Title of Invention

A PROCESS FOR THE PREPARATION OF A EDIBLE COMPOSITION

Abstract The invention relates to an edible compositon containing both (plant) sterols (and/or sterol-containing compounds) as well as carotenoids. Preferably the carotenoids are present in another phase than the (plant) sterols.
Full Text FORM-2
THE PATENTS ACT, 19?0
( 39 of 1970 )
PROVISIONAL/COMPLETE
SPECIFICATION
SECTION 10
TITLE
A PROCESS FOR THE PREPARATION OF A EDIBLE COMPOSITION
APPLICANT

The following specification particularly describes the nature of the invention and the manner in which it is to be performed





FOOD COMPOSITION
Field of the invention
5 The present invention relates to an (edible compositon containing both (plant) sterols (and/or sterol-containing compounds) as well as carotenoids.
Background of the invention
10
Various plant sterols and plant sterol derived compounds have (when consumed in the right form) a known and well-documented effect on blood cholesterol level. Among these are compounds like {3-sitosterol, the hydrogenated form
15 thereof (p-sitostanol) , as well as esterified forms thereof. Sterols have been reported to be capable of lowering the level of blood cholesterol (Pollak & Kritchevsky, Monographs in Atherosclerosis, 1981) . In particular, the group of 4-desmethylsterols, 4-
20 monoinethylsterols, their hydrogenated forms and fatty acid esters have been reported to have a beneficial effect on blood cholesterol level, in particular on LDL-cholesterol.
Compounds belonging to the class of carotenoids are best 25 known for their role as dietary antioxidants, although other potentially protective mechanisms for this group of compounds have been identified e.g. provitamin A activity, role in immunity and cell-cell communication. About 600 carotenoids occur in nature of which the six major ones in 30 the diet are carotene, lycopene, lutein, (5-

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cryptoxanthin, a-carotene and zeaxanthin. Although no thorough, proven, scientific base for claiming a direct relation between cause and effect of the carotenoid intake and disease incidence has been presented thusfar, inverse 5 associations between carotenoid intake or status and disease incidence have been found.
Hence, when it is desired to achieve a lowering of blood cholesterol level, an increased intake of the sterol
10 compounds as defined above may be desired. However, a disadvantage with the use of such compounds is that the absorption of lipophilic compounds, such as p-carotene and lycopene may decrease. It has been reported that diets with an effective amount of cholesterol-lowering (plant) sterol
15 did result in measurable decrease of lipophilic carotenoids in blood.
It is also desired to provide an edible composition that can be incorporated in a single meal which can both supply
20 (plant)sterols and/or (plant)stands or derivatives, as well as (one or more of) carotenoids. Preferably, in such a way that a net increase in blood carotenoid level is obtained together with an intake of an effective amount of (plant) sterols, (plant) stands, or derivatives of such
25 compounds. It would be even more preferred if such composition can be part of the main (hot) meal.
WO 98/130233 discloses foodstuffs containing micro-crystalline plant sterols. Preferably, the foodstuff is a 30 spread based on a combination of sweetening agent, a

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microcrystalline plant sterol and a suitable berry or fruit. Most of the fruits diclosed do not contain carotenoids in any significant amounts, only apricots do contain (3-carotene. 5
Summary of the invention
The current invention provides a solution to such problems, by which the blood cholesterol effect of the sterols can be
10 obtained together with a maintained (i.e. no decreased) carotenoid status, preferably with an increased carotenoid status, of carotenoids such as J3-carotene, ot-carotene, lycopene, lutein, {3-cryptoxanthin or mixtures thereof (as measured e.g. by a post-prandial clinical trial by e.g.
15 measuring 1-6 hours after intake). More preferably, the blood cholesterol effect of the sterols can be obtained together with an increased bioavailability of such carotenoids.
20 It has now been found that the above may be achieved by an edible composition comprising (phyto) sterols or derivatives thereof in an amount of at least 0.5 (g) (preferably at least 1.5 (g), more preferably at least 2 (g)) per serving, further comprising at least one
25 carotenoid in an amount of at least 1 (mg) (preferably at least 2 (mg)) per serving, and wherein at least 20% wt of the carotenoid(s) is in another phase than the majority of the (phyto) sterols or derivatives thereof. Preferably, the majority of the carotenoids is in another phase than the
30 majority of the (phyto) sterols or derivatives thereof. As

