Title of Invention

A PROCESS FOR PRODUCING A SATURATED POLYURETHANE RESIN A COATING COMPOSITION COMPRISING THE POLYURETHANE RESIN AND A PROCESS FOR PRODUCING A LAMINATE CARRYING A PRINTED IMAGE

Abstract A polyurethane resin (soluble in organic solvents, preferably in alcohols) being in one embodiment of the present invention the reaction product of at least one di:.3ocyanate components having isocyanate reactive functional groups, said components comprising a first group of atleast one polyol, a second group of at least one polyol and a third group of at least one polyol, at least one amine and optionally a terminating agent wherein all poyols of said first group are of an average molecular weight in the range of between ..000 to 10000 g/mol wherein all polyols of said second group are of an average molecular weight in excess of 10000 up to 20000 gimol. and wherein all polyols of said third group are of an average molecular weight of equal or less than 800 gi~ol. The polyurethane resin is used as film forming binder in coating compositions and in particular printing inks for plastic films. Preferably the printing ink is used to produce printed laminates. In particular the second group of polyols impart to the polyurethane resin those properties necessary for an excellent initial adhesion to plastic films.
Full Text POLYtmETHANE RESIN AND METHOD OF PRODUCING IT, A COATING COMPOSITION COMPRISING A POLYURETHANE RESIN, USE OF A POLYURETHANE RESIN FOR PRINTING PLASTIC SUBSTRATES
^ polyurethane resin, a coating composition comprising a polyurethane resin, ise of a polyurethane resin for printing plastic substrates, method of iroducing a polyurethane resin, a method of producing a laminate carrying a irinted image.
'he present invention relates to a polyurethane resin, to a coating composition ;omprising said polyurethane resin, to the use of said polyurethane resin for printing elastic substrates, to a method of producing a polyurethane resin and to a method of iroducing a laminate canying a printed image, according to the preamble of the idependent claims,
,Polyurethane resins are the binders of choice in solvent borne coating compositions for plastic films and in the production of image carrying laminates. Laminates are multilayered shaped articles in which - according to the needs of the final article -■ each of the layers consist either of the same or of different materials. The preferred materials are paper, wood, textiles, metal and plastic films. In the field of food packaging, the laminates are mostly made from plastic or metal films, in particular metallized films, or a combination of both. Film materials are chosen such that the laminates can be subjected to sterilization processes without deterioriation of the film and/or the laminate. As a further advantage laminates impart to prints or generally images a satisfying appearance with respect to gloss and color fastness. Generally laminates are produced by either joining two or more layers by means of adhesives or by adhesive-free extrusion coating. Irrespective of the production process a print or generally any kind of image which does not necessarily have to be printed can be applied to one or both of the layers prior to applying the next layer (Rompp Lexikon, Lacke und Dmckfarben. ed. U.Zorii, Georg Thieme Verlag, Stuttgart, New Yori Coating compositions for laminates, which are mainly in the form of printing inks, have to satisfy high standards. The resin as the film forming part of the composition must provide the dried layer with the required adhesive strength both to the underlying substrate and to the adhesive or to the extruded layer. As a further

requirement the resin must impart to the dried layer stability during and after sterilization processes and/or treatment in boiling water even over a prolonged period of time (e.g. during food preparation). Further the dried layer must show blocking resistance and stability during sealing of the laminate (e.g. in the production of bags). The composition - as a printing ink -must be printable in flexo and gravure printing processes which are the techniques commonly used for printing plastic films. Thus, the resin must allow the printing ink to be thinly liquid, rapidly drying and to be soluble in esters and in alcohols, In particular In ethanol.
EP-604 890 teaches a printing ink (for printing laminates) based on a polyurethane resin. The polyurethane resin is the reaction product of a high molecular weight polyol compound of a molecular weight Iri the range of between 3000 to 10000, a low molecular weight polyol compound of a molecular weight of less than 200, an organic diisocyanate compound, a chain extender and optionally a reaction terminating ■ agent. The polyol compounds are chosen such that the whole of the high molecular weight polyol compound and the low molecular weight polyol compound has an average molecular weight in the range of between 1500 and 2700, the Isocyanate index of the diisocyanate being more than 2.0 .and the nitrogen content of the polyurethane resin derived from the isocyanate groups of the diisocyanate being from 1.3 to 1.95% by weight.
Whereas printed and dried layers produced with the ink of EP-604 890 show in most of the cases the required bond strength, tne initial adhesiveness of the layers to the underlying substrate, i.e. the adhesiveness within the first 30 seconds after drying, is poor. A lack of initial adhesiveness results in at least partial transfer of the printed layers to the back side of the substrate/film to which the layer has been applied during storage on rollers or stacks. A further drawback of the prints/layers produced with the ink of EP 604 890 is their lack in heat resistance in particular on coextruded polypropylene and polyester. The latter results in damages on edges of the layers during heat treatment of the laminate. In addition the printing ink shows poor compatibility with alcohols as the solvent of choice in flexographic applications. All these drawbacks are mainly due to lack of perfonnance of the polyurethane resin.

