Title of Invention

AIMING ARM FOR BONE PLATES

Abstract An aiming guide aligns a surgical tool with a hole in a bone plate. The aiming guide includes an arm portion having a longitudinal axis, top and botton surfaces, and first and second ends. The aiming guide farther includes a handle portion having upper and lower ends. The handle portion is, at its lower end, connected to the bone plate. The handle portion is, at its upper end, connected to the arm portion. Bores extend from the top surface to the lower surface of the arm portion. Each bore is configured and dimensioned to receive a tool guide in at least two different preset positions which locates the channel in at least two different hole positions. The bore includes two diametrically opposed slots extending along at least a portion of a length of the bore, the slots configured and dimensioned to mate with diametrically opposed knobs extending radially outward from a tool guide. The tool guide has a head and a sleeve portion, which has a centered channel. The sleeve portion and channel are eccentric with respect to the head portion. The tool guide is inserted in a first preset position in order to align a surgical tool with one portion of a two-portion bone plate hole, or in a second preset position rotated 180° from the first preset position, in order to align a surgical tool with the second portion of a two-portion bone plate hole.
Full Text AIMING ARM FOR BONE PLATES
FIELD OF THE INVENTION
[001] The present invention relates to an apparatus for aligning surgical tools (e.g.,
drill bit, trochar) with a hole in bone plate.
BACKGROUND OF THE INVENTION
[002] Surgical devices which align tools (e.g., drill bits, trochars) to bone plate holes
are known in the art. Many of these devices are not adjustable. Some of these known devices can be adjusted by the surgeon or operator to tailor it for use with a number of different bone plates which have varying hole placement arrangements or patterns. These adjustable devices, however, require the surgeon or operator to manually adjust the guide to suit the particular plate being used. Making these adjustments can be tedious and often requires trial and error. Furthermore, even after a surgeon adjusts one of these devices, the alignment between the guide and a respective plate hole may be imprecise. These problems become even more salient when the device being used is intended to align a tool (e.g., a drill bit) with so-called bone plate "combination holes." Indeed, it appears that no existing alignment device is designed for, or even particularly compatible with, a plate that has combination holes. A "combination hole," as used here, means any kind of hole in which there are multiple "hole positions" any one of which a surgeon can drill or operate through. For an example, see the combination holes disclosed in U.S. patent No. 6,669,701 and the combination holes disclosed in United States patent No. 6,719,759, the specifications of which are hereby incorporated by reference.
[003] There thus exists a need for a device that will align a surgical tool (e.g., drill
bit) with a bone plate hole or that can be "adjusted" or aligned with a bone plate hole or a portion of a bone plate hole with minimal effort and maximum precision. This need is especially evident when a bone plate having combination holes is used. The present invention addresses this problem and others by providing an aiming arm which has aligning bores, whose arrangement matches or corresponds to the arrangement of holes of a particular

bone plate type. When adjustment is needed, for example when a bone plate that has combination holes is being used, the present invention may provide an aiming arm that has guide bores, each guide bore having multiple (i.e., at least 2) preset positions in which to introduce or position a guide sleeve, each position providing for alignment with a particular, different hole portion. Because the positions are preset, maneuvering each guide sleeve to the desired position is very easy and takes a very short amount of time.
SUMMARY OF THE INVENTION
[004] The aiming guide system of the present invention provides alignment between
a surgical tool (e.g., a drill bit, a trochar) and holes or hole portions in a bone plate.
[005] The aiming guide system may be used with a bone plate having virtually any
hole distribution arrangement and virtually any hole configuration. In a preferred
embodiment, the aiming guide system is used with a plate having "combination holes." A
combination hole is any kind of hole in which there are multiple "hole positions'* any one of
which a surgeon can penetrate or access. One example of a combination hole is an elongated
hole extending from an upper surface of a bone plate to a lower surface of a bone plate, and
which has a threaded portion and a non-threaded portion. The threaded portion may extend
over a range of greater than half of the hole's circumference. The threaded portion of the
hole may be dimensioned and configured to engage a threaded head of a bone screw, and fix
the bone screw at a predetermined angle with respect to the bone plate. The same type of
screw or other types of screws, including screws not having threaded heads, may pass
through the non-threaded portion of a combination hole at any one of a number of angles.
[006] The aiming guide system may have an aiming arm. In a first preferred
embodiment, the arm extends substantially parallel to the bone plate in its lengthwise direction and has multiple bores. In a second preferred embodiment, the arm curves sideways, away from the bone plate. There may be any number of bores in the aiming arm. The arrangement/pattern of the bores preferably matches or corresponds to the arrangement/pattern of the holes in the bone plate. Each bore is preferably aligned with the center of a corresponding bone plate hole (which may be in between the respective centers of each hole portion). In the second preferred embodiment in which the arm curves away from

the bone plate, the bores may be oriented at a non-perpendicular angle with, respect to the plane defined by the top surface of the arm.
[007] In a preferred embodiment, a tool guide may be positioned to run substantially
straight between a bore of the aiming arm and a corresponding bone plate tiole. In a preferred
embodiment, the guide has a head and a sleeve. A channel may extend through the head and
sleeve. The channel may be centered with respect to the sleeve. The channel
[008] and sleeve may be eccentric with respect to the head of the guide and the bore
of the arm (i.e., the channel and sleeve may not be positioned at the geometric center of the head and bore). This eccentricity serves, as described below, to align the guide sleeve with any one of multiple positions within a given combination hole.
[009] In a preferred embodiment, the tool guides have, at their heads, two radially-
extending, diametrically-opposed knobs. The knobs may mate with two corresponding
diametrically opposed slots formed in the inner surface of each of the bores of aiming arm.
Thus, when positioned in the slots, the knobs prevent a tool guide from rotational movement
relative to the bore and arm. The lock neutral guide may be placed within the bore in either
of two possible positions. In one position, the eccentric channel (and sleeve) is offset from
center in one direction and is therefore aligned with one side of a combination hole. In the
other position, 180 degrees rotated from the first position, the eccentric channel (and sleeve)
is offset from center in the opposite direction and is therefore aligned with the other side of
the combination hole. To accomplish this, the knobs of the tool guide and the slots of the
bores may be dimensioned and configured such that the eccentricity of the sleeve and channel
is offset from the center in a direction corresponding with the direction of the array of hole
positions within a given plate hole. The surgeon thus has the option to align the sleeve, and
hence the surgical tool being used, with either of the hole portions of a combination hole.
[0010] In a preferred embodiment, a handle connects the aiming arm to the bone
plate. The handle, at its lower end, may be secured to the bone plate. A locking bolt may penetrate a substantially vertical chamber in the handle and may secure the handle to the bone plate by being threaded into a bone plate hole. The handle, at its upper end, may be secured to the aiming arm. In a preferred embodiment, the handle is secured to the aiming arm by a coupling bolt. The coupling bolt may have a head and a shaft. The shaft may pass through a

