Title of Invention

METHOD AND APPARATUS FOR A HANDOVER IN A COMMUNICATION SYSTEM AND A HANDOVER SYSTEM THEREFOR

Abstract The invention relates to a method for a handover by a Mobile Station MS in a communication system, the method comprising receiving (311) neighbor Base Station BS information including BS identifiers and preamble indices of a plurality of neighbor BSs broadcasted from a serving BS; transmitting (213) a handover request message to the serving BS, the handover request message comprising a first BS identifier and a first preamble index of a neighbor BS among the plurality of neighbor BSs; receiving (225) a handover response message from the serving BS in response to the handover request message, the handover response message comprising a second BS identifier and a second preamble index of a recommended neighbor BS; and transmitting (227) a handover indication message to the serving BS, the handover indication message comprising a target BS information,wherein the target BS information comprises a third BS identifier and a third preamble index of a target BS.
Full Text

Field of the Invention
The present invention relates generally to a Broadband Wireless Access (BWA)
communication system, and more particularly to a system and a method for handover in a
BWA communication system.
BACKGROUND OF THE INVENTION
In the next generation communication system, research is being performed to provide
users with services having various Qualities of Service (QoSs) at a high transmission
speed. To support such a high transmission speed, the next generation communication
system has been developed to ensure mobility and QoS in a BWA communication system
capable of performing high speed transmission such as a Wireless Local Area network
(LAN) system and a Wireless Metropolitan Area network (MAN) system. A representative
communication system of the next generation communication system is the Institute of
Electrical and Electronics Engineers (IEEE) 802.16e communication system.

OBJECTS OF THE INVENTION
Accordingly, the present invention has been made to solve the abovementioned problems
occurring in the prior art, and it is an object of the present invention to provide a system
and a method for handover in a BWA communication system.
It is another object of the present invention is to provide a system and a method for
supporting inter-sector handover in a BWA communication system.
It is further another object of the present invention to provide a system and a method for
handover, that broadcasts preamble index information of neighbor BSs in a BWA
communication system.
It is still another object of the present invention to provide a system and a method for
handover, that broadcasts preamble index information of sectors in a BWA communication
system.
SUMMARY OF THE INVENTION
To accomplish the aforementioned object, according to one aspect of the present invention,
there is provided a method for handover by a Mobile Station (MS) in a Broadband Wireless
Access (BWA) communication system including a serving Base Station (BS) and a
plurality of neighbor BSs that are different from

the serving BS, the serving BS currently providing a service to the MS. The method
comprises the steps of receiving neighbor BS information including BS identifiers of the
plurality of neighbor BSs and reference signal indices of the plurality of neighbor BSs
broadcasted from the serving BS; requesting allocation of a scanning interval , during
which a scanning is performed for a purpose of seeking available BSs; receiving scanning
interval allocated by the serving BS, from the serving BS in response to the scanning
interval allocation request; and scanning the reference signals received from one or more
neighbor BSs during the time interval allocated in scanning interval allocation response
based on the one or more neighbor BSs information.
To accomplish the aforementioned object, according to another aspect of the present
invention, there is provided a method for handover by a serving Base Station (BS) in a
Broadband Wireless Access (BWA) communication system including the serving BS and a
plurality of neighbor BSs that are different from the serving BS, the serving BS currently
providing a service to a Mobile Station (MS). The method comprises the steps of
broadcasting neighbor BS information including BS identifiers of the plurality of neighbor
BSs and reference signal indices indicating reference signals used by the plurality of
neighbor BSs; receiving a request of allocation of a scanning interval, during which a
scanning is performed for a purpose of seeking available BS, from the MS; and allocating
the scanning interval to the MS in response to the scanning interval allocation request.
To accomplish the aforementioned object, according to further another aspect of the
present invention, there is provided a method for handover by a Mobile Station (MS) in a
Broadband Wireless Access (BWA) communication system including a serving Base
Station (BS) and a plurality of neighbor BSs that are different from the serving BS, the
serving BS currently providing a service to the MS. The method comprises the steps of:
receiving neighbor BS information broadcasted from the serving BS, the neighbor BS
information including BS identifiers of the plurality of neighbor BSs, a number of sectors
used by the plurality of neighbor BSs, and reference signal indices indicating reference
signals used by the sectors; requesting allocation of a scanning interval, during which a
scanning is performed for a purpose of seeking available BSs; receiving

the scanning interval allocated by the serving BS, from the serving BS in response to the
scanning interval allocation request; and scanning the reference signals received from the
sectors of the plurality of neighbor BSs during the time interval allocated in scanning
interval response on the plurality of neighbor BSs information.
To accomplish the aforementioned object, according to still another aspect of the present
invention, there is provided a handover method in a Broadband Wireless Access (BWA)
communication system. The method comprises the steps of: broadcasting, by a serving
Base Station (BS), neighbor BS information including BS identifiers of a plurality of
neighbor BSs and reference signal indices indicating reference signals used by the
plurality of neighbor BSs; receiving, by a Mobile Station (MS) the neighbor BS information;
requesting, by the MS, allocation of a scanning interval, during which a scanning is
performed for a purpose of seeking available BSs, to the serving BS at a timing point when
the MS wants to perform the scanning; allocating, by the serving BS, the scanning interval
to the MS in response to the scanning interval allocation request; and scanning, by the MS,
the reference signals received from the plurality of neighbor BSs in response to the a
plurality of neighbor BS information during the scanning interval.
To accomplish the aforementioned object, according to yet another aspect of the present
invention, there is provided a handover method in a Broadband Wireless Access (BWA)
communication system. The method comprises the steps of: broadcasting, by a serving
Base Station (BS), neighbor BS information including BS identifiers of a plurality of
neighbor BSs, a number of sectors used by the plurality of neighbor BSs, and reference
signal indices indicating reference signals used by the sectors; receiving, by a Mobile
Station (MS), the neighbor BS information and requesting, by the MS, allocation of a
scanning interval, during which a scanning is performed for a purpose of seeking available
BSs, to the serving BS at a timing point when the MS wants to perform a scanning;
allocating, by the serving BS, the scanning interval to the MS in response to the scanning
interval allocation request; and scanning, by the MS, the reference signals received from
sectors of the plurality of neighbor BSs in response to the neighbor BS information during
the received scanning interval.

