Indian Patents
Title of Invention

AN APPARATUS FOR CONTINUOUS OR SEMI-CONTINUOUS FREEZING-DRYING OF A LIQUID MATERIAL AND A CONTINUOUS OR SEMI-CONTINUOUS PROCESS FOR CARRYING OUT THE SAME
Abstract (57) Abstract: An apparatus for continuous or semi-continuous freezing-drying of a liquid material contained in a vessel. The said liquid material forms a shell of substantially uniform thickness on the inner of said vessel and the vessels loaded at one end of the process move automatically through the various stages. The apparatus consists of: racks or magazines which have individual locations for locating vessels; a washer for washing and steriliser for sterilising the vessels and racks; rotatable gripping moans for removing the vessels and returning the vessels to the racks, and for holding a vessel and rotating said vessel about its longitudinal axis at a high speed; filling means freezing means for freezing the liquid in the form of a shell; a vacuum drying chamber containing heating means; and conveying means to move racks into and through the vacuum drying chamber, and to move subsequent racks loaded %vita vessels into position for tilling and freezing. The present invention also provides a continuous or semi-continuous foxiness for carrying out the skit’s.
Full Text



The present invention relates to an apparatus for continuous or semi-continuous freezing-drying of a liquid material and a continuous or semi-continuous process for carrying out the same This process is particularly advantageous for freeze-drying pharmaceutical products. The invention also
includes the lyophilised products produced by the process.
Freeze-drying or lyophilisation, is used generally to increase the stability and hence storage life of materials. As such it is particularly useful where a material is known to be unstable or less stable in aqueous solution, as is often the case with pharmaceutical materials.
In its simplest form freeze-drying consists of freezing the aqueous material in a vial and then subjecting the material to a vacuum and drying.
The conventional method of freeze-drying is to load
magazines full of vials onto chilled shelves in a sealed
freeze-drying chamber. The shelf temperature is then
reduced to freeze the product. At the end of the freezing period, the aqueous material is frozen as a plug at the bottom of the vial. The pressure in the chamber is then reduced and simultaneously the shelves are heated thereby causing the frozen water to sublime leaving a freeze-dried plug in the bottom of the vial (Figure 4A) . The whole lyophilisation cycle normally can take 20 to 60 hours, depending on the product and size of vial.
The disadvantages of this conventional method are as follows:
a) the time taken to freeze-dry a product;


b) the freeze-drying process is batch rather than continuous;
c) except in very sophisticated automated installations, there must necessarily be human operators to load the trays of vials into the freeze-drying chamber, which leaves the product open to contamination;
d) the process is energy intensive when the power consumption of the clean room is taken into account;
e) the freeze-drying apparatus is very expensive and takes up a large area of space, which is necessarily very expensive because it must be maintained clean or sterile to a high standard; and
f) the vials are subjected to a number of discontinuous handling operations such as high-speed in line filling, transfer to holding tables, and transfer to and from trays.
These operations risk vial damage or contamination, create particles in the clean area, and require operator supervision.
European patent EP-A-0048194 discloses a method of "shell-freezing" material such that the resulting lyophilised product forms a relatively thin coat or "shell" in the vial. In this method, the aqueous material is placed a vial which is then rotated slowly on its side in a freezing bath. The shell-frozen product is then loaded into a conventional lyophilisation chamber and dried over a six hour cycle (page 7} .
However, although this method allegedly results in a "shell frozen" material, distribution can be non-uniform. Also relatively long lyophilisation times may still be

required. The above rolling method also suffers from other
disadvantages, including:
a) it limits the amount of liquid that can be placed in
the vial since above a certain limit some liquid would
pour out; b} there is a risk of spillage in any event during the
rolling process;
c) rolling in a liquid coolant may result in contamination by the coolant;
d) such a rolling process may result in a less uniform shell (giving a longer drying time); and
e) a rolling process may result in a longer freezing time (compared to the present invention).
U.S. Patent No. 3952541 describes an apparatus for a freezing aqueous solution or suspension which comprises a refrigerated tank which has at least one plate, which carries the materials to be frozen, mounted on a shaft to rotate at about 10 to 20 revolutions per minute around the base of the tank. The tank is adjustable to tilt at {for example) a 45° angle, and a fan mounted inside the roof of the tank blows cold air around the refrigerated tank. Once the product is frozen, it appears that the vials would have to be transferred to a separate drying chamber, for approximately IIM hours. The whole lyophilisation cycle takes 12 hours and the product obtained is of an internally concave parabolic form.
The disadvantages of this process is that the time is still long (12 hours), the process must be operated batchwise and it is not capable of handling a large throughput of vials. Furthermore, when transferring the frozen open product from the refrigerated tank to a drying

chamber, there must apparently be human operator contact and the product must be maintained in a frozen stage until transferred.
British patent no. 784784 discloses a freeze-drying process in which vessels containing liquid material are subjected to a centrifugal force at a low vacuum. The low vacuum causes the water to be released and the effect of centrifuging helps suppress the formation of bubbles and froth as the liquid boils under reduced pressure. Both this step and the drying step involve subjecting the vessel to traumatic operations which can cause particles in the clean area of the process, and disrupt the final product.
Further freeze-drying processes are described in British patent nos. 1199285 and 1370683, and U.S. patent no. 3769717.
It is an object of the present invention to obviate or mitigate at least some of the aforesaid disadvantages.
It is a further object of the invention to provide a lyophilisation process and apparatus with shorter cycle times than the aforementioned prior process and apparatus.
It is yet a further object of the invention to provide lyophilisation apparatus which can be housed in a smaller space than the conventional freeze-drying apparatus and preferably also negates the need for human operator contact at critical parts of the process so as to minimize human contamination of the product.
According to a first aspect of the present invention there is provided a process for carrying out freeze-drying which includes a freezing step of rotating about the longitudinal axis the vessel containing the liquid material to be freeze-dried at a speed not less than that required

to maintain the liquid in a shell of substantially uniform thickness against the inner walls of the vessel by the action of centrifugal force while subjecting the liquid material to freezing conditions sufficient to freeze the liquid material into the form of said shell.
Preferably the vials are rotated about their axes while held in the substantially horizontal position. This aids the achievement of an even distribution of liquid around the interior of the vessel.
The apparatus for carrying out the process of the first aspect of the invention, forms the second aspect of the invention. Accordingly there is provided apparatus for quick freezing of a liquid material contained in a sterilised vessel for subsequent drying in such a manner that said liquid material forms a shell of substantially uniform thickness on the inner walls of said vessel; said apparatus comprising: rotatable gripping means for holding the vessel and rotating it about its longitudinal axis and capable of rotating at high speeds so as to maintain the liquid material against the inner walls of the vessel by centrifugal force; filling means for introducing the liquid material into the vessel; freezing means for freezing the liquid in the form of a shell of substantially uniform thickness against the inner walls of the vessel; and conveying means to move the next vessel or vessels into position for filling and freezing.
By gripping means we mean a means to hold the vessel steadfast while it is rotated about its longitudinal axis.
Preferably the liquid material is aqueous. By aqueous material we mean aqueous solutions, suspension or the like preferably of pharmaceutical products such as antibiotics

