Title of Invention

CATALYST COMPLEX FOR CATALYSING ESTERIFICATION AND TRANS-ESTRIFICATION REACTIONS AND PROCESS FOR ESTERIFICATION/TRANS - ESTERIFICATION USING THE SAME

Abstract A Catalyst complex for catalyzing an esterification and trans-esterification reaction, said catalyst complex comprising: (i) a polymeric titanium glycolate having the formula [TiO4(CH2)4]n wherein n = 1 to 200; and ii) an alkali metal glycolate wherein the molar ratio of the polymeric titanium glycolate and the alkali metal glycolate is in a range of 1.25:1 to 100:1, preferably in a range of 1.25:1 to 10:1.
Full Text FORM 2
THE PATENTS ACT, 1970
(39 of 1970)
&
THE PATENTS RULES, 2003
COMPLETE SPECIFICATION
(See section 10, rule 13)
"CATALYST COMPLEX FOR CATALYSING
ESTERIFICATION AND TRANS-ESTERIFICATION
REACTIONS AND PROCESS FOR
ESTERIFICATION/TRANS-ESTERIFICATION USING
THE SAME"
SAUDI BASIC INDUSTRIES CORPORATION, a Saudi based corporation of P. O. Box 5101, 11422 Riyadh, Saudi Arabia
GRANTED
The following specification particularly describes the invention and the manner in which it is to be performed.
6-11-2006 ORIGINAL

The present invention relates to a catalyst complex for catalysing esterification and trans-esterification reactions and a process for an esterification/ trans-esterification using the same.
Polyesters and copolyesters are known which represent important polymeric materials for various applications. They are prepared by the reaction of a dicarboxylic acid, preferably an aromatic acid such as terephthalic acid, with a dihydroxy compound, preferably an aliphatic dihydroxy compound such as ethylene glycol, preferably in the presence of a catalyst.
Thermoplastic polyesters are very important polymer materials, produced commercially in large quantities. Linear thermoplastic polyesters such as poly(ethylene terephthalate) (PET) are used in a variety of forms. For example, they may be used in the form of synthetic fibers, which exhibit good resistance to most mineral acids and exhibit excellent resistance to cleaning solvents and surfactants. Thermoplastic polyesters are also used to a great extent as molding materials. Such materials are characterized by many desirable properties, such as hardness, strength, toughness, good chemical resistance, and low moisture absorption.
The production of polyesters, e.g. PET, by polycondensation of diols and alkyl or aryl diacids is well known in the art, as described in the Encyclopaedia of Polymer Science and Engineering, 2nd ed, volume 12, John Wiley and Sons, New York (1988). PET is generally formed into a low molecular weight prepolymer [bis(hydroxyalkyl)ester and oligomers] by converting terephthalic acid with ethylene glycol or by transesterification of dimethyl terephthalate with ethylene glycole in the presence of what is generally called a first stage catalytic additive. The prepolymer is subsequently subjected to polycondensation by esterification and transesterification reactions to form, a high molecular weight polyester. Because the transesterification is an inherently slow


reaction, which requires holding the reactants at elevated temperatures for protracted periods with concomitant thermal degradation, the polycondensation step is generally catalysed.
It is, however, highly desirable to produce a polyester with high molecular weight and low yellowness at a rate as high as possible. Yellowness in polyesters is normally a result of polymer degradation and side reactions occurring during either polymerisation or down-stream processing. Thus yellowness in the polymer as synthesized is indicative not only of the quality of the polymer so-produced, but also of further processability of the polymer into fabricated forms in colour-sensitive applications such as fibers, films, and certain molded parts. While many catalysts for production of high molecular weight polyesters are known, they suffer from a deficiency in either rate of conversion, ease of use, or quality of the product formed therewith.
Antimony-containing compounds are currently in wide-spread commercial use as catalysts which provide a desirable combination of high reaction rate and low colour. However, there is considerable inducement to find a substitute for antimony because of the expense and difficulty of handling the toxic antimony in an environmentally responsible manner.
Titanium-based compounds are often used to catalyse polycondensation reactions. These catalysts are non-toxic and their reactivity is even better than the one of antimony catalysts, but it was observed that they cause an undesired yellowish colorization of the polyester.
Some patents comprise a method for producing polyesters and copolyesters in which a titanium compound and an alkalimetal compound are used as catalysts. W098/56848 discloses coprecipitates as polycondensation catalysts. DE 195 13 056 Al discloses catalysts on the basis of titanium dioxide or a titanate compound as precipitates. Further in Japanese patent Application 52148593 A the preperation of polyesters is disclosed in the presence of an alkali metal compound by the use of a specific complex compound containing titanium as a catalyst.