To accomplish the aforementioned object, according to yet another aspect of the present
invention, there is provided a handover system in a Broadband Wireless Access (BWA)
communication system. The system comprises a mobile station (MS), and a serving Base
Station (BS) for broadcasting neighbor BS information including BS identifiers of plurality
of neighbor BSs, a number of sectors used by the plurality of neighbor BSs, and reference
signal indices indicating reference signals used by the sectors, and allocating a scanning
interval to the MS in response to a request of allocation of the scanning interval, during
which a scanning is performed for a purpose of seeking available BSs when the scanning
interval allocation request, is received from the MS, wherein the MS for receives the
neighbor BS information, requests the allocation of the scanning interval to the serving BS
at a timing point when the MS wants to perform the scanning, receives the scanning
interval from the serving BS in response to the scanning interval allocation request, and
scans the reference signals received from the sectors of the plurality of neighbor BSs
during the scanning interval in response to the neighbor BS information.
BRIEF DESCRIPTION OF THE ACCOMPANYING DRAWINGS
The above and other objects, features and advantages of the present invention will be
more apparent from the following detailed description taken in conjunction with the
accompanying drawings, in which:
FIG. 1 is a block diagram schematically illustrating a conventional IEEE 802.16e
communication system;
FIG. 2 is a flow diagram illustrating a handover process in an IEEE 802.16e
communication system according to an embodiment of the present invention;
FIG. 3 is a flow diagram illustrating a scanning process in an IEEE 802.16e communication
system according to an embodiment of the present invention;
FIG. 4 is a diagram illustrating a format of a MOB-NBR-ADV message according to an
embodiment of the present invention;
FIG. 5 is a diagram illustrating a format of a MOB-BSHO-REQ message according to an
embodiment of the present invention;
FIG. 6 is a diagram illustrating a format of a MOB-MSHO-REQ message

according to an embodiment of the present invention;
FIG. 7 is a diagram illustrating a format of a MOB-BSHO-RSP message according to an
embodiment of the present invention; and
FIG. 8 is a diagram illustrating a format of a MOB-HO-IND message according to an
embodiment of the present invention.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENT
FIG. 1 is a block diagram schematically illustrating a conventional IEEE 802.16e
communication system.
Referring to FIG. 1, the IEEE 802.16e communication system has a multi- cell structure.
The IEEE 802.16e communication system has multi cells, e. g., a cell 100 and a cell 150.
Further, the IEEE 802.16e communication system includes a Base Station (BS) 110 that
controls the cell 100, a BS 140 that controls the cell 150, and a plurality of Mobile Stations
(MSs), e.g., 111, 113,130, 151, and 153. The transmission/reception of signals between
the BSs 110 and 140 and the MSs 111,113, 130,151, and 153 is accomplished using a
signal transmission/reception scheme such as an Orthogonal Frequency Division
Multiplexing (OFDM) scheme or an Orthogonal Frequency Division Multiple Access
(OFDMA) scheme. In FIG. 1, the MS 130 is located in a boundary region (or a handover
region) between the cell 100 and the cell 150.
Accordingly, the IEEE 802.16e communication system must support handover for the MS
130.

As described above, because the IEEE 802.16e communication system must support
mobility of a MS, supporting handover for a MS is important for determining performance
of the IEEE 802.16e communication system. That is, it is also necessary to accommodate
handover for a MS between a plurality of BSs, handover between BSs in a multi-sector
structure supporting a plurality of sectors, and inter-sector handover within the same BS.
At the present time, the IEEE 802.16e communication system has proposed only
extremely restricted handover processes to support handover for a MS. Accordingly, it is
necessary to provide detailed handover processes to support handover for a MS.
Hereinafter, preferred embodiments of the present invention will be described with
reference to the accompanying drawings. In the following description of the present
invention, a detailed description of known functions and configurations incorporated herein
will be omitted when it may make the subject matter of the present invention unclear.
The present invention proposes a system and a method for handover, that broadcasts
information, particularly, preamble index information, of neighbor Base Stations (BSs) or
sectors in a Broadband Wireless Access (BWA) communication system. Specifically, the
present invention proposes a system and a method for handover that enables high speed
handover to be performed by broadcasting BS identifiers (BS-IDs) of neighbor BSs and
preamble indices corresponding to the BS-IDs through a Mobile Neighbor Advertisement
(MOBNBR-ADV) message. In the present invention, the Institute of Electrical and
Electronics Engineers (IEEE) 802.16e communication system is described as one
example of the BWA communication system. It is natural that a system and a method for
handover proposed by the present invention can be applied to all other communication
systems as well as the IEEE 802.16e communication system.

FIG. 2 is a flow diagram illustrating a handover process in an IEEE 802.16e
communication system according to an embodiment of the present invention.
Referring to FIG. 2, a Mobile Station (MS) performs a scanning operation for one or more
neighbor BSs (step 211). In FIG. 2, it is assumed that the neighbor BSs are a second
BS(BS#2) 220, a third BS(BS#3) 230 and a fourth BS(BS#4) 240. Hereinafter, the
scanning operation will be described.