vaccine, organic chemical drugs, enzymes or serum. The invention, however, can be used for freeze-drying material dissolved or suspended in a solvent other than water,
By substantially uniform thickness of shell we mean whereby the thickness varies less than about 5% of the average thickness from the upper to the lower and of the vessel. By this we mean to include the average thickness of the shell measured at the mid-point between any local peaks or troughs in the shell surface caused by e.g. fluid dynamic interactions between the liquid and freezing gas during the freezing process.
The invention (of the first and second aspects) can be
applied to large vessels of material, but preferably
the vessels are vials or other such small vessels, such as
about 10 to 40 mm in diameter and a plurality of these
vials are filled and frozen simultaneously. This is the
type of vessel used in the pharmaceutical industry to carry
at least one unit dose of drug. The drug is then
reconstituted with water before administering to the patient.
The uniformity of the shell thickness is a function of the angle of the vessel and the speed of rotation. It is preferable to rotate the vessel up to about 45o off the horizontal, most preferably in a substantially horizontal position.
When the liquid material is introduced to the vessel while it is simultaneously rotating substantially about the horizontal (or up to about 45° off the horizontal), a shell frozen product is obtained with substantially no frozen product on the base of the vessel. This appears to be the first time that this type of shell has been achieved, and

it forms a third aspect of the invention. All shell dried product obtainable by the process and apparatus of the inventions also form this further aspect of the invention.
The speed of rotation of the vessel should be controlled to maintain the liquid material in a shell on the inner walls of the vessel by the action of centrifugal force. If the speed of rotation is too low the liquid material will not be held as a shell on the walls of the vessel. The speed of rotation is a design consideration depending on the density of the liquid material to be frozen and the size of the vessel and preferably about 2500 to 3500 revolutions per minute. Typically it will be about 3000 revolutions per minute for a vial of about 10 to 40 mm diameter.
It has also been found that if the liquid material is advantageously introduced into the vessel while it is simultaneously rotating at an angle at or near the horizontal, then a greater quantity of material can be introduced. That is, if a greater than the normal "fill" quantity of material is introduced when the vessel is stationary and horizontal, some material will run out. This is less likely to happen if the vessel is simultaneously rotating when it is filled.
The liquid material is frozen into the form of a shell by subjecting it to freezing conditions. In one preferred embodiment of the invention this is achieved by injecting a controlled flow of freezing inert gas such as nitrogen into the vessel while it is simultaneously rotating the vessel. The flow of freezing gas is controlled in the sense that if injected at too high a pressure it may disrupt the shell of aqueous material or may cause it to overflow.

Injecting freezing gas into the interior of the
rotating vessel has the advantage of speeding up the
freezing step. Freezing gas could also, however, be
circulated around the outside of the vessel, but with such a process it is important to minimise the points of contact between the gripping means and outer walls of the vessel so as to minimise any insulation of the liquid material by such contact.
The method of the present invention readily lends itself to incorporation in a continuous or semi-continuous freeze drying process. In such a process the vessels are held in racks or magazines and are moved automatically through the various stages up to and including being subjected to the vacuum drying conditions.
A process for carrying out freeze-drying according to the first aspect of the invention includes a freezing step, said process including the following steps:
a) loading one or more racks or magazines with the vessels to be filled;
b) washing the vessels, and racks or magazines;
c) sterilising the vessels, and racks or magazines;
d) filling the vessel with the liquid material to be frozen;
e) freezing the liquid material according to the first aspect of the invention;

f) subjecting the vessels containing the frozen material to vacuum conditions;
g) drying the frozen material;
h) plugging the vessels; and
i) unloading the vessel and optionally capping and labelling the vessels.
In steps a) to c) and optionally in steps f} to h} ,
the vessels can optionally be held in an inverted position
e.g. in the racks or magazines. The vessels must be
inverted in step b) so that washing water will drain. Furthermore, in a preferred embodiment of the invention where the vessels are held by the base and gas injected in through their open necks, then having the vessels already inverted at step c) saves an additional handling step.
It will be readily appreciated that the vessels could be unloaded prior to plugging.
A fourth aspect of the invention relates to the process for drying a shell dried material, and the fifth aspect relates to the apparatus for carrying out this drying operation.
Accordingly in a fourth aspect of the invention there is provided a process for freeze-drying a liquid material frozen in the form of a shell on the inner walls of the body of a vessel, which includes the drying step of applying heat for a time interval radially inwardly from a heating means to the shell in a vacuum chamber over substantially the whole surface area of the shell so as to dry the shell frozen material.

In a fifth aspect of the invention there is provided apparatus for drying a liquid material frozen in the form of a shell on the inner walls of the body of a vessel, said apparatus comprising:
a vacuum chamber,
heating means within the vacuum chamber designed to direct heat radially inwardly from the heating means to the shell frozen material, and conveying means to convey the vessel through the vacuum chamber.
The advantage of heating the vessel radially inwards
from the heating means is that the drying cycle time is
greatly reduced as compared with conventionally drying
methods. Here the base of the vessel is heated, such as on
a heated shelf, and the heat transfer is axially upwards
through the glass walls of the vessel. This causes a
temperature differential along the length of the vessel walls, thereby causing a 'drying front' in the shell frozen material. As a result the drying cycle time is typically 30 hours for plug-frozen material compared to a drying cycle time in accordance with the invention of 3 hours.
Preferably the heating means is in close proximity to
the wall of the vessel, such as 5mm or less, advantageously
3 mm or less. In a preferred embodiment of the invention
(heating blocks) the distance between the wall of the
vessel and the heating means is about 1mm.
Preferably also the heating means extends round
substantially the whole circumference of the vessel, and
advantageously also extends substantially to the same
height as the shell. In a particularly preferred
embodiment the heating means includes a heating chamber into which the vessel is received.

since the drying time is greatly reduced, the throughput of the vacuum drier is increased. Therefore a similar production capacity can be achieved with a much smaller vacuum drier than that used conventionally.
It will be appreciated that although the first, second or the fourth and fifth aspects of the invention can be used independently with conventional freezing or drying apparatus, it is advantageous to use them together. Thus as a consequence of the decreased freezing time achieved by the first and second aspects of the invention together with the decreased drying time of the fourth and fifth aspects of the invention, the production capacity of the conventional freeze-drying apparatus can be achieved with much smaller apparatus according to the invention. In fact the apparatus of the invention can be mobile, whereas conventional freeze-drying apparatus is much too large and bulky to be mobile. With all the aspects of the invention used together, an automated continuous or semi-continuous process can also be designed with minimal or no human operator contact. In this respect the conveying means is preferably the arrangement of rollers described hereafter. The magazine is also preferably of the design defined in the sixth aspect of the invention
Accordingly in a sixth aspect of the invention there is provided a magazine comprising a magazine comprising a tray having an upper and lower surface and having equipage location apertures extending through the tray for locating the necks of the vials, each set of at least three locating apertures defining an area therebetween in which an air flow aperture has been cut away, and one or more abutments adjacent each aperture which trace the

circumference of the base of a vessel about the vertical axis of the locating aperture to form a locating flange on which the vessel can be located in the upright position.
Preferably the location apertures are arranged in rows and columns and each set of four location apertures define substantially the comers of a square, in which an airflow aperture is provided.
Accordingly, the present invention provides an apparatus for continuous or semi-continuous freezing-drying of a liquid material contained in a sterilised vessel in such a manner that said liquid material forms a shell of substantially uniform thickness on the inner walls of said vessel and in which vessels loaded at one end of the process moved automatically through the various stages up to and including being subjected to vacuum drying conditions; characterised in that said apparatus consists of: racks or magazines which have individual locations for locating vessels such that they are held apart; a washer for washing and steriliser for sterilising the vessels and racks or magazines; rotatabiy gripping means for removing the vessels and returning the vessels to the racks or magazines, and for holding a vessel and rotating said vessel about its longitudinal axis at a high speed so as to maintain the liquid material against the inner walls of the vessel by centrifugal force; filling means for introducing the liquid material into the vessel; freezing means for freezing the liquid in the form of a shell of substantially uniform thickness against the inner walls of the vessel; a vacuum drying chamber containing heating means; and conveying means to move magazines or racks holding the vessels containing the frozen material into and through the vacuum drying chamber, and to move subsequent racks or magazines loaded with vessels into position for filling and freezing.