In Textil Praxis International 1, 1989, pp. 29-33, a catalyst having equimolar amounts of a titanium glycolate and an alkali metal glycolate is disclosed leading to polyesters with insufficient molecular weight.
It is therefore an object of the present invention to provide a catalyst for catalysing esterification and trans-esterification reactions overcoming the disadvantages mentioned in the prior art, especially to form a polyester with low catalyst concentrations in short reaction times with improved polyester properties, such as reduced yellowish colour and increased molecular weight.
It is another object of the present invention to provide a process for making polyester using the novel catalyst complex.
The first object is achieved by a catalyst complex for catalysing esterification/trans-esterification reactions, comprising:
i) a polymeric titanium glycolate having the formula [TiO4(CH2)4]n wherein n = 1 to 200;
and
ii) an alkali metal glycolate
wherein the molar ratio of the polymeric titanium glycolate and the alkali metal glycolate is about 1.25:1 to about 100:1, preferably about 1.25:1 to about 10:1.
Preferably, the alkali metal is sodium and the glycolate has the formula Na-0-CH2-CH2-OH.
More preferably, the total content of the metals of the catalyst in a mixture of esterification components is 1 to about 70 ppm, preferably about 10 to about 50 ppm, referred to the acid esterification component.
For the second object, normally to make polyesters using the catalyst complex, first a dicarboxylic acid is esterified with a diol, followed by trans-esterification. The catalyst complex


is active in both reactions. The carboxylic acid compound is a dicarboxylic acid of the formula HOOC-R-COOH, wherein R is, linear or branched, an alkylen group, an arylene group, and alkenylen group, or a combination thereof.
Preferably R has about 2 to about 30, preferably about 4 to about 15 carbon atoms.
Furthermore, it is preferred that the carboxylic acid compound is selected from the group comprising terephthalic acid, isophthalic acid, naphthalenic diacid, succinic acid, adipic acid, phthalic acid, glutaric acid, oxalic acid, maleic acid, and combinations thereof.
Most preferred is, that the carboxylic acid compound is terephthalic acid.
Still preferred the carboxylic acid compound is an oligomer having repeating units derived from a carboxylic acid.
It is still preferred, that the alcoholic compound is an alkylene glycol of the formula HO-R'-OH, a polyalkylene glycol having the formula HO-[R"-0-]n-H, or combinations thereof, wherein R' is an alkylene group, linear or branched, having 2 to about 10, preferably 2 to 4 carbon atoms, and wherein R", being the same or different, is an alkylene group having 1 to about 10, preferably 1 to 5 carbon atoms.
Further, the alcoholic compound may be selected from the group comprising ethylene glycol, propylene glycol, isopropylene glycol, butylene glycol, 1-methyl propylene glycol, pentylene glycol, neopentylene glycol, and combinations thereof.
Moreover, in a further embodiment it is preferred, that the process is carried out at a temperature of about 150°C to about 500°C, preferably 250°C to 300°C.
In another embodiment, the process is carried out at a pressure of about 0.001 to about 10 atmospheres.


Further, the molar ratio of the alcoholic compound to the carboxylic acid compound may be in the range of about 0.1:1 to about 10:1, preferably about 1:1 to about 3:1.
It is preferred, that the catalyst is present in the range of about 1 to about 70 ppm of esterification components, preferably about 10 to about 50 ppm, referred to the acid esterification component.
Advantageously, the process may be used for the preparation of poly(ethylene terephthalate).
Surprisingly, it was found that the catalyst complex according to the present invention may form polyesters at high yields in short reaction times. Further, the catalyst complex of the present invention prevents an undesired yellowing of the polyester formed. The molecular weight of the polyester obtained is in a range even higher than for an antimony based catalyst complex and is therefore highly suitable for industrial applications. Further, in the present innovation much higher molecular weights are obtained than with prior art (TPI 1, 1989, pp. 29-33). Additionally, only low catalyst concentrations are needed and hence the total metal content in the polymer is low.
The polymeric titantium glycolate for the inventive catalyst complex has the structural formula:

wherein n = 0. to 200.
The polymeric titanium glycolate, which is not soluble in ethylene glycol can be dissolved by adding an alkali metal glycolate to form a complex between the titanium glycolate and the alkali metal glycolate. This catalyst complex may be used, in solution or as a solid, for the preparation of polyesters or copolyesters.