A first BS 210, acting as a serving BS, broadcasts a MOB-NBR-ADV
message, and an MS 200 receives the MOB-NBR-ADV message and acquires
information for the one or more neighbor BSs. In the present invention, when
the corresponding neighbor BSs support a multi-sector structure, the number of
sectors and preamble indices used in the sectors are added to the information for
the neighbor BSs included in the MOB-NBR-ADV message, so that the MS 200
can perform a high speed scanning operation for the neighbor BSs in a
predetermined interval.
Further, in the present invention, the number of sectors and the preamble
indices used in the sectors are added to the MOB-NBR-ADV message as
described above, so that handover between BSs including a multi-sector structure
can be performed. When the neighbor BSs do not support the multi-sector
structure, only the preamble indices used in the neighbor BSs are added to the
MOB-NBR-ADV message, so that the MS 200 can perform a high speed
scanning operation for the neighbor BSs in a predetermined interval. Because
the information for the neighbor BSs included in the MOB-NBR-ADV message
will be described in detail later, their detailed description is omitted here.
After acquiring the information for the neighbor BSs, the MS 200
transmits a Mobile Scanning Interval Allocation Request (MOB-SCN-REQ)
message to the first BS 210 when the MS 200 intends to scan intensities {e.g.,
CINRs (Carrier to Interference and Noise Ratios)} of reference signals (e.g., pilot
signals) transmitted from the neighbor BSs, i.e., the second BS 220, the third BS
230 and the fourth BS 240. In the following description, it is assumed that a
preamble signal is one example of the pilot signal. For convenience of
description, it is noted that the pilot signal is used together with the preamble
signal.
The MOB-SCN-REQ message includes information, which is desired by
the MS 200 and relates to the scanning for the pilot signal, and a 'Scanning
Interval'. The time during which the MS scans for available BS will be referred
to as a Scanning Interval. The Scanning Interval will be used equal to 'Scan
Duration' in present invention, for the CINRs of the pilot signals transmitted from
the one or more neighbor BSs. The 'Scan Duration' is expressed by the frame

unit. Because a timing point at which the MS 200 wants to perform the
scanning operation has no direct connection to the present invention, its detailed
description is omitted here.
After receiving the MOB-SCN-REQ message from the MS 200, the first
BS 210 transmits a Mobile Scanning Interval Allocation Response (MOB-SCN-
RSP) message to the MS 200, which is a response to the MOB-SCN-REQ
message. The MOB-SCN-RSP message includes information for the pilot signal
scanning to be performed by the MS 200. That is, the information includes the
'Scan Duration', a 'Duration' for which the MS 200 performs the scanning, and a
'Start Frame' indicating information for a timing point at which the MS 200 starts
the scanning operation. The MS 200, after receiving the MOB-SCN-RSP
message from the first BS 210 as described above, performs the pilot signal
scanning for the target BSs in response to the information for the pilot signal
scanning in the MOB-SCN-RSP message.
After completing the scanning for the neighbor BSs according to the
scheme as described above, the MS 200 transmits a Mobile Station Handover
Request (MOB-MSHO-REQ) message including information for recommended
one or more neighbor BSs to the first BS 210 when the MS 200 determines to
perform handover based on a result from the scanning (step 213). As described
above, the present invention supports handover to a BS including a multi-sector
structure by adding an 'Inter-sector HO' and a 'Preamble Index' to the
information for the recommended one or more neighbor BSs included in the
MOB-MSHO-REQ message. The 'Inter-sector HO' indicates if the handover
performed by the MS 200 is an inter-sector handover and the 'Preamble Index'
indicates a preamble index of a target sector in a final target BS to which the MS
200 is to be handed over when the handover performed by the MS 200 is the
inter-sector handover. Because the MOB-MSHO-REQ message will be
described later, its detailed description is omitted here.
After receiving the MOB-MSHO-REQ message from the MS 200, the
first BS 210 transmits a HO-PRE-NOTIFICATION message to the recommended
one or more neighbor BSs (i.e., the second BS 220 and the third BS 230) included
in the MOB-MSHO-REQ message (steps 215 and 217). The -HO-PRE-

NOTIFICATION message includes a plurality of Information Elements (IEs), that
is, a MS identifier (ID) of the MS 200, information for time predicted as start time
of handover by the MS 200, bandwidth information requested from the MS 200 to
a final target BS to be a new serving BS, and QoS information requested from the
MS 200 to the final target BS.
After receiving the HO-PRE-NOTIFICATION message from the first BS
210, the second BS 220 and the third BS 230 transmit HO-PRE-
NOTIFICATION-RESPONSE messages to the first BS 210 in response to the
HO-PRE-NOTIFICATION message (steps 219 and 221). The HO-PRE-
NOTIFICATION-RESPONSE message includes the MS ID of the MS 200
included in the HO-PRE-NOTIFICATION message, and bandwidth and QoS
information capable of being provided by a corresponding BS when the MS has
been handed over to the corresponding BS.
The first BS 210 analyzes the HO-PRE-NOTIFICATION-RESPONSE
messages received from the second BS 220 and the third BS 230, and selects a
BS, that canoptimally provide bandwidth and QoS requested by the MS 200 when
the MS 200 is handed over to the BS, as the final target BS. In FIG. 2, it is
assumed that the third BS 230 has been selected as the final target BS. Then, the
first BS 210 transmits a HO-CONFIRM message to the third BS 230 to report
that the MS 200 is to be handed over to the third BS 230 (step 223).
Further, the first BS 210 transmits a Mobile Handover Response (MOB-
MSHO-RSP) message the MS 200 (step 225). The MOB-MSHO-RSP message
includes information for the final target BS (i.e., the third BS 230) to which the
MS 200 is to be handed over. Because the MOB-MSHO-RSP message is a
response to the MOB-MSHO-REQ message, the MOB-MSHO-RSP message
includes information added to the MOB-MSHO-REQ message. However,
because this will be described later, its detailed description is omitted here.
The MS 200, after receiving the MOB-MSHO-RSP message, transmits a
Mobile Handover Indication (MOB-HO-IND) message to the first BS 210 in
response to the MOB-MSHO-RSP message (step 227). The MOB-HO-IND
message includes information added to the MOB-MSHO-REQ message, the

