Title of Invention

A METHOD OF STABILISING A LDH INSERTION MUTATION AND INSERTING ONE OR MORE EXPRESSIBE GENES INTO LDH GENE

Abstract A Gram-positive bacterium wherein the ethanol production characteristics have been enhanced through stabilization of ldh mutation using a plasmid integration method based on the homologous recombination of a plasmid and insertion element (IE) sequence within the native ldh gene.
Full Text WO 02/29030 PCT/GBO1/04434
Ethanol Production
This invention relates to the production of ethanol as a product of bacterial fermentation. In
particular this invention relates to a novel method of gene inactivation and gene expression
based upon homologous recombination.
Many bacteria have the natural ability to metabolise simple sugars into a mixture of acidic
and neutral fermentation products via the process of glycolysis. Glycolysis is the series of
enzymatic steps whereby the six carbon glucose molecule is broken down, via multiple
intermediates, into two molecules of the three carbon compound pyruvate. The glycolytic
pathways of many bacteria produce pyruvate as a common intermediate. Subsequent
metabolism of pyruvate results in a net production of NADH and ATP as well as waste
products commonly known as fermentation products. Under aerobic conditions,
approximately 95% of the pyruvate produced from glycolysis is consumed in a number of
short metabolic pathways which act to regenerate NAD+ via oxidative metabolism, where
NADH is typically oxidised by donating hydrogen equivalents via a series of steps to
oxygen, thereby forming water, an obligate requirement for continued glycolysis and ATP
production.
Under anaerobic conditions, most ATP is generated via glycolysis. Additional ATP can
also be regenerated during the production of organic acids such as acetate. NAD+ is
regenerated from NADH during the reduction of organic substrates such as pyruvate or
acetyl CoA. Therefore, the fermentation products of glycolysis and pyruvate metabolism
include organic acids, such as lactate, formate and acetate as well as neutral products such
as ethanol.
The majority of facultatively anaerobic bacteria do not produce high yields of ethanol either
under aerobic or anaerobic conditions. Most facultative anaerobes metabolise pyruvate
aerobically via pyruvate dehydrogenase (PDH) and the tricarboxylic acid cycle (TCA).
Under anaerobic conditions, the main energy pathway for the metabolism of pyruvate is via
the pyruvate-formate-lyase (PFL) pathway to give formate and acetyl-CoA. Acetyl-CoA is
then converted to acetate, via phosphotransacetylase (PTA) and acetate kinase (AK) with

WO 02/29030 PCT/GB01/04434
2
the co-production of ATP, or reduced to ethanol via acetaldehyde dehydrogenase (AcDH)
and alcohol dehydrogenase (ADH). In order to maintain a balance of reducing equivalents,
excess NADH produced from glycolysis is re-oxidised to NAD+ by lactate dehydrogenase
(LDH) during the reduction of pyruvate to lactate. NADH can also be re-oxidised by AcDH
and ADH during the reduction of acetyl-CoA to ethanol but this is a minor reaction in cells
with a functional LDH. Theoretical yields of ethanol are therefore not achieved since most
acetyl CoA is converted to acetate to regenerate ATP and excess NADH produced during
glycolysis is oxidised by LDH.
Ethanologenic microorganisms, such as Zymomonas mobilis and yeast, are capable of a
second type of anaerobic fermentation commonly referred to as alcoholic fermentation in
which pyruvate is metabolised to acetaldehyde and CO2 by pyruvate decarboxylase (PDC).
Acetaldehyde is then reduced to ethanol by ADH regenerating NAD+ Alcoholic
fermentation results in the metabolism of 1 molecule of glucose to two molecules of
ethanol and two molecules of CO2. DNA which encodes both of these enzymes in Z.
mobilis has been isolated, cloned and expressed recombinantly in hosts capable of
producing high yields of ethanol via the synthetic route described above. For example; US
5,000,000 and Ingram et al (1997) Biotechnology and Bioengineering 58, Nos. 2 and 3
have shown that the genes encoding both PDC (pdc) and ADH (adh) from Z. mobilis can
be incorporated into a "pet" operon which can be used to transform Escherichia coli strains
resulting in the production of recombinant E. coli capable of co-expressing the Z. mobilis
pdc and adh. This results in the production of a synthetic pathway re-directing E. coli
central metabolism from pyruvate to ethanol during growth under both aerobic and
anaerobic conditions. Similarly, US 5,554520 discloses thai pdc and adh from Z. mobilis
can both be integrated via the use of a pet operon to produce Gram negative recombinant
hosts, including Erwina, Klebsiella and Xanthomonas species, each of which expresses the
heterologous genes of Z. mobilis resulting in high yield production of ethanol via a
synthetic pathway from pyruvate to ethanol.
US 5482846 discloses the simultaneous transformation of mesophilic Gram positive
Bacillus sp with heterologous genes which encode both the PDC and ADH enzymes so that

