Title of Invention

"MICROREACTOR"

Abstract Chemical and biological reactors, including microreactors, are provided. Exemplary reactors include a plurality of reactors operable in parallel, where each reactor has a small volume, and together, the reactors produce a large volume of product Reaction systems can include mixing chambers (12). heating/dispersion units (14), reaction chambers (16), and separation units (18). Components of the reactors can be readily formed from a variety of materials. For example, they can be etched from silicon. Components are connectable to and separable from each other to form a variety of types of reactors, and the reactors can be attachable to and separable from each other to add significant flexibility in parallel and/or series reactor operations.
Full Text WO 01/68257 PCT/US01/07679
MICROREACTOR
Field of the Invention
The present invention relates generally to chemical or biochemical microreactors, 5 and more particularly to a microreactor for the production of the product of a chemical or biochemical reaction, including a plurality of individuated microreactors constructed to operate in parallel.
Background of the Invention
10 A wide variety of reaction systems are known for the production of the product of
chemical or biochemical reactions. Chemical plants involving catalysis, biochemical fermenters, pharmaceutical production plants, and a host of other systems are "well-known.
Systems for housing chemical and biochemical reactions not necessarily for the
15 production of product also are known. For example, continuous-flow systems for the detection of various analytes in bodily fluids including blood, such as oxygen, glucose, and the like are well known.
In many of these and other systems, the capacity of the system (the volume of material that the system is designed to produce, process, or analyze) is adjusted in
20 accordance with the volume of reactant, product, or analyte desirably processed or
analyzed. For example, in large-scale chemical or pharmaceutical production, reactors are generally made as large as possible to generate as large a volume of product as possible. Conversely, in many areas of clinical diagnosis, where it is desirable to obtain as much information as possible from as small a physiological sample as possible (e.g.,
25 from a tiny drop of blood), it is a goal to minimize the size of reaction chambers of. sensors. Several examples of small-scale reactor systems, including those used in clinical diagnoses and other applications, follow.
U.S. patent no. 5,387,329 (Foos, et al.; February 7, 1995) describes an extended use planar clinical sensor for sensing oxygen levels in a blood sample.
30 U.S. patent no. 5,985,119 (Zanzucchi, et al.; November 16, 1999) describes small
reaction cells for performing synthetic processes in a liquid distribution system. A variety of chemical reactions including catabolic, anabolic reactions, oxidation, reduction, DNA synthesis, etc. are described.

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U.S. patent no. 5,674,742 (Northrap, et al.; October 7, 1997) describes an
integrated microfabricated instrument for manipulation, reaction, and detection of
microliter to picoliter samples. The system purportedly is suitable for biochemical
reactions, particularly DNA-based reactions such as the polymerase chain reaction.
5 U.S. patent no, 5,993,750 (Ghosh, et al.; November 30, 1999) describes an
integrated micro-ceramic chemical plant having a unitary ceramic body formed from multiple ceramic layers in the green state which are sintered together defining a mixing chamber, passages for delivering and reacting fluids, and means for delivering mixed chemicals to exit from the device.
10 Biochemical processing typically involves the use of a live microorganism (cells)
to produce a substance of interest. Biochemical and biomedical processing account for about 50% of the total drug, protein and raw ammo-acid production worldwide. Approximately 90% of the research and development (R&D) budget in pharmaceutical industries is currently spent in biotechnology areas.
15 Currently bioreactors (fermentors) have several significant operational
limitations. The most important being maximum reactor size which is linked to aeration properties, to nutrient distribution, and to heat transfer properties. During the progression of fermentation, the growth rate for cells accelerates, and the measures required to supply the necessary nutrients and oxygen sets physical and mechanical
20 constraints on the vessel within which the cells are contained. Powerful and costly drives are needed to compensate for inefficient mixing and low mass-transfer rates. Additionally, as metabolism of cells accelerates, the cells generate increased heat which needs to be dissipated from the broth.
The heat transfer characteristics of the broth and the vessel (including heat
25 exchanger) impose serious constraints on the reaction scale possible (see Table 1).
While the particular heat load and power requirements are specific to the reaction, the scale of reaction generally approaches limitations at-10m3 as in the case of E. coli fermentation (Table I). The amount of heat to be dissipated becomes excessive due to limits on heat transfer coefficients of the broth and vessel. Consequently, the system of
30 vessel and broth will rise in temperature. Unfortunately, biological compounds #ften
have a relatively low upper limit on temperature for which to survive (
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requirements to control temperature make the process economically unfeasible (see Table 1).
Table 1: Oxygen- and Heat- Transfer Requirements for E. colt Effects of Scale

OTR
(mmoI/L- h) Volume"
(m3) Pressure
(psig) Power (hp) Heat Load
(Btu/h) Coolant*
(°F)
150 1 15 5.0 84 000 40
200 i 25 4.9 107 000 40
300 1 35 7.1 161 000 40
400 1 35 6.9 208 000 40
150 10 15 50.2 884 000 40
200 10 25 50.0 1 078 000 40
300 10 35 75.7 1 621 000 22
400 10 35 77.0 2 096 000
Liquid volume
Coolant flow is 35 gal/min for 1-m3 vessel and 100 gal/min for 10-m3 vessel c Charles, M, and Wilson, J. Fermentor Design; In: Bioprocess Engineering; Lydersen, B. K., D'Elia, N. A., Nelson, K.L., Ed.; John Wiley & Sons, Inc., New York, 1994.
Aside from reactor scalability, the design of conventional fermentors has other drawbacks. Due to the batch and semi-batch nature of the process, product throughput is low. Also, the complexity and coupled nature of the reaction parameters, as well as the requirement of narrow ranges for these parameters, makes control of the system difficult. Internal to the system, heterogeneity in nutrient and oxygen distribution due to mixing dynamics creates pockets in the broth characterized by insufficient nutrients or oxygen resulting in cell death. Finally, agitation used to produce as homogeneous a solution as possible (typically involving impellar string to simultaneously mix both cells and feeds of oxygen and nutrients) causes high strains which can fracture cell membranes and cause denaturation.
While a wide variety of useful reactors for a variety of chemical and biological reactions, on a variety of size scales exist, a need exists in the art for improved reactors. In particular, there is a current need to significantly improve the design of biore'aetors especially as the pharmaceutical and biomedical industries shift increasingly towards bioprocessihg.
Summary of the invention

