Title of Invention

A PROCESS FOR THE PREPARATION OF RADIATION CURABLE COATING COMPOSITON

Abstract This invention relates to a process for the preparation of radiation curable coating compositions containing a known polymerizable material with an anionic photocatalyst. Photocatalyst is a photoliable compound able to liberate a strong base and has a general formula Z-A wherein Z is a photo labile group, A is a strong base and Z is covalently bound to A. This composition in irradiated with light.
Full Text

ANIONIC PHOTOCATALYST
FIELD OF THE INVENTION The invention relates to an anionic photocatalyst and to a composition comprising a polymerizable material and the anionic photocatalyst.
BACKGROUND OF THE INVENTION A photocatalyst is a species that efficiently absorbs ultraviolet light and generates, through a series of photochemical energy transformations, an initiator or a catalyst which are capable of initiating or catalyzing polymerization, A photocatalyst which upon absorption of ultraviolet light transfers into an electronically excited state and is directly involved in the production of initiator radicals is known as a photoinitiator.
Photoinitiators are well known for use in initiation of polymerization and crosslinking processes. Upon subjection to light or irradiation all suitable wave length, the photoinitiator produces a reactive species which can initiate the polymerisation or crosslinking process. Most common are radical photoinitiator, where the reactive species is a radical. Polymerization can also proceed using a photocatalyst which produces after irradiation an acid (cationic photocatalyst) or a base (anionic photocatalyst) as reactive species. Of these photocatalysts, the anionic photocatalysts are
relatively rare.
A composition comprising a binder and an anionic photoactive compound is known from E.J. Urankar and J.M.J Frechet, Polymer Preprints Vol. 35 (II), 933-34 (1994). Said article describes the crosslinking of a copolymer film by free amine liberated from a photocatalyst. The catalyst disclosed in said article has as a disadvantage not to be active in the catalysis

of some polymerisation- and crosslinking reactions such as, for example, several Michael type additions and epoxide additions.
SUMMARY AND OBJECTS OF THE INVENTION It is an object of the present invention to provide a more effective anionic photocatalyst. It is another object of the invention to provide a composition comprising an anionic photocatalyst having good stability and good solubility in polymerizable material.
A composition according to the present invention comprises:
a) polymerizable material and
b) an anionic photocatalyst being a photolabile compound able to liberate a strong base with a pKa > 12.
The structural formula of the photocatalyst can be illustrated as follows:
Z-A
wherein Z is a photolabile group, A is a strong base and Z is covalently bound to A. The strong base is preferably a nitrogen containing compound. Preferred nitrogen containing compounds include amines, for example, secundary amines, guanidines and amidines.
The invention further relates to specific nitrogen containing compounds for use as photocatalysts.
PRIOR ART T. Nishikubo , E. Takehara and A. Kameyama (Polymer J, no. 4, 25 (1993), 421-425) describe the thermal curing of epoxy resin and the polyurethane

oligomer with bis (4-formylaminophenyl)methane as a photocatalyst. The base generated is an aromatic amine, which amine is a weak base and functions as a crosslinking agent.
Cameron and Fr6chet (J. Photochem. Photobiol. A: Chem. 59, (1991) 105-113) disclose anionic photocatalysts being amines having a WO-95/31486 discloses anionic photocatalysts consisting of platinum, iron or ruthenium complexes.
DE-A-2020937 describes N-acylguanidines having the general formula:

wherein R, R1, R2, R3 and R4 are substituted or unsubstituted aliphatic, aromatic or heterocyclic groups. This general formula can overlap with the general formula of the photocatalyst according to the present invention, in case that n=l, m=0, R1, R2, R3 and R4 are CH3- and R is phenyl-CH2. DE-A-2020937 discloses the use of these N-acylguanidines as a plant protection agent. There is nowhere given a disclosure or a suggestion for the use of said guanidine as a photocatalyst or for the use in a photocurable composition.
) DETAILED DESCRIPTION OF THE INVENTION
The anionic photocatalyst according to the

present invention is able to liberate a strong base having a pKa about > 12.
Preferably, the anionic photocatalyst has the following structure:

