Title of Invention

MONITORING PHOTODETECTOR FOR INTEGRATED PHOTONIC DEVICES

Abstract A laser and detector integrated on corresponding epitaxial layers of a single chip cooperate with on- chip and/or external optics to couple light of a first wavelength emitted by the laser to a single external device such as an optical fiber and to simultaneously couple light of a different wavelength received from the external device to the detector to provide bidirectional photonic operation. Multiple lasers and detectors may be integrated to the chip to provide multiple bi-directional channels. A monitoring photodetector is fabricated in the detector epitaxy adjacent one end of the laser.
Full Text Monitoring Photodetector for Integrated Photonic Devices
[001] This application claims the benefit of U.S. Nonprovisional Patent
Application No. 11/325,325 filed January 5, 2006, and entitled "Monitoring
Photodetector for Integrated Photonic Devices".
Background of the Invention
[002] The present invention relates, in general, to photonic devices, and
more particularly to improve monolithically integrated photonic devices incorporating
monitoring photodetectors and methods for fabricating them.
[003] Many optical systems, such as, for example, those incorporating or
utilizing Passive Optical Networks (PON), require that a single optical fiber be used
for both sending and receiving information at multiple wavelengths. In the past, such
a capability has been difficult to achieve, particularly in a cost-effective manner, for
the combination of a multiplicity of discrete photonic devices that will all have access
to a single fiber has presented fabrication problems that have made such
arrangements too expensive. The market for PON systems is extremely price
sensitive, with the result that the highly desirable, wide range of functions that such
networks can make available have not been economically feasible. Similar difficulties
have been encountered with the use of multiple photonic devices in other optical
systems, such as high definition DVD's, for even in such applications the required
high level of functionality is not easily attainable through the use of discrete photonic
devices.

[004] Because photonic devices such as lasers tend to change their
characteristics with changing environmental conditions, it is desirable to monitor their
operation, but such monitoring is not easily achievable when using discrete devices,
particularly when the devices are extremely small.
Summary of the Invention
[005] In accordance with one aspect of the present invention, solid state light
receiving and light emitting photonic devices are monolithically integrated on a
common substrate to provide multiple optical functions on the surface of a single
chip. The integration of such devices to provide bidirectional photonic operation is
optimized though multilayer epitaxy, wherein lasers and detectors can be fabricated
on separate mesas on a single chip to provide a high efficiency coupling of the lasers
and the detectors to a single optical fiber. In accordance with another aspect of the
invention, multiple light emitters and multiple light detectors are fabricated on a
single chip in such a way as to permit coupling of multiple emitters and multiple
detectors to a single fiber. The emitters may be surface emitting devices fabricated
on the surface of the chip, such as those described in U.S. Application No.
10/958,069, filed October 5, 2004, or in Application No. 10/963,739, filed October 14,
2004, the disclosures of which are hereby incorporated herein by reference, or may
be edge emitting lasers fabricated on the chip, such as those described in U.S.
Patent No. 4,851,368, or in IEEE Journal of Quantum Electronics, volume 28, pages
1227-1231, May 1992, with all of the laser outputs being coupled into a common
optical fiber. The detectors are also fabricated on the same chip, and may be surface
or edge-receiving devices coupled to the same optical fiber to receive optical signals
from the fiber. In a preferred form of the invention each of the lasers emits light at a

different wavelength and each of the detectors receives light at different wavelengths
that differ from those of the emitted light.
[006] In accordance with another aspect of the invention, solid state light
emitting and receiving photonic devices such as lasers and light detectors are
monolithically integrated on a common substrate, as described above, and further
incorporate at least one monitoring detector positioned to receive light from a
corresponding light emitter on the substrate. The monitoring detector may be
fabricated integrally on the substrate, and may be axially aligned with the emitter or
in the preferred form of the invention, may be a surface-receiving detector having a
suitable deflector directing light from the emitter to the detector.
[007] Briefly, in its preferred form, the invention incorporates one or more
photonic devices including laser emitters and photodetectors and one or more
corresponding semiconductor monitoring detector structures fabricated on a single
chip. The photonic devices are fabricated in a semiconductor structure that is
deposited epitaxially in superimposed layers on a substrate, and includes at least
one epitaxially deposited detector structure with an emitter structure epitaxially
deposited on the top detector structure. The structures are etched to form one or
more emitter mesas incorporating surface or edge emitting lasers to direct emitted
light to an optical fiber, and to form one or more photo detector mesas incorporating
surface or edge receiving detectors for receiving light from the optical fiber, and
surface or edge receiving monitoring detectors for receiving light from the emitter.
Reflectors, deflectors, prisms, gratings or other diffraction elements, hoods and/or
lenses may also be fabricated integrally on the substrate or located adjacent to the
chip to direct emitted or received light as required.

[008] In one form of the invention, a monolithically integrated photonic chip
includes a substrate carrying a semiconductor detector epitaxial structure, with a
semiconductor laser structure epitaxially deposited on the detector structure, using
known deposition techniques. A horizontal cavity surface-emitting laser (HCSEL) is
fabricated, as by etching, in the emitter structure, and is surrounded by an isolating
trench, formed, for example, by etching through the detector structure to the
substrate. The surface of the detector structure adjacent the laser is exposed, as by
etching away the covering laser structure, to form a detector receiver surface which
surrounds the emitting end of the laser and is spaced from it by the trench, so that
the laser and the detector form separate mesas on the common substrate. A metal
layer on the surface of the laser provides an electrical contact for application of a
suitable bias voltage to the laser structure to produce laser light of a known
wavelength. The surface emitting laser acts as a light source, directing a beam of
light upwardly through an external lens to an external optical fiber. The fiber also
may direct light of a second wavelength toward the chip, with this received light
passing downwardly through the lens. Since the received light is of a different
wavelength than the light emitted by the laser, the lens will not focus the received
light back into the laser, but incoming light will be directed by the lens toward the
region surrounding the laser source, where it is received by the detector structure.
[009] In another embodiment of the invention, the monolithically integrated
chip includes two superimposed epitaxially deposited detector structures, with a
single emitter layer superimposed on the top detector structure. A surface emitting
laser is fabricated on a mesa formed in the laser structure on the chip, as by etching,
and is isolated from a surrounding detector mesa by a trench. The emitter layer

