Title of Invention

A PROCESS FOR THE PRODUCTION OF PRIMARY OR SECONDARY AMINES

Abstract A catalytic transfer hydrogenation process is provided. The process can be employed to transfer hydrogenate N-substituted imines and iminium salts, which are preferably prochiral. The catalyst employed in the process is preferably a metal complex with one hydrocarbyl or cyclopentadienyl ligand and which is also coordinated to defined bidentate ligands. Preferred metals include rhodium, ruthenium and iridium. Preferred bidentate ligands are diamines and aminoalcohols, particularly those comprising chiral centres. The hydrogen donor is advantageously a mixture of triethylamine and formic acid. A process for the production of primary and secondary amines using the catalytic transfer hydrogenation of the N-substituted imines and iminium salts is also provided.
Full Text FORM 2
THE PATENTS ACT 1970
[39 OF 1970]
COMPLETE SPECIFICATION
[See Section 10]
TRANSFER HYDROGENATION PROCESS"-
>

AVECIA LIMITED, of Hexagon House, Blackley, Manchester M9 8ZS, Great Britain,
The following specification particularly describes and ascertain the nature of the invention and the manner in which it is to be performed :-
IN/PCT/2002/00072/MUM
6-9-2005 GRANTED

The present invention relates to a process for the production of primary or secondary amines.
This invention relates to catalytic transfer hydrogenation, particularly in the presence of a complexed transition metal, and to a process of making optically active compounds.
" According to a first aspect of the present invention there is provided a process for the transfer hydrogenation of a substrate wherein the substrate is reacted with a hydrogen donor in the presence of a transfer hydrogenation catalyst, characterised in that the substrate has the general formula
wherein:
X represents NR3 or (NR4RS)+Q-;
Q" represents a monovalent anion;
R1 and R2 each independently represents a hydrogen atom, an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl, an optionally substituted heterocyclyl group, a substituted carbonyl functional group, a substituted thiocarbonyl functional group or substituted imino functional group, R1 & R2 optionally being linked in such a way as to form an optionally substituted ring;
R3 and R4 represents -P(0)R6R7, -P(0)OR8OR9, -P(0)OR8OH, -P(0)(OH)2,
-P(O)SR10SR11, -P(O)SR10SH, -P(0)(SH)2, -P(0)NR12R13NR14R15, -P(0)NR12R13NHR14,
-P(0)NHR12NHR14, -P(0)NR12R13NH2, -P(0)NHR12NH2, -P(0)(NH2)2l -P(0)R6OR8,
-P(0)R6OH, -P(0)R6SR10, -P(0)R6SH, -P(0)R6NR12R13, -P(0)R6NHR12, -P(0)R6NH2,
-P(0)OR8SR1°, -P(0)OR8SH, -P(0)OHSR10, -P(0)OHSH, -P(0)OR8NR12R13,
-P(0)OR8NHR12, -P(0)OR8NH2, -P(0)OHNR12R13, -P(0)OHNHR12, -P(0)OHNH2l
-P(O)SR10NR12R13, -P(O)SR10NHR12, -P(O)SR10NH2, -P(0)SHNR12R13, -P(0)SHNHR12,
-P(0)SHNH2, -P(S)R6R7, -P(S)OR8OR9, -P(S)OR8OH, -P(S)(OH}2, -P(S)SR10SR1-P(S)SR,0SH, -P(S)(SH)2: -P(S)NR,2R13NR14R15, -P(S)NR,2R13NHR14, -P(S)NHR,2NHR14,
-P(S)NR12R13NH2, -P(S)NHR12NH2, -P(S)(NH2)2, -P(S)R5OR8, -P(S)R6OH, -P(S)R6SR10,
-P(S)R6SH, -P(S)R6NR12R13, -P(S)R6NHR12, -P(S)R6NH2, -P(S)OR8SR10, -P(S)OHSR10,
-P(S)OR8SH, -P(S)OHSH, -P(S)OR8NR12R13, -P(S)OR8NHR12, -P(S)OR8NH2,
-P(S)OHNR12R13, -P(S)OHNHR12, -P(S)OHNH2, -P(S)SR10NR12R13, -P(S)SR10NHR12, -P(S)SR10NH2, -P(S)SHNR12R13, -P(S)SHNHR12, -P(S)SHNH2l -PRSR7, -POR8OR9, -PSR10SR11, -PNR12R13NR14R15, -PR6OR8, -PR6SR10, -PR6NR12R13, -POR8SR10, -PORaNRlzR13, -PSR10NRt2R13, -S(0)R16, -S(0)2R17, -COR18, -C02R19, or SiR2°R21R22;
R5 represents a hydrogen atom, an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl, or an optionally substituted heterocyclyl group;
2

R6 and R7 independently represent an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl, m optionally substituted heterocyclyl group or -N=CR23R24 where R23 and R24 are as defined for R1; and
R8 to R22 each independently represents an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl or an optionally substituted heterocyclyl group, one or more of R1 & R6, R2 & R7, R6 & R7, f? & R8, R8 & R10, R6 & R12, R1 & R8, R2 & R9, R8 & R9, R8 & R10, R8 & R12, R1 & R10, R2 & R11, R10 & R11, R10 & R12, R1 & R12, R2 & R13, R12 & R13, R1 & R14, R2 & R15, R14 & R15, R12 & R14, R1 & R16, R1 & R18, R1 & R19, R1 & R2Q, R2 & R21, R20 & R21 and R21 & R22 optionally being linked in such a way as to form an optionally substituted ring(s).
When X represents (NR4R5)+Q", compounds of formula (1) are iminium salts. Iminium salts include protonated iminium salts and quaternary iminium salts. Quaternary iminium salts are represented by compounds of formula (I) in which R5 is not hydrogen.
Anions which may be represented by Q" include halides, optionally substituted
arylsulphonates, such as optionally substituted phenyl and naphthyl sulphonates,
optionally substituted alkylsulphonates including halogenated alkylsulphonates, such as
C^alkylsulphonates, optionally substituted carboxylates, such as C^o alkyl and aryl
carboxylates, ions derived from the polyhalogenation of boron, phosphorous or antimony,
and other common inorganic ions for example perchlorate. Particular examples of anions
are bromide, chloride, iodide, hydrogen sulphate, tosylate, formate, acetate,
tetrafluoroborate, hexafluorophosphate, hexafluoroantimonate, perchlorate,
trifluoromethanesulphonate and trifluoroacetate. Preferred anions include bromide, chloride, iodide, formate and trifluoroacetate, and particularly preferred anions include iodide, formate and trifluoroacetate.
Hydrocarbyl groups which may be represented by one or more of R1, R2, and R5 to R24, include alkyl, alkenyl, alkynyl and aryl groups, and any combination thereof, such as aralkyl and alkaryl, for example benzyl groups.
Alkyl groups which may be represented by one or more of R1, R2, and R5 to R24 include linear and branched alkyl groups comprising up to 20 carbon atoms, particularly from 1 to 7 carbon atoms and preferably from 1 to 5 carbon atoms. When the alkyl groups are branched, the groups often comprise up to 10 branched chain carbon atoms, preferably up to 4 branched chain atoms. In certain embodiments, the alkyl group may be cyclic, commonly comprising from 3 to 10 carbon atoms in the largest ring and optionally featuring one or more bridging rings. Examples of alkyl groups which may be represented by R1, R2, and Rs to R24 include methyl, ethyl, propyl, 2-propyl, butyl, 2-butyl, Vt>u\yi arid eyriioriexy"! gio-ups.
Alkenyl groups which may be represented by one or more of R1, R2, and R5 to R24 include C2.2o, and preferably C2.6 alkenyl groups. One or more carbon - carbon double
3

bonds may be present/1 The alkenyl group may carry one or more substituents, particularly phenyl substituents. Examples of alkenyl groups include vinyl, styryl and indenyl groups. When either of R1 or R2 represents an alkenyl group, a carbon - carbon double bond is preferably located at the position p to the OX moiety. When either of R1 or R2 represents an alkenyl group, the compound of formula (1) is preferably an a,p-unsaturated iminium compound.
Alkynyl groups which may be represented by one or more of R1, R2, and R5 to R24 include C2.20, and preferably C2.10 alkynyl groups. One or more carbon - carbon triple bonds may be present. The alkynyl group may carry one or more substituents, particularly phenyl substituents. Examples of alkynyl groups include ethynyl, propyl and phenylethynyl groups. When either of R1 or R2 represents an alkynyl group, a carbon -carbon triple bond is preferably located at the position p to the OX moiety. When either of R1 or R2 represents an alkynyl group, the compound of formula (1) preferably has the triple bond in conjugation with the iminium group.
Aryl groups which may be represented by one or more of R1, R2, and R5 to R24 may contain 1 ring or 2 or more fused rings which may include cycloalkyi, aryl or heterocyclic rings. Examples of aryl groups which may be represented by R\ R2, and Rs to R24 include phenyl, tolyl, fluorophenyl, chlorophenyl, bromophenyl, trifluoromethylphenyl, anisyl, naphthyl and ferrocenyl groups.
Perhalogenated hydrocarbyl groups which may be represented by one or more of R1, R2, and R5 to R24 independently include perhalogenated alkyl and aryl groups, and any combination thereof, such as aralkyl and alkaryl groups. Examples of perhalogenated alkyl groups which may be represented by R1, R2, and R5 to R24 include -CF3 and -C2F5.
Heterocyclic groups which may be represented by one or more of R1, R2, and R5 to R24 independently include aromatic, saturated and partially unsaturated ring systems and may comprise 1 ring or 2 or more fused rings which may include cycloalkyi, aryl or heterocyclic rings. The heterocyclic group will contain at least one heterocyclic ring, the largest of which will commonly comprise from 3 to 7 ring atoms in which at least one atom is carbon and at least one atom is any of N, O, S or P. When either of R1 or R2 represents or comprises a heterocyclic group, the atom in R1 or R2 bonded to the OX group is preferably a carbon atom. Examples of heterocyclic groups which may be represented by R1, R2, and R5 to R24 include pyridyl, pyrimidyl, pyrrolyl, thiophenyl, furanyl, indolyl, quinolyl, isoquinolyl, imidazoyl and triazoyl groups.
When any of R1, R2, and R5 to R24 is a substituted hydrocarbyl or heterocyclic group, the substituent(s) should be such so as not to adversely affect the rate or stereoselectivety of the reaction. Optional substituents include halogen, cyano, nit.ro, hydroxy, amino, imino, thiol, acyl, hydrocarbyl, perhalogenated hydrocarbyl, heterocyclyl, hydrocarbyloxy, mono or di-hydrocarbylamino, hydrocarbylthio, esters, carboxy,
4