corresponding hole in the aiming arm and mate with a hole located at the top surface of the head of the interlocking bolt or at an upper surface of the handle
BRIEF DESCRIPTION OF THE DRAWINGS
[0011] These Figures represent preferred embodiments of the aiming guide system.
Those skilled in the art will recognize that numerous variations and modifications may be made without departing from the scope of the present invention. Accordingly, it should be understood that these figures are not intended as limitations on the scope of the invention, which is defined only by the claims.
[00121 FIG. 1A is a plan view of a segment of a bone plate having combination holes.
[0013] FIG. IB is a schematic representation of a combination hole of the bone plate
of FIG. 1A.
[0014] FIG. 2 is a perspective view of the assembled components of a first
embodiment of the aiming guide system of the present invention.
[0015] FIG. 3 is a side view of the aiming guide system of FIG. 2.
[0016] FIG. 4A is a side view of the interlocking bolt.
[0017] FIG. 4B is a cross-sectional view of the interlocking bolt of FIG-. 4A.
[0018] FIG, 5 A is a cross-sectional view of the handle of FIG. 2.
[0019] FIG. 5B is a top view of the handle of FIG. 2.
[0020] FIG. 6A is a side view of the locking nut.
[0021] FIG. 6B is a cross-sectional view of the locking nut of FIG. 6A.
[0022] FIG. 7 is a cross-sectional view of the coupling bolt.
[0023] FIG. 8A is a perspective view of the aiming arm of FIG. 2.
[0024] FIG. 8B is a bottom view of the aiming arm of FIG. 2.
[0025] FIG. 8C is a top view of the aiming arm of FIG. 2.
[0026] FIG. 9A is a side view of the lock neutral guide.
[0027] FIG. 9B is a side view, and partial cross-sectional, of the lock neutral guide of
FIG. 9A, rotated 90 degrees.
[0028] FIG. 9C is a plan view of the lock neutral guide of FIG. 9A.
[0029] FIG. 10A is a side view of the thumb screw.

[0030] FIG. 10B is a cross-sectional view of the thumb screw of FIG. 10A.
[0031] FIG. 11 is a perspective view of the assembled components of a second
embodiment of the aiming guide system of the present invention.
[0032] FIG. 12A is a side view of the handle of FIG. 11.
[0033] FIG. 12B is a side view of the handle of FIG. 11, rotated 90° from the view of
FIG. 12A.
[0034] FIG. 12C is a is a top view of the handle of FIG. 2.
[0035] FIG. 12D is a rear view of the assembled components of the aiming guide
system of FIG. 11.
[0036] FIG. 13A is a side view of the arm of FIG. 11.
[0037] FIG. 13B is a side view, and partial cross-sectional view, of the arm of FIG.
11.
[0038] FIG. 13C is a bottom view of the aiming arm of FIG. 11.
[0039] FIG. 13D is a top view of the aiming arm of FIG. 11.
[0040] FIG. 13E is a side cross-sectional side view of the arm of FIG. 11.
[0041] FIG. 13F is a cross-sectional view taken along axis 9A-9A of FIG. 13E.
[0042] FIGS. 14A and 14B are side views of two examples of a bone anchor that may
be used with the aiming guide system.
DESCRIPTION OF THE PREFERRED EMBODIMENTS
[0043] The aiming guide system is described below with reference to the illustrated
embodiments. Those skilled in the art will recognize that numerous variations and modifications may be made without departing from the scope of the present invention. Accordingly, it should be understood that the embodiments of the invention described above are not intended as limitations on the scope of the invention, which is defined only by the claims.
[0044] FIG. 1A illustrates one example of a section of a bone plate 90 having one
illustrative embodiment of holes 4 with which the aiming guide system is intended to be used. FIG. 1A illustrates a bone plate 90 which includes an upper surface 1, a bone contacting or lower surface 2 (not shown), and a plurality of combination holes 4 extending through the

upper surface 1 and lower surface 2. The holes 4 may be elongated (e.g., in a direction
substantially aligned with a longitudinal axis of the plate) and may include a threaded portion
5 and a non-threaded portion 6. The threaded portion 5 may extend over a range of greater
than about 180° with respect to a center point CI of a first circular portion PI along which the
threaded portion lies (discussed below). The threaded portion 5 of the hole 4 may be
dimensioned and configured to engage a threaded head of a bone screw, and fix the bone
screw at a predetermined angle with respect to the bone plate. Preferably, the threaded
portion 5 extends through the full thickness of the bone plate, Le., from the upper surface 1 to
the lower surface 2, thus maximizing the stability of the bone screw to bone plate interface.
The same type of screw, or other types of screws, including screws not having threaded
heads, may pass through the non-threaded portion 6 of a combination hole 4. The
specifications of U.S. patent No. 6,669,701 and of United States patent No. 6,719,759
disclose combination holes and are hereby incorporated by reference.
[0045] FIG. IB is a schematic representation of the combination hole of FIG. 1A.
This combination hole may have a first circular portion PI (along which the threaded portion 5 may lie) and a second elongated portion P2 (along which the non-threaded portion 6 may lie). The first circular portion PI and the second elongated portion P2 overlap one another and are thus in communication with one another. The first circular portion PI defines a first center point CI. The second elongated portion P2 defines a second center point C2, In between these two points is a central point C3.
[0046] Reference is now made to FIG. 2, which is a perspective view of the
assembled components of a first preferred embodiment of the aiming guide system 20. The aiming guide system 20 provides alignment between a surgical tool (e.g., a drill bit 100, a trochar 101) and holes or hole portions in a bone plate. By use of the aiming guide system, a bone anchor (e.g., bone screws 150 and 151 shown in FIGS. 14A and 14B, a pin, a tack) can be properly aligned with the holes in the bone plate.
[0047] Though the aiming guide systems 20 and 220 are described in the context of
certain bone plates with certain hole arrangements and hole configurations, it should be noted that the aiming device may be utilized with any bone plate with virtually any hole distribution arrangement and virtually any hole configuration.

