Title of Invention

"DIETARY SUPPLEMENT COMPOSITION FOR BLOOD LIPID HEALTH"

Abstract ABSTRACT "Dietary Supplement Composition for Blood Lipid Health" A human or animal dietary supplement composition comprising one or more long chain (C24-C36) primary alcohols (policosanols) dispersed in food-grade oils or fats where the policosanol particle size is substantially less than ten (10) microns. The composition (Nanocosanol™) is effective and convenient for supporting blood lipid health. 23
Full Text Related Application
tOOOl] This application is based upon prior filed
copending provisional application Serial No. 60/771,003
filed February 1, 2006, the entire subject matter of
which is incorporated herein by reference in its
entirety.
Field of the Invention
[0002] The present invention relates to dietary
supplements, and, more particularly to the formulation
of such supplements containing fatty alcohols.
['•' . ^ z ^ " ^ Background of the Invention
[0003] Cholesterol effects have been studied for
years. Examples of research are found in the following
references, the disclosures which are hereby
incorporated by reference in their entirety.
[0004] . Albert, CM., K Oh, W Whang, JE Manson, CU
Chae, MJ Stampfer, WC Willett and FB Hu. 2005. Dietary
a-linolenic acid intake and risk of sudden cardiac
death and coronary heart disaese. Cir-culation 112:
3232-3238.
[00051 Castano, G, R Mas, M Arruzazabala et al.
1999. Effects of policcosanol and pravastatin on lipid
profile, platelet aggregation and endothelemia in older
hyperecholesterolemic patients. Jnt J Clin Phsrm Res.
4: 105.
*•
2 'i
* •
w
[0006] Gershkovich, P, A Hoffman. 2005. Uptake of
l i p o p h i l i c d r u g s by plasma d e r i v e d i s o l a t ed
c h y l o m i c r o n s : L i n t e r a l c o r e l a t i o n with' i n t e s t i n al
l y m p h a t i c b i o a v a i l a b i l i t y . Eur J Pharm Sci. 26: 394-
404 .
[0007] Law, MR, NJ Wald and SG Thompson. 1994. By
houw much and how q u i c k l y d o e s r e d u c t i o n i n serum
c h o l e s t e r o l c o n c e n t r a t i o n l o w e r r i s k of i s c h a e m i c h e a rt
d i s e a s e ? BMJ" 3 0 8 : 367-372.
[0008] Lusis, AJ. 2000. A t h e r o s c l e r o s i s . Nature.
4 0 7 ; 233-241.
[0009] Mantzioris, E . , LG C l e l a n d , RA Gibson, MA
Neumann, M Demasi and MJ J a m e s . 2000. Biochmical
e f f e c t s of a d i e t c o n t a i n i n g foods e n r i c h e d with n-3
f a t t y a c i d s . Am J Clin Nutr 72: 4 2 - 4 8.
[OOIO] Mas R. 2000. P o l i c o s a n o l . Drugs Future- 25:
5 6 9 - 5 8 6 .
[0011] Oh, SY, J Ryeu, C H s i e h and DE B e l l . 1991.
Eggs e n r i c h e d i n o-3 f a t t y a c i d s and a l t e r a t i o n s in
l i p i d c o n c e n t r a t i o n s i n p l a s m a and l i p o p r o t e i n s and in
b l o o d p r e s s u r e . Am J Clin Nutr. 54: 6 8 9 - 6 9 5.
[0012] Rang, HP, MM D a l e and JM R i t t e r . 1999.
Pharmacology. 4*^*' ed. C h u r c h i l l L i v i n g s t o n e , London.
8 3 0 .
[0013] Simopoulos, AP. 1 9 9 9 . E s s e n t i a l f a t t y a c i ds
i n h e a l t h and c h r o n i c d i s e s a s e . Am J Clin Nutr
7 0 ( s u p p l ) : 560S-9S.
[0014] Taylor, JC, L R a p p o r t and GB Lockwood. 2003.
O c t a c o s a n o l i n humeui h e a l t h . N u t r i t i o n . 19: 192-195.
[0015] Zhao, G, TD E t h e r t o n , KR M a r t i n , SG West, PJ
G i l l e s and PM K r i s - E t h e r t o n . 2004. D i e t a r y a - l i n o l e n ic
a c i d reduces inflammatory a n d l i p i d c a r d i o v a s c u l a r r i s k .
f a c t o r s in h y p e r c h o l e s t e r o l e m i c men and women. J Nutr
1 3 4 : 2991-2997.
3 -
•i . .
[0016] Cholesterol i s an essential component in the
body and used in cell membranes. Excessive l e v e l s,
however, can lead to hypercholesterolemia and
a t h e r o s c l e r o s i s , which can result in coronary heart
disease. Cholesterol i s transported v i a : high-, low-,
intermediate-, and very low-density lipoproteins,-