carbonates, amides, sulphonyl and sulphonamido groups wherein the hydrocarbyl groups are as defined for R1 above. One or more substituents may be present. R1, R2, and R5 to R24 may each contain one or more chiral centres.
When any of R1 & R2, R1 & R6, R2 & R7, R6 & R7, R6 & R8, R6 & R10, R6 & R12, R1 &
5 R8, R2 & R9, R8 & R9, R8 & R10, R8 & R12, R1 & R10, R2 & R11, R10 & R11, R10 & R12, R1 & R12,
R2 & R13, R12 & R13, R1 & R14, R2 & R15, R14 & R15, R12 & R14, R1 & R16, R1 & R18, R1 & R19, R1
& R20, R2 & R21, R20 & R21 and R21 & R22 are linked in such a way that when taken together
with the atoms to which they are attached that a ring is formed, it is preferred that these be
5, 6 or 7 membered rings. The rings formed in this way may additionally be fused to each
) other or to other ring systems. Examples of rings which may be so formed include
oxazaphospholidenes, dioxaphospholans, phospholans, phosphorinans,
dioxaphosphorinans and benzodioxaphospholans. The rings may be optionally substituted or may be fused to other rings.
Substituted carbonyl functional groups which may be represented by one or more of R1, R2, R23 and R24 include aldehyde, ketone, acid and ester groups, for example -COR25, -C02R25, and -CONR25R26 wherein R25 and R26 independently represent hydrogen, an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl or an optionally substituted heterocyclyl group as defined hereinbefore for R5.
Substituted thiocarbonyl functional groups which may be represented by one or more of R1, R2, R23 and R24 include thioaldehyde, thioketone, thioacid and thioester groups, for example -CSR25, -CSOR25 and -CSNR25R26 wherein R25 and R26 independently represent hydrogen, an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl or an optionally substituted heterocyclyl group as defined hereinbefore for R5.
Substituted imino functional groups which may be represented by one or more of R\ R2, R23 and R24 include unsubstituted imines and substituted imine and iminium groups, for example -C(=NR25)R26 and -C(=X)R26 wherein X is as hereinbefore defined and R25 and R26 independently represent hydrogen, an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl or an optionally substituted heterocyclyl group as defined hereinbefore for R5.
When one of R1 or R2 is represented by a group selected from a carbonyl functional group, a thiocarbonyl functional group and an imino functional group, it is preferred that the other of R1 or R2 is represented by a hydrogen atom, an optionally substituted hydrocarbyl group, a perhalogenated hydrocarbyl group or an optionally substituted heterocyclyl group.
When one of R23 or R24 is represented by a group selected from a carbonyl functional group, a thiocarbonyl functional group and an imino functional group, it is preferred that the other of R23 or R24 being represented by a hydrogen atom, an optionally

substituted hydrocarbyl group, a perhalogenated hydrocarbyl group or an optionally substituted heterocyclyl group.
When one of R1 & R6 or R2 & R7 is linked in such a way as to form an optionally substituted ring and the ring so formed contains more than one carbon nitrogen double bond (imino group), it is preferred that nitrogen-phosphorous heterocycle so formed has both nitrogens are attached to a common phosphorous atom. Examples of such nitrogen-phosphorous heterocycles include

R23 R2 R^^R2 RWR2 RV^TR2
N..N N N N N N N
o"" R7 ° o" oR o 0R
In certain preferred embodiments, R\ R2, and R5 to R24 are all independently C,^ alkyl or are a combination of aryl, particularly phenyl, C^alkyl and C6.10aralkyl. Substituents may be present, particularly substituents para to the C=X group when one or more of R\ R2, and R5 to R24 is a phenyl group.
In many preferred embodiments, when R3 or R4 is a group selected from
-P(0)RBR7, -P(0)OR8OR9, -P(0)OR8OH, -P(O)SR10SR11, -P(O)SR10SH,
-P(0)NR12R13NR14R15, ~P(0)NR12R13NHR14, -P(0)NHR12NHR14, -P(0)NR12R13NH2l -P(0)NHR12NHZl -P(0)R6OR8, -P(0)R6OH, -P(0)R6SR10, -P(0)R6SH, -P(0)R6NR12R13, -P(0)R6NHR12, -P(0)R6NH2, -P(0)ORaSR1°, -P(0)0R8SH, -P(0)OHSR1°, -P(0)OR8NR12R13, -P(0)OR8NHR12, -P(0)OR8NH2, -P(0)OHNR12R13, -P(0)OHNHR12, -P(O)SR10NR12R13, -P(O)SR10NHR12, -P(O)SR10NH2, -P(0)SHNR12R13, -P(0)SHNHR12, -P(S)ReRr, -P(S)OR8OR9, -P(S)OR8OH, -P(S)SR10SR11, -P(S)SR10SH, -P(S)(SH)2l -P(S)NR12R13NR14R15, -P(S)NR12R13NHR14, -P(S)NHR12NHR14, -P(S)NR12R13NH2, -P(S)NHR12NH2, -P(S)R6OR8, -P(S)R5OH, -P(S)R6SR10, -P(S)R6SH, -P(S)ReNR12R13, -P(S)R6NHR12, -P(S)R6NH2, -P(S)OR8SR10, -P(S)OHSR10, -P(S)OR8SH, -P(S)OR8NR12R13, -P(S)OR8NHR12, -P(S)OR8NH2l -P(S)OHNR12R13, -P(S)OHNHR12, -P(S)SR10NR12R13, -P(S)SR10NHR12, -P(S)SR10NH2, -P(S)SHNR12R13, -P(S)SHNHR12, -PR6R7, -POR8OR9, -PSR10SR11, -PNR12R13NR14R15, -PR6OR8, -PR6SR10, -PR6NR12R13, -POR8SR10, -POR8NR12R13, -PSR10NR12R13, or SiR20R21R22, the groups R6 to R1S and R20 to R22 are selected to be the same and more preferably they are selected to all be phenyl or ethyl groups. This may have the advantage that synthesis of intermediates is simplified. However, in certain embodiments it may be preferable for more than one of the groups R6 to R15 or R20 to R22 present to be different, in which case it is most preferable that each R6
-6-

to R15 or R20 to R22 group present is selected to be one of methyl, ethyl, propyl, i-propyl, butyl, sec-butyl, t-butyl or phenyl.
Preferably, R3 and R4 are electron withdrawing groups, such as -P(0)R6R7, -P(0)OR8OR9, -P(0)OR8OH, -P(0)(OH)2, -P(O)SR10SR11, -P(O)SR10SH, -P(0)(SH)2, -P(0)NR12R13NR14R15, -P(0)NR12R13NHR14, -P(0)NHR12NHR14, -P(0)NR12R13NH2l -P(0)NHR12NH2, -P(0)(NH2)2, -P(0)R6OR8, -P(0)R6OH, -P(0)R6SR10, -P(0)R6SH, -P(0)R6NR12R13, -P(0)RsNHR12, -P(0)R6NH2, -P(0)OR8SR10, -P(0)OR8SH, -P(0)OHSR1°, -P(0)OHSH, -P(0)OR8NR12R13, -P(0)OR8NHR12, -P(0)OR8NH2, -P(0)OHNR12R13, -P(0)OHNHR12, -P(0)OHNH2, -P(O)SR10NR12R13, -P(O)SR10NHR12, -P(O)SR10NH2, -P(0)SHNR12R13, -P(0)SHNHR12, -P(0)SHNH2, -P(S)R6R7, -P(S)OR8OR9, -P(S)OR8OH, -P(S)(OH)2, -P(S)SR10SR11, -P(S)SR10SH, -P(S)(SH)2, -P(S)NR12R13NR14R15, -P(S)NR12R13NHR14, -P(S)NHR12NHR14, -P(S)NR12R13NH2, -P(S)NHR12NH2, -P(S)(NH2)2) -P(S)R6ORa, -P(S)R6OH, -P(S)R6SR10, -P(S)R6SH, -P(S)R6NR12R13, -P(S)R6NHR12, -P(S)R6NH2, -P(S)OR8SR10, -P(S)OHSR10, -P(S)OR8SH, -P(S)OHSH, -P(S)OR8NR12R13, -P(S)OR8NHR12, -P(S)OR8NH2, -P(S)OHNR12R13, -P(S)OHNHR12, -P(S)OHNH2( -P(S)SR10NR12R13, -P(S)SR10NHR12, -P(S)SR10NH2, -P(S)SHNR12R13, -P(S)SHNHR12, -P(S)SHNH2, -S(0)R16, -S(0)2R17 -COR18, and -C02R19. It is especially preferred that R3 and R4 are groups selected from -P(0)R6R7, -P(0)OR8OR9, -P(0)R6OR8, -P(S)R6R7, -P(S)OR8OR9, -P(S)R8OR8, -S(0)R16, -COR18, and -C02R19. It is most preferred that R3 and R4 are groups selected from -P(0)R6R7, -P(0)OR8OR9.
When either R3 or R4 is a group selected from -P(0)R6R7, -P(0)0R80R9,
-P(0)OR8OH, -P(O)SR10SR11, -P(O)SR10SH, -P(0)NR12R13NR14R15, -P(0)NR12R13NHR14,
-P(0)NHR12NHR14, -P(0)NR12R13NH2, -P(0)NHR12NH2l -P(0)R6OR8, -P(0)R6OH,
-P(0)R6SR10, -P(0)R6SH, -P(0)R6NR12R13, -P(0)R6NHR12, -P(0)RsNH2, -P(0)OR8SR1°,
-P(0)OR8SH, -P(0)OHSR1°, -P(0)0R8NR12R13, -P(0)OR8NHR12, -P(0)0R8NH2,
-P(0)OHNR12R13, -P(0)OHNHR12, -P(O)SR10NR12R13, -P(O)SR10NHR12, -P(O)SR10NH2, -P(0)SHNR12R13, -P(0)SHNHR12, -P(S)R6R7, -P(S)OR8OR9, -P(S)OR8OH, -P(S)SR10SR11, -P(S)SR10SH, -P(S)(SH)2, -P(S)NR12R13NR14R15, -P(S)NR12R13NHR14, -P(S)NHR12NHR14, -P(S)NR12R13NH2, -P(S)NHR12NH2J -P(S)R60R8, -P(S)R6OH, -P(S)R6SR10, -P(S)R6SH, -P(S)R6NR12R13, -P(S)R8NHR12, -P(S)R6NH2, -P(S)OR8SR10, -P(S)OHSR10, -P(S)OR8SH, -P(S)OR8NR12R13, -P(S)0R8NHR12, -P(S)OR8NH2, -P(S)OHNR12R13, -P(S)OHNHR12, -P(S)SR10NR12R13, -P(S)SR10NHR12, -P(S)SR10NH2, -P(S)SHNR12R13, -P(S)SHNHR12, -PR6R7, -POR8OR9, -PSR10SR11, -PNR12R13NR14R15, -PR6OR8, -PR6SR10, -PR6NR12R13, -POR8SR10, -POR8NR12R13, -PSR10NR12R13, -S(0)R16, -S(0)2R17, -COR18, and -C02R19, it is preferred that the groups represented by R6 to R19 are independently selected from alkyl or aryl groups, for example methyl, ethyl, propyl, i-propyl, butyl, sec-butyl, t-butyl and phenyl groups, and preferably C^alkyl or Cs.12aryl groups.
-^

The groups R6 to R22 may contain chiral centres, or may be selected such that the atom to which they are bonded is a chiral centre.
In certain preferred embodiments, one of R1 and R2 is an alkyl group and the other is aryl or heterocyclyl, X is NR3 where R3 is either -P(0)R6R7 or -P(0)OR8OR9 wherein R6 to R9 is an alkyl or aryl group, more preferably a C^alkyl group, a phenyl group or a phenyl group substituted with one or more C1.4alkyl groups.
Most advantageously, the compound of formula (1) is prochiral, such that the hydrogenated product comprises a chiral atom to which R\ R2 and X are each bonded. Such an asymmetric transfer hydrogenation process forms an especially preferred aspect of the present invention. Most commonly, when the compound of formula (1) is prochiral, R1 and R2 are different, and neither is hydrogen. Preferably, one of R1 and R2 is aliphatic and the other is aryl or heterocyclyl.
Examples of compounds of formula (1) include
^ Ri

wherein:
Ra = Ph, Naphthyl, CH2Ph, hexyl, iPr, tBu, Et, or Me
Rb = Ph, Naphthyl, CH2Ph, hexyl, iPr, tBu, Et, or Me
Rc = Ph, Naphthyl, CH2Ph, hexyl, iPr, tBu, Et, or Me; and
Rd = PO(Ph)2, or PO(Et)2. Hydrogen donors include hydrogen, primary and secondary alcohols, primary and secondary amines, carboxylic acids and their esters and amine salts, readily dehydrogenatable hydrocarbons, clean reducing agents, and any combination thereof.
Primary and secondary alcohols which may be employed as hydrogen donors comprise commonly from 1 to 10 carbon atoms, preferably from 2 to 7 carbon atoms, and more preferably 3 or 4 carbon atoms. Examples of primary and secondary alcohols which may be represented as hydrogen donors include methanol, ethanol, propan-1-ol, propan-2-ol, butan-1-ol, butan-2-ol, cyclopentanol, cyclohexanol, benzylalcohol, and menthol.