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The present invention provides systems, methods, and reactors associated with small-scale chemical or biochemical reactions.
In one aspect the invention provides a chemical or biochemical reactor. The reactor includes a reaction unit including a chamber having a volume of less than one milliliter. The chamber includes an inlet correctable to a source of a chemical or biological starting material and an outlet for release of a product of a chemical or biological reaction involving the starting material. A collection chamber is connectable to the outlet of the reaction chamber. The collection chamber has a volume of greater than one liter.
In another aspect the invention involves a chemical or biochemical reactor system. The system includes a mixing chamber including a plurality of inlets connectable to a plurality of sources of chemical or biochemical reagents, and an outlet. A reaction chamber is connectable to and removable from the mixing chamber, and has a volume of less than one milliliter. The reaction chamber includes an inlet connectable to and removable from the outlet of the mixing chamber, and an outlet for release of a product of a chemical or biological reaction involving the starting material.
In another aspect the invention provides methods. One method includes carrying out a chemical or biological reaction in a plurality of reaction chambers operable in parallel, where each reaction chamber has a volume of less than one milliliter. Product of the reaction is discharged from the plurality of reaction chambers simultaneously into a collection chamber having a volume of greater than one liter.
Other advantages, novel features, and objects of the invention will become apparent from the following detailed description of the invention when considered in conjunction with the accompanying drawings, which are schematic and which are not intended to be drawn to scale. In the figures, each identical or nearly identical component that is illustrated in various figures is represented by a single numeral. For purposes of clarity, not every component is labeled in every figure, nor is every component of each embodiment of the invention shown where illustration is not necessary to allow those of ordinary skill in the art to understand the invention.
" . . Accompanying Brief Description of the Drawings
Fig. 1 illustrates a microbioreactorof the invention including mixing, heating/dispersion, reaction, and separation units, in expanded view;

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Fig. 2 illustrates the system of Fig. I as assembled; Fig. 3 illustrates the mixing unit of the system of Fig. 1;
Fig. 4 is an expanded view of the heating/dispersion unit of the system of Fig, 1;
Fig. 5 is an expanded view of the reaction chamber of the system of Fig. 1; and
5 Fig. 6 is an expanded view of the separation unit of the system of Fig. 1.
Detailed Description of the Invention
The present invention provides a chemical or biochemical reactor that can be used for a variety of very small-scale techniques. In one embodiment, a microreactor of
10 the invention comprises a matrix of a few millimeters to a few centimeters in size containing reaction channels with dimensions on the order of hundreds of microns. Reagents of interest are allowed to flow through these microchannels, mixed, and reacted together. The products can be recovered, separated, and treated within the system. While one microreactor may be able only to hold and react a few microliters of the
15 substances of interest, the technology allows for easy scalability and tremendous
paxallelization. With enhanced oxygen and nutrient distribution, a microreactor of the invention demonstrates increased performance in terms of cell viability. The rnicroreactor geometry resembles closely the natural environment of cells whereby diffusional oxygen and nutrient transfer take place through a high surface area, thin layer
20 interface.
With regard to throughput, an array of many microreactors can be built in parallel to generate capacity on a level exceeding that allowed by current vessels and more uniform in product quality than can be obtained in a batch method. Additionally,'an advantage is obtained by maintaining production capacity at the scale of reactions
25 typically performed in the laboratory. In genera!, the coupled parameters for heat and mass transfer that are determined on the lab-scale for a process do not scale linearly with volume. With conventional reactors, as the magnitude of volume is increased 1,000-1,000,000 times for production, these parameters need to be re-evaluated, often involving a large capital-investment. The use of small production volumes, although scaled in
30 parallel, reduces the cost of current scale-up schemes.
Furthermore, the process can be implemented on a simple platform, such as an etched article for example, a silicon wafer. With the effort of semiconductor manufacturing being towards the reduction in the dimensions of channels, an opportunity

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to utilize excess capacity within these production facilities (with unused equipment for
the larger dimensions) is provided. Mass production of these units can be carried out at
very low cost and an array of many reactors, for example thousands of microreactors
typically can be built for a price lower than one traditional bioreactor.
5 Referring now to Fig. 1, a chemical or biochemical reactor in accordance with
one embodiment of the invention is illustrated schematically. The reactor of Fig. 1 is, specifically, a microbioreactor for cell cultivation. It is to be understood that this is shown by way of example only, and the invention is not to be limited to this embodiment. For example, systems of the invention can be adapted for pharmaceutical
10 production, hazardous chemical-production, or chemical remediation of warfare reagents, etc.
Microreactor 10 includes four general units. A mixing unit 12, a heating/dispersion unit 14, a reaction unit 16, and a separation unit 18. That is, in the embodiment illustrated, processes of mixing, heating, reaction, purification are
15 implemented in series. Although not shown3 pressure, temperature, pH, and oxygen sensors can be included, for example embedded within the network to monitor and provide control for the system. Due to the series format, the opportunity for several reaction units in series for multi-step chemical syntheses, for several levels of increased purification, or for micro-analysis units is provided as well.
20 Fig. 1 shows microreactor 10 in expanded view. As illustrated, each of units 14
and 16 (heating/dispersion and reaction units, respectively) includes at least one adjacent temperature control element 20-26 including a channel 28 through which a temperature-control fluid can be made to flow. As illustrated, temperature control units 20 and 24 are positioned above and below unit 14 and units 22 and 26 are positioned above and below
25 unit 16. Separation unit 18 includes upper and lower extraction solvent fluid units 30* and 32, respectively, separated from unit 18 by membranes 34 and 36, respectively.
Referring now to Fig. 2* reactor 10 is illustrated as assembled. The individual -units of microreactor 10 will now be described in greater detail.*.
Referring now to Fig. 3, mixing unit 12 is illustrated. Mixing unit 12 is designed
3'6 to provide a homogeneous mixture of starting materials orceactants to be provided to the reaction units, optionally via the heating/dispersion unit. In the specific example of the microbioreactor, mixing unit 12 is designed to provide a homogeneous broth with sufficient nutrients and oxygen, and at the required pH, for cells. Rather than combine