Accordingly, the present invention also provides a continuous or semi-continuous process for carrying out freeze drying of liquid material in a vessel in the apparatus as claimed in claim 1 in which vessels are loaded at one end of the process and moved automatically through the various stages up to and including being subjected to vacuum drying conditions, characterised in that, the process consists of the steps of: (a) loading racks or magazines with vessels to be filled, such that said vessels are held apart in individual locations in the racks or magazines; (b) washing the vessels and racks or magazines said vessels being in the inverted position so that washing water will drain therefrom; (c) sterilising the vessels and racks or magazines; (d) filling the vessels with the liquid material to be frozen; (e) rotating the vessels containing the liquid material to be frozen at a speed not less than that required to maintain the liquid in a shell of substantially uniform thickness against the inner walls of the vessel by the action of centrifugal force while subjecting the liquid to freezing conditions sufficient to freeze the material into the form of said shell wherein vessels are removed from the racks or magazines and are rotated remote from the racks or magazines and after a preset time to complete freezing, the rotation is stopped and the vessels are returned to the racks or magazines; and (f) moving the rack or magazine with the vessels containing the frozen material held at individual locations into and through a vacuum drying chamber to dry

All aspects of the invention will now be described by
way of example with reference to the v drawings, in
which:
Figure 1 is a schematic cross-sectional side view showing the series of steps carried out in the continuous lyophilisation process of the invention, including the filling and freezing of aqueous material in a vial carried in a magazine and the drying of the material;
Figure 2 is a schematic cross-sectional side view showing another embodiment of the process of the invention;
Figure 3 is a top and side perspective view of the apparatus shown schematically in Figure 1;
Figure 4 is a cross-sectional view through a vial having a conventional plug of lyophilised material at its base (4A) , and a vial having a shell of lyophilised material on the inner walls of the vial in accordance with the invention;
Figure 5 is a top perspective view of a magazine used in the process of Figures 1 and 2;
Figure 6 is a fragmented plan view showing a corner portion of the magazine displayed in Figure 5;
Figure 7 is a cross-sectional view through a portion of the magazine of Figures 5 and 6 but showing a vial in


position and a section of a roller conveyor below the magazine;
Figure 8 is a top and side perspective view of automated apparatus including an automated arm carrying grippers for carrying out the filling and freezing steps D and E shown in Figures 1 and 2 (i.e. in the Fill-Spin-Freeze (FSF) chamber);
Figure 9 is a side view of the roller conveying means for carrying the magazines and vials throughout the process;
Figure 10 is a plan view of part of the filling and freezing apparatus shown in Figure 8;
Figure 11 is a cross-sectional view of the grippers carried by the arm (not shown) of Figure 8;
Figure 12 is a schematic side view of the arm and grippers, but additionally showing a driving means for rotating the grippers;
Figure 13 is a schematic cross-sectional view of a portion of the arm and grippers;
Figure 14 is a cross-sectional view through a vial showing a nozzle inserted into the vial;
Figure 15 is a schematic longitudinal cross-sectional view of the FSF chamber shown in Figure 8;
Figure 16 is another schematic plan view of a part of the filling and freezing apparatus of Figure 8, but additionally showing a check weigh station;
Figure 17 is a top and side perspective view of the automated drying apparatus for the drying step (H and I) shown in Figure 1;

Figure 18 is a cross-sectional plan view through a portion of a heating block used for drying the frozen material in the vials;
Figure 19 is a croas-sectional plan view through heating walls which are an alternative embodiment to the blocks of Figure 15 for drying the frozen material in the vials; and
Figure 20 is a plan view of the drying vacuum tunnel housing the drying apparatus.
Referring to the process of Figures 1 and 2, the steps of an embodiment of the process and apparatus of the invention are as follows below.
Loading step (A): Vials (1) are loaded upside-down into a magazine (2) , such that the neck of each vial locates in an aperture (3) of the magazine (2). This loading step (A) takes place in a non-sterile environment and the vials (1) can be manually or automatically loaded. The vial (1) are carried through the whole process in the magazine (2), which is in turn carried through the process Qn conveyor means in the form of roller conveyors (not Shown in Figures 1 and 2, but shown in Figure 7). This is (different from prior freeze-drying processes where the vials are placed loosely on metal trays. The specifically designed magazines (2) aired shown more particularly in Figures 5 to 7.
Washing step (B) and Sterilising step (C) : The vials (1) are then washed both inside and outside by injecting Washing solution into the inverted vials (1) through their necks and spraying washing solution onto the outside of the vials (1). The vials (1) are then hot air sterilised (step C) by passing them into a sterilising chamber (4 - see

Figure 3>) where hot air is blown onto the vials (1). The sterilised magazines (2) full of vials (1) are then carried by the conveying means onto a Fill-Spin-Freeze (FSF) section (5) where the filling (D) and freezing (E) steps take place. The apparatus for carrying out these steps is shown more particularly in Figures 8 to IS.
Filling step (D) and Freezing step (E) : In a filling
and freezing operation, the vials (1) and magazines (2)
enter the FSF section (5} and are allowed to cool to the
FSF internal temperature (typically about -50°C) . Vials
(1) are removed from the magazines (2) one row at a time,
(or feasibly two rows at a time) these being picked up by a
robot arm (not shown in Figures 1 and 2} carrying a
plurality of rotatable gripping means in the form of multi-
fingered gripper (5) . The vials (1) are rotated to
horizontal and the robot arm swings 9 0° to the side of the
FSF chamber. The vials (1) are rapidly rotated and billed
with the required dose of aqueous material, particularly a
drug material such as a vaccine. Optionally the vials may
be firstly filled then spun, but preferably the filling
occurs while simultaneously spinning the vial (1) . The
speed of rotation or spinning should be not less than that
required to maintain the aqueous material in a shell (7) of
substantially uniform thickness against the inner walls of
the vial (1) . The vials (1) are then moved over nozzles
from which is blown cold gas (typically - nitrogen at about
-150°C) to expose the spinning aqueous material to freezing
conditions sufficient to freeze the material into the shell
(7). The frozen shell (and later the dried shell) will be
of a substantially uniform thickness - i.e. the thickness
of the shell measured at any position along the axis of the

vial will not vary more than about 5% providing that the thickness is measured as the average between any surface peaks or troughs which may result from fluid dynamics during the freezing process. After a preset time to complete freezing, the spinning is stopped and the vials (1) returned to the magazine (2) . The temperature of the interior of the enclosure is maintained sufficiently cold so that the shells do not melt.
Weighing Step (F): Whilst a row of vials {1) is being filled and frozen, other vials (1) are weighed by indexing the magazine (2) back and forward over the weigh load cells (8 - Figure 1) . This allows all vials (1) to be weighed before and after filling to check the correct dosage has been dispensed. The weigh load cells (8) are shown more particularly in Figure 16.
Turn over of vials (Step G) ; After filling and
freezing, the vials (1) are (optionally) turned over from upside-down to the correct way up (see Figure 1). This is achieved by picking up the vials (1) (one row at a time) from one magazine (2) and transferring them to the magazine in front. A transfer arm (9) holding sufficient grippers for a row of vials holds the vials (1) around their centre and rotates 180° about a horizontal axis across the direction of movement of the magazine (2) . The vials (1) are then released the correct way up on the magazine in front (2). This optional step demands that there is always the equivalent of an empty magazine in the process, which is loaded at the start of production. In the process of Figure 2, this turn over step does not occur and the vials are loaded inverted back into the magazine (2) before being conveyed onto the drying section of the process.