WO 02/29030 PCT/GB01/04434
3
the transformed bacteria produce ethanol as a primary fermentation product. There is no
suggestion that bacteria transformed with the pdc gene alone will produce ethanol.
EP-A-0761815 describes a method of homologous recombination whereby a sporulation
gene is inserted into Bacillus thurengiensis.
EP-A-0603416 describes a method of homologous recombination whereby an arbitary gene
is inserted into Lactobacillus delbrueckii.
EP-A-0415297 describes a method of producing Bacillus strains expressing a mutant
protease.
Biwas et al., (J. Bacteriol., 175, 3628-3635, 1993) describes a method of homologous
recombination whereby Lactococcus lactis has a chromosomal gene replaced by a plasmid
carried modified copy. The method uses a thermosensitive plasmid and cannot be used to
transform a thermophilic bacterium.
A key improvement in the production of ethanol using biocatalysts can be achieved with
thermophilic microorganisms that operate at high temperature. The conversion rate of
carbohydrates into ethanol is much faster. For example, ethanol productivity in a
thermophilic Bacillus is up to ten-fold faster than a conventional yeast fermentation
process which operates at 30°C. Consequently, a smaller production plant is required for a
given volumetric productivity, thereby reducing plant construction costs. . At high
temperature, there is a reduced risk of contamination in the fermenter from other
microorganisms, resulting in less downtime, increased plant productivity and a lower
energy requirement for feedstock sterilisation. Moreover, fermentation cooling is not
required, reducing operating costs further. The heat of fermentation helps to evaporate
ethanol, which reduces the likelihood of growth inhibition from high ethanol
concentrations, a common problem with most bacterial fermentations. Ethanol evaporation
in the fermenter head space also facilitates product recovery.

WO 02/29030 PCT/GBO1/04434
4
The inventors' strain originates from a wild-type isolate that is a natural composting
organism and far more suited for the conversion of sugars found in agricultural feedstocks
to ethanol than traditional mesophilic microorganisms. The base strain possesses all the
genetic machinery for the conversion of hexose and pentose sugars, and cellobiose to
ethanol; the inventors have simply blocked the LDH pathway to increase ethanol yields.
This process is called self-cloning and does not involve expression of foreign DNA.
Consequently, the resulting organism does not fall under the safety regulations imposed on
the use of genetically modified organisms (GMOs).
In contrast, conventional biocatalysts are either good ethanol producers unable to utilise
pentose sugars or poor ethanol producers that can utilise pentose sugars. These organisms
have been genetically modified using complex genetic techniques so that they can convert
both hexose and pentose sugars to ethanol. However, there are doubts about the stability of
these recombinant organisms and concerns over safety since such organisms fall under the
GMO safety regulations. Moreover, recombinant mesophiles have expensive nutrient
requirements and are sensitive to high salt concentrations and feedstock inhibitors.
The metabolic reactions leading to lactic acid formation (LDH pathway) have been blocked
by chemical mutagenesis and the resulting strain TN is lactate negative and produces
ethanol in high yield. However, the mutant strain is unstable and spontaneously reverts to
the lactacte-producing wild-type. Revertants grow faster than the mutant at low pH and in
high sugar concentrations, and rapidly 'take-over' in continuous culture. During
'take-over', the main fermentation product changes from ethanol to lactate.
The inventors initiated a molecular biology program to tackle the stability problem and
gain a better insight into the genetic systems involved in ethanol formation. The inventors
first developed genetic techniques to specifically manipulate the organism and a
sporulation deficient mutant amenable to generic manipulation was then selected in
continuous culture. The inventors then sequenced several key metabolic genes; lactate
dehydrogenase (Idh), lactase permease (lp), alcohol dehydrogenase (adh) and a novel
insertion sequence located within the Idh gene. DNA sequence analysis of the Idh gene
from the chemically mutated strain revealed that the gene had been inactivated by the

WO 02/29030 PCT/GB01/04434
5
insertion of a naturally occurring insertion sequence element (IE) (also referred to as an IS
element) in the coding region of the gene. Transposition into (and out of) the Idh gene and
subsequent gene inactivation is itself unstable, resulting in reversion.
The inventors determined that the IE sequence within the Idh gene provides a large area for
homologous recombination. It was therefore proposed that the stability of the Idh mutation
could be improved by integration of plasmid DNA into the IE sequence already present
within the Idh gene of strain TN.
The stability of the Idh gene mutation was improved by specific homologous
recombination between a plasmid and the insertion sequence within the Idh gene. The
resulting strain is a sporulation deficient, facultatively anaerobic, Gram-positive Bacillus
which exhibits improved ethanol production characteristics in continuous culture. Results
show that this new type of mutant is completely stable and has superior growth
characteristics and ethanol productivity than the first mutants generated by chemical
mutagenesis.
Strain improvement has been achieved through a novel method of gene integration based
on homologous recombination. The site of integration and plasmid for recombination can
also be used to integrate and overexpress native or heterologous genes.
Southern hybridisation studies indicated that 3 copies of a transposable insertion sequence
element (IE) are present on the chromosome of Bacillus strain LLD-R. The., insertion
sequence is 3.2kb long and comprises three DNA open reading frame sequences (ORF's)
that are potentially translatable into proteins. ORF1 exhibits no homology to any protein in
the National Center for Biotechnology Information (NCBI) database
(www.ncbi.nlm.nih.gov/) whereas istA and istB display significant homology to a family of
known transposase enzymes. Bacillus strain TN was developed from LLD-R following
chemical mutagenesis (Figures 9A and 9B), and one copy of the insertion sequence was
found within the structural Idh gene resulting in inactivation of the Idh gene and a lactate
negative phenotype, the main metabolic product of fermentation thereby changing from
lactate to ethanol. The DNA sequence of the Idh gene and the IE sequence (underlined)

