Title of Invention

A METHOD FOR ENCODING N INPUT AUDIO CHANNELS INTO M ENCODED AUDIO CHANNELS AND A METHOD FOR DECODING M ENCODED AUDIO CHANNELS REPRESENTING N AUDIO CHANNELS

Abstract Multiple channels of audio are combined either to a monophonic composite signal (Figure 1, reference 6) or to multiple channels of audio (Figure 6, reference 6') along with related auxiliary information from which multiple channels of audio are reconstructed (figures 2, 7, 8, 9), including improved downmixing of multiple audio channels to a monophonic audio signal (Figure 1, reference 6) or to multiple audio channels (Figure 6, reference 6') and improved decorrelation (Figures 2 and 7, references 38 and 42, Figure 8, references 46 and 48, and Figure 9, references 50 and 52) of multiple audio channels derived from a monophonic audio channel or from multiple audio channels. Aspects of the disclosed invention are usable in audio encoders (figures 1 and 6), decoders figures 2, 7, 8, and 9), encode/decode systems downmixers (figure 1, reference 6, figure 6, reference 6'), upmixers (figure 7, 8 and 9, reference 20), and decorelators (Figures 2 and 7, references 38 and 42, Figure 8, references 46 and 48, and Figure 9, references 50 and 52).
Full Text


Technical Field
The invention relates generally to audio signal processing. The invention is
particularly useful in low bitrate and very low bitrate audio signal processing. More
particularly, aspects of the invention relate to an encoder (or encoding process), a decoder
(or decoding processes), and to an encode/decode system (or encoding/decoding process)
for audio signals in which a plurality of audio channels is represented by a composite
monophonic ("mono") audio channel and auxiliary ("sidechain") information.
Alternatively, the plurality of audio channels is represented by a plurality of audio
channels and sidechain information. Aspects of the invention also relate to a
multichannel to composite monophonic channel downmixer (or downmix process), to a
monophonic channel to multichannel upmixer (or upmixer process), and to a monophonic
channel to multichannel decorrelator (or decorrelation process). Other aspects of the
invention relate to a multichannel-to-multichannel downmixer (or downmix process), to a!
multichannei-to-multichannel upmixer (or upmix process), and to a decorrelator (or
decorrelation process.
Background Art
In the AC-3 digital audio encoding and decoding system, channels may be
selectively combined or "coupled" at high frequencies when the system becomes starved
for bits. Details of the AC-3 system are well known in the art - see, for example: ATSC
Standard A52/A: Digital Audio Compression Standard (AC-3), Revision A, Advanced
Television Systems Committee, 20 Aug. 2001.
The frequency above which the AC-3 system combines channels on demand is
referred to as the "coupling" frequency. Above the coupling frequency, the coupled
channels are combined into a "coupling" or composite channel. The encoder generates
"coupling coordinates"'(amplitude scale factors) for each subband above the coupling
frequency in each channel. The coupling coordinates indicate the ratio of the original
energy of each coupled channel subband to the energy of the corresponding subband in
the composite channel. Below the coupling frequency, channels are encoded discretely.
The phase polarity of a coupled channel's subband may be reversed before the channel is
combined with one or more other coupled channels in order to reduce out-of-phase signal

component cancellation. The composite channel along with sidechain information that
includes, on a per-subband basis, the coupling coordinates and whether the channel's
phase is inverted, are sent to the decoder. In practice, the coupling frequencies employed
in commercial embodiments of the AC-3 system have ranged from about 10 kHz to about
3500 Hz. U.S. Patents 5,583,962; 5,633,981, 5,727,119,5,-909,664, and 6,021,386
include teachings that relate to the combining of multiple audio channels into a composite
channel and auxiliary or sidechain information and the recovery therefrom of an
approximation to the original multiple channels.
Prior art methods of parametric encoding and decoding of at least two-channel audio signals
are known from WO 03/069954 and WO 03 / 090208. Prior art methods of generating output
signals having specified cross-correlation relationships from an input signal are know from
US 5234546 and WO 91/20164.
Disclosure of the Invention
Aspects of the present invention may be viewed as improvements upon the
"coupling" techniques of the AC-3 encoding and decoding system and also upon other
techniques in which multiple channels of audio are combined either to a monophonic
composite signal or to multiple channels of audio along with related auxiliary information
and from which multiple channels of audio are reconstructed. Aspects of the present
invention also may be viewed as improvements upon techniques for downmixing multiple
audio channels to a monophonic audio signal or to multiple audio channels and for
decorrelating multiple audio channels derived from a monophonic audio channel or from
multiple audio channels.
Aspects of the invention may be employed in an N: 1 :N spatial audio coding

technique (where 'N" is the number of audio channels) or an M: 1 :N spatial audio coding
technique (where "M" is the number of encoded audio channels and "N" is the number of
decoded audio channels) that improve on charm el coupling, by providing, among other
things, improved phase compensation, decorrelation mechanisms, and signal-dependent
variable time-constants. Aspects of the present invention may also be employed in N:x:N
and M:x:N spatial audio coding techniques wherein "x" may be 1 or greater than 1.
Goals include the reduction of coupling cancellation artifacts in the encode process by
adjusting relative interchannel phase before downmixing, and improving the spatial

dimensionality of the reproduced signal by restoring the phase angles and degrees of
decorrelation in the decoder. Aspects of the invention when embodied in practical
embodiments should allow for continuous rather than on-demand channel coupling and
lower coupling frequencies than, for example in the AC-3 system, thereby reducing the
required data rate.
Description of the Accompanying Drawings
FIG. 1 is an idealized block diagram showing the principal functions or devices of
an N:l encoding arrangement embodying aspects of the present invention.
FIG. 2 is an idealized block diagram showing the principal functions or devices of
a 1:N decoding arrangement embodying aspects of the present invention.
FIG. 3 shows an example of a simplified conceptual organization of bins and
subbands along a (vertical) frequency axis and blocks and a frame along a (horizontal)
time axis. The figure is not to scale.
FIG. 4 is in the nature of a hybrid flowchart and functional block diagram
showing encoding steps or devices performing functions of an encoding arrangement
embodying aspects of the present invention.
FIG. 5 is in the nature of a hybrid flowchart and functional block diagram
showing decoding steps or devices performing functions of a decoding arrangement
embodying aspects of the present invention.
FIG. 6 is an idealized block diagram showing the principal functions or devices of
a first N:x encoding arrangement embodying aspects of the present invention.
FIG. 7 is an idealized block diagram showing the principal functions or devices of
an x:M decoding arrangement embodying aspects of the present invention.
FIG. 8 is an idealized block diagram showing the principal functions or devices of
a first alternative x:M decoding arrangement embodying aspects of the present invention.
FIG. 9 is an idealized block diagram showing the principal functions or devices of
a second alternative x:M decoding arrangement embodying aspects of the present
invention.
Best Mode for Carrying Out the Invention
Basic N:l Encoder
Referring to FIG. 1, an N:1 encoder function or device embodying aspects of the
present invention is shown. The figure is an example of a function or structure that

performs as a basic encoder embodying aspects of the invention. Other functional or
structural arrangements that practice aspects of the invention may be employed, including
alternative and/or equivalent functional or structural arrangements described below.
Two or more audio input channels are applied to the encoder. Although, in
principle, aspects of the invention may be practiced by analog, digital or hybrid
analog/digital embodiments, examples disclosed herein are digital embodiments. Thus,
the input signals may be time samples that may have been derived from analog audio
signals. The time samples may be encoded as linear pulse-code modulation (PCM)
signals. Each linear PCM audio input channel is processed by a filterbank function or
device having both an in-phase and a quadrature output, such as a 512-point windowed
forward discrete Fourier transform (DFT) (as implemented by a Fast Fourier Transform
(FFT)). The filterbank may be considered to be a time-domain to frequency-domain transform.
FIG. 1 shows a first PCM channel input (channel "1") applied to a filterbank
function or device, "Filterbank" 2, and a second PCM channel input (channel "n")
applied, respectively, to another filterbank function or device, "Filterbank" 4. There may
be "n" input channels, where "n" is a whole positive integer equal to two or more. Thus,
there also are "n" Filterbanks, each receiving a unique one of the "n" input channels. For
simplicity in presentation, FIG. 1 shows only two input channels, "1" and "n".
When a Filterbank is implemented by an FFT, input time-domain signals are
segmented into consecutive blocks and are usually processed in overlapping blocks. The
FFT's discrete frequency outputs (transform coefficients) are referred to as bins, each
having a complex value with real and imaginary parts corresponding, respectively, to in-
phase and quadrature components. Contiguous transform bins may be grouped into
subbands approximating critical bandwidths of the human ear, and most sidechain
information produced by the encoder, as will be described, may be calculated and
transmitted on a per-subband basis in order to minimize processing resources and to
reduce the bitrate. Multiple successive time-domain blocks may be grouped into frames,
with individual block values averaged or otherwise combined or accumulated across each
frame, to minimize the sidechain data rate. In examples described herein, each filterbank
is implemented by an FFT, contiguous transform bins are grouped into subbands, blocks
are grouped into frames and sidechain data is sent on a once per-frame basis.

Alternatively, sidechain data may be sent on a more than once per frame basis (e.g., once
per block). See, for example, FIG. 3 and its description, hereinafter. As is well known,
there is a tradeoff between the frequency at which sidechain information is sent and the
required bitrate.
A suitable practical implementation of aspects of the present invention may
employ fixed length frames of about 32 milliseconds when a 48 kHz sampling rate is
employed, each frame having six blocks at intervals of about 5.3 milliseconds each
(employing, for example, blocks having a duration of about 10.6 milliseconds with a 50%
overlap). However, neither such timings nor the employment of fixed length frames nor
their division into a fixed number of blocks is critical to practicing aspects of the
invention provided that information described herein as being sent on a per-frame basis is
sent no less frequently than about every 40 milliseconds. Frames may be of arbitrary size
and their size may vary dynamically. Variable block lengths may be employed as in the
AC-3 system cited above. It is with that understanding that reference is made herein to
"frames" and "blocks."
In practice, if the composite mono or multichannel signal(s), or the composite
mono or multichannel signal(s) and discrete low-frequency channels, are encoded, as for
example by a perceptual coder, as described below, it is convenient to employ the same '
frame and block configuration as employed in the perceptual coder. Moreover, if the
coder employs variable block lengths such that there is, from time to time, a switching
from one block length to another, it would be desirable if one or more of the sidechain
information as described herein is updated when such a block switch occurs. In order to
minimize the increase in data overhead upon the updating of sidechain information upon
the occurrence of such a switch, the frequency resolution of the updated sidechain
information may be reduced.
FIG. 3 shows an example of a simplified conceptual organization of bins and
subbands along a (vertical) frequency axis and blocks and a frame along a (horizontal)
time axis. When bins are divided into subbands that approximate critical bands, the
lowest frequency subbands have the fewest bins (e.g., one) and the number of bins per
subband increase with increasing frequency.
'Returning to FIG. 1, a frequency-domain version of each of the n time-domain
input channels, produced by the each channel's respective Filterbank (Filterbanks 2 and 4

in this example) are summed together ("downmixed") to a monophonic ("mono")
composite audio signal by an additive combining function or device "Additive Combiner"
6.
The downmixing may be applied to the entire frequency bandwidth of the input
audio signals or, optionally, it may be limited to frequencies above a given "coupling"
frequency, inasmuch as artifacts of the downmixing process may become more audible at
middle to low frequencies. In such cases, the channels may be conveyed discretely below
the coupling frequency. This strategy may be desirable even if processing artifacts are
not an issue, in that mid/low frequency subbands constructed by grouping transform bins
into critical-band-like subbands (size roughly proportional to frequency) tend to have a
small number of transform bins at low frequencies (one bin at very low frequencies) and
may be directly coded with as few or fewer bits than is required to send a downmixed
mono audio signal with sidechain information. A coupling or transition frequency as low
as 4 kHz, 2300 Hz, 1000 Hz, or even the bottom of the frequency band of the audio
signals applied to the encoder, may be acceptable for some applications; particularly those
in which a very low bitrate is important. Other frequencies may provide a useful balance
between bit savings and listener acceptance. The choice of a particular coupling
frequency is not critical to the invention. The coupling frequency may be variable and, if
variable, it may depend, for example, directly or indirectly on input signal characteristics.
Before downmixing, it is an aspect of the present invention to improve the
channels' phase angle alignments vis-a-vis each other, in order to reduce the cancellation
of out-of-phase signal components when the channels are combined and to provide an
improved mono composite channel. This may be accomplished by controllably shifting
over time the "absolute angle" of some or all of the transform bins in ones of the
channels. For example, all of the transform bins representing audio above a coupling
frequency, thus defining a frequency band of interest, may be controllably shifted over
time, as necessary, in every channel or, when one channel is used as a reference, in all but
. the reference channel. ... .......
The "absolute angle" of a bin may be taken as the angle of the magnitude-and-
angle representation of each complex valued transform bin produced by a filterbank.
Controllable shifting of the absolute angles of bins in a channel is performed by an angle
rotation function or device ("Rotate Angle"). Rotate Angle 8 processes the output of

Filterbank 2 prior to its application to the downmix summation provided by Additive
Combiner 6, while Rotate Angle 10 processes the output of Filterbank 4 prior to its
application to the Additive Combiner 6. It will be appreciated that, under some signal
conditions, no angle rotation may be required for a particular transform bin over a time
period (the time period of a frame, in examples described herein). Below the coupling
frequency, the channel information may be encoded discretely (not shown in FIG. 1).
In principle, an improvement in the channels' phase angle alignments with respect
to each other may be accomplished by shifting the phase of every transform bin or
subband by the negative of its absolute phase angle, in each block throughout the
frequency band of interest. Although this substantially avoids cancellation of out-of-
phase signal components, it tends to cause artifacts that may be audible, particularly if the
resulting mono composite signal is listened to in isolation. Thus, it is desirable to employ
the principle of'least treatment" by shifting the absolute angles of bins in a channel only
as much as necessary to minimize out-of-phase cancellation in the downmix process and
minimize spatial image collapse of the multichannel signals reconstituted by the decoder.
Techniques for determining such angle shifts are described below. Such techniques
include time and frequency smoothing and the manner in which the signal processing
responds to the presence of a transient.
Energy normalization may also be performed on a per-bin basis in the encoder to
reduce further any remaining out-of-phase cancellation of isolated bins, as described
further below. Also as described further below, energy normalization may also be
performed on a per-subband basis (in the decoder) to assure that the energy of the mono
composite signal equals the sums of the energies of the contributing channels.
Each input channel has an audio analyzer function or device ("Audio Analyzer")
associated with it for generating the sidechain information for Ihat channel and for
controlling the amount or degree of angle rotation applied to the channel before it is
applied to the downmix summation 6. The Filterbank outputs of channels 1 and n are ,
applied to Audio Analyzer 12 and to Audio Analyzer 14, respectively. Audio Analyzer
12 generates the sidechain information for channel 1 and the amount of phase angle
rotation for channel 1. Audio Analyzer 14 generates the sidechain information for
channel n and the amount of angle rotation for channel n. It will be understood that such
references herein to "angle" refer to phase angle.