i
chylomicron remants; and chylomicrons. High levels of
J
high-density lipoproteins are desirable because they i
transport cholesterol from the peripheral tissues to
the liver, thereby maintaining cholesterol homeostasis.
The main transport mechanism, however, is low-density
lipoprotein, which moves cholesterol in the blodd
plasma and incorporates it into cell membranes.
Increased levels of low-density lipoprotein, however,
can interfere with uptake binding mechanisms.
[0017J Statin drugs such as atorvastatin,
fluvastatin, pravastatin and simvastatin are often
administered to those suffering from cholesterol
issues. These drugs inhibit competitively 3-hydjroxy-3-
methylglutaryl coenzyme A reductase, thereby reducing
cholesterol synthesis. Side effects of statins can
^ include myositis, headache, rash, angioederaa,
gastrointestinal effects and altered liver functions.
In addition, these drugs should not be used in patients
with renal failure or in people with compromised liver
function (Taylor et al. 2003).
[0018] Dietary fatty acid intake can influence many
health factors, but much interest has been placed on
the n - 3 (omega-3) fatty acids. These essential fatty
acids include a-linolenic (ALA), eicosapentaenoic (EPA)
and docosahexaenoic acid (DHA) . Various studies have
shown that n - 3 fatty acids are essential for normal
growth and development. They may also play a critical
role in the prevention and treatment of coronary heart
4 - -
m
d i s e a s e , h y p e r t e n s i o n , d i a b e t e s and o t h e r inflammatory
and autoimmune d i s o r d e r s (Siraopoulos 1999) . ALA is
p r e s e n t i n c e r t a i n v e g e t a b l e o i l s ( f l a x s e e d , cranberrys
e e d , c a n o l a and c h i a ) whereas EPA and DHA a r e found in
f i s h , f i s h o i l and a l g a e p r o d u c t s.
[0019] Between e t h n i c d i e t a r y g r o u p s i t has been
shovm t h a t t h e h i g h e r r a t i o of n - 6 t o n - 3 in
thrombocyte p h o s p h o l i p i d s can be a c a u s e for a h i g h er
d e a t h r a t e from c a r d i o v a s c u l a r d i s e a s e . This i n c r e a s ed
r a t i o a l s o r e s u l t s i n i n c r e a s e d r a t e s of type 2
d i a b e t e s , of which a t h e r o s c l e r o s i s i s a major
c o m p l i c a t i o n (Weber, 1991) . Achieving t a r g e t l e v e l s of
n - 3 f a t t y a c i d s can be d i f f i c u l t w i t h modem western.
d i e t s d e f i c i e n t in ALA, EPA and DHA, and. e x c e s s i v e in
t h e n - 6 l i n o l e i c a c i d . Target t i s s u e c o n c e n t r a t i o ns
f o r ALA a n d EPA can be met with c o n s u m p t i o n of ALA
( M a n t z i o r i s et a l . 2000) . A p r i m a r y c a r d i o v a s c u l ar
b e n e f i t from n - 3 f a t t y a c i d i n g e s t i o n can be r e d u c ed
b l o o d c l o t t i n g in v e s s e l w a l l s and r e d u c e d v e n t r i c u l ar
a r r h y t h m i a s , (Zhao e t a l . (2004)). Some s t u d i e s have
found a d o s e - r e s p o n s e r e l a t i o n between n - 3 i n t a k e and
b e n e f i c i a l e f f e c t s on c a r d i o v a s c u l a r d i s e a s e r i sk
f a c t o r s . Some s t u d i e s have shown an i n v e r se
r e l a t i o n s h i p between ALA i n t a k e and r i s k of sudden
c a r d i a c d e a t h (Albert e t a l . (2005.)).
[0020] Policosanols can be d e f i n e d a s a mibcture of
l o n g c h a i n (C24-C36) a l i p h a t i c p r i m a r y a l c o h o l s , which
a r e commonly d e r i v e d from sugar c a n e , r i c e bran,
beeswax, wheat or sorghum. Predominant a l c o h o l s in
t h i s group a r e t e t r a c o s a n o l , h e x a c o s a n o l , o c t a c o s a n ol
and t r i a c o n t a n o l.
[0021] Policosanols can lower c h o l e s t e r o l l e v e l s by
i n h i b i t i n g c h o l e s t e r o l b i o s y n t h e s i s v i a d o w n r p g u l a t i on
of 3 - h y d r o x y - 3 - m e t h y l g l u t a r y l Coenzyme A enzyme