When the hydrogen donor is an alcohol, secondary alcohols are preferred, especially propan-2-ol and butan-2-ol.
Primary and secondary amines which may be employed as hydrogen donors comprise commonly from 1 to 20 carbon atoms, preferably from 2 to 14 carbon atoms, and more preferably 3 or 8 carbon atoms. Examples of primary and secondary amines which may be represented as hydrogen donors include ethylamine, propylamine, isopropylamine, butylamine, isobutylamine, hexylamine, diethylamine, dipropylamine, di-isopropylamine, dibutylamine, di-isobutylamine, dihexylamine, benzylamine, dibenzylamine and piperidine. When the hydrogen donor is an amine, primary amines are preferred, especially primary amines comprising a secondary alkyl group, particularly isopropylamine and isobutylamine.
Carboxylic acids or their esters which may be employed as hydrogen donors comprise commonly from 1 to 10 carbon atoms, preferably from 1 to 3 carbon atoms. In certain embodiments, the carboxylic acid is advantageously a beta-hydroxy-carboxylic acid. Esters may be derived from the carboxylic acid and a Cu:o alcohol. Examples of carboxylic acids which may be employed as hydrogen donors include formic acid, lactic acid, ascorbic acid and mandelic acid. The most preferred carboxylic acid is formic acid. In certain preferred embodiments, when a carboxylic acid is employed as hydrogen donor, at least some of the carboxylic acid is preferably present as salt, preferably an amine, ammonium or metal salt. Preferably, when a metal salt is present the metal is selected form the alkali or alkaline earth metals of the periodic table, and more preferably is selected from the group I elements, such as lithium, sodium or potassium. Amines which may be used to form such salts include both aromatic and non-aromatic amines, also primary, secondary and tertiary amines and comprise typically from 1 to 20 carbon atoms. Tertiary amines, especially trialkylamines, are preferred. Examples of amines which may be used to form salts include trimethylamine, triethylamine, di-isopropylethylamine and pyridine. The most preferred amine is triethylamine. When at least some of the carboxylic acid is present as an amine salt, particularly when a mixture of formic acid and triethylamine is employed, the mole ratio of acid to amine is between 1:1 and 50:1 and preferably between 1:1 and 10:1, and most preferably about 5:2. When at least some of the carboxylic acid is present as a metal salt, particularly when a mixture of formic acid and a group I metal salt is employed, the mole ratio of acid to metal ions present is between 1:1 and 50:1 and preferably between 1:1 and 10:1, and most preferably about 2:1. The ratios of acid to salts may be maintained during the course of the reaction by the addition of either component, but usually by the addition of the carboxylic acid.
Readily dehydrogenatable hydrocarbons which may be employed as hydrogen donors comprise hydrocarbons which have a propensity to aromatise or hydrocarbons which have a propensity to form highly conjugated systems. Examples of readily
9

dehydrogenatable hydrocarbons which may be employed by as hydrogen donors include cyclohexadiene, cyclohexene, tetralin, dihydrofuran and terpenes.
Clean reducing agents which may be represented as hydrogen donors comprise reducing agents with a high reduction potential, particularly those having a reduction potential relative to the standard hydrogen electrode of greater than about -0.1 eV, often greater than about -0.5eV, and preferably greater than about -1eV. Examples of clean reducing agents which may be represented as hydrogen donors include hydrazine and hydroxylamine.
The most preferred hydrogen donors are propan-2-ol, butan-2-ol, triethylammonium formate and a mixture of triethylammonium formate and formic acid.
Transfer hydrogenation catalysts may include such catalysts such as a) the chiral Ruthenium (II) catalysts developed for ketone reduction which are disclosed in Chem. Rev., 1998, 98, 2607 see Table 2; b) the Zhang tridentate bis(oxazolinylmethyl)amine catalysts and related catalysts as disclosed in J. Am. Chem. Soc, 1998, 120, 3817, Tet. Let., 1997, 38(37), 6565 and in WO99/24410 (particularly the bis(phenyloxazolin-2-yl)amine and related catalysts discussed therein); and c) the transition metal, particularly group VIII metal, complexes with chiral ligands of formula
wherein AR is any aromatic or ring structure and R", R" and R"" are each independently selected from aryl, alkyl, aralkyl, ring-substituted aralkyl, substituted aryl and combinations thereof as disclosed in US 5,767,276, the catalysts of a), b) and c) being incorporated herein by reference.
Preferred transfer hydrogenation catalysts for use in the process of the present invention have the general formula:
wherein:
R27 represents a neutral optionally substituted hydrocarbyl, a neutral optionally substituted perhalogenated hydrocarbyl, or an optionally substituted cyclopentadienyl ligand;
A represents -NR28-, -NR29-, -NHR28, -NR2aR29 or -NR29R30 where R28 is H, C(0)R30, S02R30, C(O)NR30R34, C(S)NR30R34, C(=NR34)SR35 or C(=NR34)OR35, R29 and R30 each independently represents an optionally substituted hydrocarbyl, perhalogenated hydrocarbyl or an optionally substituted heterocyclyl group, and R34 and R35 are each independently hydrogen or a group as defined for R30;


10

B represents -0-, -OH, OR31, -S-, -SH, SR31, -NR31-, -NR32-, -NHR32, -NR31R32, -NR31R33, -PR31- or -PR31R33 where R32 is H, C(0)R33, S02R33, C(0)NR33R36. C(S)NR33R36, C(=NR36)SR37 or C(=NR36)OR37, R31and R33 each independently represents an optionally substituted hydrocarbyl, perhalogenated hydrocarbyl or an optionally substituted 5 heterocyclyl group, and R36 and R37 are each independently hydrogen or a group as defined for R33;
E represents a linking group;
M represents a metal capable of catalysing transfer hydrogenation; and
Y represents an anionic group, a basic ligand or a vacant site;
) provided that when Y is not a vacant site that at least one of A or B carries a
hydrogen atom.
The catalytic species is believed to be substantially as represented in the above formula. It may be introduced on a solid support.
Optionally substituted hydrocarbyl, perhalogenated hydrocarbyl or optionally ; substituted heterocyclyl groups which may be represented by R29"31 or R33"35 are as defined hereinbefore for R5.
The neutral optionally substituted hydrocarbyl or perhalogenated hydrocarbyl ligand which may be represented by R27 includes optionally substituted aryl and alkenyl ligands.
Optionally substituted aryl ligands which may be represented by R27 may contain 1 ring or 2 or more fused rings which include cycloalkyl, aryl or heterocyclic rings. Preferably, the ligand comprises a 6 membered aromatic ring. The ring or rings of the aryl ligand are often substituted with hydrocarbyl groups. The substitution pattern and the number of substituents will vary and may be influenced by the number of rings present, but often from 1 to 6 hydrocarbyl substituent groups are present, preferably 2, 3 or 6 hydrocarbyl groups and more preferably 6 hydrocarbyl groups. Preferred hydrocarbyl substituents include methyl, ethyl, iso-propyl, menthyl, neomenthyl and phenyl. Particularly when the aryl ligand is a single ring, the ligand is preferably benzene or a substituted benzene. When the ligand is a perhalogenated hydrocarbyl, preferably it is a polyhalogenated benzene such as hexachlorobenzene or hexafluorobenzne. When the hydrocarbyl substitutents contain enantiomeric and/or diastereomeric centres, it is preferred that the enantiomerically and/or diastereomerically purified forms of these are used. Benzene, p-cymyl, mesitylene and hexamethylbenzene are especially preferred ligands.
Optionally substituted alkenyl ligands which may be represented by R27 include C2.30, and preferably CB.12, alkenes or cycloalkenes with preferably two or more carbon-carbon double bonds, preferably only two carbon-carbon double bonds. The carbon-carbon double bonds may optionally be conjugated to other unsaturated systems which


11

may be present, but are preferably conjugated to each other. The alkenes or cycloalkenes may be substituted preferably with hydrocarbyl substituents. When the alkene has only one double bond, the optionally substituted alkenyl ligand may comprise two separate alkenes. Preferred hydrocarbyl substituents include methyl, ethyl, iso-propyl and phenyl. Examples of optionally substituted alkenyl ligands include cyclo-octa-1,5-diene and 2,5-norbornadiene. Cyclo-octa-1,5-diene is especially preferred.
Optionally substituted cyclopentadienyl groups which may be represented by R27
includes cyclopentadienyl groups capable of eta-5 bonding. The cyclopentadienyl group is
often substituted with from 1 to 5 hydrocarbyl groups, preferably with 3 to 5 hydrocarbyl
groups and more preferably with 5 hydrocarbyl groups. Preferred hydrocarbyl
substituents include methyl, ethyl and phenyl. When the hydrocarbyl substitutents contain
enantiomeric and/or diastereomeric centres, it is preferred that the enantiomerically and/or
diastereomerically purified forms of these are used. Examples of optionally substituted
cyclopentadienyl groups include cyclopentadienyl, pentamethyl-cyclopentadienyl,
pentaphenylcyclopentadienyl, tetraphenylcyclopentadienyl, ethyltetramethylpentadienyl,
menthyltetraphenylcyclopentadienyl, neomenthyl-tetraphenylcyclopentadienyl,
menthylcyclopentadienyl, neomenthylcyclopentadienyl, tetrahydroindenyl,
menthyltetrahydroindenyl and neomenthyltetrahydroindenyl groups.
Pentamethylcyclopentadienyl is especially preferred.
When either A or B is an amide group represented by -NR28-, -NHR28, NR28R29, -NR32-, -NHR32 or NR31R32 wherein R29 and R31 are as hereinbefore defined, and where R28 or R32 is an acyl group represented by -C(0)R30 or -C(0)R33, R30 and R33 independently are often linear or branched Chalky!, C^-cycloalkyl or aryl, for example phenyl. Examples of acyl groups which may be represented by R28 or R33 include benzoyl, acetyl and halogenoacetyl, especially trifluoroacetyl, groups.
When either A or B is present as a sulphonamide group represented by -NR28-,
-NHR28, NR28R29, -NR32-, -NHR32 or NR31R32 wherein R29 and R31 are as hereinbefore
defined, and where R28 or R32 is a sulphonyl group represented by -S(0)2R3° or -S(0)2R33,
R30 and R33 independently are often linear or branched C1-8alkyl, C1-8 cycloalkyl or aryl, for
example phenyl. Preferred sulphonyl groups include methanesulphonyl,
trifluoromethanesulphonyl and especially p-toluenesulphonyl groups and naphthylsulphonyl groups.
When either of A or B is present as a group represented by -NR28-, -NHR28, NR28R29, -NR32-, -NHR32 or NR31R32 wherein R29 and R31 are as hereinbefore defined, and where R28 or R32 is a group represented by C(O)NR30R34, C(S)NR30R34, C(=NR34)SR3S, C(=NR34)OR35, C(0)NR33R36, C(S)NR33R36, C(=NR36)SR37 or C(=NR36)OR37, R30 and R33 independently are often linear or branched C1-8alkyl, such as methyl, ethyl, isopropyl, C1-8cycloalkyl or aryl, for example phenyl, groups and R34"37 are often each independently

