Title of Invention

PRODUCTION OF CARRAGEENAN AND CARRAGEENAN PRODUCTS

Abstract The methods of the present invention prepare carrageenan products from processed seaweed material having a solids content of less than 25% by weight solids using shear stress treatment. The carrageenan products comprise at least about 60% by weight of carrageenen and at least about 2% by weight of acid insoluble material. The carrageenan products of the present invention are useful as components in food products, such as dairy products meats, and dessert gels as well as non-food products, such as, toothpast formulations, conmetics, paints, films and delivery capsules.
Full Text FORM 2
THE PATENTS ACT 1970
[39 OF 1970]
COMPLETE SPECIFICATION
[See Section 10; rule 13]
"PRODUCTION OF CARRAGEENAN AND CARRAGEENAN PRODUCTS"
FMC CORPORATION, of 1735 Market Street, Philadelphia, Pennsylvania 19103, United States of America,
The following specification particularly describes the nature of the invention and the manner in which it is to be performed:-

DELATED APPLICATIONS
This application is a continuation-in-part of U.S. application Serial No. 09/798,012, filed March 2,2001, entitled "Production of Carrageenan and Carrageenan Products."
FIELD OF THE INVENTION
The present invention is directed to carrageenan products, methods of preparing such carrageenan products, and to formulations containing carrageenan products according o the present invention.
BACKGROUND OF THE INVENTION
Carrageenan is a complex mixture of sulfated polysaccharides comprising linear Polymers of 1,3 bound a-D-galactose units and 1,4 bound a-D-galactose units with the General formula:

vherein A and B represent galactose residues derived from two different groups.
Carrageenan is extracted from red seaweeds and constitutes the principal structure of the seaweed. It is located within the cell wall and intracellular matrix of the plant issue. The carrageenan content of commercially harvested seaweeds is generally between i0% and 80% based on the seaweed dry weight.

Processed seaweed can be obtained by treatment of the seaweed with a base, followed by neutralization, if needed Base modification of the crude seaweed is optional and can be performed with a base such as NaOH, KOH, or Ca(OH)2 in the presence of a salt such as NaCl, or KCl. Subsequent aqueous rinses of the modified seaweed can contain salt. As used herein, the term "salt" refers to the reaction product obtained when a metal displaces a hydrogen atom of an acid. In the present invention, the salt may be used in the form of an aqueous solution. If a salt is to be used in the rinses, it is preferable to use the same salt as was used in the base modification procedure. Use of a sodium salt, instead of a potassium salt, typically affords a final, shear-stressed product having improved water solubility.
The carrageenan-containing seaweed feed material obtained prior to shear stress treatment is dried, or is either semi-dried or wet and has a solids content of less than 25%. As used herein, the term "solids content" is the difference between the total weight and the weight of the moisture or water content in the seaweed material mixture. The water content of the seaweed material prior to extrusion includes water that may be bound to the seaweed material (as water of hydration), or water that has been added to the seaweed material.
In some instances, such as, for example, where the carrageenan-containing seaweed feed material is obtained dry, it is typically necessary to add water to the dried seaweed material to reconstitute it before extrusion.
It has been observed that when a feedstream of seaweed material has a solids content of 25% or higher, shear stress treatment typically results in an unacceptable darkening of the material. The color of a carrageenan product is typically very important to an end user. End users who prepare products for human consumption, for example, typically select SRC products that are no darker than off-white, with cheaper, more deeply-colored products often finding their way into products in which color is not such a concern.
While not fully understood, the differences that are observed with respect to feedstreams having more than 25% solids may be due to the effect that the water has on the heat generated by the shear stress to which the feedstreams are exposed. Water tends

The present invention further includes foods and other products containing a carrageenan product or products produced by the foregoing methods. The carrageenan product preferably comprises at least about 60% by weight of carrageenan and at least about 2% by weight of acid insoluble material. For such carrageenan products produced from Eucheuma cottonii, the onset of hydration can be as low as below about 50°C. For such carrageenan products produced from Eucheuma spinosum, the onset of hydration can be as low as below about 30°C.
Other products include toothpaste formulations comprising abinder, ahumectant, an abrasive, and water, wherein the binder is a carrageenan product according to the present invention. It is preferred that the concentration of the binder be from about 0.5 to about 1.5% by weight of the toothpaste formulation.
The present invention further includes methods of making articles containing one or more carrageenan products produced by the methods of the invention. In one embodiment, a solution comprising the carrageenan-containing product of the invention is heated and at least a portion of the heated solution is then subjected to conditions effective to transform it into a barrier material. Films can be formed, for example, by casting the solution on a cooled rotating drum. Optionally, the carrageenan-containing film can be fed through a series of rollers to counter rotating dies which form, cut, and fill capsules of various sizes.
BRIEF DESCRIPTION OF THE ACCOMPAYING DRAWINGS
Figure 1 is a graph showing changes in the Brabender profile with varying levels of feed moisture content.
DETAILED DESCRIPTION OF THE INVENTION
The present invention is directed to processes for preparing carrageenan-containing products from processed seaweed using shear stress. Representative seaweed species include those from the Eucheuma, Gigartina, Chondrus, and Irideae families. Preferred species include Eucheuma spinosum, Eucheuma cottonii, and Gigartina radula.

SUMMARY OF THE INVENTION
The present invention provides methods for preparing a carrageenan product comprising the steps of providing a carrageenan-containing seaweed material having a seaweed solids content of less than 25% by weight, and subjecting this seaweed material to shear stress treatment. The carrageenan-containing seaweed material optionally is treated with base prior to extrusion.
In one embodiment, the can^eenan-containing seaweedmaterial is prepared by a process comprising the steps of washing the seaweed with water to produce washed seaweed; rinsing the seaweed with water to form rinsed seaweed; and washing the rinsed seaweed with water or an aqueous solution to form the carrageenan-containing seaweed material.
In another embodiment, the methods of the present invention comprise washing the seaweed with water; treating the seaweed with a base at a temperature of about 25°C to about 65°C to form base-modified seaweed; rinsing the base-modified seaweed with water; washing this base-modified seaweed with an aqueous solution of a salt; rinsing this base-modified seaweed with water to form processed seaweed, wherein the processed seaweed comprises less than 25% solids; extruding this processed seaweed to form extruded seaweed; and drying the extruded seaweed to form a carrageenan product.
In yet another embodiment, the concentration of the aqueous salt solution is less than about 40%. It is preferred that the concentration of the aqueous salt solution be less than about 15%. It is more preferred that the concentration of the aqueous salt solution be between about 2% and about 15%.
The present invention also includes carrageenan products that preferably comprise at least about 60% by weight of carrageenan and at least about 2% by weight of acid insoluble material, and have an onset of hydration below about 50°C. In a preferred embodiment, the carrageenan product is derived from Euchetima spinosum, or any other species containing iota-carrageenan. In another preferred embodiment, the carrageenan product further comprises about 2% to about 15% by weight of a salt. A preferred salt is sodium chloride.

to dissipate heat created during the extrusion away from the seaweed material, decreasing the extent to which the heat is available to caramelize sugars in the feedstock, thereby darkening the final product. Thus, where there is more water to dissipate heat, lighter products are produced.
Color changes that occur during shear stress treatment can be monitored with the human eye or with a suitable measurement device. In accordance with preferred embodiments of the present invention ,the, amount of color development that occurs during shear stress treatment will correspond to less than about 4.0 L* units as measured using a Macbeth ColorEye 3000 colorimeter and dry powders having a particle size characterized in that at least 99% of the powder passes through a 100 mesh screen.
To maintain the uniformity of the color and appearance of the carrageenan products and formulations containing such products, the carrageenan-containing seaweed material should be fed into the extruder as a relatively dilute feedstream. Such a dilute feedstream typically leads to a final product with improved aesthetics (believed to be a result of optimal hydration of the carrageenan contained in the seaweed). Moreover, water typically does not have to be removed from the carrageenan containing seaweed product prior to feeding it into the extruder, which leads to a cost-effective process for the preparation of a carrageenan product as the seaweed is more efficiently sheared under such conditions. Wet processed seaweed can be in the form of chips, preferably about 2 cm to 5 cm.
Extrusion is a convenient method of shear stress treatment. Extrusion equipment with various designs can be used for extrusion of wet processed seaweed. Examples of extruders include, but are not limited to, twin-screw extruders such as the Clextral Model BC45 (Clextral, Inc., Tampa, Florida) and Werner-Pfliederer Model ZSK-30 (Werner-Pfliederer Corp., Ramsey, New Jersey). Selection of the appropriate equipment and extrusion conditions will be apparent to those skilled in the art in view of the examples described below.
In one embodiment of the present invention, a Clextral Model BC45 twin screw extruder is used. This extruder has eight barrels, each barrel having an internal diameter of 50 mm and a length of 200 mm. The screws are 1600 mm long, having a center-to-