MOB-MSHO-RSP message, etc. However, because this will be described later,
its detailed description is omitted here.
The first BS 210 after receiving the MOB-HO-IND message releases
connection having been set with the MS 200 (step 229). As described above,
because the MS 200 has already known the final target BS or a preamble index of
a corresponding sector in the final target BS, it is also possible to perform a high
speed network reentry to the final target BS according to the handover.
FIG. 2 illustrates an exemplary case in which the MS 200 determines
handover from the first BS 210 (the serving BS) to another BS and requests the
handover to the first BS 210, that is, handover requested by the MS 200.
However, it is natural that the first BS 210 may request the handover to the MS
200 by an unsolicited scheme even without the request of the MS 200, due to a
road balancing, etc. In this case, the first BS 210 transmits a Base Station
Handover Request (MOB-BSHO-REQ) message to the MS 200 in order to
request the MS 200 to perform the handover.
FIG 3 is a flow diagram illustrating a scanning process in an IEEE
802.16e communication system according to an embodiment of the present
invention.
Referring to FIG 3, a first BS 310, i.e., a serving BS of an MS 300,
broadcasts a MOB-NBR-ADV message (step 311). In FIG. 3, it is assumed that
neighbor BSs are a second BS 320 and a third BS 330. The MOB-NBR-ADV
message is a message newly proposed by the present invention, that may be
generated by changing a format of a general MOB-NBR-ADV message in the
IEEE 802.16e communication system or by using a new format.
FIG. 4 is a diagram illustrating a format of a MOB-NBR-ADV message
according to an embodiment of the present invention.
Referring to FIG. 4, the MOB-NBR-ADV message includes a plurality of
IEs, that is, the 'Management Message Type' indicating a type of a currently
transmitted message, the 'Operation ID' indicating a network identifier (ID), the

'N_NEIGHBORS' indicating the number of neighbor BSs, the 'NEIGHBOR BS-
ID' indicating IDs of the neighbor BSs, the 'DL Physical Frequency' indicating a
downlink (DL) physical channel frequency of the neighbor BSs, the 'N_sectors'
indicating the number of sectors in a corresponding neighbor BS, the 'Preamble
Index' indicating preamble index of a corresponding sector, the 'Configuration
Change Count' indicating the number of times by which a configuration changes,
the 'TLV (Type, Length,Value) Encoded Neighbor Information' indicating extra
information relating to the neighbor BS, a 'Reserved' prepared for an additional
purpose, etc.
As illustrated in FIG. 4, the MOB-NBR-ADV message newly proposed
by the present invention enables the MS to perform a high speed scanning for
neighbor BSs in a predetermined scanning duration by allowing the MS to
recognize, in advance, the number of sectors in a corresponding neighbor BS and
preamble indices of preambles used in corresponding sectors, after adding the
'N_sectors' and the 'Preamble Index' to a general MOB-NBR-ADV message
used in the IEEE 802.16e communication system.
As described above, after the first BS 310 broadcasts the MOB-NBR-
ADV message, the MS 300 receives the MOB-NBR-ADV message broadcasted
from the first BS 310 and acquires information for the neighbor BSs at step 311.
After acquiring the information for the neighbor BSs, the MS 300 transmits a
MOB-SCN-REQ message to the first BS 310 when the MS 300 intended for
scanning of intensities (e.g., CINRs) of pilot signals transmitted from the
neighbor BSs, i.e., the second BS 320 and the third BS 330 (step 313).
After receiving the "MOB-SCN-REQ" message from the MS 300, the
first BS 310 transmits a "MOB-SCN-RSP" message to the MS 300 in response to
the MOB-SCN-REQ message at step 315. The MOB-SCN-RSP message
includes information for the pilot signal scanning to be performed by the MS 300,
a 'Duration' for which the MS 300 performs the scanning, and a 'Start Frame'
indicating information for a timing point at which the MS 300 starts the scanning
operation. It is assumed that the 'Duration' is expressed by N frames and the
'Start Frame' is expressed by M frames in FIG. 3. The MS 300 after receiving
the MOB-SCN-RSP message from the first BS -310 as described above performs

the pilot signal scanning for the neighbor BSs in response to the information for
the pilot signal scanning included in the MOB-SCN-RSP message.
First, the MS 300 waits for the M frames from a timing point at which the
MS 300 has received the MOB-SCN-RSP message in response to the 'Start
Frame' included in the MOB-SCN-RSP message (step 317), and performs the
pilot signal scanning operation for the second BS 320 and the third BS 330.
That is, the MS 300 synchronizes with the second BS 320 during the N frames
(Duration) (step 319), and performs the pilot signal scanning (step 321). Further,
the MS 300 synchronizes with the third BS 330 (step 323), and performs the pilot
signal scanning (step 325).
As described above, because the MOB-NBR-ADV message includes
preamble indices of preamble signals used in a corresponding neighbor BS and
the MS 300 performs the pilot signal scanning in response to the preamble indices,
the MS 300 can perform the pilot scanning at a high speed. Thus, it is possible to
perform the pilot scanning for all neighbor BSs within the duration. The high
speed pilot scanning enables a high speed processing relating to handover of the
MS 300 to be accomplished in selection of a recommended target BS, etc. As a
result, high speed handover can be achieved.
Description with reference to FIG. 3 discusses the pilot signal scanning
operation when the neighbor BSs do not support the multi-sector structure.
However, when the neighbor BSs support the multi-sector structure as described
above, the MS 300 performs the pilot signal scanning in response to preamble
indices of sectors in the neighbor BSs because the preamble indices are included
in the MOB-NBR-ADV message. Therefore, the MS 300 can perform the pilot
scanning at a high speed. Consequently, it is possible to perform the pilot
scanning for sectors in all neighbor BSs within the duration.
FIG. 5 is a diagram illustrating a format of a MOB-BSHO-REQ message
according to an embodiment of the present invention.
Referring to FIG. 5, the MOB-BSHO-REQ message includes a plurality
of IEs, that is, the 'Management Message Type' indicating a type of a currently