12

hydrogen or linear or branched C^alkyl, such as methyl, ethyl, isopropyl, C^cycloalkyl or aryl, for example phenyl, groups.
When B is present as a group represented by -OR31, -SR31, -PR31- or -PR31R33, R31 and R33 independently are often linear or branched Chalky!, such as methyl, ethyl, isopropyl, C,.8cycloalkyl or aryl, for example phenyl.
It will be recognised that the precise nature of A and B will be determined by whether A and/or B are formally bonded to the metal or are coordinated to the metal via a lone pair of electrons.
The groups A and B are connected by a linking group E. The linking group E achieves a suitable conformation of A and B so as to allow both A and B to bond or coordinate to the metal, M. A and B are commonly linked through 2, 3 or 4 atoms. The atoms in E linking A and B may carry one or more substituents. The atoms in E, especially the atoms alpha to A or B, may be linked to A and B, in such a way as to form a heterocyclic ring, preferably a saturated ring, and particularly a 5, 6 or 7-membered ring. Such a ring may be fused to one or more other rings. Often the atoms linking A and B will be carbon atoms. Preferably, one or more of the carbon atoms linking A and B will carry substituents in addition to A or B. -Substituent groups include those which may substitute R1, as defined above. Advantageously, any such substituent groups are selected to be groups which do not coordinate with the metal, M. Preferred substituents include halogen, cyano, nitro, sulphonyl, hydrocarbyl, perhalogenated hydrocarbyl and heterocyclyl groups as defined above. Most preferred substituents are C^ alkyl groups, and phenyl groups. Most preferably, A and B are linked by two carbon atoms, and especially an optionally substituted ethyl moiety. When A and B are linked by two carbon atoms, the two carbon atoms linking A and B may comprise part of an aromatic or aliphatic cyclic group, particularly a 5, 6 or 7-membered ring. Such a ring may be fused to one or more other such rings. Particularly preferred are embodiments in which E represents a 2 carbon atom separation and one or both of the carbon atoms carries an optionally substituted aryl group as defined above or E represents a 2 carbon atom separation which comprises a cyclopentane or cyclohexane ring, optionally fused to a phenyl ring.
E preferably comprises part of a compound having at least one stereospecific centre. Where any or all of the 2, 3 or 4 atoms linking A and B are substituted so as to define at least one stereospecific centre on one or more of these atoms, it is preferred that at least one of the stereospecific centres be located at the atom adjacent to either group A or B. When at least one such stereospecific centre is present, it is advantageously present in an enantiomerically purified state.
When B represents -O- or -OH, and the adjacent atom in E is carbon, it is preferred that B does not form part of a carboxylic group.
13

Compounds which may be represented by A-E-B, or from which A-E-B may be derived by deprotonation, are often aminoalcohols, including 4-aminoalkan-1-ols, 1-aminoalkan-4-ols, 3-aminoalkan-1-ols, 1-aminoalkan-3-ols, and especially 2-aminoalkan-1-ols, 1-aminoalkan-2-ols, 3-aminoalkan-2-ols and 2-aminoalkan-3-ols, and particularly 2-aminoethanols or 3-aminopropanols, or are diamines, including 1,4-diaminoalkanes, 1,3-diaminoalkanes, especially 1,2- or 2,3- diaminoalkanes and particularly ethylenediamines. Further aminoalcohols that may be represented by A-E-B are 2-aminocyclopentanols and 2-aminocyclohexanols, preferably fused to a phenyl ring. Further diamines that may be represented by A-E-B are 1,2-diaminocyclopentanes and 1,2-diaminocyclohexanes, preferably fused to a phenyl ring. The amino groups may advantageously be N-tosylated. When a diamine is represented by A-E-B, preferably at least one amino group is N-tosylated. The aminoalcohols or diamines are advantageously substituted, especially on the linking group, E, by at least one alkyl group, such as a C^-alkyl, and particularly a methyl, group or at least one aryl group, particularly a phenyl group.
Specific examples of compounds which can be represented by A-E-B and the protonated equivalents from which they may be derived are:




OH NH2 HO
Preferably, the enantiomerically and/or diastereomerically purified forms of these are used. Examples include (1S,2R)-(+)-norephedrine, (1R,2S)-(+)-cis-1-amino-2-indanol, (1 S,2R)-2-amino-1,2-diphenylethanol, (1 S,2R)-(-)-cis-1 -amino-2-indanol, (1 R,2S)-(-)-norephedrine, (S)-(+)-2-amino-1-phenylethanol, (1R,2S)-2-amino-1,2-diphenylethanoi, N-tosyl-(1 R,2R)-1,2-diphenylethylenediamine, N-tosyl-(1 S,2S)-1,2-diphenylethylenediamine, (1 R,2S)-cis-1,2-indandiamine, (1 S,2R)-cis-1,2-indandiamine, (R)-(-)-2-pyrrolidinemethanol and (S)-(+)-2-pyrrolidinemethanol.
Metals which may be represented by M include metals which are capable of catalysing transfer hydrogenation. Preferred metals include transition metals, more preferably the metals in Group VIII of the Periodic Table, especially ruthenium, rhodium or


14

iridium. When the metal is ruthenium it is preferably present in valence state II. When the metal is rhodium or iridium it is preferably present in valence state I when R27 is a neutral optionally substituted hydrocarbyl or a neutral optionally substituted perhalogenated hydrocarbyl ligand, and preferably present in valence state III when R27 is an optionally substituted cyclopentadienyl ligand
Anionic groups which may be represented by Y include hydride, hydroxy, hydrocarbyloxy, hydrocarbylamino and halogen groups. Preferably when a halogen is represented by Y, the halogen is chloride. When a hydrocarbyloxy or hydrocarbylamino group is represented by Y, the group may be derived from the deprotonation of the hydrogen donor utilised in the reaction.
Basic ligands which may be represented by Y include water, CM alcohols, C^ primary or secondary amines, or the hydrogen donor which is present in the reaction system. A preferred basic ligand represented by Y is water.
Most preferably, the nature of A-E-B, R27 and Y are chosen such that the catalyst is chirai. When such is the case, an enantiomerically and/or diastereomerically purified form is preferably employed. Such catalysts are most advantageously employed in asymmetric transfer hydrogenation processes. In many embodiments, the chirality of the catalyst is derived from the nature of A-E-B.
Examples of catalysts which may be employed in the process of the present invention include


The process is carried out preferably in the presence of a base, especially when Y is not a vacant site. The pKa of the base is preferably at least 8.0, especially at least 10.0. Convenient bases are the hydroxides, alkoxides and carbonates of alkali metals; tertiary amines and quaternary ammonium compounds. Preferred bases are sodium 2-propoxide and triethyiamine. When the hydrogen donor is not an acid, the quantity of base used can be up to 10.0, commonly up to 5.0, often up to 3.0, frequently up to 2.5 and especially in the range 1.0 to 3.5, by moles of the catalyst. When the hydrogen donor is an acid, the catalyst may be contacted with a base prior to the introduction of the hydrogen donor. In
15

such a case, the mole ratio of base to catalyst prior to the introduction of the hydrogen donor is often from 1:1 to 3:1, and preferably about 1:1.
Although gaseous hydrogen may be present, the process is normally operated in the absence of gaseous hydrogen since it appears to be unnecessary.
Advantageously, the process is carried substantial absence of carbon dioxide. Preferably, the process is carried out under a substantially inert atmosphere, for example nitrogen or argon.
When the product(s) from dehydrogenation of the hydrogen donor is volatile, for example boils at under 100°C, the removal of this volatile product is preferred. The removal can be accomplished by distillation preferably at less than atmospheric pressure or by use of inert gas sparging. When reduced pressure distillation is employed, the pressure is often no more than 500 mmHg, commonly no more than 200 mmHg, preferably in the range of from 5 to 100 mmHg, and most preferably from 10 to 80 mmHg. When the product(s) from dehydrogenation of the hydrogen donor is a gaseous material, for example when formic acid is present as a hydrogen donor, the removal is most preferably accomplished by the use of inert gas sparging, with for example nitrogen.
Suitably the process is carried out at temperatures in the range of from minus 78 to plus 150°C, preferably from minus 20 to plus 110°C and more preferably from minus 5 to plus 60°C. The initial concentration of the substrate, a compound of formula (1), is suitably in the range 0.05 to 1.0 and, for convenient larger scale operation, can be for example up to 6.0 more especially 0.25 to 2.0, on a molar basis. The molar ratio of the substrate to catalyst is suitably no less than 50:1 and can be up to 50000:1, preferably between 100:1 and 5000:1 and more preferably between 200:1 and 2000:1. The hydrogen donor is preferably employed in a molar excess over the substrate, especially from 5 to 50 fold or, if convenience permits, greater, for example up to 500 fold. After reaction, the mixture is worked up by standard procedures.
During the reaction a solvent may be present, preferably a polar solvent, for example methanol, ethanol or i-propanol, more preferably a polar aprotic solvent, for example acetonitrile, dimethylformamide or dichloromethane. Conveniently, the hydrogen donor may be the solvent when the hydrogen donor is a liquid at the reaction temperature, or it may be used in combination with other solvents. In certain embodiments it is preferable to use a diluent. Diluents include non-polar solvents such as toluene. Usually it is preferred to operate in substantial absence of water, but water may be present in the reaction. If the hydrogen donor or the reaction solvent is not miscible with water and the desired product is water soluble, it may be desirable to have water present as a second phase extracting the product, pushing the equilibrium and preventing loss of product optical purity as the reaction proceeds. The concentration of substrate may be chosen to optimise reaction time, yield and enantiomeric excess.


16

The catalytic species is believed to be substantially as represented in the above formula. It may be employed as an oligomer or metathesis product, on a solid support or may be generated in situ.
In certain embodiments it has been found that certain catalysts are preferred for the transfer hydrogenation of imines and iminium salts. Catalysts in which A-E-B is derived from N-tosyldiamines, preferably mono-N-tosyldiamines, particularly mono-N-tosylated ethylenediamines, are preferred. Especially, M is also ruthenium (II) and R27 is an aryl group or cyclopentadienyl group, or M is iridium (I) or rhodium (I) and R27 is cyclo-octadiene, or M is iridium (III) or rhodium (III) and R27 is a cyclopentadienyl group. Further, triethylamine is preferably employed as a base, a mixture of formic acid and triethylamine in the preferred ratio of 5:2 (formic acid:triethylamine) is preferably employed as hydrogen donor. When an iminium salt is present, it is preferably a protonated imine, or is a methylated or benzylated imine with an iodide, formate or trifluoroacetate counter ion. It is believed that when Y is not a vacant site, R27 is a neutral ligand and when M is rhodium or iridium and is in valence state (I), A-E-B attaches to M by means of two dative bonds (the lone pairs of the heteroatoms in both A and B coordinate to M). However, when Y is not a vacant site, R27 is a cyclopentadienyl ligand and when M is rhodium or iridium and is in valence state (III), A-E-B attaches to M by means of one dative and one formal bond. Whereas when Y is not a vacant site, R27 is a neutral ligand and when M is ruthenium and is in valence state (II), A-E-B attaches to M by means of one dative and one formal bond.
The catalyst can be made by reacting a metal aryl, alkenyl or cyclopentadienyl halide complex with a compound of formula A-E-B as defined above or a protonated equivalent from which it may be derived, and, where Y represents a vacant site, reacting the product thereof with a base. The metal aryl or alkenyl halide complex preferably has the formula [MR27Z2]Z when M is ruthenium (II) and has the formula [MR27Z]2 when M is iridium (I) or rhodium (I), wherein R27 is an aryl or alkenyl ligand as defined above, and Z represents a halide, particularly chloride. The metal cyclopentadienyl halide complex preferably has the formula [MR27Z]2 or [MR27Z]4 when M is ruthenium (II) and has the formula [MR27Z]2 when M is iridium (III) or rhodium (III), wherein R27 is an optionally substituted cyclopentadienyl ligand as defined above, and Z represents a halide, particularly chloride.
For the preparation of the catalysts according to the present invention, a solvent is preferably present. Suitable reaction temperatures are in the range 0-100, for example 20-70, °C, often giving reaction times of 0.5-24.0 h. After reaction is complete, the catalyst may if desired be isolated, but is more conveniently stored as the solution or used soon after preparation. The solution can contain the hydrogen donor and this, if a secondary alcohol, may be present in or used as the solvent for steps (a) and/or (b). The preparation