center distance of 45 mm. Wet processed seaweed can be fed into the open top of the first barrel by a loss-in-weight twin screw feeder. Additional water may be pumped into the first barrel to adjust the solids content. The remaining barrels are equipped with induction heating coils and water circulation for temperature control. A venting option to allow the escape of steam may also be provided, preferably on the seventh barrel.
In another embodiment of the present invention, the carrageenan-containing feed material is fed into a single screw extruder that is connected to a twin screw extruder. The single screw extruder can be, for example, a Wenger Model X-85 and the twin screw extruder can be, for example, a Wenger Model TX-57 (both commercially available from Wenger Manufacturing, Inc., Sabetha, Kansas). Typically, the outlet of the single screw extruder is connected to the inlet of the twin screw extruder by, for example, an insulated, flexible pipe.
While not intending to be limiting, it is believed that in extrusion systems in which a single screw extruder feeds into a twin screw extruder, the heat generated by the single screw extruder thermally prepares the carrageenan-containing seaweed material for higher shear stress in the twin screw extruder. This heat is believed to pre-hydrate, or begin to solubilize, the carrageenan in the seaweed feed material. Other means to generate this heat can be used to thermally prepare the carrageenan-containing seaweed material, such as, for example, high-shear and/or high solids mixers.
The solids content of wet processed seaweed fed into the extruder typically is less than 25% by weight. The solids content of the processed seaweed can, for example, be about 24%. In one embodiment, the carrageenan-containing seaweed material or processed seaweed comprises about 23% solids. In another embodiment, the processed seaweed comprises about 22% solids. In a further embodiment, the processed seaweed comprises about 21% solids. In yet a further embodiment, the processed seaweed comprises about 20% solids. In a still further embodiment, the processed seaweed comprises about 18% solids. In another embodiment, the processed seaweed comprises about 16% solids. In a preferred embodiment, the solids content of the carrageenan-containing seaweed material is between about 10% and about 20% by weight. In a more

preferred embodiment, the solids content of the carrageenan-containing seaweed material is between about 13% and about 17% by weight.
The extruder screw profile is designed to provide a level of shear that is sufficient to disrupt the cellulose structure of the seaweed. A typical screw comprises five high shearing sections made up of conveying elements, mixing blocks, and reverse elements for three of the high shear sections. Conveying elements transport the processed seaweed material along the extruder. Reverse elements increase the residence time in the mixing blocks where some shearing occurs. The first, second and seventh barrels contain only conveying elements. A screw cap secures a die plate to the extruder exit leaving a relatively small air gap. The air gap may be adjusted to achieve sufficient back pressure for adequate shearing. For example, with the Clextral Model BC45, an air gap of 1.75 mm is used. Here, the die plate contains three holes, each being 6 mm in diameter.
To provide adequate shearing, a screw speed of at least about 200 rpm is needed. It is preferred that the screw speeds be at least about 500 rpm, more preferably, at least about 600 rpm.
Extrusion temperatures can be adjusted to achieve optimal and efficient extrusion. Elevated extrusion temperatures can assist in disrupting the seaweed structure, thereby liberating carrageenan from the structural components of the seaweed. A suitable extrusion temperature is at least about 90°C, and preferably about 120°C.
Preferably, the conditions inside the extruder are such that a phenomenon called "steam explosion" occurs. Steam explosion is the rapid discharge of material from the extruder die as a result of steam pressure inside the extruder. Specifically, by operating the extruder at a sufficiently high temperature and pressure, steam becomes pressurized in the extruder and, as a result, the carrageenan-ontaining seaweed material is rapidly discharged to atmospheric pressure through the extruder"s exit die. It is believed that the trapped steam inside the extruded material expands at the die"s orifice and results in a change in the morphology of the exiting material. Typically, the exiting material changes from solid strands to finely divided, highly expanded, open structured granules. Such granules have an increased surface arearelative to granules formed in the absence of steam explosion.

There are several advantages to operating the extruder under conditions that promote steam explosion. One such advantage is that the increased surface area of the granular carrageenan-containing seaweed material allows the product to cool faster. Hot products often stick to each other, whereas cool products typically do not. Thus, material handling is improved when the product has an increased surface area. The increased surface area of the "steam exploded" granules also allows the granules to dry faster and to hydrate faster.
In other embodiments of the invention, the carrageenan-containing seaweed feed material may be either admixed or co-processed with hydrocolloids and/or other additives to enhance functionality and/or to improve economics by lowering cost or expanding applications. For example, if the carrageenan product is intended for use in toothpaste, the carrageenan-containing feed material (e.g., processed seaweed or washed seaweed) may be admixed or co-processed with a food grade cellulosic such as cellulose, microcrystalline cellulose (MCC) and/or chemically modified cellulose such as carboxymethyl cellulose (CMC), methyl cellulose (MC), hydroxyethyl cellulose (HEC), hydroxylpropyl cellulose (HPC) and hydroxypropyl methylcellulose (HPMC), and with humectants, buffers, surfactants, emulsifiers, sequestrants, other bleaching or color agents, odor control agents and the like. Similarly, processed Euchema cottonii, processed Euchema spinosum, and Euchema wet seaweed feed materials may be either admixed or co-processed with one or more of (i) such cellulose, MCC and/or chemically modified celluloses; (ii) other seaweed extracts such as furcellaran, agar and alginates including their salts and/or chemically modified derivatives, e.g., propylene glycol alginate; (iii) natural gums and gum exudates, such as gum arabic and gum karaya, polymannans such as locust bean gum, guar and konjac , and plant extracts such as pectins and amidated pectins; (iv) biosynthetic gums such as xanthan, gellan and dextran; (v) proteins such as gelatin and chitin; (vi) synthetic hydrocolloids such as polyvinylpyrrolidone (PVP), carboxyvinyl polymers (e.g., Carbopol products), methylvinyl ether/maleic anhydride polymers (e.g., Gantrez AN products) and ethylene oxide polymers (e.g., Polyox products); (vii) starches, modified starches, dextrins, dextrose, sugars, surfactants, emulsifiers and salts; and/or other additives such as, for example, microreticulated

proteins, microcrystalline starch, and the like. The additives may be selected to provide enhanced functionality including dispersion, hydration, solubility and other properties desired in the carrageenan-containing products of the invention and in food and other products for which the carrageenan-containing products are intended. Such additives, functionality and properties are known, as described, for example, in U. S. Patent No. 5,502,179 at column 5, line 21 et seq. The additives may be introduced before, during, or after the shearing operation or to the carrageenan-containing product resulting from the shearing. The additives may also be co-processed with the carrageenan-containing seaweed feed material prior to or as part of the shearing operation, or may be coprocessed with the carrageenan-containing product resulting from the shearing. "Co-processing" or similar term, as used herein, means the formation of composites as contrasted with simple admixture or blending, as described, for example, in US patent 5,441,753 at col. 5, line 32 et seq.
The throughput rate of wet processed seaweed can be varied. For example, when employing a Clextral Model BC45 having an air gap of 1.75 mm, the throughput rate of the wet processed seaweed is typically from about 40 pounds per hour up to about 200 pounds per hour. Generally, for a particular extruder, residence time of processed seaweed in the extruder decreases as the throughput rate increases. For example, for the Clextral extruder, a throughput rate of about 80 pounds of wet processed seaweed per hour results in a residence time of about 50 seconds. Solubility of extruded processed seaweed is generally better at lower throughput rates, presumably because of the greater residence time of processed seaweed in the extruder. Greater residence time allows for more shearing in the mixing blocks. Accordingly, improved solubility of wet processed seaweed can be obtained at higher throughput rates if the residence time is also increased. Increased residence time can be achieved by increasing the extruder length or increasing the number of reverse elements. Also, at high throughput rates, the barrels are fuller, which further enhances shearing in the mixing blocks.
Cold solubility temperature of extruded processed seaweed from Eucheuma spinosum is affected by the salt content of the product. Generally, for lower temperature solubility, a preferred salt is NaCl. An effective salt concentration is typically less than

about 25% by weight, preferably less than about 15% by weight. More preferably, the salt concentration is between about 2% and 15% by weight. The desired salt concentration may be obtained by rinsing the processed seaweed material with water or a brine solution prior to extrusion. Processed seaweed material from Eucheuma spinosum seaweed, having a salt concentration of about 25%, typically has a maximum swelling temperature of about 92°C. Depending upon the extrusion conditions and the salt concentration employed in the methods of the present invention, the maximum swelling temperature may be lowered to about 10"C to about 70°C. For example, extrusion of processed Eucheuma spinosum seaweed material having a sodium chloride concentration of about 10% lowers the maximum swelling temperature to about 25°C.
The carrageenan products of the present invention comprise carrageenan and acid insoluble material, and preferably have an onset of hydration below about 50°C. The carrageenan products of the present invention preferably comprise at least 70% by weight carrageenan and at least 2% acid insoluble material. In one embodiment of the present invention, the onset of hydration is below 35°C. In a further embodiment, the onset of hydration is below 25°C. In a preferred embodiment, the carrageenan product of the present invention is derived from Eucheuma spinosum, which affords iota carrageenan. The acid insoluble material comprises structural components of the seaweed, predominantly cellulosic material.
The carrageenan products of the present invention typically contain up to about 20% by weight water, preferably about 10% by weight. In a preferred embodiment, the carrageenan products further comprise about 2% to about 20% by weight of salt, preferably sodium chloride. It is more preferred that the carrageenan product comprise about 2% to about 5% salt.
It is preferred that the carrageenanproducts of the present invention have a particle size in the range of about 50 microns to about 200 microns. The desired particle size depends upon the particular application. For example, some applications, such as meats, require a very fine particle size such that the carrageenan products can fit through an injection needle, hence, a product having an average particle size on the low end of this range is typically employed. In other applications, such as, for example, toothpaste, the