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the mixing process with simultaneous nourishment of the cells, the process is performed
in a preliminary stage and then fed to the reaction stage where cells are immobilized. In
this manner, the cells do not experience any shear stress due to mixing and a
homogeneous mixture of feed requirements is guaranteed.
5 As is the case for other components of the reactor, mixing unit 12 can be
manufactured using any convenient process. In preferred embodiments the unit is etched into a substrate such as silicon via known processes such as lithography. Other materials from which mixing unit 12, or other components of the systems of the invention can be fabricated, include glass, fused silica, quartz, ceramics, or suitable plastics. Silicon is
10 preferred. The mixing unit includes a plurality of inlets 40-50 which can receive any of a variety of reactants and/or fluid carriers. Although six inlets are illustrated, essentially any number of inlets from one to tens of hundreds of inlets can be provided. Typically, less than ten inlets are needed for a given reaction. Mixing unit 12 includes an outlet 52 and, between the plurality of inlets and the outlet, a mixing chamber 54 constructed and
15 arranged to coalesce a plurality of reactant fluids provided through the inlets. It is a feature of the embodiment illustrated that the mixing chamber is free of active mixing elements. Instead, the mixing chamber is constructed to cause turbulence in the fluids provided through the inlets thereby mixing and delivering a mixture of the fluids through the outlet without active mixing. Specifically, the mixing unit includes a plurality of
20 obstructions 56 in the flow path that causes mixture of fluid flowing through the flow path. These obstructions can be of essentially any geometrical arrangement. As illustrated, they define small pillars about which the fluid must turbulently flow as it passes from the inlets through the mixing chamber toward the outlet. As used herein "active mixing elements" is meant to define mixing elements such as blades, stirrers, or
25 the like which are movable relative to the reaction chamber itself, that is, movable relative to the walls defining the reaction chamber.
The volume of the mixing chamber, that is, the volume of the interior of mixing unit 12 between the inlets and the outlet, can be very small in preferred embodiments. Specifically, the mixing chamber generally has a volume of less than one liter, preferably
30 less than about 100 microliters, and in some embodiments less than about 10 rnicroliters. The chamber can have a volume of less than about five microliters, or even less than about one microliter.

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Specifically, in the microbioreactor illustrated, six separate feed streams,empty into the mixing chamber under pressure. One feed stream provides gaseous oxygen (O2) as a cell requirement. One stream, respectively, provides carbon dioxide (CO2) and nitrogen (Nj) for altering pH. The remaining three channels provide the broth solution 5 including solvent and nutrients. One of these latter streams can also be utilized to provide any additional requirements for the system such as antifoaming agents. Antifoaming agents are sometimes necessary to prevent production of foam and bubbles that can damage cells within the broth. The feed of the various streams into the chamber provides enough turbulence for mixing of the different streams. Flow within
10 microfimdic devices is characterized by a low Reynolds number indicating the formation of lamina. While the turbulence created by the injection streams should provide sufficient mixing before the development of laminar flow, pilon-iike obstructions 56 are placed in the flow path of the stream leaving the primary mixing chamber in order to enhance mixing of the lamina. By splitting a main stream into substreams followed by
15 reunification, turbulence is introduced in the flow path, and a mechanism other than
simple diffusion is used to facilitate further mixing. The length of this mixing field can be lengthened or shortened depending on the system requirements.
Referring now to Fig. 4, heating/dispersion unit 14 is shown. Unit 14 can be formed as described above with respect to other units of the invention. Unit 14 includes
20 an inlet 60 in fluid communication with a plurality of outlets 62 in embodiments where dispersion as described below is desirable. In operation, a stream of homogeneous fluid exiting the mixing unit (feed broth in the specific microbioreactor embodiment shown) enters a dispersion matrix defined by a plurality of obstructions dividing the stream into separate flow paths directed toward the separate outlets 62. The dispersion matrix is
25 sandwiched between two temperature control elements 20 and 24 which, as illustrated, include fluid flow channels 28 etched in a silicon article. Control unit 24 is positioned underneath unit 14, thus etched channel 28 is sealed by the bottom of unit 14. Control unit 20 is positioned atop unit 14 such that the bottom of unit 20 seals and defines the top of diffusion unit 14. A cover (not shown) can be placed a top unit 20 to seal channel 28.
30 Rather than for mixing, as in the previous case (Fig. 3), the splitting of the
streams is to disperse the medium for its entrance into the reactive chamber in the next unit operation. In traditional reactor systems, fluid flow about a packing material containing catalysts produces the desired reaction. However, if the fluid is not evenly