17



and after-handling should preferably be under an inert atmosphere, and particularly in carbon dioxide and oxygen-free conditions.
The catalyst or catalyst solution is generally treated with base either just prior to use in a transfer hydrogenation reaction, or during use. This can be accomplished by adding base to the catalyst in solution, or to the compound of formula (1) in solution, or by addition to the transfer hydrogenation reaction.
Transfer hydrogenation can be accomplished by transferring the solution of catalyst to a solution of substrate, a compound of general formula I. Alternatively a solution of substrate can be added to a solution of catalyst. Base may be pre-added to the catalyst solution and/or the substrate solution, or can be added later. The hydrogen donor if not already present in the catalyst solution may be added to the substrate solution, or may be added to the reaction mixture.
The imine and iminium salt compounds of formula (1) can generally be obtained by known literature methods. Iminium salts, for example, can be prepared by the quaternisation of imines, such as by treatment of imines with alkylating agents.
N-phosphinyl imines can be synthesised from N-hydroxy imines by treatment with a halophosphine. N-Hydroxy imines being readily available from the corresponding aldehyde or ketone by treatment with hydroxylamine. A similar approach can be used for the synthesis of certain N-sulphonylimines whereby N-hydroxy imines are treated with a halosulphoxyl compound in the presence of a base
Alternatively, N-phosphinyl imines can be synthesised from aldehydes or ketones by treatment with phosphinic amides in the presence of a condensation reagent, such as titanium tetrachloride, and a base.
Many of the N-phosphinyl, N-sulphonyl, N-sulphoxy! and N-carboxy imines can be synthesised from aldehydes or ketones by treatment with the corresponding phosphinamide, sulphonamide, sulphoxamide or carboxamides under dehydrating conditions, such azeotropic water removal, often carried out in the presence of an acid catalyst, such as p-toluene sulphonic acid or trifluoroacetic acid, or a Lewis acid catalyst, treatments with molar equivalents or excesses of drying agents, for example molecular sieves or magnesium sulphate, or treatments with combined lewis acid and dehydrating agents such as titanium tetrachloride or titanium tetraisopropoxide.
N-Carboxy and N-sulphoxyl imines may also be prepared by reaction of ketones with aza Wittig reagents.
N-Sulphoxyl imines may also be prepared by the reaction of a organometallic derivatives of imines, such as an N-lithiated imine, with chiral sulphoxides such as menthyi p-toluene sulphinate.
18

N-Silylimines can be prepared form organometallic derivative of sitazanes such as lithium di(trimethyl)silazamide, and ketones, or by the reaction of organometallic derivatives of imines, such as an N-lithiated imine, with a halosilane.
Furthermore, either by in situ cleavage of the R3 or R4 groups of the amines produced by the process of first aspect of present invention under the process conditions, or by further treatment by for example acid or base hydrolysis, a ready route to primary and secondary amines can be accessed.
According to a second aspect of the present invention there is provided a process for the production of primary or secondary amines
comprising the steps of
a) generating a substrate of general formula (1) from a carbonyl compound (2),

in which X represents NR3 or (NR4R5)+Q", and Q" represents a monovalent anion,
b) reacting the substrate of general formula (1) with a hydrogen donor in the presence of a transfer hydrogenation catalyst, and
c) removal of R3 or R4 to give an amine of formula (3)

wherein:
R1 and R2 each independently represents a hydrogen atom, an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl, an optionally substituted heterocyclyl group, a substituted carbonyl functional group, a substituted thiocarbonyl functional group or substituted imino functional group, R1 & R2 optionally being linked in such a way as to form an optionally substituted ring;
R3 and R4 represents -P(0)R6R7, -P(0)OR8OR9, -P(0)OR8OH, -P(0)(OH)2, -P(O)SR10SR11, -P(O)SR10SH, -P(0)(SH)2, -P(0)NR1ZR13NR14R15, -P(0)NR12R13NHR14, -P(0)NHR12NHR14, -P(0)NR12R13NH2, -P(0)NHR12NH2, -P(0)(NH2)2J -P(0)R6OR8, -P(0)R6OH, -P(0)R6SR10, -P(0)R6SH, -P(0)R6NR12R13, -P(0)R6NHR12, -P(0)R6NH2, -P(0)OR8SR10, -P(0)OR8SH, -P(0)OHSR1°, -P(0)OHSH, -P(0)OR8NR12R13, -P(0)OR8NHR12, -P(0)OR8NH2) -P(0)OHNR12R13, -P(0)OHNHR12, -P(0)OHNH2, -P(O)SR10NR12R13, -P(O)SR10NHR12, -P(O)SR10NH2, -P(0)SHNR12R13, -P(0)SHNHR12,

-P(0)SHNH2, -P(S)R6R7, -P(S)OR8OR9, -P(S)OR8OH, -P(S)(OH)2, -P(S)SR10SR11,
-P(S)SR10SH, -P(S)(SH)2, -P(S)NR12R13NR14R15, -P(S)NR12R13NHR14, -P(S)NHR12NHR14,
-P(S)NR12R13NH2, -P(S)NHR12NH2, -P(S)(NH2)2, -P(S)R6OR8, -P(S)R6OH, -P(S)R6SR10,
-P(S)R6SH, -P(S)R6NR12R13, -P(S)R6NHR12, -P(S)R6NH2, -P(S)OR8SR10, -P(S)OHSR10,
-P(S)OR8SH, -P(S)OHSH, -P(S)OR8NR12R13, -P(S)OR8NHR12, -P(S)OR8NH2,
-P(S)OHNR12R13, -P(S)OHNHR12, -P(S)OHNH2, -P(S)SR10NR12R13, -P(S)SR10NHR12, -P(S)SR10NH2l -P(S)SHNR12R13, -P(S)SHNHR12, -P(S)SHNH2l -PR6R7, -POR8OR9, -PSR10SR1\ -PNRt2R13NR14R15, -PR6ORa, -PR6SRt0, -PR6NR12R13, -POR8SR,Q, -POR8NR12R13, -PSR10NR12R13, -S(0)R16, -S(0)2R17, -COR18, -C02R19, or SiR2°R21R22;
R5 and R38 represents a hydrogen atom, an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl, or an optionally substituted heterocyclyl group;
R6 and R7 independently represent an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl, an optionally substituted heterocyclyl group or -N=CR23R24 where R23 and R24 are as defined for R1; and
RB to R22 each independently represents an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl or an optionally substituted heterocyclyl group, one or more of R1 & R6, R2 & R7, R6 & R7, R6 & R8, R6 & R10, R6 & R12, R1 & R8, R2 & R9, R8 & R9, R8 & R10, R8 & R12, R1 & R10, R2 & R11, R10 & R11, R10 & R12, R1 & R12, R2 & R13, R12 & R13, R1 & R14, R2 & R15, R14 & R1S, R12 & R14, R1 & R16, R1 & R18, R1 & R19, R1 & R20, R2 & R21, R20 & R21 and R21 & R22 optionally being linked in such a way as to form an optionally substituted ring(s).
Preferably, when a substrate of formula (1) or an amine of formula (3) comprises one or more optionally substituted ring(s), it is preferred that only one or more of R1 & R2, R6 & R7, Ra & R9, R10 & R11, R12 & R13, R14 & R15, R12 & R14, R20 & R21 and R21 & R22 are optionally linked in such a way as to form an optionally substituted ring(s).
When the substrate of general formula (1) is an imine [i.e. X = NR3], the step of generating the substrate of general formula (1) from a carbonyl compound (2),

is preferably accomplished by treating a carbonyl compound of formula (2) with a substituted amino compound R3NH2.
When the substrate of general formula (1) is an iminium salt [i.e. X = (NR4R5)+Q"J, the step of generating the substrate of general formula (1) from a carbonyl compound (2),

20

is preferably accomplished by treating a carbonyl compound of formula (2) with a substituted amino compound R4NH2 and quatemizing or protonating the resulting imine to give the iminium salt.
In certain embodiments, particularly in the generation of imines or iminium salts wherein R3 or R4 contain a phosphorous oxygen double bond, it is preferable in the step of generating the substrate of general formula (1) from a carbonyl compound (2) first to treat the carbonyl compound of formula (2) with hydroxylamine to generate the corresponding oxime, and then to react the oxime with an activated species containing the groups that will form R3 or R4, such as halo derivative, for example CIP(Ph)2.
When reacting the substrate of general formula (1) with a hydrogen donor in the presence of a transfer hydrogenation catalyst to give an amine, the step is carried out in accordance with reference to the first aspect of the present invention as described herein before.
The step of removal of the R3 or R4 may be carried out by any means which is generally known to cleave groups represented by R3 or R4 which are attached to an amine. Preferably, R3 or R4 are removed either by treatment with acid, treatment with base, hydrogenation or treatment with nucleophilic agents, such as fluoride, the method employed being selected according to the nature of R3 or R4.
In many embodiments, R3 or R4, especially when R3 or R4 is a group selected from
-P(0)R6R7, -P(0)OR8OR9, -P(0)OR8OH, -P(0)(OH)2, -P(O)SR10SR11, -P(O)SR10SH,
-P(0)(SH)2, -P(0)NR12R13NR14R15, -P(0)NR12R13NHR14, -P(0)NHR12NHR1-P(0)NR12R13NH2, -P(0)NHR12NH2, -P(0)(NH2)2, -P(0)R6OR8, -P(0)R6OH, -P(0)R6SR10, -P(0)R6SH, -P(0)R6NR12R13, -P(0)R6NHR12, -P(0)R6NH2, -P(0)OR8SR1°, -P(0)0R8SH, -P(0)OHSR1°, -P(0)OHSH, -P(0)OR8NR12R13, -P(0)OR8NHR12, -P(0)OR8NH2l -P(0)OHNR12R13, -P(0)OHNHR12, -P(0)OHNH2, -P(O)SR10NR12R13, -P(O)SR10NHR12, -P(O)SR10NH2, -P(0)SHNR12R13, -P(0)SHNHR12, -P(0)SHNH2, -P(S)R6R7, -P(S)OR8OR9, -P(S)ORBOH, -P(S)(OH)2, -P(S)SR10SR11, -P(S)SR10SH, -P(S)(SH)2, -P(S)NR12R13NR14R15, -P(S)NR12R13NHR14, -P(S)NHR12NHR14, -P(S)NR12R13NH2, -P(S)NHR12NH2, -P(S)(NH2)2, -P(S)R6OR&, -P(S)R6OH, -P(S)R6SRi0, -P(S)R6SH, -P(S)ReNR12R13, -P(S)R6NHR12, -P(S)R6NH2, -P(S)OR8SR10, -P(S)OHSR1°, -P(S)OR8SH, -P(S)OHSH, -P(S)OR8NR12R13, -P(S)OR8NHR12, -P(S)OR8NH2, -P(S)OHNR12R13, -P(S)OHNHR12, -P(S)OHNH2, -P(S)SR10NR12R13, -P(S)SR10NHR12, -P(S)SR10NH2, -P(S)SHNR12R13, -P(S)SHNHR12, and -P(S)SHNH2, are removed by treatment with acid, such as gaseous hydrogen chloride, aqueous hydrochloric acid, hydrochloric acid/alcohol mixtures, acetic acid/formic acid/ water mixture, trifluoroacetic acid, p-toluenesulphonic acid, or other mineral acids. Preferably, gaseous hydrogen chloride is bubbled through a solution of the phosphorous substituted amine, or the phosphorous substituted amine is treated with an hydrochloric acid solution to effect the cleavage of the nitrogen-phosphorous bond.

