Title of Invention

METHOD FOR PRODUCING A THIN-FILM CHALCOPYRITE COMPOUND

Abstract The invention is for a method for producing a thin film of chalcopyrite on a substrate, in particular for use in photovoltaic cells, this substrate consisting, for example, of molybdenum deposited in a thin layer on glass or a polymer, in which at least a thin liquid film of a solution is deposited on the substrate, said liquid film is dried in order to obtain a solid layer covering the substrate, and the chalcopyrite is formed by thermal reaction by placing said solid layer in contact with an atmosphere containing at least one element from the list comprising oxygen, sulphur, selenium and tellurium, characterized in that said solution consists of at least one mineral salt of a metal entering into the chalcopyrite composition and of an organic binder, dissolved in a polar solvent, and in that said solution is deposited on the substrate by an impression method selected from serigraphy, stencilling, spraying, spin-coating, tampography, flexography, and methods for spreading a liquid film, such as "doctor-blade" or "cup-coating", in order to obtain a solid layer of the mineral salt of said metal.
Full Text



[1] Chalcopyrite compounds, particularly deselinized copper and indium
CulnSe2, also called CIS, and its alloys with gallium ("CIGS") and sulphur ,
(CIGSS) are promising candidates when used as a light-absorbing layer in
photovoltaic cells in thin films. US Patent No. 4,335,266 is one example that
describes the technology of CIS cells. Because of their high coefficient of
absorption, a 1 to 2 mm thickness of CIGS chalcopyrite is sufficient to absorb
all incident light. By changing the ratio of In/Ga and Se/S, a large range of
values (1 to 2.4 eV) for the energy gap ("band-gap") can be obtained, and
structures with a gradual band-gap are used in high output photovoltaic cells.
Solar cells possessing a layer of polycrystalline CIGS have demonstrated
conversion outputs exceeding 19%, as described by K. Ramanathan et al.,
Photovoltaics, 2003, 11, p. 225. The first industries have emerged and their
production of solar cells with thin CIGS films is based on co-evaporation and
selenization methods requiring a high vacuum, as described by Powalla et
al., Proceedings of the 3rd WCPEC, Osaka, Japan, 2003, in publication, and
by Kushiya et al. Proceedings of the 3* WCPEC, Osaka, Japan, 2003.
Current CIGS solar modules have average outputs of 10 to 13%, with the
goal being to obtain 13 to 15% with lower production costs than with
crystalline silicon. These high output CIGS modules are obtained with
expensive vacuumized equipment and sophisticated method controls;
furthermore, from 20 to 40% of the primary materials are inevitably wasted. In
order to reduce manufacturing costs, alternative deposition methods based
on methods that do not rely on high vacuums have been proposed and

studied. In general, these methods should allow the CIGS chalcopyrite layer
to be quickly and simply deposited while completely using up the primary
materials such as indium and gallium, which are relatively rare and expensive
elements. Aside from the well-known methods such as electrochemical
procedures, see for example U.S. Patent No. 5,871,630 and pyrolysis by
spraying, for example, as in U.S. Patents 4,242,374 or 6,379,635, methods
based on deposition of a paste have attracted attention these last few years,
since outputs in excess of 13% have been obtained. As described in U.S.
Patent No. 6,127,202, Kapur et al. have developed a procedure where a
paste containing nanocrystalline metal oxide powder is first deposited on a
substrate by spreading it ("doctor-blade"), then a treatment in a hydrogen
atmosphere allows the oxides to be reduced to a metal layer which is then
heated in a diluted H2Se atmosphere. This method requires, first, the
elaboration of nanometric metal oxide powders in the appropriate Cu/ln and
Cu/Ga ratio, and second, reduction in a hydrogenated atmosphere, followed
by "selenization," requiring at least two heated vacuum environments for
safety, since the gas used, H2Se, is highly toxic, making the procedure costly.
Furthermore, the fact that the deposition of metal oxide paste must be treated
in two stages considerably lengthens the time required for the cycle to
produce the thin film of chalcopyrite substrate.
[2] In another procedure described in U.S. Patent No. 5,910,336, organometallic
compounds are dissolved in an organic solvent, then deposited on a
substrate by spinning ("spin-coating") or by plunging ("dip-coating"), and after
pyrolysis in an inert or reductive atmosphere, the resulting metal alloy is
selenized in an oven and the chalcopyrite layer thus formed is completed into