[0048] In this first preferred embodiment, the aiming guide system 20 includes a
handle 30. The handle 30, at its lower end 34, may be attached to a bone plate 90. The handle 30, at its upper end 35, may be attached to, or may be integral with, an aiming arm 10. The aiming arm 10 may extend substantially parallel to the bone plate 90 in the lengthwise direction and may have multiple bores 12. There may be any number of bores 12 in aiming arm 10. The arrangement/pattern of the bores 12 preferably matches the arrangement/pattern of the holes in the bone plate 90. FIG. 8C is a plan view of the top surface of aiming arm 10. The bores 12 may be staggered to match a bone plate with a corresponding arrangement of staggered holes. Each bore 12 is preferably aligned with the central point (C3 in FIGS. 1A and IB) of a corresponding bone plate hole.
[0049] The aiming arm 10 is substantially straight along its longitudinal axis and the
bores 12 may be substantially perpendicular to the top surface 8 of the aiming arm 10. The top surface 8 of the aiming arm 10 is also substantially flat and planar. As discussed more fully below in connection with the description of another embodiment, the bores 12 may extend through the arm 10 at a non-perpendicular angle with respect to the top surface 8 of arm 10 and may be angled in one, two, or three planes. In addition, as discussed more fully below, the top surface 8 of the arm 10 may be curved and/or twisted along its longitudinal axis, curved and/or twisted along its width, or curved in both directions. The aiming arm 10 also may bowed instead of flat and planar.
[0050] A tool guide, for example lock neutral guide 60, may be positioned in a bore
12 of the aiming arm and may extend to a corresponding bone plate hole 4. Thumb screws
15 may be inserted (e.g., threaded) into side holes 14 in the aiming arm 10 in order to retain
the guides 60 in the bores 12. The guide 60 may be inserted into the bore 12 in one of at least
two different preset positions in order to align the guide 60 with a particular hole portion of a
bone plate hole 4. (The details of which are illustrated in FIGS. 3, 8A-8C and 9A-9C and are
discussed more fully below.) A tool (e.g., a drill bit, a trochar) may be received by the guide
60 and thereby aligned with a targeted hole portion of a given hole 4.
[0051] Reference is now made to FIG. 3, which is a side view of the assembled
components of the first preferred embodiment of the present invention. The handle 30 may, at its lower end 34, be attached to the bone plate 90 in any number of ways. In a preferred embodiment, the handle 30 is attached to the bone plate 90 by an interlocking bolt 40, which

threads into a specific reference-point hole 91 in the bone plate 90. As shown in FIG. 4A, the
interlocking bolt 40 may have a head 41, a shaft 42, and an externally-threaded end 43.
[0052] In a preferred embodiment, the lower end 34 of handle 30 is wider than, and
straddles, the bone plate 90. As shown in FIGS. 5A and 5B, the handle 30 may have a longitudinal bore or chamber 37 for insertion of interlocking bolt 40. As shown in FIG. 5A, the chamber 37 may extend from the upper surface to the lower surface of handle 30. After the handle 30 is positioned on the bone plate 90, the interlocking bolt 40, may be dropped or rotated through the chamber 37 and threaded into hole 91 in the bone plate 90, while the handle 30 is kept stationary. For ease of alignment between the interlocking bolt 40 and the reference hole 91 during insertion of the interlocking bolt 40, interlocking bolt 40 may be cannulated to allow for the insertion of a guide wire through the interlocking bolt 40 and into hole 91 in the bone plate 90.
[0053] Before inserting the interlocking bolt 40 through the chamber 37 of the handle
30, a locking nut 31 (shown in FIG, 6A) may be positioned on the shaft 42 of the interlocking bolt 40 and positioned to abut the head 41 of the interlocking bolt 40. As shown in FIGS, 6B and 4B, the locking nut 31 may have internal threads 38 to mate with an externally threaded portion 48 on the interlocking bolt 40. After the interlocking bolt 40 has been inserted through the chamber 37 of the handle and threaded into the hole 91 of the bone plate, the locking nut 31 may be rotated to take up any slack in the connection between the handle 30 and the bone plate 90. As shown in FIG. 6A, the locking nut 31 may knurled to aid the operator in gripping the nut 31 when rotating it.
[0054] The nut 31 preferably has a diameter DN of about 1,0cm to 1.8cm. The
interlocking bolt 40 preferably has a length LI of about 13cm to 14cm and a primary diameter DI of about 0.7cm to about 0.9cm. The chamber 37 may have a diameter suitable to accommodate the interlocking bolt 40,
[0055] Handle 30, at its upper end 35, may be integral with, or attachable to, the
aiming arm 10. The aiming arm 10 may be aligned with the handle 30 in any number of ways as those skilled in the art will appreciate. In a preferred embodiment, pins 32 serve to align the handle 30 with the aiming arm 10. In one embodiment, the pins may be integral with the handle 30 and mate with corresponding holes 17 in the arm 10, or vice versa. In another embodiment, unattached pins 32 may mate with corresponding holes 36 and 17 in