WO 02/29030 PCT/GB01/04434
6
from Bacillus strain TN are shown in Fig. 1. The amino acid sequence of L-LDH is shown
in Fig. 11.
However, this insertion proved to be relatively unstable and the mutant strain TN
spontaneously reverts back to strain TN-R with a functional Idh gene. The main metabolic
product of fermentation changes from ethanol to lactate as shown in Fig. 2 which shows
the genetic instability of Bacillus mutant strain TN.
The IE sequence was amplified from TN chromosomal DNA by PCR. Primers were
chosen from the Idh gene sequence that flanked the insertion sequence and a HindUl
restriction site was introduced into the upstream primer and a Xbal restriction site was
introduced into the downstream primer to create convenient restriction sites for subsequent
cloning into plasmid pUBUC. A 3.2kb PCR fragment containing the insertion sequence
was trimmed using HindIIIand Xbal restriction endonucleases and subsequently cloned
into plasmid pUBUC resulting in plasmid pUBUC-IE (Figure 5).
In vivo methylation of plasmid DNA to prevent its restriction after transformation of
Bacillus sp. was achieved after transformation, propagation in and purification from E.
coli TOP 10 cells harbouring plasmid pMETH. Methylated pUBUC-IE was then used to
transform Bacillus strain TN. Transformants were first isolated on TGP agar plates
(kanamycin) at 52°C. Transformants were then screened using PCR amplification of the
Idh gene. Failure to amplify a PCR product (greater than 10 kb using set PCR conditions)
using LDH primers suggested that at least one copy of the plasmid had become integrated
into the chromosome.
The new strain, TN-T9, was grown under pH controlled conditions in continuous culture
without kanamycin selection to check for strain stability. Stability of strain TN-T9 was
confirmed using sub-optimal fermentation conditions such that residual sugar was present
within the fermentation medium; conditions which favour reversion. The fermentation ran
continuously for 750 hours without any trace of lactate production despite the presence of
residual sugar within the fermentation medium, pyruvate excretion and numerous
deviations from the set conditions. Ethanol was produced in relatively large amounts

WO 02/29030 PCT/GB01/04434
7
throughout the fermentation Fig. 4, indicating that the Idh gene mutation in strain TN-T9 is
stable in continuous culture under the experimental conditions provided.
The inventors have also optimised the fermentation conditions for cell growth and ethanol
production for Bacillus strain TN-T9.
In summary the inventors have developed a dual system for improving the stability of the
Idh mutant whilst expressing pdc and adh genes optionally using a pdcladh operon. The
inventors have also isolated and sequenced a novel Idh gene and insertion sequence
element, as well as novel lactate permease and alcohol dehydrogenase genes. Furthermore,
the inventors have developed a technique for the integration of plasmid DNA into the
chromosome and selection of recombinant Bacillus sp and have developed a set of
optimised conditions for the production of ethanol by bacterial fermentation.
Accordingly, a first aspect of the present invention relates to a recombinant thermophilic,
Gram-positive bacterium which has been transformed using a method of homologous
recombination for stabilising a gene mutation and for inserting an expressible gene..
The invention also provides a recombinant thermophilic, Gram-positive bacterium in
which the stability of the Idh mutation has been enhanced by homologous recombination
between a plasmid and the chromosomal DNA of the bacterium resulting in a strain for the
production of ethanol as a product of bacterial fermentation.
Preferably, the Gram-positive bacterium is a strain of B. thermoglucosidasius.
Preferably, the Gram-positive bacterium has been transformed with a plasmid harbouring
an BE sequence as set forth in Fig. 1, or a functional portion or variant thereof.
Advantageously, the IE sequence of Fig. 1, or functional variant or portion thereof, is stably
incorporated into the chromosome of the recombinant bacterium by homologous
recombination.

WO 02/29030 PCT/GB01/04434
8
Preferably, integration of the IE sequence into the chromosome of the recombinant
bacterium will result in the inactivation of the native Idh gene.
Preferably, the Gram-positive bacterium is Bacillus strain TN-T9 (NCIMB Accession no.
NCIMB 41075 deposited on 8th September 2000 in accordance with the terms of the
Budapest Treaty).
Alternatively, it is preferred that the Gram-positive bacterium is Bacillus strain TN-TK
(NCIMB Accession no. NCIMB 41115 deposited on 27th September 2001 in accordance
with the terms of the Budapest Treaty).
The present invention also relates to a Gram-positive bacterium obtained by selecting
mutants of TN-T9 which are kanamycin sensitive. A suitable method for obtaining such,
strains is described in the appended examples.
Preferably, the Gram-positive bacterium is sporulation deficient.
According to a second aspect of the present invention there is provided a Gram-positive
bacterium wherein a native Idh gene has been inactivated by homologous recombination
and one or more expressible genes have been inserted into the chromosomal DNA of the
bacterium. Furthermore, gene expression may be increased by increased gene copy number
following multiple insertions of the plasmid into the insertion sequence either as a result of
one round or repeated rounds of integration.
The one or more expressible genes may be inserted into one or more IE sequences present
in the chromosomal DNA of the bacterium. For example, there are 3 IE sequences on the
chromosome of strains TN-T9 and TN-TK.
The gene to be expressed may be native to Bacillus such as alcohol dehydrogenase or
foreign (i.e. heterlogous such as pyruvate decarboxylase from Z. mobilis and a-amylase
from B. stearothermophilus. The genes may also be arranged in an operon under the same