solar cells with an output of up to 9%. This method also requires fairly toxic
and expensive metal-organic precursors, and the two-step procedure
(reduction and then selenization) adversely affects deposition speed and
adds to the cost.
[3] The present invention relates to a rapid method that is economical in its use
of primary materials and requires only simple equipment to produce a thin
film of chalcopyrite on a substrate. The invention is characterized by the use
of a solution containing metal mineral salts and an organic binder dissolved in
a polar solvent.
[4] These mineral salts may be halogens, nitrates, cyanides, cyanates or even
thiocyanates or seleno-cyanates that may be either anhydrous or hydrated.
[5] This solution is deposited on the substrate using an impression process such
as serigraphy, stenciling, tampography, flexography, spin-coating, or methods
for spreading liquid film ("doctor-blade" or "cup-coating"), or using a
combination of several impression methods. Actually any method allowing a
liquid to be transferred to a surface can be used, so long as the solution of
metal mineral salts also contains an organic binder allowing the viscosity and
rheology of said solution to be adjusted so as to be compatible with the
impression or deposition method selected. The organic binder is typically
selected from among celluloses, cellulose substitutes, polyvinyl alcohols,
polyethlyenoxides, polyacrylonitriles, polysaccharides and nitrocelluloses
soluble in the appropriate solvent. This solvent may be either water or an
organic compound selected from aliphatic alcohols, polyglycols, polyethers,
polyols, esters, ethers, ketones, nitrites, or alkoxy alcohols. This is not an
exhaustive list; any organic solvent may be used so long as it ensures that

the metal mineral salts and organic binders are soluble. The mineral salts
solution, described herein above, contains at least one mineral salt of a
metal selected from the list comprising copper, silver, gold, zinc, cadmium
and mercury, and at least one mineral salt of a metal selected from the list
comprising boron, aluminium, gallium, indium, thallium, carbon, silicon,
germanium, tin and lead., It is also possible to have a mixture of water and
one or more of the previously cited organic compounds. In order to obtain a
thin layer of chalcopyrite according to the invention, the solution containing
the metal mineral salts is deposited on the substrate, then dried to obtain a
solid layer containing metal salts. The substrate thus treated is placed into
contact with an atmosphere containing one or more of the elements
typically selected from the list comprising oxygen, selenium, sulphur, or
tellurium, and heated, causing a reaction that transforms the layer
containing the metal salts into a thin and compact film of chalcopyrite. In a
case where the salts contain copper, indium, and possibly also gallium in
the appropriate atomic proportions and the thermal treatment atmosphere
contains selenium, a Cu(lnGa)Se2 type chalcopyrite is obtained with
physical and electrical properties favourable for the manufacture of
photovoltaic solar cells. The substrate is not limited to molybdenum
deposited on glass such as that is used in CIGS photovoltaic cells. Any
substrate offering the required chemical resistance during thermal treatment
in an atmosphere containing the one or more elements selected from the
list comprising oxygen, sulfur, selenium and tellurium may be covered with
a thin coating of chalcopyrite according to the invention.
[6] The present invention is not limited to CIGS type chalcopyrite, but may
extend to compounds such as CdTe, HgCdTe or Cu2ZnSnSe4, for example.
It is also possible to use mixed oxides such as CuAI02, or even AglnS2 type
sulphides when using corresponding metal salts.
[7] The applications for chalcopyrites obtained according to the invention are
not limited to photovoltaic cells, clearly, other applications are possible. For

