Title of Invention

A SURFACE TREATMENT PROCESS FOR MECHANICAL PARTS

Abstract A surface treatment process for mechanical parts, for conferring on said parts a high resistance to wear and corrosion and a roughness propitious to lubrication, in which process nitriding of said part is followed consecutively by oxidation of said part, characterized in that said nitriding is applied by immersing said part in a molten salt nitriding bath free of sulfur-containing species at a temperature from approximately 500ºC to approximately 700ºC, and in that said oxidation is carried out in an oxidizing aqueous solution at a temperature less than approximately 200ºC.
Full Text FORM 2
THE PATENTS ACT 1970
[39 OF 1970]
COMPLETE SPECIFICATION
[See Section 10| \^>\^ 13
"A SURFACE TREATMENT PROCESS FOR MECHANICAL PARTS%tfBxfeeT




CENTRE STEPHANOIS DE RECHERCHES MECANIQUES
HYDROMECANIQUE ET FROTTEMENT, of Rue Benoit-Fourneyron, Zone Industrielle Sud, 42160 Andrezieux-Boutheon, France,

The following specification particularly describes the nature of the invention and the manner in which it is to be performed:-



The present invention relates to a surface treatment process for mechanical parts.
The present invention relates to a surface
treatment process for mechanical parts subject to wear
and corrosion. The invention relates more particularly to
(a surface treatment process for mechanical parts subject
to wear and corrosion which confers on said parts a high
Iresistance to wear and corrosion and a roughness

ipropitious to lubrication. To be even more precise, the
invention relates to a surface treatment process for
mechanical parts whose lubrication must be precisely
controlled and whose roughness must consequently be
controlled within a narrow range.
The thickness of the oil film on the surface of a

part depends greatly on the roughness of its surface, as

lis .well known in the art: a part that is perfectly polished may not be wetted by the oil whereas, conversely, a very rough part will be covered with a film whose thickness is less than the height of the microreliefs, resulting in a high risk of binding.
Parts that can -advantageously be - treated in accordance with the present invention include piston rods and internal combustion engine valves, for example. With regard to a piston rod, the thickness of the oil film on its surface must be perfectly controlled,-" if it is too thin, the rod-seal contact is no longer lubricated and wear-occurs; if it is too thick, the resulting leakage of lubricant degrades performance. With regard to an internal combustion engine valve, the oil film fulfills lubrication and dynamic sealing functions in the area of contact between the valve stem and the valve guide; a part that is too highly polished will produce a thin oil film and lubrication will be random, whereas high roughness will lead to high oil consumption and loss of engine efficiency.


Many solutions are available to the skilled person when faced with a member that must resist wear and corrosion. Thus it is standard practice to use thick deposits of hard chromium" with microcracks. These
deposits have drawbacks, however. From the technical point of view, the presence of an interface between the steel and the chromium may give rise to dramatic scaling in the intended functions; moreover, in the case of parts that operate intermittently, such as some piston-and-cylinder devices, there is a risk of elimination of the residual film of lubricant by inclement weather and therefore of corrosion. From the economic point of view, the above process necessitates deposition followed by machining, which makes it a costly solution. Finally, from the environmental point of view, chromium-plating is still very widely practiced using baths containing chromium VI, which is a major pollutant.
Another solution that is widely used consists in nitriding the parts and then oxidizing them; these two operations are often followed by a step of impregnating the surface pores with a product further improving corrosion resistance. The above operations are carried out in succession, either in a salt bath, as disclosed in French patent FR-A-2 672 059 OR FR-A-2 679 258 for example, or in a gaseous atmosphere, as disclosed in European patent;021742.6", for example.
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with what is required for the applications to which the invention relates.

This increase in roughness leads the skilled person to add to the above processes one or more phases of more or less extensive polishing, yielding sequences such as
The combined operation of nitriding and oxidation generally imparts a very high resistance to wear and corrosion, but systematically increases the surface roughness of the part, to a degree that is incompatible