The sidechain information for each channel generated by an audio analyzer for
each channel may include:
an Amplitude Scale Factor ("Amplitude SF"),
an Angle Control Parameter,
a Decorrelation Scale Factor ('TDecorrelation SF"),
a Transient Flag, and
optionally, an Interpolation Flag.
Such sidechain information may be characterized as "spatial parameters," indicative of
spatial properties of the channels and/or indicative of signal characteristics that may be
relevant to spatial processing, such as transients. In each case, the sidechain information
applies to a single subband (except for the Transient Flag and the Interpolation Flag, each
of which apply to all subbands within a channel) and may be updated once per frame, as
in the examples described below, or upon the occurrence of a block switch in a related
coder. Further details of the various spatial parameters are set forth below. The angle
rotation for a particular channel in the encoder may be taken as the polarity-reversed
Angle Control Parameter that forms part of the sidechain information.
If a reference channel is employed, that channel may not require an Audio
Analyzer or, alternatively, may require an Audio Analyzer that generates only Amplitude
Scale Factor sidechain information. It is not necessary to send an Amplitude Scale Factor
if that scale factor can be deduced with sufficient accuracy by a decoder from the
Amplitude Scale Factors of the other, non-reference, channels. It is possible to deduce in
the decoder the approximate value of the reference channel's Amplitude Scale Factor if
the energy normalization in the encoder assures that the scale factors across channels
within any subband substantially sum square to 1, as described below. The deduced
approximate reference channel Amplitude Scale Factor value may have errors as a result
of the relatively coarse quantization of amplitude scale factors resulting in image shifts in
the reproduced multi-channel audio. However, in a low data rate environment, such
artifacts may be more acceptable than using the bits to send the reference channel's
Amplitude Scale Factor. Nevertheless, in some cases it may be desirable to employ an
audio analyzer for the reference channel that generates, at least, Amplitude Scale Factor
sidechain information.

FIG. 1 shows in a dashed line an optional input to each audio analyzer from the
PCM time domain input to the audio analyzer in the channel. This input may he used by
the Audio Analyzer to detect a transient over a time period (the period of a block or
frame, in the examples described herein) and to generate a transient indicator (e.g., a one-
bit "Transient Flag") in response to a transient. Alternatively, as described below in the
comments to Step 408 of FIG. 4, a transient may be detected in the frequency domain, in
which case the Audio Analyzer need not receive a time-domain input.
The mono composite audio signal and the sidechain information for all the
channels (or all the channels except the reference channel) may be stored, transmitted, or
stored and transmitted to a decoding process or device ("Decoder"). Preliminary to the
storage, transmission, or storage and transmission, the various audio signals and various
sidechain information may be multiplexed and packed into one or more bitstreams
suitable for the storage, transmission or storage and transmission medium or media. The
mono composite audio may be applied to a data-rate reducing encoding process or device
such as, for example, a perceptual encoder or to a perceptual encoder and an entropy
coder (e.g., arithmetic or Huffman coder) (sometimes referred to as a "lossless" coder)
prior to storage, transmission, or storage and transmission. Also, as mentioned above, the
mono composite audio and related sidechain information may be derived from multiple
input channels only for audio frequencies above a certain frequency (a "coupling"
frequency). In that case, the audio frequencies below the coupling frequency in each of
the multiple input channels may be stored, transmitted or stored and transmitted as
discrete channels or may be combined or processed in some manner other than as
described herein'. Such discrete or otherwise-combined channels may also be applied to a
data reducing encoding process or device such as, for example, a perceptual encoder or a
perceptual encoder and an entropy encoder. The mono composite audio and the discrete
multichannel audio may all be applied to an integrated perceptual encoding or perceptual
and entropy encoding process or device.
- -ThepaMcMarmarmermwHchsidechammformationiscam
bitstream is not critical to the invention. If desired, the sidechain information may be
carried in such as way that the bitstream is compatible with legacy decoders (i.e., the
bitstream is baclcwards-compatible). Many suitable techniques for doing so are known.
For example, many encoders generate a bitstream having unused or null bits that are

ignored by the decoder. An example of such an arrangement is set forth in United States
Patent 6,807,528 Bl of Truman et al, entitled "Adding Data to a Compressed Data
Frame," October 19,2004. •
Such bits may be replaced with the sidechain information. Another example is
that the sidechain information may be steganographically encoded in the encoder's
bitstream. Alternatively, the sidechain information may be stored or transmitted
separately from the backwards-compatible bitstream by any technique that permits the
transmission or storage of such information along with a mono/stereo bitstream
compatible with legacy decoders.
Basic 1:N and 1 :M Decoder
Referring to FIG. 2, a decoder function or device ("Decoder") embodying aspects
of the present invention is shown. The figure is an example of a function or structure that
performs as a basic decoder embodying aspects of the invention. Other functional or
structural arrangements that practice aspects of the invention may be employed, including
alternative and/or equivalent functional or structural arrangements described below.
The Decoder receives the mono composite audio signal and the sidechain
information for all the channels or all the channels except the reference channel. If
necessary, the composite audio signal and related sidechain information is demultiplexed,
unpacked and/or decoded. Decoding may employ a table lookup. The goal is to derive
from the mono composite audio channels a plurality of individual audio channels
approximating respective ones of the audio channels applied to the Encoder of FIG. 1,
subject to bitrate-reducing techniques of the present invention that are described herein.
Of course, one may choose not to recover all of the channels applied to the
encoder or to use only the monophonic composite signal. Alternatively, channels in
addition to the ones applied to the Encoder may be derived from the output of a Decoder
according to aspects of the present invention by employing aspects of the inventions
described in International Application PCT/US 02/03619, filed February 7,2002,
published August 15,2002, designating the United. States, and its resulting U.S.national
application S.N. 10/467,213, filed August 5,2003, and in International Application
PCT/US03/24570, filed August 6,2003, published March 4,2001 as WO 2004/019656,
designating the United States, and its resulting U.S. national application S.N. 10/522,515,
filed January 27,2005.

Channels recovered by a Decoder practicing aspects of the present invention are
particularly useful in connection with the channel multiplication techniques of the cited
and incorporated applications in that the recovered channels not only have useful
interchannel amplitude relationships but also have useful interchannel phase relationships.
Another alternative for channel multiplication is to employ a matrix decoder to derive
additional channels. The interchannel amplitude- and phase-preservation aspects of the
present invention make the output channels of a decoder embodying aspects of the
present invention particularly suitable for application to an amplitude- and phase-sensitive
matrix decoder. Many such matrix decoders employ wideband control circuits that
operate properly only when the signals applied to them are stereo throughout the signals'
bandwidth. Thus, if the aspects of the present invention are embodied in an N:1:N system
in which N is 2, the two channels recovered by the decoder may be applied to a 2:M
active matrix decoder. Such channels may have been discrete channels below a coupling
frequency, as mentioned above. Many suitable active matrix decoders are well known in
the art, including, for example, matrix decoders known as "Pro Logic" and 'Tro Logic II"
decoders ("Pro Logic" is a trademark of Dolby Laboratories Licensing Corporation).
Aspects of Pro Logic decoders are disclosed in U.S. Patents 4,799,260 and 4,941,177.
Aspects of Pro Logic II
decoders are disclosed in pending U.S. Patent Application S.N. 09/532,711 of Fosgate,
entitled "Method for Deriving at Least Three Audio Signals from Two Input Audio
Signals,?' filed March 22,2000 and published as WO 01/41504 on June 7,2001, and in
pending U.S. Patent Application S.N. 10/362,786 of Fosgate et al, entitled "Method for
Apparatus for Audio Matrix Decoding," filed February 25,2003 and published as US
2004/0125960 Al on July 1,2004.
Some aspects of the operation of Dolby Pro Logic and Pro Logic JJ
decoders are explained, for example, in papers available on the Dolby Laboratories'
website (www.dolby.com): "Dolby Surround Pro Logic Decoder Principles of
Operation,' by Roger-Dressier, and "Mixing with Dolby Pro LogicTf Technology,.by Jim
Hilson. Other suitable active matrix decoders may include those described in one or more
of the following U.S. Patents and published International Applications (each designating
the United States).

5,046,098; 5,274,740; 5,400,433; 5,625,696; 5,644,640; 5,504,819; 5,428,687; 5,172,415;
and WO 02/19768.
Referring again to FIG. 2, the received mono composite audio channel is applied
to a plurality of signal paths from which a respective one of each of the recovered
multiple audio channels is derived. Each channel-deriving path includes, in either order,
an amplitude adjusting function or device ("Adjust Amplitude") and an angle rotation
function or device ("Rotate Angle").
The Adjust Amplitudes apply gains or losses to the mono composite signal so that,
under certain signal conditions, the relative output magnitudes (or energies) of the output
channels derived from it are similar to those of the channels at the input of the encoder.
Alternatively, under certain signal conditions when "randomized" angle variations are
imposed, as next described, a controllable amount of "randomized" amplitude variations
may also be imposed on the amplitude of a recovered channel in order to improve its
decorrelation with respect to other ones of the recovered channels.
The Rotate Angles apply phase rotations so that, under certain signal conditions,
the relative phase angles of the output channels derived from the mono composite signal
are similar to those of the channels at the input of the encoder. Preferably, under certain
signal conditions, a controllable amount of "randomized" angle variations is also imposed
on the angle of a recovered channel in order to improve its decorrelation with respect to
other ones of the recovered channels.
As discussed further below, "randomized" angle amplitude variations may include
not only pseudo-random and truly random variations, but also deterministically-generated
variations that have the effect of reducing cross-correlation between channels. This is
discussed further below in the Comments to Step 505 of FIG. 5A.
Conceptually, the Adjust Amplitude and Rotate Angle for a particular channel
scale the mono composite audio DFT coefficients to yield reconstructed transform bin
values for the channel.
The Adjust Amplitude for each channel may. be controlled at. least.by the
recovered sidechain Amplitude Scale Factor for the particular channel or, in the case of
the reference channel, either from the recovered sidechain Amplitude Scale Factor for the
reference channel or from an Amplitude Scale Factor deduced from the recovered
sidechain Amplitude Scale Factors of the other, non-reference, channels. Alternatively,

to enhance decorrelation of the recovered channels, the Adjust Amplitude may also be
controlled by a Randomized Amplitude Scale Factor Parameter derived from the
recovered sidechain Decorrelation Scale Factor for a particular channel and the recovered
sidechain Transient Flag for the particular channel.
The Rotate Angle for each channel may be controlled at least by the recovered
sidechain Angle Control Parameter (in which case, the Rotate Angle in the decoder may
substantially undo the angle rotation provided by the Rotate Angle in the encoder). To
enhance decorrelation of the recovered 'channels, a Rotate Angle may also be controlled
by a Randomized Angle Control Parameter derived from the recovered sidechain
Decorrelation Scale Factor for a particular channel and the recovered sidechain Transient
Flag for the particular channel. The Randomized Angle Control Parameter for a channel,
and, if employed, the Randomized Amplitude Scale Factor for a channel, may be derived
from the recovered Decorrelation Scale Factor for the channel and the recovered
Transient Flag for the channel by a controllable decorrelator function or device
("Controllable Decorrelator").
Referring to the example of FIG. 2, the recovered mono composite audio is
applied to a first channel audio recovery path 22, which derives the channel 1 audio, and
to a second channel audio recovery path 24, which derives the channel n audio. Audio
path 22 includes an Adjust Amplitude 26, a Rotate Angle 28, and, if a PCM output is
desired, an inverse filterbank function or device ("Inverse Filterbank") 30. Similarly,
audio path 24 includes an Adjust Amplitude 32, a Rotate Angle 34, and, if a PCM output
is desired, an inverse filterbank function or device ("Inverse Filterbank") 36. As with the
case of FIG. 1, only two channels are shown for simplicity in presentation, it being
understood that there may be more than two channels.
The recovered sidechain information for the first channel, channel 1, may include
an Amplitude Scale Factor, an Angle Control Parameter, a Decorrelation Scale Factor, a
Transient Flag, and, optionally, an Interpolation Flag, as stated above in connection with
the description of a basic Encoder.'. The Amplitude'Scale Factor is applied to Adjust
Amplitude 26. If the optional Interpolation Flag is employed, an optional frequency
interpolator or interpolator function ("Interpolator") 27 may be employed in order to
interpolate the Angle Control Parameter across frequency (e.g., across the bins in each
subband of a channel). Such interpolation may be, for example, a linear interpolation of

the bin angles between the centers of each subband. The state of the one-bit Interpolation
Flag selects whether or not interpolation across frequency is employed, as is explained
further below. The Transient Flag and Decorrelation Scale Factor are applied to a
Controllable Decorrelator 38 that generates a Randomized Angle Control Parameter in
response thereto. The state of the one-bit Transient Flag selects one of two multiple
modes of randomized angle decorrelation, as is explained further below. The Angle
Control Parameter, which may be interpolated across frequency if the Interpolation Flag
and the Interpolator are employed, and the Randomized Angle Control Parameter are
summed together by an additive combiner or combining function 40 in order to provide a
control signal for Rotate Angle 28. Alternatively, the Controllable Decorrelator 38 may
also generate a Randomized Amplitude Scale Factor in response to the Transient Flag and
Decorrelation Scale Factor, in addition to generating a Randomized Angle Control
»
Parameter. The Amplitude Scale Factor may be summed together with such a
Randomized Amplitude Scale Factor by an additive combiner or combining function (not
shown) in order to provide the control signal for the Adjust Amplitude 26.
Similarly, recovered sidechain information for the second channel, channel n, may
also include an Amplitude Scale Factor, an Angle Control Parameter, a Decorrelation
Scale Factor, a Transient Flag, and, optionally, an Interpolate Flag, as described above in
connection with the description of a basic encoder. The Amplitude Scale Factor is
applied to Adjust Amplitude 32. A frequency interpolator or interpolator function
("Interpolator") 33 may be employed in order to interpolate the Angle Control Parameter
across frequency. As with channel 1, the state of the one-bit Interpolation Flag selects
whether or not interpolation across frequency is employed. The Transient Flag and
Decorrelation Scale Factor are applied to a Controllable Decorrelator 42 that generates a
Randomized Angle Control Parameter in response thereto. As with channel 1; the state of
the one-bit Transient Flag selects one of two multiple modes of randomized angle
decorrelation, as is explained further below. The Angle Control Parameter and the
Randomized Angle Control Parameter are summed together by an.additive combiner or- .
combining function 44 in order to provide a control signal for Rotate Angle 34..
Alternatively, as described above in connection with channel 1, the Controllable
Decorrelator 42 may also generate a Randomized Amplitude Scale Factor in response to
the Transient Flag and Decorrelation Scale Factor, in addition to generating a