21

When R3 or R4 is a group represented by C02R19 treatments with acids or reductive methods may be used to remove the R3 or R4 group. When R19 is a benzyl group, reductive methods such as hydrogenation in the presence of palladium or charcoal and dissolving metal reductions, or treatment with strong acid, such as hydrogen bromide/acetic acid mixtures, may be employed. When R19 is a t-butyl group treatment with an acid such as p-toluenesulphonic or trifluoroacetic acid in an organic solvent such as alcohols, ethers or acetonitrile may be employed. When R19 is a methyl group, more forcing conditions may be required such as treatments with hydrazine or alkali metal hydroxides.
When R3 or R4 is a group represented by COR18, the R3 or R4 group may be removed by acid or base hydrolysis.
When R3 or R4 is a group represented by -S(0)2R17, treatments with acids or reductive methods may be used to remove the R3 or R4 group. When R17 is a methyl group hydride reductions, for example using lithium aluminium hydride, or dissolving metal reductions may be employed. When R17 is a p-tolyl group treatment in strong acid, such as trifluoroacetic acid in methanol or 6M hydrocholoric acid, may be employed. When R17 is a trimethylsilylethyl group treatment with an alkali metal fluoride, preferably caesium fluoride, may be employed.
When R3 or R4 is a group represented by SiR20R21R22, treatments with acids or alkali metal fluorides may be used to remove the R3 or R4 group.
The invention is illustrated by the following Examples.
EXAMPLE 1
Synthesis of acetonaphthone oxime
Reactant Wt/Vol Mol.Wt Mol Mol ratio
1-acetonaphthone 1g 170.2 5.9 mmol 1
hydroxylamine hydrochloride 0.98 g 69.5 10.0 mmol 1.7
pyridine 10 ml 79.1
In a 50 ml round-bottom flask, a mixture of acetonaphthone, hydroxylamine hydrochloride in pyridine was stirred, at room temperature under nitrogen blanket, for five days. The reaction mixture was then concentrated under vacuum to remove most of pyridine. The oil was then dissolved in dichloromethane. The product precipitated on standing. The product was obtained as a white solid in 65% yield.
Note : after reaction, the compound exhibit a 75/25 E/Z isomers ratio. After precipitation, one single isomer (E) was observed by 1H NMR.
22-

EXAMPLE 2
Synthesis of acetophenone oxime

Reactant Wt/Vol Mol.Wt Mol Mol ratio
acetophenone ig 120.1 8.3 mmol 1
hydroxylamine hydrochloride 0.695 g 69.5 14.1 mmol 1.7
pyridine 5 ml 79.1 - -
In a 50 ml round-bottom flask, a mixture of acetophenone, hydroxylamine hydrochloride in pyridine was stirred, at room temperature under nitrogen blanket, for five days. The reaction mixture was then concentrated under vacuum to remove most of pyridine. The oil was then distilled at 55°C under 0.1 mbar. The product was obtained in 95% yield.
Note : the isomer E/Z ratio of the isolated compound was 87/13 as measured by 1H NMR.
EXAMPLE 3
Synthesis of 2-octanone oxime

Reactant Wt/Vol Mol.Wt Mol Mol ratio
2-octanone 1.2 ml 128.2 7.8 mmol 1
hydroxylamine hydrochloride 0.92 g 69.5 13.3 mmol 1.7
pyridine 10 ml 79.1 - -
In a 50 ml round-bottom flask, a mixture of 2-octanone, hydroxylamine hydrochloride in pyridine was stirred, at room temperature under nitrogen blanket, for five days. The reaction mixture was then concentrated under vacuum to remove most of pyridine. The oil was then dissolved in dichloromethane. The product precipitated on standing. The product was obtained as a white solid in 87% yield.
EXAMPLE 4
Synthesis of N-diphenylphosphinyl-1,1-methylnaphthyl imine

Reactant Wt/Vol Mol.Wt Mol Mol ratio
acetonaphthone oxime ■ig 185 5.4 mmol 1
triethylamine 0.75 ml 101.2 5.4 mmol 1
chlorodiphenylphosphine 0.97 ml 220.6 5.4 mmol 1
diethyl ether 5 ml 74.1 - -
dichloromethane 5 +2 ml 84.9 ~ -

To a stirred solution of acetonapthone oxime and triethylamine in diethyl ether/dichloromethane (1/1:10ml) was added dropwise a solution of chlorodiphenylphosphine in dichloromethane (2 ml) at -45°C. After addition, the temperature (-45°C) was maintained for 1 hour and then was allowed to slowly rise to reach room temperature without removing the ice bath (dry ice-acetone). The reaction mixture was stirred at room temperature overnight. The solution was then filtered to remove the triethylamine hydrochloride precipitate and washed with a mixture of diethyl ether/dichloromethane (1/1). The liquid solution was concentrated to give a brown viscous oil in 94% yield. Recrystallisation in toluene/diethyl ether gave the product as. yellow crystals.
EXAMPLE 5
Synthesis of N-diphenylphosphinyl-1,1-methylphenyl imine

Reactant WtA/ol Mol.Wt Mol Mol ratio
acetophenone oxime 1.06 g 135 7.8 mmol 1
triethylamine 1.1 ml 101.2 7.8 mmol 1
chlorodiphenylphosphine 1.4 ml 220.6 7.8 mmol 1
diethyl ether 5 ml 74.1 - -
dichloromethane 5 +2ml 84.9 - -
To a stirred solution of acetophenone oxime and triethylamine in diethyl ether/dichloromethane (1/1:10ml) was added dropwise a solution of chlorodiphenylphosphine in dichloromethane (2 ml) at -45°C. After addition, the temperature (-45°C) was maintained for 1 hour and then was allowed to slowly rise to reach room temperature without removing the ice bath (dry ice-acetone). The reaction mixture was stirred at room temperature overnight. The solution was then filtered to remove the triethylamine hydrochloride precipitate and washed with a mixture of diethyl ether/dichloromethane (1/1). The product was obtained as a yellow solid in 80% yield after concentration, and was washed with a mixture of diethyl ether/dichloromethane (1/1).
24

EXAMPLE 6
Synthesis of N-diphenylphosphinyl-1,1-methylhexyl imine

Reactant WtA/ol Mol.Wt Mol Mol ratio
2-octanone oxime 0.97 g 143 6.8 mmol 1
triethyiamine 0.95 ml 101.2 6.8 mmol 1
chlorodiphenylphosphine 1.2 ml 220.6 6.8 mmol 1
diethyl ether 5 ml 74.1 - -
dichloromethane 5 + 2ml 84.9 - -
To a stirred solution of acetophenone oxime and triethyiamine in diethyl ether/dichloromethane (1/1:10ml) was added dropwise a solution of chlorodiphenylphosphine in dichloromethane (2 ml) at -45°C. After addition, the temperature (-45°C) was maintained for 1 hour and then was allowed to slowly rise to reach room temperature without removing the ice bath (dry ice-acetone). The reaction mixture was stirred at room temperature overnight. The solution was then filtered to remove the triethyiamine hydrochloride precipitate and washed with a mixture of diethyl ether/dichloromethane (1/1). The product was obtained as a colourless oil in 84% yield after concentration. Recrystallisation in toluene/diethyl ether gave the product as white crystals.
EXAMPLE 7
Synthesis of N-diethylphosphinyl-1,1methylnaphthyl imine

Reactant WWol Mol.Wt Mol Mol ratio
acetonaphthone oxime 1g 185 5.4 mmol 1
triethyiamine 0.75 ml 101.2 5.4 mmol 1
chlorodiethylphosphine 0.66 ml 124.5 5.4 mmol 1
diethyl ether 5 mi 74.1 - -
dichloromethane 5+ 2 ml 84.9 - -
To a stirred solution of acetonapthone oxime and triethyiamine in diethyl ether/dichloromethane (1/1:10ml) was added dropwise a solution of chlorodiethylphosphine in dichloromethane (2 ml) at -45°C. After addition, the temperature (-45°C) was maintained for 1 hour and then was allowed to slowly rise to reach room temperature without removing the ice bath (dry ice-acetone). The reaction mixture was stirred at room temperature overnight. The solution was then filtered to remove the triethyiamine hydrochloride precipitate and washed with a mixture of diethyl

ether/dichloromethane (1/1). The product was obtained as a brown oil in 85% yield after concentration. No further purification was made.
EXAMPLE 8
Reduction of N-diphenylphosphinyl-1,1-methylnaphthyl imine.

Reactant WtA/ol Mol.Wt Mol Mol ratio
[Rh(Cp)c12 1.54 mg 617.8 2.5 jimol 0.5
(Rh)--N-Tosyl-1,2-diamino-1,2- 1.83 mg 366 5 jimol 1
diphenylethane
Methanol 1.6 ml 32 - -
Et3N/HC02H [2:5]
ph
°*«/
y-ph 2 ml
369 mg
101.2/42
369
24 mmol of HC02H
1mmol
1200
200


Cp" - pentamethylcyclopentadienyl
Notes: ** purchased from The Aldrich Chemical Co.
Prior to the reaction, all solvents were degassed, for example: 10ml of anhydrous methanol was added by syringe to a sealed clean dry round bottomed flask and degassed; either by reducing the pressure until the solvent began to boil and backfilling with nitrogen 3 times, or by bubbling nitrogen through the solution for at least 20 mins.
To a Schlenk flask was added the (R,R)-N-tosyl-1,2-diamino-1,2-diphenylethane, rhodium pentamethylcyclopentadienyl dichloride dimer, N-diphenylphosphinyl-1,1-methylnaphthyl imine and methanol. The flask was stoppered with a "Suba-seal" (RTM). Its contents were evacuated, then purged at room temperature by 3 changes of nitrogen. To the yellow/orange solution was added the formic acid/triethylamine mixture dropwise. After 30 mins, the solution had changed colour to red/brown. The mixture was stirred for 3 hours while being purged with nitrogen, the reaction was then quenched by the addition of saturated sodium carbonate solution (1 ml). The aqueous solution was then shaken with dichloromethane (5 ml), the organic phase separated and collected. The organic phase was then dried by contacting with solid anhydrous magnesium sulphate and then filtering


26



off the solid, then the solvent was removed in vacuo to give product in >95% conversion and >99%ee. The sample was analysed by 1H and 31P NMR.
EXAMPLE 9
Reduction of N-diphenylphosphinyl-1,1-methylnaphthyl imine with a rhodium
catalyst.

Reactant Wt/Vol Mol.Wt Mol Mol ratio
N-diphenylphosphinyl-1,1 - 369 mg 369 1 mmol 50
methylnaphthyl imine
[RhCp*Cy2 6.2 mg 617.8 10 (pmol 0.5
(R,R)-N-tosyl-1,2-diamino- 7.3 mg 366 20 pmol 1
1,2-diphenylethane
acetonitrile 1.6 ml 41 - -
Et3N/HC02H [2:5] 2 ml 101.2/42 24 mmol of HC02H 1200
Cp* = pentamethylcyclopentadienyl
The (R,R)-N-tosyl-1,2-diamino-1,2-diphenylethane and rhodium compound were weighed out into a clean dry Schlenk flask. A solution of N-diphenylphosphinyl-1,1-methylnaphthyl imine in acetonitrile was added. The flask was stoppered with a "Suba-seal" (RTM). The reaction mixture was stirred rapidly and purged at room temperature by 3 changes of nitrogen. After 10 mins, the mixture of triethylamine/formic acid was added dropwise. The orange solution became red/brown. After 3 hours, the reaction mixture was quenched with a saturated solution of Na2C03 (2 ml). Extraction was then carried out by treatment with dichloromethane (5 ml). The organic layer was dried over magnesium sulphate and concentrated to give the product as a brown oil, in > 95% conversion and > 99% ee.
Note: the reaction can be carried out with or without a nitrogen purge. The ee were determined by HPLC on a chiral phase column or by 31P NMR with a chiral shift reagent.
27

EXAMPLE 10
Reduction of N-diphenylphosphinyl 1-1- methylphenyl imine with a rhodium catalyst.
Reactant Wt/Vol Mol.Wt Mol Mol ratio
N-diphenylphosphinyl-1,1- 319 mg 319 1 mmol 50
methylphenyl imine
[RhCp*CI2]2 6.2 mg 617.8 10 pmol 0.5
(R,R)-N-tosyl-1,2-diamino- 7.3 mg 366 20 pmol 1
1,2-diphenylethane
acetonitrile 1.6 ml 41
Et3N/HC02H [2:5] 2 ml 101.2/42 24 mmol 1200
of HC02H Cp* = pentamethylcyclopentadienyl
The (R,R)-N-tosyl-1,2-diamino-1,2-diphenylethane and rhodium compound were weighed out into a clean dry Schlenk flask. A solution of N-diphenylphosphinyl-1,1-rnethylphenyl imine in acetonitrile was added. The flask was stoppered with a "Suba-seal" (RTM). The reaction mixture was stirred rapidly and purged at room temperature by 3 changes of nitrogen. After 10 mins, the mixture of triethylamine/formic acid was added dropwise. The yellow solution became red/brown. After 3 hours, the reaction mixture was quenched with a saturated solution of sodium carbonate (2 ml). Extraction was then carried out by treatment with dichloromethane (5 ml). The organic layer was dried over magnesium sulphate and concentrated to give the product as a brown liquid, in > 95% conversion and 86% ee.
Note: The ee were determined by HPLC on a chiral phase column or by 31P NMR with a chiral shift reagent.
28

EXAMPLE 11
Reduction of N-diphenylphosphinyM,1-methylhexyl imine with an iridium catalyst.