Vacuum Tunnel - Entry air Lock (Step H) : Once the material in the vial (1) has been frozen, it is ready for drying. The magazine (2) enters an air lock chamber (lOa) between the FSF chamber (4) and a vacuum drying tunnel (11) . The outer door (12a) of the airlock (10a) then closes and the air pressure is reduced to the same as the vacuum tunnel (11) . The inner door (13a) then opens and the magazine (2) enters the vacuum chamber (11). The outer door (12a} is then opened ready for the next magazine (2) .
The magazines (2) in the vacuum tunnel (11) move by conveyor means in an indexing motion one complete magazine length at a time, typically every 10 mines. When the magazines (2) have been indexed to the new stations heater blocks (14) lower over the vials (1). These direct heat substantially radially inwards to the vial over substantially the whole surface area of the shell frozen material (7) and thereby provide the energy to sublime off the water and freeze dry the material (7} . Immediately prior to the magazines (2) indexing the heater blocks are raised to their first position to allow the magazine (2) and vials (1) to pass underneath and move one magazine (2) length to the next heater block (14) . The heater blocks (14) are each set to a different temperature, so giving the temperature profile necessary to achieve the correct drying conditions for the particular drug material being handled. The freeze-dried shell material (7) produced according to the invention is shown more clearly in Figure 4b. The conventional plug dried product is shown in Figure 4A.
At the end of the vacuum tunnel there is a second air¬lock. This works in a similar way to the input air lock.

allowing the vials out whilst maintaining the vacuum in the main tunnel.
Plugging (Step J): There are two options for
plugging. One is to carry out plugging in the outlet air lock (lOb) . In this case the plugs (15) would enter the air lock (lOa) as a magazine (2) exits. The plugs (15) would be pushed into the vials (1) before opening the outer door {12b); this allows plugging at any desired pressure and in any chosen gas. The second option is to plug after the air lock (10b) in a sterile plugging area (16) {see Figure 3). Conventional equipment could be used here but the size of the sterile area (16) would increase as a result.
Capping (Step K): The crimping of caps (17) onto the plugs {15) could use standard equipment and be carried out in a clean (but not necessarily sterile) area.
The whole freeze-drying process is operated from a central control station more particularly shown in Figure 4.
Figures 5 to 7 show a magazine {2) used for carrying the vials (1) through the whole freeze-drying process. The magazine (2) of Figure 5 comprises a tray {18) having an upper and lower surface and having eight rows of eight equispaced location apertures {19} extending through the tray {18) for locating the necks of the vials. Each set of four locating apertures (19) defines the four corners of a square in which an air flow aperture (20) has been cut away. A concave abutment (21) adjacent each aperture trace the circumference of the base of a vial (1) about the vertical axis of the locating aperture (19) to form a

locating flange (22) on which vial (1) can be located in the upright position.
The vials (1) are preferably held in an inverted position as shown in Figure 7. This Figure also shows that the top surface of the vial neck preferably does not contact the magazine (2) so that any particles which may be produced by fretting between vial {1) and magazine (2) at point A are unlikely to contaminate the inside of the vial (1) .
The vial is supported on its neck at point E. This design depends upon the diameter of the vial (1) being greater than the diameter of the neck of the vial.
The location aperture (19) in the magazine (2) is
preferably castellated as shown in Figure 6. The
castellations (23) allow water to be jetted between vial (1) and magazine (2) during the washing process to remove any particles that may have been trapped in the gap. The open area of the air-flow aperture (20) allows the free passage of air through the magazine during hot air sterilisation and for cold laminar air flow in the FSF section (5) (see Figure 15) .
Locating holes (24) towards the outer edge of the magazine are preferably provided for precise positioning. The holes are circular on one side and elongated on the other side to allow for position location without overconstraint.
As shown more particularly in Figures 8 and 9, the
means for conveying the magazines through the
lyophilisation process preferably comprises a plurality of parallel rollers (25) axially mounted near both ends of corresponding rotatable shafts (26) which in turn are

suspended between two long parallel side supports (27) . Referring to figure 7, each roller has an outwardly and circumferentially extending flange {28) on which the magazine rests and is moved along. Also mounted on the rotatable shaft (26) adjacent the roller is a toothed drive gear wheel (29). The underside of the magazine (2) has a rack with teeth (30) to engage with the teeth of the drive gear (29) and index the magazine (2) along.
Through the whole process the magazine {2) is
supported on a series of these rollers (25) , not all of
which have drive teeth. Furthermore not all of the drive
teeth will move at the same time, thereby giving controlled
indexing of the magazine throughout the process. For
example within the FSF chamber (5) , the magazine (2) is
preferably indexed by one row at a time, typically one row
per minute. It will also move back and forth by one or
two rows (as described hereafter) above the check weighing
cells (8) . In the drying chamber (11), however the
magazine (2) is preferably indexed by a whole magazine length at a time, one index every 8 minutes for example. Therefore the rollers in the FSF chamber (5) would not be directly linked to those in the drying chamber (11). The conveying rollers are however synchronised where necessary to provide a smooth transfer between different roller sections.
Figure 9 shows a side view of the drive roller arrangement transporting magazines (2) through the process. More particularly, the figure represents the movement from the FSF region (5) to the airlock (10) and the vacuum chamber (11) through air lock doors (12a and 13^), In order to move a magazine from region to region, each set of

rollers needs to be driven independently. Tne rollers [Ah) are connected together in groups by drive shafts (31,32,33) and are driven by independent drive motors (34,35 and 36). Each motor (34 to 36) is position controlled by central software to provide the necessary movements and to synchronise movement between adjacent groups during magazine transfer from group to group.
The transfer of magasine (2) and vials (1) throughout the process on the preferred roller conveyor arrangement (25 to 35) of the invention has a number of advantages for use particularly in a continuous freeze-drying process. This is especially so in comparison with conventional drives which might be for example flat bed conveyors, chain link conveyors, other conveyor types or trays as used in conventional freeze drying. These are as follows:
1. There is no vial-to-vial contact. This reduces the amount of particle generation caused by fretting and reduces the chances of a vial fracture.
2. The magazine design is very open for the washing and sterilising process. Washing is better because the exact vial location is known hence wash jets can be directed at key parts of the vial. The open spaces of the magazine allow the hot air of sterilisation to pass freely through the magazine.
3. The open structure also allows good airflow in the FSF region where downwards laminar air flow is needed to maintain very low particle levels in the region of the

vials. The layout of the supporting rollers is also clean and simple and hence helps air flow.
4. The magazines and rollers themselves constitute a greatly reduced source of particles in comparison with conventional conveyors which tend to have large numbers of fretting surfaces.
5. Since the magazines preferably pass through the whole process (rather than short lengths of conveyors in each section) there is only a minimum of mechanical handling of the vials. There is no need for any vial handling stage between the steriliser and the FSF chamber for example, nor between the FSF and the drying chamber.
6. Since the magazines preferably pass through the whole process (rather than short lengths of conveyors in each section) they are repeatedly cleaned i.e. they are cleaned and sterilised on each path through, whereas a conveyor contained within any one machine element would not be cleaned and hence would have the possibility to cause vial-to-vial contamination.
7. The separate nature of the magazines allows them to pass through the air lock doors on entry to and exit from the tunnel. This is possible because the air lock (sliding) doors can be located between two parallel rollers.

