Title of Invention

A METHOD FOR A HANDOVER PROCEDURE OF A USER TERMINAL

Abstract Abstract A method for a handover procedure of a user terminal on radio interfaces, a base station and a network therefor The invention concerns a method for a handover procedure of a user terminal (UE) on radio interfaces from a source base sta¬tion (SBS) to a target base station (TBS) whereby the target base station (TBS) sends out user data to the user terminal (UE) before reception of a message indicating the termination of the handover procedure (HO Complete), the user terminal (UE) uses an uplink feedback for sending at least one message (Feed¬back) associated to the downlink transmission of said user data to the target base station (TBS), and the target base station (TBS) uses said at least one message (Feedback) associated to the downlink transmission of said user data as an indication of the presence of the user terminal (UE) within the range of the target base station (TBS), a base station (BS1-BS8) and a net¬work (CN) therefor. Figure 3
Full Text

A method for a handover procedure of a user terminal on radio interfaces, a base station and a network therefor
The invention relates to a method for a handover procedure of a user terminal on radio interfaces according to the preamble of claim 1, a base station according to the preamble of claim 9, and a network according to the preamble of claim 10.
Orthogonal frequency division multiplexing (OFDM) radio sys¬tems are currently under discussion in many places as e.g. in Third Generation Partnership Project Long Term Evolution (3GPP LTE), the WiFi standard IEEE 802.11 or the WiMax standard IEEE 802.16.
For the UMTS LTE (UMTS LTE = Universal Mobile Telecommunica¬tion System Long Term Evolution), it is currently discussed, how the access procedure shall be performed on a high level. The evolved UTRAN Node B (UTRAN = UMTS Terrestrial Radio Access Network), called eNodeB, to which the user terminal will switch is called the target eNodeB or target base station, while the old eNodeB, from which the user terminal will leave is called the source eNodeB or source base station.
During any (hard) handover in a mobile communications net¬work, the user terminal, i.e. the User Equipment (UE) in UMTS, has to change its communication link(s) to another eNodeB. For this purpose so-called Random Access Channels (RACH) are pro¬vided on each air interface. The user terminal first listens to the frame structure of the target air interface to gather syn¬chronisation with the target eNodeB. Then the Random Access Channel is used to send the first message from the user termin-
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al to the target eNodeB. From this point in time the user ter¬minal is associated with the target eNodeB and the message ex¬change is performed.
Problems may occur during the Random Access, as there might be another user terminal trying to access the same target eNo¬deB via the same Random Access Channel resources at the same time. This leads to collisions that prevent both user terminals from gathering access to the eNodeB. Until the user terminal did not succeed in registering at the target eNodeB, no user data is sent towards the user terminal. This leads to increased delay for user data during handover, especially in cases when collisions occur on the Random Access Channel.
One solution to the above described problem is to set an ar¬bitrary timer in each user terminal before the user terminal tries to access the target eNodeB again. Usually the minimum value of such timers are increased with every unsuccessful tri¬al. This solution has the drawback of increased handover laten¬cy. Another solution is to assign radio resources in the uplink direction prior to the change of the air interfaces during the preparation phase. In this case the collisions are avoided, and it is ensured that the user terminal can access as soon as it is synchronized.
In the above mentioned solutions the target eNodeB cannot transmit any user data before the user terminal has registered itself by sending a first message to the target eNodeB.
As the invention is not restricted to 3GPP LTE but can in principle be applied in any network that provides handover pro¬cedures, in the following, instead of the term eNodeB, the more general term base station is used.
The invention is described within the framework of evolved
UTRAN, however the invention is not restricted to networks us¬
ing OFDM transmission, as the modulation technique is not sub-
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ject of the invention.
The object of the invention is thus to propose a method for reducing the latency during a handover procedure.
This object is achieved by a method according to the teaching of claim 1, a base station according to the teaching of claim 9, and a network according to the teaching of claim 10.
The main idea of the invention is to transmit user data as soon as the target base station expects the user terminal being able to receive data instead of waiting for the user terminal to register, which will shorten the latency during handover.