nitriding-oxidation-polishing or even nitriding-oxidatioh-polishing-oxidation. Processes of this kind fulfill the lubrication function effectively, but are difficult to apply industrially because they .require a combination of different technologies (thermochemical and mechanical) , which makes them both very costly and of limited application; it is difficult to control the roughness of a part of complex shape by polishing.
Surprisingly, the Applicant has shown that it is ^possible to obtain high wear and corrosion resistance and a roughness propitious to lubrication by carrying out the nitriding and oxidation operations in particular baths.
The objects defined above are met by the present invention, which provides a surface treatment process for mechanical parts, for conferring on said parts a high resistance to wear and corrosion and a roughness propitious to lubrication, in which process nitriding of said part is followed consecutively by oxidation of said part, characterized in that said nitriding is applied by immersing said part in a molten salt nitriding bath free of sulfur-containing species at a temperature from approximately 5 00°C to approximately 700°C, and in that said oxidation is carried out in an oxidizing aqueous solution at a temperature less than approximately 200°C.
According to the present invention there is provided a surface treatment process for mechanical parts, for conferring on said parts a high resistance to wear and corrosion and a roughness propitious to lubrication, wherein process nitriding of said part is followed consecutively by oxidation of said part, characterised in that said nitriding is applied by immersing said part in a molten salt nitriding bath free of sulfur-containing species at a temperature from 500°C to 700°C, and in that said oxidation is carried out in an oxidizing aqueous solution at a temperature less than approximately 200°C.
To conform to the invention, the process must also conform to a consecutive association of nitriding and oxidation, which two operations are carried out in the liquid phase under the conditions specified above.
However, it is not a question of consecutive association of a particular nitriding process and a particular oxidation process, but rather of an inseparable combination of nitriding and oxidation processes because, in the process according to the invention, there is a very high level of interaction between them.

The two steps of the process, namely the nitriding step and the oxidation step, must conform to the following conditions:
(1) The first step (the nitriding operation) must
be executed in a molten bath free of sulfur-containing
species.
The temperature of the bath is from approximately 500°C to approximately 700°C, for example from approximately 590°C to approximately 650°C.
The bath advantageously includes alkaline carbonates and cyanates and has the following composition:
Li+ = 0.2 - 10 wt%
Na+ =10-30 wt%
K+ = 10 - 30 wt%
C032" = 25-45 wt%
CNCT = 10-40 wt%
CN~ For example, the molten salt nitriding bath
contains the following ions: *
Li+ = 2.8 - 4.2 wt%
Na+ = 16.0 - 19.0 wt%
K+ = 20.0 - 23.0 wt%
C032- = 38.0 - 43.0 wt%
CNCf = 12.0 - 17 .0 wt% with a quantity of CN" ions of not more than 0.5 wt%.
Agitation by compressed air is advantageously provided.
The time of immersion of the parts is advantageously at least approximately 10 minutes; it can be extended up to several hours, depending on what is required. The time of immersion of the parts is usually from about 3 0 minutes to about 60 minutes.
(2) The second step (the oxidation operation),
after nitriding, must be carried out at a temperature


less than approximately 2 00°C. The temperature of the oxidation bath is preferably from approximately 110°C to approximately 160°C. The temperature of the oxidation bath is even more preferably from approximately 125°C to approximately 135°C.
The composition of the bath is advantageously as follows:
OH" = 10.0 - 22 wt%
N03~ = 1.8 - 11.8 wt%
N02" = 0-5.3 wt%
S2032~ = 0.1 - 1.9 wt%
CI" = 0 - 1.0 wt%
Na+ = 1.0 - 3 8 wt% For example, the oxidizing aqueous solution contains the following ions:
OH" = 17 - 18.5 wt%
N03" = 4.0 - 5.5 wt%
N02" = 1.0 - 2.5 wt%
CI" = 0.25 - 0.35 wt%
Na+ =25-29 wt%
For example, the oxidizing aqueous solution further
contains 0.6 to 1.0 wt% of thiosulfate ions S2032~.
The time of immersion of the parts in the oxidation bath is advantageously from approximately 5 minutes to approximately 45 minutes.
It is noteworthy that, after being nitrided and then oxidized in accordance with the invention, the parts treated can then undergo an impregnation operation as effectively as in the prior art. Although the final roughness is much lower, the affinity of the layer for impregnation products is at least as high. This surprising fact has as yet to be explained scientifically.
The invention also provides a part treated by the above process, in which said process has caused surface


modifications. A part/ according to the invention is characterized in that its roughness Ra has a value less than approximately 0. 5 pirn and in that its surface is free
The invention is described next in more detail by means of the following non-limiting examples. Example 1
Parallelepiped-shaped samples with dimensions of 30 x 18 x 8 mm and 3 5 mm diameter rings, both of non-alloy steel containing 0.35% carbon and having an initial roughness Rmax = 0.6 μm, were treated first in a nitriding salt bath containing 19 wt% of cyanate ions, 37 wt% of carbonate ions and 3.5 wt% of lithium ions, the remainder consisting of sodium and potassium ions. The parts were immersed for 40 minutes at 630°C.
On leaving the bath, the parts were cooled in a tank of water and then washed before being immersed for 15 minutes in oxidizing brine at 135°C consisting of 85 kg of the following mixture of salts (see table I) per 75 liters of water:
Table I