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dispersed entering the chamber, the fluid will flow through a low resistance path through the reactor and full, active surface area will not be utilized. Dispersion in this case is to optimize reactor efficiency in the next stage.
With regard to the heating function of this unit, the platform functions as a 5 miniaturized, traditional heat exchanger. Etched silicon platforms both above and below the central platform serve to carry a heated fluid. Cells typically require their environment to have a temperature of ~30 °C. The fluids flowing in the etched coils both above and below the broth flow channel heating the broth through the thin silicon layer. The temperature of the fluid in. the upper and lower heat exchangers can be modified to
10 ensure proper temperature for the broth. Additionally, the platform can be extended for increased heating loads.
Although a combination heating/dispersion unit is shown, unit 14 can be either a dispersion unit or a heating unit. For example, dispersion can be provided as shown, without any temperature control. Alternatively, no dispersion need be provided (inlet 60
15 can communicate with a single outlet 62, which can be larger than the outlets as
illustrated) and heating units can be provided. Cooling units can be provided as well, where cooling is desired. Units 20 and 24 can carry any temperature-control fluid, whether to heat or cool.
Referring now to Fig. 5, reaction chamber 16 is shown, including temperature
20 control units 22 and 26, in expanded form. Units 22 and 26 can be the same as units 20
and 24 as shown in Fig, 4, with unit 22 defining the top of reaction chamber 16.
Reaction unit 16 includes an inlet 70 fluidly communicating with an outlet 72 and a
reaction chamber defined therebetween. The reaction chamber, in microreader
embodiments of the invention, has a volume of less than one milliliter, or other lower
25 volumes as described above in connection with mixing unit 12. Inlet 70 is connectable
to a source of a chemical or biological starting material, optionally supplied by mixing
unit 12 and heating/dispersion unit 14, and outlet 70 is designed to release the product of
a chemical or biological reaction occurring within the chamber involving the starting
material. Unit 16 can be formed from materials as described above.
30 The reactor unit is the core of the process. While the unit is designed to be
interchangeable for biological or pharmaceutical reactions, the specific application as shown is for cell cultivation. As in the case of the previous unit, temperature control units such as heat exchanger platforms will sandwich the central reaction chamber. The

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heat exchangers will maintain the temperature of the reaction unit at the same temperature as discussed for the cell broth.
A feature of the unit is heterogeneous reaction on a supported matrix. Cell feed enters the reaction chamber under the proper pH, O2 concentration, and temperature for 5 cell cultivation. Cells, immobilized onto the silicon framework at locations 74 either by surface functionalization and subsequent reaction or entrapment within a host membrane, metabolize the nutrients provided by the feed stream and produce a product protein. The initial reaction platform can be a two-dimensional array of cells both on the top and bottom of the reaction chamber. This arrangement is to prevent a large pressure drop
10 across the unit which would be detrimental to flow.
In this unit, oxygen and nutrients are diffused from the flowing stream to the immobilized cells. The cells, in turn metabolize the feed, and produce proteins which are swept away in the flowing stream. The flowing stream then enters the fourth chamber which removes the protein product from the solution.
15 Referring again to Fig. 1, it can be seen how dispersion unit 14 creates an evenly-
divided flow of fluid (reactant fluid such as oxygen and nutrients in the case of cell cultivation) across each of locations 74 in reaction to chamber 16.
Referring now to Fig. 6, separation unit 18 is shown in greater detail, in expanded view. Separation unit 18 defines a central unit including an inlet 80 communicating with
20 an outlet 82, and a fluid pathway 84 connecting the inlet with the outlet. Unit 18 can be fabricated as described above with respect to other components of the invention, and preferably is etched silicon. It may be desirable for fluid path 84 to completely span the thickness of unit 18 such that the pathway is exposed both above and below the unit. To-maintain structural integrity, pathway 84 can be etched to some extent but not
25 completely through unit 18 as illustrated, and a plurality of holes or channels can be
formed through the bottom of the pathway exposing the bottom of the pathway to areas below the unit. Inlet 80 can be connectable to the outlet of reaction chamber 16, and outlet 82 to a container for recovery of carrier fluid.
In the embodiment illustrated, membranes 34 and 36 cover exposed portions of
30 fluid pathway 84 facing upward or downward as illustrated. Membranes 30 and/or 36 can be any membranes suitable for separation, i.e. extraction of product through the membrane with passage of effluent, or carrier fluid, through outlet 82. Those of ordinary skill in the art will recognize a wide variety of suitable membranes including size-

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selective membranes, ionic membranes, and the like. Upper and lower extraction solvent fluid units 30 and 32, which can comprise materials as described above including etched silicon, each include a fluid pathway 86 connecting an inlet 88 with an outlet 90. Fluid pathway 86 preferably is positioned in register with fluid pathway 84 of unit 18 when the 5 separation unit is assembled. In this way, two flowing streams of solvent through
channels 86 of units 30 and 32 flow counter to the direction of flow of fluid in channel 84 of unit 18, the fluids separated only by membranes 34 and 36. This establishes a counter-current tangential flow filtration membrane system. By concentration gradients, products are selectively extracted from channel 84 into solvent streams flowing within
10 channels 86 of unit 30 or 32. Product is recovered through the outlet 90 of units 30 or 32 and recovered in a container (not shown) having a volume that can be greater than 1 liter. Outlets 90 thereby define carrier fluid outlets, and a fluid pathway connects inlet 80 of unit 18 with the carrier fluid outlets 90 of units 30 and 32, breached only by membranes 34 and 36. Carrier fluid outlet 82 can be made connectable to a recovery container for
15 recycling of reaction carrier fluids. In the example of a microbioreactor, residual oxygen and nutrients are recovered from outlet 82 and recycled back into the feed for the process.
The flowing streams of extraction solvent in channels 86 can be set at any desired temperature using temperature control units (not illustrated). In the case of a
20 microbioreactor, these fluids can be set at approximately 4°C. The low temperature is needed to maintain the efficacy of the protein products and prevent denaturation. Additionally, several purification and clarification steps are often performed in industrial application. The necessity of further purification is remedied by the use of additional units in series.
25 Embedded within the production process can be control systems and detectors for
the manipulation of temperature, pH, nutrients, and oxygen concentration. Where a microbioreactor is used, the viability of cells is dependent upon strict limits for the parameters mentioned above. Narrow set-point ranges, dependent on the cell system selected, can be maintained using thermocouples, pH detectors, O2 solubility detectors,
30 and glucose detectors between each unit. These measurements will determine the heat exchanger requirements, O2, CO2, N2, and nutrient inputs.