surrounding the laser mesa is then removed from the surface of the surrounding two-
structure detector mesa. The laser may be energized to emit light of a first
wavelength which may be directed to an optical fiber through a lens, as discussed
above. In this embodiment, however, the two detector structures are capable of
receiving light of second and third wavelengths, respectively, from the optical fiber.
The provision of a detector mesa around the emitter end and along the sides of a
surface-emitting laser to substantially surround the emitter end of the laser optimizes
the bidirectional coupling of the laser and detectors to a single optical fiber. The first
detector can be designed to absorb wavelengths corresponding to the laser output,
thereby enhancing the optical isolation between the laser and the second detector.
[0010] In yet another embodiment of the invention, a photonic chip
incorporates a surface-emitting laser at one end of the chip and includes a surface-
receiving detector at the other end of the chip. External components may be used
with this photonic chip to allow light from the laser to be coupled to a fiber, while light
from the same fiber can be directed to the surface-receiving detector or to multiple
surface-receiving detectors.
[0011] In still another embodiment of the invention, a multiplicity of surface-
emitting lasers may be fabricated side-by-side on individual mesas in a laser
structure array on a chip, with each laser in the array emitting light of a different
wavelength. In similar fashion, a multiplicity of individual detectors may be fabricated
side-by-side on individual mesas in the detector structure, with each detector being
capable of receiving light of a distinct wavelength. The emitters and detectors may
be optically coupled to a single optic fiber through an external diffraction element
such as a prism, and a suitable lens if required.

[0012] Edge-emitting lasers and either surface-receiving or edge-receiving
detectors may also be utilized in the fabrication of the monolithically integrated
bidirectional photonic device of the invention. In one such embodiment, an edge-
emitting laser is fabricated on a mesa in a laser structure and a reflector is
fabricated, for example in the laser structure adjacent the laser exit facet, to direct
emitted light of a first wavelength vertically upwardly. The reflector may incorporate a
flat or a curved reflector surface to direct the light upwardly through an external lens
to an optical fiber. The reflector is surrounded by an exposed surface-receiving
detector structure which is on a mesa separate from the laser mesa and which
receives light of a second wavelength from the optical fiber. In another embodiment,
the reflector surface includes a dichroic coating which reflects laser light of the first
wavelength, but which passes received light of the second wavelength through the
reflector body to the underlying detector structure or structures.
[0013] A multiplicity of edge-emitting lasers may be fabricated in an array in
the laser structure on the chip to direct light of corresponding wavelengths by way of
a diffraction element such as a prism or grating to an external optical fiber. The array
may also include a multiplicity of end receiving detectors fabricated on separate
mesas in the detector structure and arranged to receive light of different frequencies
from the optical fiber, thus providing a monolithically integrated array of laser and
detector channels, in accordance with the invention.
[0014] In the foregoing embodiments, each of the laser devices may be
provided with a monitoring photodetector (MPD) to detect the intensity of the light
produced by its corresponding laser. The MPD may be fabricated in the laser
epitaxial layer in alignment with the optical axis of the laser, or may be fabricated as

surface-receiving detector in the detector epitaxial layer. In the latter case, a suitable
light deflector, or hood, may be provided to direct emitted laser light onto the surface
of the MPD.
Brief Description of the Drawings
[0015] The foregoing, and additional objects, features and advantages of the
invention will become evident from the following detailed description of preferred
embodiments thereof, taken with the accompanying drawings, in which:
Fig. 1 illustrates a two-layer epitaxial chip structure including a laser epitaxial
structure and a detector epitaxial structure on a substrate;
Fig. 2 illustrates a side elevation view of a monolithically integrated photonic
device including a surface-emitting laser fabricated in the laser epitaxy, a surface-
receiving detector fabricated in the detector epitaxy, and a monitoring photodetector
extending through both epitaxial layers of the chip of Fig. 1, in accordance with a first
embodiment of the invention;
Fig. 3 is a top plan view of the device of Fig. 2;
Fig. 4 illustrates a three-layer epitaxial chip structure including an epitaxial
laser structure and two detector epitaxial structures on a substrate;
Fig. 5 is a side elevation view of a monolithically integrated photonic device
including a surface-emitting laser fabricated in the laser structure and two surface-
receiving detectors fabricated in the detector structures of the chip of Fig. 4, in
accordance with another embodiment of the invention;
Fig. 6 is a top plan view of a monolithically integrated photonic device
incorporating an array of surface-emitting lasers and an array of surface-receiving

detectors in corresponding laser and detector epitaxial structures on a common chip
in accordance with another embodiment of the invention;
Fig. 7 is a side elevation of the device of Fig. 6 combined with an external
prism and lens for optically coupling the lasers and detectors on the chip to an
optical fiber;
Fig. 8 is a side elevation of a monolithically integrated photonic device
incorporating an edge-emitting laser fabricated in the laser epitaxial structure and a
surface-receiving detector fabricated in the detector epitaxial structure of the chip of
Fig. 1, and incorporating a deflector for redirecting laser edge-emitted light in
accordance with another embodiment of the invention;
Fig. 9 is a side elevation of a modified form of the device of Fig. 8,
incorporating a deflector having a curved surface;
Fig. 10 is a top plan view of the device of Fig. 9;
Fig. 11 is a side elevation of a modified form of the photonic device of Fig. 8,
wherein the deflector includes a dichroic coating which reflects light emitted by the
laser and which passes light received from an external source through the body of
the deflector to an underlying detector structure;
Fig. 12 is a top plan view of the device of Fig. 11;
Fig. 13 is a graph of the reflection characteristics of an example of a dichroic
filter for the device of Fig. 11;
Fig. 14 is a top plan view of a monolithically integrated photonic device
incorporating an array of edge-emitting lasers and edge-receiving detectors coupled
to an external optical fiber through a prism;
Fig. 15 is a top plan view of a monolithically integrated photonic device