5 -
expression (Menendez e t a l . 1994, McCarty 2002) . A
study by Hernandez et a l . (1992) found a reduction in
serum c h o l e s t e r o l l e v e l s of subjects talcing 20 mg
policosanol per day for 4 weeks. S i g n i f i c a n t decreases
in LDL l e v e l s , with i n c r e a s e d l e v e l s of HDL were also
noticed. Another double-blind randomized study by .
Castano, e t a l . (1999) i n v e s t i g a t e d the e f f e c t s of
policosanol and p r a v a s t a t i n on the l i p i d p r o f i l e 'in
older hypercholesterelemic patients. Policosanol was
foxind t o increase HDL l e v e l s , but was a l s o more |
e f f e c t i v e than pravastatin in lowering LDL l e v e l s and i
the LDL:HDL r a t i o.
[00221 Policosanols can a l s o protect l i p o p r o t e i ns
from peroxidation, in b o t h l i p i d and p r o t e i n moieties .
(Menendez e t a l . 1999) . This can be an important
e f f e c t , s i n c e LDL o x i d a t i o n i s thought t o be a
necessary s t e p in the development of a t h e r o s c l e r o s i s.
[0023] Policocemols may provide fewer s i d e e f f e c ts
them s t a t i n s , increase HDL cholesterol l e v e l s and have
a reduced c o s t (Taylor e t a l . 2003) .
[0024] One issue with policosanols are poor
s o l u b i l i t y , and d i f f i c u l t y with absorbtion in the gut.
Human s t u d i e s with fH] -octacosouiol showed the majority
(81-91%) of total r a d i o a c t i v i t y was e x c r e d t e d in the
feces, and only 1.2% of t o t a l r a d i o a c t i v i t y was found
in urine (Mas, 2000) .
[0025] Reducing the p a r t i c l e s i z e of poorly soluble
compounds such as p o l i c o s a n o l to a micron or sub-micron
range, improved autjsorbtion ahd b i o a v a i l a b i l t y is
desiraJjle. Dl as WO 03/103632 uses a reduced p a r t i c l6
s i z e f o r . p o l i c o s a n ol that ±« l e s s than 2,000
nanometers, i . e . , 2 microns. The i n c r e a s e d surface
area of the smaller nanoparticulate p a r t i c l e s requires
the use of a surface s t a b i l i z e r . It i s p o s s i b l e to
a l s o use pharmaceutically acceptable c a r r i e r with the
6
surface stabilizer. D2 as WO 02/052955 is directed to
pharmaceutical and dietary compositions and functional
food stuffs useful as coadjuvants for treating and
preventing an aging process amd related conditions. It
is directed to a lipidic mixture rich in
polyunsaturated acids and vitamins, in.combination with
at least two components selected from one or more
terpenes selected from monoterpenes and/or
sesquiterpenes, 1-piperoylpiperidine in the pure form
and/or extracts or purified fractions enriched in black
pepper containing it, one or more pollcosanols and/or
policosanolic acids. There is no teaching concerning
the policoseuiol in a micron or sub-micron range for
improved absorption in bioavailability.
Sxunmary of the Invention
[0026] A human or animal dietary supplement
composition comprises a blood lipid health-effective
\ A
7
amount of one or more long chain (C24-C36) primaryalcohols
(policosanols) dispersed in one or more foodgrade
fats or oils, wherein the particle sizes of the
alcohols are substantially less than 10 microns.
[0027] The particle sizes of the alcohols can be
substantially greater than 0.2 microns and
substantially less than 5.0 microns. The alcohols can
be selected from one of at least octacosanol,
triacontanol and hexacosanol. The alcohols can also be |
i
derived from natural sources, including rice bran,
beeswax, sugar cane, sorghum or wheat.
[0028] In another aspect, the food-grade fats or
oils contain one of at least:
(a) not less than twenty five percent (25%) by
weight of polyunsaturated fatty acids;
(b) not less than ten percent (10%) by weight of
omega-3 fatty acids;
(c) not less than two and one-half percent (2.5%)
by weight of squalene; and
(d) not less than eight fifty parts per million
(850 ppm) by weight of tocopherols and tocotrienols in
total.
[0029] The food-grade fats or oils could include at
least one of cranberry seed oil, amaranth seed oil,
fish and raarine/algal oils, safflower oil, sunflower
seed oil, soybean oil, canola oil, olive oil, linseed
oil, flax oil, hemp oil, borage oil, evening primrose
oil, chia oil and hibiscus oil.
[0030] In yet another aspect, the policosanols
include about 0.1 percent by weight of the fats or oils
to about 6.0 percent by weight of the fats or oils.
The policosanols could also include about 0.5% by
weight of the fats or oils to about 5.0%, by weight of
the fats or oils, or from about 1.0% by weight of the
8
r
fats or o i l s to about 5.0% by weight of the fats or
o i l s .
[0031] The composition could be formed from
b i o l o g i c a l l y active e x t r a c t s and compounds, including
vitamins, minerals, antioxidants, carotenoids,
tocopherols, tocotrienols, phytosterols, polyphenols,
} polysaccharides and bioflavonoids..
[0032] A vehicle for the composition could be an
emulsion, solution, dispersion, cream, t a b l e t , capsules