The target base station sends out user data to the user ter¬minal without waiting for reception of a message indicating the termination of the handover procedure. Then, the user terminal uses an uplink feedback for sending at least one message asso¬ciated to the downlink transmission of said user data to the target base station. The target base station in turn uses said at least one message associated to the downlink transmission of said user data as an indication of the presence of the user terminal within the range of the target base station.
The method according to the invention is fully compliant with the procedure described in chapter 9.4 on pages 32-34 of 3GPP TR 25.912 VO.1.7 (2006-06): "Feasibility Study for Evolved UTRA and UTRAN (Release 7)", which is regarded as the closest prior art.
Further developments of the invention can be gathered from the dependent claims and the following description.
In the following the invention will be explained further mak¬ing reference to the attached drawings.
Fig. 1 schematically shows a network in which the invention can be implemented.
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Fig. 2 schematically shows exemplarily the information flow for Intra-LTE-Access Mobility Support.
Fig. 3 schematically shows exemplarily the information flow for Intra-LTE-Access Mobility Support with reduced handover la¬tency according to the invention.
A network in which the invention can be implemented comprises user terminals and base stations.
Fig. 1 shows an example for such a network CN that comprises base stations BS1-BS8 and user terminals T1-T4.
Each of said user terminals T1-T4 is connected to one or mul¬tiple of said base stations BS1-BS8, which is symbolized by double arrows in fig. 1. The base stations BS1-BS8 are in turn connected to a core network, which is not shown in fig. 1 for the sake of simplicity.
The user terminals T1-T4 comprise the functionality of a user terminal for transmission and reception of signaling and data messages in a network using radio transmission.
The base stations BS1-BS8 comprise the functionality of a base station of a network using radio transmission, i.e. they provide the possibility for user terminals to get connected to said network and for data exchange of said user terminals by means of radio transmission.
Furthermore, a base station BS1-BS8 according to the inven¬
tion in a network using radio transmission is adapted for tak¬
ing over a user terminal T1-T4 from another base station BSl-
BS8 during a handover procedure, whereby said base station com¬
prises at least one processing means adapted to perform sending
out user data to the user terminal without waiting for recep¬
tion of a message indicating the termination of the handover
procedure, and adapted to perform using an uplink feedback for
sending at least one message associated to the downlink trans-
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mission of said user data as an indication of the presence of the user terminal within the range of the base station.
Fig. 2 shows the information flow for Intra-Long-Term-Evolution-Access Mobility Support based on the prior art dis¬closed in chapter 9.4 of 3GPP TR 25.912 VO.1.7 (2006-06) which will be described in the following.
In step 1, either during connection establishment or at the last Tracking Area (TA) update, the user terminal UE context containing area restriction information regarding roaming re¬strictions is provided to the source base station SBS.
In step 2, the source base station SBS entity configures the UE measurement procedures according to the area restriction in¬formation. Measurements provided by the source base station SBS entity may assist the function controlling the user terminals connection mobility.
In step 3, based on measurement results from the user termin¬al UE and the source base station SBS, probably assisted by ad¬ditional radio resource management specific information, the source base station SBS decides to handover the user terminal UE to a cell controlled by the target base station TBS.
In step 4, the source base station SBS issues a handover re¬quest (HO request) to the target base station TBS entity pass¬ing necessary information to prepare the handover at the target side. The target base station TBS configures the required re¬sources
In step 5, Admission Control is performed by the target base station TBSto check whether the resources can be granted by target base station TBS to increase the likelihood of a suc¬cessful handover.
In step 6, the handover preparation is finished at the target
side, and information for the user terminal UE to reconfigure
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the radio path towards the target side is passed to the source base station SBS.
From step 7 until 12, which will be described in the follow¬ing, means to avoid data loss during handover are provided. De¬tails for this procedure are given in §9.4.2.2.2 of 3GPP TR 25.912 VO.1.7 (2006-06).
In step 7, the user terminal UE is commanded by the source base station SBS entity to perform the handover, and target side radio resource information is contained in the handover command (HO command). When the HO command has been sent, the source base station SBS begins forwarding of user data to the target base station TBS.
In step 8, the user terminal UE gains synchronization at the target side.
In step 9, once the user terminal UE has successfully ac¬cessed the cell, the user terminal UE sends an indication to the target base station TBS that the handover is completed (HO complete message). After reception of the HO complete message, the target base station TBS may begin sending user data to the user terminal UE.