The polymeric titanium glycolate may be synthesised, for example, by converting titanium butylate with ethylene glycol. The alkali metal glycolate can be produced by dissolving elemental alkali metal in ethylene glycol. Titanium glycolate as a polymeric compound can not be dissolved in ethylene glycol. By adding a solution of alkali metal glycolate in ethylene glycol to titanium glycolate a complex is formed which may be dissolved in ethylene glycol obtaining a clear catalyst solution. The complex compound can be precipitated by distilling of ethylene glycol and may be used as a solid as well as a solution in ethylene glycol.
The present invention is further illustrated by the following examples, which are not to be construed as to unduly limit the scope of the invention.
Example 1 - Preparation of a Ti/Na-glycolate
1.1 Synthesis of titanium glycolate
A 500 ml three-necked flask with stirrer, gas inlet for nitrogen and distilling connection tube is filled with 68.0 g (0.2 mole) of Ti-butylate and 124.2 g (2.0 mole) of ethylene glycole. This clear solution is mixed by stirring for 5 min. Under a slow flow of nitrogen the mixture is heated up to 160°C (oil bath temperature). While heating a white solid starts to precipitate, n- Butyl alcohol, which is built during the reaction, is distilled of. The time of reaction is about 9 h. Sometimes it is necessary to increase the temperature of the oil bath up to 180°C to get the theoretical amount of n-butyl alcohol, which is 59.3 g (0,8 mole). The flask is closed with stoppers, and reaction mixture is cooled over night. 100 ml of ethyl acetate are added to that mixture and stirred for 5 min. The solid is filtered off through a G3 frit and washed with 50 ml of ethyl acetate. The product is dried in a desiccator over phosphorus (V) oxide and afterwards for 3 h under vacuum (0.1 mbar) at 60°C. The yield is 33.5 g (0.199 mole/99.7%).
1.2 Synthesis of sodium glycolate
In a 500 ml three-necked-flask with stirrer, high-efficiency condenser and gas-inlet for nitrogen, 155.18 g (2.5 mole) of ethylene glycole (MEG) are placed and stirred under N?.-inlet for 15 min.

11.5 g (0.5 mole) of elementary sodium are cut by knife to 0.5 g (0.02 mole) pieces. They are carefully added to the MEG. Development of a small amount of hydrogen can be observed. The mixture is then carefully heated up to 80°C until the total amount of sodium is dissolved. This might occur very fast.
1.3 Synthesis of Ti/Na-glycolate complex (here molecular ratio 2:1)
In a 100 ml Erlenmeyer flask equipped with a ground in stopper and placed on a magnetic stirrer 0.2360 g (1.4*10"3 mole) of Ti-glycolate and 35g (0.56 mole) of ethylene glycole are added. The mixture is heated to 120°C and 5.9046 g of a 1 wt-% solution of Na-glycolate in ethylene glycole (0.0590 g = 0.7*10"3 mole Na-glycolate) is added. The suspenion changes into a clear solution within about 5 min.
Example 2 - Synthesis of poly(ethylene terephthalate)
A 2 1 reactor equipped with a stirrer and a torque measurement unit is charged with 778.09 g (4.68 mole) of terephthalic acid, 377.90 g (6.09 mole) of ethylene glycol and a specific amount of a solution of a catalyst in ethylene glycole, e.g. the catalyst complex mentioned in example 1.3. Temperature is increased up to 235°C within 60 minutes and pressure develops around 9 bar. Further, pressure is reduced down to atmosphere within lh 30min and amount of condensate is collected in a flask. After completion of the pre-esterification reaction, temperature is increased to 260°C within 30 minutes. Temperature is maintained at 260°C for 30 minutes and pressure is reduced to 7 mbar. Further, temperature is increased to 275 °C within 10 minutes and pressure is reduced below 10"2 mbar. At this moment measurement of time for polycondensation is started. Temperature is maintained at 275°C till desired torque of stirrer is obtained (7.5 Nm = about 24,000 g/mol). Condensate can be collected using an ice bath after polycondensation process and granulated. All products were analysed for conversion in terms of number average molecular weight via intrinsic viscosity and colour after complete crystallization of PET.