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an example of another phase", part of the carotenoids may be present in the compositions according to the invention in an extended water phase, e.g. in particulates of vegetable origin, the sterols being present as (part of) a 5 fat phase, e.g. dissolved in the fat, or emulsified in the fat phase. "Majority of ..." in this respect is herein to be understood as *at least 50% by weight of the total amount of ... in the composition per serving" . Although the composition according to the invention may contain one 10 (type of) carotenoid (e.g. lycopene) it is preferred that the compositions according to the invention contain more than one (type of) carotenoid.
In the above composition, the carotenoids include 15 preferably p-carotene, lycopene, lutein, p-cryptoxanthin, a-carotene, zeaxanthin or mixtures thereof, as these are among the more hydrophobic carotenoids (with p-carotene and lycopene being most lipophilic). The effect on bioavailability of the present invention is (because of the 20 relative lipophilic character) expected to be most distinct on p-carotene and lycopene. Even more preferred in the compositions according to the invention is the presence of P-carotene and lycopene in weight ratio of p-carotene:lycopene of between 1:20 and 1:0.1, more 25 preferably between 1:10 and 1:0.2. It is also preferred that at least the majority of the carotenoids in the compositions according to the invention are p-carotene, lycopene or mixtures thereof.

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A convenient way to achieve the desired amount of carotenoids is present in another phase, is to prepare a composition wherein at least 20% wt (preferably at least 50% wt%) of the total amount of carotenoids is included in 5 the composition in the form of (partly broken up) chromoplasts and/or chloroplasts. Chromoplasts and chloroplasts are microstructures that can be found in cells of vegetable matter by nature. Chromo- and/or chloroplasts of a number of fruit and vegetable species contain 10 carotenoids, in various quantities and compostions. In particular tomatoes are rich in lycopene (predominatly in red tomatoes) and (3-carotene (predominantly in orange tomatoes), located to a large extent in chromoplasts. Another good source of (3-carotene is carrots. 15
The above can be achieved conveniently if at least the majority of the carotenoids are present in intact or only partly disrupted chromoplasts or chloroplasts, while at the same time tissue structures of vegetable matter are still 20 relatively intact i.e. recognizable fruit or vegetable particulates, whole cells containing chromo- and/or chloroplasts. This can be achieved by product formulations containing ingredients such as tomatoes (red, yellow or orange), peppers (including sweet peppers in colors red, 25 yellow, orange, red (hot) peppers), water mellon, carrots, pink grapefruit, or other good sources of (particularly but not exclusively) the hydrophobic carotenoids (3-carotene and lycopene. It is most preferred if the compositions according to the invention comprise chunks or pieces of 30 said fruit and vegetables.

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Preferably, the content of (3-carotene and/or lycopene, in the presence of plant sterols (or derivatives thereof), in the compositions according to the invention is such that a 5 significant (i.e. having a statistical significance)
absorption of these carotenoids can be shown. This can be determined by a so called post-prandial clinical trial, in which chylomicron-rich fractions - that are isolated from blood samples taken up to 8 or 12 hours after consumption 10 of a meal - are analysed for their carotenoid contents.
Where in this application (plant) sterols are mentioned, phytosterols, phytostanols, or mixtures thereof are meant. Hence, the term (plant) sterols in this application refers
15 to 4-desmethylsterols, 4-monomethylsterols and
4,4"-dimethylsterols, their stanol equivalents, and mixtures thereof in any combination possible. Where in this application, reference is made to (plant) sterol esters, fatty acid esters of such sterols/stanols
20 are meant.
Detailed description of the invention
25 Preferably, the amount of (plant) sterols and carotenoids in the composition is such that levels of carotenoids in the body are increased and the level of (serum) blood cholesterol, and LDL-cholesterol in particular, are decreased, when such composition is ingested regularly, for
30 a period of at least 14 days.