Randomized Angle Control Parameter. The Amplitude Scale Factor and Randomized
Amplitude Scale Factor may be summed together by an additive combiner or combining
function (not shown) in order to provide the control signal for the Adjust Amplitude 32.
Although a process or topology as just described is useful for understanding,
essentially the same results may be obtained with alternative processes or topologies that
achieve the same or similar results. For example, the order of Adjust Amplitude 26 (32)
and Rotate Angle 28 (34) may be reversed and/or there may be more than one Rotate
Angle - one that responds to the Angle Control Parameter and another that responds to
the Randomized Angle Control Parameter. The Rotate Angle may also be considered to
be three rather than one or two functions or devices, as in the example of FIG. 5 described
below. If a Randomized Amplitude Scale Factor is employed, there may be more than
one Adjust Amplitude - one that responds to the Amplitude Scale Factor and one that
responds to the Randomized Amplitude Scale Factor. Because of the human ear's greater
sensitivity to amplitude relative to phase, if a Randomized Amplitude Scale Factor is
employed, it may be desirable to scale its effect relative to the effect of the Randomized
Angle Control Parameter so that its effect on amplitude is less than the effect that the
Randomized Angle Control Parameter has on phase angle. As another alternative process-
or topology, the Decorrelation Scale Factor may be used to control the ratio of
randomized phase angle versus basic phase angle (rather than adding a parameter
representing a randomized phase angle to a parameter representing the basic phase angle),
and if also employed, the ratio of randomized amplitude shift versus basic amplitude shift
(rather than adding a scale factor representing a randomized amplitude to a scale factor
representing the basic amplitude) (i.e., a variable crossfade in each case).
If a reference channel is employed, as discussed above in connection with the
basic encoder, the Rotate Angle, Controllable Decorrelator and Additive Combiner for
that channel may be omitted inasmuch as the sidechain information for the reference
channel may include only the Amplitude Scale Factor (or, alternatively, if the sidechain
■ information does not contain an Amplitude Scale Factor for .the reference-channel, it may
be deduced from Amplitude Scale Factors of the other channels when the energy
normalization in the encoder assures that the scale factors across channels within a
subband sum square to 1). An Amplitude Adjust is provided for the reference channel
and it is controlled by a received or derived Amplitude Scale Factor for the reference

channel. Whether the reference channel's Amplitude Scale Factor is derived from the
sidechain or is deduced in the decoder, the recovered reference channel is an amplitude-
scaled version of the mono composite channel. It does not require angle rotation because
it is the reference for the other channels' rotations.
Although adjusting the relative amplitude of recovered channels may provide a
modest degree of decorrelation, if used alone amplitude adjustment is likely to result in a
reproduced soundfield substantially lacking in spatiaiization or imaging for many signal
conditions (e.g., a "collapsed" soundfield). Amplitude adjustment may affect interaural
level differences at the ear, which is only one of the psychoacoustic directional cues
employed by the ear. Thus, according to aspects of the invention, certain angle-adjusting
techniques may be employed, depending on signal conditions, to provide additional
decorrelation. Reference may be made to Table 1 that provides abbreviated comments
useful in understanding the multiple angle-adjusting decorrelation techniques or modes of
operation that may be employed in accordance with aspects of the invention. Other
decorrelation techniques as described below in connection with the examples of FIGS. 8
and 9 may be employed instead of or in addition to the techniques of Table 1.
In practice, applying angle rotations and magnitude alterations may result in
circular convolution (also known as cyclic or periodic convolution). Although, generally,
it is desirable to avoid circular convolution, undesirable audible artifacts resulting from
circular convolution are somewhat reduced by complementary angle shifting in an
encoder and decoder. In addition, the effects of circular convolution may be tolerated in
low cost implementations of aspects of the present invention, particularly those in which
the downmixing to mono or multiple channels occurs only in part of the audio frequency
band, such as, for example above 1500 Hz (in which case the audible effects of circular
convolution are minimal). Alternatively, circular convolution may be avoided or
minimized by any suitable technique, including, for example, an appropriate use of zero
padding. One way to use zero padding is to transform the proposed frequency domain
variation-(representing angle rotations and amplitude scaling) to the time domain, window
it (with an arbitrary window), pad it with zeros, then transform back to the frequency
domain and multiply by the frequency domain version of the audio to be processed (the
audio need not be windowed).
Table 1
Angle-Adjusting Decorrelation Techniques


For signals that are substantially static spectrally, such as, for example, a pitch
pipe note, a first technique ("Technique 1") restores the angle of the received mono
composite signal relative to the angle of each of the other recovered channels to an angle
similar (subject to frequency and time granularity and to quantization) to the original
angle of the channel relative to the other channels at the input of the encoder. Phase angle
differences are useful, particularly, for providing decorrelation of low-frequency signal

components below about 1500 Hz where the ear follows individual cycles of the audio
signal. Preferably, Technique 1 operates under all signal conditions to provide a basic
angle shift.
For high-frequency signal components above about 1500 Hz, the ear does not
follow individual cycles of sound but instead responds to waveform envelopes (on a
critical band basis). Hence, above about 1500 Hz decorrelation is better provided by
differences in signal envelopes rather than phase angle differences. Applying phase angle
shifts only in accordance with Technique 1 does not alter the envelopes of signals
sufficiently to decorrelate high frequency signals. The second and third techniques
("Technique 2" and "Technique 3", respectively) add a controllable amount of
randomized angle variations to the angle determined by Technique 1 under certain signal
conditions, thereby causing a controllable amount of randomized envelope variations,
which enhances decorrelation.
Randomized changes in phase angle are a desirable way to cause randomized
changes in the envelopes of signals. A particular envelope results from the interaction of
a particular combination of amplitudes and phases of spectral components within a
subband. Although changing the amplitudes of spectral components within a subband
changes the envelope, large amplitude changes are required to obtain a significant change
in the envelope, which is undesirable because the human ear is sensitive to variations in
spectral amplitude. In contrast, changing the spectral component's phase angles has a
greater effect on the envelope than changing the spectral component's amplitudes —
spectral components no longer line up the same way, so the reinforcements and
subtractions that define the envelope occur at different times, thereby changing the
envelope. Although the human ear has some envelope sensitivity, the ear is relatively
phase deaf, so the overall sound quality remains substantially similar. Nevertheless, for
some signal conditions, some randomization of the amplitudes of spectral components
along with randomization of the phases of spectral components may provide an enhanced
randomization of signal, envelopes provided ihatsuch amplitude, randomization does not
cause undesirable audible artifacts.
Preferably, a controllable amount or degree of Technique 2 or Technique 3
operates along with Technique 1 under'certain signal conditions. The Transient Flag
selects Technique 2 (no transient present in the frame or block, depending on whether the

Transient Flag is sent at the frame or block rate) or Technique 3 (transient present in the
frame or block). Thus, there are multiple modes of operation, depending on whether or
not a transient is present. Alternatively, in addition, under certain signal conditions, a
controllable amount of degree of amplitude randomization also operates along with the
amplitude scaling that seeks to restore the original channel amplitude.
Technique 2 is suitable for complex continuous signals that are rich in harmonics,
such, as massed orchestral violins. Technique 3 is suitable for complex impulsive or
transient signals, such as applause, castanets, etc. (Technique 2 time smears claps in
applause, making it unsuitable for such signals). As explained farther below, in order to
minimize audible artifacts, Technique 2 and Technique 3 have different time and
frequency resolutions for applying randomized angle variations — Technique 2 is
selected when a transient is not present, whereas Technique 3 is selected when a transient
is present.
Technique 1 slowly shifts (frame by frame) the bin angle in a channel. The
amount or degree of this basic shift is controlled by the Angle Control Parameter (no shift
if the parameter is zero). As explained further below, either the same or an interpolated
parameter is applied to all bins in each subband and the parameter is updated every frame.
Consequently, each subband of each channel may have a phase shift with respect to other,
channels, providing a degree of decorrelation at low frequencies (below about 1500 Hz).
However, Technique 1, by itself, is unsuitable for a transient signal such as applause. For
such signal conditions, the reproduced channels may exhibit an annoying unstable comb-
filter effect. In the case of applause, essentially no decorrelation is provided by adjusting
only the relative amplitude of recovered channels because all channels tend to have the
same amplitude over the period of a frame.
Technique 2 operates when a transient is not present. Technique 2 adds to the
angle shift of Technique 1 a randomized angle shift that does not change with time, on a
bin-by-bin basis (each bin has a different randomized shift) in a channel, causing the
envelopes of the channels to be different from one another, thus providing decorrelation. of complex signals among the channels. Maintaining the randomized phase angle values
constant over time avoids block or frame artifacts that may result from block-to-block or
frame-to-ff ame alteration of bin phase angles. "While this technique is a very useful
decorrelation tool when a transient is not present, it may temporally smear a transient

(resulting in what is often referred to as "pre-noise" - the post-transient smearing is
masked by the transient). The amount or degree of additional shift provided by
Technique 2 is scaled directly by the Decorrelation Scale Factor (there is no additional
shift if the scale factor is zero). Ideally, the amount of randomized phase angle added to
the base angle shift (of Technique 1) according to Technique 2 is controlled by the
Decorrelation Scale Factor in a manner that minimizes audible signal warbling artifacts.
Such minimization of signal warbling artifacts results from the manner in which the
Decorrelation Scale Factor is derived and the application of appropriate time smoothing,
as described below. Although a different additional randomized angle shift value is
applied to each bin and that shift value does not change, the same scaling is applied
across a subband and the scaling is updated every frame.
Technique 3 operates in the presence of a transient in the frame or block,
depending on the rate at which the Transient Flag is sent. It shifts all the bins in each
subband in a channel from block to block with a unique randomized angle value, common
to all bins in the subband, causing not only the envelopes, but also the amplitudes and
phases, of the signals in a channel to change with respect to other channels from block to
block. These changes in time and frequency resolution of the angle randomizing reduce
steady-state signal similarities among the channels and provide decorrelation of the
channels substantially without causing "pre-noise" artifacts. The change in frequency
resolution of the angle randomizing, from very fine (all bins different in a channel) in
Technique 2 to coarse (all bins within a subband the same, but each subband different) in
Technique 3 is particularly useful in nu'nimizing "pre-noise" artifacts. Although the ear
does not respond to pure angle changes directly at high frequencies, when two or more
channels mix acoustically on their way from loudspeakers to a listener, phase differences •
may cause amplitude changes (comb-filter effects) that may be audible and objectionable,
and these are broken up by Technique 3. The impulsive characteristics of the signal
minimize block-rate artifacts that might otherwise occur. Thus, Technique 3 adds to the
phase shift of Technique 1 a rapidly changing (block-by-blo,ck) -randomized angle shift
on a subband-by-subband basis in a channel. The amount or degree of additional shift is
scaled indirectly, as described below, by the Decorrelation Scale Factor (there is no
additional shift if the scale factor is zero). The same scaling is applied across a subband
and the scaling is updated every frame.

Although the angle-adjusting techniques have been characterized as three
techniques, this is a matter of semantics and they may also be characterized as two
techniques: (1) a combination of Technique 1 and a variable degree of Technique 2,
which may be zero, and (2) a combination of Technique 1 and a variable degree
Technique 3, which may be zero. For convenience in presentation, the techniques are
treated as being three techniques.
Aspects of the multiple mode decorrelation techniques and modifications of them
may be employed in providing decorrelation of audio signals derived, as by uprnixing,
from one or more audio channels even when such audio channels are not derived from an
encoder according to aspects of the present invention. Such arrangements, when applied
to a mono audio channel,'are sometimes referred to as "pseudo-stereo" devices and
functions. Any suitable device or function (an 'hipmixer") may be employed to derive
multiple signals from a mono audio channel or from multiple audio channels. Once such
multiple audio channels are derived by an uprnixer, one or more of them may be
decorrelated with respect to one or more of the other derived audio signals by applying
the multiple mode decorrelation techniques described herein. In such an application, each
derived audio channel to which the decorrelation techniques are applied may be switched
from one mode of operation to another by detecting transients in the derived audio
channel itself. Alternatively, the operation of the transient-present technique (Technique
3) may be simplified to provide no shifting of the phase angles of spectral components
when a transient is present.
Sidechain Information
As mentioned above, the sidechain information may include: an Amplitude Scale
Factor, an Angle Control Parameter, a Decorrelation Scale Factor, a Transient Flag, and,,
optionally, an Interpolation Flag. Such sidechain information for a practical embodiment
of aspects, of the present invention may be summarized in the following Table 2.
Typically, the sidechain information may be updated once per frame.





la each case, the sidechain infonnation of a channel applies to a single subband
(except for the Transient Flag and the Interpolation Flag, each of which apply to all
subbands in a channel) and may be updated once per frame. Although the time resolution
(once per frame), frequency resolution (subband), value ranges and quantization levels
indicated have been found to provide useful performance and a useful compromise
between a low bitrate and performance, it will be appreciated that these time and
frequency resolutions, value ranges and quantization levels are not critical and that other
resolutions, ranges and levels may employed in practicing aspects of the invention. For
example, the Transient Flag and/or the Interpolation Flag, if employed, may be updated
once per block with only a minimal increase in sidechain data overhead. In the case of
the Transient Flag, doing so has the advantage that the switching from Technique 2 to
Technique 3 and vice-versa is more accurate. In addition, as mentioned above, sidechain
information may be updatednpon the occurrence of a block switch of a related coder.
It will be noted that Technique 2, described above (see also Table 1), provides a
bin frequency resolution rather than a subband frequency resolution (i.e., a different
pseudo random phase angle shift is applied to each bin rather than to each subband) even
though the same Subband Decorrelation Scale Factor applies to all bins in a subband. It

will also be noted that Technique 3, described above (see also Table 1), provides a block
frequency resolution (i.e., a different randomized phase angle shift is applied to each
block rather than to each frame) even though the same Subband Decorrelation Scale
Factor applies to all bins in a subband. Such resolutions, greater than the resolution of the
sidechain information, are possible because the randomized phase angle shifts may be
generated in a decoder and need not be known in the encoder (this is the case even if the
encoder also applies a randomized phase angle shift to the encoded mono composite
signal, an alternative that is described below). In other words, it is not necessary to send
sidechain information having bin or block granularity even though the decorrelation
techniques employ such granularity. The decoder may employ, for example, one or more
lookup tables of randomized bin phase angles. The obtaining of time and/or frequency
resolutions for decorrelation greater than the sidechain information rates is among the
aspects of the present invention. Thus, decorrelation by way of randomized phases is
performed either with a fine frequency resolution (bin-by-bin) that does not change with
time (Technique 2), or with a coarse frequency resolution (band-by-band) ((or a fine
frequency resolution (bin-by-bin) when frequency interpolation is employed, as described
further below)) and a fine time resolution (block rate) (Technique 3).
It will also be appreciated that as increasing degrees of randomized phase shifts
are added to the phase angle of a recovered channel, the absolute phase angle of the
recovered channel differs more and more from the original absolute phase angle of that
channel. An aspect of the present invention is the appreciation that the resulting absolute
phase angle of the recovered channel need not match that of the original channel when
signal conditions are such that the randomized phase shifts are added in accordance with
aspects of the present invention. For example, in extreme cases when the Decorrelation
Scale Factor causes the highest degree of randomized phase shift, the phase shift caused
by Technique 2 or Technique 3 overwhelms the basic phase shift caused by Technique 1.
Nevertheless, this is of no concern in that a randomized phase shift is audibly the same as
the different random phases in the original signal that give rise to a Decorrelation S cale
Factor that causes the addition of some degree of randomized phase shifts.
As mentioned above, randomized amplitude shifts may by employed in addition to
randomized phase shifts. For example, the Adjust Amplitude may also be controlled by a
Randomized Amplitude Scale Factor Parameter derived from the recovered sidechain

