic acid, methanol, ethanol, isopropanol, 3-pentanol, n-propanol, glycerol, butylene glycol, ethylene glycol, propylene glycol, mono-and diacylated monoglycerides, dimethyl isosorbide, acetone, dimethylformamide, 1, 4-dioxane, ethyl acetate, propyl acetate, polyethylene glycol, polyethylene glycol esters, polyethylene glycol sorbitans, polyethylene glycol monoalkyl ethers, polypropylene glycol, polypropylene alginate, polypropylene glycol-10 butanediol, polypropylene glycol-10 methyl glucose ether, polypropylene glycol-20 methyl glucose ether, polypropylene glycol-15 stearyl ether, propylene glycol dicaprylate, propylene glycol dicaprate, propylene glycol laurate;
(v) mixing the solution with the second solvent to define a pre-suspension; and
(vi) adding energy to the pre-suspension to form particles having an average effective particle size of less than 2µm, and said adding energy step comprises homogenization counter-current flow homogenization, microfluidization or sonication.
2. The method as claimed in claim 1, wherein the pre-suspension produced
in step (ii) comprises said pharmaceutically-active compound in an amorphous form, in a semicrystalline form or in a supercooled liquid form and having a given average effective particle size; and in step (iii) the pre-suspension is annealed to form pharmaceutically-active compound particles having essentially

the same average effective particle size of the pre-suspension and in a more stable form.
3. The method as claimed in claim 1, wherein said mixing of the solution with the second solvent forms the pre-suspension with particles in a needle¬like friable form.
4. The method as claimed in any of claims 1, 2 or 3, optionally comprising the step of: mixing into the second solvent one or more surface modifiers selected from the group consisting of: anionic surfactants, cationic surfactants, nonionic surfactants and surface active biological modifiers.
5. The method as claimed in any of claims 1, 2 or 3, optionally comprising the step of mixing into the solution one or more surface modifiers selected from the group consisting of anionic surfactants, cationic surfactants, nonionic surfactants and surface active biological modifiers.
6. The method as claimed in claim 4 or 5, wherein the nonionic surfactant is selected from the group consisting of: polyoxyethylene fatty alcohol ethers, polyoxyethylene sorbitan fatty acid esters, polyoxyethylene fatty acid esters, sorbitan esters, glycerol monostearate, polyethylene glycols, polypropylene glycols, cetyl alcohol, cetostearyl alcohol, stearyl alcohol, aryl alkyl polyether alcohols, polyoxyethylene-polyoxypropylene copolymers, polaxamines, methylcellulose, hydroxycellulose, hydroxy propylcellulose, hydroxy propylmethylcellulose, noncrystalline cellulose, polysaccharides, starch, starch derivatives, hydroxyethylstarch, polyvinyl alcohol, and polyvinylpyrrolidone.
7. The method as claimed in claim 4 or 5, wherein the anionic surfactant is selected from the group consisting of: potassium laurate, triethanolamine stearate, sodium lauryl sulfate, sodium dodecylsulfate, alkyl polyoxyethylene sulfates, sodium alginate, dioctyl sodium sulfosuccinate, phosphatidyl glycerol, phosphatidyl inositol, phosphatidylserine, phosphatidic acid and their salts,

glyceryl esters, sodium carboxymethylcellulose, bile acids and their salts, cholic acid, deoxycholic acid, glycocholic acid, taurocholic acid, glycodeoxycholic acid, and calcium carboxymethylcellulose.
8. The method as claimed in claim 4 or 5, wherein the cationic surfactant is selected from the group consisting of quaternary ammonium compounds, benzalkonium chloride, cetyltrimethylammonium bromide, chitosans and lauryldimethylbenzylammonium chloride.
9. The method as claimed in claim 4 or 5, wherein the surface active biological modifiers are selected from the group consisting of: albumin, casein, heparin, hirudin, or other proteins.
10. The method as claimed in claim 4, wherein the first solvent is N-methyl-2- pyrrolidinone.
11. The method as claimed in claim 10, wherein the surface modifier is a copolymer of oxyethylene and oxypropylene.
12. The method as claimed in claim 11, wherein the copolymer of oxyethylene and oxypropylene is a block copolymer.
13. The method as claimed in 4 or 5, wherein at least one of the surface modifiers is a bile acid or a salt thereof.
14. The method as claimed in claim 4 or 5, wherein at least one of the second surface modifiers is selected from deoxycholic acid, glycocholic acid, glycodeoxycholic acid, taurocholic acid and salts of these acids.
15. The method as claimed in claim 4, optionally comprising the step of adding a pH adjusting agent to the second solvent.