particle size of the carrageenan product is less important and, hence, a product having an average particle size on the high end of this range is typically employed.
The onset of hydration of a carrageenan product according to the present invention is determined by measuring the viscosity of its aqueous solution, preferably with a Brabender viscometer. As measured by a Brabender viscometer, the onset of hydration is the point at which one observes a change in slope of a curve plotting the viscosity of the solution as a function of time and temperature. To measure the onset of hydration by employing a Brabender viscometer, a test solution is prepared. The test solution preferably consists of the carrageenan product in water such as by mixing 10.0 g of the product in 490.0 g of deionized water. The cup speed on the Brabender viscometer is set at 75 rpm. More preferably, the test solutions consist of formulations representative of the particular product application intended for the carrageenan product. For example, the following formulations can be used:
Sorbitol/glycerin toothpaste elixir - 8.0 g sample, 2.0 g sodium saccharin, 2.5 g tetrasodium pyrophosphate, 11.0 g sodium monophosphate, 170.0 g sorbitol, 100.0 g glycerin, 220.0 g deionized water.
Glycerin toothpaste elixir - 8.8 g sample, 2.2 g sodium saccharin, 2.8 g tetrasodium pyrophosphate, 8.4 g sodium monophosphate, 242.0 g glycerin, 236.0 g deionized water.
Meat brine -7.5 g sample, 7.5 g sodium tripolyphosphate, 33.8 g dextrose, 22.5 g sodium chloride, 429.0 g deionized water.
Soft scrub elixir - 4.9 g sample, 1.2 g terra alba, 12.2 g propylene glycol, 482.0 g deionized water.
Once the test solution is prepared, the Brabender viscometer performs a temperature profile to determine onset of hydration. Preferred temperature profiles for the above formulations are as follows:

Hold Heating at 1.5°C/min. Hold Cooling at 1.5°C/min. Hold
°C min.
°C min.
°C min.
2% in water 25 60 25 to 82 82 15
Sorbitol/glycerin elixir 25 15 25 to 65 65 15 65 to 25 25 15
Glycerin elixir 25 15 25 to 71 71 15 71 to 25 25 15
Meat brine 45 to 71 71 15 71 to 25
Soft scrub elixir 25 60
Note: All Brabender viscometer profiles were performed at 75 rpm.
The carrageenan products of the present invention exhibit enhanced gel-forming properties. For example, when a 2% solution of an SRC prepared according to the methods of the present invention is heated to about 50°C and allowed to gel thereafter, the break strength of the gel is about 100 to about 250 g. By comparison, a 2% solution of processed seaweed heated to 50°C does not form a gel and, when heated to 72°C, forms only a weak gel having a break strength of about 90 g. In comparison, a 2% solution of a carrageenan product prepared in a Clextral extruder at 120oC, at a throughput of 80 pounds per hour and having a salt concentration of about 10% NaCl, heated to 50°C, forms a gel having a break strength of about 150 g.
The carrageenan products of the present invention are further directed to a multiplicity of applications. Such applications include products made for human consumption such as, for example, meats, salad dressings, sauces, dairy products such as, for example, cream, milk, ice cream, and nutritional and pharmaceutical capsules, as well as non-food industrial products such as, for example, toothpastes, cosmetics, paints, oil drilling fluids, and airplane de-icing fluids. It has been found that in any one of these product applications, a final product can be prepared wherein pure carrageenan extract has been extensively replaced with a carrageenan product according to the present invention.
For example, the carrageenan products of the present invention may be used as a binder in toothpaste formulations. Toothpaste formulations of the present invention comprises a binder, a humectant, an abrasive, and water, wherein the binder is the carrageenan product. It is preferred that the binder be in a concentration of less than

about 1.5% by weight of the toothpaste formulation.
In addition, the carrageenan products according to the invention can be used (either alone or with other components such as fillers, plasticizers and/or binders) to form films and other types of barriers. A barrier according to the invention is a material that separates two or more substances of interest to, for example, control and/or limit the extent to which they interact. Examples of barriers according to the invention include films, capsules and beads such as, for example, gel microbeads and the like.
Catrageenan-containing films according to the invention can be formed by depositing one or more carrageenan-containing layers upon a substrate. Such films can, for example, be in the form of a sheet or web, and can be applied or affixed to the substrate concurrently or sequentially. Carageenan-containing capsules, as well as other types of barriers according to the invention, can be used to surround and protect various substances such as nutritionals, antioxidants, preservatives, and the like. As will be recognized, carrageenan-containing barrier materials according to the invention can be disposed upon or under a variety of other types of materials to form a multilayer structure.
Carrageenan capsules according to the invention can be either hard or soft gel capsules and can also be used to deliver finished dosage forms of active ingredients such as, for example, pharmaceutical compounds for ingestion or topical application. Such capsules also can be used to deliver component(s) in a process at a critical phase of manufacturing the final product. Examples of the types of soft-gel capsules that can be made with the carrageenan products produced according to the invention can be found in U.S. Patent No. 6,214,376 and International Publication No. WO 01/03677 Al, both of which are herein incorporated by reference. When the carrageenan products of the invention are used in hard gel capsule applications, the texture of the carrageenan-containing capsule wall can be controlled, as recognized by those skilled in the art, through component selection. Gel beads used to deliver component(s) in manufacturing processes such as, for example, to immobilize enzymes for use in non-

aqueous enzymatic reactions, are described in U.S. Patent Nos. 6,268,191 and 5,662,840, both of which are herein incorporated by reference.
Carrageenans produced in accordance with the present invention can be used in a variety of manufacturing processes to form delivery systems such as, for example, the carrageenan-containing capsules and gel beads described above. Such delivery systems can be made, for example, by joining previously-manufactured, flexible, carrageenan-containing strips, by casting a uniform carrageenan-containing coating around liquid component (dual nozzle method), or by spraying a carrageenan-containing system as a liquid and then initiating film/wall formation. Numerous other methods for capsule/film/barrier formation known to those skilled in the art are included in the scope of the present invention.
Barriers according to the invention can incorporate colorants, flavorants, and volatile compounds suitable for use in flavor delivery, masking, or neutralization. Such additional substances typically are included to modify the overall presentation of the dosage form to the user. Ratios of the additional substances to the carrageenan products of the present invention can also be used to control/modify the structural integrity, properties, and functions of the finished film, barrier, capsule, bead, or caplet. For example, variable dissolution rates can be achieved which, in turn, can allow timed delivery of the various components. Examples of additional substances that can be used to modify the carrageenan structure are: starches (native, modified and/or of controlled reduced molecular weight, microcrystalline, and the like), polyols, hydrocolloids, proteins (native, polypeptides, amino acids, enzymes, and combinations, thereof), cellulosic materials of various sources, sizes and microcrystallinity, sugars (mono - and polymerized), and the like.
The following examples illustrate the present invention and are not intended to limit the same. In this specification and claims, all parts and percentages are by weight, all temperatures are in degrees Celsius, and all pressures are in mm Hg, unless otherwise specified.

EXAMPLES Comparative Examples 1-3: Effects of Feedstock Extrusion Versus % Moisture
Materials: The primary raw material used in Examples 1-3 was wet, alkali modified cottonii seaweed. The material was made to food grade standards including (1) removing plastic ties from the weed prior to processing and (2) bleaching the weed to remove color. Two batches of raw materials having different moisture contents were obtained, one batch had about 85% moisture, while the other batch had about 77% moisture. Furthermore, washed, chopped and dried cottonii having a moisture content of about 27% was also used. Processes according to the present invention were performed using feedstocks having about 86%, about 79% and about 74% moisture content, obtained by blending these three cottonii materials. A small ribbon blender (estimated at approximately 8-10 ft3 capacity) was used to prepare the feedstocks by combining the three cottonii raw materials and additional water as required. Materials were blended for 10-15 minutes to equilibrate.
Extrusion system: The extrusion system employed was as follows:
Feeder/feedrate - AccuRate brand device commercially available from AccuRate,
Whitewater, WI, calibrated to 54 kg/hr using 77% moisture material;
Single screw extruder - Wenger X-20 operating at 500 rpm, exit temperature at 95-
100°C;
Twin screw extruder - Wenger TX-52 operating at 454 rpm, exit temperature at
120-180°C; Twin screw exit die plate - single 4 mm diameter hole;
Twin screw exit pressure manually adjusted with die throttle valve to maintain
maximum exit pressure and barrel fill (retention time).