WO 02/29030 PCT/GB01/04434
9
transcriptional control. Gene expression may be regulated by manipulating the copy
number of the gene and by using different transcriptional promoter sequences.
Preferably, the one or more genes arepdc and/or adh.
The amino acid sequence of adh is shown in Fig. 12.
According to a third aspect of the invention there is provided a method of inactivating a
native Idh gene and inserting one or more expressible genes into the chromosome of a
bacterium by homologous recombination.
Preferably the bacterium is a thermophilic Gram-positive bacterium.
Preferably, the gene to be inactivated is a native Idh gene and the one or more expressible
genes are a pdc gene and a adh gene. ' _ •
Preferably, the pdc gene and the adh gene form part of a PDC operon operatively linked
to the IE sequence of Fig. 1 on the same plasmid. '
Preferably the pdc gene is heterologous to the cell.
Preferably, both the IE sequence of Fig. 1 and the PDC operon, or portions thereof, are
stably integrated into the chromosome of the bacterium.
Advantageously, the method of gene inactivation and expression comprises the use of a
shuttle vector, as set forth in Fig. 5, which is able to replicate in E. coli and Bacillus strains
at temperatures up to 54°C.
According to a fourth aspect of the present invention there is provided a shuttle vector
which is able to replicate in both E. coli and Bacillus sp at temperatures up to 54°C, which
confers resistance to ampicillin and kanamycin and which harbours the IE sequence, or a
portion thereof as set forth in Fig. 1, from Bacillus strain TN.

WO 02/29030 PCT/GB01/04434
10
Preferably, the shuttle vector is pUBUC-E as set forth in Fig. 5.
Preferably, the shuttle vector will contain a PDC operon comprising a pdc gene and a adh
gene under the control of the Idh promoter and operably linked to the IE sequence of Fig. 1.
According to a fifth aspect of the present invention there is provided a method of selecting
for recombinant Bacillus sp at high temperature wherein plasmid DNA has been stably
integrated into the Idh gene of the recombinant bacterium by homologous recombination,
comprising use of PCR to select for recombinants that do not contain the native Idh gene
and IE sequence.
Preferably, successful integration of the insertion sequence into the Idh gene will be
indicated by failure to amplify a PCR product from the Idh gene of the recombinant
bacterium.
The present invention also provides one or more polypeptides encoded by the sequence
shown in Fig. 1 from nucleotide 652 to nucleotide 3800, or a functional variant or portion
thereof, wherein the one or more polypeptides have the biological activity of a transposase.
The one or more polypeptides may have the biological activity of a transposase taken alone
or when combined with other polypeptides.
Preferably, the one or more polypeptides has the amino acid sequence shown in Fig. 13,
Fig. 14 or Fig. 15 or a functional portion or variant thereof.
The functional portions or variants retain at least part of the transposase function of the
polypeptide shown in Fig. 13, Fig. 14 or Fig. 15. Preferably the portions are at least 20,
more preferably at least 50 amino acids in length. Furthermore, it is preferred that the
variants have at least 80%, more preferably at least 90% and most preferably at least 95%
sequence homology with the polypeptide shown in Fig. 13, Fig. 14 or Fig. 15. Homology
is preferably measured using the BLAST program.

WO 02/29030 PCT/GB01/04434
11
According to a sixth aspect of the invention there is provided a DNA sequence as set forth
in Fig. 6, or a functional variant thereof, which codes for a polypeptide having the
biological activity of the enzyme lactate dehydrogenase.
According to a seventh aspect of the present invention there is provided a DNA sequence
as set forth in Fig. 7B, or a functional variant thereof, which codes for a polypeptide having
the biological activity of the enzyme lactate perm ease.
According to an eigth aspect of the present invention there is provided a DNA sequence as
set forth in Fig. 8, or a functional variant thereof, which codes for a polypeptide having the
biological activity of the enzyme alcohol dehydrogenase.
In this specification, functional variants include DNA sequences which as a result of
sequence additions, deletions or substitutions, or which by virtue of the degeneracy of the
genetic code, hybridise to and/or encode a polypeptide having a lactate dehydrogenase
lactate permease or alcohol deydrongenase activity. Preferably, the variants have at least
80%, more preferably 90% and most preferably 95% sequence homology to the sequence
shown in the Figures. Homology is preferably measured using the BLAST program.
A ninth aspect of the invention also provides a method for improving the stability of the
Idh mutant comprising expressing genes using apdc/adh operon.
A tenth aspect of the present invention relates to a technique for the integration and
selection of recombinant Bacillus sp in accordance with the invention.
According to the final eleventh aspect of the present invention there is provided a process
for the production of ethanol by bacterial fermentation of the Gram-positive bacterium of
the present invention comprising optimised fermentation conditions of pH, temperature,
redox values and specific dilution rates for cell growth and ethanol production. Preferably,
the fermentation conditions will comprise a pH range of between 5.5-7.5 and a temperature
range of 40-75°C with redox values being between - 360 - 400 mV and dilution rates
between 0.3 and 0.8h'.