and powder. A vehicle for carirying the composition
could be food, feed or beverage.
[0033] A method aspect i s also set forth.
Detailed Description of the Preferred Embodiments
[0034] Different embodiments will now be described
more f u l l y hereinafter with reference to the
accompanying drawings, in which p r e f e r r e d embodiments
are shown. Many d i f f e r e n t forms can be set forth and
described embodiments should not be construed as
limited to the embodiments set forth herein. Rather,
these embodiments are provided so t h a t t h i s disclosure
will be thorough and complete, and w i l l fully convey
the scope t o those s k i l l e d in the a r t.
[0035] The natural d i e t a r y supplement industry
represents a $300 b i l l i o n dollar marJcetplace worldwide.
Many natural botanical materials and e x t r a c t s have been
used by mankind for h e a l t h purposes for thousands of
years. In some parts of the world, n a t u r a l health
products are preferred over chemical or pharmaceutical
ones due t o reasons of r e l i g i o n , c u l t u r e, safety, cost
and demonstrated efficacy.
[0036] Among the b o t a n i c a l products that have a
history of use in support of human blood l i p i d health
are c e r t a i n f a t t y alcohols derived from botanical
9
waxes, for example, sugar cane wax, rice bran and other
cereal waxes and bees wax. The most important of these
are the long chain (C24-C36) primary alcohols,
octacosanol, triacontanol and hexacosanol.
[0037] Policosanols, as noted above, are known to
have a number of beneficial effects on blood lipid
health. These beneficial effects include lowering
blood cholesterol levels, reducing Low Density
Lipoproteins (LDL), increasing High Density
Lipoproteins (HDL) and reducing blood triglycrerides.
[0038] Some difficulties have been experienced in
using policosanols to improve blood lipid health. For
example, these fatty alcohols are poorly soluble in
lipid carriers and completely insoliible in aqueous
carriers. This greatly reduces their availability in
the digestive tract. Normal digestion of fats and oils
in the mammalian diet is achieved by emulsification
with bile salts and phospholipids followed by direct
adsorption of the resulting chylomicrons through the
gut wall. Typical chylomicron sizes are 0.5 microns to
2 microns.
[0039] Modem emulsification technology
(nanotechnology) now makes it possible to produce
dispersed particle sizes in liquid carriers into the 1
micron size. As noted above, many different physical
emulsification techniques are available.
[0040] In accordance with a non-limiting example of
the present invention, one or more of these
technologies is used to prepare a dietary supplement
composition in which the policosanol particle sizes are
substantially less than 10 micron range within an
acceptable oil carrier (Nanocosanol'"') . The composition
may include the use of food-grade emulsifiers, for
example, polysorbates, lecithin, hydrolyzed lecithin,
10
mono- and di-glycerides, and acylated mono- and
di-glycerides. The presence of the emulsifiers
inhibits the tendency of the particles to adhere under
electrostatic attractive forces. Such a composition has
the advantage of increased digestability and stability
on storage.
[00411 In one aspect, the composition includes the
selection of an oil carrier with beneficial blood lipid
properties. Such fats and oils may include
polyunsaturated fatty acids, omega-3 fatty acids,
squalene, phytosterols, tocopherols and tocotrienols.
Typical fats and oils, include, for example, fish oils,
shark liver oil, cranberry seed oil, amaranth seed oil,
sunflower seed oil, linseed oil, chia oil artd evening
primrose seed oil.
[0042] In another aspect, the composition.optimizes
the balanced intake of both policosanols and the
beneficial lipid carrier. By suitable selection of the
ratio of the carrier oil to the policosanols, it is
possible to produce the composition such that preferred
intakes of both policosanols and the beneficial lipid
can be conveniently administered in acceptable unit and
daily doses.
[00431 Such a composition as (Nanocosanol™) can be
used to promote and support blood lipid health. Daily
intake of such composition, in the preferred dose
range, will provide the subject with the desired daily
intakes of policosanols and lipid carrier, resulting in
improved blood lipid profiles. This can include, for
example, lower cholesterol, lower triglycerides, lower
Low Density Lipoprotein (LDL) and higher High Density
Lipoprotein (HDL).
[0044] In accordance with one aspect of the present
invention, a dietary supplement composition is
11
d i s c l o s e d (Nanocosanol™) i n which p o o r l y s o l u b le
p o l i c o s a n o l s a r e d i s p e r s e d i n food-grade o i l s or f a t s,
i n which t h e p o l i c o s a n o l p a r t i c l e s i z e s i n t he
c o m p o s i t i o n a r e s u b s t a n t i a l l y l e s s than lO microns and
p r e f e r a b l y in t h e range of from about 0,2 microns to
a b o u t 5.0 m i c r o n s.