transmitted message, the 'Estimated HO start' indicating time predicted as start
time of handover, the 'Network Assisted HO supported' indicating if network
assisted handover is supported, the 'Inter Sector HO' indicating if handover is
inter-sector handover, the 'Neighbor BS-ID' indicating identifiers of
recommended target BSs to which a MS can be handed over from among
neighbor BSs, the 'Preamble Index' indicating preamble Indices of sectors when
the 'Inter Sector HO' indicates the inter-sector handover, the 'service level
prediction' indicating a service level capable of being provided by the
recommended BSs, a 'Reserved' prepared for an additional purpose, etc.
As illustrated in FIG. 5, because the present invention supports the
handover between BSs including the multi-sector structure, the high speed
scanning and the high speed handover, the 'Inter Sector HO', the 'Preamble
Index', etc., are additionally inserted into a general MOB-BSHO-REQ message
of the IEEE 802.16e communication system. When the recommended target
BSs do not support the multi-sector structure, only the 'Preamble Index' used in
the recommended target BSs may also be inserted into the general MOB-BSHO-
REQ message of the IEEE 802.16e communication system. Further, the present
invention illustrates an exemplary case in which additional information is inserted
into the general MOB-BSHO-REQ message of the IEEE 802.16e communication
system. However, the MOB-BSHO-REQ message may also be generated as in a
new format.
FIG. 6 is a diagram illustrating a format of a MOB-MSHO-REQ message
according to an embodiment of the present invention.
Referring to FIG. 6, the MOB-MSHO-REQ message includes a plurality
of IEs, that is, the 'Management Message Type' indicating a type of a currently
transmitted message, the 'Estimated HO start' indicating time predicted as start
time of handover, the 'Inter Sector HO' indicating if handover is inter-sector
handover, the 'Neighbor BS-ID' indicating identifiers of recommended target BSs
to which a MS can be handed over from among neighbor BSs, the 'Preamble
Index' indicating preamble Indices of sectors when the 'Inter Sector HO' indicates
the inter-sector handover, the 'BS CINR mean' indicating a CINR of pilot signals
of the recommended target BSs, which has been measured by the MS, the 'service

level prediction' indicating a service level capable of being provided by the
recommended BSs, a 'Reserved' prepared for an additional purpose, etc.
As illustrated in FIG 6, because the present invention supports the
handover between BSs including the multi-sector structure, the high speed
scanning and the high speed handover, the 'Inter Sector HO', the 'Preamble
Index', etc., are additionally inserted into a general MOB-MSHO-REQ message
of me IEEE 802.16e copmmunication system. When the recommended target
BSs do not support the multi-sector structure, only the 'Preamble Index' used in
the recommended target BSs may also be inserted into the general MOB-MSHO-
REQ message of the IEEE 802.16e communication system. Further, the present
invention illustrates an exemplary case in which additional information is inserted
into the general MOB-MSHO-REQ message of the IEEE 802.16e communication
system. However, the MOB-MSHO-REQ message may also be generated in a
new format.
FIG. 7 is a diagram illustrating a format of a MOB-BSHO-RSP message
according to an embodiment of the present invention.
Referring to FIG 7, the MOB-BSHO-RSP message includes a plurality of
IEs, that is, the 'Management Message Type' indicating a type of a currently
transmitted message, the 'Estimated HO start' indicating time predicted as start
time of handover, the 'Inter Sector HO' indicating if handover is inter-sector
handover, the 'Neighbor BS-ID' indicating identifiers of recommended target BSs
to which a MS can be handed over from among neighbor BSs, the 'Preamble
Index' indicating preamble Indices of sectors when the 'Inter Sector HO' indicates
the inter-sector handover, the 'service level prediction' indicating a service level
capable of being provided by the recommended BSs, a 'Reserved' prepared for an
additional purpose, etc.
As illustrated in FIG. 7, because the present invention supports the
handover between BSs including the multi-sector structure, the high speed
scanning and the high speed handover, the 'Inter Sector HO', the 'Preamble
Index', etc., are additionally inserted into a general MOB-BSHO-RSP message of
the IEEE 802.16e communication system. When the recommended target BSs