The object of the present invention is to overcome the drawbacks of the prior art.
In particular it is an object to provide poiyurethane resins applicable as film forming binders in coating compositions. The coating compositions must be suitable for producing - in tine broadest sense - any kind of dried layers on plastic films and/or laminates. The poiyurethane resin must provide the dried layer with an excellent initial adhesiveness in particular such that the layer is not damaged during storing and further processing of the substrate/film and during finishing of the laminate. Further, the resin has to reduce the risk of delamination during sealing of the plastic film or laminate, has to be heat resistant and soluble in alcohols and ester.
A further object is to provide a method for producing said poiyurethane resin.
It is still another object of the present invention to provide a printing ink for plastic substrates and laminates wherein the printed and dry layers adhere initially well to the substrate and wherein the ink is printable by flexographic and/or gravure printing processes.
These objects are solved by the features of the independent claims.
In particular, they are solved by a poiyurethane resin being the reaction product of at least one diisocyanate and components having isocyanate reactive functional groups, said components comprising a first group of at least one polyol, a second group of at least one polyol and a third group of at least one polyol and optionally at least one amine and a reaction terminating agent wherein all polyots of said first group are of an average molecular weight in the range of between 1000 to 10O00g/mol, wherein all polyols of said second group are of at) average molecular weight in excess of 10000 up to 20000 g/mol, wherein all polyols of said third group are of an average molecular weight of equal or less than 800 g/mol and wherein the ratio of the equivalent weights of the diisocyanate to the components having isocyanate reactive functional groups is selected such that essentially all of the isocyanate groups of the diisocyanate are present as the reaction product with one of

the isocyanate reactive functional groups. This means that there are essentially no free unreacted isocyanate groups left.
The polyurethane resin is obtained by first reacting a mixture comprising a first group of at least one polyol and a second group of at least one polyol with at least one diisocyanate to a first isocyanate temiinated prepolymer, wherein all polyols of said first group are of an average molecular weight in the range of between 1000 to 10000 g/mol, wherein all polyols of said second group are of an average molecular weight in excess of 10000 up to 20000 g/mol and wherein the ratio of the equivalent weights of the diisocyanate to the entirety of the polyols of the first and of the second group is in the range of between 3.6 :1 to 2.3:1, in a second step reacting said first isocyanate terminated prepolymer with a third group of at least one polyol, all polyols of said third group are of an average molecular weight of equal or less than 800 g/mol to a saturated polyurethane resin.
In a preferred embodiment the first isocyanate terminated prepolymer Is reacted with the said third group of polyols to a second isocyanate terminated prepolymer and in a third step said second prepolymer is reacted with at least one diamine and optionally with a tenninating agent to a saturated polyurethane resin. Saturated in this context means that the polyurethane resin has essentially no free unreacted isocyanates left.
In a preferred embodiment of the present invention the average molecular weight of the polyols of said second group are in the range of between 10500 to 18000 g/mol and even more preferably between 11000 to 16000 g/mol. Preferably the average molecular weight of the polyols of said first group are in a range of between 1500 to 8500 g/mol and even more preferably between 2000 to 8000 g/mol. Preferably the average molecular weight of the polyols of the third group are equal or less than 500 g/mol and more preferably equal or less than 400 g/mol.
The polyurethane resin of the present invention has a weight average molecular weight of between 20000 to 80000 g/mol, preferably between 45000 to 65000 g/mol

and is soluble in organic solvents which comprise alcohols such as ethanoi and ethyl acetate.
in a preferred embodiment the polyurethane resin of the present invention has a urethanisation between 8 to 15%.
The favourable properties of the polyurethane resin with regard to its binder qualities in coatings can be influenced by a series of equivalent weight ratios between the reactands. It is to be understood that all the ratios listed hereinafter merely represent embodiments adapted to meet diverse needs of the resin:
The ratio of the equivalent weights of the diisocyanate to the components having isocyanate reactive functional groups is preferably in a range of between 0.95 : 1 to 1,2:1, more preferably of between 1:1 to 1,1 :1.
The ratio of the equivalent weights of the diisocyanate to the entirety of the polyols of the first and second group Is in the range of between the 3.6 :1 to 2.3:1, preferably 3:1.
It Is assumed that in particular the polyols of the second group provide the polyurethane with those binder qualities necessary for a strong Initial adhesion in particular to films made from apolar hydrocarbons such as polypropylene. The equivalent weight ratio of the polyols of the first group to the polyols of the second group is preferably in a range of between 1.5 : 1 to 9 : 1, even more preferably of between 3 : 1 to 8 : 1, and most preferably between 5 : 1 to 6 : 1. However, for certain applications it is preferred to use a lower amount of the polyols of the second group. Therefore, according to another preferred embodiment of the present Invention, the equivalent weight ratio of the polyols of the first group to the polyols of the second group is preferably in a range of between 50:1 to 60:1.