WO 02/29030 PCT/GB01/04434
12
Brief Description of the Drawings
The production of recombinant bacteria in accordance with the present invention will now
be described, by way of example only, with reference to the drawings in which:
Fig. 1 shows the nucleotide sequence of a DNA sequence comprising an insertion element
(IE), wherein the IE sequence is underlined;
Fig. 2 is a schematic representation of the genetic instability of strain TN;
Fig. 3 is a schematic representation of the method for LDH gene inactivation by
single-crossover recombination in Bacillus mutant strain TN;
Fig. 4 is a graphical representation showing the stability of Bacillus mutant strain TN-T9 in
continuous culture for over 750 hours;
Fig. 5 is a schematic representation of shuttle vector pUBUC-IE;
Fig. 6 shows the DNA sequence of a novel lactate dehydrogenase gene and translated
amino acid sequence from Bacillus strain LN;
Fig. 7A shows the partial DNA sequence of a novel lactate permease gene and the
translated amino acid sequence from Bacillus strain LN;
Fig. 7B shows the full DNA sequence of a novel lactate permease gene and the translated
amino acid sequence from Bacillus strain LN;Fig. 8 shows the DNA sequence of a novel
alcohol dehydrogenase gene (underlined) from Bacillus strain LN;
Fig. 9 is a schematic representation showing (A) the development of Bacillus strain TN-T9
and (B) the development of Bacillus strains TN-T9 and TN-TK;
Fig. 10 shows the construction of an artificial PDC operon;

WO 02/29030 PCT/GB01/04434
13
Fig. 11 shows the amino acid sequence of L-lactate dehydrogenase (Idh) from the TN
strain;
Fig. 12 shows the amino acid sequence of alcohol dehydrogenase (adh) from the TN strain;
Fig. 13 shows the amino acid sequence of a transposase encoded by the IE sequence.
Fig. 14 shows the amino acid sequence of a transposase encoded by the IE sequence.
Fig. 15 shows the amino acid sequence of a transposase encoded by the IE sequence.
Examples
Materials and Methods
Construction of plasmid pUBUC
A shuttle vector for the transfer of DNA between E. coli and the inventor's thermophilic
Bacillus strains was developed by fusing plasmids pUC18 and pUBHO. Plasmid pUBHO
is a widely used vector that was isolated from Staphyloccocus aureus which confers
resistance to kanamycin and which can replicate in B. stearothermophilus at temperatures
up to 54°C Narumi et al, 1992 Biotechnology Techniques 6, No. 1. Plasmids pUBl 10 and
pUC18 were linearised with EcoRl and BamKl, and then ligated together to form pUBUC
(6.4kb). Plasmid pUBUC has a temperature sensitive replicon, and cannot replicate above
54°C making it an ideal host for gene integration, via homologous recombination at
elevated temperatures.
Construction of plasmid pMETH
A 1.1kb fragment containing the met gene was amplified from Haemophilus aeygptius
chromosomal DNA by PCR- The gene was verified by DNA sequencing. The met gene
was trimmed with BamHL and Xbal, and then subcloned into the expression plasmid
pCL1920, previously linearised with BamHl and Xbal. The resultant plasmid pMETH was
transformed into E. coli TOP10. E. coli TOP10 cells harbouring pMETH were propagated
and the culture was harvested for subsequent transformation and in vivo methylation using

WO 02/29030 PCT/GB01/04434
14
a method described by Tang et al (1994) Nuc. Acid Res. 22 (14). Competent cells were
stored in convenient aliquots at -70°C prior to transformation.
PCR Amplification
The IE sequence was amplified from TN chromosomal DNA by PCR using primers IDH7
and LDH8. The concentration of reactants and the PCR procedure used were those
recommended in the Expand™ High Fidelity PCR System (Roche Diagnostics). PCR
amplification from lyophilised cells was achieved after 30 cycles in a Genius thermocycler
(Techne, Ltd., Cambridge). The sequence of the upstream primer, LDH7, was
5'-AAGCTT GAT GAA ATC CGG ATT TGA TGG-3' and the sequence of the
downstream primer, LDH8 was 5'-TCTAGA GCT AAA TTT CCA AGT AGC-3'. These
primers were chosen from the Idh gene sequence that flanked the insertion sequence. A
HindlH. restriction site was introduced into the upstream primer and a Xbal restriction site
was introduced into the downstream primer to create convenient restriction sites for
subsequent cloning (introduced sites are underlined).
Construction of plasmid pUBUC - IE
The manipulation, transformation and isolation of plasmid DNA in E. coli was performed
using standard procedures (Maniatis). A 3.2 kb PCR fragment containing the insertion
sequence was trimmed with HindIII and XbaI and then cloned into plasmid pUBUC. The
resulting shuttle plasmid, referred to as pUBUC-IE (Figure 5) can replicate in E.,coli and
Bacillus strains at temperatures up to 54°C, confers resistance to ampicillin and kanamycin,
and harbours the IE sequence from Bacillus strain TN.
Construction of PDC Operon
Bacillus strain TN converts the intracellular metabolite pyruvate to acetyl-CoA via the PFL
or PDH pathway. Acetyl-CoA is then reduced to acetaldehyde and then to ethanol in
reactions catalysed by AcDH and ADH, respectively. The introduction of a foreign PDC
enzyme provides the cells with an alternative pathway for ethanol production that involves
decarboxylation of pyruvate by PDC to form acetaldehyde which is then reduced to ethanol