16. The method as claimed in claim 15, wherein the pH adjusting agent is selected from the group consisting of sodium hydroxide, hydrochloric acid, tris buffer, citrate buffer, acetate, lactate, and meglumine.
17. The method as claimed in claim 15, wherein the pH adjusting agent is added to the second solvent to bring the pH of the second solvent within the range of from 3 to 11.
18. The method as claimed in claim 1, optionally comprising the step of: mixing a phospholipid into the second solvent.
19. The method as claimed in claim 18, wherein the phospholipid is selected from natural phospholipids and synthetic phospholipids.
20. The method as claimed in claim 18, wherein the phospholipid is selected from the group consisting of phosphatidylcholine, phosphatidylethanolamine, phosphatidylserine, phosphatidylinositol, phosphatidylglycerol, phosphatidic acid, lysophospholipids, egg phospholipid and soybean phospholipid.
21. The method as claimed in claim 2, wherein the adding energy step includes the step of converting the particles of the pre-suspension to a crystalline form as determined by DSC.
22. The method as claimed in claim 2, wherein the particles after the adding energy step have a reduced tendency to aggregate into larger particles when compared to the particles of the pre-suspension.
23. The method as claimed in claim 2, wherein the particles of the pre-suspension have an average effective particle size of from 2 Jim to 50 nm.
24. The method as claimed in claim 2, wherein the particles of the pre-suspension have an average effective particle size of less than 400 nm.

25. The method as claimed in any of claims 1 to 24, wherein said adding energy step comprises homogenization, counter-current flow homogenization or microfluidization.

Documents:

00951-DELNP-2003-Abstract-(25-07-2008).pdf

00951-delnp-2003-abstract.pdf

00951-delnp-2003-assignments.pdf

00951-DELNP-2003-Claims-(01-08-2008).pdf

00951-DELNP-2003-Claims-(25-07-2008).pdf

00951-delnp-2003-claims.pdf

00951-delnp-2003-correspondece-others.pdf

00951-DELNP-2003-Correspondence-Others-(01-08-2008).pdf

00951-DELNP-2003-Correspondence-Others-(25-07-2008).pdf

00951-delnp-2003-description (complete)-01-08-2008.pdf

00951-delnp-2003-description (complete)-25-07-2008.pdf

00951-delnp-2003-description (complete).pdf

00951-DELNP-2003-Drawings-(01-08-2008).pdf

00951-DELNP-2003-Form-1-(25-07-2008).pdf

00951-delnp-2003-form-1.pdf

00951-delnp-2003-form-13-(25-07-2008).pdf

00951-delnp-2003-form-18.pdf

00951-DELNP-2003-Form-2-(25-07-2008).pdf

00951-delnp-2003-form-2.pdf

00951-DELNP-2003-Form-3-(25-07-2008).pdf

00951-delnp-2003-form-3.pdf

00951-DELNP-2003-Form-5-(25-07-2008).pdf

00951-delnp-2003-form-5.pdf

00951-DELNP-2003-GPA-(25-07-2008).pdf

00951-delnp-2003-gpa.pdf

00951-delnp-2003-pct-101.pdf

00951-delnp-2003-pct-210.pdf

00951-delnp-2003-pct-304.pdf

00951-delnp-2003-pct-409.pdf

00951-delnp-2003-pct-416.pdf

00951-DELNP-2003-Petition-137-(25-07-2008).pdf


Patent Number 222254
Indian Patent Application Number 00951/DELNP/2003
PG Journal Number 34/2008
Publication Date 22-Aug-2008
Grant Date 01-Aug-2008
Date of Filing 20-Jun-2003
Name of Patentee BAXTER INTERNATIONAL INC.
Applicant Address ONE BAXTER PARKWAY, DEERFIELD, ILLINOIS, 60015, U.S.A.
Inventors:
# Inventor's Name Inventor's Address
1 JAMES E. KIPP 609 HERMOSA AVENUE, WAUCONDA, IL 60084, USA.
2 JOSEPH CHUNG TAK WONG 36141 N. BRIDLEWOOD AVENUE, GURNEE, IL 60031, USA.
3 MARK J. DOTY 610 KENILWORTH, GRAYSLAKE, IL 60030,USA.
4 CHRISTINE L. REBBECK 525 EAGLE RIDGE LANE, ALGONQUIN, IL 60102, USA.
5 SEAN BRYNJELSEN 4 WALNUT GROVE CT., LAKE-IN-THE-HILLS, IL 60156,USA.
6 JANE WERLING 605 S. HIGHLAND, ARLINGTON HEIGHTS, IL 60005, USA
7 RAJARAM SRIRAM 3014 KNOLWOOD, GLENVIEW, IL 60025, USA.
PCT International Classification Number A61K 9/10
PCT International Application Number PCT/US01/49737
PCT International Filing date 2001-12-20
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 09/874,499 2001-06-05 U.S.A.
2 09/953,979 2001-09-17 U.S.A.
3 60/258,160 2000-12-22 U.S.A.
4 09/874,637 2001-06-05 U.S.A.
5 10/035,821 2001-10-19 U.S.A.