Example 1 Extrusion of High Moisture Content Feedstock
Processing: Extruder conditions were stable and exit conditions at the TX-52 were easy to maintain.
Moisture content: Final measurements of percentage moisture in the feedstocks were determined by employing either a moisture balance such as, for example, a Denver Instruments IR200 or a Mettler LJ16 or air oven methods. A typical air oven method is to dry a sample at about 60 °C overnight and determine the % moisture by a simple calculation based on the differences of the wet and dry materials. A slight difference was observed between these two methods. As seen in the table below, since the difference and standard deviation are small, all subsequent discussions will be based on the Average data.
Feedstock %moisture content
Feed IRZ00 60° oven Average Std. Dev.
A 86.11 86.42 86.27 0.22
Brabender hydration profiles: Product hydration rate for the feedstock having a moisture content of about 86% was determined in a Brabender Viscograph E using the specific test method detailed in US patent 5,502,179 at, for example, column 4, lines 17-23. The results are shown in Figure 1. There was no significant change in the temperatures of either hydration peak as a function of feedstock. Maximum viscosity of 148-160 BU was observed with feedstock having about 86% moisture content (Figure 1).
Brabender hydration peaks
Feed %moisture lrt peak °C BU 2nd peak °C BU
A 86.27 64 160 80 148

BU = maximum attained viscosity in Brabender Units
Example 2 Low Moisture Content Feedstock
Processing: Testing was performed to compare the results obtained using feedstocks with moisture contents lower than those used in accordance with the present invention. No significant processing differences between the three Cottonii feedstocks was observed. Extruder conditions were stable and exit conditions at the TX-52 were easy to maintain for all three products. The lower moisture feedstocks produced drier products at the exit. Exit temperatures at the twin screw increased with the lower moisture feedstocks.
Moisture content: final measurements of % moisture in the feedstocks showed a slight difference between the IR200 and the air oven method. As the difference and standard deviation are small, all subsequent discussions will be based on the Average data.
Feedstock %moisture content

Feed IR200 60° oven Average Std. Dev.
B 78.85 79.60 79.23 0.53
C 73,58 74.47 74.03 0.63
Brabender hydration profiles: Product hydration rates for feedstocks having moisture contents of 79% and 74% were determined in a Brabender Viscograph E using the specific test method detailed in US patent 5,502,179 at, for example, column 4, lines 17-23. No significant difference in hydration behavior was apparent. There was no significant change in the temperatures of either hydration peak as a function of feedstock. However, a decrease in maximum viscosity with a decrease in feedstock moisture indicated a loss of viscosity due to the high shearing effect of the process of the invention. While the maximum viscosity observed with feedstock having about 86% moisture content was 148-160 BU, the maximum viscosity observed with a lower

feedstock moisture content of about 79% and about 74% was 102-104 BU and 52-68 BU, respectively (Figure 1). This loss of functionality indicates the process of the present invention is configured to best handle feedstocks with greater than 80% moisture content.
Brabender hydration peaks

Feed %moisture lst peak
°C BU 2nd peak °C BU
B 79.23 63 102 82 104
C 74.03 61 68 80 52
BU = maximum attained viscosity in Brabender Units
Example 3 Effect of Feedstock Moisture Content on Color
The color of the powder was measured using a Macbeth ColorEye 3000 colorimeter on material that was ground to 99.5% through 100 mesh (150 micron). Powder color is reported in L* units; the lower the L*, the darker the powder. Typical product specifications have L* greater than 74-75. A significant change in product powder color was observed as a function of feedstock moisture content. A substantial darkening of product color was observed upon decreasing the moisture content of the feedstock from about 85% to about 80%. As seen from the table below, a feedstock moisture content of about 86% afforded a product having L* (powder color) of 79.5. Powder color is an aesthetic quality that is important to customer acceptance of carrageenan products that are used in food products; lighter colored products are preferred. A change of 1H-2 L* units is readily noticeable by an untrained eye. Knowledgeable end users can detect an even smaller change in L*.

| Feed | %MC | Powder color, L*
Product Feed A
A 86.27 79.520 83.294 3.774
B 79.23 74.647 78.550 3.903
C 74.03 73.184 79.655 5.625
Example 4
An alkali-dipped Chondrus feedstock was also used to test the effect of a high shear extrusion system on a different seaweed. This Chondrus material was made by (1) washing the weed in fresh water; (2) chopping the weed to the desired size; (3) drying in a 60°C air oven; and (4) adjusting the moisture content to about 30% by spraying with a 0.2N NaOH solution. The moisture content of the Chondrus feedstock was adjusted to about 29.9% (measured) with water. Measured moisture content before adjustment (as shipped) was 22%. The material was too large to umformly feed through the AccuRate so a Fitz mill was used to chop the material to about 1/4-1/2 pieces. A small ribbon blender (estimated at approximately 8-10 ft? capacity) was used to prepare the feedstocks. Materials were blended for 10-15 minutes to equilibrate. This Chondrus material had a moisture content of about 29.94% (Actual % moisture). Actual % moisture was measured using a Denver Instruments IR200 moisture balance setat l50°C.
Extrusion system: the extrusion system employed was as follows:
Feeder/feedrate - AccuRate brand device commercially available from AccuRate,
Whitewater, WI, calibrated to 54 kg/hr using 77% moisture material; • Single screw extruder - Wenger X-20 operating at 500 rpm, exit temperature at 95-
100°C;
Twin screw extruder - Wenger TX-52 operating at 454 rpm, exit temperature at
120-180°C;
Twin screw exit die plate - single 4 mm diameter hole;
Twin screw exit pressure manually adjusted with die throttle valve to maintain

an alkali or alkaline earth metal hydroxide such as, for example, NaOH, Ca(OH)2, or KOH. This high temperature aqueous base modification leads to the formation of 3,6-anhydro linkages in the galactose units of the carrageenan polysaccharide. After base modification, the hot extract is filtered to remove insoluble material such as cellulose, hemicellulose and other particulates, and acid is added to adjust the pH to 9 or lower. The filtrate can then be concentrated to about 4% carrageenan for further processing. Optional procedural steps after extraction may include centrifugation and bleaching. Pure carrageenan is typically obtained by precipitation of the extract from the aqueous solution with KC1 or an alcohol such as isopropanol.
Preparation of pure carrageenan by extraction on a commercial scale is expensive because of viscosity and gelling properties that limit the rate at which such carrageenan products can be processed. After the extraction step, a hot aqueous stream can typically only contain low concentrations of carrageenan, typically up to about 4%. At higher concentrations of carrageenan, the aqueous stream becomes too viscous to be processed efficiently. Therefore, a relatively low proportion of carrageenan is obtained per unit volume of the aqueous process stream.
There has been an ongoing search for more cost-effective methods of preparing semi-refined carrageenan and other products as lower cost replacements for conventional carrageenan. Semi-refined carrageenan (SRC) products are those in which few or none of the structural components of the seaweed, principally cellulose, have been removed. During the preparation of SRC, a salt such as KC1 or NaCl typically is added during base modification along with the base. The presence of sufficient amounts of salt prevents disintegration of the seaweed structure and inhibits extraction of carrageenan from the seaweed. An alcohol, such as isopropanol, can also be used to inhibit extraction during the high temperature base modification step. Following the base modification step, with the seaweed structure still intact, the processed seaweedmixture is typically dried to afford SRC. When the seaweed is a member of the Eucheuma family, the SRC obtained is known as processed Eucheuma seaweed (PES).
U.S. Patent 5,502,179 is directed to processes wherein the seaweed starting (feed) material is mixed with a base and a solvent in which carrageenan is insoluble. This base-

Cairageenan finds wide applicability as a food ingredient and is functional in foods such as dairy products, water dessert gels, meat products, confections, beverages, dressings and other such products. Cairageenan is also used in non-food products such as cosmetics, toothpaste, and other personal care products. The molecular weight of commercial carrageenan products is typically from about 100,000 to 1,000,000 Daltons. Carrageenans have the unique ability to form an almost infinite variety of gels at room temperature, with a variety of gelling and melting points. These gels require no refrigeration, and can be made stable through repeated freeze-thaw cycles. Carrageenan solutions can thicken, suspend, and stabilize particulates, colloidal dispersions and water/oil emulsions. The solutions shear thin, which allows them to be pumped easily. Also, the solutions rapidly rebuild viscosity and suspending power on standing. Depending upon the food application, carrageenan present in a few percent by weight or less provides gelling, thickening, and binding, and also helps in imparting appropriate texture to the food product. Owing to these qualities, carrageenan is particularly desirable as a fat replacement in low fat foods.
Carrageenan is generally soluble in warm water, in which it forms viscous solutions. It is insoluble in most organic solvents, and typically forms complexes with proteins. The major types of carrageenan are designated as kappa, iota, lambda, nu and mu. These are differentiatedbased on the nature of the repeating galactose units contained in the carrageenan. The polymer chains in carrageenan can be cleaved by hydrolytic depolymerization upon treatment with an acid, or by oxidative depolymerization upon treatment with hydrogen peroxide. Upon cleavage of the polymer chains, carrageenan products having optimum gelling properties and viscosity can be obtained.
In a typical process for making pure carrageenan, crude seaweed is first washed with cold water to remove sand and other particulates that may be present after the seaweed has been harvested. Carrageenan typically does not swell during the cold wash, primarily because carrageenan in seaweed is associated with the structural components of the seaweed, generally cellulose. Depending on the seaweed species, following the cold wash a hot water extraction procedure is typically performed in which the extracted carrageenan is treated with aqueous base at high temperature. Generally, the base used is