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As various vegetables and fruits like tomatoes are suitable sources of carotenoid-containing chromo- and/or chloroplasts, these are preferred sources for the 5 carotenoids. Following this, a composition according to the invention may be a food composition comprising tomatoes, such as e.g. an Italian-style sauce to go with pasta, with added to the sauce (phyto) sterols or derivatives thereof in such an amount that per serving at least 0.5 (g),
10 preferably at least 1.5 (g) of (phyto)sterol or derivative thereof is ingested. Such a sauce may be anything from a very smooth, more or less homogeneous mixture, to a thick sauce containing chunks of tomato or other fruit or vegetable, depending on desired end result and processing.
15 Even more preferred in the above are levels of at least 2 or even 3 (g) (phyto) sterol or derivative thereof (per serving).
The size and weight of a serving will depend on the type of 20 the food product, but will be about the size/weight of that food product as is usually consumed by the average adult person. For Italian-type tomato sauces for pasta dishes such a serving may be about 150-100 gram.
25 Also depending on processing, at least part of the
carotenoid-containing chromoplasts and/or chloroplasts is presumably present as a part of plant cells.
Also suitable to provide at least part of the composition 30 according to the invention are (besides various colored

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tomatoes): sweet peppers (red, yellow or orange), red (hot) peppers, water mellon, carrots, pink grapefruit, or other fruit or vegetable containing carotenoids. The compositions according to the invention may comprise from 10-99% by 5 weight of these fruit or vegetables. Also, extracts of these fruit and vegetables may be used to provide such carotenoids. In that case, the compositions according to the invention may comprise less than 10% wt of the fruit and vegetables. Furthermore it is possible to use synthetic 10 sources of carotenoids.
In processing the fruit or vegetables to make them suitable for incorporation in the compositions according to the invention a temperature treatment may be applied (besides 15 other processing steps) . The carotenoid sources may be heat-treated in order to achieve a partial disruption of the chromo- and chloroplast structures while at the same time recognizable tissue structures are still present.
20 The fruit or vegetables mentioned may be subjected to pretreatment like washing, cutting, heating, cooking, etcetera, but not extensive homogenization, as this may destroy the chromo- and chloroplasts too much.
25 An advantage of the above is that the carotenoids that are ingested are carotenoids of natural sources which are abundantly available, such as in tomatoes. Also, the compositions according to the invention may be made in the form of e.g. standard tomato sauces for e.g. Italian-style
30 pasta dishes, which have a universal, natural and healthy

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appeal. The compositions according to the invention may also be in the form of (part of) a (hot or cold) paste, puree, ketchup (catsup), soup, juice, sauce or similar product. 5 Additionally, the.compositions according to the invention are preferably low in fat. (Fat is herein to be understood as to comprise all fatty acid triglycerides such as vegetable oils.) Preferably, the composition should contain 10 less than 10% of fat.
The compositions according to the invention can suitably be used as part of the main (hot) meal. By main meal is meant the meal of the day that provides the largest amount of 15 calories per day, and usually includes hot food, and is take at the end of the day or during lunchtime.
The invention further relates to a process for preparing the compositions as described above. This can be a process 20 for the preparation of a food product which process
comprises (not necessarily in the ordr given) at least the steps of:
- coffiminuting of carotenoid-containing fruit or
vegetables,
25 - heating the carotenoid-containing fruit or vegetables,
- mixing the carotenoid-containing fruit or vegetables
with a (plant) sterol or derivative thereof.
Preferably in the above process, said carotenoid-containing 30 fruit- or vegetables comprise tomato, capsicum (red, yellow

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or orange), red peppers, water mellon, carrots, pink grapefruit or mixtures thereof. Preferably, the fruit or vegetables to make up the composition according to the invention are chosen such that the weight ratio of (plant) 5 sterols or derivatives thereof : carotenoids in the final composition is between 10.0:1 and 10000:1. (more preferably between 250:1 and 4000:1).
In the present invention, (phyto) sterols are herein to be 10 understood to comprise also derivatives of these compounds, such as esters. Preferred in this respect are p-sitostanol, p-sitosterol, and esters thereof with e.g. fatty acids (to yield e.g. p-sitosteryl linoleate).
15 Description of figure 1: bioavailability of p-carotene and lycopene in the presence of plantsterols.
Example
20 A post-prandial study was undertaken, in which 20 healthy, adult, human volunteers, 10 male, 10 female (age 30-65) were provided with an early-morning tomato-based meal, after which at regular intervals and for a period of 8 hours blood samples were taken. In the triglyceride-rich
25 fractions (mainly consisting of chylomicrons that carry the digested fat and fat-soluble components from the intestine to the liver) of those blood samples the levels of lycopene, beta-carotene and also vitamin A were determined (using straight-phase HPLC analysis using a nucleosil
30 cyanyl-bonded column) . The levels of vitamin A (measured as