a. Since each vial is located in its individual location in the magazine, the vials can be readily located when necessary e.g. for gripping for the FSF process, for heating in the drying chamber and for plugging. Conventional vial transport generally requires a separate mechanism for vial alignment prior to handling stages.
9. Since each vial is located in its individual location in the magazine it can be individually tracked through the process for development purposes or to identify a particular vial in the event of a process failure such as poor filling. A vial which is identified by the check weigh system as faulty, can therefore be subsequently retrieved at any convenient stage in the process.
Referring to Figure 8 the magazines (2) and vials (1) are moved through the FSF chamber (5) in the direction of the arrow from the rear to the front end thereof and then
into the continuous vacuum drying tunnel(consisting of the
and figure 9), air locks (10a,10b) and drying chamber (11) as seen in figure 3 /
A robotic handler (37) is fixedly located towards the front end of the FSF chamber (5) and alongside the roller conveyor (2 5 to 36}.
An arm (38) carrying a plurality of gripper means (39) extends perpendicularly from the upper end of the robotic handler (37) and is controlled thereby.
A filling (40) and freezing station (41) are both located in the chamber (5) alongside the roller conveyor

(25 to 36) and rearward of the robotic handler (37). The

filling station (4 0) consists of a row of needle nozzles (42) which each has a connector (43) for connecting outside the FSF chamber to a reservoir of the aqueous material to be lyophilised {44 - see Figure 9) . The freezing station (41) also contains a row of needle nozzles (45) which also each has an adapter (46) for connecting to a supply of freezing nitrogen gas (44) also outside the FSF chamber. The nozzles (42) of the freezing station (40) are located directly below the nozzles (42) of the filling station (41) and both sets of nozzles (42,45) are mounted on a casing (47) at approximately the same height as the arm (38). The filling and gas reservoirs (44) are conveniently located outside the FSF chamber (5) so that the FSF chamber (5) can be maintained as clean as possible {see Figure 9) . The filling needles (42) is provided with either heating means or thermal insulation to prevent the liquid material freezing inside the needle (42) during filling.
Figure 11 shows the rotatable vial gripper means (6)
in cross-sect ion. The vial (1) is held in concentrically
moving fingers {48} which are designed to hold the vial (1)
with its axis accurately concentric with the axis of
rotation of the gripper {6). The fingers (48) are housed
and are axially movable within an outer casing (49) and
have outwardly extending projections (50) which are
slidably receivable into complimentary recesses (51) in the
outer casing (49) or visa versa. The vial (1) is spun to
produce a shell of the liquid drug inside the vial (1).
The vial (1) is then transferred to a position enclosing
the freezing gas nozzle to freeze the shell, This
ensures that the frozen shell has a substantially

uniform wall thickness, and is an improvement over rolling while freezing. The fingers (48) are controlled by a push rod (52} extending axially along the gripper shaft (53) connected between the base of the fingers and a flange (55). The fingers are opened by the movement of an actuator frame (54) (which is mounted within the robot arm (37)) in the direction of the arrows against the flange(5S)therby compressing a spring (56) against the flange(55) and a second flange (not shown). In the open position the fingers (48) are pushed axially out of the outer casing (49) by the push rod (52) such that the projections (50) slide into the complimentary recesses (51) thereby allowing the fingers to open. In the closed position the force of the spring (56) pulls the fingers (42) axially into the casing (43) and the projections (50) slide out from the recesses (51) thereby forcing the fingers(4 8) to close, as with a cullet. This arrangement has the advantage that in the event of power failure to the flange actuator (53} , the fingers (48) will remain clamped shut. In the open position, the frame actuator(54) abuts the flange(55), but in the closed position they are spaced apart allowing free rotation of the whole gripping arrangement(6).
Each rotatable gripping means (6) is designed with a sufficient chamfered lead-in (57) that even a poorly shaped vial (1) located poorly in a magazine will still move smoothly into the gripper means (6) when it is lowered over the magazine.
Figure 12 shows the drive arrangement (58,59) by which the gripping means (6) are all rotated. There is a single drive motor (58) linked to each gripper shaft (53) by a toothed timing belt (59).

As shown more particularly in Figure 13, since the FSF
atmosphere is at about -50°C, the robot arm (37) is covered
by outer sleeve (60) which has internal insulation (61).
The arm (37) is held at room temperature by
thermostatically controlled heater element (62). The outer
sleeve (60) contains a sliding seal (63) to allow rotation
and the robot handler (37) is provided with flexible
bellows (64) to allow vertical motion relative to magazine
(2). This arrangement means that the insulated outer
sleeve (60,61) provides thermal insulation between the cold atmosphere and the relatively warm mechanical components of the arm (38).
The outer covering (60,61) of the arm (37) serves at least two purposes.
1. To allow the arm mechanisms to operate at room temperature while the arm is mounted within the FSF enclosure.
2. To protect the clean FSF environment from any particles which are generated by movable parts such as the spinning gripper shafts (53) or the drive belt (59) .
Air which is contained inside the enclosure will be extracted from the enclosure via vent aperture (64) and does not require any fan for extraction since the enclosure will be positively pressurised. This extraction will cause relatively high air velocity in the narrow aperture (65) between the spinning gripping means (6) and the outer arm casing (60), which will tend to carry any particles generated in the vicinity of the gripping means (6) together with any particles generated within the interior

atmosphere of the robot arm {3 7} towards the vent aperture 64) and hence away from the clean area of the vials (1).
In a fill, spin, freeze cycle, the arm (37} is lowered
'erotically from a first position in which the gripping
leans {6} are disposed perpendicular to the roller conveyor
!25 to 36) and spaced above the vials (1) carried thereon,
(6)
the base of a vial (1). Typically one row of vials
are removed simultaneously from the magazine (2) . The
(37) is then raised to the first position and rotated
90° to a third position in which the gripping means
ire substantially parallel to the roller conveyor (25 to
i6) and the vials (1) are held substantially horizontally.
The arm (37) then swings through 90° in a horizontal plane
Ln front of the filling means so that a nozzle (42) of the
station (40) extends in through the neck of a
corresponding vial (1} . The vials are then rotated at a
speed of about 3000 rpm and a measured dose of aqueous
is simultaneously injected into the vial (1),
the material to be maintained in a shell (7)
against the inner walls of the vial (1) by the action of
centrifugal force. The vials (1) are then withdrawn from
the nozzles (42) of the filling station (40) and the arm
(38) lowered to the height of the freezing station (41) and
moved towards it so that the nozzles (45) thereof are
inserted into the vials (1) and a controlled jet of cold
nitrogen gas (typically of a temperature of about -50°C) is
injected into the vial (1) whilst it is simultaneously
rotating to freeze the aqueous material into a shell (7)
against the inner walls of the vial (1) , After a preset
time to allow freezing (typically between 30 to 60 seconds)

the rotation is stopped and the vials (1) returned to the magazine (2).
One major advantage deriving from the very short
freezing cycle time is that the throughput capacity of a
conventional freeze-drying apparatus can be accommodated on
a much smaller scale of apparatus. As a result the process
can be more easily automated and continuous thereby
excluding human operators from the process and thus
maximizing the sterility of the process. To achieve this,
the interior of the process line must be isolated from the
exterior by 'isolation technology'. This requires both a
barrier to the ingress of dirt or bacteria and also means
internally so that the chamber (4) can be cleaned and
sterilised automatically - i.e. it must be cleared when
sealed closed and it must remain sealed throughout the
whole production of a batch. Therefore preferably the
whole freeze-drying process of the invention is designed
for reliable mechanical handling. That is if a vial (1) is
dropped or is broken during the process then it is very
hard to continue without an operator going inside the
isolator to tidy up. If this is necessary then sterility
is lost, product in the area must be discarded and the
procedure for cleaning and sterilisation must be repeated
before production can continue. This would be a time
consuming and costly delay, and hence reliable mechanisms are important.
Figure 15 shows how a sterile barrier is arranged in the PSF area (5) . The figure is a cross section of the production line, looking in the direction of product flow. The barrier itself (66) is shown as a thick wall because of the necessity for thermal insulation (internal temperature