Reactant Wt/Vol Mol.Wt Mol Mol ratio
N-diphenylphosphinyl-1,1- 327 mg 327 1 mmol 50
methylhexyl imine
[lrCp*CI2]2 7.9 mg 796.6 10 pmol 0.5
(R,R)-N-tosyl-1,2-diamino- 7.3 mg 366 20 pmol 1
1,2-diphenylethane
acetonitrile 1.6 ml 41 - -
Et3N/HC02H [2:5] 2 ml 101.2/42 24 mmol of HC02H 1200
Cp* = pentamethylcyclopentadienyl
The (R,R)-N-tosyl-1,2-diamino-1,2-diphenylethane and iridium compound were weighed out into a clean dry Schlenk flask. A solution of N-diphenylphosphinyl-1,1-methylhexyl imine in acetonitrile was added. The flask was stoppered with a "Suba-seal" (RTM). The reaction mixture was stirred rapidly and purged at room temperature by 3 changes of nitrogen. After 10 mins, the mixture of triethylamine/formic acid was added dropwise. The yellow solution became green. After 2 hours, the reaction mixture was quenched with a saturated solution of sodium carbonate (2 ml). Extraction was then carried out by treatment with dichloromethane (5 ml). The organic layer was dried over magnesium sulphate and concentrated to give the product as a brown liquid, in > 95% conversion and 95% ee.
Note: The ee were determined by HPLC on a chiral phase column or by 31P NMR with a chiral shift reagent.
25

EXAMPLE 12
Reduction of N-diethylphosphinyl-1,1-methyinaphthyl imine with a ruthenium
catalyst.
Reactant Wt/Vol Mol.Wt Mol Mol ratio
N-diethylphosphinyl-1,1- 369 mg 369 1 mmol 50
methylnaphthyl imine
p-cymenerutheniumchloride 6.1 mg 612.4 10|imol 0.5
dimer
(R,R)-N-tosyl-1,2-diamino- 7.3 mg 366 20 pmol 1
1,2-diphenylethane
acetonitrile 1.6 ml 41
Et3N/HC02H [2:5] 2 mi 101.2/42 24 mmol 1200
of HC02H
The (R,R)-N-tosyl-1,2-diamino-1,2-diphenylethane and ruthenium compound were weighed out into a clean dry Schlenk flask. A solution of N-diethylphosphinyl-1,1-methylnaphthyl imine in acetonitrile was added. The flask was stoppered with a "Suba-seal" (RTM). The reaction mixture was stirred rapidly and purged at room temperature by 3 changes of nitrogen. After 10 mins, the mixture of triethylamine/formic acid was added dropwise. After 2 hours, the reaction mixture was quenched with a saturated solution of sodium carbonate (2 ml). Extraction was then carried out by treatment with dichloromethane (5 ml). The organic layer was dried over magnesium sulphate and concentrated to give the product as a brown oil, in > 95% conversion and 84% ee.
Note: The ee were determined by HPLC on a chiral phase column or by 31P NMR with a chiral shift reagent.
30

EXAMPLE 13
Reduction of N-diphenylphosphinyl-1,1-methylnaphthyl imine with a Rhodium
catalyst.
Reactant Wt/Vol Mol.Wt Mol Mol ratio
N-diphenylphosphinyl-1,1- 369 mg 369 1 mmol 50
methylnaphthyl imine
[RhCp*CI2]2 6.2 mg 617.8 10fxmol 0.5
(R,R)-N-tosyl-1,2-diamino- 7.3 mg 366 20 ^mol 1
1,2-diphenylethane
methanol 1.6 ml 32
Et3N/HC02H [2:5] 2 ml 101.2/42 24 mmol 1200
of HCOzH Cp* = pentamethylcyclopentadienyl
The (R,R)-N-tosyl-1,2-diamino-1,2-diphenylethane and rhodium compound were weighed out into a clean dry Schlenk flask. The solution of-diphenylphosphinyl-1,1-methylnaphthyl imine in methanol was added. The flask was stoppered with a "Suba-seal" (RTM). The reaction mixture was stirred rapidly and purged at room temperature by 3 changes of nitrogen. After 10 mins, the mixture of triethylamine/formic acid was added dropwise. The yellow/orange solution became red/brown. After 3 hours, the reaction mixture was quenched with a saturated solution of sodium carbonate (2 ml). Extraction was then carried out by treatment with dichloromethane (5 ml). The organic layer was dried over magnesium sulphate and concentrated to give the product as a brown oil, in > 95% conversion and > 99% ee.
31

EXAMPLE 14
Reduction of N-diphenylphosphinyM,1-methylnaphthyl imine with a Rhodium
catalyst.
Reactant Wt/Vol Mol.Wt Mol Mol ratio
N-diphenylphosphinyl-1,1- 369 mg 369 1 mmol 50
methylnaphthy! imine
[RhCp*CI2]2 6.2 mg 617.8 10pmol 0.5
(S,S)-N-tosyl-1,2-diamino- 7.3 mg 366 20 pmol 1
1,2-diphenylethane
acetonitrile 1.6 ml 41
Et3N/HC02H [2:5] 2 ml 101.2/42 24 mmol 1200
of HC02H Cp* = pentamethylcyclopentadienyl
The (S,S)-N-tosyl-1,2-diamino-1,2-diphenylethane and rhodium compound were weighed out into a clean dry Schlenk flask. The solution of N-diphenylphosphinyl-1,1-methylnaphthyl imine in acetonitrile was added. The flask was stoppered with a "Suba-seal" (RTM). The reaction mixture was stirred rapidly and purged at room temperature by 3 changes of nitrogen. After 10 mins, the mixture of triethylamine/formic acid was added dropwise. The orange solution became red/brown. After 3 hours, the reaction mixture was quenched with a saturated solution of sodium carbonate (2 ml). Extraction was then carried out by treatment with dichloromethane (5 ml). The organic layer was dried over magnesium sulphate and concentrated to give the product as a brown oil, in > 95% conversion and > 99% ee.
32

EXAMPLE 15
Reduction of N-diphenylphosphinyl-1,1-methylnaphthyl imine with a Rhodium
catalyst.
Reactant Wt/Vol Mol.Wt Mol Mol ratio
N-diphenylphosphinyl-1,1- 369 mg 369 1 mmol 200
methylnaphthyl imine
[RhCp*Cy2 1.5 mg 617.8 2.5 ^mol 0.5
(R,R)-N-tosyl-1,2-diamino- 1.8 mg 366 5 ^mol 1
1,2-diphenylethane
acetonitrile 1.6 ml 41
Et3N/HC02H [2:5] 2 ml 101.2/42 24 mmol 4800
of HCOzH Cp* = pentamethylcyclopentadienyl
The (R,R)-N-tosyl-1,2-diamino-1,2-diphenylethane and rhodium compound were weighed out into a clean dry Schlenk flask. The solution of N-diphenylphosphinyl-1,1-methylnaphthyl imine in acetonitrile was added. The flask was stoppered with a "Suba-seal" (RTM). The reaction mixture was stirred rapidly and purged at room temperature by 3 changes of nitrogen. After 10 mins, the mixture of Et3N/HC02H was added dropwise. The orange solution became red/brown. After 3 hours, the reaction mixture was quenched with a saturated solution of sodium carbonate (2 ml). Extraction was then carried out by treatment with dichloromethane (5 ml). The organic layer was dried over magnesium sulphate and concentrated to give the product as a brown oil, in > 95% conversion and > 99% ee.
33

EXAMPLE 16
Reduction of N-diphenylphosphinyl-1,1-methylnaphthyl imine with a Rhodium
catalyst.
Reactant Wt/Vol Mol.Wt Mol Mol ratio
N-diphenylphosphinyl-1,1- 369 mg 369 1 mmol 50
methylnaphthyl imine
[RhCp*Cy2 6.2 mg 617.8 10^mol 0.5
(R,R)-N-tosyl-1,2-diamino- 7.3 mg 366 20 ^unol 1
1,2-diphenylethane
acetonitrile 1.6 ml 41
HC02H 1ml 42 24 mmol 1200
ofHC02H Cp* = pentamethylcyclopentadienyl
The (R,R)-N-tosyl-1,2-diamino-1,2-diphenylethane and rhodium compound were weighed out into a clean dry Schlenk flask. The solution N-diphenylphosphinyl-1,1-methylnaphthyl imine in acetonitrile was added. The flask was stoppered with a "Suba-seal" (RTM). The reaction mixture was stirred rapidly and purged at room temperature by 3 changes of nitrogen. After 10 mins, formic acid (1 ml) was added dropwise. The orange solution became brown. After 2 hours, the reaction mixture was quenched with a saturated solution of sodium carbonate (5 ml). Extraction was then carried out by treatment with dichioromethane (5 ml). The organic layer was dried over magnesium sulphate and concentrated to give the product as a brown oil, in > 95% conversion and > 99% ee.
EXAMPLE 17
Synthesis of 1-naphthylethylamine
Reactant WtA/ol Mol.Wt Mol Mol ratio
N-diphenylphosphinyl-1- 0.2 g 371 0.54 mmol 1
naphthylethylamine
gaseous hydrogen chloride - 36.5
ethyl alcohol 10 ml 46
Gaseous hydrogen chloride was bubbled through a stirred solution of N-diphenylphosphinyl-1-naphthylethylamine in ethyl alcohol for 2 hours at room temperature. The reaction mixture was concentrated, made basic by the addition of an aqueous solution of sodium hydroxide (2 M) and extracted with dichioromethane (3x10 ml). The organic
34

layer was washed with brine (1x10 ml), dried over magnesium sulphate and concentrated to give the product as a yellow liquid in 80% yield.
EXAMPLE 18
Synthesis of 1-phenylethylamine
Reactant Wt/Vol Mol.Wt Mol Mol ratio
N-diphenylphosphinyl-1- 0.2 g 321 0.62 mmol 1
phenylethylamine
gaseous hydrogen chloride - 36.5
ethyl alcohol 10 ml 46
Gaseous hydrogen chloride was bubbled through a stirred solution of N-diphenylphosphinyl-1-phenylethylamine in ethyl alcohol for 2 hours at room temperature. The reaction mixture was concentrated, made basic by the addition of an aqueous solution of sodium hydroxide (2 M) and extracted with dichloromethane (3x10 ml). The organic layer was washed with brine (1x10 ml), dried over magnesium sulphate and concentrated to give the product as a yellow liquid in 88% yield.
EXAMPLE 19
Synthesis of 1-methylheptylamine.
Reactant Wt/Vol Mol.Wt Mol Mol ratio
N-diphenylphosphinyl-1- 0.2 g 329 0.61 mmol 1
methylheptylamine
gaseous hydrogen chloride - 36.5
ethyl alcohol 10 ml 46
Gaseous hydrogen chloride was bubbled through a stirred solution of N-diphenylphosphinyl-1-methylheptylamine in ethyl alcohol, for 2 hours at room temperature. The reaction mixture was concentrated, made basic by the addition of an aqueous solution of sodium hydroxide (2 M) and extracted with dichloromethane (3x10 ml). The organic layer was washed with brine (1x10 ml), dried over magnesium sulphate and concentrated to give the product as a yellow liquid in 69% yield.
35

EXAMPLE 20
Synthesis of 1-naphthylethylamine
Reactant Wt/Vol Mol.Wt Mol Mol ratio
N-diethylphosphinyl-1- 0.2 g 275 0.73 mmol 1
naphthylethylamine
gaseous hydrogen chloride - 36.5
ethyl alcohol 10 ml 46
Gaseous hydrogen chloride was bubbled through a stirred solution of N-diethylphosphinyl-1-naphthylethylamine in ethyl alcohol for 2 hours at room temperature. The reaction mixture was concentrated, made basic by the addition of an aqueous solution of sodium hydroxide (2 M) and extracted with dichloromethane (3 x 10 ml). The organic layer was washed with brine (1x10 ml), dried over magnesium sulphate and concentrated to give the product as a yellow liquid in 72% yield.