In step 9b, the target base station TBS confirms the recep¬tion of the HO complete message by means of sending the ac¬knowledge message HO complete ACK to the user terminal UE. Af¬ter reception of the HO complete ACK message, the user terminal UE begins sending user data to the target base station TBS.
In step 10, the mobility management entity/user plane entity MME/UPE is informed that the user terminal UE has changed cell. The user plane entity switches the data path to the target side and can release any user-plane/transport network layer re-I sources towards the source base station SBS.
In step 11, the mobility management entity/user plane entity
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MME/UPE confirms the "HO Complete" message with the "HO Com¬plete ACK" message.
In step 12, the target base station TBS triggers the release of resources at the source side. The target base station TBS can send this message directly after reception of the "HO com¬plete" message in step 9.
In step 13, upon reception of the release resource message from step 12, the source base station SBS can release radio and control-plane related resources in relation to the UE context. The source base station SBS should continue to perform data forwarding until an implementation dependent mechanism decides that data forwarding can be stopped and user-plane/ transport network layer resources can be released.
In step 14, if the new cell is member of a new Tracking Area (TA), the user terminal UE needs to register with the mobility management entity/user plane entity MME/UPE which in turn up¬dates the area restriction information on the target side.
According to the prior art procedure for synchronization to the target base station TBS, the user terminal UE performs mea¬surements of other radio cells and listens for predefined re¬sources, such as pilot symbols, synchronization channel(s) SCH and broadcast channel(s) BCH. As soon as a predefined pattern is found, the user terminal UE is synchronized with the target base station TBS for downlink reception.
During Handover, the basic synchronization from the measure¬ment phase is still available, but the timing advance, neces¬sary for uplink transmission within the user terminal UE, for the target base station TBS is not yet known. Thus user termin¬al UE and target base station TBS exchange corresponding sig¬naling information to evaluate the timing advance. To complete the handover, the user terminal UE sends an initial message "HO Complete" within the random access channel RACH towards the
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target base station TBS.
Only after the reception of the "HO Complete" message the target base station TBS can send first downlink data to the user terminal UE, which terminates the interruption time of downlink data, i.e. the time span since the reception of the HO command message. The interruption time of uplink data is much longer, because the user terminal UE can send first uplink data only after the reception of the "HO Complete ACK" message.
The above mentioned method for the handover execution phase can be improved according to the invention with respect to the interruption time by the following mechanism, which describes at first a procedure for downlink data.
In fig. 3, the information flow for Intra-LTE-Access Mobility Support with reduced interruption time according to the inven¬tion is shown. In the following, the differences with respect to the prior art disclosed above will be described on the basis of fig. 3.
The steps 1-14 as described for the prior art above all occur in fig. 3 and have basically the same meaning.
The uplink feedback denoted "Feedback" in fig. 3 and associ¬ated to the downlink user data transmission at the target base station TBS can be used as an indication of the presence of the user terminal UE. Instead of waiting for the arrival of the user terminal UE, the target base station TBS can already schedule the user terminal UE and thus sends out user data as soon as the target base station TBS expects the arrival of the user terminal UE. Therefore, the scheduling of user data ac¬cording to the invention occurs different to the prior art be¬fore step 9, i.e. before the sending of the "HO complete" mes¬sage from the user terminal UE to the target base station TBS.
The new identification, i.e. address assigned to the user
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terminal UE, in the target base station TBS is already trans¬ferred to the source base station SBS during the handover preparation phase, which comprises the above mentioned steps 2 to 6, and the source base station SBS in turn passes on this information to the user terminal UE within the "HO Command" Tiessage.
As the target base station TBS does not yet know about the real radio conditions, it preferably sends the user data with a robust modulation and coding scheme. Transmission of the user data can either be performed by corresponding announcement in :he downlink control channel or within predefined radio re¬sources. By detection of the corresponding feedback signal (usually an ACK or NACK message), the target base station TBS ::an implicitly know if the user terminal UE is already present.