do not support the multi-sector structure, only the 'Preamble Index' used in the
recommended target BSs may also be inserted into the general MOB-BSHO-RSP
message of the IEEE 802.16e communication system. Further, the present
invention illustrates an exemplary case in which additional information is inserted
into the general MOB-BSHO-RSP message of the IEEE 802.16e communication
system. However, the MOB-BSHO-RSP message may also be generated in a
new format.
FIG 8 is a diagram illustrating a format of a MOB-HO-IND message
according to an embodiment of the present invention.
Referring to FIG. 8, the MOB-HO-IND message includes a plurality of
IEs, that is, the 'Management Message Type' indicating a type of a currently
transmitted message, the 'Inter Sector HO' indicating if handover is inter-sector
handover, the 'HO_IND_type' indicating if handover to the final target BS has
been determined, cancelled or rejected, the 'Neighbor BS-ID' indicating a BS
identifier of the final target BS when the handover of the MS to the final target
BS has been determined, the 'Preamble Index' indicating preamble Indices of
sectors when the 'Inter Sector HO' indicates the inter-sector handover, a
'Reserved' prepared for an additional purpose, etc.
As illustrated in FIG 8, because the present invention supports the
handover between BSs including the multi-sector structure, the high speed
scanning and the high speed handover, the 'Inter Sector HO', the 'Preamble
Index', etc., are additionally inserted into a general MOB-HO-IND message of
the IEEE 802.16e communication system. When the final target BS does not
support the multi-sector structure, only the 'Preamble Index' used in the final
target BS may also be inserted into the general MOB-HO-IND message of the
IEEE 802.16e communication system. Further, the present invention illustrates
an exemplary case in which additional information is inserted into the general
MOB-HO-IND message of the IEEE 802.16e communication system. However,
the MOB-HO-IND message may also be generated in a new format.
Although the detailed description is not given in the present application,
when a serving Base Station and a neighbor BS use a common frequency band,

the MS can request directly the serving Base Station to perform a handover
without performing a scanning operation, i.e., without transmitting MOB-SCN-
REQ message. The reason is because it is possible to measure, simultaneously,
the strength of preamble signal of base stations using the common frequency band
in accordance with PHY modem. Also, it is understood that when the serving
Base Station requests a signal strength measurement of the neighbor BSs, the
serving Base Station does not require a specific measure interval. That is, when
the serving Base Station and the neighbor BS use the common frequency band,
the preamble index is notified and thus, it is possible to obtain the more speedy
handover by removing unnecessary operation.
As described above, the present invention enables a MS to perform a high
speed scanning by notifying in advance the MS of neighbor BSs and preamble
indices of sectors in the neighbor BSs through a MOB-NBR-ADV message in a
BWA communication system. As a result, it is possible to achieve high speed
handover. Further, the present invention enables handover between BSs
including a multi-sector structure to be achieved by notifying in advance a MS of
a sector index, etc., in a BWA communication system.
While the present invention has been shown and described with reference
to certain preferred embodiments thereof, it will be understood by those skilled in
the art that various changes in form and details may be made therein without
departing from the spirit and scope of the present invention as defined by the
appended claims.

[Amendment to Claims]
1. A method for a handover by a Mobile Station MS in a communication
system, the method comprising:
receiving (311) neighbor Base Station BS information including BS identifiers
and preamble indices of a plurality of neighbor BSs broadcasted from a serving BS;
transmitting (213) a handover request message to the serving BS, the handover
request message including a first BS identifier and a first preamble index of a neighbor
BS among the plurality of neighbor BSs;
receiving (225) a handover response message from the serving BS in response
to the handover request message, the handover response message including a second BS
identifier and a second preamble index of a recommended neighbor BS; and
transmitting (227) a handover indication message to the serving BS, the
handover indication message including a target BS information,
wherein the target BS information includes a third BS identifier and a third
preamble index of a target BS..
2. The method as claimed in claim 1, further comprising:
requesting (313) allocation of a scanning interval, during which a scanning is
performed, for a purpose of seeking available BSs; and
receiving (315) a scanning interval allocated by the serving BS.
3. The method as claimed in claim 2, further comprising:
scanning (321,325) reference signals received from the plurality of neighbor
BSs in the neighbor BS information during the scanning interval; and
selecting at least one neighbor BS from the plurality of neighbor BSs when it is
necessary to initiate the handover based on a result of the scanning.
4. The method as claimed in claim 1, wherein the handover request message
includes at least one channel quality information of the neighbor BS.
5. The method as claimed in claim 1, wherein the neighbor BS informati

includes a number of sectors used by each of the plurality of neighbor BSs.
6. A method for a handover by a serving Base Station BS in a
communication system, the method comprising:
broadcasting (311) neighbor BS information including BS identifiers and
preamble indices of a plurality of neighbor BSs;
receiving (213) a handover request message from a Mobile Station MS, the
handover request message including a first BS identifier and a first preamble index of a
neighbor BS among the plurality of neighbor BSs;
transmitting (225) a handover response message to the MS, the a handover
response message including a second BS identifier and a second preamble index of a
recommended neighbor BS; and
receiving (227) a handover indication message from the MS, the handover
indication message including a target BS information,
wherein the target BS information includes a third BS identifier and a third
preamble index of a target BS..
7. The method as claimed in claim 6, further comprising:
receiving (313) a scanning interval allocation request for allocation of a
scanning interval, during which scanning is performed to seek an available BS;
allocating a scanning interval to the MS; and
transmitting (315) the allocated scanning interval to the MS.
8. The method as claimed in claim 6, wherein the handover request message
includes at least one channel quality information of the neighbor BS.
9. The method as claimed in claim 6, wherein the neighbor BS information
includes a number of sectors used by each of the plurality of neighbor BSs.
10. A handover system in a communication system, the system
comprising:
a Mobile Station MS (200,300); and

a serving Base Station BS (210,310),
wherein the MS receives neighbor BS information broadcast from the serving
BS, the neighbor BS information including BS identifiers and preamble indices of a
plurality of neighbor BSs (220,230,240,320,330),
the MS transmits a handover request message to the serving BS, the handover
request message including a first BS identifier and a first preamble index of a neighbor
BS among the plurality of neighbor BSs,
the MS receives a handover response message from the serving BS in response
to the handover request message, the handover response message including a second BS
identifier and a second preamble index of a recommended neighbor BS, and
the MS transmits a handover indication message to the serving BS, the
handover indication message including a target BS information,
wherein the target BS information includes a third BS identifier and a third
preamble index of a target BS.
11. The system as claimed in claim 10, wherein the MS transmit a
scanning interval allocation request for allocation of a scanning interval, during which a
scanning is performed to seek an available BS, and receives, from the serving BS, a
scanning interval allocated by the serving BS in response to the scanning interval
allocation request.
12. The system as claimed in claim 10, wherein the MS scans reference
signals received from the plurality of neighbor BSs in the neighbor BS information
during the scanning interval, and selects at least one neighbor BS from the plurality of
neighbor BSs when it is necessary to initiate a handover based on a result of the
scanning.