wherein Z is a photolabile group, A is a strong base and Z is covalently bound to A.
The strong base is preferably a nitrogen containing compound.
The photolabile group Z can be any group that decomposes under the influence of irradiation (such as for example, ultraviolet light, electron beam, infrared or laser irradiation) in such a way that a strong base is liberated from the compound with the formula Z-A.
Examples of suitable labile groups include fluorenones, xanthones, thioxanthones, biphenyles and arylalkoxycarbonyles such as for example m-nitrophenyl oxycarbonyl, 3,5-dimethoxybenzyloxycarbonyl, and o-nitrobenzyloxycarbonyl, 3,4-dimethoxy-o-nitrobenzyloxycarbonyl and phenyl-(o-nitrophenyl)methyloxycarbonyl.
A preferred labile group Z is an arylalkoxycarbonylgroup having the formula:

in which R5, R6, R7, R8, R9, R10 and R1X can be independently a group selected from hydrogen, (C^-CZQ) alkyl, aryl, aryl-alkyl, halogen, alkyl-O-, aryl-G-,

aryl-alkyl-O-, alkyl-S-, aryl-S-, aryl-alkyl-S-, alkyl-N-, aryl-N-, acryl-alkyl-N, N02-, cyano, carboxylic esters, carboxylic amides, ketones or aldehydes in which R5, R6, R7, R8, R9, R10 and R11 can also form one or more ringstructures.
Preferably R5, R6, R7, R8, R9, R10 and R11 are hydrogen atoms.
In one preferred embodiment of the invention R8 and R10 are methoxy groups and Rs and R6 are methyl groups.
In another preferred embodiment R7 and/or R11 are -N02.
In a further preferred embodiment R8 and RL0 are -OCH3, R5 is H and R6 is

In yet another preferred embodiment R9 is an arylgroup and R5 and R6 are methylgroups.
In the formula Z-A, A can be, for example, a secundary amine, a guanidine or an amidine group. Suitable secundary amines include, for example, diisopropylamine and ethylhexylamine. The guanidine groups are for example described in EP-A-490422.
Preferably A has the following formula:

According to a further preferred embodiment A 3 is represented by the formula:


In these formulas R1, R2, R3 and R4 can be independently a group selected from hydrogen, (C^-CJO) alkyl, aryl, aryl-alkyl, halogen, alkyl-O-, aryl-O-, aryl-alkyl-O-, aryl-N-, alkyl-N, aryl-alkyl-N, alkyl-S-, aryl-S-, aryl-alkyl-S-, N02-, cyano, carboxylic ester carboxylic amide, ketones or aldehydes, whereas R1, R2, R3 and/or R4 can also form ringstructures and wherein R5, R6, R7, R8, R9, R10 and R11 can also form independently from R1, R2, R3 and R4 one or more r ingstructures.
A preferred anionic photocatalyst (Z-A) has the following formula:

Preferably, R1, R2, R3 and R4 are methyl groups and R5 to R11 are hydrogen atoms.
In another preferred embodiment R1, R2, R3, R4, R5 and R6 are methyl groups, R8 and R10 are methoxy groups and R7, R9 and R11 are hydrogen atoms.
According to a further preferred embodiment

R1, R2, R3 and R4 are methyl groups, R7 is a nitro group and R5, R6, R8, R9, R10 and R11 are hydrogen atoms.
In another preferred embodiment of the present invention R1, R2, R3 and R4 are methyl groups, R7 and R11 are nitro groups and R5, R6, R8, R9 and R10 are hydrogen atoms.
It is also advantageous to select R1, R2, R3 and R4 methyl, R5, R7, R9 and R11 hydrogen, R6