The target base station TBS receives an ACK or NACK message \/ith a certain signal strength. When the user terminal UE is lot yet synchronised, the target base station TBS will not re-:eive anything, although it will try to demodulate and decode :he expected feedback signal. The receiver might interpret the loise as ACK or NACK by chance but the signal strength would be /■ery low in this case. Hence, both unsuccessful feedback recep-:ion or any feedback reception with a very low signal strength ire interpreted as "UE not yet present".
This information is passed in the target base station TBS in-:ernally, and the currently according to the state of the art required dedicated indication by the use of a "HO Complete" message sent from the user terminal UE to the target base sta-:ion TBS is not needed. Therefore, for the method according to :he invention, steps 9 and 9b, i.e. the messages "HO complete" md "HO complete ACK" are optional, as the "Feedback" message .s used as an indication for the presence of the user terminal JE within the range of the target base station TBS. However :his cannot be precluded, because if there are no user data
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available during the execution phase, which comprises the above mentioned steps 7 to 14, the handover procedure works as in the prior art described above. The virtual handover interrup¬tion time would be the same as without the proposed enhancement according to the invention in this case, but as there is no user data affected, it will not be a real interruption time.
Finally, the target base station TBS announces downlink re¬sources and sends out scheduled user data on these resources for the incoming user terminal UE as soon as it expects the user terminal UE being ready for the reception. The user termi¬nal UE can then receive the user data on these resources.
A similar improvement with respect to the interruption time can be achieved in uplink direction. In this case either timing advance is evaluated by the target base station TBS, which sends the current frame number and transmission time to the source base station TBS during the preparation phase, or if the frames are identified uniquely in synchronous networks, the user terminal UE can evaluate the timing advance for the target base station TBS autonomously. The uplink resources may be pre¬defined or also sent, e.g. together with the timing advance, from the target base station TBS via the source base station TBS to the user terminal UE during the handover preparation phase.
In the method according to the invention, step 8, i.e. the synchronisation of the user terminal with the target base sta¬tion TBS, is only optional, as the synchronisation of the user terminal with the target base station TBS can already be per¬formed during the handover preparation phase, which comprises the above mentioned steps 2 to 6.
Therefore, much shorter interruption times can be achieved for downlink and uplink data during handover with the method according to the invention.
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In an embodiment of the invention, instead of using uplink feedback, i.e. ACK/NACK indications, the user terminal UE sends this information via the random access channel as long as it did not receive any timing advance value from the target base station TBS.
In an embodiment of the invention, as long as no timing ad¬vance value exists in the target base station TBS, it assigns uplink resources in a way that it can receive the uplink trans¬mission even without exact timing relation between downlink and uplink. Resources are assigned for a longer period of time, i.e. duration for the transmission plus maximum propagation de¬lay.
In an embodiment of the invention, during the "HO Response" message from the target base station TBS to the source base station SBS, the target base station TBS can already indicate some downlink and/or uplink resources within which the first user data will be scheduled for the newly arriving user termi¬nal UE. The source base station SBS sends this resource infor¬mation to the user terminal UE within the "HO Command" message. The user terminal UE can now listen to these resources for data reception directly without necessity for demodulation and de¬coding of any announcement, i.e. downlink signalling. The an¬nouncement may however still be sent out from the target base station TBS.
In an embodiment of the invention, the amount of downlink re¬sources assigned to a user terminal UE intended to be taken over for the above mentioned synchronisation purpose depends on the current load situation of the target base station TBS. How¬ever the amount of resources should be kept low until the ac¬tual radio condition is available in the target base station TBS.
In an embodiment of the invention, to increase the efficiency of the first transmission of user data, the source base station
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SBS sends the measurement report of the user terminal UE to the target base station TBS during the preparation phase, e.g. within the "HO Request" message. Then the target base station TBS can select the radio resources with best expected quality and apply a less robust modulation and coding scheme, fitting the radio conditions better than without this information.