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retinyl palmitate) and beta-carotene can be taken together as a measure for beta-carotene uptake, as during absorption (or shortly thereafter) beta-carotene is partly converted into vitamin A. The integrated post-prandial response can 5 then be used to estimate the bioavailability of beta-carotene and lycopene from a meal.
The meal consisted of 200 g of cooked macaroni, 130 g of chunky tomato sauce (containing more chunks of tomato flesh
10 than most commercial tomato sauces) made of yellow, orange and super red varieties, 80 g of lean cooked ham (gammon), 20 g of white bread, and 11.6 g of sunflower oil (stripped, i.e. low in antoixidants) and 2.2 g of plansterols. The chosen level of plansterols of 2.2 g has been shown in the
15 past to be effective, when consumed daily, in lowering the level of cholesterol in blood.
The plant sterols used have been esterified with fatty acids from sunflower oil. The plantsterol: fatty acid 20 proportion is 3:2. The following plant sterols are present in the formula: sitosterol (45-50%), campesterol (20-30%), stigmasterol (15-25%), and brassicasterol ( The tomato sauce contained 5.2 mg of lycopene, a usual 25 level, and 2.2 mg of beta-carotene, an unusually high
level. The latter was achieved as a result of the presence of a beta-carotene-rich orange tomato variety in the tomato sauce chosen.

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The day preceding the test day the test subjects were asked not to consume foods rich in carotenoids and vitamin A (no vegetables or fruit rich in carotenoids, tomato products, liver products). A deep frozen main meal, low in 5 carotenoids and vitamin A was provided.
On the test day, the meal as above described was consumed between 7.15-8.00 hours. A lunch low in carotenoids, vitamin A, and fat was provided 4.5 hours after the test 10 meal.
Results:
As shown in figure 1, the chunky pasta-sauce based meal
with the chosen carotenoid/plant-sterol ratio resulted in a
15 clear post-prandial response of beta-carotene and lycopene. In this graph, the level of carotenoids as measured just before the meal, was taken as zero. This example indicates, that this meal, in the presence of 2.2 g of plansterols, can contribute positively to the carotenoid status in the
20 blood (at least for lycopene and beta-carotene).

13
WE CLAIM:
1. Process for the preparation of a food product which process comprises,
(not necessarily in the order given), at least the steps of;
- comminuting to pieces of carotenoid-containuig fruit or vegetables,
- heating the carotenoid-containing fruit or vegetables,
- mixing ai least 1 (mg) per serving, the carotenoid-containing fruit or vegetables with at least 0.5 (g) per serving of a (plant sterol) or derivative thereof wherein at least 20% wt of the carotenoids is in another phase than the majority of the (phyto) sterols.

2. Process as claimed in claim 1, wherein the carotene id containing fruit or vegetables comprise tomato, (sweet) peppers, (red, yellow or organge), red (hot) peppers, water mellon, carrots, pink grapefruit or extracts or mixtures thereof.
3. Process as claimed in claims 1-2, wherein the amount of carotenoid-containing fruit or vegetable are chosen such that the weight ratio of (plant) sterols or derivatives thereof; carotenoids in the final composition is between 100:1 and 10000:1.
4. Process as claimed in claim 1, wherein the majority of the carotenoids (at least 50% wt) is in another pahse than the majority of the (phyto) sterols.
5. Process as claimed in claim 1 or 4, comprising (phyto) sterols in an amount of at least 1.5 (g) per serving.
6. Process as claimed in claim 1-5, comprising carotenoids in an amount of at least 2 (mg).