example, the chalcopyrites may be used as infrared detectors such as with
HgCdTe, transparent electrically conductive coatings such as CuAI02,
photovoltaic sensors such as CdTe, or even light emitters in luminous diode
structures, or as semi-conductive material in electrical resistors or even
transistors by using suitable doping. If metals such as Fe, Ni, Co, Cr enter
into the composition of the chalcopyrite, it is also possible for it to have
magnetic properties.
[8] All of the following examples have been prepared from plates of sodo-calcic
glass coated with a layer of molybdenum deposited by cathode pulverization.
The thin films of chalcopyrite obtained using the method of the invention have
served in photovoltaic cells, given that the chalcopyrite coatings have been
optimized and customized for this application.
[9] The general procedure according to the invention for producing chalcopyrite
is divided into four steps:
[10] Step 1: Preparation of a solution containing the metal mineral salt or salts and
the organic binder or binders in a polar solvent.
[11] Step 2: Deposition of this solution onto the substrate using a suitable method
of impression to ensure a constant, defined thickness of liquid film on the
substrate.
[12] Step 3: Drying the substrate with its liquid film in air or in an inert atmosphere
in order to obtain a compact and solid film containing the metal salt or salts.
[13] Step 4: Thermal treatment in an atmosphere containing at least one element
from the list comprising oxygen, sulphur, selenium and tellurium in order to
form chalcopyrite.
[14] Example 1.
[15] In 25 ml of methanol (Fluka 99.5%) 1.106 g of anhydrous indium chloride (III)

lnCI3 (Aldrich, 99.999%) are dissolved, followed by 0.938 g of hemi-
pentahdyrate copper nitrate (II) Cu(NO3)2 2.5 H2O (Aldrich, 99.99%), then 3g
of ethylcellulose "Ethocel®" (Fluka) with a standard 5-15 mPas viscosity are
added to the solution in order to adjust consistency.
[16] This solution is deposited on the molybdenum coated glass by spreading the
solution with a glass stick that serves as a blade and by using 100 mm
spacers which define the thickness of the liquid film thus obtained. A volume
of approximately 1 ml of solution is sufficient to cover 10 cm2 of substrate.
The substrate with the liquid film is immediately dried at 100-120° C for 2 to 3
minutes, then it is heated to 250° C in the air for 1 to 2 minutes.
[17] Finally, the substrate thus treated is placed in a heated graphite environment
containing 0.5 grams of sulphur (99.5%, Fluka) and after 10 minutes at 500°
C, the substrate is covered with a thin film (approximately 1 mm) of
polycrystalline chalcopyrite CulnS2.
[18] Analysis using an EDX sweeping electronic microscope and X-ray diffraction
permits identification of the chalcopyrite obtained in this manner.
[19] Example 2
[20] 0.256 g of hydrated gallium nitrate (III) (99.999% Aldrich) are dissolved in 25
ml of methanol (Fluka, 99.5%), followed by 0.886 g of anhydrous indium
chloride (III) lnCI3 (Aldrich, 99.999%), which permits an atomic ratio of In/Ga
of 4, followed by 0.938 g of hemi-pentahydrate copper nitrate (II) Cu(NO3)2
2.5 H2O (Aldrich, 99.99%), which permits an atomic ratio of Cu/(ln + Ga) of 1,
then 3 g of ethylcellulose "Ethocel®" (Fluka) with a standard viscosity of 5-15
mPas is added to the solution in order to adjust the consistency.
[21] As in the preceding example, this solution is deposited on the molybdenum