incorporating an array of edge-emitting lasers and edge-receiving detectors coupled
to an external optical fiber by way of a grating.
Fig. 16 is a side elevation of a photonic device such as that of Fig. 8, modified
to incorporate a surface-receiving monitoring photodetector (MPD) fabricated in the
detector epitaxial structure;
Fig. 17 is a top plan view of the device of Fig. 16;
Fig. 18 is a side elevation of a modified form of the device of Fig. 16,
incorporating a surface-receiving MPD with a light-deflector hood;
Fig. 19 is a side elevation of another embodiment of the device of Fig. 16;
Fig. 20 is a side elevation of a bifurcated chip with external components; and
Fig. 21 is a side elevation of a triplexer formed with an integrated photonic
chip and external components.
Description of Preferred Embodiments
[0016] Turning now to a more detailed description of the invention, there is
illustrated in Fig. 1 a two-layer epitaxial chip 10 incorporating first and second
epitaxial layers, or structures 12 and 14 superimposed on each other and on a
substrate 16. The first structure or photonic element 12 is a semiconductor material
that is epitaxially deposited in conventional manner on a substrate to form a
photodetector sensitive to light of a selected wavelength band. The second structure
or photonic element 14 is another semiconductor material that is epitaxially
deposited on the first structure 12, again in conventional manner. This second
structure incorporates an active region, from which a laser can be fabricated.
[0017] As is known in the art, the structures on the substrate 16 may be
formed, for example, from a suitably doped type Ill-V compound, or an alloy thereof.

Structure 12 may be a succession of layers deposited by an epitaxial deposition
process such as Metalorganic Chemical Vapor Deposition (MOCVD) or Molecular
Beam Epitaxy (MBE). Typically, these structures may include the following layers on
an InP substrate: p-doped InP buffer layer; p-doped InGaAs p-contact layer; p-doped
InP transition layer; undoped, or not intentionally doped, or even very lightly doped;
InGaAs detection layer; n-doped InP layer; and an n-doped InGaAs n-contact layer.
The InP substrate may be of the Fe doped kind so that it is semi-insulating (SI) to
allow good electrical isolation between desired devices fabricated on the same
substrate.
[0018] The second structure 14 also may be a succession of layers, deposited
by the MOCVD or MBE process on the top surface of structure 12, to form an optical
cavity incorporating an active region. Although other types of laser cavities can be
fabricated in accordance with the invention, the invention will be described herein in
terms of ridge lasers, for convenience. As is typical for solid state ridge lasers, the
epitaxial structure 14 includes upper and lower cladding regions formed from a lower
index semiconductor material than is used in the central active region. These
cladding regions may be formed from InP, for example, while the central active
region may be formed with InAllnGaAs - based quantum wells and barriers. A
transition layer of InGaAsP may be formed on the top cladding region, followed by a
p-doped InGaAs contact layer on the top part of structure 14. The contact layer
provides an ohmic contact with a top metal layer which is deposited on the structure
14 for connecting the device to a bias source.
[0019] The epitaxial structures 12 and 14 may share some of the deposited
layers, so that the interface between the structures is common to both. Alternatively,

the dopants in structure 12 may be reversed such that layers with n-dopants are first
deposited on the substrate, such as Sl-lnP substrate. The described layers allow the
fabrication in structure 12 of highly sensitive detectors such as p-i-n diode detectors
and avalanche photodetectors that will operate in specific wavelength ranges, or
bands, and the fabrication of surface or edge emitting lasers in structure 14 which
are able to emit light at selected wavelengths.
[0020] In a first embodiment of the invention, illustrated in Figs. 2 and 3, a
monolithic photonic device, or chip 20 incorporates an integral laser 22 and an
integral detector 24 fabricated monolithically in separate mesas in respective
structures 12 and 14 of the chip 10. In order to enhance electrical isolation, in the
case of a semi-insulating substrate it is desirable to form the mesas by etching
through the epitaxial layers into the substrate. The laser 22 is formed in structure 14
by a conventional masking and etching technique to produce, for example, an
HCSEL device including an elongated, horizontal ridge-type optical cavity having a
top surface 26, mesa side walls 28 and 30 (see Fig. 3), and first and second ends 32
and 34. An angled, totally internally reflective facet 35 is formed at the first end 32 to
direct output light propagated in the active region 36 of the laser 22 upwardly out of
the laser optical cavity through a top emissive surface. The second end 34 of the
optical cavity is formed by a vertical reflective facet to permit lasing in the optical
cavity. The angled facet 35 at end 32 is fabricated by etching the structure 14
downwardly and inwardly at or near a 45° angle with respect to the top surface 26,
and causes light generated along the optical axis of the optical cavity to be emitted in
a direction that is essentially perpendicular to the surface 26 and to the plane 36 of
the active material in the horizontal laser, the emitted light beam traveling upwardly

in the direction indicated by arrow 37. The emitted light is dispersed over an angle
due to reflections within the cavity, with the limits of the output beam being generally
indicated by arrows 38. The laser 22 and photodetector 24 are electrically and
optically isolated from one another in this arrangement, as will be further explained
below.
[0021] The end facet at the second end 34 of the laser is formed at a 90°
angle to the longitudinal optical axis of the laser cavity 22. Adjacent this second end
of the laser is a monitoring photodetector (MPD) 40, formed in the laser epitaxial
structure 14 by a conventional masking and etching process at the same time that
the laser optical cavity 22 is masked and etched to form a ridge 42. The ridge laser
extends between ends 32 and 34 above the active region 36 in structure 14, with the
ridge being widened, as at 44 in Fig. 3, at the emitter end of the laser to provide an
open area above the angled facet 35 to allow the emitted beam 37, which may be
circular or oval, to exit the optical cavity without distortion. The top of the ridge is
coated with an electrically conductive material 46, such as metal, to permit
energization of the laser by a suitable bias voltage. This conductive, or metallization
layer is typically coated on a top layer of the laser structure, which, as indicated
above, may be a low bandgap semiconductor such as InGaAs that allows ohmic
contact with the metallization layer. An aperture 48 may be formed in the top layer or
layers of structure 14, as needed, to remove material that might absorb the emitted
light.
[0022] The detector 24 is also fabricated as a part of the masking and etching
process that forms the laser 22 and the MPD 40. As illustrated, the portion of
structure 14 that overlies the photodetector epitaxy structure 12 around the laser 22