treated mixture is washed with an aqueous solution and then subjected to shear stress treatment (such as an extrusion process or by means of a shear mixer). The shear stress treatment is said to be performed on seaweed material having a solids content of at least 25%, at a temperature between 100°C and 175°C, for about 10 to 200 seconds. The carrageenan material resulting from the shear stress treatment may be dried and subjected to comminution, grinding or milling to obtain a powder with a particle size in the range of 0.05 to 0.5mm.
Conventional carrageenans typically have some advantages relative to SRC obtained from the same seaweed. One such advantage is that they typically begin to hydrate, i.e., they begin to swell and solubilize, at a lower temperatures than does SRC. For example, conventional iota carrageenan obtained from Eucheuma spinosum will hydrate, swell, and solubilize at room temperature. PES derived from Eucheuma spinosum, however, does not hydrate, swell andsolubilize until first heated to above about 60°C. Another such advantage is that because SRC contains cellulosic and other materials which are absent in conventional carrageenan, gels formed from SRC have reduced clarity relative to pure carrageenan gels. Therefore, utility of SRC products has been limited to those applications where the food product is not required to be clear and can be readily prepared at the high temperatures required for hydration and solubility of carrageenan to occur. For many applications, however, it is desirable to have an SRC which provides gelling without the need for such high temperatures. It is also important that SRC have acceptable color and appearance suitable for use in products made for human consumption such as, for example, cream, ice cream, other dairy products, and beverages, as well as non-food products such as, for example, cosmetics, tooth paste, and other personal care products.
Therefore, there is a need in the art for a low cost processes for producing carrageenan products with improved hydration characteristics while maintaining acceptable color and appearance suitable for use in food products.

maximum exit pressure and barrel fill (retention time).
Processing: The screw elements of the X-20 in the carrageenan extraction process are configured for maximum shear and, therefore, were not able to convey the high solids level Chondrus through the extruder. A very dense, solid plug of material formed near the end of the X-20 and stopped all flow. This plug showed evidence of charring from the thermomechanical energy input from the extruder and from autocatalytic acid hydrolysis from carrageenan decomposition. The single screw extruder was bypassed and the feed was fed directly to the TX-52. Although the twin screw extruder was able to convey the feed, product exiting the machine was charred (with exit temperature up to 180°C). Both screw speed and barrel temperature were reduced to 170 RPM and 100-130°C, respectively, and with cooling water on the last barrel) to minimize charring. It was, however, suspected that the extrusion conditions were still too severe to completely prevent any carrageenan degradation.
Brabender hydration profiles: Brabender hydration profiles confirmed that the carrageenan contained in the Chondrus was destroyed during extrusion. Although the Chondrus feedstock showed development of a typical Brabender viscosity peak, the extruded Chondrus showed a complete lack of viscosity. No further testing was performed.
These results illustrate that the process of the invention is a high shear process suitable only for feedstocks with high moisture content. A model of the process suggests that a high moisture level contributes to (1) a lower feed density; (2) partial hydration of the carrageenan in the single screw extruder; (3) increased lubrication at the screw-feed interface; (4) increased thermal energy absorption; and (5) temperature conditions that mmimize carrageenan degradation. It appears that all of these factors are required to successfully operate the process.
As demonstrated in Examples 1-3, the Cottonii products extruded under constant process conditions from feedstocks containing between 75-85% moisture were generally very similar. However, there were two important functionality differences.

First, significant loss in product viscosity occurs as the moisture content of the feedstock drops below 80%. A lower product viscosity is generally unacceptable for a SRC that is used as a thickening agent. Next, significant darkening of product powder color occurs as the moisture content of the feedstock drops below 80%. A darker powder color is unacceptable for SRC that is used in food products whose color must be maintained almost colorless or white.
Furthermore, high solids feedstocks, such as the 30% moisture Chondrus, are not generally suitable for the processes of the invention. The high shear extrusion conditions were too severe in the absence of adequate lubrication by the water in the feed. In low moisture feedstocks, the carrageenan in the weed is completely degraded in the process.
Example 5 Extrusion of Base-Treated Eucheuma cottonii Feedstock Using a Single and Twin Screw Extruder:
Starting Material:
1. Modify Eucheuma cottonii feedstock through a standard PES process and drain.
2. Wash the modified Eucheuma cottonii feedstock in cold water for 30 minutes and drain. Repeat.
3. Bleach for 30 minutes in 0.17% Ca(OCl)2 and drain.
4. Wash in cold water for 30 minutes and drain.
Moisture content of the starting material was 86-87%. KCl content was 0.5-3.0%. The cottonii was chopped to 1/2" pieces before bleaching.
Pre-pasting: The chopped cottonii was metered into a Wenger X-85 single screw extruder using an Accu-rate feeder. Temperature in the single screw was controlled to target a material exit temperature of 95°C by steam circulating through eight individual heads. Processed cottonii was heated and mixed in the single screw to breakdown

seaweed structure until paste was smooth. The seaweed was then conveyed to a twin screw extruder through a 1.5" diameter pipe engineered to achieve a closed system transfer.
Extrusion: After pre-pasting, processed cottonii material was fed into an 8 barrel Wenger TX-57 co-rotating, intermeshing, twin screw extruder. The high shear screw configuration used for this sample is proprietary to Wenger. Temperature control was separated into 5 zones. The last four barrel zones were heated with steam.
Extrusion exit: A valve just before the 4mm, 1 hole die at twin screw exit controlled backpressure to ensure steam explosion of extruded processed cottonii material out of the machine. The extruded cottonii resembled fine breadcrumbs as it exited the extruder.
Samples: As sample exited the extruder it was transferred to a collection bin by a pneumatic conveyor. This tumbled and cooled product to prevent it from sticking together. It was then dried in a Wenger Series VII 3-stage belt dryer.
Process settings and readings
Accu-rate feeder Feed rate 147kg/hr
Single screw Exit temp. 95°C
Screw speed 600rpm
Residence time 1 minute
Motor load 22% full load
Twin screw Barrel temp zones (°C) 46,125,129,
Exit temp. 116°C
Screw speed 605rpm

Exit rate Residence time Motor load

147kg/hr 1.5 minutes 6% full load

Testing: Dried sample was ground to at least 95% through 100 mesh for testing. Table 1 shows general quality testing of the extruded cottonii compared to the starting material to show that no carrageenan degradation occurred during extrusion. Table 2 shows solubility improvements of the extruded cottonii over the starting material during a 2% in water Brabender profile. Table 3 shows solubility improvements of the extruded cottonii over the starting material in a meat brine elixir Brabender profile.

Table 1 General Quality testing
Test Processed PES cottonii st. mat. Extruded PES cottonii
Moisture content (%) 86-87 85.96
Viscosity (cP) 85 91
pH 9.00 - 9.60 9.03
KC1 (%) 0.5-3.0 2.80
Mesh (% through 100: mesh) 90 - 100 >95
Table 2 Brabender Analysis-Solubility Testing - 2% in water

Processed PES cottonii st. mat. Extruded PES cottonii
Begin swell: C 68 48
BU 2 3

1st peak C no peak
BU no peak
2nd peak C 77
BU 12
End 82 °C hold BU 8

52 89 65 35 29

Table 3 Brabender Analysis - Solubility Testing - Meat Brine Elixir

Processed PES cottonii st mat.
Begin swell: C 71
BU 19
1st peak C no peak
BU no peak
2nd peak(71°C) BU 35
End 71oC hold BU 35

Extruded PES cottonii 66 2
68 19 17 15

Example 6 Extrusion of Base-Treated Eucheuma cottonii Feedstock Using a Twin Screw Extruder
Starting material: Processed cottonii starting material was prepared by putting Eucheuma cottonii seaweed though a standard PES process, chopping PES cottonii to 54 inch chips, drying, and then grinding to 100 mesh.
Extrusion: Powdered processed cottonii was fed from a hopper into a 12 barrel Wemer-Pfleiderer ZSK-30 co-rotating, intermeshing, twin screw extruder. Total length L/D ratio was 37. Water was sprayed into the feed section along with the Processed cottonii to create a mixture at 80% moisture. The high shear screw

configuration used for this sample is proprietary to Wemer-Pfleiderer. Heating and cooling were controlled in barrels 4 thru 10 with electric heating and water cooling. Extrusion exit: No die plate was put onto screw exit. Material exited with the appearance of elastic, ground, uniform bits. Samples: Sample was spread into pans to cool, then dried overnight in a 60°C oven.
Process settings and readings:
Feeder Feed rate 9kg/hr
Twin screw Barrel temps. (°C)
Exit temp. Screw speed Exit rate
25, 82, 90, 90, 89, 89,90, 90,
90, 90 90°C 500rpm 9kg/hr
Testing: Dried sample was ground to 91% through 100 mesh for testing. Table 4 shows general quality testing of the extruded Processed cottonii compared to the starting material, to show that no carrageenan degradation occurred during extrusion. Table 5 shows solubility improvements of the extruded Processed cottonii over the starting material during a 2% in water Brabender profile.
Table 4 General Quality Testing
Test Processed PES cottonii starting material Extruded PES
cottonii
Moisture content (%) 6 not measured
Viscosity (cP) 160 55
101 gel (gms breakforce) 491 435
KC1(%) 1.5 1.4
Mesh (% thru 100M) 90-100 91