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Diaphragm and peristaltic pumps can be used to provide the necessary driving force for fluid flow in the units. Such pumps are also used to maintain flow in the heat exchanger units.
It is a feature of the invention that many of the microreactors as illustrated can be 5 arranged in parallel. Specifically, at least ten reactors can be constructed to operate in parallel, or in other cases at least about 100, 500, 1,000, or even 10,000 reactors can be constructed to operate in parallel. These reactors can be assembled and disassembled as desired.
It is another feature of the invention that individual units 12, 14, 16, and 18 can
10 be constructed and arranged to be connectable to and separable from each other. That is, any arrangement of individual components can be created for a desired reaction. For example, with reference to Fig. 1, heating/dispersion unit 14 may not be necessary. That is, outlet 52 of mixing unit 12 can be connectable to either inlet 60 of heating/dispersion unit 14, or inlet 70 of reaction unit 16 where a heating/dispersion unit is not used.
15 Moreover, assembly and disassembly of reactors to create a system including many,
many reactors operating in parallel, as described above, or in series is possible because of the connectability and separability of the components from each other to form systems containing specific desired components, and any number of those or other systems operating together. Equipment for connection and separation of individual components
20 of a reactor can be selected among those known in the art, as can systems for connection of a variety of reactors in parallel or in series. Systems should be selected such that the individual components can be connectable to and separable from each other readily by laboratory or production-facility technicians without irreversible destruction of components such as welding, sawing, or the like. Examples of known systems for
25 making readily reversible connections between components of reactors or between
reactors to form parallel reactors or series reactors include male/female interconnections, clips, cartridge housings where components comprise inserts within the housings, . screws, or the like.
Those skilled in the art would readily appreciate that all parameters listed herein
30 are meant to be exemplary and that actual parameters will depend upon the specific
application for which the methods and apparatus of the present invention are used. It is, therefore, to be understood that the foregoing embodiments are presented by way of example only and that, within the scope of the appended claims and equivalents thereto,

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the invention may be practiced otherwise than as specifically described. In the claims the words "including", "carrying", "having", and the like mean, as "comprising", including but not limited to.
What is claimed is:


- 14-CLAIMS
1. A chemical or biochemical reactor comprising:
a reaction unit including a chamber having a volume of Jess than 1 ml, an inlet to the 5 chamber connectable to a source of a chemical or biological starting material, and an outlet of the chamber for release of a product of a chemical or biological reaction involving the starting material; and
a collection chamber connectable to the outlet of the reaction chamber, the collection chamber having a volume of greater than 1 liter.
10
2. A reactor as in claim 1, the reaction chamber having a volume ofless than about 100
microliters.
3. A reactor as in claim 1, the reaction chamber having a volume ofless than about 10
is microliters.
4. A reactor as in claim 1, the reaction chamber having a volume ofless than about 5
microliters.
20 5. A reactor as in claim 1, the reaction chamber having a volume of less than about 1 microliter.
6, A reactor as in claim 1, wherein the reaction unit comprises an etched portion of an
article.
25
7, A reactor as in claim 6, wherein the reaction unit chamber comprises etched silicon.
8, A reactor as in claim I, wherein the collection chamber comprises etched silicon.
30 9. A reactor as in claim 1, further comprising a mixing unit fiuidly connectable to the inlet of the reaction chamber.


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10. A reactor as in claim 9, the mixing unit including an outlet connectable to the inlet of the reaction chamber, a plurality of inlets each in fluid communication with the outlet and a mixing chamber between plurality of inlets and of the outlet.
5 11. A reactor as in claim 10, wherein the mixing unit chamber is free of active mixing elements.
12. A reactor as in claim 11, wherein the mixing chamber is constructed and arranged to
coalesce a plurality of reactant fluids provided through the plurality of inlets and to cause
10 turbulence in the fluids thereby mixing and delivering a mixture of the reactant fluids through the outlet of the mixing chamber.
13. A reactor as in claim 12, wherein the mixing unit includes a fluid flow path between
the plurality of inle/s and the outlet and a plurality of obstructions in the flow path
15 constructed tc cause mixture of fluid flowing through the flow path.
14. A reactor as in claim 9, wherein the mixing unit is attachable to and separable from
the reaction unit.
20 15. A reactor as in claim 9, wherein the mixing chamber includes a volume, between the plurality of inlets and the outlet, of less than 1 liter.
16. A reactor as in claim 9, wherein the mixing chamber includes a volume, between the
plurality of inlets and the outlet, of less than 10 microliter.
25
17. A reactor as in claim 1, further comprising a heating unit having an inlet, and an outlet
connectable to the inlet of the reaction chamber, the heating unit separable from and
attachable to the reaction chamber.
30 18. A reactor as in claim 1, further comprising a heating unit having an inlet, and an outlet fluidly connectable to the inlet of the reaction chamber, the heating unit separable from and attachable to the reaction chamber.