is removed to expose the top surface 50 of the structure 12. The structure 12 is then
further etched in the region immediately adjacent and surrounding the laser 22 to
form a trench 52 (Fig. 3) that separates the laser 22 from the photodetector structure
12. The trench 52 extends down to, and preferably a short distance into, the
substrate 16 to produce separate laser and detector mesas on the substrate. The
detector 24 may be further shaped by removing a rearward portion of layer 12 to
restrict the detector mesa to the region surrounding the emitting surface above facet
35, as illustrated in Figs. 2 and 3.
[0023] The light output 37 from photonic device 20 may be coupled to an
external receiver/source such as an optical fiber 60 by way of a lens 62. Because of
chromatic aberrations, such a lens will focus light of a particular wavelength, but will
not focus light of a different wavelength. This capability is used in the present
invention to cause outgoing light 37 produced by laser 22, which may, for example,
be a beam having a wavelength of 1310 nm, to be focused onto the end of fiber 60,
as indicated by arrows 38 and 64. Incoming light 66 of a different wavelength than
the outgoing light, for example 1490 rim, may be received from the fiber 60, and will
be directed to the lens 62, also as indicated by arrows 64. Because of its
wavelength, this received light is not tightly focused by the lens 62, as indicated by
beam limit arrows 70. As a result, the incoming light is not focused on the emitter
end of laser 22, but instead is spread out and impinges on the top surface of detector
50 in the region.72 illustrated by dashed lines in Fig. 3. The preferred design of the
laser and detector mesas serves to position the emitter region of the laser essentially
in the center of the detector 50 but separated from it by trench 52.
[0024] Even if the incoming light 66 is substantially the same wavelength as

the outgoing light 37, for example both at about 1310nm, a mismatch in coupling
between the laser and a fiber through a lens makes light detection on the detector 50
possible.
[0025] A second embodiment of the invention is illustrated in Fig. 4, wherein a
chip 78 includes three epitaxial layers, or structures, detectors 80 and 82 and laser
84, which are fabricated on a substrate 86. Layer 84 is fabricated, as discussed
above with respect to Fig. 2 to incorporate an active region in a plane parallel to the
top surface of the substrate, while the layers 82 and 80 are fabricated with different
bandgaps to form optical detectors responsive to light of selected wavelengths.
These semiconductor structures may share common layers to facilitate the
fabrication of the device. For example, a highly doped semiconductor layer can be
introduced between detector layers 80 and 82 to provide a ground plane to improve
electrical isolation and high speed performance.
[0026] A monolithically integrated photonic device 90, illustrated in Fig. 5, may
be fabricated from chip 78 in the manner described above with respect to the device
of Figs. 2 and 3. In this case, an HCSEL laser waveguide, or cavity 92 is fabricated,
in laser structure 84, as by masking and etching with the etching forming a trench
such as the trench 52 in Fig. 3, extending downwardly through both detector
structures 80 and 82 to the top of substrate 86, so that the laser 92 and the
surrounding detectors are located on separate mesas. An emitter end of the laser 92
is etched to form an angled facet 94 which reflects light propagating in the laser
upwardly and out of the top surface of the laser. The emitted light beam 96, which
may diverge as indicated by limit arrows 98, is directed upwardly to a lens 100,
which collects and focuses the light on an input/output device 102 such as an optical

fiber, as indicated by arrows 104.
[0027] The laser structure, or layer, 84 is removed from the top surface 110 of
the detector structure 82 during the formation of laser 92 to shape and expose the
top surface of the surface-receiving detector layers 80 and 82 in the region
surrounding the emitter end of the laser. An input light beam 114 received by the
photonic device 90 from fiber 102 is of a different wavelength than that of the emitted
beam 96, and accordingly will not be focused by the lens 100 back to facet 94, but
will be directed by the lens onto the surface 110 of detector structure 82, as
illustrated by arrows 114, and as described with respect to Figs. 2 and 3. The
detector structure 82 is responsive to the wavelength of this received beam to
produce a suitable output by way of an electrode (not shown) connected to detector
82. In addition, the photonic device 90 can respond to a second input beam 116 of
still another wavelength supported by fiber 102. This second input beam will also be
directed by lens 100 onto the top surface 110 of detector structure 82, as indicated
by arrows 116, but this detector structure 82 is not responsive to it. Instead, the light
of the second beam passes through structure 82 to the underlying detector structure
80, which receives the beam, as indicated by the arrows 116, and responds to it to
produce a corresponding output on a suitable electrode (not shown).
[0028] The photonic device 90, which may be referred to as a triplexer, may
emit light having a wavelength in the range of 1310nm + 40 nm, for example, while
the bandgaps of the detector layers 80 and 82 may be selected so that detector 80
responds to light having a wavelength in the range of 1550 nm ± 10 nm, and detector
82 receives light in the range of 1490 nm ± 10 nm. To do this, the bandgap of
detector 82 may be selected to detect light below 1520 nm so that light having longer