may be -50°C). The internal gas is circulated round by fan
(57) in the direction of the various arrows. As the air
passes through filter ("HEPA' filter) (68) fine particles
and micro-organisms are removed and the flow is also evened
out so that the flow in the region below the filter (68) is
laminar, downwards. The downwards flow of clean air
ensures that the filling process and the waiting vials (1) are in clean air and that any particles shed in these or other regions are carried downwards and clear of the vials.
The injection of the freezing gas to form the shell is
shown more particularly in Figure 14. Preferably the
freezing nozzle (42) has a plurality of ports (69) along its length through which the freezing gas is injected.
The substantially horizontal orientation of the vial (1) mitigates the problem of producing a parabolic surface to the shell and helps form a shell of substantially uniform thickness. The rate of heat transfer from gas to product is increased by increasing the temperature difference (by having colder gas) and by increasing relative velocity between gas and liquid. Very high gas velocity however will disrupt the liquid shell and cause an uneven frozen shape. The pattern of ports (69} in the side of the nozzle (42) (Figure 14) mitigates this problem by reducing any local peaks in gas velocity.
Since the vial (1) can be simultaneously spun and filled it is possible to fill the vial beyond the limit where the aqueous material would spill over the neck if the vials were not spinning. For sensitive drugs, it may be advantageous to do the filling at a lower rotational speed than the freezing, to minimize the effect of shear.

It is advantageous to be able to weigh every vial (1) ;o that the weight of filled product in each vial can be checked and any process deviations noted and corrected, 'his means for example that if one of the filling pumps was -ending to fill slightly less than target fill weight then :he pump could be adjusted to keep the fill weight under :control. Any total filling failure for example caused by a )lockage would be instantly recognised.
The weigh cells (8) are located in the FSF area (5) madder one row of vials adjacent to the robot arm (37) (Figure 16). The weigh cells (8) are mounted on a frame (BA) such that when the frame (8A) is raised then all the (1) in that row are lifted by the weigh cells (8) :liar of the magazine (2) and their individual weights can De determined. The direction of magazine indexing is shown 3y the arrow.
The sequence of filling and weighing is as follows:
Row 1 is indexed over the weigh cells and is weighed, 5mpty.
The robotic arm (38) then picks row 1, spin-fills and freezes it.
During this time the magazine (2) moves so that row 2 is indexed over the weigh cells (8) and is weighed, empty.
Row 1 is then returned to the magazine (2).
The robotic arm (38) then picks row 2, spin-fills and freezes it.
During this time the magazine (2) moves so that row 3 is indexed over the weigh cells (8) and is weighed, empty and then row 1 is indexed over the weigh cells (8) and is weighed, full.
Row 2 is then returned to the magazine (2).

The robotic arm (32} then picks row 3, spin-fills and freezes it.
During this time the magazine moves so that row 4 is indexed over the weigh cells (8) and is weighed, empty and then row 2 is indexed over the weigh cells (8} and is weighed, full.
Row 3 is then returned to the magazine (2) . This process is repeated until all vials (1) in the magazine (2) have been weighed and filled. The next magazine (2) is then indexed forward.
It is preferable that each vial (1) is weighed before and after filling as described because the difference between fill weights that must be detected is less than the likely difference in vial (1) weights. Preferably also each vial is weighed each time on the same weigh cell (8) so that variations between weigh cells {8) will have no effect on the accuracy of the measurement.
Drying (Step I) : The apparatus for drying the shell frozen material (7} is more particularly shown in Figures 17 to 20.
The vials (1) pass through the vacuum tunnel {10a,10b,ll) from the rear to the front. The vacuum tunnel (10a,10b,11) comprises a sealed vacuum drying chamber (11) and airlock chambers (I0a,10b) at the rear and front end of the drying chamber (11). Each airlock (I0a,10b) has an inner (13a,13b} and outer (12a,12b) door. The magazine (2) enters the front air lock (10a) between the FSF chamber (5) and a vacuum drying chamber (11) . The outer door Cl2a) of the first airlock (10a) then closes and the air pressure is reduced to the same as the vacuum drying chambers (11) . The inner door {13a) of the front airlock (10a) then opens

and the magazine (2) enters the vacuum drying chamber (11). The inner door (13a) is then closed, the outer door (12a) of the front airlock (10a) then opens ready for the next magazine (2).
A conveyor means (not shown) preferably of the same roller conveyor arrangement (25 to 36} in the PSF chamber (5) is provided for moving the magazines (2) of vials (1) through the vacuum tunnel (10a,10b,11}. A series of heater blocks (70) are spaced along the length of the vacuum chamber (11) above the conveyor means (25 to 36) and magazines (2) . As shown more particularly in Figure 18 (which shows the plan view of a portion of a heater block
(70) and vials}, the heating blocks (70) comprise a
plurality of tubular heating chambers (71) corresponding to
the number of vials (1) in each magazine (2). Each chamber
(71) is defined by a tubular wall (72) which extends to a
height just above the top of the vial (1), and the heating
chamber (71) is optionally provided with a top (72} which
optionally may have an aperture (73) communicating with the
drying chamber (11) , to release water vapour from the
chamber (71) (Figure 1}. In the embodiment of Figure 2,
there is no aperture in the top of each heating chamber
(71) but the vial (1) is inverted and water vapour escapes
through the locating aperture (3) of the magazine (2). The
lower end of each heating chamber is open to receive the
vial (1). The heating blocks (70) are moveable vertically
from a first position above the magazines (2) to a second
position in which they are lowered so that the base of the
heating block (70) rests on or near to the upper surface of
the magazine (2) such that each vial (1) fits snugly into a
heating chamber (71) In the embodiment of Figure 18, a

small space is left between the body of each vial (1) and the inner walls (72) of the corresponding heating chamber (71). In this position heat can pass radially inwards from the heating block to the shell frozen material (7) over a substantial area of the shell (7) in the direction of the arrows {Figure 18) . The heat is transferred by radiation and by conduction and convection through the residual gas which exists in the (vacuum) heating chamber (71) . The vacuum space between the heating chamber wall (72) and the body of the vial is important in that it has an effect on how efficiently heat is transferred to the shell (7) of material. Preferably the proximity of the heating wall and vial (1) is about 5mm or less, more preferably about 3mm or less. In the embodiment shown the proximate distance is about 1mm.
The heater block (70) is constructed of a good thermally conducting material. Aluminium, for example, is suitable providing it is treated to prevent the production of particles caused by surface oxidation for example by anodising. The temperature of the heater block (70) can be maintained by the passage of heating fluid through an element or pipe (73) attached to, or a conduit (73) running through the heating block (70).
Although the heating block (70) passes heat into the vials (1) , it will sometimes be necessary for the block (70) to be cooled in order to maintain correct temperature (if for example the heat gain from ambient to the block (70) is greater than the heat lost from the block (61) to the vials (1) . (Cooling is also needed at the start of a batch). For this reason the blocks (70) are controlled by a fluid which can be heated or cooled and not just by an