and R8 and R10 methoxy groups or
R1, R2, R3, R4, R5 and R6 methyl groups, R9 aryl and R7,
R8, R10 and R11 hydrogen.
The polymerizable material according to the present invention is an anionic curable composition comprising one or more polymerizable components such as monomers, oligomers or polymers.
Suitable polymerisable components include, for example, aldehydes, ketones, ethylenically unsaturated monomers including ethylene, 1,3-dienes, styrene and a-methyl styrene, acrylates and methacrylates, itaconates, (meth)acrylonitrile, (meth)acrylamide, N-carboxy-a-amino anhydrides, cyclic amides, cyclic esters epoxides and siloxanes. Furthermore components having for example an amine, thiol, epoxide, carboxyl, isocyanate, (meth)acrylate, unsaturated carbonyl, cyclic carbonate, acetoacetate, malonate or alcohol functionality can be applied.
Other suitable polymers include for example polyacrylates, polyolefines, (un)saturated polyesters, polyamides, polyethers and hydrocarbon polymers having above mentioned functionalities as end group, in a side chain or in the backbone.
The polymerizable material can be a combination of suitable components such as for example acetoacetate-(meth)acrylate, thiol-epoxide, thiol-

1
unsaturated carbonyl, thiol-isocyanate, carboxylic acid-epoxide, amino-cyclic carbonate, thiol-cyclic carbonate/ hydroxy-isocyanate, malonate-acrylate, ketone-acrylate and amine-unsaturated carboxyl mixtures.
The concentration of the anionic photocatalyst can range between, for example, 0,01 and 10% by weight (relative to the polymerisable material). The irradiation conditions and the amount of photocatalyst and other additives is dependent upon formulation and application end-use requirements.
Other suitable additives include for example pigments and sensitizers. Suitable sensitizers are for example summarized in WO 95/14716.
The products according to the present invention can be used in coatings and inks serving for example the printing and packaging industry and also in other markets including for example wood, adhesives, photo-imaging, fibre optics, printing plates and 3D phot©modelling. The use in the coating industry can be in powder paint formulations for powder coatings but also in water based coatings, solvent based coatings and 100% solid system in wet-coatings.
The photocatalyst according to the invention can also be used in photoimaging and photoresist material, where the photocatalyst can cause direct crosslinking or can also be used to neutralise the acid in acid cure systems, such that areas which are not exposed to light can cure.
The compound according to the present invention can also be applied as a strong base generating species, as a neutralising agent, and also as an alkaline making agent, because the pH shift in a coating caused by the liberation of the strong base can be used for color changes in colored systems in which pH sensitive dyes are incorporated.
The invention will further be described based

on the following non-limiting examples.
Experiment I
Preparation of benzvloxvcarbonvl tetramethvlauanidine
(Z-TMG)
To a stirred solution of 88g benzyloxycarbonyl hydroxysuccinimid in 300 ml dichloromethane was slowly added 41 g tetramethyl guanidine in 100 ml dichloromethane. The reaction mixture was stirred overnight and subsequently washed with water (3 times 100 ml) and a saturated sodium carbonate solution (3 times 100 ml). These washings were followed by a very quick washing with 100 ml of 0.1 n hydrochloric acid solution followed by washing with a saturated sodium carbonate solution and water. Drying over sodium sulphate was followed by evaporation of the solvent under reduced pressure. 70 g (80%) Z-TMG was obtained. XH-NMR: 200MHz, CDC13 S: 7.5-7.2 (mf5H) 5.15 (sr 2H) 2.9 (s,12H).
Example I
Curing of an unsaturated polyester and pentaervthritol-
tetrakisf3-mercaptopropionate) mixture with Z-TMG
5g unsaturated polyester (ZA1832 DSM Resins, WPU=750), 0.9g pentaerythritol-tetrakis(3-mercaptopropionate) and 0.3 g Z-TMG according to Experiment I were dissolved in 5 ml tetrahydrofurane (THF). A 150/im coating was drawn on an alumina Q-panel and the THF was evaporated from the coating overnight. The coating was irradiated during 10 sec with a mercury lamp (dose 3 J/cm2). After irradiation a coating was formed (as was proved with the aceton resistance test which test resulted in ADR>100).
In said test more than 100 acetone double rubs (>100 ADR) indicates full curing, whereas 25-100 acetone double rubs indicates a partial curing. Without irradiation the ADR was 4, which means that