36

We Claim:
1 • A process for the production of primary or seconda amines




in which X represents NR3 or (NR4R5)n- „„w /-»-
anion or (IMK R ) Q, and Q represents a monovalent
with a hydrogen donor in the presence of a transfer hydrogenation catalyst, and b) removal of R3 or R4 to give an amine of formula (3)

R1 and R2 each independently represents a hydrogen atom, an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl, an optionally substituted heterocyclyl group, a substituted carbonyl functional group, a substituted thiocarbonyl functional group or substituted imino functional group, R1 & R2 optionally being linked in such a way as to form an optionally substituted ring;
R3 and R4 represents -P(0)R6R7, -P(0)OR8OR9, -P(0)OR8OH, -P(0)(OH)2,
-P(O)SR10SR11, -P(O)SR10SH, -P(0)(SH)2l -P(0)NR12R13NR14R15.
-P(0)NR12R13NHR14, -P(0)NHR12NHR14, -P(0)NR12R13NH2, -P(0)NHR,2NH2, -P(0)(NH2)2, -P(0)R6OR8, -P(0)R6OH, -P(0)R6SR10, -P(0)R6SH, -P(0)R6NR12R13, -P(0)R6NHR12, -P(0)R6NH2, -P(0)OR8SR10, -P(0)OR8SH, -P(0)OHSR1°, -P(0)OHSH, -P(0)OR8NR12R13, -P(0)OR8NHR12, -P(0)OR8NH2, -P(0)OHNR12R13, -P(0)OHNHR12, -P(0)OHNH2, -P(O)SR10NR12R13, -P(O)SR10NHR12, -P(O)SR10NH2, -P(0)SHNR12R13, -P(0)SHNHR12, -P(0)SHNH2, -P(S)R6R7, -P(S)OR8OR9, -P(S)OR8OH, -P(S)(OH)2, -P(S)SR10SR11, -P(S)SR10SH, -P(S)(SH)2l -P(S)NR12R13NR14R15, -P(S)NR12R13NHR14, ~P(S)NHR12NHR14, -P(S)NR12R13NH2, -P(S)NHR12NH2, -P(S)(NH2)2, -P(S)R6OR8, -P(S)R6OH, -P(S)R6SR10, -P(S)R6SH, -P(S)R6NR12R13, -P(S)R6NHR12, -P(S)R6NH2) -P(S)OR8SR10, -P(S)OHSR10, -P(S)OR8SH, -P(S)OHSH, -P(S)OR8NR12R13. -P(S)OR8NHR12, -P(S)OR8NH2, -P(S)OHNR12R13, -P(S)OHNHR12, -P(S)OHNH2, -P(S)SR10NR12R13, -P(S)SR10NHR12.

7
-P(S)SR10NH2, -P(S)SHNR12R13, -P(S)SHNHR12, -P(S)SHNH2, -PR6R7, -POR8OR9, -PSR10SR11, -PNR12R13NR14R15, -PR6OR8, -PR6SR10. -PR6NR12R13, -POR8SR10, -P0RBNR1ZR13, -PSR10NR12R13, -S(0)R16, -S(0)2R17, -COR18, -C02R19, or SiR^R22;
R5 represents a hydrogen atom, an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl, or an optionally substituted heterocyclyl group; R38 represents a hydrogen atom or the group R5;
R6 and R7 independently represent an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl, an optionally substituted heterocyclyl group or -N=CR23R24 where R23 and R24 are as defined for R1; and
R8 to R22 each independently represents an optionally substituted hydrocarbyl, a perhalogenated hydrocarbyl or an optionally substituted heterocyclyl group, one or more of R1 & R6, R2 & R7, R6 & R7, Re & R8, R6 & R10, R6 & R12, R1 & R8, R2 & R9, R8 & R9, R8 & R10, R8 & R12, R1 & R10, R2 & R11, R10 & R11, R10 & R12, R1 & R12, R2 & R13, R12 & R13, R1 & R14, R2 & R15, R14 & R15, R12 & R14, R1 & R16, R1 & R18, R1 & R19, R1 & R20, R2 & R21, R20 & R21 and R21 & R22 optionally being linked in such a way as to form an optionally substituted ring(s), and the transfer hydrogenation catalyst is of general formula:

wherein:
R27 represents a neutral optionally substituted hydrocarbyl, a neutral optionally
substituted perhalogenated hydrocarbyl, or an optionally substituted cyclopentadienyl
ligand;
A represents -NR28-, -NR29-, -NHR28, -NR^R29 or -NR^R30 where R23 is H, C(0)R30,
SOzR30, CCCONR^R34, CtSJNR^R34, C^NR^SR35 or C(=NRM)OR35, R29 and R30
each independently represents an optionally substituted hydrocarbyl, perhalogenated
hydrocarbyl or an optionally substituted heterocyclyl group, and R34 and R35 are each
independently hydrogen or a group as defined for R30;
B represents -0-, -OH, OR31, -S-, -SH, SR31, -NR31-, -NR32-, -NHR32, -NR31R32,
-NR31R33, -PR31- or -PR31R33 where R32 is H, C(0)R33, S02R33, C(0)NR33R36,
C(S)NR33R36, C(=NR36)SR37 or C(=NR36)OR37, R31and R33 each independently
represents an optionally substituted hydrocarbyl, perhalogenated hydrocarbyl or an
optionally substituted heterocyclyl group, and R36 and R37 are each independently
hydrogen or a group as defined for R33;
E represents a linking group wherein A and B are linked through 2, 3 or 4 atoms each
independently being unsubstituted or substituted;
38

M is a group VIII transition metal; and
Y represents an anionic group, a basic ligand or a vacant site; provided that when Y is not a vacant site that at least one of A or B carries a hydrogen atom.
2. A process for the production of primary or secondary amines as claimed in Claim 1 wherein the substrate of general formula (1) is generated from a carbonyl compound (2),
(2) (D
in which X represents NR3 or (NR4R5)+Q-, and Q- represents a monovalent anion.
3. A process as claimed in Claim 1 or Claim 2 wherein M is ruthenium, rhodium or iridium.
4. A process as claimed in any of claims 1 to 3 wherein R27 is an optionally substituted aryl; an optionally substituted alkene; or a cyclopentadienly group substituted with between 3 and 5 substituents, preferably 5 substituents, and especially a pentamethylcyclopentadienyl group.
5. A process as claimed in any preceding claims wherein either of A or B carries an acyl or sulphonyl group, preferably a toluenesulphonyl, methanesulphonyl, trifluoromethanesulphonyl or acetyl group.

6. A process as claimed in any of the preceding claims wherein A-E-B is one of the following:

wherein
A represents -NR28- or -NHR28 where R28 is hydrogen, and B represents -O- or -OH.
7.A process as claimed in any one of the proceeding Claims wherein R3 or R4 is a group selected from -P(0)R6R7, -P(0)OR8OR9, -PfOJSR^SR11,
-P(0)NR12R13NR14R15P(0)R60R8, -P(0)R6SR10, -P(0)R6NR12R13,
-P(0)OR8SR10, -P(O)0R8NR12R13, P(0)SR10NR12R13, -P(S)R6R7,
-P(S)OR8OR9, -P(O)SRSR10SR11, - P(S)NR12R13NR14R15, -P(S)R6OR8,
-P(S)R6SR10P(S)R6NR12R13 -P(S)0R8SR10 -P(S)0R8NRi2Ri3,
-P(S)SR10NR12R13, -PR6R7, -POR8OR9, -PSR10SR11, -PNR12R13NR14R15, -PR6OR8, -PR6SR10, -PR6NR12R13, -POR8SR10, -POR8NR12R13, -PSR10NR12R3, -S(O)R16, -S(0)2R17, -COR18, -CO2R19 and SiR20R21R22.
8. A process as claimed in Claim 7 wherein R3 or R4 is -P(0)R6R7 or-P(0)OR8OR9.
9. A process as claimed in any of Claims 1 to 8 wherein the groups represented by R6 to R19 are independently selected from alkyl or aryl groups.

10. A process as claimed in any of Claims 1 to 9 wherein X is NR3 where R3 is either -P(0)R6R7 or -P(0)OR8OR9 and wherein R6 to R9 are independently selected from C1-4alkyl groups, phenyl groups or phenyl groups substituted with one or more C1-4alkyl groups.
11. A process as claimed in any one of the proceeding claims wherein the compound of formula (1) is prochiral, the transfer hydrogenation catalyst is chiral, an enantiomerically and/or diastereochemically purified form of catalyst being employed, whereby the compound of formula (1) is asymmetrically hydrogenated.
12. A process as claimed in any one of the proceeding claims wherein the hydrogen donor is selected from hydrogen, primary and secondary alcohols, primary and secondary amines, carboxylic acids and their esters and amine salts, readily dehydrogenatable hydrocarbons, clean reducing agents, and any combination thereof.
13. A process as claimed in Claim 12, in which the hydrogen donor is
selected from propan-2-ol, butan-2-ol, triethylammonium formate and a
mixture of triethlammonium formate and formic acid.
Dated this the 18th day of January, 2002

Documents:

in -pct-2002-00072-mum-cancelled pages(18-01-2002).pdf

in -pct-2002-00072-mum-claims(granted)-(06-09-2005).pdf

in -pct-2002-00072-mum-claims(granted).doc

in -pct-2002-00072-mum-correspondence(22-03-2006).pdf

in -pct-2002-00072-mum-correspondence(ipo)-(30-09-2004).pdf

in -pct-2002-00072-mum-form 1(18-01-2002).pdf

in -pct-2002-00072-mum-form 19(16-07-2004).pdf

in -pct-2002-00072-mum-form 1a(14-07-2005).pdf

in -pct-2002-00072-mum-form 2(granted)(06-09-2005).doc

in -pct-2002-00072-mum-form 2(granted)-(06-09-2005).pdf

in -pct-2002-00072-mum-form 3(14-07-2005).pdf

in -pct-2002-00072-mum-form 5(18-01-2002).pdf

in -pct-2002-00072-mum-form pct-ipea-409(18-01-2002).pdf

in -pct-2002-00072-mum-form pct-isa-210(18-01-2002).pdf

in -pct-2002-00072-mum-petition under rule 137(14-07-2005).pdf

in -pct-2002-00072-mum-petition under rule 138(14-07-2005).pdf

in -pct-2002-00072-mum-power of authority(18-03-2002).pdf


Patent Number 210361
Indian Patent Application Number IN/PCT/2002/00072/MUM
PG Journal Number 41/2007
Publication Date 12-Oct-2007
Grant Date 03-Oct-2007
Date of Filing 18-Jan-2002
Name of Patentee AVECIA LIMITED
Applicant Address HEXAGON HOUSE,BLACKLEY, MANCHESTER M9 8ZS GREAT BRITAIN
Inventors:
# Inventor's Name Inventor's Address
1 JULIETTE MARTIN P.O.BOX A38,LEEDS ROAD, HUDDERSFIELD, WEST YORKSHIRE HD2 1FF, GREAT BRITAIN
2 LYNNE ALISON CAMPBELL EARLES ROAD,GRANGEMOUTH, STIRLINGSHIRE FK3 8XG
PCT International Classification Number C07B 43/04 ; C07B 53/00 ; C07C 209/62
PCT International Application Number PCT/GB00/02867
PCT International Filing date 2000-07-25
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 9919118.1 1999-08-14 U.K.