Decorrelation Scale Factor for a particular channel and the recovered sidechain Transient
Flag for the particular channel. Such randomized amplitude shifts may operate in two
modes in a manner analogous to the application of randomized phase shifts. For example,
in the absence of a transient, a randomized amplitude shift that does not change with time
may be added on a bin-by-bin basis (different from bin to bin), and, in the presence of a
transient (in the frame or block), a randomized amplitude shift that changes on a block-
by-block basis (different from block to block) and changes from subband to subband (the
same shift for all bins in a subband; different from subband to subband). Although the
amount or degree to which randomized amplitude shifts are added may be controlled by ■
the Decorrelation Scale Factor, it is believed that a particular scale factor value should
cause less amplitude shift than the corresponding randomized phase shift resulting from
the same scale factor value in order to avoid audible artifacts.
When the Transient Flag applies to a frame, the time resolution with which the
Transient Flag selects Technique 2 or Technique 3 may be enhanced by providing a
supplemental transient detector in the decoder in order to provide a temporal resolution
finer than the frame rate or even the block rate. Such a supplemental transient detector
may detect the occurrence of a transient in the mono or multichannel composite audio
signal received by the decoder and such detection information is then sent to each
Controllable Decorrelator (as 38,42 of FIG. 2). Then, upon the receipt of a Transient
Flag for its channel, the Controllable Decorrelator switches from Technique 2 to
Technique 3 upon receipt of the decoder's local transient detection indication. Thus, a
substantial improvement in temporal resolution is possible without increasing the
sidechain bitrate, albeit with decreased spatial accuracy (the encoder detects transients in
each input channel prior to their downmixing, whereas, detection in the decoder is done
after downmixing).
As an alternative to sending sidechain information on a frame-by-frame basis,
sidechain information may be updated every block, at least for highly dynamic signals.
As mentioned above, updating the Transient Flag, and/or the Interpolation Flag every ,
block results in only a small increase in sidechain data overhead. In order to accomplish
such an increase in temporal resolution for other sidechain information without
substantially increasing the sidechain data rate, a block-floating-point differential coding
arrangement may be used. For example, consecutive transform blocks may be collected

in groups of six over a frame. The full sidechain information may be sent for each
subband-channel in the first block. In the five subsequent blocks, only differential values
may be sent, each the difference between the current-block amplitude and angle, and the
equivalent values from the previous-block. This results in very low data rate for static
signals, such as a pitch pipe note. For more dynamic signals, a greater range of difference
values is required,'but at less precision. So, for each group of five differential values, an
exponent may be sent first, using, for example, 3 bits, then differential values are
quantized to, for example, 2-bit accuracy. This arrangement reduces the average worst-
case sidechain data rate by about a factor of two. Further reduction may be obtained by
omitting the sidechain data for a reference channel (since it can be derived from the other
channels), as discussed above, and by using, for example, arithmetic coding.
Alternatively or in addition, differential coding across frequency may be employed by
sending, for example, differences in subband angle or amplitude.
Whether sidechain information is sent on a frame-by-frame basis or more
frequently, it may be useful to interpolate sidechain values across the blocks in a frame.
Linear interpolation over time may be employed in the manner of the linear interpolation
across frequency, as described below.
One suitable implementation of aspects of the present invention employs
processing steps or devices that implement the respective processing steps and are
functionally related as next set forth. Although the encoding and decoding steps listed
below may each be carried out by computer software instruction sequences operating in
the order of the below listed steps, it will be understood that equivalent or similar results
may be obtained by steps ordered in other ways, taking into account that certain quantities
are derived from earlier ones. For example, multi-threaded computer software instruction
sequences may be employed so that certain sequences of steps are carried out in parallel.
Alternatively, the described steps may be implemented as devices that perform the
described functions, the various devices having functions and functional interrelationships
as described hereinafter. . .-,-...
Encoding
The encoder or encoding function may collect a frame's worth of data before it
derives sidechain information and downmixes the frame's audio channels to a single
monophonic (mono) audio channel (in the manner of the example of FIG. 1, described


above), or to multiple audio channels (in the manner of the example of FIG. 6, described
below). By doing so, sidechain information may be sent first to a decoder, allowing the
decoder to begin decoding immediately upon receipt of the mono or multiple channel
audio information. Steps of an encoding process ("encoding steps") may be described as
follows. With respect to encoding steps, reference is made to FIG. 4, which is in the
nature of a hybrid flowchart and functional block diagram. Through Step 419, FIG. 4
shows encoding steps for one channel. Steps 420 and 421 apply to all of the multiple
channels that are combined to provide a composite mono signal output or are matrixed
together to provide multiple channels, as described below in connection with the example
of FIG. 6.
Step 401, Detect Transients
a. Perform transient detection of the PCM values in an input audio channel.
b. Set a one-bit Transient Flag True if a transient is present in any block of a frame
for the channel.
Comments regarding Step 401:
The Transient Flag forms a portion of the sidechain information and is also used
in Step 411, as described below. Transient resolution finer than block rate in the decoder
may improve decoder performance. Although, as discussed above, a block-rate rather .
than a frame-rate Transient Flag may form a portion of the sidechain information with a
modest increase in bitrate, a similar result, albeit with decreased spatial accuracy, may be
accomplished without increasing the sidechain bitrate by detecting the occurrence of
transients in the mono composite signal received in the decoder.
There is one transient flag per channel per frame, which, because it is derived in
the time domain, necessarily applies to all subbands within that channel. The transient
detection may be performed in the manner similar to that employed in an AC-3 encoder
for controlling the decision of when to switch between long and short length audio
blocks, but with a higher sensitivity and with the Transient Flag True for any frame in
which the Transient Flag- for a block is True (an AC-3 encoder.detects transients on a ..
block basis). In particular, see Section 8.2.2 of the above-cited A/52A document. The
sensitivity of the transient detection described in Section 8.2.2 may be increased by
adding a sensitivity factor F to an equation set forth therein. Section 8.2.2 of the A/52A
document is set forth below, with the sensitivity factor added (Section 8.2.2 as reproduced

below is corrected to indicate that the low pass filter is a cascaded biquad direct form II
DOR. filter rather than "form I" as in the published A/52A document; Section 8.2.2 was
correct in the earlier A/52 document). Although it is not critical, a sensitivity factor of
0.2 has been found to be a suitable value in a practical embodiment of aspects of the
present invention.
Alternatively, a similar transient detection technique described in U.S. Patent
5,394,473 may be employed. The '473 patent describes aspects of the A/52A document
transient detector in greater detail.
As another alternative, transients may be detected in the frequency domain rather
than in the time domain (see the Comments to Step 408 ). In that case, Step 401 may be
omitted and an alternative step employed in the frequency domain as described below.
Step 402. Window and DFT.
Multiply overlapping blocks of PCM time samples by a time window and convert
them to complex frequency values via a DFT as implemented by an FFT.
Step 403. Convert Complex Values to Magnitude and Angle.
Convert each frequency-domain complex transform bin value (a +jb) to a
magnitude and angle representation using standard complex manipulations:
a. Magnitude = squarejroot (a2 + b2)
b. Angle = arctan (b/a)
Comments regarding Step 403:
Some of the following Steps use or may use, as an alternative, the energy of a bin,
defined as the above magnitude squared (i.e., energy = (a2 + b2).
Step 404. Calculate Subband Energy.
a. Calculate the subband energy per block by adding bin energy values within
each subband (a summation across frequency).
b. Calculate the subband energy per frame by averaging or accumulating the
energy in all the blocksin a frame (an averaging / accumulation across time).
c. If the coupling frequency of the encoder is below about 1000 Hz, apply the
subband frame-averaged or frame-accumulated energy to a time smoother that operates
on all subbands below that frequency and above the coupling frequency.
Comments regarding Step 404c:

Time smoothing to provide inter-frame smoothing in low frequency subbands may
be useful. In order to avoid artifact-causing discontinuities between bin values at subband
boundaries, it may be useful to apply a progressively-decreasing time smoothing from the
lowest frequency subband encompassing and above the coupling frequency (where the
smoothing may have a significant effect) up through a higher frequency subband in which
the time smoothing effect is measurable, but inaudible, although nearly audible. A
suitable time constant for the lowest frequency range subband (where the subband is a
single bin if subbands are critical bands) may be in the range of 50 to 100 milliseconds,
for example. Progressiveiy-decreasing time smoothing may continue up through a
subband encompassing about 1000 Hz where the time constant may be about 10
milliseconds, for example.
. Although a first-order smoother is suitable, the smoother may be a two-stage
smoother that has a variable time constant that shortens its attack and decay time in
response to a" transient (such a two-stage smoother may be a digital equivalent of the
analog two-stage smoothers described in U.S. Patents 3,846,719 and 4,922,535).
In other words, the steady-state
time constant may be scaled according to frequency and may also be variable in response
to transients. Alternatively, such smoothing may be applied in Step 412.
Step 405. Calculate Sum of Bin Magnitudes.
a. Calculate the sum per block of the bin magnitudes (Step 403) of each subband
(a summation across frequency).
b. Calculate the sum per frame of the bin magnitudes of each subband by
averaging or accumulating the magnitudes of Step 405a across the blocks in a frame (an
averaging / accumulation across time). These sums are used to calculate an Interchannel
Angle Consistency Factor in Step 410 below.
c. If the coupling frequency of the encoder is below about 1000 Hz, apply the
subband frame-averaged or frame-accumulated magnitudes to a time smoother that
operates on all subbands-below that frequency and above the coupling, frequency., .
Comments regarding Step 405c: See comments regarding step 404c except that
in the case of Step 405c, the time smoothing may alternatively be performed as part of
Step 410.
Step 406. Calculate Relative Interchannel Bin Phase Angle.

Calculate the relative interchannel phase angle of each transform bin of each block
by subtracting from the bin angle of Step 403 the corresponding bin angle of a reference
channel (for example, the first channel). The result, as with other angle additions or
subtractions herein, is taken modulo (it, -it) radians by adding or subtracting 2% until the
result is within the desired range of —% to -hi.
Step 407. Calculate Interchannel Subband Phase Angle.
For each channel, calculate a frame-rate amplitude-weighted average interchannel
phase angle for each subband as follows:
a. For each bin, construct a complex number from the magnitude of Step 403
and the relative interchannel bin phase angle of Step 406.
b. Add the constructed complex numbers of Step 407a across each subband (a
summation across frequency).
Comment regarding Step 407b: For example, if a subband has two bins and
one of the bins has a complex value of 1 + jl and the other bin has a complex
value of 2 +j2, their complex sum is 3 + j3.
c. Average or accumulate the per block complex number sum for each
subband of Step 407b across the blocks of each frame (an averaging or
accumulation across time).
d. If the coupling frequency'of the encoder is below about 1000 Hz, apply the
subband frame-averaged or frame-accumulated complex value to a time smoother
that operates on all subbands below that frequency and above the coupling
frequency.
Comments regarding Step 407d: See comments regarding Step 404c except
that in the case of Step 407d, the time smoothing may alternatively be performed
as part of Steps 407e or 410.
■ e. Compute the magnitude of the complex result of Step 407d as per Step 403.
Comment regarding Step 407e: This magnitude is used in Step 410a below.
In the simple example given in Step 407b, the magnitude of 3 +j3 is squarejroot ....
(9 + 9) = 4.24.
f. Compute the angle of the complex result as per Step 403.
Comments regarding Step 407f: In the simple example given in Step 407b,
the angle of 3 + j3 is arctan (3/3) = 45 degrees = %/A radians. This subband angle

is signal-dependently time-smoothed (see Step 413) and quantized (see Step 414)
to generate the Subband Angle Control Parameter sidechain information, as
described below.
Step 408. Calculate Bin Spectral-Steadiness Factor
For each, bin, calculate a Bin Spectral-Steadiness Factor in the range of 0 to 1 as
follows:
a. Let xm = bin magnitude of present block calculated in Step 403.
b. Let ym = corresponding bin magnitude of previous block.
c. If xm > ym, then Bin Dynamic Amplitude Factor = (ym/xm)2;
d. Else if ym > xm, then Bin Dynamic Amplitude Factor = (Xm/ym)2,
e. Else if ym = xm, then Bin Spectral-Steadiness Factor = 1.
Comment regarding Step 408:
"Spectral steadiness" is a measure of the extent to which spectral components
{e.g., spectral coefficients or bin values) change over time. A Bin Spectral-Steadiness
Factor of 1 indicates no change over a given time period.
Spectral Steadiness may also be taken as an indicator of whether a transient is
present. A transient may cause a sudden rise and fall in spectral (bin) amplitude over a
time period of one or more blocks, depending on its position with regard to blocks and
their boundaries. Consequently, a change in the Bin Spectral-Steadiness Factor from a
high value to a low value over a small number of blocks may be taken as an indication of
the presence of a transient in the block or blocks having the lower value. A further
confirmation of me presence of a transient, or an alternative to employing the Bin
Spectral-Steadiness factor, is to observe the phase angles of bins within the block (for
example, at the phase angle output of Step 403). Because a transient is likely to occupy a
single temporal position within a block and have the dominant energy in the block, the
existence and position of a transient may be indicated by a substantially uniform delay in
phase from bin to bin in the block - namely, a substantially linear ramp of phase angles as
a function of frequency. Yet a further confirmation or alternative is to observe the bin .
amplitudes over a small number of blocks (for example, at the magnitude output of Step
403), namely by looking directly for a sudden rise and fall of spectral level.
Alternatively, Step 408 may look at three consecutive blocks instead of one block.
If the coupling frequency of the encoder is below about 1000 Hz, Step 408 may look at

more than three consecutive blocks. The number of consecutive blocks may taken into
consideration vary with frequency such that the number gradually increases as the
subband frequency range decreases. If the Bin Spectral-Steadiness Factor is obtained
from more than one block, the detection of a transient, as just described, may be
determined by separate steps that respond only to the number of blocks useful for
detecting transients.
As a further alternative, bin energies may be used instead of bin magnitudes.
As yet a further alternative, Step 408 may employ an "event decision" detecting
technique as described below in the comments following Step 409.
Step 409. Compute Subband Spectral-Steadiness Factor.
Compute a frame-rate Subband Spectral-Steadiness Factor on a scale of 0 to 1 by
forming an amplitude-weighted average of the Bin Spectral-Steadiness Factor within each
subband across the blocks in a frame as follows:
a. For each bin, calculate the product of the Bin Spectral-Steadiness Factor of Step
408 and the bin magnitude of Step 403.
b. Sum the products within each subband (a summation across frequency).
c. Average or accumulate the summation of Step 409b in all the blocks in a frame
(an averaging / accumulation across time).
d. If the coupling frequency of the encoder is below about 1000 Hz, apply the
subband frame-averaged or frame-accumulated summation to a time smoother that
operates on all subbands below that frequency and above the coupling frequency.
Comments regarding Step 409d: See comments regarding Step 404c except that
in the case of Step 409d, there is no suitable subsequent step in which the time
smoothing may alternatively be performed.
e. Divide the results of Step 409c or Step 409d, as appropriate, by the sum of the
bin magnitudes (Step 403) within the subband.
Comment regarding Step 409e: The multiplication by the magnitude in Step
409a and the divisionby the sum of the magnitudes in Step 409e_ provide amplitude,. .
weighting. The output of Step 408 is independent of absolute amplitude and, if not
amplitude weighted, may cause the output or Step 409 to be controlled by very small
amplitudes, which is undesirable.
f. Scale the result to obtain the Subband Spectral-Steadiness Factor by mapping

the range from {0.5...1} to {0...1}. This may be done by multiplying the result by 2,
subtracting 1, and limiting results less than 0 to a value of 0.
Comment regarding Step 409f: Step 409f may be useful in assuring that a
channel of noise results in a Subband Spectral-Steadiness Factor of zero.
Comments regarding Steps 408 and 409:
The goal of Steps 408 and 409 is to measure spectral steadiness — changes in
spectral composition overtime in a subband of a channel. Alternatively, aspects of an
"event decision" sensing such as described in International Publication Number WO
02/097792 Al (designating the United States) may be employed to measure spectral
steadiness instead of the approach just described in connection with Steps 408 and 409.
U.S. Patent Application S.N. 10/478,538, filed November 20,2003 is the United States'
national application of the published PCT Application WO 02/097792 Al.
According to these incorporated applications, the magnitudes of the
complex FFT coefficient of each bin are calculated and normalized (largest magnitude is
set to a value of one, for example). Then the magnitudes of corresponding bins (in dB) in
consecutive blocks are subtracted (ignoring signs), the differences between bins are
summed, and, if the sum exceeds a threshold, the block boundary is considered to be an
auditory event boundary. Alternatively, changes in amplitude from block to block may
also be considered along with spectral magnitude changes (by looking at the amount of
normalization required).
If aspects of the incorporated event-sensing applications are employed to measure
spectral steadiness, normalization may not be required and the changes in spectral
magnitude (changes in amplitude would not be measured if normalization is omitted)
preferably are considered on a subband basis. Instead of performing Step 408 as
indicated above, the decibel differences in spectral magnitude between corresponding
bins in each subband may be summed in accordance with the teachings of said
applications. Then, each of those sums, representing the degree of spectral change from
block to block may be scaled so that the result is a spectral steadiness factor having a
range from 0 to 1, wherein a value of 1 indicates the highest steadiness, a change of 0 dB
from block to block for a given bin. A value of 0, indicating the lowest steadiness, may
be assigned to decibel changes equal to or greater than a suitable amount, such as 12 dB,

for example. These results, a Bin Spectral-Steadiness Factor, may be used by Step 409 in
the same manner that Step 409 uses the results of Step 408 as described above. When
Step 409 receives a Bin Spectral-Steadiness Factor obtained by employing the just-
described alternative event decision sensing technique, the Subband Spectral-Steadiness
Factor of Step 409 may also be used as an indicator of a transient. For example, if the
range of values produced by Step 409 is 0 to 1, a transient may be considered to be
present when the Subband Spectral-Steadiness Factor is a small value, such as, for
example, 0.1, indicating substantial spectral unsteadiness.
It will be appreciated that the Bin Spectral-Steadiness Factor produced by Step
408 and by the just-described alternative to Step 408 each inherently provide a variable.
threshold to a certain degree in that they are based on relative changes from block to
block. Optionally, it may be useful to supplement such inherency by specifically
providing a shift in the threshold in response to, for example, multiple transients in a
frame or a large transient among smaller transients (e.g., a loud transient coming atop
mid- to low-level applause). Li the case of the latter example, an event detector may
initially identify each clap as an event, but a loud transient (e.g., a drum hit) may make it
desirable to shift the threshold so that only the drum hit is identified as an event.
Alternatively, a randomness metric may be employed (for example, as described
in U.S. Patent Re 36,714)
instead of a measure of spectral-steadiness over time.
Step 410. Calculate Interchannel Angle Consistency Factor.
For each subband having more than one bin, calculate a frame-rate Interchannel
Angle Consistency Factor as follows:
a. Divide the magnitude of the complex sum of Step 407e by the sum of the
magnitudes of Step 405. The resulting "raw" Angle Consistency Factor is a
number in the range of 0 to 1.
b. Calculate a correction factor: let n = the number of values across the
subband contributing-to the two quantities in the above step (in other words, "n" is.
the number of bins in the subband). If n is less than 2, let the Angle Consistency
Factor be 1 and go to Steps 4l 1 and 413.
c. Let r = Expected Random Variation = 1 /n. Subtract r from the result of the
Step 410b.