WO 02/29030 PCT/GB01/04434
15
by. the native ADH enzyme. Both PDC and ADH are involved in the conversion of
pyruvate to ethanol.
We have shown that expression of Z. mobilis pdc from plasmid pZP-1 improves cell
grdwth and stability of the mutant strain TN. However, we did not see any significant
increase in ethanol formation. Therefore, we decided to increase pdc gene expression and
co-express the native adh gene from Bacillus TN.
In plasmid pZP-1, the pdc gene was placed under the control of the Idh promoter sequence
from B. stearothermophilus NCA1503. We decided to change the promoter with the Idh
promoter from Bacillus LN (construct 1). We then placed the adh gene from Bacillus
strain LN under the control of the Idh promoter (construct 2). Finally, both pdc (from Z.
mobilis and adh (from Bacillus LN) were placed under the control of the Idh promoter
sequence (construct 3). All the genes have been amplified by PCR from Z. mobilis (pdc)
and Bacillus strain LN (Idh promoter and pdc), trimmed with the appropriate restriction
enzymes, ligated together and cloned into an E. coli plasmid vector. The 3 constructs were
cloned into the replicative shuttle vectors pUBUC, pFCl or the integrative shuttle vector
pUBUC-IE for chromosomal integration.
Example 1
Transformation of TN
Plasmid pUBUC-IE was methylated in vivo after transformation, propagation in and
purification from E. coli TOP 10 cells harbouring plasmid pMETH. Methylated pUBUC-EE
was then used to transform Bacillus strain TN. Bacillus strain TN cells were grown at
65°C in 50ml of TGP medium until the absorbance at 600nm (A600) reached 0.5-0.6. The
culture was chilled on ice for 15-30 min. The cells were harvested by centrifugation and
washed once in 10ml and twice in 5ml of cold TH buffer (272mM trehalose and 8mM
HEPES; pH 7.5 with KOH). The cell pellet was re-suspended in 400µl of TH buffer and
stored at 4°C prior to electroporation. Methylated plasmid DNA was used to transform
strain TN by electroporation based on a method previously described by Narumi et al
(1992) Biotechnology Techniques 6(1). The competent cells were dispensed into 90µl

WO 02/29030 PCT/GB01/04434
16
aliquots and mixed with 2µl of methylated plasmid DNA (250 ng/µl). The mixture was
transferred to cold electroporation cuvettes (0.2cm electrode gap) and incubated on ice for
5 minutes. The suspensions were then subjected to a 2.5kV discharge from a 25uF
capacitor and the pulse control was set at 201 ohms (time constant, ז = 5 ms) using a
EquiBio EasyJect electroporator. The cells were immediately transferred to 5ml of
pre-warmed TGP, incubated at 52°C for lhr, and plated on TGP agar (lOµg/ml
kanamycin). The plates were incubated for 24-48 hours at 52°C.
Selection of Recombinants
The following method was used to select for chromosomal integration of the temperature
sensitive plasmid pUBUC-IE by homologous recombination.
1. Transformants were grown in 5ml of TGP (kanamycin) medium at 52°C for 24 hours.
2. 50ml of fresh TGP (kanamycin) medium was inoculated with lml from O/N culture
and incubated in a shaking water bath at 52°C until a ODwo was reached ~ 0.5.
3. 15ml of the above culture was centrifuged at 4100 rpm for 5 min at 5°C and the pellet
was resuspended in 150µl of TGP (10:g/ml kanamycin) medium and spread on TGP
(kanamycin) plates.
4. The plates were incubated at 68°C for 16 hours.
5. The isolated colonies were picked and analysed for plasmid integration into the
insertion sequence site by PCR.
Screening of TN integrants
TN integrants were isolated at 68°C. Failure to amplify a PCR product using LDH primers
in TN integrants indicated that at least one copy of plasmid pUBUC-IE had become
integrated into the chromosome. As a result of integration the new strain TN-T9 was found
to be more stable with regard to Idh reversion and "take over" than the parental strain TN.

WO 02/29030 PCT/GB01/04434
17
Stability of Strain TN-T9
The fermentation was run under sub-optimal conditions such that residual sugar was
present in the medium; conditions which favour reversion. The fermentation ran
continuously for over 750 hours without any trace of lactate production despite residual
sugar, pyruvate excretion and numerous deviations from the set conditions. Ethanol was
produced in relatively large amounts throughout the fermentation. Kanamycin was not
used to select for integratnts throughout the entire fermentation. These results indicate that
the Idh gene mutation in TN-T9 is stable in continuous culture under the experimental
conditions (pH 7.0,65°C with a 2% sugar feed).
Ethanol Yields and Productivity
The fermentation conditions have been optimised for ethanol production from glucose,
xylose and glucose/xylose based feedstocks.
Culture type: continuous
Temperature: 65°C
pH: 6.8
Sugar concentration in feed: 2-10%
Sparge gas: air
Redox: >-350mV (controlled through air flow rate)
Dilution rate: 0.36-0.6 h-1
Under these conditions the ethanol yields obtained were between 0.4-0.5 g/g sugar.
Ethanol productivities, using a dilution rate of 0.5h-1 were approximately 4 and 8 g
ethanol/litre/hour on 2 and 4% sugar feeds, respectively.
Example 2
Selection of the kanamycin sensitive strain - TN-TK
Bacillus TN-TK is a kanamycin sensitive derivative of TN-T9. This strain is completely
stable with regard to the Idh mutation and an ideal host for plasmid borne expression
involving kanamycin as a selectable marker.

WO 02/29030 PCT/GB01/04434
18
TN-T9 was first grown at 68°C for 24 hours in 5ml of TGP supplemented with kanamycin
(10µg/ml). Approximately 100ml of culture was spread on two TGP (Km) agar plates and
incubated overnight at 68°C. Several hundred colonies were obtained and 100 were
transferred to fresh TGP (Km) plates using a sterile toothpick. After overnight growth at
68°C, the colonies were transferred (by replica plating) to fresh TGP plates and TGP (Km)
plates and grown overnight at 68C.
Two kanamycin sensitive colonies were obtained on TGP but not on the corresponding
TGP (Km) plate. The Idh gene regions from these colonies were amplified by PCR and
found to be comparable in size to the disrupted Idh gene from TN-T9 (parental strain). PCR
was used to demonstrate that the strains had lost the gene conferring resistance to
kanamycin. One derivative referred to as TN-TK was chosen for further growth
experiments. These experiments confirmed that the kanamycin sensitivity and Idh mutation
were completely stable.