The ratio of the equivalent weights of the sum of the polyols of the first and of the second group to the polyols of the third group is in the range of between 0.9 : 1 to 1.2:1.
The ratio of the equivalent weights of the diisocyanate to the amines is particularly in a range of 3.1 :1 to 4.7 :1, preferably 3.3 :1 to 3.7 :1 and even more preferably 3.6 : 1.
The ratio of the equivalent weights of the sum of the polyols of the first, second and third group to the amines is in a range of between 3.8 :1 to 1.7 : 1, preferably 2.1 :1 to 2.7 :1 and even more preferably 2.4:1.
Further preferred is that the average molecular weight of the sum of the polyols of the first, second, and third group is In the range of 3000 to 5000 g/mol. preferably 3300 to4000g/mol. .
In a preferred embodiment the diisocyanates are selected from the groups consisting of isophorone-diisocyanate (IPDI), 4,4'- diisocyanato-diphenylmethane (MDI), hexamethylene-diisocyanate (HMDI) dicyclohexylmethane diisocyanate and toluol-diisocyanate (TDI). In particular the IPDI is either used alone or In a 1 :1 mixture with MDI. In a furtfier preferred embodiment even poiyisocyanate resins are applicable.
As components having isocyanate reactive functional groups only those components are applied which contain hydroxy and/or amine groups. Although aminoalcohols (compounds containing hydroxy and amine groups) are not excluded from the present invention, pure components, I.e. components which have either hydroxy or amine groups as the only isocyanate reactive functional groups are preferred.
The polyols of the first group are preferably selected from the group consisting of dihydroxy- and trihydroxy-poiyether polyols and polyester polyols with a hydroxy value in a range of between 12 and 56 mg KOH/g.

In a preferred embodiment the polyols of the second group are selected from the group consisting of dihydroxy-polyether polyols.
The polyols of the third group are selected from the group consisting of monomeric diols, such as neopentyl glycol, hexane diol or 1.4 butanediol, dihydroxy polyether polyols, polyester-polyois , hard ketonic resins having preferably a hydroxy value of at least 280mg KOH/g but not more than 500mg KOH/g. In a preferred embodiment the hard ketonic resin is the hydrogenated condensation product of a formaldehyd and an aliphatic and/or aromatic ketone. The polyester-polyois preferably have a hydroxy value of at least 140mg KOH/g. Preferably the polyester-polyol is an adipate . polyester based polyol.
Polyoxyalkylene glycols are the most preferred dihydroxy polyether-polyols. Polypropylene g!ycol(PPG) has worked out to be the most suitable polyoxyalkylene ■ glycol in the synthesis of the polyurethane resin of the present invention. Further preferred as dihydroxy polyether-polyol is a polycaprolactone based polyether.
A polyurethane resin wherein the polyols of the first, second and third group are chosen only among polyoxyalkylene glycols are particularly preferred. Good results are obtained by realizing the first polyol as a mixture of two polyoxyalkylene glycols, one of them being of an average molecular weight of between 3500 to 4500 g/mol and the other being in the range of from 7500 to 8500 g/mol and mixing them with a polyoxyalkylene glycol of an average molecular weight in the range of between 11600 to 12500 g/mol as the poFyol from the second group. The polyol of the third group is again a mixture of polyoxyalky-lene glycol of an average molecular weight of between 350 to 450 g/mol and a monomeric diol such as 1.4 butane diol. The so obtained polyurethane resin shows excellent performance as binder in coatings (called type A hereinafter). For type A the polyoxyalkylene glycols of the second and third group are preferably chosen among polypropylene glycols.
Proceeding from the preferred synthesis for type A further preferred polyurethane resins are obtainable by substituting the mixture of the polyoxyalkylene glycols in the

first group by at least one polyester polyol with a hydroxy value of from 12mg KOH/g to 56mg KOH/g, thereby keeping the polyols of the second and third group alike (type B). Also the substitution of the polyoxyalkylene glycol of the third group by at least one hard ketonic resin leads to a polyurethane resin of a satisfying performance (type C). Preferred are ketonic resins having a hydroxy value of around 325 mg KOH/g (DIN 53240) and a melting point of 110-120X. Ketonic resins preferably have a Tg of between 80-1 sec.
The at least one amine applied in the synthesis of the polyurethane resin of the present invention is selected from those having an average molecular weight in the ■ range of between 60 to 400 g/mol. Preferably at least one amine is a diamine. The diamine is preferably selected from the group of 1.3 bis (amino ethyl) cyclohexane.m-xylene diamine or isophorone diamine. Isophorone diamine (IPDA) influences the initial adhesion of coatings to some kind of plastic substrates favourably.
The terminating agents are selected from the group consisting of monoethanol - amines such as di-, triethanolamine, ethanol, n-propanol, isopropanol, 1.4- butandiol.
Further part of the present invention is a coating composition comprising an organic solvent and the polyurethane resin of the present Invention as at least one of the film forming binders. In a preferred embodiment the coating composition is a printing ink for printing plastic substrates and for the production of printed laminates. In both the coating composition and the printing ink, the polyurethane resin can be applied as the sole film forming binder.
The solvent is selected from the group of polar organic solvents, preferably from the group of alcohols and esters.
The polyurethane resin allows the printing ink to be easily adjusted to the needs of flexographic and gravure printing. Such an ink is soluble in alcohols, e.g. in ethanol, has a low viscosity, thus is thinly liquid, with a viscosity preferably between 30 to 100 seconds in a Cup 4 at 23'C or 80 to 350 mPa.s at 23'C.