[0045] In a c c o r d a n c e w i t h a n o t h e r a s p e c t of the
p r e s e n t i n v e n t i o n , the b o d y ' s a b s o r p t i o n and
u t i l i z a t i o n of t h e p o l i c o s a n o l s from t h e c o m p o s i t i o n is
s u b s t a n t i a l l y enhanced as compared w i t h t h e a b s o r p t i on
and u t i l i z a t i o n of p o l i c o s a n o l s a d m i n i s t e r e d i n s o l id
o r t a b l e t form. The p o l i c o s a n o l d i s p e r s i o n of the
c o m p o s i t i o n i s s t a b l e on s t o r a g e and d o e s n o t s e p a r a te
from the l i p i d c a r r i e r.
[004 6] The d i s c l o s e d l i p i d c a r r i e r u s e d i n the
c o m p o s i t i o n may be s e l e c t e d from a group of o i l s and or
f a t s t h a t a r e Icnown t o have b e n e f i c i a l e f f e c t s on b l o od
l i p i d h e a l t h . .Such b e n e f i c i a l l i p i d s , f o r example, may
c o n t a i n one o r more of p o l y u n s a t u r a t e d f a t t y a c i d s,
p h y t o s t e r o l s , omega-3 f a t t y a c i d s , s q u a l e n e,
t o c o p h e r o l s and t o c o t r i e n o l s.
[0047] The c o n c e n t r a t i o n of p o l i c o s a n o l s of the
c o m p o s i t i o n o p t i m i z e s t h e d a i l y i n t a k e of b o th
p o l i c o s a n o l s and the b e n e f i c i a l l i p i d c a r r i e r . The
p r e f e r r e d d a i l y i n t a k e of p o l i c o s a n o l s c a n be about
2 0 - 3 0 mg p e r day for an a d u l t . The p r e f e r r e d d a i ly
i n t a k e for b e n e f i c i a l l i p i d s , however, i s o f t e n as h i gh
a s from about 500 mg t o 5 , 0 0 0 mg per day f o r an a d u l t.
The weight of p o l i c o s a n o l s i n t h e d i s c l o s e d c o m p o s i t i on
i s from about 0 . 3 percent by weight of b e n e f i c i a l l i p id
t o about 5.0 p e r c e n t by w e i g h t of b e n e f i c i a l l i p i d.
Such a d i s c l o s e d c o a p o s i t i o n allows t h e r a t i o of
b e n e f i c i a l l i p i d t o p o l i c o s a n o l s to r a n g e from about
3 3 3 : 1 t o about 2 0 : 1 . This r a t i o e n s u r e s t h a t a
12
p o l i c o s a n o l i n t a k e of about 25 mg p e r day i s always in
combination w i t h from a b o u t 500 mg p e r day t o about
5,000 mg p e r day of t h e b e n e f i c i a l l i p i d . The
d i s c l o s e d c o m p o s i t i o n a l l o w s d e l i v e r y of a p r e f e r r ed
d a i l y dose of both p o l i c o s a n o l s and b e n e f i c i a l l i p i d in
a s i n g l e f o r m u l a t i o n.
[0048] It w i l l be un4|^aigtood by t h o s e i n t h e a rt
t h a t l i q u i d d i e t a r y supplement d a i l y d o s e s of from
about 500 mg t o about 5,000 mg can be c o n v e n i e n t ly
d e l i v e r e d i n c a p s u l e s from about 500 mg t o about 1,000
mg. For example, a t h r e e p e r c e n t d i s p e r s i o n of
p o l i c o s a n o l s in a b e n e f i c i a l l i p i d can c o n v e n i e n t ly
supply 24 mg of p o l i c o s a n o l s per day t o g e t h e r w i t h 800
rag of b e n e f i c i a l l i p i d , when taken a s two 400 mg
c a p s u l e s d a i l y.
[0049] It w i l l be u n d e r s t o o d by t h o s e i n t h e a rt
t h a t such a c o m p o s i t i o n , in c a p s u l e o r l i q u i d form, may
be c o n v e n i e n t l y supplemented with o t h e r b i o l o g i c a l ly
a c t i v e e x t r a c t s and compounds, i n c l u d i n g , for example,
v i t a m i n s , m i n e r a l s , a n t i o x i d a n t s , c a r o t e n o i d s,
t o c o p h e r o l s , t o c o t r i e n o l s , p h y t o s t e r o l s , f a t ty
a l c o h o l s , p o l y s a c c h a r i d e s and b i o f l a v o n o i d s.
[0050] The d i s c l o s e d d i e t a r y supplement c o m p o s i t i on
(Nanocosanol^^) i s a n o v e l , improved, more e f f i c i e nt
v e h i c l e f o r • t h e a d m i n i s t r a t i o n of p o l i c o s a n o l s in
support of b l o o d l i p i d h e a l t h . I t i s e f f e c t i v e in
lowering t h e blood serum c h o l e s t e r o l l e v e l of b o th
normal and h y p e r c h o l e s t e r o l e m i c s u b j e c t s.
10051] The f o l l o w i n g examples a r e i l l u s t r a t i v e of
t h e p r e s e n t i n v e n t i o n , and a r e not t o be c o n s t r u e d as
l i m i t i n g t h e r e o f.
13
EXAMPLE 1
[0052] Supercritical CO2 Extracts of Cranberry
(Vacclnium macrocarpon) Seed, Amaranth {AmaxanthuS'
s
hypochondriacus) Seed and Rice (Oryza sativa) bran wax
were individually manufactured in a commercial 150
liter extraction unit. Within a heated vessel, the
policosanol containing rice bran wax extract was
dissolved into a mixture of cranberry and amaranth seed
oily extracts at €5°C. After cooling to ambient
temperature, soybean lecithin was combined. This
resultant formulation was processed in a high pressure
homogenization unit to obtain a stable dispersion of
rice bran wax. The homogenizer is designed to produce
high rates of shear and cavitation. Using light
microscopy, average particle size was determined.