coated glass by spreading the solution with a glass stick which serves as a
blade and by using 100 mm spacers which define the thickness of the liquid
film thus obtained. The substrate with the liquid film is immediately air-dried
by passing it through an ambient temperature of 120° C for 2 minutes, then it
is heated by passing it in open air at 120° C to 300° C for 3 minutes. Finally,
the substrate thus treated is placed in a nitrogen-filled glass tube and
maintained at 10 mbar. This tube comprises two temperature zones. The
substrate is placed in one and in the other, a cupel containing 0.2 g of
selenium (99.9%, Aldrich). The zone with the selenium is maintained at 300°
C and the substrate is heated to 560° C for 10 minutes. After this thermal
treatment, also called "selenization" the substrate is covered with a thin layer
(about 1 mm ) of polycrystalline chalcopyrite Culn0.5Ga0.2Se2 with favourable
photovoltaic properties.
122] Example 3
[23] A first solution of 5 ml of methanol (Fluka, 99.5%) containing 0.767 g of
hydrated gallium nitrate (III) (99.999%, Aldrich), 0.885 g of anhydrous indium
chloride (III) lnCI3 (Aldrich, 99.999%) and 0.938 g of hemipentahydrate
copper nitrate (II) Cu(No3)2 2.5 H2O (Aldrich, 99.99%) is prepared. A second
solution is prepared with 5 ml. of 1-pentanol (99%, Fluka) containing the
same quantities of metal salts as the first solution and additionally containing
0.5 g of ethylcellulose "Ethocel®" (Fluka) with a standard viscosity of 5-15
mPas.
[24] The solution to be deposited is formulated by mixing in a ratio of 1:2 the first
and second solutions, in order to obtain the desired viscosity and rheology.
[25] Deposition on the molybdenum-coated glass, drying and selenization take

place as described in Example 2. The resulting chalcopyrite possesses
favourable photovoltaic properties once a thin 50 mm film of CdS has been
applied to it using the well-known "chemical bath" method, followed by a
transparent ZnO-based transparent contact doped with aluminum deposited
by cathode pulverization. Such a photovoltaic cell has demonstrated a
conversion output of 6.7% under standard 1000 W/m2 (92.94 W/ft2) lighting.

CLAIMS:
1. A method for producing a thin film of chalcopyrite on a substrate, in particular for use
in photovoltaic cells, this substrate consisting, for example, of molybdenum deposited
in a thin layer on glass or a polymer, in which at least a thin liquid film of a solution is
deposited on the substrate, said liquid film is dried in order to obtain a solid layer
covering the substrate, and the chalcopyrite is formed by thermal reaction by placing
said solid layer in contact with an atmosphere containing at least one element from the
list comprising oxygen, sulphur, selenium and tellurium, characterized in that said
solution consists of at least one mineral salt of a metal entering into the chalcopyrite
composition and of an organic binder, dissolved in a polar solvent, and in that said
solution is deposited on the substrate by an impression method selected from
serigraphy, stencilling, spraying, spin-coating, tampography, flexography, and
methods for spreading a liquid film, such as "doctor-blade" or "cup-coating", in order
to obtain a solid layer of the mineral salt of said metal.
2. A method as claimed in claim 1, wherein at least one dissolved mineral salt is a salt
of a metal selected from copper, silver, iron, zinc, tin, cadmium, aluminium, gallium,
indium, antimony and bismuth.
3. A method as claimed in claim 1, wherein said solution contains at least one mineral
salt of a metal selected from the list comprising copper, silver, gold, zinc, cadmium
and mercury, and at least one mineral salt of a metal selected from the list comprising
boron, aluminium, gallium, indium, thallium, carbon, silicon, germanium, tin and lead
4. A method as claimed in claim 3, wherein said solution contains at least one mineral
salt of a metal selected from copper, silver, zinc, cadmium and at least one or more
metals selected from aluminium, gallium, indium and tin in the form of mineral salts.
5. A method as claimed in claim 1, wherein said mineral salt contains at least one anion
selected from halogens, nitrate, cyanide, cyanate, thiocyanate, selenocyanate, chloride
and nitrate.