Claims
1. A method for a handover procedure of a user terminal (UE)
on radio interfaces from a source base station (SBS) to a
target base station (TBS) characterized in,
• that the target base station (TBS) sends out user data to the user terminal (UE) before reception of a message indicating the termination of the handover procedure (HO Complete),
• that the user terminal (UE) uses an uplink feedback for sending at least one message (Feedback) associated to the downlink transmission of said user data to the tar¬get base station (TBS),
• and that the target base station (TBS) uses said at least one message (Feedback) associated to the downlink transmission of said user data as an indication of the presence of the user terminal (UE) within the range of the target base station (TBS).

2. A method according to claim 1, characterized in, that the identification of the user terminal (UE) in the target base station (TBS) is transferred from the target base station (TBS) to the source base station (SBS), which in turn transfers said identification to the user terminal (UE) .
3. A method according to claim 1, characterized in, that said user data are sent with modulation and coding schemes that are appropriate for poor radio conditions.
4. A method according to claim 1, characterized in, that if
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the target base station (TBS) does not receive said at least one message (Feedback) associated to the downlink transmission of said user data or only receives said at least one message (Feedback) associated to the downlink transmission of said user data with a signal strength be¬low a certain threshold, the target base station (TBS) in¬terprets that the user terminal (UE) is not yet receiving said downlink transmission of said user data.
5. A method according to claim 1, characterized in, that no message only indicating that the handover is complete (HO Complete) is sent from the user terminal (UE) to the tar¬get base station (TBS).
6. A method according to claim 1, characterized in, that said at least one message (Feedback) associated to the downlink transmission of said user data is sent via a ran¬dom access channel if the user terminal (UE) has not yet received any timing advance value from the target base station (TBS).
7. A method according to claim 1, characterized in, that the
target base station (TBS) indicates in a handover response
message (HO Response) that is sent to the source base sta¬
tion (SBS) at least one downlink resource that will be
used for scheduling first user data to the user terminal
(UE) .
8. A method according to claim 1, characterized in, that be¬
fore a first transmission of user data from the target
base station (TBS), the source base station (SBS) sends a
measurement report indicating radio channel quality of the
user terminal to the target base station (TBS), and that
the target base station (TBS) selects an appropriate mod¬
ulation and coding scheme for the user data based on said
measurement report.
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9. A base station (BS1-BS8) in a network using radio trans¬
mission adapted for taking over a user terminal (T1-T4)
from another base station during a handover procedure,
characterized in, that said base station (BS1-BS8) com¬
prises at least one processing means
• adapted to perform sending out user data to the user
terminal (T1-T4) before reception of a message indicat¬
ing the termination of the handover procedure (HO Com¬
plete) ,
• and adapted to perform using an uplink feedback for
sending at least one message (Feedback) associated to
the downlink transmission of said user data as an indi¬
cation of the presence of the user terminal (T1-T4)
within the range of the base station (BS1-B38).
10. A network (CN) using radio transmission adapted for per¬
forming a handover procedure of a user terminal from a
first base station to a second base station characterized
in, that said network (CN) comprises at least one base
station (BS1-BS8) comprising at least one processing means
adapted to perform sending out user data to the user ter¬
minal (T1-T4) before reception of a message indicating the
termination of the handover procedure (HO Complete), and
adapted to perform using an uplink feedback for sending at
least one message (Feedback) associated to the downlink
transmission of said user data as an indication of the
presence of the user terminal (T1-T4) within the range of
said at least one base station (BS1-BS8).