The example number, the catalyst systems used to polymerise the master batch, the polymer products' L*, a* and b* colour numbers, the time for polycondensation and number average molecular weight are described in the following Table 1,
where at CIE color scale:
L* (lightness) axis - 0 is black, 100 is white
a*(red-green) axis - positive values are red; negative values are green and 0 is neutral
b*(blue-yellow) axis - positive values are yellow; negative values are blue and 0 is neutral.



It was found, that by using the catalyst system Ti/Na-glycolate in various compositions (examples 3,4 and 7-10) time for polycondensation is in the same order compared with time for polycondensation in the case of commercially used antimony catalyst with 300 ppm (referred to terephthalic acid) (example 1). It is disclosed in table 1 that for lower catalyst concentrations the molecular weight of the polyester obtained with antimony catalyst (example 5) is 20,600 g/mol and time for polycondensation is 3h 30min, whereas the molecular weight using Ti-glycolate catalyst (example 6) is 24,000 g/mol and time for polycondensation is shorter (2h 26min). By using catalyst complex system with lower concentrations (examples 7-10) time for polyconden¬sation is lower and molecular weight is higher than by using 300 ppm antimony catalyst. The yellowish colour in case of manufacturing PET, which is high by using pure Ti-glycolate (example 2, b*-value 8,7) can be dramatically reduced by using the catalyst system Ti/Na-glycolate (examples 3, 4 and 7-10) or by decreasing the catalyst concentration (example 6).
The features disclosed in the foregoing description and in the claims may, both separately and in any combination thereof, be material for realizing the invention in diverse forms thereof.


We Claim:
1. A Catalyst complex for catalyzing an esterification and trans-esterification reaction, said catalyst complex comprising:
(i) a polymeric titanium glycolate having the formula [TiO4(CH2)4]n
wherein n = 1 to 200; and
ii) an alkali metal glycolate
wherein the molar ratio of the polymeric titanium glycolate and the alkali metal glycolate is in a range of 1.25:1 to 100:1, preferably in a range of 1.25:1 to 10:1.
2. A Catalyst complex as claimed in claim 1, wherein the alkali metal is sodium and the glycolate has a formula Na-0-CH2-CH2-OH.
3. A Catalyst complex as claimed in claims 1 or 2, wherein the total content of the metals of the catalyst complex in a mixture of esterification components is in a range of 1 to 70 ppm.
4. A Catalyst complex as claimed in claim 3 , wherein the total content of the metals
of the catalyst complex in a mixture of esterification components is in a range of 10 to 50'ppm.
5. A process for esterification of a carboxylic acid compound and an alcoholic compound using a catalyst complex as claimed in claims 1 to 5, wherein the carboxylic acid compound is a dicarboxylic acid of formula HOOC-R-COOH, wherein R is, linear or branched alkylene group, arylene group, alkenylene group, or a combination thereof; said process comprising of the steps of:
(a) heating a carboxylic acid with an alcoholic compound in a molar ratio of 0.1:1 to 10:1, in presence of the catalyst complex such as herein described, at a


temperature in a range of 150°C to 500°C, preferably in a range of 250°C to 300°C, and pressure in a range of 0.001 to 10 atmospheres, to obtain a ester ; (b) transesterifying the ester from step (a) to obtain polyester.
6. A process for esterification of a carboxylic acid and an alcoholic compound using a catalyst complex as claimed in claim 5, wherein R of the dicarboxylic acid compound has 2-30 carbon atoms.
7. A process as claimed in claim 5, wherein R of the dicarboxylic acid compound has in 4 - 15 carbon atoms.
8.A process as claimed in claims 5 to 7, wherein the carboxylic acid compound is selected from a group comprising terephthalic acid, isophthalic acid, naphthalenic diacid, succinic acid, adipic acid, phthalic acid, glutaric acid, oxalic acid, maleic acid, and combinations thereof.
9.A process as claimed in claim 8, wherein the carboxylic acid compound is terephthalic acid.
10.A process as claimed in claims 8 or 9, wherein the carboxylic acid compound is an oligomer.having repeating units derived from a carboxylic acid.
11.A process as claimed in claim 5, wherein the alcoholic compound is an alkylene glycol of formula HO-R'-OH, a polyalkylene glycol having the formula HO-[R" -0-]n -H, or combinations thereof, wherein R' is an alkylene group, linear or branched, having 2 to about 10 carbon atoms, and wherein R", being of same or different group, is an alkylene group having carbon atoms in a range of 1 to 10.
12.A process as claimed in claim 11, wherein R' is 2 to 4 carbon atoms and R" is 1 to 5 carbon atoms.