Depending on the chemical structure of the polyurethane resin and thus on the chemical nature of the reactands and their respective ratios to each other the printing inks are adjustable to the needs of different kinds of plastic substrates and/or application methods. A layer made from a coating composition having comprised the polyurethane resin of type A as binder shows good initial adherence to a polyolefinic substrate, wherein the polyurethane resin of type B provides the dried layer with an outstanding initial adiiesion for a PET substrate, although also applicable to polyolefinic substrates. Type C is in particular suitable for metallized films.
In the context of the present invention the following definitions are given:
The molecular weights are expressed as weight average molecular weights.
The average molecular weight of sum of the polyols of the first, second, and third group is calculated
I.X=3
Z(MWix.Wix)
l.x=1
Mwo;= molecular weight of polyol i in group x, wherein x= 1-3 Wix = mol fraction of polyol i in group x, wherein x= 1-3
The term Tilm forming" is defined according to DIN 55945: 1996-09. Film forming is the generic term for the transition of a coating layer from the liquid to the solid state. Film forming occurs by means of physical drying and/or curing. Both processes proceed simultaneously or one after the other. The polyurethane resin of the present Invention Is film forming under standard conditions (25°C, minimum 40% relative humidity). Whereas the temn "drying" is more related to the process engineering used for drying the liquid layer, such as ovens and temperatures, the term "curing" is related to the chemical processes within the resin during the drying process. The polyurethane of the present invention is of the non-crosslinking type.

"Initial adhesion" is defined as being the adhesion immediately after drying and up to 30 seconds maximum after drying of the layer.
"Drying" means substantial removal of the solvent from the layer. The latter is one of the requirement that the layer becomes solid. The residual solvent in the layer is not more than 10% by weight of the weight of the overal solvent A dried layer is a layer of a thickness between 4 and 6 ^m in particular 5 ixm after treatment in an IR-oven by 70 - 80*'C for less than one minute. In the solid state the layer is tack-free. In case the layer is thicker or thinner either the oven temperature has to be increased/decreased or the duration of heat treatment has to be adapted correspondingly.
"Layer' and "image" are used synonymously, throughout the specification. Layers and images are in form of pictures, writings, overprints.(overprint varnishes) and their meaning should not be limited by their form, extension and thickness.
In the context of the present invention all technical temns shall be defined according to Rompp Lexikon, ed. U.Zoll, Georg Thieme Verlag Stuttgart, 1998.
Besides the chemical structures and molecular weights of the polyols and optionally the amines, the favorable properties of the polyurethane resin can be dependent on its synthesis. A preferred synthesis method is first reacting the diisocyanate with the entirety of the polyols with a relatively high average molecular weight, which is preferably followed by a prolongation step using polyols of a lower molecular weight and optionally diamines. Such a sequence of steps provide a distribution of urethane groups within the polyurethane resin which seems to work favorable towards an increase in initial adhesion and sealing resistance.
A further part of the present invention is therefore a method of producing a saturated polyurethane resin, said method comprising the steps of
a) providing a mixture comprising a first group of at least one polyol and a second group of at least one polyol, wherein all polyols of said first group are of an

average molecular weight in the range of between 1000 to 10000 g/mol, preferably between 1500 to 8500 g/mol and even more preferably between 2000 to 8000 g/mol and ail polyols of said second group are of an average molecular weight in excess of 10000 up to 20000 g/mol preferably in a range of between 10500 and 18000 g/mol and even more preferably between 11000 and 16000g/mol; and b) reacting said mixture provided in step (a)witii at least one diisocyanate, wherein the ratio of the equivalent weights of the diisocyanate to the sum of the polyols of the first and of the second group is in the range of between 3.6 : 1 to 2.3:1.
In a preferred embodiment the method steps comprises the further step c) of providing a third group of at least one polyol with all polyols of said third group are of an average molecular weight of equal or less than 800 g/mol, preferably equal or less ■ than 500 g/mol and even more preferably equal or less than 400 g/mol and reacting the polyols of said third group with the reaction product of step b) to a product of a higher average molecular weight than said reaction product of step b); and reacting said product of step c) with at least one diamine in a step d). Optionally the product obtained in step d) is further reacted with at least one polyol of said third group and/or a terminating agent
The present invention further encompasses a method of producing a laminate carrying a printed image, said method comprises the step of
a) providing a printing ink comprising at least one organic solvent and at least one polyurethane resin of the present invention as at least one film forming binder and
b) applying a layer to a first substrate by printing said printing ink provided in step (a) in a flexographic and/or gravure printing process to said first substrate