both the handle 30 and arm 10, respectively. (See FIG. 8A.) Pin holes 36 in the top surface of handle 30 are shown in FIG. 5B. Pin holes 17 in the bottom surface of aiming arm 10 are shown in FIG. 8B.
[0056] In a preferred embodiment, the handle 30 is removably attachable to the
aiming arm 10. The handle 30 may be secured to the aiming arm 10 in any number of ways.
One end of the aiming arm may be positioned over the top surface of the handle. There may
be a space 87 (shown in FIG. 8B) in the bottom surface of aiming arm 10 to provide
clearance for the head 41 of the interlocking bolt 40. hi a preferred embodiment, the handle
30 is secured to the aiming arm 10 by a coupling bolt 33. As shown in FIG. 7, coupling bolt
33 may have a head 18 and a shaft 19. The shaft 19 may pass through a corresponding hole
16 (shown in FIG. 8B) in the aiming arm 10 and mate with a hole 44 located at the top
surface of the head 41 of the interlocking bolt 40. Shaft 19 may have external threads 85
(shown in FIG. 7) to mate with corresponding internal threads 86 (identified in FIG. 8B) of
the hole 16 of aiming arm 10 and to mate with corresponding internal threads 46 (shown in
FIG. 4B) on the inner surface of hole 44 of the interlocking bolt 40.
[0057] Shaft 19 preferably has a length LC of about 1.1cm to 1.7cm and a diameter
DC of about 0.4cm to 0.6cm. Handle 30 preferably has a height HH of about 10cm to 14cm.
[0058] FIGS. 8A (a perspective view of the aiming arm 10) and 8C (a top view of the
aiming arm 10) illustrate bores 12, each having two diametrically opposed slots 13 formed in their inner surfaces 49. Slots 13 preferably do not extend from the top surface 8 to the bottom surface 7 of the aiming arm 10. Reference is made to FIG. 8B, which is a bottom view of the arm 10. In one embodiment in which the arm 10 has seven bores 12, the arm 10 preferably has a length LA of about 14cm to about 19cm and a width WA of about 2.5cm to about 3.5cm. Bore 12 preferably has a diameter DB of about 1.3cm to about 1.9cm. The distance b between adjacent bore 12 centers is preferably about 1.5cm to about 2.1cm. Depending upon the size of the bone plate and the arrangement of the bone plate holes, the length LA, width WA, distance b between adjacent bore holes, and the orientation of the bores 12 can be varied.
[0059] As shown in FIGS 9 A and 9B, the lock neutral guide 60 may have a head 61
and a sleeve 62. A channel 65 may extend through the head 61 and sleeve 62. The channel 65 and sleeve 62 may be eccentric with respect to the head 61 and bore 12 (Le., the channel

and sleeve may not be positioned at the geometric center of the head 61 and bore 12). As shown in FIG. 9A, the central longitudinal axis B-B of the sleeve 62 may be offset from the central longitudinal axis A-A of the head 61. In a preferred embodiment, the distance d between axis A-A and axis B-B is preferably about 0.16cm to about 0.20cm. It will be appreciated that this eccentricity will serve to align the guide sleeve 62 with different portions of a combination hole (e.g., combination hole 4).
[0060] The heads 61 of the lock neutral guides 60 may have a first portion 70 with
diameter Dl and a second portion 71 with diameter D2, the diameter D2 being greater than
the diameter Dl. The diameter D2 may also be greater than the Diameter D3 (shown in FIG.
9A) of the bore. Diameter Dl may be slightly smaller than D3 such that there is a slip fit
between the first portion 70 of head 61 of guide 60 and the bore 12. The outer surface of the
first portion 70 of guide 60 may contact the inner surface of the bore 12, but the "fit" between
the two may be sufficiently loose to allow for manual movement of the guide 60 with respect
to the bore 12. And when, as in this embodiment, diameter D2 of the second portion 71 is
greater than diameter D3 of the bore, the second portion 71 will not fit within the bore 12 and
instead will, at the appropriate point, stop the advancement of the guide 60 through the bore
12. Diameter Dl is preferably about 1.3cm to about 1.8cm. Diameter D2 is preferably about
1.7cm to about 2.1cm. Diameter D3 is preferably about 1.3cm to about 1.9cm.
[0061] In a preferred embodiment, as shown in FIG. 9B, the lock neutral guides 60
may have, at the circumferential outer surface of their heads 61, two radially-extending, diametrically-opposed knobs 63. Knobs 63 may mate with the two corresponding diametrically opposed slots 13 (shown in FIG. 8A) formed in the inner surface of the bores 12 of aiming arm 10. Thus, when positioned in slots 13, the knobs 63 prevent a lock neutral guide 60 from rotational movement relative to the bore 12 and arm 10. Lock neutral guide 60, in the embodiment of FIGS. 2 and 11, may be positioned within the bore 12 in either of two possible predetermined positions. In one position, the eccentric channel 65 and sleeve 62 is offset in one direction and is therefore aligned with one side of the combination hole. In the other position, 180 degrees rotated from the first position, the eccentric channel 65 (and sleeve 62) is offset in the opposite direction and is therefore aligned with the other side of the combination hole. To accomplish this, the knobs 63 of the tool guide and the slots 13 of the bores 12 may be dimensioned and configured such that the eccentricity of the sleeve 62 and