wavelengths will pass through it to the underlying detector structure 80. The detector
structure 80 may be either a broadband detector or a detector having a bandgap
optimized to receive light having a wavelength below 1580 nm. This detector
structure also can be used to provide improved optical isolation between the laser 92
and detector 80 by using detector 82 to block unwanted light from the laser 92,
preventing such light from reaching detector 80. For example, if the laser is emitting
light at a wavelength of 1310nm ± 40 nm, the undoped, or not intentionally doped, or
even very lightly doped, detection layer in detector 82 would have a bandgap, form
through InGaAsP, designed to capture light of wavelengths shorter than 1350nm
over the temperature range of operation for device 90, and this would prevent the
laser output from reaching detector 80. However, in this example, if the wavelength
of incoming light 116 is around 1490 nm ± 10 nm, then it would travel through
detector 82 without being detected, and would reach detector 80 where it would be
detected. The bandgap of the undoped, or not intentionally doped, or even very
lightly doped, detection layer of detector 80 could be formed from InGaAs for this
scenario.
[0029] Although the above-described embodiments show a single laser
emitter location and a single detector location surrounding the laser emitter, it Will be
apparent that the integral photonic device of the invention may incorporate multiple
laser locations and multiple detector locations on a single chip, as illustrated, for
example, in the top plan view of Fig. 6. In this figure, a photonic chip 130
incorporates an array 132 of horizontal cavity surface-emitting lasers, such as
HCSEL lasers 134, 136, 138 and 140, fabricated in an epitaxial laser structure, as
described above. The lasers are illustrated as forming generally parallel light emitting

channels, although other chip architecture designs can be used. Preferably, emitter
surfaces 142, 144, 146 and 148, respectively, of the HCSEL lasers are grouped
together for convenience in directing their output beams upwardly to a common
input/output optical fiber 150, illustrated in Fig. 7, by way of suitable external optics
such as a prism 152 and lenses 154 and 155.
[0030] The chip 130 may include surface-receiving detectors fabricated
around the emitting ends of each of the lasers to receive light from fiber 150, in the
manner described above with respect to Figs. 1-5. Alternatively, and as illustrated in
Fig. 6, an array 160 of surface-receiving detectors 162, 164, 166 and 168 may be
provided at a location adjacent to the emitters and grouped for convenience in
receiving input light from the input/output fiber 150. Here again, the surface
architecture of the chip may be varied from that illustrated in the figure.
[0031] As illustrated, an MPD device may be provided to monitor each of the
lasers on chip 130, as illustrated at 172, 174, 176 and 178, and suitable bonding
pads 180 and ground lines 182 may be provided on the surface of chip 130 as
required, in known manner. As in prior embodiments of the invention, the lasers 132
are rnonolithically fabricated in a first epitaxy structure, while the detectors are
fabricated in a second epitaxy structure on a common substrate. Each laser in the
array 132 may be fabricated to emit light in a different wavelength band; for example,
the surface-emitting lasers 134, 136, and 140 may emit light at wavelengths of 1470
nm, 1490 nm, 1510 nm, and 1530 nm, respectively. Similarly, the detectors 162,.
164, 166, and 168 may detect light at respective wavelength bands of 1550 nm,
1570 nm, 1590 nm, and 1610 nm, for example.
[0032] In order to have large wavelength variations between the several lasers

in array 132, for use in applications such as coarse wavelength division multiplexing
(CWDM) where the channel spacing between adjacent CWDM channels is about 20
nm, the active region of the laser structure, which is the first, or top, epitaxy structure
as described above, needs to have its bandgap modified so as to allow lasers with
appropriate wavelengths to be fabricated for the laser array. This is done by one of
many known processes for forming the first epitaxial structure; for example by
impurity-free vacancy diffusion or by multiple epitaxial depositions.
[0033] The monolithically integrated emitters and detectors of the invention
may also be fabricated as edge-emitting lasers (EEL) with surface-receiving
detectors, in the manner illustrated in Figs. 8-15, to which reference is now made.
As illustrated in the side view of Fig. 8, such a laser/detector chip 200 preferably
includes an edge-emitting laser 202 which may be, for example, a Fabry-Perot (FP)
laser fabricated in an epitaxial laser layer 204, and a surface-receiving detector 206
fabricated in an epitaxial detector layer 208, both formed on a substrate 210. The
laser and the detector preferably are formed by masking and etching techniques as
described above, with the difference that in this configuration a reflective base
element 212 is provided adjacent the laser and aligned with its optical axis, but
spaced from an emitter facet 214 at one end of the laser 202. Since this is an edge-
emitting laser, the facet 214 is perpendicular to the surface of the substrate 210.
[0034] Base element 212 may include a flat reflective surface 216 aligned with
the optical axis 218 of laser 202 at its active region, as illustrated in Fig 8, or may
include a curved reflective surface 220 aligned with axis 218, as illustrated in Fig. 9.
A light beam 230 emitted by facet 214 of laser 202 is deflected by surface 216 or by
surface 220 through suitable external optics such as a lens 232 to an optical fiber

234. The base element 212 and the surfaces 216 and 220 may be fabricated by
lithography and etching of the semiconductor laser and photodetector layers. As
illustrated in Fig. 10, the detector layer 206 is shaped, as by etching, to surround the
base element 212, so that light 244 received from the optical fiber 234 will be
directed by lens 232 onto the surface of the detector in the region indicated by dotted
line 246 (Fig. 10), in the manner described above with respect to Figs. 1-5.
[0035] The base element 212 alternatively may be fabricated by electron
beam deposition of, for example, silicon, through a lift-off process, to provide a
convenient structure on top of the detector layer 206 for reflecting the output of the
EEL 202 in a direction perpendicular to the surface of the chip.
[0036] Another alternative is illustrated in the photonic device 248 of Fig. 11,
wherein an edge-emitting laser 250 is integrated with a surface-receiving
photodetector 252 on a substrate 254, with a reflective base element 256 mounted
on the surface of, or positioned above, the surface of the detector. The base
element 256 includes a surface 260 which may be either flat or curved, and a
dichroic filter 262 on surface 260. The filter may be a multilayer coating on the
surface 260 that is designed to reflect one wavelength band and to allow another
wavelength band to pass through. For example, a beam 264 emitted from facet 266
of laser 250 may have a wavelength band of 1310 nm ± 40 nm and may be
essentially s-polarized. The beam 264 is directed onto the surface of filter 262, which
is at an angle of 45° to the optical axis of the laser, and will be almost completely
reflected upwardly through external optics 266, such as a lens, to an optical fiber
268. Incoming light 270 directed from the optical fiber toward the photonic device
248 may have a wavelength band of 1490 nm ± 10 nm, for example. This light is also