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19. A reactor as in claim 18, wherein the heating unit includes an inlet, and a plurality of
outlets fluidly connected to the inlet.
20. A reactor as in claim 1, further comprising a heating and dispersion unit having an
5 inlet, and an outlet connectable to the inlet of the reaction chamber, the heating and
dispersion unit separable from and attachable to the reaction chamber.
21. A reactor as in claim 20, wherein the heating and dispersion unit includes an inlet and
a plurality of outlets connected to the inlet.
10
22. A reactor as in claim 21, further comprising a mixing unit having a plurality of inlets
communicating with a mixing chamber, the mixing chamber communicating with an outlet,
wherein the outlets of the heating and dispersion units are connectable to the inlet of the
reactor, and the inlet of the heating and dispersion unit is connectable to the outlet of the
15 mixing unit.
23. A reactor as in claim 18, wherein the dispersion unit is constructed and arranged to
maintain fluid exiting the unit through the plurality of outlets at a temperature of
approximately 30°C.
20
24. A reactor as in claim 1, wherein the reaction chamber is constructed and arranged for
cell cultivation.
25. A reactor as in claim 24, wherein the reaction chamber has a surface adapted for
25 immobilization of cells.
26. A reactor as in claim 1, further comprising a separation unit having an inlet and an
outlet, the inlet connectable to the outlet of the reaction chamber.
30 27. A reactor as in claim 26, wherein the separation unit is connectable to and removable from the reaction chamber.


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28. A reactor as in claim 26, wherein the separation unit includes an inlet connectable to
the outlet of the reaction chamber, a carrier fluid outlet, a fluid pathway connecting the inlet
with the carrier fluid outlet, and a size-selective membrane positioned to contact fluid flowing
from the inlet to the fluid carrier outlet.
5
29. A reactor as in claim 28, wherein the membrane has a first side positioned to contact
fluid flowing from the inlet to the fluid flow outlet and an opposing second side defining in
part a product extraction solvent flow pathway.
10 30, A reactor as in claim 28, wherein the carrier fluid outlet is connectable to a recovery container for recycling of reaction carrier fluid.
31. A reactor as in claim 1, further comprising at least one sensor of temperature, pH,
oxygen concentration, or pressure,
15
32. A reactor as in claim 31, comprising sensors of each of temperature, pH, and oxygen
concentration.
33. A reactor as in claim 1, including a plurality of reaction chambers, attachable to and
20 separable from each other, constructed and arranged to operate in parallel.
34. A reactor as in claim 33, comprising at least 10 reaction chambers constructed to
operate in parallel.
25 35. A reactor as in claim 33, comprising at least 100 reaction chambers constructed to operate in parallel.
36. A reactor as in claim 33, comprising at least 500 reaction chambers constructed to
operate in parallel,
30
37. A reactor as in claim 33, comprising at least 1,000 reaction chambers constructed to
operate in parallel.


- 18-
38. A reactor as in claim 33, comprising at least 10,000 reaction chambers constructed to
operate in parallel.
39, A method comprising;
5 carrying out a chemical or biological reaction in a plurality of reaction chambers
operable in parallel, each reaction chamber having a volume of less than 1 ml; and discharging product of the reaction from the plurality of reaction chambers simultaneously into a collection chamber having a volume of greater than 1 liter.
10 40. A method as in claim 39, wherein the reaction is one of ceil cultivation, catalysis, pharmaceutical production, hazardous chemical production, or chemical remediation of warfare reagents.
41. A method as in claim 40, wherein the reaction involves cell cultivation,
15
42. A method as in claim 41, involving passing a feedstream across immobilized cells and
recovering a protein product in the collection chamber.
43. A method as in claim 39 comprising carrying out the chemical or biological reaction
20 in parallel in at least 10 reaction chambers, and discharging product from each of the reaction
chambers into the collection chamber.
44. A method as in claim 39 comprising carrying out the chemical or biological reaction
in parallel in at least 100 reaction chambers, and discharging product from each of the
25 reaction chambers into the collection chamber.
45" A method as in claim 39 comprising carrying out the chemical or biological reaction in parallel in at least 500 reaction chambers, and discharging product from each of the reaction chambers into the collection chamber.
30
46. A method as in claim 39 comprising carrying out the chemical or biological reaction in parallel in at least 1,000 reaction chambers, and discharging product from each of the reaction chambers into the collection chamber.

-19-
47. A chemical or biochemical reactor system comprising:
at least ten individuated chemical or biochemical reactors constructed and arranged for operation in parallel, and separable to a non-parallel operative state and re-attachable to each other for operation in parallel, each including a reaction chamber having a volume of less than 10 ml.
48. A chemical or biochemical reactor system comprising:
a mixing chamber including a plurality of inlets connectable to a plurality of sources of chemical or biochemical reagents and an outlet;
a reaction chamber connectable to and removable from the mixing chamber, the reaction chamber having a volume of less than 1 ml, an inlet to the chamber connectable to and removable from the outlet of the mixing chamber, and an outlet of the. chamber for release of a product of a chemical or biological reaction involving the starting material.
49. A reactor as in claim 1, wherein the chemical or biological reaction occurs within
at least one cell.
50. A reactor as in claim 1, wherein the chemical or biological reaction comprises
producing a protein.
51. A reactor as in claim 1, wherein the chemical or biological reaction includes
fermentation.
52. A reactor as in claim 1, further comprising an inlet for adding at least one cell to
the chamber.
53. A reactor as in claim 1, further comprising at least one cell.
54. A reactor as in claim 53, wherein the at least one cell is located within the
chamber.
55. A reactor as in claim 53, wherein the at least one cell is immobilized
56. A reactor as in claim 53, wherein the at least one cell is able to grow during the
chemical or biological reaction.
57. A reactor as In claim 53, wherein the at least one cell is able to metabolize the
starting material.