OH- 18 wt%
N02- 2 wt%
N03- 5 wt%
S2032- 1 wt%
CI- 0.3 wt%
Na+ 27 wt%
The parts were then washed in water at 80°C and then neutralized in a solution based on soluble oil at 40°C before they were dried.
The samples were characterized by measuring their roughness and by friction tests.
The measured roughness of the parts treated as


above is set out in table II, where it is compared to those obtained with the standard methods Nl, N2, Oxl and 0x2, Nl corresponding to nitriding in accordance with FR 72 05 498, N2 to nitriding in accordance with (TFl), 0x1 to oxidation according to FR 93 09814 and 0x2 to oxidation according to FR 76 07858. The morphological parameters of the roughness patterns used to qualify the surface states are denoted Ra (length arithmetic mean) and R (depth arithmetic mean).
Table II

BEFORE TREATMENT AFTER TREATMENT
TREATMENT R (Hm) Ra
(|im) R (|0m) Ra
N2+Ox2 UNPOLISHED 0.25 58 2.3 62

POLISHED 0.25 58 0.9 54
N3+Ox3 UNPOLISHED 0.25 58 2.5 66

POLISHED 0.25 58 0.9 56
Nl+0x3: treatment according to the invention 0.25 58 0.85 52
Note that the process according to the invention obtains a roughness equivalent to that of the conventional methods followed by polishing
For the friction tests, the ring was pressed against the large face of the plate with a load regularly increased from an initial value of 5 daN and at a constant sliding speed of 0.55 m/s. The rubbing surface of the plate was oiled before the test. The results are set out in table III.


Table III

Treatment Duration of test (min) Cumulative
wear of two
parts {\im) Coefficient of friction
N2+Ox2 Without polishing 30 30 0.4

After polishing 60 12 0.25
N3+Ox3 Without polishing 30 34 0.43

After polishing 50 20 0.3
Nl+Oxl: treatment according to the invention 60 10 0.2
Example 2
Cylinders of high-alloy steel containing 0.45% carbon, 9% chromium and 3% silicon were treated in a nitriding bath having exactly the same composition as that of example 1.
The parts were immersed for 3 0 minutes in the bath maintained at a temperature of 590°C and then quenched in cold water. After washing them, they were oxidized in the brine described in example 1 for 10 minutes at 13 0°C and then washed again with hot water.
With this type of steel, the roughness obtained with the standard carbonitriding + oxidation or sulfo-carbonitriding + oxidation processes is relatively high because of the poor quality of the surface layers obtained (very porous layers and poorly adherent oxide powder) . For example, the value of Rz is usually of the order of 10 pm and it is often necessary to carry out a polishing operation, or even microshotblasting, to reduce the roughness Rz to the vicinity of 2 μm.
The samples treated under the conditions defined for this example had a roughness Rz from 2 to 2 .5 [im


without requiring any polishing or microshotblasting.
Note: Rz is the average roughness depth as per French standard NF ISO 4287 of 1997, corrected 1998. Example 3
Tests were carried out to show the degree to which the process according to the invention constitutes an inseparable combination. Cylindrical samples of non-alloy steel containing 0.3 5 wt% carbon were treated by associating various nitriding methods with the usual oxidation methods, including that cited in examples 1 and 2.
The nitriding step was carried out either according to FR 72 05498 at 570°C in a salt bath consisting of 3 7 wt% of cyanate ions and 17 wt% of carbonate ions, the remainder being alkaline K+, Na+ and Li+ cations, with additionally 10 to 15 ppm of S2- ions, or under the same conditions as those for example 1.
The oxidation step was carried out either in accordance with FR 9309814 at 475°C in a salt bath based on 13.1 wt% of carbonate ions, 3 6.5 wt% of nitrate ions, 11.3 wt% of hydroxide ions and 0.1 wt% of bichromate ions, the remainder consisting of alkaline K+, Na+ and Li + cations, or under the conditions described for examples 1 and 2 .
The roughness results obtained are set out in table IV below; the initial roughness Ra for all the samples was 0 .3 (im.