directed at an angle of 45° to the filter 262, but light at this wavelength is almost
completely transmitted through the filter and passes through base 256 to the
detector 252. As illustrated in the top view of Fig. 12, the received light 270 is
directed onto the portion of the photonic detector 252 that is within the dotted line
272. This includes the region beneath the base element 256 to provide a greater
area of detection, and thus greater sensitivity to received light.
[0037] The reflection versus wavelength behavior of a typical dichroic filter is
illustrated in Fig. 13 by curves 280 and 282. In this case, the base element was InP
and the outside medium was air, and nine layers were used to fabricate the filter
using conventional design techniques.
[0038] Figs. 14 and 15 illustrate arrays of edge-emitting lasers and edge-
receiving detectors integrated on chips with on-chip optical elements such as lenses
and prisms. In Fig. 14, an array 290 of edge-emitting lasers and an array 292 of
edge-receiving detectors are fabricated in respective epitaxial laser and detector
structures on a common substrate. On-chip lenses 294 and 296 and prism 298 are
fabricated in alignment with the optical axes of the lasers and detectors in the arrays
290 and 292, using the process described in US Patent No. 6,6532,44, to direct light
300 emitted from the lasers to an optical fiber 302. The optical elements similarly
direct received light 304 from fiber 302 to the detectors of array 292. Alternately, the
on-chip prism 298 is replaced by an on-chip grating 306 to allow for a larger degree
of dispersion for closely-spaced wavelengths, as illustrated in Fig. 15. Other arrays
of closely-spaced laser channels for different light wavelengths may be formed on
the same first epitaxial structure by modifying the architecture of the chip.
[0039] Fig. 16 illustrates a modified form of the photonic devices described

above. In each of the foregoing devices, a monitoring photodetector (MPD) is
illustrated at one end of the laser cavity in alignment with the optical axis of the laser,
and monolithically fabricated from the same material as the laser. Thus, for example,
in the device of Fig. 8 an MPD 310 is fabricated in the laser epitaxial layer 204. As
illustrated, the monitoring photodetector incorporates an active region 312 aligned
with the active region of the laser at the optical axis 218, and is fabricated in layer
204 by the lithography and etching process used to fabricate the laser 202.
Accordingly, the MPD incorporates an etched facet 314 spaced from and
substantially parallel to the rear etched facet 316 of the laser. Although rear facet
316 is usually highly reflective in order to produce lasing in the laser cavity 202,
some light is emitted, and impinges on facet 314. Such light is detected by the MPD
device 310, to produce a corresponding output on a-suitable electrodes (not shown)
connected to contact layers 318 and 320. As illustrated, the MPD device is fabricated
by vertically etching through both the laser epitaxial layer 204 and the detector
epitaxial layer 208 to isolate the MPD from the laser, as illustrated in the top plan
view of Fig. 10. As shown in Fig. 8, in order to prevent absorption of incoming light
from the fiber 224 in the contact layer 320, this layer has been removed from
underneath the base element 212.
[0040] In the embodiment of Fig. 16, a photonic device 330 incorporates a
laser 332 fabricated in a laser epitaxial layer, such as layer 14 of the chip structure
10 illustrated in Fig. 1, by the lithography and etching process describe above. This
laser may be a surface-emitting laser, such as those illustrated in Figs. 2, 3, 5, and 6,
or an edge-emitting laser, such as those illustrated in Figs. 8-12, 14, and 15, and
may incorporate any desired optical system, such as deflector 334 and lens 336 for

example, for transferring light emitted from the laser, as from facet 338, to an
external optical system, such as an optical fiber 340. The photonic device may
incorporate a monolithic detector at the emitter end of the laser, such as the detector
342, for example, when utilized in a monolithic laser-detector photonic device on a
common substrate 344, as has been described above.
[0041] In accordance with the embodiment of Fig. 16, the MPD illustrated in
previous embodiments is modified to utilize the detector epitaxial layer 12 (Fig. 1) for
monitoring the operation of the laser 332 instead of using the laser epitaxial layer 14.
As illustrated, the photonic device 330 incorporates an MPD 350 that is fabricated as
a mesa in the detector epitaxial layer 12 by etching away the laser epitaxial layer 14
to expose the top surface 352 of the layer 12. This top surface is at the active p-i-n
region 354 of layer 12, which is sensitive to impinging light to produce an electrical
output signal on a suitable electrode (not shown) connected to the MPD 350. This
configuration is capable of detecting the small amount of light, indicated by arrows
356, emitted from the rear facet 358 of the laser. This light diverges, as illustrated,
but sufficient light strikes the top surface 352 of MPD 350 to permit effective
monitoring of the intensity of the light produced by laser 332.
[0042] When the MPD is fabricated, an etch is used to remove the laser layer
14 over the top surface area 352 and to remove the detector epitaxial layer 12
around the periphery of the MPD so as to isolate it from the laser, as illustrated in
Fig. 17. Preferably, this etching step takes place concurrently with the etching of
laser 332, deflector 334 and detector 342, so that the photonic device is
monolithically fabricated on the substrate. The detector 342 and the MPD 350 are
both fabricated in layer 12, preferably at the same time, providing two photosensitive