Table 5 Brabender Analysis - Solubility Testing - 2% in Water
Processed PES cottonii Extruded PES cottonii
starting material
Begin swell: C 59 56
BU 12 12
1st peak: C no peak 59
BU no peak 24
2nd peak: C 78 75
BU 60 28
At 82°C: BU 59 Example 7 27
Extrusion of Base-Treated Eucheuma spinosum Feedstock Using Single and Twin
Screw Extruders
Starting material: PES spinosum starting material was prepared by putting Eucheuma spinosum seaweed through the following process:
1. Soak seaweed in 25% NaCl for 1 hour and drain.
2. Modify in 7.9% NaCl, 2.86% NaOH for 2 hours at 45°C and drain.
3. Wash in 9% NaCl for 30 minutes and drain.
4. Bleach in 0.25% NaOCl for 30 minutes and drain
5. Wash in 6% "NaCl for 30 minutes and drain.
6. Wash in cold water and drain.
Moisture content of the PES spinosum starting material was 78-82%. NaCl content was 11-15%. The spinosum was chopped to 1/2 pieces before bleaching.

Pre-pasting: The chopped PES spinosum was metered from an Accu-rate feeder into a Wenger X-85 single screw extruder. Temperature in the single screw was controlled to target a material exit temperature of 100°C by steam circulating through eight individual heads and by steam injection. PES spinosum was heated and mixed in the single screw to breakdown seaweed structure and paste until relatively smooth. Material was then conveyed to a twin screw extruder through a 1.5" diameter pipe engineered to achieve a closed system transfer.
Extrusion: As PES spinosum paste exited from the single screw, it was fed into an 8 barrel Wenger TX-57 co-rotating, mtermeshing, twin screw extruder. The high shear screw configuration used for this sample is proprietary to Wenger. Temperature control was separated into 5 zones. The last 4 zones were heated with steam.
Extrusion exit: A valve just before the 4mm, 1 hole die at twin screw exit controlled backpressure to ensure steam explosion of the extruded PES spinosum material out of the machine. Extruded spinosum exited as fine breadcrumbs.
Sample: As sample exited the extruder it was transferred to a collection bin by a pneumatic conveyor. This tumbled and cooled product to prevent it from sticking together. It was then dried in a Wenger Series VII 3-stage belt dryer.
Process settings and readings:
Accu-rate feeder Feed rate 144kg/hr
Single screw Exit temp. 100°C
Screw speed 600rpm
Motor load 17% full load

Twin screw

Barrel temp zones (°C) 48,124,128,138,136

Exit temp. 107°C
Screw speed 600rpm
Exit rate 144kg/hr
Motor load 5% full load
Testing: Dried sample was ground to at least 95% through 100 mesh for testing. Table 6 shows general quality testing of the extruded PES spinosum compared to the starting material, to show that no carrageenan degradation occurred during extrusion. Table 7 shows solubility improvements of the extruded PES spinosum over the starting material during a 2% in water Brabender profile.

Table 6 General Quality testing
Test
Moisture content (%) Processed PES spinosum st. mat. 78-82 Extruded PES
spinosum
81
Viscosity (cP) 30 38
pH 8.30 - 8.90 8.73
NaCl(%) 11-15 11.72
Mesh (% through 1001 mesh) 90 - 100 >95
Table 7 Brabender Analysis - Solubility Testing - 2% in water
Processed PES spinosum st. mat. Extruded PES
Hold at 25°C: spinosum
Start BU no peak 184
End BU no peak 177

Heating peak: C 65
BU 26
End 82 °C hold BU 26
no peak
no peak
26
Example 8 Extrusion of Washed. Non-Base-Treated Eucheuma spinosum Feedstock Using Single and Twin Screw Extrnders
Starting material: Washed spinosum starting material was prepared from Eucheuma spinosum seaweed in the following manner:
1. Soak in cold water for 30 minutes and drain.
2. Soak in cold 1.5% NaCl and drain.
3. Press out excess water in a Wilmes press.
Moisture content of washed spinosum starting material was 85-86%. NaCl content was
8%. The washed spinosum was chopped to 1/2 pieces.
Pre-pastine: The chopped, washed spinosum was metered from an Accu-rate feeder
into a Wenger X-20 single screw extruder. Temperature in the single screw was
controlled to target a material exit temperature of 95°C by steam circulating through
eight individual heads, Washed spinosum was heated and mixed in the single screw to
breakdown seaweed structure and partially paste. Pre-pasted, washed spinosum was
relatively smooth, but had some remaining weed bits. Material was then conveyed to a
twin screw extruder through a 1.5" diameter insulated pipe.
Extrusion: As washed spinosum paste exited from the single screw, it was fed into an 8
barrel Wenger TX-52 co-rotating, intermeshing, twin screw extruder. The high shear
screw configuration used for this sample is proprietary to Wenger. Extruder barrels 4
through 6 were heated with circulating hot oil and steam was injected into barrels 3 and
4.
Extrusion exit A valve just before the 4mm, 3 hole die at twin screw extruder exit
controlled backpressure to ensure steam explosion of extruded, washed spinosum
material out of the machine. Extruded, washed spinosum exits as a mixture of wet
granules and viscous paste.

Samples: Care was used in collecting extruded, washed spinosum material to ensure that sample did not stick together. Sample was spread into pans to cool, before being dried overnight in a 60°C oven.

Process settings and readings:
Accu-rate feeder Feed rate

33kg/hr


Single screw Exit temp. 96°C
Screw speed lOOrpm
Motor load 11% full load
Twin screw Barrel temps. (°C) 73,73,95,119,119,120,120,120
Exit temp. 135°C
Screw speed 472rpm
Exit rate 33kg/hr
Motor load 9 % full load
Testing: Dried sampl e was ground to 91% through 100 mesh for testing. Table 8
shows general quality testing of the extruded, washed spinosum compared to the starting material, to show that no carrageenan degradation occurred during extrusion. Table 9 shows improved solubility of the extruded, washed spinosum over the starting material in 65°C, sorbitol/glycerin toothpaste elixir Brabender profile. Table 10 shows solubility improvements of the extruded, washed spinosum over the starting material in 71 °C, glycerin toothpaste elixir Brabender profile.

Table 8 General Quality Testing
Test Washed spinosum starting material Extruded washed spinosum
Moisture content 85-86 85.9
Viscosity (cP) 50-60 41
pH 7.5-8.5 7.8
NaCl (%) 6-10 6.2
Mesh (% thru 100M) 90-100 91
Table 9 Brabender Analysis - Solubility Testing - 65°C Sorbitol/Glycerin
Toothpaste Elixir

Washed spinosum starting material Extruded washed spinosum
Begin swell: C 62 44
BU 30 45
End 65C hold: BU 44 122
Cooled: C 25 25
BU 540 850

Table 10 Brabender Analysis - Solubility Testing - 71°C Glycerin Toothpaste Elixir
Washed spinosum Extruded washed spinosum
starting material
Begin swell: C
BU
End 71C hold: BU
Cooled: C
BU
66 37
23 40
81 89
26 37
695 651

Example 9 Extrusion of Base-Treated Eucheuma spinosum Feedstock Using a Twin Screw Extruder
Starting material: PES spinosum starting material was prepared by putting Eucheuma spinosum seaweed though the following process:
1. Modify in 1.0M NaOH, 3.1M NaCl for 6 hours at 45°C and drain.
2, Follow modification with two cold, 30-minute 5% NaCl rinses. 3.
Neutralize pH in the first rinse.
4. This sample was given an additional 30-minute cold water soak at the trial before extruding. Moisture content of PES spinosum starting material was 83%. The PES spinosum was chopped to l/2" pieces.
Extrusion: The chopped PES spinosum was metered from a volumetric feeder into a 9 barrel Clextral BC-45 co-rotating, intermeshing, twin screw extruder. The high shear screw configuration used for this sample is proprietary to Clextral. Heating and cooling were controlled on the last eight barrels by induction coils and cooling water. Extrusion exit: Exit temperature was measured just before a 3mm, 3 hole cooling die plate. Extruded PES spinosum exited as opaque, sticky, spreadable strands. Samples: Sample was belt conveyed for approximately 15 seconds to cool before collecting in pans. The sticky material tended to clump together even when cool, so it had to be manually broken into smaller bits before drying overnight in a 60°C oven.
Process settings and readings:
Volumetric feeder Feed rate 54kg/hr
Twin screw Barrel temps. (°C) 25,128,189,175,140,142,
Exit temp. Screw speed Exit rate Residence time
124,99,19
81°C
550rpm
54kg/hr
2.0 minutes