channel 65 is offset from the center (of the bore 3 and head 61) in a direction and distance corresponding to the dimensions of the given plate hole. The surgeon thus has the option to align the sleeve 62, and hence the surgical tool, with either of the hole portions of a combination hole.
[0062] Shaft 62 of guide 60 preferably has a length LS of about 11cm to about 12cm
and a diameter DS of about 0.7cm to about 1.1cm. Head 61 preferably has a length LH of about 3.0cm to about 3.5 cm. Knobs 63 extend radially beyond the outer circumference of the head 61 preferably by about 0.20cm to about 0.22cm.
[0063] In one embodiment, the heads 62 of the lock neutral guides 60 may be
generally circular. In a preferred embodiment, as shown in Figure 9C, the second portion 71 of the head 62 may be generally circular, but have two segments of the circumference interrupted by two flat portions 74. Second portion 71 of head 62 may therefore be wide enough to prevent over-insertion of the guide 60 into the bore 12, but narrow enough in the direction facing other bores 12 to prevent heads 62 of guides 60 placed in closely adjacent bores from obstructing each other.
[0064] Any configuration or relationship between the lock neutral guide 60 and the
bore 12 may be established and used to limit the guide 60 to preset positions within a bore 12 and to prevent relative rotational movement For example, the mating arrangement could be reversed: the knobs could extend radially inward from the bore 12 and mate with slots formed on the outside of the guide 60. Also for example, instead of knobs 63, the guide 60 could have more sizeable (e.g. wider and longer) radially extending protrusions, to mate with corresponding recesses on the internal surface of the bore 12. In addition, the circumferential shape of head 62 and bores 12 could be keys so as to limit the position of the sleeve within the bore to one, two, or more predetermined positions so that the channel 65 will align with different areas of the bone plate hole depending upon the position of the head 62 with respect to the bore 12.
[0065] It will be appreciated that the eccentric channel 65 and sleeve 62 may be used
with aiming arms having properties, features, and a configuration that are different from the afore-described aiming arm 10. For example, the bores 12 of the aiming arm 10 may be perfectly aligned with the center (e.g., center CI or C2 shown in FIGS. 1A and IB) of one of multiple hole positions of a combination hole (rather than with the central point, e.g., center

C3 shown in FIGS. 1A and IB of a combination hole). The bore 12 may receive a tool guide in only one position (rather than in two positions). Thus, it will be appreciated that a guide with a center sleeve (rather than one with an eccentric sleeve) could be used to align a tool with the portion of a combination hole that the bore is aligned with. If a surgeon wishes to penetrate or access another portion of a hole, a guide with a suitably eccentric sleeve may be used. The degree of eccentricity, it will be appreciated, would be greater in this embodiment than in the aforementioned embodiments. Thus, in one embodiment, a surgeon can access different portions of a hole, preferably an elongated or overlapping hole, by selecting the appropriate sleeve (rather than by using one sleeve and selecting the appropriate orientation). The one-sleeve system, however, is preferred.
[0066] Reference is now made to FIGS. 10A and 10B. FIG. 10A is a side view of the
thumb screw 15. In this embodiment, thumb screw 15 has a head 80 and a penetrating shaft 81. Thumb screws 15 penetrate through side holes 14 of aiming arm 10 and into grooves 79 formed in the outer surface of heads 61 of lock neutral guides 60 in order to retain guides 60 in the bores 12. In a preferred embodiment, shaft 81 has external threads 88 (shown in FIG. 10B) which mate with internal threads (not shown) of side holes 14 of aiming arm 10. Shaft 81 preferably has a length LT of about 0.8cm to about 1.2cm and a diameter DT of about 0.19cm to about 0.25cm.
[0067] Another embodiment, having an arm and a handle with characteristics
different from those of the first embodiment, is illustrated in FIG. 11, which is a perspective view of the assembled components of an aiming guide system 220. The embodiment shown in FIG. 11 is intended for use with a bone plate which, for example, along its shaft, has a twist. The plate may be a proximal tibia plate, but could be a bone plate for other bones as well, including plates for other long bones. The plate 290 may have a head 294 and a shaft 298. The plate 290 may have holes which, due to the twist of the shaft 298, may be angled in one, two, or three planes. Moving away from the head 294, most or all of the plate holes on the shaft 298 may be oriented at progressively increasing angles (i.e., in FIG. 11 each hole may be oriented at an angle greater than the hole to its left, with the hole at the free end of the shaft 298, the end opposite the head 294, having the greatest angle as a result of the greater twist of the free end of the shaft 298).

[0068] Because the holes of the plate 290 are, unlike the holes of the plate 90,
oriented at different angles, the aiming arm 10 may not be compatible with the plate 290 (i.e., the lock neutral guides would not be positioned at the plate holes at the proper insertion angles). The aiming arm 210, however, is specifically designed to complement a plate having a twist, a bend, or holes oriented at different angles. The aiming arm 210, unlike the aiming arm 10, may extend and be substantially non-parallel to the bone plate in a lengthwise direction. As shown in FIG. 13D (which is a top view of aiming arm 210), aiming arm 210 may be curved sideways. In one non-limiting illustrative embodiment, the radius of curvature R of arm 210 may be about 140cm to about 170cm. The curvature of the aiming arm 210 places the bores 212 laterally away from the plate holes. As the aiming arm 210 extends in a the general direction of the length of the bone plate 290 and away from the handle 230, most of the bores 212 are distanced progressively further away from the corresponding holes in the plate 290. The effect of locating the bores 212 away from the plate holes is to accommodate the twist in the bone plate which orients the axes of the bone plate holes at an angle relative to the top surface 208 and the bottom surface 207 of the aiming arm 210.
[0069] The arm bores 212 may be angled in a direction and at a degree dictated by
and matching the angle of the corresponding hole. Thus, as the plate holes are biased from
the head end 55 of the shaft 298 to the free end 56 of the shaft 298 at progressively increasing
angles, so too may the bores 212 be oriented from the handle-end 58 of the arm 210 to the
free end 59 of the arm 210 at progressively increasing angles. The arm bores 212 may have
an angled countersink region 57 to accommodate the heads of lock neutral guides 60.
Without the countersink region 57, there is only minimal contact and hence minimal stability
between the heads of the lock neutral guides 60 and the aiming arm 210. Thus, the
countersink region 57, which may be formed of one or more cutouts or indentations around at
least a portion of the bores 212 near the upper surface 208 of the aiming arm 210, provides
for additional contact between the heads of lock neutral guides 60 and the aiming arm 210.
[0070] In one embodiment, each of the bores 212 may be oriented at an angle relative
to the aiming arm 210 in two planes. In a first plane (defined by the cross section of the arm 210 shown in FIG. 13E), the bores 212 may all be biased to the same degree, creating an angle a, as shown in FIG. 13E. In one embodiment the bores may be oriented in a direction