c) removing said solvent from said layer applied in step (b) thereby drying and/or curing the layer
d) applying an adhesive to the layer of step (c) and finishing the laminate by applying a second substrate on the adhesive.
Preferably, the first and the second substrates are of a plastic material, preferably of polyolefinic nature. The first and the second substrate can also be of different chemical nature like polyester or polyamlde.
According to the present invention, as an adhesive in this process can be used any conventional solvent-free adhesive or solvent-based adhesive. Examples for solvent-based adhesives to be used according to the present invention are Adcote 545/CAT F and Morton 301A/350A from Rohm&Haas, Novacote 275A/CA12 from Novacote Flexpack, and Henkel UK 3640AJK 6800 from Henkel. An example for a solvent-free adhesive to be used according to the present invention is Mor-free SK403/C83 from Rohm&Haas.
The adhesives are applied to the layer according to conventional methods, for example by using a hand coater. Solvent-free adhesives are preferably diluted with a conventional diluent such as ethyl acetate before application. Preferably, a solution containing 20 % by weight to 80 by weight, more preferably 30 by weight to 60 by weight of the solvent-free adhesive is prepared hereby.
In the case of solvent-based adhesives, it Is preferred according to the present invention to apply said adhesive to the printed layer of a'substrate, and then to finish the laminate by applying a second substrate on the adhesive. In the case of a solvent-free adhesive, however, it is more preferred to apply said adhesive to an unprinted layer of a substrate, and then to finish the laminate by applying the printed layer of a second substrate to the adhesive.

Further part of the present invention is therefore a laminate produced by the method mentioned hereinbefore. Of course, the laminate can also be produced by extruding the second substrate on the first substrate carrying the dried layer. This method does not call for an adhesive.
If necessary, the ini Further part of the present invention is a polyurethane resin comprising the reaction product of an isocyanate group of at least one diisocyanate and a hydroxy group of at least one dihydroxy polyether polyol of an average molecular weight in excess of 10000 up to 20000 g/mol, preferably between 10500 and 18000 g/mol, and even more preferably between 11000 and 16000g/mol, further comprising the reaction product of an isocyanate group of at least one diisocyanate with a hydroxy group of ■ at least one polyol of an average molecular weight In the range of between 1000 to 10000 g/mol, preferably in a range of between 1500 and 8500 g/mol, and even more preferably between 2000 and 8000 g/mol, which is selected from the group consisting of dihydroxy- and trihydroxy polyether polyols, and further comprising the reaction product of an isocyanate group with a hydroxy group of at least one polyol of an average molecular weight of equal or less than 800 g/mol, preferably equal or less than 500 g/mol, and even more preferably equal or less than 400 g/mo!, which is selected from the group consisting of monomeric diols, dihydroxy polyether polyols and polyester polyols having a hydroxy value of at least 140mg KOH/g.
Said polyurethane resin may further comprise tine reaction product of an isocyanate group of at least one diisocyanate with an amine group of at least one diamine, preferably of isophorone diamine.
In this polyurethane resin, preferably the ratio of the equivalent weights of the diisocyanate to the entirety of the polyols of an average molecular weight in excess of 10000 up to 20000 and 1000 to 10000 is in the range of 3.6:1 to 2.3:1, preferably 3:1.

Said polyurethane resin is prefered used as binders in printing inks, especially for printing plastic substrates.
Anotlner preferred embodiment according to tlie present invention is a polyurethane resin comprising the reaction product of at least one diisocyanate, preferably a mixture of two diisocyanates such as IPDI and MDl, and of at least one polyether polyoi, for example a polypropylene glycol, of an average molecular weight of preferably between 11000 and 16000g/moi, and of at least one polyoi, preferably of two polyols, most preferably of two polyether polyols such as polypropylene glycol, of an average molecular weight in the range of between 1500 and 8500 g/mol, and of at least one polyoi of an average molecular weight of equal or less than 800 g/moI, and of at least one amine, preferably at least one monoamine and one diamine such as monoethanolamine and IPDA. In this embodiment, the ratio of the equivalent weights of the polyols of the first group to the polyols of the second group is preferably in a range of between 50 :1 to 60:1. The other ratios are preferably as described above witti respect to the other polyurethan resins according to the present invention.
The present invention will be described in more detail by the following examples.
Method of measurement the initial adhesion:
A self adhesive tape (10 cm, type 683 of 3M) is applied under unifonn pressure onto a printed layer immediately after drying of the layer and torn off the substrate Immediately thereafter. The quantity of the print adhered to the tape is classified on a scale from 0 to 5 wherein 0 means more than 95% of the printed layer adhered to the tape, 1 means more than 50% of the printed layer adhered to the tape, 2 means less than 30% of the printed layer adhered to the tape; 3 means less than 20% of the printed layer adhered to the tape, 4 means less than 10% of the printed layer adhered to the tape and 5 is less than 2% of the printed layer adhered to the tape. The test results is executed additionally in dependence of the drying time of the printed layer.