Composition of the dispersion was as follows:
Policosanols: 1.45%, average particle size 0.3 - 2.6 um.
alpha-Linolenic acid: 13.2%
Squalene: 3%
Tocopherols: 499 pg/g
Tocotrienols: 709 pg/g
Phytosterols: 4.4 mg/g
>
EXAMPLE 2
[0053] The Nanocosanol f o r m u l a t i o n from Example 1
was e n c a p s u l a t e d i n s t a n d a r d g e l a t i n s o f t g e l s by a
t h i r d p a r t y m a n u f a c t u r e r . Softgels were 690 mg nominal
f i l l weight and e a c h c o n t a i n e d 10 mg p o l i c o s a n o l , 21 mg
s q u a l e n e , 91 mg n - 3 f a t t y a c i d s ( a l p h a - l i n o l e n i c ) , 3.0
mg p h y t o s t e r o l s , 489 pg t o c o t r i e n o l s and 344 pg
t o c o p h e r o l s ,
EXAMPLE 3
[0054] Nanocosanol^ s o f t g e l s , manufactured a c c o r d i n g .
t o Example 2 were a d m i n i s t e r e d t o 11 s x i b j e c t s over an
a p p r o x i m a t e l y 3-month p e r i o d . The s t u d y was a non-
14
placebo controlled open l a b e l t r i a l and used volunteers
with normal and modestly elevated levels of serum
cholesterol. Starting point individual cholesterol
levels ranged from about 14 0 ho about 258. Dosage was
2 X 600 mg capsules per day providing 20 mg per day of
policosanols together with 1200 mg per day of a 50:50
mixture of Cranberry and Amaranth Seed o i l s . In
addition to the Policosonols, the Nanocosanol™
formulation provided tocopherols, t o c o t r i e n o l s , omega-6
and omega-3 f a t t y acids, polyunsaturated f a t t y acids
and squalene.
[0055] Subject blood samples were taken by an
independent c l i n i c at 0 (Base), 30, 60 and 90 days.
The blood samples were subjected to Blood Lipid by an
authorized independent laboratory.
[0056] Variables measured were Triglycerides,
Cholesterol, LDL Cholesterol and HDL Cholesterol.
[0057] All data were expressed as a difference
(change) from the Base l e v e l for that subject and that
variable. One subject did not complete a blood sample
at 90 days so the total number of observations was 32
(11, 11, 10) . Analyses were based the combined data
over a l l three periods. The mean changes for the Blood
Lipid v a r i a b l e s were:
Triglycerides - 4.72* p= 0.175
LDL Choi. - 10.06% p= 0.125
HDL Choi. + X.85% p« 0.175
OTHER Choi. - 5.23% p= 0.125
Choi. - 5.96% p= 0.050
LDL/HDL - 11.73% p= 0.050
Chol/HDL - 7.43% p= 0.05O
[0058] The Cholesterol reduction of 5.96% was
significant at the 5% l e v e l of p r o b a b i l i t y using the
One-sided t - t e s t with 31 DF, as were the LDL/HDL r a t io
and the Chol/HDL r a t i o . The other Blood Lipid decreases
15
are not s i g n i f i c a n t at the 5% Level but have only a 1
i n 6 to about 1 in 8 chance of occurring by chance.
[0059] Analysis of Covariance was used t o estimate
the linear regression of v a r i a b l e change on variable
-Base level. Both the pooled within period regression
coefficient and the overall regression c o e f f i c i e n t for
most variables were negative, highly s i g n i f i c a n t at the
1% level (1 and 30 DF) and v i r t u a l l y i d e n t i c a l.
[0060] Using the estimated regression equation, an
estimate of the varieible reduction r e s u l t i n g from a
"typical high-quartile" Base level was c a l c u l a t e d for
each variable. These are shown as follows:
T r i g l y c e r i d e b= - 0 . 2 9 1 8 p L.DL b= - 0 . 8 2 3 4 p HDL b= ^ 0 . 0 8 5 4 p-0.175
OTHER Choi b= - 0 . 2 8 7 0 p Choi b=. - 0 . 7 7 0 4 pi225 Chng= - 2 4 . 2 7 (-10.78%)
LDL/HDL • b= - 0 . 4 5 3 4 p Chol/HDL b= - 0 . 3 5 7 7 p [0061] It can be seen from the r e s u l t i n g data that
the Ncuaocosanol'"* treatment resulted in s i g n i f i c a n t and
near significant reductions over base l e v e l -for a ll
Blood Lipid variables except HDL which showed a small
increase. Nanocosamol™ was c l e a r l y and demonstrably
responsible for a significant improvement in Blood
Lipid health. This is most c l e a r l y e s t a b l i s h e d for
Total Cholesterol and the c r i t i c a l LDL/HDL and Chol/HDL
r a t i o s . It i s also l i k e l y t h a t in a l a r g e r sample
s i z e , the reductions in Triglycerides and LDL and the
increase in HDL, both d e s i r a b l e treatment effects,
would be confirmed as s i g n i f i c a n t.
[0062] It i s also clear from the r e g r e s s i o n analysis
t h a t decreases in Blood Lipid values are a function of
the Base l e v e l . These r e s u l t s suggest t h a t for those
subjects in the population with highly elevated serum
16
cholesterol values, Nanocosanol™ has the p o t e n t i a l to
bring about 15% -20% reductions.
[0063] Many modifications and other embodiments of
the invention will come t o the mind of one s k i l l e d in
the art having the benefit of the teachings presented
in the foregoing d e s c r i p t i o n s and the associated
drawings. Therefore, i t is understood that the
invention i s not to be limited to the specific
embodiments disclosed, and that modifications and
embodiments are intended to be included within the
scope of the appended claims.
T 17