surface detectors for the photonic device 330. Fig. 16 shows an alternative technique
than that used in Fig. 8, in that the contact layer of the p-i-n region 354 has not been
removed from underneath the deflector 334, at the emitter end, but in this
embodiment it is kept thin to prevent noticeable absorption of incoming light from the
fiber 340.
[00431 A more sensitive MPD for the photonic device 330 of Fig. 16 is
illustrated at 360 in Fig. 18, wherein similar elements are similarly numbered. In this
modification, a hood 362 is provided for the MPD 350 to protect the p-i-n active
region 354 and to direct more of the light emitted from facet 358 onto surface 352.
The hood is curved and extends from near the top surface 364 of the laser structure
332 to near the most distant edge 366 of the MPD 350, with the curvature being
concave to the MPD surface to direct the emitted light, as illustrated by dotted arrow
368.
[0044] The hood is fabricated from, for example, polyimide 370, such as
Photoneece™ PWDC-1000 photosensitive polyimide, which is substantially
transparent at the emission wavelength of the laser 332, that is deposited, patterned
and cured. During the curing of the polyimide, it rounds off, as illustrated, to produce
a continuous curved surface. The surface of the hood is then coated with a metallic
layer 372 to provide a reflective concave surface for directing light emitted from facet
358 to the MPD 350. The hood thus directs the emitted light toward surface 352 for
detection by the MPD 350, providing a sensitive monitor for the intensity of the light
generated in laser 332. Furthermore, in view of the metalized surface, the hood
substantially contains the light emitted from the back facet and prevents it from
reaching any unwanted regions on or off the device 330. In order to maintain good

electrical isolation, the metallic layer 372 does not make contact with the laser 332.
[0045] A modified form of the hood of Fig. 18 is illustrated in Fig. 19, wherein a
laser 376 on a substrate 378 is illustrated. The curved hood for the monitoring
detector 360 in Fig. 18 is replaced by a deflector for the monitoring photo detector
380 having an angied facet 382. In this embodiment, the laser 376 may be an edge-
emitting laser or a surface emitting laser, as described above. The deflector 380 is
fabricated in the laser epitaxial structure through angled facet 382. The monitoring
photo detector 388 is etched as a mesa, as described above with respect to Figs. 2,
5, 8 or 11, for example, and the top of the detector is etched at a preferably 45°
angle with respect to the surface of the substrate 378. The angled facet deflects light
emitted from the back facet 384 of the laser, downwardly onto the p-i-n photo
detector 388 formed in the detector epitaxy, for detection. The contact layer 386 may
be formed from InGaAs of suitable doping, and needs to be thin to allow sufficient
light to reach the i-region of the p-i-n photo detector 388.
[0046] Fig. 20 illustrates another embodiment 390 of the invention in the form
of a bifurcated chip 392 including a semi-insulating substrate 394 having a surface-
emitting laser 396 at one end 398 of the chip and a surface receiving detector 400 on
the other end 402 of the chip. A monitoring photodetector 404 is formed on the
substrate 394 to monitor the back facet 406 of the laser. Fig. 20 also illustrates an
example of external components that may be used with the bifurcated chip to allow it
to receive and emit light into a single fiber such as the single mode optical fiber 408
spaced above the emitter facet 410 of the laser 396. Lenses 412 and 414 spaced
above the exit facet 410 and above the detector 400, respectively, are used together
with a dichroic prism 416, which is located between the lenses and the fiber 408, to

allow light 418 from the fiber 408 to be directed to the surface receiving detector 400,
while the laser light 420 is directed from the output facet 410 to the fiber 408.
Although lenses based on silicon are shown in Fig. 20, it will be understood that
other types lenses can also be used. It will also be understood other types of
external components can be used with the bifurcated chip and that the surface-
emitting HCSEL laser 396 may be replaced with an edge-emitting laser having
suitable reflectors, and/or the surface receiving detector 400 may be replaced with
an edge receiving detector, again, with suitable reflectors. The MPD detector 404 is
shown as a surface-receiving detector, but it will be further understood that an edge-
receiving detector may be used. In addition, a hood such as that illustrated in Fig. 18
may also be used.
[0047] Fig. 21 illustrates at 430 a modified version of the photonic device 390
that includes a third surface-receiving detector and similar external components to
that of Fig. 20 to provide the functionality of a triplexer. As illustrated, this
embodiment incorporates an edge-emitting laser 432 on a semi-insulating substrate
434, with a reflector 436 having a dichroic filter 438 positioned adjacent an emitter
facet 440 and above a detection 442 in the manner described above with respect to
the embodiment of Fig. 11. An MPD 444 is located adjacent the back end facet 446
of laser 432, and a remote detector 448 is mounted on the substrate 434 at the end
of the substrate distant from the end where the laser emitter is located. Light 450 of a
first wavelength emerges from the laser and is coupled to a fiber 452 through lens
454 and one end of prism 456, while light of second and third wavelengths 458 and
460 is directed from the fiber toward device 430. Detector 444 is an MPD and
detects light of the first wavelength emitted from the back facet 446 of the laser. The

second detector 442 underneath the dichroic coated deflector 436 receives the light
458 of the second wavelength. The dichroic prism 456 of the external components
directs the third wavelength 460 towards the third, surface-receive detector 448. The
function performed by the photonic device and external components of Fig. 21 is that
of a triplexer.
[0048] Although the present invention has been illustrated in terms of
preferred embodiments, it will be understood that variations and modifications may
be made without departing from the true spirit and scope thereof, as set out in the
following claims.

What is claimed is:
1. A photonic device comprising:
a substrate;
a first epitaxial structure on said substrate and a second epitaxial
structure superimposed on said first epitaxial structure;
a first, etched-facet, photonic element fabricated in said first epitaxial
structure and having an optical axis extending between an emitter end and a
reflective end; and
a second, surface-receiving, photonic element fabricated in said
second epitaxial structure adjacent said reflective end of said etched-facet photonic
element.
2. The device of claim 1, further comprising a third photonic element fabricated
in said second photodetector epitaxial structure.
3. The device of claim 2, wherein the third photonic element is a photodetector
adjacent said emitter end of said etched-facet photonic element.
4. The device of claim 2, wherein said third photonic element is a surface-
receiving photodetector aligned with said optical axis and spaced from said second
photonic element.
5. The device of claim 4, further including a fourth photonic element fabricated in
said second photodetector epitaxial structure adjacent said emitter end of said
etched-facet photonic device.
6. The device of claim 2, wherein said first etched-facet photonic element is a
laser, wherein said second surface receiving photonic element is an optical detector
aligned with the optical axis of said laser to monitor the operation of the laser, and