Table IV

TREATMENT ROUGHNESS AFTER TREATMENT
R (|im) Ra (Mm)
N2 570°C + 0x2 475°C 2.3 62
N2 570°C + 0x1 130°C 2.6 66
Nl 630°C + 0x2 475°C 2.4 63
Nl 570°C + 0x1 130°C 0.9 54
Nl 630°C + 0x1 130°C according to the invention 0.85 52
Nl 570°C + Oxl 110°C 0.9 55
Nl 590°C + Oxl 150°C according to the invention 0.85 51


We Claim:-
1. A surface treatment process for mechanical parts, for conferring on said
parts a high resistance to wear and corrosion and a roughness propitious to
lubrication, in which process nitriding of said part is followed consecutively
by oxidation of said part, said nitriding is applied by immersing said part in
a molten salt nitriding bath free of sulfur-containing species at a
temperature from approximately 500°C. to approximately 700°C, and said
oxidation is carried out in an oxidizing aqueous solution at a temperature
less than approximately 200°C, wherein said nitriding bath contains the
following ions:
Li+ = 2.8 - 4.2 wt%;
Na+ =16.0- 19.0 wt%;
K+ = 20.0 - 23.0 wt%;
CO32- = 38.0 - 43.0 wt%;
CNO= 12.0- 17.0 wt%
with a quantity of CN- ions not greater than 0.5 wt%.
2. A process as claimed in claim 1, wherein the mechanical part is immersed in the nitriding bath for at least 10 minutes.
3. A process as claimed in claim 2, wherein the mechanical part is immersed in the nitriding bath for from 30 minutes to 60 minutes.
4. A process as claimed in any of claims 1 to 3, wherein the nitriding bath is agitated with compressed air.
5. A process as claimed in any of claims 1 to 4, wherein the oxidizing aqueous solution contains the following ions:
OH- = 10.0 - 22.0 wt% N03-=1.8- 11.8 wt% N02- = 0-5.3 wt% Cl- = 0-1.0wt% Na+= 1.0-38wt%

A process as claimed in claim 5, wherein the oxidizing aqueous solution
contains the following ions:
OH- = 17 - 18.5 wt%
NO3-=4.0-5.5wt%
N02-= 1.0-2.5wt%
CI- = 0.25 - 0.35 wt%
Na+ = 25-29 wt%
A process as claimed in any of claims 1 to 6, wherein the oxidizing aqueous solution contains 0.1 to 1.9 wt% of thiosulfate ions S2O32".
A process as claimed in claim 7, wherein the oxidizing aqueous solution contains 0.6 to 1.0 wt% of thiosulfate ions S2O32-.
A process as claimed in any of claims 1 to 8, wherein the nitriding is carried out at a temperature from 590°C to 650°C.
A process as claimed in any of claims 1 to 9, wherein the oxidation is carried but at a temeprature from 110°C to 160°C.
A process as claimed in claim 10, wherein the oxidation is carried out at a temperature from 125°C to 135°C.
A process as claimed in any of claims 1 to 11, wherein the part is immersed in the oxidizing bath for from 5 minutes to 45 minutes.
A part treated by a process as claimed in any of claims 1 to 12, in which said process has caused surface modifications, characterised in that its roughness Ra has a value less than 0.5 jam and in that its surface is free of "tables".

Documents:

744-mum-2001-assignment(22-11-2004).pdf

744-mum-2001-cancelled pages(22-11-2004).pdf

744-mum-2001-claims(granted)-(22-11-2004).doc

744-mum-2001-claims(granted)-(22-11-2004).pdf

744-mum-2001-correspondence(31-07-2007).pdf

744-mum-2001-correspondence(ipo)-(23-01-2004).pdf

744-mum-2001-form 1(02-08-2001).pdf

744-mum-2001-form 1(03-08-2007).pdf

744-mum-2001-form 13(03-08-2007).pdf

744-mum-2001-form 19(24-10-2003).pdf

744-mum-2001-form 2(granted)-(22-11-2004).doc

744-mum-2001-form 2(granted)-(22-11-2004).pdf

744-mum-2001-form 3(22-11-2004).pdf

744-mum-2001-form 5(02-08-2001).pdf

744-mum-2001-petition under rule 137(19-01-2005).pdf

744-mum-2001-petition under rule 137(22-11-2004).pdf

744-mum-2001-petition under rule 138(22-11-2004).pdf

744-mum-2001-power of authority(21-01-2005).pdf

744-mum-2001-power of authority(30-11-2001).pdf


Patent Number 214045
Indian Patent Application Number 744/MUM/2001
PG Journal Number 13/2008
Publication Date 28-Mar-2008
Grant Date 24-Jan-2008
Date of Filing 02-Aug-2001
Name of Patentee CENTRE STEPHANOIS DE RECHERCHES MECANIQUES HYDROMECANIQUE ET FROTTEMENT
Applicant Address RUE BENOIT-FOURNEYRON, ZONE INDUSTRIELLE SUD, 42160 ANDREZIEUX-BOUTHEON,
Inventors:
# Inventor's Name Inventor's Address
1 STEPHAN TEIL 11, RYE LIONEL TERRAY, 69600 OULLINS,
2 STEPHANE CHOMER LOT "COLLINE DES PINS", 69610 AVEIZE,
PCT International Classification Number C09K 13/00
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 00/10633 2000-08-14 France