d. Normalize the result of Step 41 Oc by dividing by (1 - f). The result has a
maximum value of 1. Limit the minimum value to 0 as necessary.
Comments regarding Step 410:
Interchannel Angle Consistency is a measure of how similar the interchannel
phase angles are within a subband over a frame period. If all bin interchannel angles of
the subband are the same, the Interchannel Angle Consistency Factor is 1.0; whereas, if
the interchannel angles are randomly scattered, the value approaches zero.
The Subband Angle Consistency Factor indicates if there is a phantom image
between the channels. If the consistency is low, then it is desirable to decorrelate the
channels. A high value indicates a fused image. Image fusion is independent of other
signal characteristics.
It will be noted that the Subband Angle Consistency Factor, although an angle •
parameter, is determined indirectly from two magnitudes. If the interchannel angles are
all the same, adding the complex values and then taking the magnitude yields the same
result as taking all the magnitudes and adding them, so the quotient is 1. If the
interchannel angles are scattered, adding the complex values (such as adding vectors
having different angles) results in at least partial cancellation, so the magnitude of the
sum is less than the sum of the magnitudes, and the quotient is less than 1.
Following is a simple example of a subband having two bins:
Suppose that the two complex bin values are (3 +j4) and(6+j8). (Same angle
each case: angle = arctan (imag/real), so anglel = arctan (4/3) and angle2 = arctan (8/6) =
arctan (4/3)). Adding complex values, sum = (9 + jl2), magnitude of which is
square_root (81+144) = 15.
The sum of the magnitudes is magnitude of (3 + j4)+magnitude of (6 + j8) = 5 +
10 = 15. The quotient is therefore 15/15 = 1 = consistency (before 1/n normalization,
would also be 1 after normalization) (Normalized consistency = (1 - 0.5) / (1 - 0.5) = 1.0).
If one of the above bins has a different angle, say that the second one has complex
■ value (6-j 8), which has the same magnitude, 10. The complex sum is now (9 -j4),
which has magnitude of squarejroot (81 +16) = 9.85, so the quotient is 9.85 / 15 = 0.66 =
consistency (before normalization). To normalize, subtract 1/n = 1/2, and divide by (1-
1/n) (normalized consistency = (0.66 - 0.5) / (1 - 0.5) = 0.32.)

Although the above-described technique for determining a Subband Angle
Consistency Factor has been found useful, its use is not critical. Other suitable techniques
may be employed. For example, one could calculate a standard deviation of angles using
standard formulae. In any case, it is desirable to employ amplitude weighting to
minimize the effect of small signals on the calculated consistency value.
In addition, an alternative derivation of the Subband Angle Consistency Factor
may use energy (the squares of the magnitudes) instead of magnitude. This may be
accomplished by squaring the magnitude from Step 403 before it is applied to Steps 405
and 407.
Step 411. Derive Subband Decorrelation Scale Factor.
Derive a frame-rate Decorrelation Scale Factor for each subband as follows:
a.. Let x = frame-rate Spectral-Steadiness Factor of Step 409f.
b. Let y = frame-rate Angle Consistency Factor of Step 410e.
c. Then the frame-rate Subband Decorrelation Scale Factor = (1 - x) * (1 - y),
a number between 0 and 1.
Comments regarding Step 411:
The Subband Decorrelation Scale Factor is a function of the spectral-steadiness of
signal characteristics over time in a subband of a channel (the Spectral-Steadiness Factor)
and the consistency in the same subband of a channel of bin angles with respect to
corresponding bins of a reference channel (the Interchannel Angle Consistency Factor).
The Subband Decorrelation Scale Factor is high only if both the Spectral-Steadiness
Factor and the Interchannel Angle Consistency Factor are low.
As explained above, the Decorrelation Scale Factor controls the degree of
envelope decorrelation provided in the decoder. Signals that exhibit spectral steadiness
over time preferably should not be decorrelated by altering their envelopes, regardless of
what is happening in other channels, as it may result in audible artifacts, namely wavering
or warbling of the signal.
Step 412. Derive. Subband Aniplitude.Scale Factors.
From the subband frame energy values of Step 404 and from the subband frame
energy values of all other channels (as may be obtained by a step corresponding to Step
404 or an equivalent thereof), derive frame-rate Subband Amplitude Scale Factors as
follows:

a. For each subband, sum the energy values per frame across all input channels.
b. Divide each subband energy value per frame, (from Step 404) by the sum of the
energy values across all input channels (from Step 412a) to create values in the range
ofOtol.
c. Convert each ratio to dB, in the range of -co to 0.
d. Divide by the scale factor granularity, which may be set at 1.5 dB, for example,
change sign to yield a non-negative value, limit to a maximum value which may be, for
example, 31 (i.e. 5-bit precision) and round to the nearest integer to create the quantized
value. These values are the frame-rate Subband Amplitude Scale Factors and are
conveyed as part of the sidechain information.
e. If the coupling frequency of the encoder is below about 1000 Hz, apply the
subband frame-averaged or frame-accumulated magnitudes to a time smoother that
operates on all subbands below that frequency and above the coupling frequency.
Comments regarding Step 412e: See comments regarding step 404c except that
in the case of Step 412e, there is no suitable subsequent step in which the time smoothing
may alternatively be performed.
Comments for Step 412:
Although the granularity (resolution) and quantization precision indicated here
have been found to be useful, they are not critical and other values may provide
acceptable results.
Alternatively, one may use amplitude instead of energy to generate the Subband
Amplitude Scale Factors. If using amplitude, one would use dB=20*log(amplitude ratio),
else if using energy, one converts to dB via dB=10*log(energy ratio), where amplitude
ratio = square root (energy ratio).
Step 413. Signal-Dependently Time Smooth Interchannel Subband Phase
Angles.
Apply signal-dependent temporal smoothing to subband frame-rate interchannel
angles derived in Step 407f: - --..-.
a. Let v = Subband Spectral-Steadiness Factor of Step 409d.
b. Let w - corresponding Angle Consistency Factor of Step 410e.
c. Let x = (1 - v) * w. This is a value between 0 and 1, which is high if the
Spectral-Steadiness Factor is low and the Angle Consistency Factor is high.

-38-
d. Let y = 1 - x. y is high if Spectral-Steadiness Factor is high and Angle
Consistency Factor is low.
e. Let z = yexp, where exp is a constant, which may be = 0.1. z is also in the
range of 0 to 1, but skewed toward 1, corresponding to a slow time constant.
f. If the Transient Flag (Step 401) for the channel is set, set z = 0,
corresponding to a fast time constant in the presence of a transient.
g. Compute Mm, a maximum allowable value of z, lim = 1 - (0.1 * w). This
ranges from 0.9 if the Angle Consistency Factor is high to 1.0 if the Angle
Consistency Factor is low (0).
h. Limit z by lim as necessary: if (z > lim) then z = lim.
i. Smooth the subband angle of Step 407f using the value of z and a running
smoothed value of angle maintained for each subband. If A = angle of Step 407f
and RSA = running smoothed angle value as of the previous block, and NewRSA
is the new value of the running smoothed angle, then: NewRSA = RSA * z + A *
(1 - z). The value of RSA is subsequently set equal to NewRSA before
processing the following block. New RSA is the signal-dependently time-
smoothed angle output of Step 413.
Comments regarding Step 413:
When a transient is detected, the subband angle update time constant is set to 0,
allowing a rapid subband angle change. This is desirable because it allows the normal
angle update mechanism to use a range of relatively slow time constants, rrunimizing
image wandering during static or quasi-'static signals, yet fast-changing signals are treated
with fast time constants.
Although other smoothing techniques and parameters may be usable, a first-order
smoother implementing Step 413 has been found to be suitable. If implemented as a first-
order smoother / lowpass filter, the variable "z" corresponds to the feed-forward
coefficient (sometimes denoted "ffD"), while "(1-z)" corresponds to the feedback
coefficient (sometimes denoted "fbl"). ■
Step 414. Quantize Smoothed Interchannel Subband Phase Angles.
Quantize the time-smoothed subband interchannel angles derived in Step 413i to
obtain the Subband Angle Control Parameter:
a. If the value is less than 0, add 2%, so that all angle values to be quantized are

in the range 0 to 2%.
b. Divide by the angle granularity (resolution), which may be 2K 164 radians,
and round to an integer. The maximum value may be set at 63, corresponding to
6-bit quantization.
Comments regarding Step 414:
The quantized value is treated as a non-negative integer, so an easy way to
quantize the angle is to map it to a non-negative floating point number ((add 2n if less
than 0, making the range 0 to (less than) 2%)), scale by the granularity (resolution), and
round to an integer. Similarly, dequantizing that integer (which could otherwise be done
with a simple table lookup), can be accomplished by scaling by the inverse of the angle
granularity factor, converting a non-negative integer to a non-negative floating point
angle (again, range 0 to 2K), after which it can be renormalized to the range ±TC for further
use. Although such quantization of the Subband Angle Control Parameter has been found
to be useful, such a quantization is not critical and other quantizations may provide
acceptable results.
Step 415. Quantize Subband Decorrelation Scale Factors.
Quantize the Subband Decorrelation Scale Factors produced by Step 411 to, for
example, 8 levels (3 bits) by multiplying by 7.49 and rounding to the nearest integer.
These quantized values are part of the sidechain information.
Comments regarding Step 415:
Although such quantization of the Subband Decorrelation Scale Factors has been
found to be useful, quantization using the example values is not critical and other
quantizations may provide acceptable results.
Step 416. Dequantize Subband Angle Control Parameters.
Dequantize the Subband Angle Control Parameters (see Step 414), to use prior to
downmixing. .
Comment regarding Step 416:
Use of quantized values in the encoder helps maintain synchrony between the
encoder and the decoder.
Step 417. Distribute Frame-Rate Dequantized Subband Angle Control
Parameters Across Blocks.
In preparation for downmixing, distribute the once-per-frame dequantized

Subband Angle Control Parameters of Step 416 across time to the subbands of each block
within the frame.
Comment regarding Step 417:
The same frame value may be assigned to each block in the frame. Alternatively,
it may be useful to interpolate the Subband Angle Control Parameter values across the
blocks in a frame. Linear interpolation over time may be employed in the manner of the
linear interpolation across frequency, as described below.
Step 418. Interpolate block Subband Angle Control Parameters to Bins
Distribute the block Subband Angle Control Parameters of Step 417 for each
channel across frequency to bins, preferably using linear interpolation as described below.
Comment regarding Step 418:
If linear interpolation across frequency is employed, Step 418 minimizes phase
angle changes from bin to bin across a subband boundary, thereby minimizing aliasing
artifacts. Such linear interpolation may be enabled, for example, as described below
following the description of Step 422. Subband angles are calculated independently of
one another, each representing an average across a subband. Thus, there may be a large
change from one subband to the next. If the net angle value for a subband is applied to all
bins in the subband (a "rectangular" subband distribution), the entire phase change from
one subband to a neighboring subband occurs between two bins. If there is a strong
signal component there, there may be severe, possibly audible, aliasing. Linear
interpolation, between the centers of each subband, for example, spreads the phase angle
change over all the bins in the subband, minimizing the change between any pair of bins,
so that, for example, the angle at the low end of a subband mates with the angle at the
high end of the subband below it, while maintaining the overall average the same as the
given calculated subband angle. In other words, instead of rectangular subband
distributions, the subband angle distribution may be trapezoidally shaped.
For example, suppose that the lowest coupled subband has one bin and a subband
-angle of 20 degrees, the next subband has three bins and a subband angle of 40 degrees,
and the third subband has five bins and a subband angle of 100 degrees. With no
interpolation, assume that the first bin (one subband) is shifted by an angle of 20 degrees,
the next three bins (another subband) are shifted by an angle of 40 degrees and the next
five bins (a further subband) are shifted by an angle of 100 degrees. In that example,

there is a 60-degree maximum change, from bin 4 to biri 5. With linear interpolation, the
first bin still is shifted by'an angle of 20 degrees, the next 3 bins are shifted by about 30,
40, and 50 degrees; and the next five bins are shifted by about 67, 83,100,117, and 133
degrees. The average subband angle shift is the same, but the maximum bin-to-bin
change is reduced to 17 degrees.
Optionally, changes in amplitude from subband to subband, in connection with
this and other steps described herein, such as Step 417 may also be treated in a similar
interpolative fashion. However, it may not be necessary to do so because there tends to
be more natural continuity in amplitude from one subband to the next
Step 419. Apply Phase Angle Rotation to Bin Transform Values for Channel.
Apply phase angle rotation to each bin transform value as follows:
a. Let x = bin angle for this bin as calculated in Step 418.
b. Let y = -x;
c. Compute z, a unity-magnitude complex phase rotation scale factor with
angle y, z = cos (y) +j sin (y).
d. Multiply the bin value (a +jb) by z.
Comments regarding Step 419:
The phase angle rotation applied in the encoder is the inverse of the angle derived
from the Subband Angle Control Parameter.
Phase angle adjustments, as described herein, in an encoder or encoding process
prior to downmixing (Step 420) have several advantages: (1) they minimize cancellations
of the channels that are summed to a mono composite signal or matrixed to multiple
channels, (2) they minimize reliance on energy normalization (Step 421), and (3) they
precompensate the decoder inverse phase angle rotation, thereby reducing aliasing.
The phase correction factors can be applied in the encoder by subtracting each
subband phase correction value from the angles of each transform bin value in that
subband. This is equivalent to multiplying each complex bin value by a complex number
■ with a magnitude of 1.0 and an angle equal to the negative, of .the phase correction factor.
Note that a complex number of magnitude 1, angle A is equal to cos(A)+j sin(A). This
latter quantity is calculated once for each subband of each channel, with A = -phase
correction for this subband, then multiplied by each bin complex signal value to realize
the phase shifted bin value.