- 20 -
58. A reactor for carrying out a reaction involving at least one living cell, comprising.
a reaction unit including a chamber having a volume of less than 1 ml> an inlet for adding starting material to the chamber,, and an outlet for release of a product of a reaction involving at least one living cell.
59. A reactor as in claim 58, wherein the inlet is connectable to a source of a chemical
or biological starting material.
60. A reactor as in claim 58, wherein the reaction comprises a chemical or biological
reaction.
61. A reactor as in claim 58, the chamber having a volume of less than about 100
microliters.
62. A reactor as in claim 5&s the chamber having a volume of less than about 10
microliters.
63. A reactor as in claim 58, the chamber having a volume of less than about 5
microliters.
64. A reactor aa in claim 58, the chamber having a volume of less than about 1
microliter.
65. A reactor as in claim 58, wherein the reaction unit comprises an etched portion of
an article.
66. A reactor as in claim 65t wherein the reaction unit chamber comprises etched
silicon.
67. A reactor as in claim 58, further comprising a mixing unit fluidly connectable to
the inlet of the chamber,
68. A reactor as in claim 67, wherein the mixing chamber includes a volume, between
the plurality of inlets and the outlet, of less than 1 liter.
69. A reactor as in claim 67, wherein the mixing chamber includes a volume, between
the plurality of inlets and the outlet, of less than 10 microliters.
70. A reactor as in claim 58, further comprising a separation unit having an inlet ar.4
an outlet, the inlet connectable to the outlet of the reaction chamber,
71. A reactor as in claim 70, wherein the separation unit is connectable to and
removable from the reaction chamber.
72. A reactor as in claim 70, wherein the separation unit includes an inlet connectable
to the outlet of the reaction chamber, a carrier fluid outlet, a fluid pathway
connecting the inlet with the carrier fluid outlet, and a size-selective membrane
positioned to contact fluid flowing from the inlet to the fluid carrier outlet

- 21 -
73. A reactor as in claim 58, further comprising at least one sensor of temperature,
pH, oxygen concentration, or pressure.
74. A reactor as in claim 5 8, including a plurality of reaction chambers, attachable to
and separable from each other, constructed and arranged to operate in parallel.
75. A reactor as in claim 74, comprising at least 10 reaction chambers constructed to
operate in parallel.
76. A reactor as in claim 74, comprising at least 100 reaction chambers constructed to
operate in parallel.
77. A reactor as in claim 74, comprising at least 500 reaction chambers constructed to
operate in parallel.
78. A reactor as in claim 74, comprising at least 1,000 reaction chambers constructed
to operate in parallel.
79. A reactor as in claim 74, comprising at least 10,000 reaction chambers
constructed to operate in parallel,
80. A reactor as in claim 58, wherein the chemical or biological reaction occurs
within at least one cell,
81. A reactor as in claim 58, wherein the chemical or biological reaction comprises
producing a protein.
82. A reactor as in claim 58, wherein the chemical or biological reaction includes
fermentation,
83. A reactor as in claim 58, further comprising a collection chamber connectable to
the outlet of the reaction chamber.
84. A reactor as in claim 83, wherein the collection chamber has a volume of greater
than about one liter.

85. A reactor as in claim 58, wherein the starting material comprises cells,
86. A reactor as in claim 85, Jurther comprising at least one sensor of temperature,
pH, oxygen concentration, or pressure.
87. A reactor as in claim 85, further comprising temperature control elements
constructed and arranged to control temperature at at least one portion of the
reactor.

- 22 -
88. A reactor as in claim 58, whsrein the starting material comprises a cell nutrient
89. A reactor as in claim 58, wherein the starting material comprises 0*
90. A reactor as in claim 58, wherein the starling material comprises COj.
91. A reactor as in claim 58, wherein the starting material comprises N2.
92. A reactor as in claim 58, wherein the starting material is able to alter pH within
the chamber.
93. A reactor as in claim 58S farther comprising temperature control elements
constructed and arranged to control temperature at at least one portion of the
reactor.
94. A chemical or biochemical reactor comprising:
a reaction unit including a chamber having a volume of less than 1 ml, an inlet to the chamber connectable to a source of a chemical or biological starting material, and an outlet of die chamber for release of a product of a chemical or biological reaction involving the starting material; and
at least one sensor of temperature, pH, oxygen concentration, or pressure.
95. A reactor as in claim 94, funher comprising a collection chamber connectable to
the outlet of the reaction chamber, the collection chamber having a volume of
greater than 1 liter.
96. A reactor as in claim 94, wherein the reactor comprises sensors each of
temperature, pH, oxygen concentration, and pressure,
97. A method, comprising:
providing a reaction unit including a chamber having a volume of less than 1 ml; and
altering the pH of the environment without contacting the chamber with a liquid.
98. A reactor, comprising:
a reaction unit including a chamber having a volume of less than I ml; and a source of gas able to alter the pK of the chamber.
99. A reactor, comprising;
a reaction unit including a chamber having a volume of less than about 1 ml; and
a control system able to control at least one of temperature, pH" nutrient concentration, and oxygen concentration within the chamber.