toward the free end of the arm 210 by about 0.1° to about 1.5°, creating an angle a of about
90.1° to about 91.5°. It should be appreciated that the bores 212 can be oriented in the plane
shown in FIG. 13E by a larger or smaller angle and in a different direction. It can further be
appreciated that the angle of the orientation in this first plane can change for each bore 212.
The bores 212 may be oriented in a second plane through the aiming arm. The bores 212
may be oriented in a direction toward the bone plate at varying degrees denoted by angle y in
FIG. 13F (which is a cross-sectional view of the arm 210 taken along the axis 9A-9A of FIG.
13E). The second plane in this illustrative embodiment is defined by the plane perpendicular
to the first plane and in the plane defined by each pair of slots 213. In one embodiment,
angle y may vary from about 0° to about 5°. In one embodiment, the bore 212' (shown in
FIGS. 13E and 13F) located nearest to the handle 230 may have no angle (i.e., angle y of 0°),
and the bore 212" (noted at cross section 9A-9A and shown in FIGS. 13E and 13F) located at
the opposite and free end of arm 210 may have an angle y of about 5°. The bores 212 in
between the two end bores 212' and 212" may each have different angles y between about 0°
and about 5°, gradually increasing from about 0° to about 5° along the aiming arm 210 from
the end bore 212' to 212". In other embodiments, the respective angles y may be different
from the aforementioned angles y, in range, in progression/assortment, and/or in direction.
[0071] In an illustrative embodiment shown in FIGS. 13A-13F, the arm 210 has nine
bores 212, and die arm 210 preferably has a length LA2 of about 21cm to about 27cm and a width WA2 of about 3.0cm to about 3.6cm. In one embodiment, each bore 212 has a diameter DB2 of about 2.0 to about 2.4cm. In one embodiment, the distance b2 between adjacent bore 212 centers may be about 1.5 to about 2.1cm.
[0072] In an alternative embodiment, an aiming arm having a twist and curve
corresponding to the twist and curve of a bone plate, and having straight bores, may be used to accommodate a bone plate having a twist.
[0073] Reference is now made to FIGS. 12A, 12B, and 12C, which are side and top
views of a handle 230 for the aiming guide system 220. As shown in FIG. 12A, the handle 230 may have a longitudinal bore or chamber 237 for insertion of an interlocking bolt, which may secure the handle 230 to the bone plate 290 in similar fashion to how the interlocking bolt 40 secures the handle 30 to the plate 90, as described above. The interlocking bolt of this embodiment may be similar in form and function to the interlocking bolt 40. The

interlocking bolt of this embodiment may have similar dimensions and measurements to
those of the interlocking bolt 40 or may be varied as necessary.
[0074] The connection between the arm 210 and the handle 230 will now be
described. As shown in FIG. 12A, the handle may have a platform 239 on which the end portion 211 (shown in FIG, 13 A) of arm 210 sits, and may have an upward projection 238, which may be received in a corresponding hole 287 (shown in FIGS. 13B and 13E) on the end portion 211 of arm 210. Further aligning the handle 230 arid arm portion 210, are pins (like pins 32) which may be received by holes 236 (shown in FIG. 12C) in the handle 230 and by holes 217 (shown in FIG. 13C and 13E) of the aiming arm 210. To secure the arm 210 to the handle 230, a coupling bolt 33 may be used. The coupling bolt 33 may have a shaft 19 which may pass through a hole 216 (shown in FIGS. 13B, 13D, and 13E) in the aiming arm 210 and mate with a hole 233 on the upper surface of the projection 238 of the handle 230. Shaft 19 of coupling bolt 33 may have external threads 85 (shown in FIG. 7) to mate with corresponding internal threads 286 (identified in FIG. 13D) of the hole 216 of aiming arm 210 and with corresponding internal threads 246 on the inner surface of hole 233 on the platform 239 of the handle 230.
[0075] In an optional embodiment, the handle 230, unlike the handle 30, may extend
from the plate at a non-perpendicular angle 5 with respect to Hie plane defined by the upper surface of the head 294 of the plate 290. The handle 230 may extend at a non-perpendicular angle, for example, in order to provide space for the use of additional instrumentation to be used to operate the system. As a non-limiting- example, handle 230 may extend from the plate 290 at an angle 8 from about 10° to about 20° as shown in FIG. 12D. The angle 8 may be determined by the orientation of the reference hole in which the interlocking bolt is inserted. The handle 230 preferably, in a non-limiting example, has a height HH2 of about 10cm to about 14cm, although other dimensions are probable.
[0076] The lock neutral guides 60 may be used with aiming arm 210 as they are used
with aiming arm 10. Bores 212 have diametrically opposed slots 213 on their inner surfaces. To secure the guides 60 in the bores 212, thumb screws 15 may penetrate side holes 214 of aiming arm 210 and may otherwise be used as described above in connection with the first preferred embodiment.

[0077] While the present invention has been described with reference to the preferred
embodiments, those skilled in the art will recognize that numerous variations and modifications may be made without departing from the scope of the present invention. As a non-limiting illustrative example, in order to obtain the proper alignment between the guide sleeves and the desired bone plate, the bores through the aiming arm can be arranged at different angles — and in one, two, or three planes ~ through the aiming arm and the aiming arm can be curved, twisted, or bent in one, two, or three planes which will all be a matter of design choice. Accordingly, it should be understood that the embodiments of the invention described above are not intended as limitations on the scope of the invention, which is defined only by the following claims.