The phase shift is circular, resulting in circular convolution (as mentioned above).
While circular convolution may be benign for some continuous signals, it may create
spurious spectral components for certain continuous complex signals (such as a pitch
pipe) or may cause blurring of transients if different phase angles are used for different
subbands. Consequently, a suitable technique to avoid circular convolution may be
employed or the Transient Flag may be employed such that, for example, when the
Transient Flag is True, the angle calculation results may be overridden, and all subbands
in a channel may use the same phase correction factor such as zero or a randomized
value.
Step 420. Downmix.
Downmix to mono by adding the corresponding complex transform bins across
channels to produce a mono composite channel or downmix to multiple channels by
matrixing the input channels, as for example, in the manner of the example of FIG. 6, as
described below.
Comments regarding Step 420:
In the encoder, once the transform bins of all the channels have been phase
shifted, the channels are summed, bin-by-bin, to create the mono composite audio signal.
Alternatively, the channels may be applied to a passive or active matrix that provides
either a simple summation to one channel, as in the N:l encoding of FIG. 1, or to multiple
channels. The matrix coefficients may be real or complex (real and imaginary).
Step 421. Normalize.
To avoid cancellation of isolated bins and over-emphasis of in-phase signals,
normalize the amplitude of each bin of the mono composite channel to have substantially
the same energy as the sum of the contributing energies, as follows:
a. Let x = the sum across channels of bin energies {i.e., the squares of the bin
magnitudes computed in Step 403).
b. Let y = energy of corresponding bin of the mono composite channel,
calculated as per-Step 403. .......
c. Let z = scale factor = square_root (x/y). If x = 0 then y is 0 and z is set to
1.
d. Limit z to a maximum value of, for example, 100. If z is initially greater
than 100 (implying strong cancellation from downmixing), add an arbitrary value,

for example, 0.01 * square_root (x) to the real and imaginary parts of the mono
composite bin, which will assure that it is large enough to be normalized by the
following step.
e. Multiply the complex mono composite bin value by z.
Comments regarding Step 421:
Although it is generally desirable to use the same phase factors for both encoding
and decoding, even the optimal choice of a subband phase correction value may cause
one or more audible spectral components within the subband to be cancelled during the
encode downmix process because the phase shifting of step 419 is performed on a
subband rather than a bin basis. In this case, a different phase factor for isolated bins in
the encoder may be used if it is detected that the sum energy of such bins is much less
than the energy sum of the individual channel bins at that frequency. It is generally not
necessary to apply such an isolated correction factor to the decoder, inasmuch as isolated
bins usually have little effect on overall image quality. A similar normalization may be
applied if multiple channels rather than a mono channel are employed.
Step 422. Assemble and Pack into Bitstream(s).
The Amplitude Scale Factors, Angle Control Parameters, Decorrelation Scale
Factors, and Transient Flags side channel information for each channel, along with the
common mono composite audio or the matrixed multiple channels are multiplexed as may
be desired and packed into one or more bitstreams suitable for the storage, transmission
or storage and transmission medium or media.
Comment regarding Step 422:
The mono composite audio or the multiple channel audio may be applied to a
data-rate reducing encoding process or device such as, for example, a perceptual encoder
or to a perceptual encoder and an entropy coder {e.g., arithmetic or Huffman coder)
(sometimes referred to as a "lossless" coder) prior to packing. Also, as mentioned above,
the mono composite audio (or the multiple channel audio) and related sidechain
information may be derived from multiple input channels only for audio .frequencies
above a certain frequency (a "coupling" frequency). In that case, the audio frequencies
below the coupling frequency in each of the multiple input channels may be stored,
transmitted or stored and transmitted as discrete channels or may be combined or
processed in some manner other than as described herein. Discrete or otherwise-

combined channels may also be applied to a data reducing encoding process or device
such as, for example, a perceptual encoder or a perceptual encoder and an entropy
encoder. The mono composite audio (or the multiple channel audio) and the discrete
multichannel audio may all be applied to an integrated perceptual encoding or perceptual
and entropy encoding process or device prior to packing.
Optional Interpolation Flag (Not shown in FIG. 4)
Interpolation across frequency of the basic phase angle shifts provided by the
Subband Angle Control Parameters may be enabled in the Encoder (Step 418) and/or in
the Decoder (Step 505, below). The optional Interpolation Flag sidechain parameter may
be employed for enabling interpolation in the Decoder. Either the Interpolation Flag or
an enabling flag similar to the Interpolation Flag may be used in the Encoder. Note that
because the Encoder has access to data at the bin level, it may use different interpolation
values than the Decoder, which interpolates the Subband Angle Control Parameters in the
sidechain information.
The use of such interpolation across frequency in the Encoder or the Decoder may
be enabled if, for example, either of the following two conditions are true:
Condition 1. If a strong, isolated spectral peak is located at or near the
boundary of two subbands that have substantially different phase rotation angle
assignments.
Reason: without interpolation, a large phase change at the boundary may
introduce a warble in the isolated spectral component. By using interpolation to
spread the band-to-band phase change across the bin values within the band, the
amount of change at the subband boundaries is reduced. Thresholds for spectral
peak strength, closeness to a boundary and difference in phase rotation from
subband to subband to satisfy this condition may be adjusted empirically.
Condition 2. If, depending on the presence of a transient, either the
interchannel phase angles (no transient) or the absolute phase angles within a
channel (transient), comprise a-good fit to. a linear progression.
Reason:. Using interpolation to reconstruct the data tends to provider
better fit to the original data. Note that the slope of the linear progression need
not be constant across all frequencies, only within each subband, since angle data
will still be conveyed to the decoder on a subband basis; and that forms the input

to the Interpolator Step 418. The degree to which the data provides a good fit to
satisfy this condition may also be determined empirically.
Other conditions, such as those determined empirically, may benefit from
interpolation across frequency. The existence of the two conditions just mentioned may
be determined as follows:
Condition 1. If a strong, isolated spectral peak is located at or near the
boundary of two subbands that have substantially different phase rotation angle
assignments:
for the Interpolation Flag to be used by the Decoder, the Subband Angle
Control Parameters (output of Step 414), and for enabling of Step 418 within the
Encoder, the output of Step 413 before quantization may be used to determine the
rotation angle from subband to subband.
for both the Interpolation Flag and for enabling within the Encoder, the
magnitude output of Step 403, the current DFT magnitudes, may be used to find
isolated peaks at subband boundaries.
Condition 2. If, depending on the presence of a transient, either the
interchatmel phase angles (no transient) or the absolute phase angles within a
channel (transient), comprise a good fit to a linear progression.:
if the Transient Flag is not true (no transient), use the relative interchannel
• bin phase angles from Step 406 for the fit to a linear progression determination,
and
if the Transient Flag is true (transient), us the channel's absolute phase
angles from Step 403.
Decoding
The steps of a decoding process ("decoding steps") may be described as follows.
With respect to decoding steps, reference is made to FIG. 5, which is in the nature of a
hybrid flowchart and functional block diagram. For simplicity, the figure shows the
derivation of sidechain.information components for one channel, it being understood that - -
sidechain information components must be obtained for each channel unless the channel
is a reference channel for such components, as explained elsewhere.
Step 501. Unpack and Decode Sidechain Information.
Unpack and decode (including dequantization), as necessary, the sidechain data

components (Amplitude Scale Factors, Angle Control Parameters, Decorrelation Scale
Factors, and Transient Flag) for each frame of each channel (one channel shown in FIG.
5). Table lookups may be used to decode the Amplitude Scale Factors, Angle Control
Parameter, and Decorrelation Scale Factors.
Comment regarding Step 501: As explained above, if a reference channel is
employed, the sidechain data for the reference channel may not include the Angle Control
Parameters, Decorrelation Scale Factors, and Transient Flag.
Step 502. Unpack and Decode Mono Composite or Multichannel Audio
Signal.
Unpack and decode, as necessary, the mono composite or multichannel audio
signal information to provide DFT coefficients for each transform bin of the mono
composite or multichannel audio signal.
Comment regarding Step 502:
Step 501 and Step 502 may be considered to be part of a single unpacking and
decoding step. Step 502 may include a passive or active matrix.
Step 503. Distribute Angle Parameter Values Across Blocks.
Block Subband Angle Control Parameter values are derived from the dequantized
frame Subband Angle Control Parameter values.
Comment regarding Step 503:
Step 503 may be implemented by distributing the same parameter value to every
block in the frame.
Step 504. Distribute Subband Decorrelation Scale Factor Across Blocks.
Block Subband Decorrelation Scale Factor values are derived from the
dequantized frame Subband Decorrelation Scale Factor values.
Comment regarding Step 504;
Step 504 may be implemented by distributing the same scale factor value to every
block in the frame.
. Step 505. Linearly Interpolate Across Frequency. . .
Optionally, derive bin angles from the block subband angles of decoder Step 503
by linear interpolation across frequency as described above in connection with encoder
Step 418. Linear interpolation in Step 505 may be enabled when the Interpolation Flag is
used and is true.

Step 506. Add Randomized Phase Angle Offset (Technique 3).
In accordance with Technique 3, described above, when the Transient Flag
indicates a transient, add to the block Subband Angle Control Parameter provided by Step
503, which may have been linearly interpolated across frequency by Step 505, a
randomized offset value scaled by the Decorrelation Scale Factor (the scaling may be
indirect as set forth in this Step):
a. Let y = block Subband Decorrelation Scale Factor.
b. Let z = ySKp, where exp is a constant, for example = 5. z will also be in the
range of 0 to 1, but skewed toward 0, reflecting a bias toward low levels of
randomized variation unless the Decorrelation Scale Factor value is high.
c. Let x = a randomized number between +1.0 and 1.0, chosen separately for
each subband of each block.
d. Then, the value added to the block Subband Angle Control Parameter to add
a randomized angle offset value according to Technique 3 is x * pi * z.
Comments regarding Step 506:
As will be appreciated by those of ordinary skill in the art, "randomized" angles
(or "randomized amplitudes if amplitudes are also scaled) for scaling by the Decorrelatior
Scale Factor may include not only pseudo-random and truly random variations, but also
deterministically-generated variations that, when applied to phase angles or to phase
angles and to amplitudes, have the effect of reducing cross-correlation between channels.
Such "randomized" variations may be obtained in many ways. For example, a pseudo-
random number generator with various seed values may be employed. Alternatively,
truly random numbers may be generated using a hardware random number generator.
Inasmuch as a randomized angle resolution of only about 1 degree may be sufficient,
tables of randomized numbers having two or three decimal places (e.g. 0.84 or 0.844)
may be employed. Preferably, the randomized values (between -1.0 and +1.0 with
reference to Step 505c, above) are uniformly distributed statistically across each channel.
Although the non-linear indirect scaling of Step 506 has been found to be useful,
it is not critical and other suitable scalings may be employed - in particular other values
for the exponent may be employed to obtain similar results.
When the Subband Decorrelation Scale Factor value is 1, a full range of random
angles from -% to + % are added (in which case the block Subband Angle Control

Parameter values produced by Step 503 are rendered irrelevant). As the Subband
Decorrelation Scale Factor value decreases toward zero, the randomized angle offset also
decreases toward zero, causing the output of Step 506 to move toward the Subband Angle
Control Parameter values produced by Step 503.
If desired, the encoder described above may also add a scaled randomized offset
in accordance with Technique 3 to the angle shift applied to a channel before
downmixing. Doing so may improve alias cancellation in the decoder. It may also be
beneficial for improving the synchronicity of the encoder and decoder.
Step 507. Add Randomized Phase Angle Offset (Technique 2).
In accordance with Technique 2, described above, when the Transient Flag does
not indicate a transient, for each bin, add to all the block Subband Angle Control
Parameters in a frame provided by Step 503 (Step 505 operates only when the Transient
Flag indicates a transient) a different randomized offset value scaled by the Decorrelation
Scale Factor (the scaling may be direct as set forth herein in this step):
a. Let y = block Subband Decorrelation Scale Factor.
b. Let x = a randomized number between +1.0 and —1.0, chosen separately for
each bin of each frame.
c. Then, the value added to the block bin Angle Control Parameter to add a
randomized angle offset value according to Technique 3 is x * pi * y.
Comments regarding Step 507:
See comments above regarding Step 505 regarding the randomized angle offset.
Although the direct scaling of Step 507 has been found to be useful, it is not
critical and other suitable scalings may be employed.
To minimize temporal discontinuities, the unique randomized angle value for each
bin of each channel preferably does not change with time. The randomized angle values
of all the bins in a subband are scaled by the same Subband Decorrelation Scale Factor
value, which is updated at the frame rate. Thus, when the Subband Decorrelation Scale
• Factor value isl, a full range of random angles from ~% to + it are added (in which case .
block subband angle values derived from the dequantized frame subband angle values are
rendered irrelevant). As the Subband Decorrelation Scale Factor value diminishes toward
zero, the randomized angle offset also diminishes toward zero. Unlike Step 504, the
scaling in this Step 507 may be a direct function of the Subband Decorrelation Scale

Factor value. For example, a Subband Decorrelation Scale Factor value of 0.5
proportionally reduces every random angle variation by 0.5.
The scaled randomized angle value may then be added to the bin angle from
decoder Step 506. The Decorrelation Scale Factor value is updated once per frame. In
the presence of a Transient Flag for the frame, this step is skipped, to avoid transient
prenoise artifacts.
If desired, the encoder described above may also add a scaled randomized offset
in accordance with Technique 2 to the angle shift applied before downmixing.. Doing so
may improve alias cancellation in the decoder. It may also be beneficial for improving
the synchronicity of the encoder and decoder.
Step 508. Normalize Amplitude Scale Factors.
Normalize Amplitude Scale Factors across channels so that they sum-square to 1.
Comment regarding Step 508:
For example, if two channels have dequantized scale factors of-3.0 dB (= 2 *
granularity of 1.5 dB) (.70795), the sum of the squares is 1.002. Dividing each by the
square root of 1.002 = 1.001 yields two values of .7072 (-3.01 dB).
Step 509. Boost Subband Scale Factor Levels (Optional).
Optionally, when the Transient Flag indicates no transient, apply a slight
additional boost to Subband Scale Factor levels, dependent on Subband Decorrelation
Scale Factor levels: multiply each normalized Subband Amplitude Scale Factor by a
small factor (e.g., 1 + 0.2 * Subband Decorrelation Scale Factor). When the Transient
Flag is True, skip this step.
Comment regarding Step 509:
This.step may be useful because the decoder decorrelation Step 507 may result in
slightly reduced levels in the final inverse filterbank process.
Step 510. Distribute Subband Amplitude Values Across Bins.
Step 510 may be implemented by distributing the same subband amplitude scale
factor value to every bin in the subband; .--.-...•
Step 510a. Add Randomized Amplitude Offset (Optional)
Optionally, apply a randomized variation to the normalized Subband Amplitude
Scale Factor dependent on Subband Decorrelation Scale Factor levels and the Transient
Flag. In the absence of a transient, add a Randomized Amplitude Scale Factor that does