13. The system as claimed in claim 10, wherein the handover request message
includes at least one channel quality information of the neighbor BS.
14. The system as claimed in claim 10, wherein the neighbor BS information
includes a number of sectors used by each of the plurality of neighbor BSs.

15. A handover system in a communication system, the system
comprising:
a Mobile Station MS (200,300); and,
a serving Base Station BS (210,310),
wherein the serving BS broadcasts neighbor BS information including BS
identifiers and preamble indices of a plurality of neighbor BSs (220,230,240,320,330),
the serving BS receives a handover request message from the MS, the handover
request message including a first BS identifier and a first preamble index of a neighbor
BS among the plurality of neighbor BSs,
the serving BS transmits a handover response message to the MS, the handover
response message including a second BS identifier and a second preamble index of a
recommended neighbor BS, and
the serving BS receives a handover indication message from the MS, the
handover indication message including a target BS information,
wherein the target BS information includes a third BS identifier and a third
preamble index of a target BS.
16. The system as claimed in claim 15, wherein the serving BS receives,
from the MS, a scanning interval allocation request for allocation of a scanning interval,
during which a scanning is performed to seek an available BS, allocates a scanning
interval to the MS in response to the scanning interval allocation request, and transmits
the allocated scanning interval to the MS.
17. The system as claimed in claim 15, wherein the handover request
message includes at least one channel quality information of the neighbor BS.
18. The system as claimed in claim 15, wherein the neighbor BS information
includes a number of sectors used by each of the plurality of neighbor BSs.
19. An apparatus of a Mobile Station MS for performing a handover in a

communication system, the apparatus comprising:
a receiver; and
a transmitter,
wherein the receiver is adapted to receive (311) neighbor Base Station (BS)
information including BS identifiers and preamble indices of a plurality of neighbor BSs
broadcasted from a serving BS,
the transmitter is adapted to transmit (213) a handover request message to the
serving BS, the handover request message including a first BS identifier and a first
preamble index of a neighbor BS among the plurality of neighbor BSs;
the receiver is adapted to receive (225) a handover response message from the
serving BS in response to the handover request message, the handover response message
including a second BS identifier and a second preamble index of a recommended
neighbor BS, and
the transmitter is adapted to transmit (227) a handover indication message to the
serving BS, the handover indication message including a target BS information,
wherein the target BS information includes a third BS identifier and a third
preamble index of a target BS.
20. The apparatus as claimed in claim 19, wherein the transmitter is further
adapted to request allocation of a scanning interval, during which a scanning is
performed, for a purpose of seeking available BSs, and the receiver is further adapted to
receive a scanning interval allocated by the serving BS.
21. The apparatus as claimed in claim 19, further comprising a controller being
adapted to scan reference signals received from the plurality of neighbor BSs in the
neighbor BS information during the scanning interval, and select at least one neighbor
BS from the plurality of neighbor BSs when it is necessary to initiate the handover based
on a result of the scanning.
22. The apparatus as claimed in claim 19, wherein the handover request
message includes at least one channel quality information of the neighbor BS.

23. The apparatus as claimed in claim 19, wherein the neighbor BS information
includes a number of sectors used by each of the plurality of neighbor BSs.
24. An apparatus of a serving Base Station BS for performing a handover
in a communication system, the apparatus comprising:
a transmitter; and
a receiver,
wherein the transmitter is adapted to broadcast (311) neighbor BS information
including BS identifiers and preamble indices of a plurality of neighbor BSs,
the receiver is adapted to receive (213) a handover request message from a
Mobile Station (MS), the handover request message including a first BS identifier and a
first preamble index of a neighbor BS among the plurality of neighbor BSs,
the transmitter is adapted to transmit (225) a handover response message to the
MS, the a handover response message including a second BS identifier and a second
preamble index of a recommended neighbor BS, and
the receiver is adapted to receive (227) a handover indication message from the
MS, the handover indication message including a target BS information,
wherein the target BS information includes a third BS identifier and a third
preamble index of a target BS.
25. The apparatus as claimed in claim 24, wherein the receiver is further
adapted to receive a scanning interval allocation request for allocation of a scanning
interval, during which scanning is performed to seek an available BS, and the transmitter
is further adapted to transmit a scanning interval allocated to the MS.
26. The apparatus as claimed in claim 24, wherein the handover request
message includes at least one channel quality information of the neighbor BS.
27. The apparatus as claimed in claim 24, wherein the neighbor BS information
includes a number of sectors used by each of the plurality of neighbor BSs.


ABSTRACT


TITLE: "Method and apparatus for a handover in a communication system and a handover
system therefor".
The invention relates to a method for a handover by a Mobile Station MS in a
communication system, the method comprising receiving (311) neighbor Base Station BS
information including BS identifiers and preamble indices of a plurality of neighbor BSs
broadcasted from a serving BS; transmitting (213) a handover request message to the
serving BS, the handover request message comprising a first BS identifier and a first
preamble index of a neighbor BS among the plurality of neighbor BSs; receiving (225) a
handover response message from the serving BS in response to the handover request
message, the handover response message comprising a second BS identifier and a second
preamble index of a recommended neighbor BS; and transmitting (227) a handover
indication message to the serving BS, the handover indication message comprising a
target BS information,wherein the target BS information comprises a third BS identifier
and a third preamble index of a target BS.