WHAT IS CLAIMED IS:
1. An aiming guide for aligning at least one surgical tool with a hole in a bone
plate comprising:
an arm portion having a longitudinal axis, top and bottom surfaces, and first and second ends, and at least one bore extending through the arm portion from the top surface to the bottom surface; and
a tool guide having a longitudinal axis and a channel in the direction of the longitudinal axis of the tool guide,
wherein the bore and tool guide are configured and adapted such that the tool guide is received in the bore in at least two different preset positions which locates the channel in at least two different hole positions.
2. The aiming guide of claim 1, wherein the at least one bore is offset from the longitudinal axis of the arm portion.
3. The aiming guide of claim 1, wherein the at least one bore includes two. diametrically opposed slots extending along at least a portion of a length of the bore, the tool guide having diametrically opposed knobs extending outwardly from the tool guide, the slots configured and dimensioned to mate with the knobs to align the tool guide in the bore.
4. The aiming guide of claim 3, wherein the tool guide is inserted into the bore at a first preset position or at a second preset position rotated 180° from the first preset position.
5. The aiming guide of claim 3, wherein the tool guide has a head and a sleeve portion, the channel being centered with respect to the sleeve portion, and the sleeve portion being eccentric with respect to the head.
6. The aiming guide of claim 5, wherein, in a first preset position, the eccentric sleeve portion of the tool guide and the channel are aligned with a first portion of a hole in a bone plate and, in a second preset position, the eccentric sleeve portion and channel are aligned with a second portion of a hole in a bone plate.

7. The aiming guide of claim 5, wherein the central longitudinal axis of the sleeve portion is offset from the central longitudinal axis of the head by a distance of approximately 0.16cm to approximately 0.20 cm.
8. The aiming guide of claim 1, wherein the bore is aligned with a central point of the bone plate hole.
9. The aiming guide of claim 1, wherein the bore is aligned with the center of one portion of the bone plate hole.
10. The aiming guide of claim 1, wherein the arrangement of bores along the arn portion substantially matches the arrangement of holes along at least a portion of the bone plate.
11. The aiming guide of claim 1, wherein the at least one bore is oriented perpendicular to the top surface of the arm portion.
12. The aiming guide of claim 1, wherein the at least one bore is oriented at a no perpendicular angle with respect to the top surface of the arm portion.
13. The aiming guide of claim 12, wherein the at least one bore is angled in one, two, or three planes with respect to the top surface of the arm portion.
14. The aiming guide of claim 13, wherein the angle formed in each plane is approximately 0° to 5°.
15. The aiming guide of claim 1, wherein the tool is at least one of the group comprising a drill bit, a trochar, and a bone tap.

16. The aiming guide of claim 1, wherein the aiming guide further comprises a handle portion, the handle portion connecting the arm with the bone plate.
17. The aiming guide of claim 16, wherein the handle is portion is attached to tl bone plate.

18. The aiming guide of claim 17, wherein the handle portion has a chamber, and further comprising an interlocking bolt which extends though the chamber and into a hole in the bone plate.
19. The aiming guide of claim 18, wherein the chamber extends the length of the handle portion.
20. The aiming guide of claim 18, wherein the interlocking bolt has a head, shaft, and end portion, the end portion having threads for engaging a hole in the bone plate.
21. The aiming guide of claim 20, wherein an internally-threaded locking nut, configured and dimensioned to mate with external threads on the interlocking bolt, is positioned between the head of the interlocking bolt and the top surface of the handle portion.
22. The aiming guide of claim 16, wherein the arm portion is aligned with the handle portion by mating pins and with holes in the bottom surface of the arm portion and holes in the top surface of the handle portion.
23. The aiming guide of claim 16, wherein the handle portion is secured to the arm portion by a coupling bolt.
24. The aiming guide'of claim 1, wherein a thumb screw may be threaded into a corresponding recess in the side of the arm portion to retain the tool guide in the bore.
25. An aiming guide for aligning at least one surgical tool with a hole in a bone plate comprising:
an arm portion having a longitudinal axis, top and bottom surfaces, and first and second ends, and at least one bore extending through the arm portion from the top surface to the bottom surface; and
a tool guide, the tool guide having a longitudinal axis and a channel in the direction of the longitudinal axis, the tool guide having a head and a sleeve portion, the head being positioned at least in part within said bore, the channel being centered with respect to

the sleeve portion, and the sleeve portion and channel being eccentric with respect to the head,
wherein the bore and tool guide are configured and adapted such that the tool guide is received in the bore in at least two different preset positions which locates the channel in at least two different hole positions.
26. The aiming guide of claim 25, wherein the at least one bore is offset from the longitudinal axis of the arm portion.
27. The aiming guide of claim 25, wherein the at least one bore includes two diametrically opposed slots extending along at least a portion of a length of the bore, the slots configured and dimensioned to mate with diametrically opposed knobs extending radially outward from a tool guide.
28. The aiming guide of claim 27, wherein the tool guide is inserted at a first preset position or at a second preset position rotated 180° from the first preset position.
29. The aiming guide of claim 27, wherein, in a first preset position, the eccentric sleeve portion of the tool guide and the channel are aligned with a first portion of a hole in a bone plate and, in a second preset position, the eccentric sleeve portion and channel are aligned with a second portion of a hole in a bone plate.
30. The aiming guide of claim 25, wherein the bore is aligned with a central point of the bone plate hole.
31. The aiming guide of claim 25, wherein the bore is aligned with the center of one portion of the bone plate hole.
32. The aiming guide of claim 25, wherein the arrangement of bores along the arm portion substantially matches the arrangement of holes along at least a portion of the bone plate.
33. The aiming guide of claim 25, wherein the at least one bore is oriented perpendicular to the top surface of the arm portion.