WO 02/29030 PCT/GB01/04434
19
Claims
1. A Gram-positive bacterium wherein the ethanol production characteristics have
been enhanced through stabilisation of a Idh mutation using a plasmid
integration method based on the homologous recombination of a plasmid and
insertion element (IE) sequence within the native Idh gene.
2. A thermophilic Gram-positive bacterium which has been transformed using a method
of homologous recombination for stabilising a gene mutation and for inserting an
expressible gene.
3. A Gram-positive bacterium according to claim 1 which is a thermophilic.
4. A Gram-positive bacterium according to claim 1,2 or 3 wherein the bacterium is a
Bacillus sp selected from B. stearothermophilits, B. calvodelox, B. caldotenax, B.
thermoglucosidasins, B. coagulans, B. licheniformis, B. thermodenitrificans, and B.
caldolyticus.
5. A Gram-positive bacterium according to any preceding claim wherein the Bacillus sp is
B. thermoglucosidasius strain TN-T9 (NCIMB Accession No. NCIMB 41075).
6. A Gram-positive bacterium according to any one of claims 1 to 4 wherein the Bacillus
sp is B. thermoglucosidasius strain TN-TK (NCIMB Accession No. NCIMB 41115).
7. A Gram-positive bacterium according to any one of the claims 1 to 6 wherein the
bacterium has been transformed with a shuttle vector comprising the IE sequence, or a
functional portion or variant thereof, as set forth in Fig. 1.
8. A Gram-positive bacterium according to claim 7 wherein the IE sequence, a functional
or portion variant thereof, is stably incorporated into the chromosome of the
recombinant bacterium by homologous recombination.

WO 02/29030 PCT/GB01/04434
20
9. A Gram-positive bacterium according to any preceding claim wherein a native Idh gene has been inactivated by homologous recombination.
10. A Gram-positive bacterium according to any preceding claim which is sporulation
deficient.
11. A Gram-positive bacterium according to any preceding claim wherein the native Idh
gene has been inactivated and which expresses a heterologouspcfc gene.
12. A Gram positive bacterium according to any one of claims 9,10 or11 wherein the
native Idh gene has been irreversibly inactivated.
13. A method of inactivating -a native Idh gene and inserting one or more expressible
genes comprising homologous recombination.
14. The method according to claim 13 wherein the one or more expressible genes are a
pdc gene and a adh gene..
15. The method according to claim 14 wherein the pdc gene and the adh gene form part of
a PDC operon operatively linked to the IE sequence of Fig. 1.
16. The method according to claim 13, 14 or 15 in which the heterologous/wfc gene is from
a Zymomonas sp.
17. The method according to anyone of claims 13 to 16 in which the heterologous/Hfc
gene is from Zymomonas mobilis.
18. The method according to any one of claims 14 to 17 wherein the adh gene is from
Bacillus strain LN.

WO 02/29030 PCT/GB01/04434
21
19. The method according to anyone of claims 13 to 18 wherein an insertion sequence and
a PDC operon, or portions thereof, are stably integrated into the chromosome of the
recombinant bacterium.
20. The method according to anyone of claims 13 to 14 comprising using a shuttle vector,
as set forth in Fig. 5, which is able to replicate in E. coli and Bacillus strains.
21. A shuttle vector which harbours an IE sequence, or a portion thereof, as set forth in
Figure 1.
22. The shuttle vector according to claim 21 which harbours apdc gene operatively linked
to the IE sequence of Fig. 1.
23. The shuttle vector according claim 22 wherein the pdc gene forms part of a PDC
operon.
24. A method of selecting for a recombinant bacterium having an idh gene, wherein
plasmid DNA has been stably integrated into the Idh gene of the bacterium by
homologous recombination, comprising use of PCR to amplify the Idh gene.
25. A method according to claim 23, wherein failure to amplify a PCR product from the
Idh gene of the recombinant bacterium indicates integration of the IE sequence as set
forth in Fig. 1, or a portion thereof, into the chromosome of the recombinant bacterium.
26. A DNA sequence as set forth in Fig. 6,or-a-ftnetional variant thereof/which codes for
a polypeptide having the biological activity of the enzyme lactate dehydrogenase.
27. A DNA sequence which hybridises to the DNA sequence of Fig. 6 under stringent
conditions, or which is degenerate to the DNA sequence of Fig. 6 and which codes for a
polypeptide having the activity of the enzyme lactate dehydrogenase.