Motor loaa

11 amps

Testing: Dried sample was ground to 94% through 100 mesh for testing. Table 11 shows general quality testing of the extruded PES spinosum compared to the starting material, to show that no carrageenan degradation occurred during extrusion. Table 12 shows solubility improvements of the extruded PES spinosum over the starting material during a 2% in water Brabender profile.
Table 11 General Quality Testing
Test PES spinosum starting material Extruded PES spinosum
Moisture content (%) 83.0 82.5
Viscosity (cP) 28 32
pH 9.90 9.10
NaCl (%) not measured 7.47
Mesh (% thru 100M) 90-100 97
Table 12 Brabender Analysis - Solubility Testing - 2% in Water

PES spinosum starting material Extruded PES spinosum
Hold at 25°C
Start BU 8 35
End BU 9 122
1st peak: C 30 30
BU 9 65
2ttd peak: C 60 60
BU 27 27
End 82°C hold: BU 59 13

Examples 10 and 11
Examples 10 and 11 demonstrate the applicability of the carrageenan products of the present invention as an ingredient in toothpaste formulations. Specifically, toothpaste formulations of the present invention are evaluated for efficacy of the carrageenan product as a carrageenan binder in the toothpaste. The efficacy of a carrageenan binder in a toothpaste formulation is determined by measuring the strength, stability, and texture of the toothpaste formulation. A traditional method for measuring toothpaste strength, stability, and texture is by using a Cuban rating system wherein the toothpaste strands are squeezed over a Cuban rack. Ability of the strands to stay suspended between bars with numbered size increments determines the 1 to 12 rating given to the toothpaste. Measurements are typically taken over a period of 9 weeks. More particularly, measurements are taken after 1 day, 1 week, 3 weeks, 6 weeks, and 9 weeks at storage temperatures of about 25°C and 50°C, to determine toothpaste strength, stability, texture and degree of "heat shock." Heat shock is defined as a change (increase of decrease) in the strength of the toothpaste upon storage at 50"C. A change of more than 3 Cuban ratings is considered undesirable. A disadvantage of the Cuban test is that the toothpaste must be prepared and the measurements be taken over a period of 9 weeks to make a quality determination for a particular carrageenan sample.
The toothpaste formulations according to the present invention are examined for carrageenan solubility using a Brabender Viscograph test wherein a toothpaste "elixir" is used to examine carrageenan solubility in the presence of other toothpaste ingredients. The toothpaste "elixir" formula contains ingredients in the same ratios as that of atypical toothpaste formulation, except that the "elixir" lacks the bulking agent, the foaming agent and the flavor oil. Brabender temperature profiles typically focus on conditions for carrageenan solubility. It was determined that the Brabender toothpaste "elixir" test was an excellent predictor of the performance of the carrageenan product of the present invention in a toothpaste formulation. The advantage of the Brabender test used in the present invention, relative to the traditional Cuban rating system, is that

the Brabender test decreases the time required to make functional quality determinations from 9 weeks to a few hours.
In the following examples, toothpaste "elixirs" were analyzed using Brabender viscographs to examine carrageenan solubility in the presence of toothpaste ingredients. The toothpaste elixir formula contained ingredients in the same ratios as that of a typical toothpaste system except that the bulking agent, the foaming agent and the flavor oil were absent in the elixir formula Brabender temperature profiles typically focus on conditions for carrageenan solubility in order to understand the solubility potential for carrageenan under the application-specific process conditions. The Brabender toothpaste elixir formula and temperature profiles developed for use in the work discussed here were designed to track solubility of carrageenan products in toothpaste systems focusing on toothpaste process conditions.
Example 10 Toothpaste Elixir
In this case, toothpaste elixir testing was done at process temperatures of both 65°C and 71°C.
Toothpaste Cuban ratings measure strength of prepared toothpaste. Degree of heat shock is determined by the change in toothpaste strength after storage at 50°C for three days. The Brabender toothpaste elixir test contributes additional information regarding the process of making the toothpaste: when solubility takes place (at what time and temperature), whether hydration is complete, viscosity contribution during processing, and viscosity contribution to the final product.
Tables 13 and 14 compare the slope and viscosity of the toothpaste elixir solubility curve during the hold at elevated temperature to the Cuban rating changes during storage of actual toothpaste.
Table 13 compares washed spinosum, extruded washed spinosum, and a toothpaste extract blend at a process temperature of 65°C. The positive slope during the 65°C hold for all three samples suggests that none of them are fully solubilized. Comparison of washed spinosum to extruded washed spinosum shows a small

difference in slope between the two, but a significant improvement in the Cuban ratings for the extruded and washed spinosum, indicating improvement from extrusion. Comparison of the extruded and washed spinosum to the toothpaste extract blend shows similar toothpaste Cuban ratings for 1 day, 25°C, even though there are large differences in process viscosity. The slope difference for these two samples is highly significant, explaining the differences in heat shock. The extract, with a slope of 28.8 BU/minute, exhibits an increase of 4 Cuban units, from 5 to 9; whereas, the extruded and washed spinosum, with a slope of 2.0 BU/minute, shows an increase of only 2 Cuban units, from 6 to 8. Although an increase of 2 Cuban units is considered acceptable, an increase of 4 Cuban units is unacceptable.
Table 14 compares the same three samples at a process temperature of 71°C. The negative slopes of the extruded and washed spinosum and the toothpaste extract indicate they are fully solubilized at this higher process temperature. The higher Cuban ratings also reflect this, as does the lack of heat shock for these three samples.
The Brabender elixir test results also provide information regarding the difference in process viscosity, which Cuban ratings do not. Although the extruded and washed spinosum compares closely to the toothpaste extract in Cuban units and a high final, cooled viscosity, process viscosity is significantly lower for the extruded and washed spinosum, as indicated by the Brabender elixir test results. In this case, the low process viscosity is advantageous in typical toothpaste preparation.
Table 13 Toothpaste Elixir Solubility Profile Compared to Toothpaste Cuban Rating, 65 °C
Processing
Begin End End Slope of 1 day 2 day
65 °C 65 °C 25°C curve® Cuban, Cuban,
(BU) (BU) (BU) 65 °C 25 aC 50 °C
(BU/min.).
Washed 29 44 538 1.0 3 3
spinosum

Extruded, 92 122 837
washed spinosum
Toothpaste 293 725 1216
Extract Blend

2.0
28.8

Table 14 Toothpaste Elixir Solubility Proffle Compared to Toothpaste Cuban Rating, 71°C
Processing

Begin End End Slope of 1 day 2 day
71 eC 71 °C 25 °C curve @ Cuban, Cuban,
(BU) (BU) (BU) 71 °C (BU/min.) 25 °C 50 °C
Washed 47 71 850* 1.6 12 12
spinosum
Extruded, 101 89 850* -0.8 11 12
washed
spinosum
Toothpaste 850 740 1416 -7.3 6 6
Ixtract Blend
*Extrapolated from curve.
Example 11 Glycerin/Sorbitol Chalk Toothpaste
Two extruded, washed spinosum samples (EWS-1 and EWS-2) were tested in inexpensive, glycerin/sorbitol chalk toothpaste at a 65°C process temperature. The results were excellent and showed no heat shock. Table 15 compares the Cuban ratings

of the two toothpastes.
Table 15 Toothpaste Performance in Chalk-Based Toothpaste
1 day Cuban, 25 °C 2 day Cuban, 50 °C
EWS-1 6 5
EWS-2 7 6
Results (from Examples 10 and 11):
(1) Using a toothpaste elixir that mimics a toothpaste is a means to not only gain
information about performance of stabilizers in a final product, but also important
information regarding performance during the toothpaste processing.
(2) The occurrence of toothpaste heat shock is directly proportional to increased steepness or positive slope of the solubility curve during the process hold at an elevated temperature.
(3) Differences in product performance for a sample processed at two different temperatures can be readily observed and explained by the solubility information provided by an elixir Brabender profile.
(4) Process viscosity is not directly proportional to final toothpaste strength.
(5) The Brabender toothpaste elixir test is an excellent predictor of carrageenan performance in actual toothpaste. It can reduce the time it takes to make functional quality determinations from weeks or days to hours.
(6) Toothpaste process elixir Brabenders tests can be useful in determining process temperature limitations and ranges for any toothpaste system.
Analysis (based on Examples 10 and 11):

Two regions of the Brabender solubility profile are useful in predicting the toothpaste performance for a particular sample:
(1) Fifteen-minute hold at elevated temperature: The viscosity and change in viscosity over time (slope) of the solubility curve during the hold at an elevated temperature is a strong indicator of potential toothpaste heat shock. The steeper this slope, the more chance of heat shock. The flatter the slope, the less chance of heat shock.
(2) Final cooling to 25°C: The final cooled viscosity of the processed elixir indicates the potential viscosity contribution a carrageenan sample can make to toothpaste. This final cooled viscosity is not the same as the process viscosity.