Measurement of heat resistance:
The heat resistance is tested with a heat sealing machine, Otto Brugger HSG/ET or Otto Brugger HSG-C996 both equipped with sealing jaws. The test is performed according to the Guiline S03/GUI/0001 Method 503/A.
General synthesis of the polvurethane resin (illustrated for example 3 of table \). A five-neck flask equipped with two additions funnels, a gas introduction means, an agitator and a thermometer is charged with a mixture of 35g ethyl acetate and 0.06g Irganox 1076. The mixture is thermostated at 25'C at an agitation velocity of 60rpm and an nitrogen stream of 0.4m%. The temperature is increased to 60°C and a mixture of 2.54g IPDI. 1.37g of Desmodur 2460M (MDI) and 0.04g DBTDL (catalysator) diluted in 0.04g ethyl acetate is added to the flask. The agitation velocity is increased to 90rpm. To the isocyanate solution a mixture of 7.88g PPG 2000 and 26.48g PPG 12000 in 15g ethyl acetate is added over a period of 10 minutes. The reaction is conducted by a temperature of 74'C for 180-240 minutes. In the second step a mixture of 0.57g PPG 400 and 0.15g 1.4 butane diol Is slowly added to the prepolymer solution of the first step, the reaction is conducted for 30 minutes before adding in a third step 0.67g isophorone diamine at an agitation velocity of 120rpm. The reaction Is conducted for another 15 minutes. In a fourth step 0.17g 1,4 butane diol is added to the prepolymer solution obtained in the third step to further increase the molecular weight of the prepolymer. After a reaction time of 60-180 minutes 0.18g monoethanol amine is added and the reaction is further conducted for 30 minutes before adding 10g of ethanol as the fifth and last step.
The NCO-values are detennined after each step and the increase In molecular weight of the polyurethane during synthesis is observed by GPC measurements (Waters 410 and 510; column Lichrogel PS 4000/40/20, calibration polypropylene glycol 400-2000-4000-8200-12200-16000-20000).

Specification of the polyurethane: Mp: 47000 Solid CQntent40% Viscosity:2000-4000 mPa s/25°C Nitrogen %: 1.19 Urethanization value: 11.9
Average molecular weight of the entirety of the polyols of the first, second, and third step:3360g/mol;
Example 1 to 12 are listed in Table 1 (Synthesis according to the Genera! Synthesis).

Formulation of printing ink comprisinQ the polvurethane resins according to examples 1 to 12 of Table I
A letdown varnish was prepared by mixing the following ingredients for 20 minutes:
Polyurethane binder 86 parts
Alcohol 9.5 parts
Waxes 3.3 parts
Anti-foam additives 1.2 parts
The final ink was prepared by mixing the following ingredients during 20 minutes:
WHITEyWHITE INK
Letdown varnish 30 parts
Nitrocellulose White paste 45 parts
Alcohol 15 parts
Ethyl acetate 10 parts
BLUE/BLUE INK
Letdown varnish 30 parts
Nitrocellulose blue paste 48 parts
Alcohol 12 parts
Ethyl acetate 10 parts
Table 2 lists test results of the ink formulations containing a polyurethane resin of one of the examples 1 to 12 shown in table 1.
Initial adhesion, heat resistance and laminations/delamlnation strength are tested on substrates of different chemical nature and are compared to the conresponding results of a printing ink formulated according to the teaching of EP 604 890.
The following commercial available inks are used:

For the blue/blue ink LAMIUHECO
For the white/white ink LAMIHALL, both from SAKATAINX Corp., Japan
The following substrates were used:
Product name Chemical nature Producer
IVIB400 coextruded bi- Mobil
oriented polypropylene
MB 200 coextruded bi- Mobil
oriented polypropylene; plain biaxially oriented transparent polypropylene film
Terphane polyester, corona Toray Plastic
10.10/1200 treated
OPA polyamide Du pont Nemours
Melinex 813 polyester Du pont Nemours
The initial adhesion and heat resistance are tested on basis of a layer of the printing ink to an underlying substrate. For the lamination/delamination test the bond strength is tested on basis of a layer of the printing Ink between two plastic films. The counter substrate for all of the substrates tested is a low density polyethylene film.
Tested are: a print of the white ink as the only layer between the two plastic films, (indicated as white), a print of the blue ink as the only layer between the two films (indicated as blue) and a superposition of a layer of the blue and white ink between the two films (indicated as 200%).
The technique for the production of the laminate is the adhesive based lamination
• technique (adhesive: Mor-free SK403/C83 and Novacote 275/CA 12). A printed
sample of laminate having a width of 15 mm is placed between two jaws of a
(dynamometer type Lhomargy). The sample is drawn out and the substrate

separated from the counter-substrate. The bond strength (g/15 mm) and the delamination aspect of the tested laminate is evaluated at a speed of 200 mm/min. The bond strength is expressed as a combination of number value and letters. The number value stands for gramms needed to separate the laminate of a width of 15 mm and a dynamometer speed of 200mm/min. The higher the value the greater the bond strength. The letters indicate the kind of breakage with regard to the layer of the printing ink:
T: Transfer of 100% of the ink layer (from the substrate to the counter substrate).
P: Splitting of the ink layer (between substrate and counter substrate).
Z: No stable value for the bond strength.
R: Break/tear of one of the two films of the laminate.

