WO 02/29030 PCT/GB01/04434
22
28. A DNA sequence as set forth in Fig. 7B,or-a-functional variant thereof, which codes
for a polypeptide having the biological activity of the enzyme lactate permease.
29. A DNA sequence which hybridises to the DNA sequence of Fig. 7B under stringent
conditions, or which is degenerate to the DNA sequence of Fig. 7B and which codes for a polypeptide having the activity of the enzyme lactate permease.
30. A DNA sequence as set forth in Fig. 8, or a functional variant thereof, which codes for
a polypeptide having the biological activity of the enzyme alcohol dehydfogenase.
31. A DNA sequence which hybridises to the DNA sequence of Fig. 8 under stringent
conditions, or which is degenerate to the DNA sequence of Fig. 8 and which codes for a polypeptide having the activity of the enzyme alcohol dehydrogenase.
32 A DNA sequence as set forth in Fig. 1 or a portion or functional variant thereof
which codes for one or more polypeptides having the biological activity of a
transposase, and has been classified as an insertion sequence.
33. An DNA sequence according to claim 32, wherein the sequence is from
thermophilic Bacillus strain TN.
34. One or more polypeptides encoded by the the sequence show in Fig. 1 from residue
652 to residue 3800 or a functional variant or-portion-thereof wherein the one-or more
polypeptides have the biological activity of a transposase.
35. A process for the production of ethanol by bacterial fermentation of the Gram-positive
bacterium according to any one of claims 1 to 12 comprising using optimised
fermentation conditions wherein the pH of the fermentation medium is within the range of pH 5.5-7.5.

WO 02/29030 PCT/GB01/04434
23
36. The process according to claim 35 wherein the pH of the fermentation medium is
preferably between pH 6.0 - 7.0.
37. The process according to claim 35 or 36 wherein the pH of the fermentation medium
is preferably between pH 6.4 - 6.9.
38. A process for the production of ethanol by bacterial fermentation of the Gram-positive
bacterium according to any one of claims 1 to 12 comprising using optimised
fermentation conditions wherein the temperature of the fermentation medium is within
the range 40 - 75°C.
39. The process according to claim 38 wherein the temperature of the fermentation
medium is preferably between 52 - 70°C.
40. The process according to claim 38 or 39 wherein the temperature of the fermentation
medium is preferably between 60 - 68°C.

41. A process for the production of ethanol by bacterial fermentation comprising using air
sparging within the culture such that the redox potential is between -360 and -400 mV.
42. The process according to claim 41 wherein the redox values are preferably between
370 and -380 mV.
43. The proess according to claim 40 or 41 wherein the Gram-positive bacterium
according to any one of claims 1 to 12.

44. A process for the continuous production of ethanol by bacterial fermentation of the
Gram-positive bacterium according to any one of claims 1 to 12 in which the feed
dilution rates are between 0.3-0.8 h-1.
45. A process according to claim 43 wherein the feed dilution rates are preferably between
0.4 - 0.6 h-1.

WO 02/29030 PCT/GB01/04434
24
46. A process according to any one of claims 35 to 44 in which the bacterium used is
Bacillus strain TN.

A Gram-positive bacterium wherein the ethanol production characteristics have been
enhanced through stabilization of ldh mutation using a plasmid integration method based
on the homologous recombination of a plasmid and insertion element (IE) sequence
within the native ldh gene.

Documents:

02683-kolnp-2007-abstract.pdf

02683-kolnp-2007-claims.pdf

02683-kolnp-2007-correspondence others.pdf

02683-kolnp-2007-description complete.pdf

02683-kolnp-2007-drawings.pdf

02683-kolnp-2007-form 1.pdf

02683-kolnp-2007-form 2.pdf

02683-kolnp-2007-form 3.pdf

02683-kolnp-2007-form 5.pdf

2683-KOLNP-2007-(05-03-2013)-ANNEXURE TO FORM-3.pdf

2683-KOLNP-2007-(05-03-2013)-CLAIMS.pdf

2683-KOLNP-2007-(05-03-2013)-CORRESPONDENCE.pdf

2683-KOLNP-2007-(05-03-2013)-FORM-1.pdf

2683-KOLNP-2007-(05-03-2013)-FORM-2.pdf

2683-KOLNP-2007-(05-03-2013)-OTHERS.pdf

2683-KOLNP-2007-(15-03-2013)-PETITION UNDER RULE 137.pdf

2683-KOLNP-2007-(30-10-2013)-CORRESPONDENCE.pdf

2683-KOLNP-2007-(30-10-2013)-FORM-1.pdf

2683-KOLNP-2007-(30-10-2013)-PETITION UNDER RULE 137.pdf

2683-KOLNP-2007-CORRESPONDENCE OTHERS 1.1.pdf

2683-KOLNP-2007-FORM 18.pdf


Patent Number 259236
Indian Patent Application Number 2683/KOLNP/2007
PG Journal Number 10/2014
Publication Date 07-Mar-2014
Grant Date 04-Mar-2014
Date of Filing 18-Jul-2007
Name of Patentee ELSWORTH BIOTECHNOLOGY LIMITED
Applicant Address AGROL HOUSE, WOODBRIDGE MEADOWS, GUILDFORD, SURREY GU1 1BA
Inventors:
# Inventor's Name Inventor's Address
1 CUSDIN, FIONA 2 LADEN PARK, HORLEY, SURREY RH6 8DZ
2 JAVED, MUHAMMAD 10 GREENSIDE, DAGENHAM, ESSEX RM8 1YB
3 MILNER, PAUL 23 SUSEX ROAD, ICKENHAM, UXBRIDGE UB10 8PN
4 GREEN, EDWARD 32 STATION ROAD, SHALFORD, GUILDFORD, SURREY GU4 8HB
PCT International Classification Number C12N 9/00
PCT International Application Number PCT/GB2001/004434
PCT International Filing date 2001-10-05
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 0024554.8 2000-10-06 U.K.
2 60/247,017 2000-11-13 U.K.