We claim:
1. A method of supporting the maintenance of healthy blood lipid levels, reducing blood
serum cholesterol levels and treating hypercholesterolemy in human and animal subjects
by the oral administration of a human or animal dietary supplement composition
comprising a blood lipid health-effective amount of one or more long chain (C24-C36)
primary alcohols comprising policosanols dispersed in food-grade fats or oils, wherein
the average particle sizes of the alcohols are greater than 2.0 microns, wherein the
food-grade fats and oils comprise:
not less than twenty five (25%) by weight of polyunsaturated fatty acids;
not less than ten percent (10%) by weight of omega-3 fatty acids;
not less than eight fifty parts per million (850 ppm) by weight of tocopherols and
tocotrienols in total; and
wherein the policonsanols comprise from about 0.1 percent by weight of the fats
or oils to about 6.0 percent by weight of the fats and oils, and further
comprising a food-grade emulsifier.
2. The method as claimed in claim 1, wherein the composition is administered to the
human or animal subjects in an amount to provide a daily intake of from about 0.125
mg of the policosanols per kilogram of body weight per day to about 0.750 mg of the
policosanols per kilogram of body weight per day and preferably in the range of about
0.3 mg of policosanols per kilogram of body weight per day.
3. The method as claimed in claim 1, wherein the average particle sizes of the alcohols are
greater than 2.0 microns and less than 10.0 microns.
4. The method as claimed in claim 1, wherein the alcohols comprise at least one of
octacosanol, triacontanol and hexacosanoi.
5. The method as claimed in claim 1, and further comprising forming the alcohols from
natural sources comprising at least one of rice bran, beeswax, sugar cane, sorghum and
wheat.
18
6. The method as claimed in claim 1, wherein the food-grade fats or oils further comprise:
not less than two and one-half percent (2.5%) by weight of squalene.
7. The method as claimed in claim 1, wherein the food-grade fats or oils comprise at least
one of cranberry seed oil, amaranth seed oil, fish and marine/algal oils, safflower oil,
sunflower seed oil, soybean oil, canola oil, olive oil, linseed oil, flax oil, hemp oil, borage
oil, evening primrose oil, chia oil and hibiscus oil.
8. The method as claimed in claim 1, wherein the pollcosanols comprise from about 0.5%
by weight of the fats or oils to about 5.0% by weight of the fats or oils.
9. The method as claimed in claim 1, wherein the pollcosanols comprise from about 1.0%
by weight of the fats or oils to about 5.0% by weight of the fats or oils.
10. The method as claimed in claim 1, further comprising adding biologically active extracts
and compounds selected from at least one of minerals, carotenoids, tocopherols,
tocotrienols, phytosterols, polyphenols, polysaccharides and bioflavonoids.
11. The method as claimed in claim 1, further comprising forming a delivery vehicle as an
emulsion, solution, dispersion, cream, tablet, capsules or powder.
12. The method as claimed in claim 1, further comprising forming a delivery vehicle as a
food, feed or beverage.
13. A human or animal dietary supplement composition comprising a blood lipid healtheffective
amount of one or more long chain (C24-C36) primary alcohols comprising
pollcosanols, dispersed in food-grade fats or oils, wherein the average particle sizes of
the alcohols are greater than 2.0 microns, wherein the food-grade fats or oils comprise:
(a) not less than twenty five percent (25%) by weight of polyunsaturated
fatty acids;
(b) not less than ten percent (10%) by weight of omega-3 fatty acids;
19
(c) not less than eight fifty parts per million (850 ppm) by weight of
tocopherols and tocotrlenols in total; and
wherein the policosanols comprise from about 0.1 percent by weight of the fats
or oils to about 6.0 percent by weight of the fats or oils, and further comprising a
food-grade emulsifier.
14. The composition as claimed in claim 13, wherein the average particle sizes of the
alcohols are greater than 2.0 microns and less than 10.0 microns.
15. The composition as claimed in claim 13, wherein the alcohols are selected from at least
one of octacosanol, triacontanol and hexacosanol.
16. The composition as claimed in claim 13, wherein the alcohols are selected from natural
sources comprising at least one of rice bran, beeswax, sugar cane, sorghum and wheat.
17. The composition as claimed in claim 13, wherein the food-grade fats or oils comprise at
least one of cranberry seed oil, amaranth seed oil, fish and marine/algal oils, safflower
oil, sunflower seed oil, soybean oil, canola oil, olive oil, linseed oil, flax oil, hemp oil,
borage oil, evening primrose oil, chia oil and hibiscus oil.
18. The composition as claimed in claim 13, wherein the policosanols comprise from about
0.5% by weight of the fats or oils to about 5.0% by weight of the fats or oils.
19. The composition as claimed in claim 13, wherein the policosanols comprise from about
1.0% by weight of the fats or oils to about 5.0% by weight of the fats or oils.
20. The composition as claimed in claim 13, and further comprising biologically active
extracts and compounds, including at least one of carotenoids, phytosterols,
polyphenols, polysaccharides and bioflavonoids.
21. The composition as claimed in claim 13, and further comprising a delivery vehicle as an
emulsion, solution, dispersion, cream, tablet, capsules or powder.
20
22. The composition as claimed in claim 13, and further comprising a delivery vehicle for
carrying the composition comprising food, feed or beverage.
23. The composition as claimed in claim 13, wherein the food-grade fats or oils contain
squalene.
24. The composition as claimed in claim 13, wherein the average particle sizes of the
alcohols are less than 10 microns.
25. A method for enhancing gastrointestinal motility in humans and other mammals,
comprising administering a therapeutically effective amount of a composition having one
or more long chain (C24-C36) primary alcohols as policosanols dispersed in one or more
food-grade fats or oils, wherein the food-grade fats or oils comprise:
(a) not less than twenty five percent (25%) by weight of polyunsaturated
fatty acids;
(b) not less than ten percent (10%) by weight of omega-3 fatty acids;
(c) not less than eight fifty parts per million (850 ppm) by weight of
tocopherols and tocotrienols in total; and
wherein the policosanols comprise from about 0.1% by weight of the fats or oils
to about 6.0% by weight of the fats or oils, and
the particle sizes of the alcohols are greater than 2.0 microns.
26. The method as claimed in claim 25, wherein the food-grade fats or oils further
comprises not less than two and one-half percent (2.5%) by weight of squalene.
27. The method as claimed in claim 25, wherein the alcohols are selected from natural
sources including rice bran, beeswax, sugar cane, sorghum and wheat.
28. The method as claimed in claim 25, wherein the food-grade fats or oils include at least
one of cranberry seed oil, amaranth seed oil, fish and marine/algal oils, safflower oil,
21
sunflower seed oil, soybean oil, canola oil, olive oil, linseed oil, flax oil, hemp oil, borage
oil, evening primrose oil, cha oil and hibiscus oil.
29. The method as claimed in claim 25, wherein the policosanols comprise from about 0.5%
by weight of the fats or oils to about 5.0% by weight of the fats or oils.
30. The method as claimed in claim 25, wherein the policosanols comprise from about 1.0%
by weight of the fats or oils to about 5.0% by weight of the fats or oils.
31. The method as claimed in claim 25, the composition further comprising biologically
active extracts and compounds, including vitamins, minerals, antioxidants, carotenoids,
tocopherols, tocotrienols, phytosterols, polyphenols, polysaccharides and bioflavonoids.
32. The method as claimed in claim 25, the composition further comprising a delivery
vehicle as an emulsion, solution, dispersion, cream, tablet, capsules and powder.
33. The method as claimed in claim 25, the composition further comprising a deliver vehicle
for carrying the composition comprising food, feed or beverage.
Dated this 31** day of July, 2008
^ '
(N^ti Wilson)
Of Anand and Anand Advocates ^
Attorney for the Applicant I
!
I
22