wherein said third photonic element is an optical detector aligned with said laser
optical axis at said emitter end.
7. The device of claim 6, wherein said laser and said optical detectors are on
separate mesas on said substrate.
8. The device of claim 1, further including an optical element for coupling light
emitted from said reflective end of said first photonic element to said second
photonic element.
9. The device of claim 8, wherein said optical coupling element includes a
reflector.
10. The device of claim 9, wherein said reflector is a hood comprising an optically
transparent filler between said laser and said monitoring photodetector, and a
reflective coating on said filler.
11. A method of fabricating a monolithic photonic device on a single chip
comprising: ,
providing first and second epitaxial structures superimposed on a substrate;
fabricating at least one laser cavity in said first structure, said laser cavity
having first and second etched facets and emitting light of a first wavelength;
modifying the reflectivity of said second etched facet to provide a high level of
optical reflectivity; and
fabricating a first surface-receiving detector in said second structure adjacent
said second etched facet for detecting laser light of said first wavelength which is
emitted by said reflective facet.
12. The method of claim 11, further including:
fabricating a second detector in said second structure for receiving and

detecting light of a second wavelength;
coupling said emitted light of said first wavelength to an external optical
device; and
coupling light of said second wavelength from said external optical device to
said second detector.
13. The method of claim 11, further including positioning a reflector element
adjacent said second etched facet for directing emitted light to said first detector.
14. The method of claim 13, wherein positioning a reflector element includes
fabricating a hood extending from said laser to said first detector.
15. The method of claim 13, wherein positioning a reflector element includes:
depositing an optically transparent filler between said reflective facet of said
laser and said first detector; and
depositing a reflective layer on said filler to form a hood extending from said
laser to said first detector.
16. A photonic device, comprising:
a substrate;
a first photodetector epitaxial structure on said substrate;
a second laser epitaxial structure on said first structure;
a laser for generating light of a first wavelength fabricated in said second
structure, said laser having an emitter end for emitting said light of said first
wavelength and having a reflective end;
a first optical detector fabricated in said first epitaxial structure adjacent said
emitter end for detecting light of a second wavelength; and
a second optical detector fabricated in said first epitaxial structure for

detecting light of said first wavelength for monitoring the operation of said laser.
17. The photonic device of claim 16, further including a reflector for directing light
from said laser to said second optical detector.
18. The photonic device of claim 17, further including:
an optical fiber for receiving light of said first wavelength emitted by said laser,
and for directing light of said second wavelength toward said photonic device; and
first optics directing said light of said second wavelength to said first detector.
19. The photonic device of claim 18, further including a third optical detector
fabricated in said first structure and spaced from said laser, said third optical detector
detecting light of a third wavelength.
20. The photonic device of claim 19, wherein said optical fiber directs light of said
third wavelength toward said photonic device, and further including second optics
directing said light of said third wavelength to said third detector.
21. The photonic device of claim 20, wherein said first, second and third optical
detectors are surface-receiving detectors.
22. The photonic device of claim 21, wherein said first and second optics includes
lenses for directing light between said optical fiber and said first and third detectors.
23. The photonic device of claim 18, wherein said second optical detector is a
surface-receiving detector adjacent said reflective end of said laser for receiving light
of said first wavelength.
24. The photonic device of claim 23, wherein said reflector is a hood having a
curved reflector surface for directing light emitted by said laser at its reflective end to
said second optical detector.
25. The photonic device of claim 23, wherein said reflector is a 45° mirror

fabricated in said second-structure for directing light emitted by said laser at its
reflective end to said second optical detector.
26. A photonic device comprising:
a substrate;
a first photodetector epitaxial structure on said substrate, a second
photodetector epitaxial structure on said first photodetector epitaxial structure, and a
laser epitaxial structure on said second photodetector structure;
an etched-facet laser fabricated in said laser epitaxial structure;
a first receiving photodetector fabricated in said first photodetector epitaxial
structure; and
a second receiving photodetector fabricated in said second photodetector
epitaxial structure.
27. The photonic device of claim 26, further including:
said laser emitting laser light of a first wavelength; and
said first receiving photodetector detecting light of second wavelength.
28. The photonic device of claim 27, further including:
said second receiving photodetector is fabricated on top of said first receiving
photodetector.
29. The photonic device of claim 28, further including:
said second receiving photodetector detecting light of a third wavelength.
30. The photonic device of claim 28, wherein the said second photodetector
substantially absorbs light of said first wavelength and substantially transparent to
said second wavelength.

A laser and detector integrated on corresponding
epitaxial layers of a single chip cooperate with on-
chip and/or external optics to couple light of a first
wavelength emitted by the laser to a single external
device such as an optical fiber and to simultaneously
couple light of a different wavelength received from
the external device to the detector to provide bidirectional
photonic operation. Multiple lasers and
detectors may be integrated to the chip to provide
multiple bi-directional channels. A monitoring
photodetector is fabricated in the detector epitaxy
adjacent one end of the laser.

Documents:

http://ipindiaonline.gov.in/patentsearch/GrantedSearch/viewdoc.aspx?id=WsLDYBo9tsnesZsa/m8KOg==&loc=wDBSZCsAt7zoiVrqcFJsRw==


Patent Number 269155
Indian Patent Application Number 2860/KOLNP/2008
PG Journal Number 41/2015
Publication Date 09-Oct-2015
Grant Date 05-Oct-2015
Date of Filing 14-Jul-2008
Name of Patentee BINOPTICS CORPORATION
Applicant Address 9, BROWN ROAD, ITHACA, NY
Inventors:
# Inventor's Name Inventor's Address
1 GREEN, MALCOLM, R. 1263 B WARREN ROAD, ITHACA, NY 14850
2 SCHREMER, ALFRED, T. 226 MT. PLEASANT ROAD, FREEVILLE, NY 13068
3 BEHFAR, ALEX A. 115 TERRACE VIEW DRIVE, ITHACA, NY 14850
PCT International Classification Number H01L 29/82
PCT International Application Number PCT/US2006/049181
PCT International Filing date 2006-12-26
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 11/325,325 2006-01-05 U.S.A.