there was no curing.
Comparative Experiment A
Attempted cure with a-nitro-benzyloxycarbonvl
cyclohexvlamine
Example I was repeated with the exception that instead of Z-TMG, a-nitro-benzyloxycarbonyl cyclohexylamine was applied.
Result: No curing was observed after irradiation. (ADR = 4)
Comparative Experiment B
Attempted cure with benzyloxycarbonyl benztriazole
Example I was repeated with the exception that instead of Z-TMG benzyloxycarbonyl benztriazole was applied.
Result: No curing was observed after irradiation. (ADR = 4)
Example II
Curing of a carboxvlic acid epoxide mixture with Z-TMG
11.7 g (Uralac P3500™; acid value = 35, DSM Resins), 0.62 g trisglycidylisocyanurate (TGIC) and 0.2g Z-TMG were dissolved in 10 ml THF. A coating was drawn according to Example I and the coating was irradiated during 10 sec (dose 3 J/cm2). After the irradiation the coating underwent a post-cure treatment for 10 min at 150*C.
Result: A crosslinked coating was obtained (ADR MOO).
Comparative Experiment C Z-TMG without irradiation
Analogous to Example II, a coating was prepared, however the coating was not irradiated.
Result: Hardly any crosslinking was observed. (ADR = 20)

Comparative Experiment D Blank without catalyst
Coatings were prepared analogous to Example II, however no Z-TMG catalyst was used.
Result: No crosslinking was observed. (ADR=10)
Comparative Experiment E Curing with TMG
Coatings were prepared analogous to Example II, with the exception that TMG instead of Z-TMG was used as catalyst.
Result: Crosslinking was observed (ADR > 100) without irradiation, however the coating composition was not stable because the catalyst was not blocked.
Example III
Curing of an acrvlate acetoacetate mixture with Z-TMG
Analogous to Example I a coating was prepared from the following mixture: 6.6g of an acrylate functional polyacrylate having a WPU = 660, 1.3 g of pentaerythritol trisacetoacetate and 0.065g Z-TMG.
After irradiation a cured coating having an aceton resistance ADR > 100 and having a K6nig pendulum hardness of 158 sec. was obtained.
Example IV
Example III was repeated, however, before irradiation 8g of the pigment Ti02 was homogeneously dispersed in the mixture. Immediately after irradiation for 40 sec (12 J/cm2) the surface seemed cured (visual) but no through cure could be detected (ADR =7).
The coating was followed for depth of cure (cure without irradiation) during a week.
Result: 1 hour: ADR 18? 1 day ADR 30; 2 days: ADR 52, 1 week ADR >100, indicating that the liberated catalyst remains active.

This constitutes a major advantage of anionic curing mechanism over a radical curing mechanism, as radicals have a very short life-time.
Example V
Example III was repeated with as the acrylate an epoxyacrylate (Sartomer CN120™) and 0.4% by weight Z-TMG as catalyst whereas THF was omitted as solvent.
A coating having a thickness of 75/im drawn from this liquid on a glass plate and cured with 3 J/cm2 (using a Fusion D-bulb as source of UV light).
Result: After irradiation a cured coating was obtained.
Example VI
Example III was repeated with urethane acrylate (Sartomer CN 963-A80™) as the acrylate and the amount of Z-TMG was raised to 3% by weight. A coating having a thickness of 75j;m drawn from this liquid on a glass plate and cured with 1 J/cm2 (using a Fusion D-bulb as source of UV light).
Result: After irradiation a cured coating was obtained.
Example VII
Example III was repeated with polyester acrylate (Ebecryl 810™) as the acrylate.
A coating having a thickness of 75/im drawn from this liquid on a glass plate and cured with 3 J/cm2 (using a Fusion D-bulb as source of UV light).
Result: After irradiation a cured coating was obtained.
Example VIII
Example VII was repeated with the exception that also 6% by weight benzophenone was added as a sensitizer.

Result: only a dose of 0,5 J/cm2 was needed to obtain a cured coating.
These examples show that irradiation of a composition comprising a photocatalyst according to the invention results in cured coatings.