6. A method as claimed in claim 3, wherein said solution contains at least nitrate or
anhydrous or hydrated copper chloride and at least one or more metals selected from
aluminium, gallium, and indium, either in the form of nitrate, or in the form of
anhydrous or hydrated chloride.
7. A method as claimed in claim 6, wherein said solution contains at least anhydrous or
hydrated copper nitrate (II), anhydrous or hydrated indium chloride (III), and
anhydrous or hydrated gallium nitrate (III).
8. A method as claimed in claim 1, wherein the organic binder is a mixture formed of at
least two organic compounds selected from celluloses, cellulose substitutes,
alkylcelluloses, polyvinyl alcohols, polyethylene oxides, polyacrylonitriles,
polysaccharides, and nitrocelluloses.
9. A method as claimed in claim 1, wherein the polar solvent for said solution is
selected from water and organic compounds such as aliphatic alcohols, nitriles,
polyglycols, polyethers, polyols, esters, ethers, ketones, diols, and alkoxyalcohols and,
in particular, methanol, ethanol, 1-propanol, 2-propanol, 1-pentanol, 1.2-propanediol,
1.3-propanediol, glycerin, diglyme, tetraglyme, acetonitrile, propionitrile and 3-
methoxypropionitrile.
10. A method as claimed in claim 1, wherein the polar solvent for said solution is a
mixture of water and one or more organic compounds selected from aliphatic
alcohols, nitriles, polyglycols, polyethers, polyols, esters, ethers, ketones, diols, and
alkoxyalcohols.
11. A method as claimed in claim 1, wherein the polar solvent for said solution is a
mixture formed of water and at least two organic compounds selected from aliphatic
alcohols, nitriles, polyglycols, polyethers, polyols, esters, ethers, ketones, diols, and
alkoxyalcohols.

12. A method as claimed in claim 1, wherein said solution contains at least anhydrous or
hydrated copper nitrate (II) in a 0.05 to 3 molar concentration, preferably in a 0.2 to 1
molar concentration, anhydrous or hydrated indium chloride (HI) in a 0.03 to 3 molar
concentration, preferably in a 0.2 to 1 molar concentration, and anhydrous or hydrated
gallium nitrate (III) in a 0 to 1 molar concentration, preferably in a 0 to 0.4 molar
concentration, and as organic binder, at least one type of ethylcellulose in a 2 to 200 g/
1 concentration, preferably in a 50 to 150 g/1 concentration, dissolved in methanol or
dissolved in a mixture of methanol and 1-pentanol.
13. A method as claimed in claim 1, wherein said film of solution deposited on the
substrate is dried by progressively heating it to a temperature ranging from 150 to
300° C in a neutral atmosphere or in open air in order to obtain a solid layer.
14. A method as claimed in claim 1, wherein said solid layer covering the substrate is
transformed into chalcopyrite by a thermal reaction effected at a temperature ranging
from 300 to 650° C, preferably between 500 and 600° C, by placing said solid layer in
contact with an atmosphere containing at least one element such as selenium, sulfur or
tellurium, or a mixture of these three elements, in the elementary state, for a period of
time ranging from 1 and 30 minutes, preferably between 5 to 20 minutes.
15. A method as claimed in claims 1 and 2, wherein the chalcopyrite obtained is cadmium
telluride (CdTe).
16. A method as claimed in claims 1 and 12, wherein the chalcopyrite obtained is
CuIn8GaySe2, with the sum x+y being between 0.8 and 1.5 and with y being between 0
and 0.6.



ABSTRACT


METHOD FOR PRODUCING A THIN-FILM CHALCOPYRITE COMPOUND
The invention is for a method for producing a thin film of chalcopyrite on a substrate, in
particular for use in photovoltaic cells, this substrate consisting, for example, of molybdenum
deposited in a thin layer on glass or a polymer, in which at least a thin liquid film of a solution is
deposited on the substrate, said liquid film is dried in order to obtain a solid layer covering the
substrate, and the chalcopyrite is formed by thermal reaction by placing said solid layer in contact
with an atmosphere containing at least one element from the list comprising oxygen, sulphur,
selenium and tellurium, characterized in that said solution consists of at least one mineral salt of a
metal entering into the chalcopyrite composition and of an organic binder, dissolved in a polar
solvent, and in that said solution is deposited on the substrate by an impression method selected
from serigraphy, stencilling, spraying, spin-coating, tampography, flexography, and methods for
spreading a liquid film, such as "doctor-blade" or "cup-coating", in order to obtain a solid layer of
the mineral salt of said metal.