Documents:

6780-CHENP-2008 AMENDED CLAIMS 12-02-2014.pdf

6780-CHENP-2008 AMENDED PAGES OF SPECIFICATION 12-02-2014.pdf

6780-CHENP-2008 CORRESPONDENCE OTHERS 09-09-2011.pdf

6780-CHENP-2008 CORRESPONDENCE OTHERS 19-02-2014.pdf

6780-CHENP-2008 EXAMINATION REPORT REPLY RECEIVED 12-02-2014.pdf

6780-CHENP-2008 EXAMINATION REPORT REPLY RECEIVED 26-03-2014.pdf

6780-CHENP-2008 FORM-13 09-09-2011.pdf

6780-CHENP-2008 OTHERS 26-03-2014.pdf

6780-CHENP-2008 POWER OF ATTORNEY 12-02-2014.pdf

6780-CHENP-2008 AMENDED PAGES OF SPECIFICATION 31-07-2014.pdf

6780-CHENP-2008 AMENDED CLAIMS 31-07-2014.pdf

6780-CHENP-2008 CORRESPONDENCE OTHERS 17-07-2013.pdf

6780-CHENP-2008 CORRESPONDENCE OTHERS 26-03-2014.pdf

6780-CHENP-2008 CORRESPONDENCE OTHERS 05-08-2014.pdf

6780-CHENP-2008 FORM-1 24-09-2014.pdf

6780-CHENP-2008 FORM-1 26-03-2014.pdf

6780-CHENP-2008 FORM-3 05-08-2014.pdf

6780-CHENP-2008 FORM-3 17-07-2013.pdf

6780-CHENP-2008 OTHER PATENT DOCUMENT 12-02-2014.pdf

6780-CHENP-2008 OTHERS 12-02-2014.pdf

6780-chenp-2008 abstract.jpg

6780-chenp-2008 abstract.pdf

6780-chenp-2008 claims.pdf

6780-chenp-2008 correspondence others 31-07-2009.pdf

6780-chenp-2008 correspondence-others.pdf

6780-chenp-2008 description (complete).pdf

6780-chenp-2008 drawings.pdf

6780-CHENP-2008 EXAMINATION REPORT REPLY RECEIVED 31-07-2014.pdf

6780-CHENP-2008 EXAMINATION REPORT REPLY RECIEVED 24-09-2014.pdf

6780-CHENP-2008 FORM-1 31-07-2014.pdf

6780-chenp-2008 form-1.pdf

6780-chenp-2008 form-18.pdf

6780-chenp-2008 form-26.pdf

6780-chenp-2008 form-3 31-07-2009.pdf

6780-chenp-2008 form-3.pdf

6780-chenp-2008 form-5.pdf

6780-CHENP-2008 OTHER PATENT DOCUMENT 24-09-2014.pdf

6780-chenp-2008 others.pdf

6780-chenp-2008 pct search report.pdf

6780-chenp-2008 pct.pdf


Patent Number 263430
Indian Patent Application Number 6780/CHENP/2008
PG Journal Number 44/2014
Publication Date 31-Oct-2014
Grant Date 29-Oct-2014
Date of Filing 10-Dec-2008
Name of Patentee ALCATEL LUCENT
Applicant Address 3, AVENUE OCTAVE GREARD- 75007 PARIS.
Inventors:
# Inventor's Name Inventor's Address
1 STEPHEN KAMINSKI, RUCKERTSTRASSE 72, 73054 EISLINGEN,
2 ANTON AMBROSY, PARKSTR. 16/8, 75233 TIEFENBRONN,
PCT International Classification Number H04Q7/38
PCT International Application Number PCT/EP07/055232
PCT International Filing date 2007-05-30
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 06115704.6 2006-06-20 EUROPEAN UNION