A polyurethane resin being the reaction product of at least one diisocyanate and components having isocyanate reactive functional groups, said components comprising a first group of at least one polyol, a second group of at least one polyol and a third group of at least one polyol, and optionally at least one amine and a reaction temninating agent, wherein all polyols of said first group are of an average molecular weight in the range of between 1000 to 10000g/mol, wherein all polyols of said second group are of an average molecular weight in excess of 10000 up to 20000 g/mol, wherein all polyols of said third group are of an average molecular weight of equal or less than 800 g/mol and wherein in particular the ratio of the equivalent weights of the diisocyanate to the components having isocyanate reactive functional groups is selected such- that essentially all of the isocyanate groups of the diisocyanate are present as the .reaction product with one of said isocyanate reactive functional groups.
A polyurethane resin according to clain[i 1 wherein the ratio of the equivalent weights of the diisocyanate to the entirety of the polyols of the first and of the second group is in a range of 3.6 :1 to 2.3 :1, preferably 3:1,
Polyurethane resin produced by first reacting a mixture comprising a first group of at least one polyol and a second group of at least one polyol with at least one diisocyanate to a first prepolymer, wherein all polyols of said first group are of an average molecular weight in the range of between 1000 to 10000 g/mol, wherein all polyols of said second group are of an average molecular weight in the range \n excess of 10000 up to 20000 and wherein the ratio of the eqijivalent weights of the diisocyanate to the entirety of the polyols of the first and of the second group is in' the range of between 3.6 : 1 to 2.3 : 1 in a second step reacting said first isocyanate terminated prepolymer with a third group of at least one polyol, all polyols of said third group are of an average molecular weight of equal or less thar; 800 g/moi to a saturated polvurethane resin.

A polyurethane resin, according to claim 3 wherein said first isocyanate terminated prepolymer is reacted with said third group of polycis to a second isocyanate terminated prepolymer and in a third step said second prepolymer is reacted with at least one diamine and optionally with a tenninating agent to a saturated polyurethane resin,
A polyurethane resin according to one of the claims 1 to 4, wherein polyols of that second group are of an average molecular weight in the range of between 10500 to 18000g/mol, even more preferably between 11000 and 16000 g/mol.
A polyurethane resin according to one of the claims 1 to 5 wherein the ratio of the equivalent weights of the diisocyanate to the components having Isocyanate reactive functional groups Is in the range of from 0,95 :1 to 1.2:1
A polyurethane resin according to one of the claims 1 to 6 wherein the ratio of the equivalent weights of the polyols of the first group to the polyols of the second group is in a range of between 1.5 :1 to 9 : 1, preferably of between 3 : 1 to 8: 1 and even more preferably between 5 :1 to 6 : 1.
A polyurethane resin according to one of the claims 1 to 6, whereiri the ratio of the equivalent weights of the polyols of the first group to the polyols of the second group is in a range of between 50 :1 to 60 :1.
A polyurethane r«sin according to one of the claims 1 to 8 wherein the ratio of the equivalent weights of the sum of the polyols of the first and the polyols of the second group to the polyols of the third group is in the range of between 0.9 : 1 to 1.2:1.
A polyurethane resin according to one of the claims 1 to 9 wherein the ratio of the equivalent weights of the diisocyanate to the amines is in a range of 3,1 : 1 to 4.7: .1, preferably in a range of between 3.3 : 1 to 3.7 : 1 and even more preferably of 3.6:1.

A polyurethane resin according to one of the claims 1 to 10 wherein the ratio of the equivalent weight of the sum of the polyols of the first, second and third group to the amines is in a range of between 3.8 : 1 to 1.7 : 1. preferably 2.1 ; 1 to 2.7 : 1, and more preferably of 2.4 :1.
A polyurethane resin according to one of the claim 1 to 11 wherein the polyols of the first group are selected from the group consisting of dihydroxy- and trihydroxy polyether polyols and polyester polyols with a hydroxy value in a range of between 12and56mgKOH/g.
A polyurethane resin according to one of .the claim 1 to 12 wherein the polyols of the second group are selected from the group consisting of dihydroxy polyether polyols.
A polyurethane resin according to one of the claims 1 to 13 wherein the polyols of the third group are selected from the group consisting of monomeric diols. dihydroxy polyether polyols, polyester polyols and hard ketonic resin, wherein the hydroxy value of the hard ketonic resin is preferably in a range of between 280mg KOH/g to 500mg KOH/g and the hydroxy value of the polyester polyol of at least 140mgKOH/g.
A polyurethane resin according to one of the claims 11 to 14 wherein the dihydroxy polyether polyol is selected from the group consisting of polyoxyalkylene glycol, preferably a polypropyleneglycol and a caprolactone.based polyether.
A polyurethane resin according to one of the claims 1 to 15 wherein the at least one amine is a diamine, preferably selected from the group consisting of isophoronediamine, m-xylene, 1,3 bis (aminoethyl) cyclohexane,
A polyurethane resin according to claim 1 to 16 wherein the average molecular weight of the sum of frie polyols of the first, second and third group is in.the range of 3000 to 5000 g/mol, preferably between 3300 to 4000 g/mol.