Documents:

03257-kolnp-2006 abstract.pdf

03257-kolnp-2006 assignment.pdf

03257-kolnp-2006 claims.pdf

03257-kolnp-2006 correspondence others.pdf

03257-kolnp-2006 description (complete).pdf

03257-kolnp-2006 drawings.pdf

03257-kolnp-2006 form-1.pdf

03257-kolnp-2006 form-2.pdf

03257-kolnp-2006 form-3.pdf

03257-kolnp-2006 form-5.pdf

03257-kolnp-2006 international publication.pdf

03257-kolnp-2006 international search report.pdf

03257-kolnp-2006 pct request.pdf

03257-kolnp-2006 priority document.pdf

03257-kolnp-2006-correspondence-1.1.pdf

03257-kolnp-2006-form-18.pdf

3257-KOLNP-2006-(06-07-2012)-CORRESPONDENCE.pdf

3257-KOLNP-2006-(08-05-2012)-ABSTRACT.pdf

3257-KOLNP-2006-(08-05-2012)-CORRESPONDENCE.pdf

3257-KOLNP-2006-(08-05-2012)-DRAWINGS.pdf

3257-KOLNP-2006-(08-05-2012)-FORM-1.pdf

3257-KOLNP-2006-(08-05-2012)-FORM-13.pdf

3257-KOLNP-2006-(08-05-2012)-OTHERS.pdf

3257-KOLNP-2006-(20-10-2011)-ABSTRACT.pdf

3257-KOLNP-2006-(20-10-2011)-AMANDED CLAIMS.pdf

3257-KOLNP-2006-(20-10-2011)-DESCRIPTION (COMPLETE).pdf

3257-KOLNP-2006-(20-10-2011)-DRAWINGS.pdf

3257-KOLNP-2006-(20-10-2011)-EXAMINATION REPORT REPLY RECIEVED.pdf

3257-KOLNP-2006-(20-10-2011)-FORM 1.pdf

3257-KOLNP-2006-(20-10-2011)-FORM 13.pdf

3257-KOLNP-2006-(20-10-2011)-FORM 2.pdf

3257-KOLNP-2006-(20-10-2011)-FORM 3.pdf

3257-KOLNP-2006-(20-10-2011)-FORM 5.pdf

3257-KOLNP-2006-(20-10-2011)-OTHERS.pdf

3257-KOLNP-2006-(20-10-2011)-PETITION UNDER RULE 137.pdf

3257-KOLNP-2006-CANCELLED PAGES.pdf

3257-KOLNP-2006-CORRESPONDENCE 1.1.pdf

3257-KOLNP-2006-CORRESPONDENCE.pdf

3257-KOLNP-2006-ENGLISH TRANSLATION.pdf

3257-KOLNP-2006-EXAMINATION REPORT.pdf

3257-KOLNP-2006-FORM 13.pdf

3257-KOLNP-2006-FORM 18.pdf

3257-KOLNP-2006-FORM 3.pdf

3257-KOLNP-2006-GPA.pdf

3257-KOLNP-2006-GRANTED-ABSTRACT.pdf

3257-KOLNP-2006-GRANTED-CLAIMS.pdf

3257-KOLNP-2006-GRANTED-DESCRIPTION (COMPLETE).pdf

3257-KOLNP-2006-GRANTED-DRAWINGS.pdf

3257-KOLNP-2006-GRANTED-FORM 1.pdf

3257-KOLNP-2006-GRANTED-FORM 2.pdf

3257-KOLNP-2006-GRANTED-FORM 3.pdf

3257-KOLNP-2006-GRANTED-FORM 5.pdf

3257-KOLNP-2006-GRANTED-SPECIFICATION-COMPLETE.pdf

3257-KOLNP-2006-INTERNATIONAL PUBLICATION.pdf

3257-KOLNP-2006-INTERNATIONAL SEARCH REPORT & OTHERS.pdf

3257-KOLNP-2006-OTHERS.pdf

3257-KOLNP-2006-PCT SEARCH REPORT.pdf

3257-KOLNP-2006-PETITION UNDER RULE 137.pdf

3257-KOLNP-2006-REPLY TO EXAMINATION REPORT.pdf

abstract-03257-kolnp-2006.jpg


Patent Number 258558
Indian Patent Application Number 3257/KOLNP/2006
PG Journal Number 04/2014
Publication Date 24-Jan-2014
Grant Date 21-Jan-2014
Date of Filing 07-Nov-2006
Name of Patentee SAMSUNG ELECTRONICS CO.LTD.,
Applicant Address 416,Maetan-dong,Yeongtong-gu Suwon-si,Gyeonggi-do,
Inventors:
# Inventor's Name Inventor's Address
1 Jung-Won KIM #1301,Megacity,824-12,Yeoksam 1-dong,Gangnam-gu,Soeul,
2 Bo-Kyung WANG #1019-502,Imae Samsung APT,100,Imae-dong,Bundang-gu, Seongnam-si, Gyeonggi-do,
3 Yong CHANG #403-801, Purenmaeul Shinseong APT., Sunae-dong, Bundang-gu, Seongnam-si, Gyeonggi-do
4 Hong-Sung CHANG #435-1802,Samsung Raemian,Cheongmyeongmaeul,Yeongtong-dong,Yeongtong-gu,Suwon-si,Gyeonggi-do,
5 Tae-Won KIM #230-1703,Sangtte Vill 3-cha,Sungwon,Sanghyeon-dong,Yongin-si,Gyeonggi-do,
PCT International Classification Number H04B 7/26
PCT International Application Number PCT/KR2005/001703
PCT International Filing date 2005-06-07
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 41542/2004 2004-06-07 Republic of Korea