not change with time on a bin-by-bin basis (different from bin to bin), and, in the
presence of a transient (in the frame or block), add a Randomized Amplitude Scale Factor
that changes on a block-by-block basis (different from block to block) and changes from
subband to subband (the same shift for all bins in a subband; different from subband to
subband). Step 510a is not shown in the drawings.
Comment regarding Step 510a:
Although the degree to which randomized amplitude shifts are added may be
controlled by the Decorrelation Scale Factor, it is believed that a particular scale factor
value should cause less amplitude shift than the corresponding randomized phase shift
resulting from the same scale factor value in order to avoid audible artifacts.
Step 511. Upmix.
a. For each bin of each output channel, construct a complex upmix scale
factor from the amplitude of decoder Step 508 and the bin angle of decoder
Step 507: (amplitude * (cos (angle) +j sin (angle)).
b. For each output channel, multiply the complex bin value and the
complex upmix scale factor to produce the upmixed complex output bin value of
each bin of the channel.
Step 512. Perform Inverse DFT (Optional).
Optionally, perform an inverse DFT transform on the bins of each output channel
to yield multichannel output PCM values. As is well known, in connection with such an
inverse DFT transformation, the individual blocks of time samples are windowed, and
adjacent blocks are overlapped and added together in order to reconstruct the final
continuous time output PCM audio signal.
Comments regarding Step 512:
A decoder according to the present invention may not provide PCM outputs. In
the case where the decoder process is employed only above a given coupling frequency,
and discrete MDCT coefficients are sent for each channel below that frequency, it may be
desirable to convert the .DFT coefficients derived by the decoder upmixing Steps 511a..
and 51 lb to MDCT coefficients, so that they can be combined with the lower frequency
discrete MDCT coefficients and requantized in order to provide, for example, a bitstream
compatible with an encoding system that has a large number of installed users, such as a
standard AC-3 SP/DIF bitstream for application to an external device where an inverse

transform may be performed. An inverse DFT transform may be applied to ones of the
output channels to provide PCM outputs.
Section 8.2.2 oftheA/52A Document
With Sensitivity Factor "F" Added
8.2.2. Transient detection
Transients are detected in the full-bandwidth channels in order to decide when to
switch to short length audio blocks to improve pre-echo performance. High-pass filtered
versions of the signals are examined for an increase in energy from one sub-block time-
segment to the next. Sub-blocks are examined at different time scales. If a transient is
detected in the second half of an audio block in a channel that channel switches to a short
block. A channel that is block-switched uses the D45 exponent strategy [i.e., the data has
a coarser frequency resolution in order to reduce the data overhead resulting from the
increase in temporal resolution].
• The transient detector is used to determine when to switch from a long transform
block (length 512), to the short block (length 256). It operates on 512 samples for every
audio block. This is done in two passes, with each pass processing 256 samples. Transient
detection is broken down into four steps: 1) high-pass filtering, 2) segmentation of the
block into submultiples, 3) peak amplitude detection within each sub-block segment, and
4) threshold comparison. The transient detector outputs a flag blksw[n] for each full-
bandwidth channel, which when set to "one" indicates the presence of a transient in the
second half of the 512 length input block for the corresponding channel.
1) High-pass filtering: The high-pass filter is implemented as a cascaded
biquad direct form IIIIR filter with a cutoff of 8 kHz.
2) Block Segmentation: The block of 256 high-pass filtered samples are
segmented into a hierarchical tree of levels in which level 1 represents the 256
length block, level 2 is two segments of length 128, and level 3 is four segments
of length 64.
.3) Peak Detection: The sample with the largest magnitude is identified for
each segment on every level of the hierarchical tree. The peaks for a single level
are found as follows:
P[j][k] = max(x(n))
for n = (512 x (k-1) / 2Aj), (512 x (k-1) / 2Aj) + 1, ...(512 x k / 2Aj) - 1

andk=l,...52AG-l);
where: x(n) = the nth sample in the 256 length block
j = 1,2, 3 is the hierarchical level number
k = the segment number within level j
Note that PQ][0], (i.e., k=0) is defined to be the peak of the last
segment on level j of the tree calculated immediately prior to the current
tree. For example, P[3][4] in the preceding tree is P[3][0] in the current
tree.
4) Threshold Comparison: The first stage of the threshold comparator
checks to see if there is significant signal level in the current block. This is done
by comparing the overall peak value P[1][1] of the current block to a "silence
threshold". If P[1][1 j is below this threshold then a long block is forced. The silence
threshold value is 100/32768. The next stage of the comparator checks the relative
peak levels of adjacent segments on each level of the hierarchical tree. If the peak
ratio of any two adjacent segments on a particular level exceeds a pre-defined
threshold for that level, then a flag is set to indicate the presence of a transient in
the current 256-length block. The ratios are compared as follows:
. mag(Pp][k]) x T[j] > (F * mag(P[i][(k-l)])) [Note the "F" sensitivity
factor]
where: T[j] is the pre-defined threshold for level j, defined as:
T[l] = .l
T[2] = .075
T[3] = .05
If this inequality is true for any two segment peaks on any level,
then a transient is indicated for the first half of the 512 length input block.
The second pass through this process determines the presence of transients
in the second half of the 512 length input block.
N:MEncoding
Aspects of the present invention are not limited to N: 1 encoding as described in
connection with FIG. 1. More generally, aspects of the invention are applicable to the
transformation of any number of input channels (n input channels) to any number of

output channels (m output channels) in the manner of FIG. 6 (i.e., N:M encoding).
Because in many common applications the number of input channels n is greater than the
number of output channels m, the N:M encoding arrangement of FIG. 6 will be referred ,
to as "downmixing" for convenience in description.
Referring to the details of FIG. 6, instead of summing the outputs of Rotate Angle
8 and Rotate Angle 10 in the Additive Combiner 6 as in the arrangement of FIG. 1, those
outputs may be applied to a downmix matrix device or function 6' ("Downmix Matrix").
Downmix Matrix 6' may be a passive or active matrix that provides either a simple
summation to one channel, as in the N:l encoding of FIG. 1, or to multiple channels. The
matrix coefficients may be real or complex (real and imaginary). Other devices and
functions in FIG. 6 may be the same as in the FIG. 1 arrangement and they bear the same
reference numerals.
Downmix Matrix 6' may provide a hybrid frequency-dependent function such that
it provides, for example, mn-a channels in a frequency range fl to f2 and ma-s channels
in. a frequency range f2 to f3. For example, below a coupling frequency of, for example,
1000 Hz the Downmix Matrix 6' may provide two channels and above the coupling
frequency the Downmix Matrix 6' may provide one channel. By employing two channels
below the coupling frequency, better spatial fidelity may be obtained, especially if the
two channels represent horizontal directions (to match the horizontality of the human
ears).
Although FIG. 6 shows the generation of the same sidechain information for each
channel as in the FIG. 1 arrangement, it may be possible to omit certain ones of the
sidechain information when more than one channel is provided by the output of the
Downmix Matrix 6'. In some cases, acceptable results may be obtained when only the
amplitude scale factor sidechain information is provided by the FIG. 6 arrangement.
Further details regarding sidechain options are discussed below in connection with the
descriptions of FIGS. 7, 8 and 9.
- - As just mentioned above, the multiple channels generated by the Downmix Matrix
6' need not be fewer than the number of input channels n. When the purpose of an
encoder such as in FIG. 6 is to reduce the number of bits for transmission or storage, it is
likely that the number of channels produced by downmix matrix 6' will be fewer than the
number of input channels n. However, the arrangement of FIG. 6 may also be used as an

"upmixer." In that case, there may be applications in which the number of channels m
produced by the Downmix Matrix 6' is more than the number of input channels n.
Encoders as described in connection with the examples of.FIGS. 2, 5 and 6 may
also include their own local decoder or decoding function in order to determine if the
audio information and the sidechain information, when decoded by such, a decoder, would
provide suitable results. The results of such a determination could be used to improve the
parameters by employing, for example, a recursive process. In a block encoding and
decoding system, recursion calculations could be performed, for example, on every block
before the next block ends in order to minimize the delay in fransinitting a block of audio
information and its associated spatial parameters.
An arrangement in which the encoder also includes its own decoder or decoding
function could also be employed advantageously when spatial parameters are not stored
or sent only for certain blocks. If unsuitable decoding would result from not sending
spatial-parameter sidechain information, such sidechain information would be sent for the
particular block. In this case, the decoder may be a modification of the decoder or
decoding function of FIGS. 2, 5 or 6 in that the decoder would have both the ability to
recover spatial-parameter sidechain information for frequencies above the coupling
frequency from the incoming bitstream but also to generate simulated spatial-parameter
sidechain information from the stereo information below the coupling frequency.
In a simplified alternative to such local-decoder-incorporating encoder examples,
rather than having a local decoder or decoder function, the encoder could simply check to
determine if there were any signal content below the coupling frequency (determined in
any suitable way, for example, a sum of the energy in frequency bins through the
frequency range), and, if not, it would send or store spatial-parameter sidechain
information rather than not doing so if the energy were above the threshold. Depending
on the encoding scheme, low signal information below the coupling frequency may also
result in more bits being available for sending sidechain information.
M:NDecoding' . ,-
A more generalized form of the arrangement of FIG. 2 is shown in FIG. 7,
wherein an upmix matrix function or device ('TJpmix Matrix") 20 receives the 1 to m
channels generated by the arrangement of FIG. 6. The Upmix Matrix 20 may be a
passive matrix. It may be, but need not be, the conjugate transposition (i. e., the

complement) of the Downmix Matrix 6' of the FIG. 6 arrangement. Alternatively, the
Uprrdx Matrix 20 may be an active matrix - a variable matrix or a passive matrix in
combination with a variable matrix. If an active matrix decoder is employed, in its
relaxed or quiescent state it may be the complex conjugate of the Downmix Matrix or it
may be independent of the Downmix Matrix. The sidechain information may be applied
as shown in FIG. 7 so as to control the Adjust Amplitude, Rotate Angle, and (optional)
Interpolator functions or devices. In that case, the Upmix Matrix, if an active matrix,
operates independently of the sidechain information and responds only to the channels
applied to it. Alternatively, some or all of the sidechain information may be applied to
the active matrix to assist its operation. In that case, some or all of the Adjust Amplitude,
Rotate Angle, and Interpolator functions or devices may be omitted. The Decoder
example of FIG. 7 may also employ the alternative of applying a degree of randomized
amplitude variations under certain signal conditions, as described above in connection
with FIGS. 2 and 5.
When Upmix Matrix 20 is an active matrix, the arrangement of FIG. 7 may be
characterized as a "hybrid matrix decoder" for operating in a "hybrid matrix
encoder/decoder system." "Hybrid" in this context refers to the fact that the decoder may
derive some measure of control information from its input audio signal (i.e., the active
matrix responds to spatial information encoded in the channels applied to it) and a further
measure of control information from spatial-parameter sidechain information. Other
elements of FIG. 7 are as in the arrangement of FIG. 2 and bear the same reference
numerals.
Suitable active matrix decoders for use in a hybrid matrix decoder may include
active matrix decoders such as those mentioned above
including, for example, matrix decoders known as "Pro Logic" and "Pro Logic II"
decoders ("Pro Logic" is a trademark of Dolby Laboratories Licensing Corporation).
Alternative Decorrelation
FIGS. 8 and 9-show variationson the. generalized Decoder of FIG. 7. In
particular, both the arrangement of FIG. 8 and the arrangement of FIG. 9 show
alternatives to the decorrelation technique of FIGS. 2 and 7. In FIG. 8, respective
decorrelator functions or devices ("Decorrelators") 46 and 48 are in the time domain,
each following the respective Inverse Filterbank 30 and 36 in their channel. In FIG. 9,

respective decorrelator functions or devices ("Decorrelators") 50 and 52 are in the
frequency domain, each preceding the respective Inverse Filterbank 30 and 36 in their
channel. In both the FIG. 8 and FIG. 9 arrangements, each of the Decorrelators (46,48,
50,52) has a unique characteristic so that their outputs are mutually decorrelated with
respect to each other. The Decorrelation Scale Factor may be used to control, for
example, the ratio of decorrelated to uncorrelated signal provided in each channel.
Optionally, the Transient Flag may also be used to shift the mode of operation of the
Decorrelator, as is explained below. In both the FIG. 8 and FIG. 9 arrangements, each
Decorrelator may be a Schroeder-type reverberator having its own unique filter
characteristic, in which the amount or degree of reverberation is controlled by the
decorrelation scale factor (implemented, for example, by controlling the degree to which
the Decorrelator output forms a part of a linear combination of the Decorrelator input and
output). Alternatively, other controllable decorrelation techniques may be employed
either alone or in combination with each other or with a Schroeder-type reverberator.
Schroeder-type reverberators are well known and may trace their origin to two journal
papers: "'Colorless' Artificial Reverberation" by M.R. Schroeder and B.F. Logan, IRE
Transactions on Audio, vol. AU-9, pp. 209-214,1961 and "Natural Sounding Artificial •
Reverberation" by M.R. Schroeder, JournalA.E.S., July 1962, vol. 10, no. 2, pp. 219-223.
When the Decorrelators 46 and 48 operate in the time domain, as in the FIG. 8
arrangement, a single (i.e., wideband) Decorrelation Scale Factor is required. This may
be obtained by any of several ways. For example, only a single Decorrelation Scale
Factor may be generated in the encoder of FIG. 1 or FIG. 7. Alternatively, if the encoder
of FIG. 1 or FIG. 7 generates Decorrelation Scale Factors on a subband basis, the
Subband Decorrelation Scale Factors may be amplitude or power summed in the encoder
of FIG. 1 or FIG. 7 or in the decoder of FIG. 8.
When the Decorrelators 50 and 52 operate in the frequency domain, as in the FIG.
9 arrangement, they may receive a decorrelation scale factor for each subband or groups
of subbands and, concomitantly, provide a commensurate degree of decorrelation for such,
subbands or groups of subbands.
The Decorrelators 46 and 48 of FIG. 8 and the Decorrelators 50 and 52 of FIG. 9
may optionally receive the Transient Flag. In the time-domain Decorrelators of FIG. 8,
the Transient Flag may be employed to shift the mode of operation of the respective

Decorrelator. For example, the Decorrelator may operate as a Schroeder-type
reverberator in the absence of the transient flag but upon its receipt and for a short
subsequent time period, say 1 to 10 milliseconds, operate as a fixed delay. Each channel
may have a predetermined fixed delay or the delay may be varied in response to a
plurality of transients within a short time period. In the frequency-domain Decorrelators
of FIG. 9, the transient flag may also be employed to shift the mode of operation of the
respective Decorrelator. However, in this case, the receipt of a transient flag may, for
example, trigger a short (several milliseconds) increase in amplitude in the channel in
i
which the flag occurred.
In both the FIG. 8 and 9 arrangements, an Interpolator 27 (33), controlled by the
optional Transient Flag, may provide interpolation across frequency of the phase angles
output of Rotate Angle 28 (33) in a manner as described above.
As mentioned.above, when two or more channels are sent in addition to sidechain
information, it may be acceptable to reduce the number of sidechain parameters. For
example, it may be acceptable to send only the Amplitude Scale Factor, in which case the
decorrelation and angle devices or functions in the decoder may be omitted (in that case,
FIGS. 7, 8 and 9 reduce to the same arrangement).
Alternatively, only the amplitude scale factor, the Decorrelation Scale Factor, and,
optionally, the Transient Flag may be sent. In that case, any of the FIG. 7, 8 or 9
arrangements may be employed (omitting the Rotate Angle 28 and 34 in each of them).
As another alternative, only the amplitude scale factor and the angle control
parameter may be sent. In that case, any of the FIG. 7, 8 or 9 arrangements may be
employed (omitting the Decorrelator 38 and 42 of FIG. 7 and 46,48, 50, 52 of FIGS. 8
and 9).
As in FIGS. 1 and 2, the arrangements of FIGS. 6-9 are intended to show any
number of input and output channels although, for simplicity in presentation, only two
channels are shown.
It should be understood that implementation of other variations and modifications
of the invention and its various aspects will be apparent to those skilled in the art, and that
the invention is not limited by these specific embodiments described. It is therefore
contemplated to cover by the present invention any and all modifications, variations, or
equivalents that fall within the true spirit and scope of the basic underlying principles
disclosed herein.