Documents:

17013-P2_Refiling.pdf

6669-delnp-2008-abstract.pdf

6669-DELNP-2008-Assignment (07-11-2008).pdf

6669-delnp-2008-Assignment-(09-07-2012).pdf

6669-delnp-2008-Claims-(10-01-2014).pdf

6669-delnp-2008-Claims-(14-12-2011).pdf

6669-delnp-2008-claims.pdf

6669-delnp-2008-Correspondence Others-(09-07-2012).pdf

6669-delnp-2008-Correspondence Others-(10-01-2014).pdf

6669-DELNP-2008-Correspondence Others-(10-09-2012).pdf

6669-delnp-2008-Correspondence Others-(11-05-2012).pdf

6669-delnp-2008-Correspondence Others-(26-12-2013).pdf

6669-DELNP-2008-Correspondence-others (07-11-2008).pdf

6669-DELNP-2008-Correspondence-others (18-12-2008).pdf

6669-delnp-2008-Correspondence-Others-(02-09-2013).pdf

6669-delnp-2008-Correspondence-Others-(04-02-2013).pdf

6669-delnp-2008-Correspondence-Others-(13-08-2013).pdf

6669-delnp-2008-Correspondence-Others-(14-12-2011).pdf

6669-delnp-2008-correspondence-others.pdf

6669-delnp-2008-description (complete).pdf

6669-delnp-2008-form-1.pdf

6669-delnp-2008-Form-13-(14-12-2011).pdf

6669-delnp-2008-form-18.pdf

6669-delnp-2008-form-2.pdf

6669-DELNP-2008-Form-3 (18-12-2008).pdf

6669-delnp-2008-Form-3-(04-02-2013).pdf

6669-delnp-2008-form-3.pdf

6669-delnp-2008-form-5.pdf

6669-DELNP-2008-GPA (07-11-2008).pdf

6669-delnp-2008-pct-210.pdf

6669-delnp-2008-pct-220.pdf

6669-delnp-2008-pct-237.pdf

6669-delnp-2008-pct-401.pdf

6669-delnp-2008-pct-409.pdf

6669-delnp-2008-pct-416.pdf

ABSTRACT.pdf

Form 2 complete specifications.pdf

REVISED CLAIMS.pdf


Patent Number 258529
Indian Patent Application Number 6669/DELNP/2008
PG Journal Number 04/2014
Publication Date 24-Jan-2014
Grant Date 17-Jan-2014
Date of Filing 31-Jul-2008
Name of Patentee U.S . NUTRACEUTICALS LLC DBA VALENSA INTERNATIONAL
Applicant Address 2751 NUTRA LANE, EUSTIS, FLORIDA 32726 USA.
Inventors:
# Inventor's Name Inventor's Address
1 EVANS DAVID A. 933 HAMPTON COURT,EDMONTON, ALBERTA T6R 2S2 CANADA.
2 HILL W. STEPHEN 2751 NUTRA LANE, EUSTIS, FLORIDA 32726 USA.
PCT International Classification Number A23L
PCT International Application Number PCT/US2007/003278
PCT International Filing date 2007-02-07
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/771,003 2006-02-07 U.S.A.
2 11/671,757 2007-02-06 U.S.A.