14
?. Process as claimed in claim 1-6, wherein the carotenoids are selected from the group consisting of a-carotene, p-carotene, lycopene or mixtures thereof
8. Process as claimed in any of claims 1-7, wherein the carotenoids comprises p-carotene and lycopene in a ratio of between 1:20 and 1:0.2.
9. Process as claimed in claims 1-8, wherein at least 20% wt of the carotenoids is present in the form of (partly broken up) chrom op lasts and/or chlorop lasts.
lO.Process as claimed in claim 9, wherein the majority (at least 50% wt) of the carotenoids is present in the form of (partly broken up) chrom oplasts and/or chloropiasts.
11.Process as claimed in claim 9 or 10, wherein at least part of the chrom oplasts and/or chloropiasts are present as apart of (intact) plant cells.
12.Process as claimed in claims 1-11, wherein at least part of the carotenoids are obtained from tomato, (seet) peppers (red, yellow or orange), red (hot) peppers, water mellon, carrots, pink grapefruit, or other fruit or vegetable containing carotenoids.
13.Process as claimed in claim 12, wherein at least part of the carotenoid-containing fruit or vegetable has been subjected to extensive heat treatment (temperatures above 70°C).
14.Process as claimed in claims 1-13, which comprises (extracts of) processed tomato, capsicum, red peppers, water mellon, carrots, or other fruit or vegetables containing carotenoids, in an amount of 10-99%, based on fresh weight

Documents:

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in-pct-2001-00719-mum-cancelled pages(23-08-2004).pdf

in-pct-2001-00719-mum-claims(granted)-(23-08-2004).doc

in-pct-2001-00719-mum-claims(granted)-(23-08-2004).pdf

in-pct-2001-00719-mum-correspondence 1(20-04-2007).pdf

in-pct-2001-00719-mum-correspondence 2(30-08-2004).pdf

in-pct-2001-00719-mum-correspondence 3(18-06-2001).pdf

in-pct-2001-00719-mum-correspondence(ipo)-(23-04-2007).pdf

in-pct-2001-00719-mum-drawing(08-01-2004).pdf

in-pct-2001-00719-mum-form 13(05-04-2007).pdf

in-pct-2001-00719-mum-form 19 (23-06-2003).pdf

in-pct-2001-00719-mum-form 1a(05-04-2007).pdf

in-pct-2001-00719-mum-form 1a(23-08-2004).pdf

in-pct-2001-00719-mum-form 2(granted)-(23-08-2004).doc

in-pct-2001-00719-mum-form 2(granted)-(23-08-2004).pdf

in-pct-2001-00719-mum-form 3(18-06-2001).pdf

in-pct-2001-00719-mum-form-pct-ipea-409(18-06-2001).pdf

in-pct-2001-00719-mum-form-pct-isa-210(18-06-2001).pdf

in-pct-2001-00719-mum-petetion under rule 138(21-04-2004).pdf

in-pct-2001-00719-mum-power of attorney (05-04-2007).pdf

in-pct-2001-00719-mum-power of attorney (19-12-2003).pdf


Patent Number 211325
Indian Patent Application Number IN/PCT/2001/00719/MUM
PG Journal Number 45/2007
Publication Date 09-Nov-2007
Grant Date 25-Oct-2007
Date of Filing 18-Jun-2001
Name of Patentee HINDUSTAN UNILEVER LIMITED
Applicant Address HINDUSTAN LEVER HOUSE , 165/166 BACKBAY RECLAMATION, MUMBAI-400 020
Inventors:
# Inventor's Name Inventor's Address
1 DEBOER, BERNARDUS UNILEVER RESEARCH VLAARDINGEN, OLIVIER VAN NOORTLAAN 120, NL-3133 AT VLAARDINGEN,
2 VAN AMERONGEN, MARNIX UNILEVER RESEARCH VLAARDINGEN, OLIVIER VAN NOORTLAAN 120, NL-3133 AT VLAARDINGEN,
PCT International Classification Number A23L 1/30
PCT International Application Number PCT/EP99/08309
PCT International Filing date 1999-10-27
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 98204419.0 1998-12-22 EUROPEAN UNION