WE CLAIM:
1. A method for encoding N input audio channels into M encoded audio channels, where
N is two or more, and a set of one or more spatial parameters relating to the N input audio
channels, the method involving:
a) deriving M audio signals from said N input audio channels,
b) determining a set of one or more spatial parameters indicative of spatial properties
of the N input audio channels, and
c) generating M encoded signals comprising the M audio signals derived in step a)
and the set of spatial parameters determined in step b),
characterized in that M is one or more and step b) comprises determining said set of one
or more spatial parameters such that it comprises a first parameter responsive to measures of
mtrachannel spectral steadiness, which is a measure of the extent to which spectral
components change over time, and interchannel phase angle similarity.
2. The method as claimed in claim 1 wherein the measure of intrachannel spectral
steadiness is a measure of changes overtime of the amplitude or energy of spectral
components in a first input channel.
3. The method as claimed in claim 1 or claim 2 wherein the measure of interchannel phase
angle similarity is a measure of the similarity of the interchannel phase angles of spectral
components of a first input audio channel relative to the corresponding spectral components
of another input audio channel.
4. The method as claimed in any one of claims 1 to 3 wherein the set of parameters
comprises a parameter responsive to the phase angles of spectral components in a first input
audio channel relative to phase angles of corresponding spectral components in another input
audio channel.

5. The method as claimed in claim 4 wherein said M audio signals are derived from said N
input audio channels by a process that involves modifying at least one of said N input audio
channels in response to a function of said parameter.
6. The method as claimed in claim 5 wherein said modifying modifies phase angles of
spectral components of said at least one of said N input audio channels.
7. The method as claimed in any one of claims 1 to 6 wherein multiple audio signals are
derived from said N input audio channels by a process that involves passively or actively
matrixing said N input audio channels.
8. The method as claimed in any one of claims 1 to 7 wherein the set of parameters
comprises a parameter responsive to the occurrence of a transient in a first input audio
channel.
9. The method as claimed in any one of claims 1 to 8 wherein the set of parameters
comprises a parameter responsive to the amplitude or energy of a first input audio channel.
10. The method as claimed in any one of claims 1 to 9 wherein the measure of intra-channel
spectral steadiness are with respect to spectral components in a frequency band of said first
input channel, and the measure of the interchannel phase angle similarity are with respect to
spectral components in said frequency band of said first input channel relative to spectral
components in a corresponding frequency band of said another input channel.
11. A method for decoding M encoded audio channels representing N audio channels,
where N is two or more, and a set of one or more spatial parameters relating to the N audio
channels, the method involving:
a) receiving said M encoded audio channels and said set of spatial parameters
indicative of spatial properties of the N audio channels,

b) deriving N audio channels from said M encoded audio channels, wherein an audio
signal in each audio channel is divided into a plurality of frequency bands, wherein each
band comprises one or more spectral components, and
c) generating a multichannel output signal from the N audio channels and the spatial
parameters,
characterized in that
M is one or more and,
said set of spatial parameters comprise a first parameter responsive to measures of
intrachannel spectral steadiness, which is a measure of the extent to which spectral
components change overtime and interchannel phase angle similarity, and
end step c) comprises shifting the phase angles of spectral components in the audio
signal in at least one of the N audio channels in response to one or more of said spatial
parameters, wherein said shifting is at least partly in accordance with said first parameter.
12. The method as claimed in claim 11 wherein said N audio channels are derived from said
M encoded audio channels by a process that involves passively or actively dematrixing said
M encoded audio channels.
13. The method as claimed in claim 11 where M is two or more and said N audio channels
are derived from said M encoded audio channels by a process that involves actively
dematrixing said M encoded audio channels.
14. The method as claimed in claim 13 wherein the dematrixing operates at least partly in
response to characteristics of said M encoded audio channels.
15. The method as claimed in claim 13 or claim 14 wherein the dematrixing operates at least
partly in response to one or one of said spatial parameters.

16. The method as claimed in claim 11 wherein said shifting is performed in accordance
with a first mode of operation or a second mode of operation, shifting the phase angles of
spectral components in the audio signal in accordance with a first mode of operation
comprises shifting the phase angles of spectral components in the audio signal in accordance
with a first frequency resolution and a first time resolution, and shifting the phase angles of
spectral components in the audio signal in accordance with a second mode of operation
comprises shifting the phase angles of spectral components in the audio signal in accordance
with a second frequency resolution and a second time resolution.
17. The method as claimed in claim 16 wherein the second time resolution is finer than the
first time resolution.
18. The method as claimed in claim 16 wherein the second frequency resolution is coarser
than or the same as the first frequency resolution, and the second time resolution is finer than
the first time resolution.
19. The method as claimed in claim 17 wherein the first frequency resolution is finer than
the frequency resolution of the spatial parameters.
20. The method as claimed in claim 18 or claim 19 wherein the second time resolution is
finer than the time resolution of the spatial parameters.
21. The method as claimed in claim 11 wherein said shifting is performed in accordance
with a first mode of operation or a second mode of operation, said first mode of operation
comprises shifting the phase angles of spectral components in at least one or more of the
plurality of frequency bands, wherein each spectral component is shifted by a different angle,
which angle is substantially time invariant, and said second mode of operation comprises
shifting the phase angles of all the spectral components in said at least one or more of the

plurality of frequency bands by the same angle, wherein a different phase angle shift is
applied to each frequency band in which phase angles are shifted and which phase angle shift
varies with time.
22. The method as claimed in claim 21 wherein in said second mode of operation the phase
angles of spectral components within a frequency band are interpolated to reduce phase
angle changes from spectral component to spectral component across a frequency band
boundary.
23. The method as claimed in claim 11 wherein said shifting is performed in accordance
with a first mode of operation or a second mode of operation, the first mode of operation
comprises shifting the phase angles of spectral components in at least one or more of the
plurality of frequency bands, wherein each spectral component is shifted by a different angle,
which angle is substantially time invariant, and said second mode of operation comprises no
shifting of the phase angles of spectral components.
24. The method as claimed in any one of claims 16 to 23 wherein said shifting the phase
angles of spectral components comprises a randomized shifting.
25. The method as claimed in claim 24 wherein the amount of said randomized shifting is
controllable.
26. The method as claimed in any one of claims 16 to 25 comprising shifting the
magnitudes of spectral components in the audio signal in response to one or ones of said
spatial parameters in accordance with a first mode of operation and a second mode of
operation.
27. The method as claimed in claim 26 wherein shifting the magnitude comprises a
randomized shifting.

28. The method as claimed in claim 26 or claim 27 wherein the amount of shifting the
magnitude is controllable.
29. The method as claimed in any one of claims 16 to 28 wherein the selection of the mode
of operation is responsive to said audio signal.
30. The method as claimed in claim 29 wherein the selection of the mode of operation is
responsive to the presence of a transient in said audio signal.
31. The method as claimed in any one of claims 16 to 30 wherein the selection of the mode
of operation is responsive to a control signal.
32. The method as claimed in any one of claims 11 to 31 wherein said multichannel output
signal is in the time domain.
33. The method as claimed in any one of claims 11 to 31 wherein said multichannel output
signal is in the frequency domain.
34. A method for decoding M encoded audio channels representing N audio channels,
where N is two or more, and a set of one or more spatial parameters, the method involving:

a) receiving said M encoded audio channels and said set of spatial parameters,
b) deriving N audio channels from said M encoded channels, wherein an audio signal
in each audio channel is divided into a plurality of frequency bands, wherein each band
comprises one or more spectral components, and
c) generating a multichannel output signal from the N audio channels and the spatial
parameters, whereby
M is two or more and,
at least one of said N audio signals is a correlated signal derived from a weighted
combination of at least two of said M encoded audio channels,

said set of spatial parameters comprises a first parameter indicative of the amount of an
uncorrelated signal to mix with a derived audio channel and,
step c) involves controlling the proportion of correlated to uncorrelated signal in at least
one of the N audio channels in response to one or ones of said spatial parameters, wherein
said controlling is at least partly in accordance with said first parameter.
35: The method as. claimed in claim 34 wherein step c) involves deriving said at least one
uncorrelated signal is generated by applying an artificial reverberation filter to a correlated
signal.
36. The method as claimed in claim 35 wherein step c) involves deriving said at least one
uncorrelated signal by applying a plurality of artificial reverberation filters is used to
generate a plurality of uncorrelated signals.
37. The method as claimed in claim 36 wherein each of the plurality of artificial
reverberation filters uses has its own unique filter characteristic.
38. The method as claimed in claim 34 wherein said controlling in step c) involves deriving
a separate proportion of correlated to uncorrelated signal is derived for each of said plurality
of frequency bands, at least partly in accordance with said first parameter.
39. The method as claimed in claim 34 wherein said N audio channels are derived from said
M encoded audio channels by a process that involves dematrixing said M audio channels.
40. The method as claimed in claim 39 wherein the dematrixing operates at least partly in
response to one or ones of said spatial parameters.
41. The method as claimed in any of claims 34 to 40 comprising shifting the magnitudes of
spectral components in the audio signal in response to one or ones of said spatial parameters.

42. The method as claimed in any of claims 34 to 41 wherein said multichannel output
signal is in the time domain.
43. The method as claimed in any of claims 34 to 41 wherein said multichannel output
signal is in the frequency domain.
44. The method as claimed in any of claims 34 to 43 wherein N is 3 or more.
45. An apparatus comprising means adapted to carry out each of the steps of any one of the
methods as claimed in claims 34 to 44.



ABSTRACT


A Method for Encoding N Input Audio Channels into M Encoded
Audio Channels and a Method for Decoding M Encoded
Audio Channels Representing N Audio Channels
Multiple channels of audio are combined either to a monophonic composite signal
(Figure 1, reference 6) or to multiple channels of audio (Figure 6, reference 6') along with
related auxiliary information from which multiple channels of audio are reconstructed
(figures 2, 7, 8, 9), including improved downmixing of multiple audio channels to a
monophonic audio signal (Figure 1, reference 6) or to multiple audio channels (Figure 6,
reference 6') and improved decorrelation (Figures 2 and 7, references 38 and 42, Figure 8,
references 46 and 48, and Figure 9, references 50 and 52) of multiple audio channels derived
from a monophonic audio channel or from multiple audio channels. Aspects of the disclosed
invention are usable in audio encoders (figures 1 and 6), decoders figures 2, 7, 8, and 9),
encode/decode systems downmixers (figure 1, reference 6, figure 6, reference 6'), upmixers
(figure 7, 8 and 9, reference 20), and decorelators (Figures 2 and 7, references 38 and 42,
Figure 8, references 46 and 48, and Figure 9, references 50 and 52).

Documents:

02362-kolnp-2006-abstract.pdf

02362-kolnp-2006-asignment.pdf

02362-kolnp-2006-assignment-1.1.pdf

02362-kolnp-2006-claims.pdf

02362-kolnp-2006-correspondence others-1.1.pdf

02362-kolnp-2006-correspondence others.pdf

02362-kolnp-2006-correspondence-1.2.pdf

02362-kolnp-2006-description(complete).pdf

02362-kolnp-2006-drawings.pdf

02362-kolnp-2006-form-1.pdf

02362-kolnp-2006-form-3-1.1.pdf

02362-kolnp-2006-form-3.pdf

02362-kolnp-2006-form-5.pdf

02362-kolnp-2006-international publication.pdf

02362-kolnp-2006-international search authority report.pdf

02362-kolnp-2006-pct form.pdf

02362-kolnp-2006-priority document.pdf

2362-KOLNP-2006-(05-10-2012)-ABSTRACT.pdf

2362-KOLNP-2006-(05-10-2012)-ANNEXURE TO FORM 3.pdf

2362-KOLNP-2006-(05-10-2012)-CLAIMS.pdf

2362-KOLNP-2006-(05-10-2012)-CORRESPONDENCE.pdf

2362-KOLNP-2006-(05-10-2012)-DESCRIPTION (COMPLETE).pdf

2362-KOLNP-2006-(05-10-2012)-DRAWINGS.pdf

2362-KOLNP-2006-(05-10-2012)-FORM-1.pdf

2362-KOLNP-2006-(05-10-2012)-FORM-2.pdf

2362-KOLNP-2006-(05-10-2012)-OTHERS.pdf

2362-KOLNP-2006-(05-10-2012)-PETITION UNDER RULE 137.pdf

2362-KOLNP-2006-(06-06-2013)-ABSTRACT.pdf

2362-KOLNP-2006-(06-06-2013)-CLAIMS.pdf

2362-KOLNP-2006-(06-06-2013)-CORRESPONDENCE.pdf

2362-KOLNP-2006-(06-06-2013)-FORM-2.pdf

2362-KOLNP-2006-(06-06-2013)-PA.pdf

2362-KOLNP-2006-(09-08-2012)-ANNEXURE TO FORM 3.pdf

2362-KOLNP-2006-(09-08-2012)-EXAMINATION REPORT REPLY RECIEVED.PDF

2362-KOLNP-2006-(26-11-2013)-ANNEXURE TO FORM 3.pdf

2362-KOLNP-2006-(26-11-2013)-CORRESPONDENCE.pdf

2362-kolnp-2006-ASSIGNMENT.pdf

2362-kolnp-2006-CANCELLED PAGES.pdf

2362-kolnp-2006-CORRESPONDENCE.pdf

2362-kolnp-2006-EXAMINATION REPORT.pdf

2362-kolnp-2006-FORM 18-1.1.pdf

2362-kolnp-2006-form 18.pdf

2362-kolnp-2006-GPA.pdf

2362-kolnp-2006-GRANTED-ABSTRACT.pdf

2362-kolnp-2006-GRANTED-CLAIMS.pdf

2362-kolnp-2006-GRANTED-DESCRIPTION (COMPLETE).pdf

2362-kolnp-2006-GRANTED-DRAWINGS.pdf

2362-kolnp-2006-GRANTED-FORM 1.pdf

2362-kolnp-2006-GRANTED-FORM 2.pdf

2362-kolnp-2006-GRANTED-FORM 3.pdf

2362-kolnp-2006-GRANTED-FORM 5.pdf

2362-kolnp-2006-GRANTED-SPECIFICATION-COMPLETE.pdf

2362-kolnp-2006-INTERNATIONAL PUBLICATION.pdf

2362-kolnp-2006-INTERNATIONAL SEARCH REPORT & OTHERS.pdf

2362-kolnp-2006-OTHERS.pdf

2362-kolnp-2006-PETITION UNDER RULE 137.pdf

2362-kolnp-2006-REPLY TO EXAMINATION REPORT.pdf

abstract-02362-kolnp-2006.jpg


Patent Number 259090
Indian Patent Application Number 2362/KOLNP/2006
PG Journal Number 09/2014
Publication Date 28-Feb-2014
Grant Date 25-Feb-2014
Date of Filing 21-Aug-2006
Name of Patentee DOLBY LABORATORIES LICENSING CORPORATION
Applicant Address 100,POTRERO AVENUE, SAN FRANCISCO, CA 94103-4813 U.S.A.
Inventors:
# Inventor's Name Inventor's Address
1 DAVIS,MARK FRANKLIN DOLBY LABORATORIES LICENSING CORPORATION100,POTRERO AVENUE,SAN FRANCISCO,CA 94103-4813U.S.A.
PCT International Classification Number G10L19/00
PCT International Application Number PCT/US2005/006359
PCT International Filing date 2005-02-28
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/588,256 2004-07-14 U.S.A.
2 60/549,368 2004-03-01 U.S.A.
3 60/579,974 2004-06-14 U.S.A.