A coating composition, preferably printing ink, connprising a solvent and at least one polyurethane resin according to one of the claims 1 to 17 as film forming binder.
Use of a polyurethane resin according to claims 1 to 18 as at least one film forming binder in printing inks for printing plastic substrates, preferably polyoiefinic plastic substrate.
Method of producing a saturated polyurethane resin comprising the steps of
a) providing a mixture comprising a first group of at least one polyol and a second group of at least one polyol, wherein all polyols of said first group are of an average molecular weight in the range of between 1000 to 10000 g/mol and all polyols of said second group are of an average molecular weight in excess of 10000 up to 20000 g/mol;
b) reacting said mixture provided in step a) with at least one diisocyanate, wherein the ratio of the equivalent weights of the diisocyanate to the sum of the polyols of the first and of the second group is In the range of between 3.6 :1 to 2.3:1;
c) providing a third group of at least one polyol, wherein all polyols of said third group are of an average molecular weight of equal or less than 800 g/mol;
d) reacting the polyols of said third group with the reaction product of step b) to a product of a higher average molecular weight than the product of step b);
e) further reacting said product wrth at least one diamine.
Method of producing a laminate carrying a printed layer, said method comprises
the steps of .
a) providing a coating composition, preferably a printing ink according to claim 18;
b) applying a layer to a first substrate, preferably a plastic foil, by printing said . printing ink of step a) in a flexographic and/or gravure printing process;
c) removing said solvent from said layer thereby drying and/or curing said layer obtained in step b),

d) applying an adhesive to the dried and/or cured layer obtained in step c) and producing the laminate by applying at least a second substrate, preferably a plastic foil, on the adhesive.
. Laminate produced by the method of claim 21.
. Polyurethane resin comprising the reaction product of an isocyanate group of at ' least one diisocyanate and a hydroxy group of at least one dihydroxy poiyether polyol of an average molecular weight in excess of 10000 up to 20000 g/mol, preferably in a range of between 10500 to 18000 g/mol and even more preferably between 11000 to 160000 g/mol. further comprising the reaction product of an isocyanate group of at least one diisocyanate with a hydroxy group of at least one polyol of an average molecular weight in the range of between 1000 to lOOOOg/mol, selected from the group consisting of dihydroxy- and trihydroxy poiyether polyols. and further comprising the reaction product of an isocyanate group with a hydroxy group of at least one polyol of an average molecular weight of equal or less 800g/mol, selected from the group consisting of monomeric diols, dihydroxy poiyether polyols and polyester polyols having a hydroxy value of of at least 140mg KOH/g.
Polyurethane resin according to claim 23 wherein the polyurethane resin comprises further the reaction product of an isocyanate group and an amine group of at least one diamine, preferably of isophorone diamine,
Polyurethane resin according to any of the claims 23 or 24 wherein the ratio of the equivalent weights of the diisocyanate to the entirety of the polyols of an average molecular weight in excess of 10000 up to 20000 and 1000 to 10000 Is in the range of 3.6 :1 to 2.3 to 1, preferably 3:1.
Polyurethane resin comprising the reaction product of at least one diisocyanate, preferably a mixture of two diisocyanates, and of at least one poiyether polyol of an average molecular weight of preferably between 11000 and 16000g/moi, and of at least one polyol, preferably of two polyols, of an average molecular weight in the

range of between 1500 and 8500 g/mol. and of at least one polyol of an average molecular weight of equal or less than 800 g/mol, and of at least one amine, preferably at least one monoamine and one diamine, wherein the ratio of the Equivalent weights of the polyols of the first group to the polyols of the second group is preferably in a range of between 50 :1 to 60 :1.
Use of the polyurethane resin according to any of the claims 23 to 26 as at least . one film-fonning binder in a printing ink for printing plastic substrates.

A polyurethane resin substantially as herein described and
exemplified.
A method of producing a laminate carrying a printed layer
substantially as herein described and exemplified.


Documents:

1192-chenp-2003-abstract.pdf

1192-chenp-2003-claims duplicate.pdf

1192-chenp-2003-claims original.pdf

1192-chenp-2003-coorespondence others.pdf

1192-chenp-2003-coorespondence po.pdf

1192-chenp-2003-description complete duplicate.pdf

1192-chenp-2003-description(complete)original.pdf

1192-chenp-2003-form 1.pdf

1192-chenp-2003-form 3.pdf

1192-chenp-2003-form 5.pdf


Patent Number 201524
Indian Patent Application Number 1192/CHENP/2003
PG Journal Number 08/2007
Publication Date 23-Feb-2007
Grant Date 25-Jul-2006
Date of Filing 01-Aug-2003
Name of Patentee M/S. SICPA HOLDING S.A
Applicant Address AVENUE DE PLORISSANT 41, CH-1008 PRILLY
Inventors:
# Inventor's Name Inventor's Address
1 EUGENE DENIS 138 AVENUE DE LA GARE, 74800 LA ROCHE SUR FORON
2 CARHERIN GILLES PRESBYTERE, 25 RUE DE 1'EGLISE, 01630 SAINT GENIS POUILLY
3 EISELE GILLES CHEZ MERMIER, 74250 FILLINGES
PCT International Classification Number C09D11/10
PCT International Application Number PCT/EP02/00813
PCT International Filing date 2002-01-26
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 01102492.4 2001-02-05 EUROPEAN UNION