WE CLAIM:
1. A method for producing a semi-refined carrageenan-containing product, the method comprising subjecting a carrageenan-containing seaweed material having a seaweed solids content of less than 25% by weight to a shear stress treatment to provide the semi-refined-carrageenan-containing product.
2. The method as claimed in claim 1 wherein the carrageenan-containing seaweed material and the semi-refined carrageenan have colors which differ by less than 4.0 L* units as measured using a Macbeth ColorEye 3000 colorimeter.
3. The method as claimed in claim 1 or claim 2 wherein the seaweed material is an aqueous mixture having a seaweed solids content of 5% to 20% by weight.
4. The method as claimed in claim 1 or claim 2 wherein the seaweed material is an aqueous mixture having a seaweed solids content of 10% to 20% by weight.
5. The method as claimed in claim 1 or claim 2 wherein the seaweed material is an aqueous mixture having a seaweed solids content of 13% to 17% by weight.
6. The method as claimed in any one of claims 1 to 5 wherein the carrageenan containing product exhibits an onset of hydration of less than 50°C as measured with a Brabender viscometer as a 2% by weight solids aqueous solution.

7. The method as claimed in claim 1 to 5 wherein the carrageenan-containing product exhibits an onset of hydration of less than 30°C as measured with a Brabender viscometer as a 2% by weight solids aqueous solution.
8. The method as claimed in any one of claims 1 to 7 wherein the shear stress treatment comprises extruding the carrageenan-containing seaweed material.
9. The method as claimed in claim 8 wherein the extruding is performed using a twin-screw extruder.
10. The method as claimed in claim 9 wherein the extruder operates at least 500 rpm and at least 90°C.
11. The method as claimed in claim 9 or claim 10 wherein the extruding is performed using a single-screw extruder feeding the twin-screw extruder.
12. The method as claimed in any one of claims 6 to 11 wherein extruding the carrageenan-containing seaweed material comprises a rapid discharge of steam and pressurized material through an extruder die.
13. The method as claimed in claim 12 wherein the carrageenan-containing seaweed material is granular after its discharge from the extruder die.
14. The method as claimed in claim 13 wherein the granules have an increased surface area relative to granules of carrageenan-containing seaweed material not rapidly discharged through the extruder die.

15. The method as claimed in any one of claims 1 to 14 wherein the carrageenan containing seaweed material is treated with a base prior to the shear stress treatment.
16. The method as claimed in any one of claims 1 to 15 wherein the carrageenan containing seaweed material is prepared by a process comprising the steps of:

• washing seaweed with water to form washed seaweed;
• treating the washed seaweed with a base to form base-treated seaweed;
• rinsing the base-treated seaweed with water to form rinsed seaweed; and
• washing the rinsed seaweed with an aqueous solution.

17. The method as claimed in claim 16 wherein the washed seaweed is treated with base at a temperature of 25°C to 95°C.
18. The method as claimed in claim 17 wherein the carrageenan seaweed material comprises the base-treated seaweed and an aqueous solution that comprises water and a salt selected from the group consisting of potassium chloride, sodium chloride, and mixtures thereof.
19. The method as claimed in any one of claims 1 to 18 wherein the carrageenan containing seaweed material is co-processed with at least one additive.

20. The method as claimed in any one of claims 1 to 18 wherein the carrageenan containing seaweed material is admixed with at least one additive.
21. The method as claimed in claim 19 or claim 20 wherein the at least one additive is selected from the group consisting of cellulosics, chemically modified celluloses, seaweed extracts, natural gums, biosynthetic gums, proteins, synthetic hydrocolloids, starches, modified starches, dextrins, dextrose, sugars, surfactants, emulsifiers, and salts.
22. The method as claimed in any one of claims 19 to 21 in which the
additive is added before the shear stress treatment.
23. The method as claimed in any one of claims 19 to 21 in which the additive is during the shear stress treatment.
24. The method as claimed in any one of claims 19 to 21 in which the additive is added after the shear stress treatment.
25. The method as claimed in any one of claims 1 to 24 wherein the seaweed material is derived from Eucheuma cottonii, Eucheuma spinosum, or mixtures thereof.
26. The method as claimed in claim 25 wherein the seaweed material is derived from Eucheuma cottonii.
27. The method as claimed in claim 25 wherein the seaweed material is derived from Eucheuma spinosum.

28. The method as claimed in any one of claims 1 to 27 wherein the semi-refined carrageenan comprises at least 65% by weight of carrageenan and at least 2% by weight of acid insoluble material.
29. The method as claimed in any one of claims 1 to 28 wherein it optionally comprises drying the carrageenan-containing product.
30. The method as claimed in claim 29 wherein it optionally comprises grinding the dried carrageenan containing product.
31. The method as claimed in any one of claims 1 to 30 wherein it optionally comprises:

• providing a solution comprising-the carrageenan-containing product; and
• subjecting the solution to conditions effective for transforming the solution into a barrier material.

32. The method as claimed in claim 31 wherein the barrier material is a film, bead or capsule.
33. The method as claimed in claim 31 optionally comprising heating the solution comprising the carrageenan-containing product prior to forming the barrier material and depositing at least a portion of the solution upon a substrate.
34. The method as claimed in claim 33 in which the barrier is a capsule, the carrageenan material comprises K-carrageenan, and the substrate is a cooled rotating drum.

35. A capsule containing a carrageenan material prepared by subjecting a carrageenan containaing seaweed material having a solid content of less than 25% by weight to a shear stress treatment.
36. A semi-refined carrageenan product comprising atleast about 65% by weight of carrageenan and atleast about 2% by weight of acid insoluble material the carrargeenan product having an onset of hydration below about 50°C as measured with a Brabender viscometer as a 2% by weight solid aqueous solution.
37. The semi-refined carrageenan-containing product as claimed in claim 36 wherein dry powders of said semi-refined carrageenan-containing product have a particle size in which at least 99% of the powder passes through a 100 mesh screen.
38. A toothpaste formulation wherein it comprises a binder, a humectant, an abrasive and water, wherein the binder comprises the semi-refined carrageenan-containing product as claimed in claim 36 or 37.
39. The toothpaste formulation as claimed in claim 38 wherein the binder comprises less than 1.5% by weight of the toothpaste formulation.
Dated this June 04, 2003.
(SHUKADEV KHURAIJAM)
OF REMFRY AND SAGAR ATTORNEY ROR THE APPLICANTS

Documents:

573-mumnp-2003-abstract(30-11-2007).doc

573-mumnp-2003-abstract(30-11-2007).pdf

573-mumnp-2003-cancelled pages(30-11-2007).pdf

573-mumnp-2003-claims(granted)-(30-11-2007).doc

573-mumnp-2003-claims(granted)-(30-11-2007).pdf

573-mumnp-2003-correspondence(30-11-2007).pdf

573-mumnp-2003-correspondence(ipo)-(7-1-2008).pdf

573-mumnp-2003-drawing(30-11-2007).pdf

573-mumnp-2003-form 1(4-6-2003).pdf

573-mumnp-2003-form 13(10-8-2007).pdf

573-mumnp-2003-form 18(6-12-2005).pdf

573-mumnp-2003-form 2(granted)-(30-11-2007).doc

573-mumnp-2003-form 2(granted)-(30-11-2007).pdf

573-mumnp-2003-form 3(10-5-2007).pdf

573-mumnp-2003-form 3(31-7-2003).pdf

573-mumnp-2003-form 3(4-6-2003).pdf

573-mumnp-2003-form 5(4-6-2003).pdf

573-mumnp-2003-form-pct-isa-210(4-6-2003).pdf

573-mumnp-2003-petition under rule 137(10-8-2007).pdf

573-mumnp-2003-power of authority(10-8-2007).pdf

573-mumnp-2003-power of authority(8-7-2003).pdf

abstract1.jpg


Patent Number 213513
Indian Patent Application Number 573/MUMNP/2003
PG Journal Number 09/2008
Publication Date 29-Feb-2008
Grant Date 07-Jan-2008
Date of Filing 04-Jun-2003
Name of Patentee FMC CORPORATION
Applicant Address 1735 MARKET STREET, PHILADEPHIA, PENNSYLVANIA 19103, USA
Inventors:
# Inventor's Name Inventor's Address
1 ALBERT G. TSAI 34 LAKEVIEW TERRACE, ROCKLAND, ME 04841
2 LINNEA K.S. LEDWITH 29 BEECH HILL ROAD, ROCKPORT, ME 04856
3 ROBERT KOPESKY 490 MOLYNEAUX ROAD, CAMDEN, ME 04843
4 MAURICE GERADE LYNCH AVENUE HENRI HOUSSAYA, 18, 14100 WATERLOO
5 WILLIAM, ROSS BLAKEMORE 69 ALGONQUIN TRAIL MEDFORD LAKES, NJ 08055
6 PETER J. RILEY 1003 MERIDIAN WAY, YARDLEY, PA 19067
PCT International Classification Number C08B37/12
PCT International Application Number PCT/US01/47020
PCT International Filing date 2001-12-10
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/255,279 2000-12-13 U.S.A.
2 09/798,012 2001-03-02 U.S.A.