electrical heater element. In particular during primary drying the vials (1) may be at -50°C and the heater blocks at -20°C.
Figure 19 shows an alternative heating means to the heating blocks (70) of Figure 18. In this embodiment long heating walls (74) are provided running in parallel along each side of and down the middle (longitudinally) of the conveyor means (25 to 36) on which the magazines (2) rest. Each wall (74) is approximately the same height as the vials (1) when they are resting on the magazine (2) . As with the heating blocks, the heating walls are preferably controlled by circulating a thermal liquid through an element (73) running through or attached to the walls (74). The walls (74) consist of separate sections, the temperature of which progressively increases along the vacuum chamber (11) in the direction of the large arrow such that the temperature experienced by the shell frozen material (7) in each vial (1) progressively increases as it moves axially along the drying chamber (11) . The thermal pathway for heat transfer is again radially inwards (as shown) by the arrows from the heating walls to the shell frozen material (3) over a substantial area of the shell, thereby drying the shell (7) much quicker than previous methods in the art. Again the heat transfer will be by a combination of conduction or convection and radiation in the vacuum space between the heating walls (74) and the vials (1) . As before the proximity between the heat ing walls (74) and body of the vials is preferably 5mm or less, more preferably about 3mm or less.
The difference between the heating embodiments of Figures 16 and 17 is that the vial (1) is passed between

two heating walls (74} instead of being received into a heating chamber (70) . As a consequence, it is no longer necessary to lift the heating blocks to allow the vials (1) to move and therefore the embodiment of Figure 19 lends itself to a more simplified design. The disadvantage, however, is the longer thermal pathway and less efficient heat transfer from the heating walls (74) to the shell (7). By substantially enclosing the vial with the heating means, such as with the heating chamber (71) of the heating block (7), a faster drying time is achieved.
With both the heating block (70) and heating walls (74), because the heaters are individually temperature controlled, products passing along the tunnel are exposed to a drying cycle, such as for example: 1 hour at -25°C, ^ hour at +5°C, ^ hour at +5°C, !4 hour at +40°C, and hi hour at +4 0°C.
Figure 20 shows in plan view the arrangement of vacuum pumps and condensers on the side of the vacuum chamber (11) and air locks {10a,10b) . There is a separate vacuum pump (75) and condenser (76) for each air lock (10a, 10b) and multiple vacuum pumps (75) are disposed along the length of the tunnel. The vacuum will become progressively higher along the length of the tunnel (10a,10b,11) as the product becomes progressively more dry. Isolating doors (77) can therefore be provided at intermediate positions in the tunnel to isolate a vessel, if it is found that product is sensitive to the degree of vacuum which is applied during secondary drying.
The condensers (76) will become progressively covered with ice as more product passes down the tunnel. For the purpose of defrosting, the product on run can be

interrupted but preferably there should be a surplus of condensing capacity such that each condenser (76) can be isolated by means of the valve (78) for defrosting after which time it can be put back into service without interruption of production.
In both of the illustrated embodiments (Figures 16 and 17} of the heating means (i.e. using the heating blocks (61) and heating walls (67)), the heat passes radially inwards from the heating means to the shell frozen material in each vial. As a result the product is dried much quicker than conventional drying apparatus where the vial rests on a heated shelf (and thus only the base is heated directly) . In this case heat passes axially upwards from the base through the glass walls causing a temperature gradient that increases the time required to dry the shell (7) . Furthermore, because of the efficient heat transfer conditions, the drying process and apparatus of the invention is less energy demanding than the previous process.


WE CLAIM:
1. An apparatus for continuous or semi-continuous freezing-drying of a liquid material contained in a sterilised vessel (1) in such a manner that said liquid material forms a shell (7) of substantially uniform thickness on the inner walls of said vessel (1) and in which vessels (1) loaded at one end of the process moved automatically through the various stages up to and including being subjected to vacuum drying conditions characterised in that said apparatus consists of: racks or magazines (2) which have individual locations for locating vessels (1) such that they are held apart; a washer for washing and steriliser for sterilizing the vessels (1) and racks or magazines (2); rotatable gripping means (6) for removing the vessels and returning the vessels to the racks or magazines, and for holding a vessel (1) and rotating said vessel about its longitudinal axis at a high speed so as to maintain the liquid material against the inner walls of the vessel (1) by centriftigal force; filling means (42,43) for introducing the liquid material into the vessel (1); freezing means (45,46) for freezing the liquid in the form of a shell (7) of substantially uniform thickness against the inner walls of the vessel (1); a vacuum drying chamber (11) containing heating means; and conveying means (25 to 36) to move magazines or racks (2) holding the vessels (1) containing the frozen material into and through the vacuum drying chamber (II), and to move subsequent racks or magazines (2) loaded with vessels (2) into position for filling and freezing.
2. The apparatus as claimed in claim 1, wherein the means for freezing the liquid is a nozzle (45) cooperating with a connector (46) for connecting to a freezing gas supply (44) and for insertion through the neck of each vessel (1) while the vessel is rotating to introduce the freezing gas into the vessel (1).

3. The apparatus as claimed in claim 2, wherein each freezing nozzle (45) is provided with a plurality of ports (69) running along its length through which the freezing gas is injected.
4. The apparatus as claimed in any one of claims 1 to 3, wherein the filling means is a nozzle (42) cooperating with a connector (43) for connecting to the Quid supply (44) and for insertion through the neck of the vessel (1) to introduce liquid into the vessel (1).
5. The apparatus as claimed in any one of claims 1 to 4, which additionally consists of a moveable arm (38) located to the side of and adjacent the conveyor means (25 to 36) and filling (42,43) and freezing means (45,46), said arm (38) having a plurality of rotatable gripper means (6) equispaced along its length, and being adapted to move a plurality of vessels (1) held in the gripper means (6) between the conveyor means (25 to 36) and the filling (42,43) and freezing (45,46) means.
6. The apparatus as claimed in claim, 5 wherein the arm (38) is moveable vertically from a first position in which the gripper means (6) are substantially perpendicular to and spaced above the conveyor means (25 to 36) to a second position approximately one vessel length from the conveyor means so as to take hold of the vessel (1), and a third position adjacent the filling (42,43) and freezing (45,46) means ready for filling and freezing of the vessel (1).
7. The apparatus as claimed in claim 6, wherein a robotic handler (37) is cooperably connected to the arm (38) to control and move it, said handler being fixedly located to the side of and adjacent the conveyor means (25 to 36), and filling (42,43) and freezing means (45,46) such that the arm (38) can swing

through substantially 90" in a substantially horizontal plane between said first position in which the arm (38) and rotatable gripper means (6) are substantially perpendicular to the conveyor means (25 to 36) and a third position in which the arm (38), and gripper means (6) are disposed substantially parallel to and to the side of the conveyor means (25 to 36) and adjacent the filling and freezing means ready for filling and freezing.
8. The apparatus as claimed in any one of claims 1 to 7, wherein the rotatable gripping means (6) consists of a drive shaft (53) an outer casing (49), fingers (48) connected at a base, and axially movable into and out of said casing (49), resilient means (55), projections (50) extending outwardly from or recesses provided in the outer wall of the fingers and slidably receivable in complimentary recesses (51) or projections in the inner wall of said casing (49), such that the fingers (48) are moved axially outwardly of the casing (49) against the force of the resilient means (55) and said projections are received into said recesses thereby allowing the fingers to open and to release a vessel (1), and are moved inwardly of said casing (49) by virtue of the force of said resilient means (55), said projections (50) and recesses (61) sliding out of engagement thereby forcing the fingers (48) to close around a vessel (I).
9. The apparatus as claimed in claims 7 or 8, wherein the gripping means (6) is provided with a drive shaft (53), additionally a rotatable driving means comprising a drive motor (58) and a drive belt (59) is provided, said drive belt (59) extending round the drive shaft (53) and drive motor (58) as to rotate the gripping means (6).