CLAIMS
1. Composition comprising:
a) polymerizable material and
b) an anionic photocatalyst, characterized in that the anionic photocatalyst is a photolabile comound able to liberate a strong base having a pKa > 12.
2. Composition according to Claim 1, characterized in
that the anionic photocatalyst has the structural
formula:
Z-A
wherein Z is a photolabile group, A is a strong base and Z is covalently bound to A,
3. Composition according to Claim 2, characterized in that, the strong base is a nitrogen containing compound.
4. Composition according to claim 3, characterized in that the nitrogen containing compound is an amine.
5. Composition according to claim 4, characterized in
that the amine is a secundary amine, a guanidine
or an amidine.
6. Composition according to any one of Claims 1-5
characterized in that the anionic photocatalyst
has the structural formula:


wherein R1, R2, R3, R4, Rs, R6, R7, R8, R9, R10 and R11 can be independently a group selected from hydrogen, (Ci1C20) alkyl, aryl, aryl-alkyl, halogen, alkyl-O-, aryl-O-, aryl-alkyl-O-, aryl-N-f alkyl-N-, aryl~alkyl-N, alkyl-S-r aryl-S-, aryl-alkyl-S-, NO-, cyano, carboxylic ester, carboxylic amide, ketones or aldehydes and wherein R1, R2, R3 and/or R4 can also form a ringstructure and wherein R5, R6, R7, R8, R9, R10 and RX1 can also form independently from R1, R2, R3 and R4 one or more ringstructures.
J. Composition according to any one of claims 1-6, characterized in that the composition comprises 0.01-10% by weight of the anionic photocatalyst.
3, Compound having the structural formula:

characterized in that R1, R2, R3 and R4 are methyl groups and R5 to R11 are hydrogen atoms or in that R1, R2, R3, R4, R5 and R6 are methyl groups, R8 and R10 are methoxy groups and R7, R9 and R11 are hydrogen atoms or in that R1, R2, R3 and R4 are methyl groups, R7 is a nitro group and R5, R6, R8, R9, Ri0 and R11 are hydrogen atoms or in that R1, R2, R3 and R4 are methyl groups R7 and Rxl are nitro groups and R5, R6, R8, R9 and R10 are hydrogen atoms or in that R1, R2, R3 and R4 are methyl, Rs, R7, R9 and R11 are hydrogen, R6 is


and R8 and R10 are methoxy groups or in that
R1, R2, R3, R4, Rs and R6 are methyl groups, R9 is
aryl and R7, R8, R10 and R11 are hydrogen.
9. Composition according to any one of claims 1-7,
characterized in that the anionic photocatalyst is
a compound according to claim 8.
10. Use of strong base as defined in any one of claims
1-6 or 8 as a photocatalyst.
11. Radiation curable coating composition comprising a
composition according to any one of claims 1-7 or
9.
12* Compos!ition substantially as herein described and
exemplified.


Documents:

298-mas-1997-abstract.pdf

298-mas-1997-assignment.pdf

298-mas-1997-claims duplicate.pdf

298-mas-1997-claims original.pdf

298-mas-1997-correspondence others.pdf

298-mas-1997-correspondence po.pdf

298-mas-1997-description complete.pdf

298-mas-1997-description duplicate.pdf

298-mas-1997-form 1.pdf

298-mas-1997-form 26.pdf

298-mas-1997-form 3.pdf

298-mas-1997-form 4.pdf


Patent Number 206490
Indian Patent Application Number 298/MAS/1997
PG Journal Number 13/2008
Publication Date 28-Mar-2008
Grant Date 27-Apr-2007
Date of Filing 14-Feb-1997
Name of Patentee CIBA SPECIALTY CHEMICALS HOLDING INC.,
Applicant Address KLYBECKSTRASSE 141, CH-4057.
Inventors:
# Inventor's Name Inventor's Address
1 DIRK ARMAND WIM STANSSENS DE HUTTESTRAAT 93, 3530 HOUTHALEN, BELGIUM.
2 JOHAN FRANTZ GRADUS ANTONIUS JANSEN MARISSTRAAT 11,6165 GELEEN
PCT International Classification Number B01J31/00
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 96200466.9 1996-02-22 EUROPEAN UNION