13. A process as claimed in claim 11, wherein the alcoholic compound is selected from the group comprising ethylene glycol, propylene glycol, isopropylene glycol, butylenes glycol, 1 -methyl propylene glycol, pentylene glycol, neopentylene glycol, and combinations thereof.
14. A process as claimed in claims 5 to 13, wherein the molar ratio of the alcoholic compound to the carboxylic acid compound is in the range of 1:1 to 3:1.
15. A process as claimed in claims 5 to 14, wherein the catalyst is present in a range of 1 to 70 ppm of esterification components.
16. A process as claimed in claim 15, wherein the catalyst is present in a range of 10-
50 ppm of esterification components.
17. A process as claimed in claim 5, wherein the polyester is poly ethylene
terephthalate.
Dated this 29th of June, 2005.
VIBHA SHUKLA
OF K & S PARTNERS
AGENT FOR THE APPLICANT(S)

Documents:

701-mumnp-2005-cancelled pages(6-11-2005).pdf

701-mumnp-2005-claim(granted)-(6-11-2006).doc

701-mumnp-2005-claims(granted)-(6-11-2006).pdf

701-mumnp-2005-correspondence(28-6-2007).pdf

701-mumnp-2005-correspondence(ipo)-(3-11-2006).pdf

701-mumnp-2005-form 1(1-7-2005).pdf

701-mumnp-2005-form 18(11-8-2005).pdf

701-mumnp-2005-form 2(granted)-(6-11-2006).doc

701-mumnp-2005-form 2(granted)-(6-11-2006).pdf

701-mumnp-2005-form 26(19-10-2006).pdf

701-mumnp-2005-form 26(7-7-2005).pdf

701-mumnp-2005-form 3(7-7-2005).pdf

701-mumnp-2005-form 3(9-10-2006).pdf

701-mumnp-2005-form 3(9-11-2006).pdf

701-mumnp-2005-form 5(19-10-2006).pdf

701-mumnp-2005-petition under rule 137(10-11-2006).pdf


Patent Number 206123
Indian Patent Application Number 701/MUMNP/2005
PG Journal Number 28/2007
Publication Date 13-Jul-2007
Grant Date 18-Apr-2007
Date of Filing 01-Jul-2005
Name of Patentee SAUDI BASIC INDUSTRIES CORPORATION
Applicant Address P. O. BOX 5101, 11422 RIYADH, SAUDI ARABIA.
Inventors:
# Inventor's Name Inventor's Address
1 JAMIL A. SIDDIQUI P. O. BOX 42503, 11551 RIYADH, SAUDI ARABIA.
2 BANDER AL-FARHOOD P. O. BOX 42503, 11551 RIYADH, SAUDI ARABIA.
3 RAINER GUTMANN C/O DITF, INSTITUT FUR CHEMIEFASERN, KORSCHTALSTR. 26, 73770 DENKENDORF, GERMANY.
4 AREF URIA C/O DITF, INSTITUT FUR CHEMIEFASERN, KORSCHTALSTR. 26, 73770 DENKENDORF, GERMANY.
5 MICHAEL SCHWEIZER C/O DITF, INSTITUT FUR CHEMIEFASERN, KORSCHTALSTR. 26, 73770 DENKENDORF, GERMANY.
6 ANDREAS FRITZ C/O DITF, INSTITUT FUR CHEMIEFASERN, KORSCHTALSTR. 26, 73770 DENKENDORF, GERMANY.
7 KHALED AL-LUHAIDAN P. O. BOX 42503, 11551 RIYADH, SAUDI ARABIA.
PCT International Classification Number C 08 G 63/82
PCT International Application Number PCT/EP2003/000629
PCT International Filing date 2003-01-23
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 NA