- 23
100. A reactor, comprising:
a reaction unit including a chamber having a volume of less than about 1 ml;
a detector able to detect at least one of temperature, pH, nutrient concentration, and oxygea concentration within the chamber; and
at least one of a heat exchanger, an oxygen input, a carbon dioxide input, a nitrogen input, and a nutrient input, that each is responsive to the detector.
101. A reactor, comprising:
a reaction unit including a chamber having a volume of less than about 1 ml; and
a separation membrane in fluid communication with the chamber.
102, A reactor as in claim 101s wherein the membrane is a size-selective membrane.
103, A reactor as in claim 101, wherein the membrane is an ionic membrane.
104. A system for maintaining and cultivating cells in culture and obtaining a product resulting from interaction of the cells with oxygen and/or nutrients and/or other components, comprising;
a small-scale chemical or biochemical reactor comprising a plastic substrate comprising a plurality of reaction units constructed to operate in parallel, each reaction unit comprising a chamber having a surface suitable for cell growth and a volume of less than-about 1 ml, the chamber-being constructed and arranged to maintain and cultivate cells in culture for at least a period of time sufficient to generate a product resulting from interaction of the cells with oxygen and/ox nutrients and/or other components, the chamber further comprising an inlet fluidly connectable to a source of nutrients for the cells having a controlled pU, an outlet for release of a product of a chemical or biological reaction involving cells in the' chamber, and a membrane defining at least one wall of the chamber, the membrane being able to transport oxygen therethrough; and
a gas enclosure positioned proximate the chamber, comprising a fluid inlet and an outlet for facilitating oxygen transfer across the membrane between the chamber and the gas enclosure.
1 OS. A system as In claim 104, " comprising means for controlling the
temperature of the chamber to maintain a temperature suitable for cultivating cells to generate the product resulting from interaction of the cells with oxygen and/or nutrients and/or other components,
106, A system as in claim 104, the chamber having a volume of less than about 100
microHters.
107, A system as in claim 106, the chamber having a volume of less than about 10
oricroliters.
108, A system as in claim 106, the chamber having a volume of kss than about I
microliter,

- 24
109. A system as in claim 104, " ¦-, comprising a mixing unit fluitily connectable to the inlet of the chamber, the mixing unit including an outlet connectable to the inlet of the reaction chamber, aplurality of inlets each in fluid communication with the outlet and a mixing chamber between plurality of inlets and of the outlet.
110. A system as in claim 109, wherein the mixing unit chamber is free of active
mixing elements.
111. A system as in claim 104, ¦. - comprising a heating unit having an inlet, and
an outlet connectable to the inlet of the chamber, the heating unit separable from
and attachable to the chamber.
112. A system as in claim 1 Q4> the reactor. -comprising sensors each of
temperature, pHf and oxygen concentration,
113. A system, as in claim 104, the reactor-. ' - -comprising a temperature sensor.
114. A system as in claim 104, the reactor comprising a pH sensor.
115. A system as in claim 104, the reactor '.i '-./-comprising an oxygen sensor.
116. A system as in claim 104s wherein the plurality of reaction units are attachable to
and separable from each other, constructed and arranged to-operate in parallel.
117. A reactor as in claim 104, comprising at least 10 reaction units constructed to
operate In parallel.
118. A reactor as in claim 117, comprising at least 100 reaction chambers constructed
to operate In parallel.
119. A reactor as in claim 118, comprising at least 500 reaction chambers constructed
to operate in parallel.
120. A reactor as in claim 119t comprising at least 1,000 reaction chambers
constructed to operate in parallel,
121. A reactor as in claim 120, comprising at least 10,000 reaction chambers
constructed to operate in parallel.
Chemical and biological reactors, including microreactors, are provided. Exemplary reactors include a plurality of reactors operable in parallel, where each reactor has a small volume, and together, the reactors produce a large volume of product Reaction systems can include mixing chambers (12). heating/dispersion units (14), reaction chambers (16), and separation units (18). Components of the reactors can be readily formed from a variety of materials. For example, they can be etched from silicon. Components are connectable to and separable from each other to form a variety of types of reactors, and the reactors can be attachable to and separable from each other to add significant flexibility in parallel and/or series reactor operations.

Documents:

in-pct-2002-01100-kol-abstract.pdf

in-pct-2002-01100-kol-claims.pdf

in-pct-2002-01100-kol-correspondence.pdf

in-pct-2002-01100-kol-description(complete).pdf

in-pct-2002-01100-kol-drawings.pdf

in-pct-2002-01100-kol-form-1.pdf

in-pct-2002-01100-kol-form-13.pdf

in-pct-2002-01100-kol-form-18.pdf

in-pct-2002-01100-kol-form-2.pdf

in-pct-2002-01100-kol-form-3.pdf

in-pct-2002-01100-kol-form-5.pdf

in-pct-2002-01100-kol-g.p.a.pdf

in-pct-2002-01100-kol-letters patent.pdf

in-pct-2002-1100-kol-granted-abstract.pdf

in-pct-2002-1100-kol-granted-claims.pdf

in-pct-2002-1100-kol-granted-description (complete).pdf

in-pct-2002-1100-kol-granted-drawings.pdf

in-pct-2002-1100-kol-granted-form 2.pdf

in-pct-2002-1100-kol-granted-specification.pdf


Patent Number 201703
Indian Patent Application Number IN/PCT/2002/1100/KOL
PG Journal Number 06/2007
Publication Date 09-Feb-2007
Grant Date 09-Feb-2007
Date of Filing 27-Aug-2002
Name of Patentee BIOPROCESSORS CORPORATION
Applicant Address 1900 ADDISON STREET, MEZZANINE LEVEL,BERKLEY, CA 94704,
Inventors:
# Inventor's Name Inventor's Address
1 ANGELINO MARK D 26 HINGHAM STREET#1, CAMBRIDGE,MA 02139,
2 JURY ANDREY ZARUR 6400 CHRISTIE AVENUE #3107 EMERYVILLE,CA 94608
PCT International Classification Number B01L 3/00;B01J 19/00
PCT International Application Number PCT/US01/07679
PCT International Filing date 2001-03-09
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/188,275 2000-03-10 U.S.A.