10. The apparatus as claimed in any one of claims 1 to 9, wherein the conveying means (25 to 36) consists of parallel side support members (27); a plurality of parallel shafts (26) suspended between the support members; rotatable rollers (25) mounted on the shafts to support the racks or the magazines; and driving means (29) to drive the rack or magazines (2) along the rollers.
11. The apparatus as claimed in claim 10, wherein the drive means is a rotatable gear wheel (29) mounted on specific shafts (26) throughout the conveying means, so as to grip the base of the rack or magazine (2) resting on the rollers and move them along the conveying means.
12. The apparatus as claimed in any one of claims 1 to 7, wherein the magazine (2) consists of a tray (18) having an upper and lower surface and having equispaced location apertures (19) extending through the tray (18) for locating the necks of the vials, each set of at least three locating apertures (19) defining an area therebetween in which an air flow aperture (20) has been cut away, and one or more abutments (21) adjacent each aperture which trace the circumference of the base of a vessel (1) about the vertical axis of the locating aperture (19) to form a locating flange (22) on which the vessel (1) can be located in the upright position.
13. The apparatus as claimed in claim U, wherein teeth are provided on the underside of the rack or magazine for engaging with the gear wheel according to claim 10.
14. The apparatus as claimed in any one of claims 1 to 13, wherein the heating means (14) within the vacuum drying chamber (U) is designed to direct heat radially inwardly food the heating means (14) to the shell frozen material (7).

). The apparatus as claimed in claim 14, wherein the heating means (14) is a heating block (70) having at least one heating chamber (62) for receiving and extending substantially round the whole circumference of a vial, the inner wall(s) of said heating chamber emitting heat radially inwardly to the shell frozen material (7).
5. The apparatus as claimed in claims 14 or 15 wherein the heating means (14) consists of a series of heating blocks (70) all at different temperatures and spaced from one another along the length of the vacuum chamber, such that as racks or magazines with the vials (1) are moved along the chamber (11) by the conveyor means (25 to 36), the vials are heated by successive heating blocks (7) at an increasing temperature to thereby dry the shell frozen material (7).
?. The apparatus as claimed in claim 16, wherein the heating means (14) is parallel heated walls (74) extending substantially along the length of the conveyor means (25 to 36) and directing heat radially inwardly to the shell frozen material (7), such that the shell of material (7) is dried as the rack or magazines with the vessels (1) move along the conveyor means (25 to 36) between the heated walls (74).
I. The apparatus as claimed in claim 14 to 17, wherein the heating means (70,74) has conduits running through it or elements (73) attached to it for carrying a liquid to control the heat of the heating means.
). The apparatus as claimed in any one of claims 14 to 18, wherein the walls of the heating means (14) are at a distance of at 5mm or less from the walls of the vial (1) during the drying cycle.

A continuous or semi-continuous process in claim 1 in which vessels (1) are loaded at one end of the process and moved automatically through the various stages up to and including being subjected to vacuum drying conditions, characterised in that, the process consists of the steps of:
a) loading racks or magazines (2) with vessels (1) to be filled, such that said vessels (1) are held apart in individual locations in the racks or magazines (2);
b) washing the vessels (1) and racks or magazines (2) said vessels (1) being in the inverted position so that washing water will drain therefrom;
c) sterilizing the vessels (1) and racks or magazines (2);
d) filling the vessels (I) with the liquid material to be frozen;
e) rotating the vessels (1) containing the liquid material to be frozen at a speed not less than that required to maintain the liquid in a shell (7) of substantially uniform thickness against the inner walls of the vessel (1) by the action of centrifugal force while subjecting the liquid to freezing conditions sufficient to freeze the material into the form of said shell (7) wherein vessels are removed from the racks or magazines and are rotated remote from the racks or magazines and after a preset time to complete freezing, the rotation is stopped and the vessels are returned to the racks or magazines; and
f) moving the rack or magazine (2) with the vessels (1) containing the frozen material held at individual locations into and through a vacuum drying chamber to dry the frozen material.

21. The process as claimed in claim 20, wherein the liquid material is introduced into each vessel (1) while the vessel (1) is simultaneously rotating, the rotation being maintained during freezing.
22. The process as claimed in claim 20 or 21, wherein each vessel (1) is rotated about its axis while held in a substantially horizontal position.
23. The process as claimed in any one of claims 20 to 22, wherein the liquid material is an aqueous drug and each vessel is a vial (1) of about 10 to 40mm in diameter and carries at least one unit dose of drug.
24. The process as claimed in any one of claims 20 to 23, wherein freezing is achieved by injecting a freezing gas into each vessel.
25. The process as claimed in claim 24, wherein the gas is nitrogen gas at about -50°C.
26. The process as claimed in claim 25, wherein the freezing cycle time is 40 to 90 seconds,
27. The process as claimed in any one of claims 20 to 26, wherein the speed of rotation of each vessel is about 2500 to about 3500 revolutions per minute.
28. The process as claimed in any one of claims 20 to 27, further consists of a weighing step (F) wherein each vessel (I) while in the magazine or rack is weighed empty and then again after the liquid material has been frozen to check that the correct dosage is present within the vessel (1).

29. The process as claimed in any one of claims 20 to 28, wherein within the
vacuum drying chamber, heat is applied radially inwardly from a heating
means (14) over a substantial surface area of the shell of frozen material (7).
30. The process as claimed in any one of claims 20 to 29, wherein the vessels (1)
are washed by injecting washing water up through the racks or magazines (2)
and in through the neck of the inverted vessels (1).
31. The process as claimed in any one of claims 20 to 30, wherein the vessels (1)
are loaded upside-down onto the rack or magazine (2) in step a) and are then
subsequently washed and sterilised in this inverted position in accordance with
steps b) and c).
32. The process as claimed in claim 31, wherein the inverted vessels (1) are placed
back upside-down in the rack or magazine (2) after the filling and freezing
steps d) and e), and are then turned the correct way up onto a magazine (2)
before being subjected to the vacuum drying step.
33. An apparatus for continuous or semi-continuous freezing-drying of a liquid
material substantially as herein described with reference to the accompanying
drawings.
34. A continuous or semi-continuous process for carrying out freeze drying of
liquid material substantially as herein described with reference to the

Documents:

0419-mas-1996 abstract.pdf

0419-mas-1996 claims.pdf

0419-mas-1996 correspondence-others.pdf

0419-mas-1996 correspondence-po.pdf

0419-mas-1996 description(complete).pdf

0419-mas-1996 drawings.pdf

0419-mas-1996 form-2.pdf

0419-mas-1996 form-26.pdf

0419-mas-1996 form-4.pdf

0419-mas-1996 others.pdf

0419-mas-1996 petition.pdf


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Patent Number 193767
Indian Patent Application Number 419/MAS/1996
PG Journal Number 20/2006
Publication Date 19-May-2006
Grant Date 25-Jan-2006
Date of Filing 15-Mar-1996
Name of Patentee M/S. THE WELLCOME FOUNDATION LIMITED
Applicant Address GLAXO WELLCOME HOUSE, BERKELEY AVENUE, GREENFORD, MIDDLESEX UB6 ONN
Inventors:
# Inventor's Name Inventor's Address
1 DOMINIC MICHAEL ANTHONY OUGHTON 60 TOWN LANE, CHARLSWORTH, HYDE, CHESHIRE SK14 6HQ.
2 PHILIP RUSSELL JAMES SMITH 84 HARTINGTON GROVE, CAMBRIDGE CB1 4UB.
3 DONALD BRUCE ATHERTON MACMICHAEL 104 BEDFORD, HITCHIN, HERTFORDSHIRE SG5 2UE.
PCT International Classification Number B65B31/00
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 9505523.2 1995-03-18 U.K.