Documents:

03529-kolnp-2006 abstract.pdf

03529-kolnp-2006 claims.pdf

03529-kolnp-2006 correspondence others.pdf

03529-kolnp-2006 description (complete).pdf

03529-kolnp-2006 form-1.pdf

03529-kolnp-2006 form-3.pdf

03529-kolnp-2006 form-5.pdf

03529-kolnp-2006 international publication.pdf

03529-kolnp-2006 international search report.pdf

03529-kolnp-2006-assignment.pdf

03529-kolnp-2006-correspondence-1.1.pdf

03529-kolnp-2006-priority document.pdf

3529-KOLNP-2006-ABSTRACT.pdf

3529-KOLNP-2006-AMANDED CLAIMS.pdf

3529-KOLNP-2006-ASSIGNMENT.pdf

3529-KOLNP-2006-CANCELLED PAGES-1.1.pdf

3529-KOLNP-2006-CANCELLED PAGES.pdf

3529-KOLNP-2006-CORRESPONDENCE 1.2.pdf

3529-KOLNP-2006-CORRESPONDENCE.pdf

3529-KOLNP-2006-DESCRIPTION (COMPLETE).pdf

3529-KOLNP-2006-EXAMINATION REPORT.pdf

3529-KOLNP-2006-FORM 1.pdf

3529-kolnp-2006-form 18.pdf

3529-KOLNP-2006-FORM 2.pdf

3529-KOLNP-2006-FORM 3.pdf

3529-KOLNP-2006-GPA.pdf

3529-KOLNP-2006-GRANTED-ABSTRACT.pdf

3529-KOLNP-2006-GRANTED-CLAIMS.pdf

3529-KOLNP-2006-GRANTED-DESCRIPTION (COMPLETE).pdf

3529-KOLNP-2006-GRANTED-FORM 1.pdf

3529-KOLNP-2006-GRANTED-FORM 2.pdf

3529-KOLNP-2006-GRANTED-FORM 3.pdf

3529-KOLNP-2006-GRANTED-FORM 5.pdf

3529-KOLNP-2006-GRANTED-SPECIFICATION-COMPLETE.pdf

3529-KOLNP-2006-INTERNATIONAL PUBLICATION.pdf

3529-KOLNP-2006-INTERNATIONAL SEARCH REPORT & OTHERS.pdf

3529-KOLNP-2006-OTHERS.pdf

3529-KOLNP-2006-PA.pdf

3529-KOLNP-2006-PETITION UNDER RULE 137-1.1.pdf

3529-KOLNP-2006-PETITION UNDER RULE 137.pdf

3529-KOLNP-2006-PRIORITY DOCUMENT 1.1.pdf

3529-KOLNP-2006-REPLY TO EXAMINATION REPORT-1.1.pdf

3529-KOLNP-2006-REPLY TO EXAMINATION REPORT.pdf

3529-KOLNP-2006-TRANSLATED COPY OF PRIORITY DOCUMENT.pdf


Patent Number 258174
Indian Patent Application Number 3529/KOLNP/2006
PG Journal Number 50/2013
Publication Date 13-Dec-2013
Grant Date 12-Dec-2013
Date of Filing 24-Nov-2006
Name of Patentee SOLARONIX S.A.
Applicant Address RUE DE L'OURIETTE 129, CH-1170 AUBONNE, SWITZERLAND
Inventors:
# Inventor's Name Inventor's Address
1 MEYER TOBIAS CHEMIN DE LA BOSSENAZ 27, CH-1173 FECHY, SWITZERLAND
2 KAELIN MARC IMFELDSTRASSE 45, CH-8037 ZURICH SWITZERLAND
3 AYODHYA TIWARI HIRTZENBACHSTRASSE 82,CH-8051 ZURICH,SWITZERLAND
PCT International Classification Number H01L 31/032
PCT International Application Number PCT/IB2005/051437
PCT International Filing date 2005-05-03
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 00783/04 2004-05-03 Switzerland