34. The aiming guide of claim 25, wherein the at least one bore is oriented at a non-perpendicular angle with respect to the top surface of the arm portion.
35. The aiming guide of claim 34, wherein the at least one bore is angled in one, two, or three planes with respect to the top surface of the arm portion.
36. The aiming guide of claim 35, wherein the angle formed in each plane is approximately 0° to approximately 5°.
37. The aiming guide of claim 25, wherein the aiming guide further comprises a handle portion, the handle portion connecting the arm with the bone plate.
38. The aiming guide of claim 37, wherein the handle portion is aligned with the arm portion by the mating of pins both with holes at the bottom surface of arm portion and with corresponding holes at the top surface of the handle portion,
39. The aiming guide of claim 37, wherein the handle portion is secured to the arm portion by a coupling bolt.
40. The aiming guide of claim 37, wherein the handle portion is attached to the bone plate.
41. The aiming guide of claim 40, wherein the handle portion has a chamber through its length and an interlocking bolt extends through the chamber and into a hole in the bone plate.
42. The aiming guide of claim 41, wherein the interlocking bolt has a head, shaft, and end portion, which is threaded into a hole in the bone plate.
43. The aiming guide of claim 42, wherein the connection between the interlocking bolt and the bone plate is tightened with a locking nut positioned between the head of the interlocking bolt and the top surface of the handle portion.
44. The aiming guide of claim 25, wherein a thumb screw may be threaded into a corresponding recess in the side of the arm portion to retain the tool guide in the bore.

45. The aiming guide of claim 25, wherein the central longitudinal axis of the sleeve portion is offset from the central longitudinal axis of the head a by distance of approximately 0.16cm to approximately 0.20 cm.
46. An aiming guide for aligning at least one surgical tool with a hole in a bone plate comprising:
an arm portion having a longitudinal axis, top and bottom surfaces, two side surfaces, and first and second ends, wherein the arm portion is curved along at least a portion of its side surfaces, and at least one bore extending through the arm portion from the top surface to the bottom surface; and
a tool guide having a longitudinal axis and a channel in the direction of the longitudinal axis of the tool guide,
wherein the bore and tool guide are configured and adapted such that the tool guide is received in the bore in at least two different preset positions which locates the channel in at least two different hole positions.
47. The aiming guide of claim 46, wherein die at least one bore includes two diametrically opposed slots extending along at least a portion of a length of the bore, the tool guide having diametrically opposed knobs extending outwardly from the tool guide, the slots configured and dimensioned to mate with the knobs to align the toll guide in the bore.
48. The aiming guide of claim 47, wherein the tool guide is inserted into the bore at a first preset position or at a second preset position rotated 180° from the first preset position.
49. The aiming guide of claim 47, wherein the tool guide has a head and a sleeve portion, the channel being centered with respect to the sleeve portion, and the sleeve portion being eccentric with respect to the head.
50. The aiming guide of claim 49, wherein, in a first preset position, the eccentric sleeve portion of the tool guide and the channel are aligned with a first portion of a hole in a

bone plate and, in a second preset position, the eccentric sleeve portion and channel are aligned with a second portion of a hole in a bone plate.
51. The aiming guide of claim 49, wherein the central longitudinal axis of the sleeve portion is offset from the central longitudinal axis of the head by a distance of approximately 0.16cm to approximately 0.20 cm.
52. The aiming guide of claim 46, wherein the bore is aligned with a central point of the bone plate hole.
53. The aiming guide of claim 46, wherein the bore is aligned with the center of one portion of the bone plate hole.
54. The aiming guide of claim 46, wherein the aiming guides system is used with a proximal tibia plate having combination holes.
55. The aiming guide of claim 46, wherein the tool is at least one of the group comprising a drill bit, a trochar, and a bone tap.
56. The aiming guide of claim 46, wherein the aiming guide further comprises a handle portion, the handle portion connecting the arm with the bone plate.
57. The aiming guide of claim 56, wherein the handle is portion is attached to the bone plate.
58. The aiming guide of claim 57, wherein the handle portion extends from the bone plate at a non-perpendicular angle with respect to the plane defined by the top surface of the contact region of the bone plate if the surface is flat or, if the top surface is not flat, the plane that is tangential to the peak of the top surface of the contact region of the bone plate.
59. The aiming guide of claim 58, wherein the angle is between approximately 10° and approximately 20°.

60. The aiming guide of claim 64, wherein the handle portion has a chamber, and
further comprising an interlocking bolt which extends though the chamber and into a hole in
the bone plate.
61. The aiming guide of claim 60, wherein the chamber extends the length of the handle portion.
62. The aiming guide of claim 60, wherein the interlocking bolt has a head, shaft, and end portion, the end portion having threads for engaging a hole in the bone plate,
63. The aiming guide of claim 62, wherein an internally-threaded locking nut, configured and dimensioned to mate with external threads on the interlocking bolt, is positioned between the head of the interlocking bolt and the top surface of the handle portion.
64. The aiming guide of claim 56, wherein the arm portion is aligned with the handle portion by mating pins and with holes in the bottom surface of the arm portion and holes in the top surface of the handle portion.
65. The aiming guide of claim 56, wherein the handle portion is secured to the arm portion by a coupling bolt.
66. The aiming guide of claim 46, wherein a thumb screw may be threaded into a corresponding recess in the side of the arm portion to retain the tool guide in the bore.
67. The aiming guide of claim 46, wherein the radius of curvature of the curved portion of the arm is between approximately 140cm and approximately 170cm.
68. The aiming guide of claim 46, wherein the at least one bore is orientated at a non-perpendicular angle with respect to the plane defined by the upper surface of the arm portion.
69. The aiming guide of claim 68, wherein the arrangement of bores along the arm portion corresponds to the arrangement of holes along at least a portion of the bone plate.
24

70. The aiming guide of claim 69, wherein the angle of orientation of each angled
bore matches the angle of orientation of the corresponding hole of the bone plate.
71. The aiming guide of claim 68, wherein the at least one angled bore is
countersunk.
72. The aiming guide of claim 68, wherein there are a plurality of angled bores.
73. The aiming guide of claim 72, wherein each angled bore is angled in a first
plane with respect to the plane defined by the upper surface of the bone plate and in a second
different plane with respect to the plane defined by the upper surface of the bone plate.
74. The aiming guide of claim 73, wherein all angled bores are angled, in the first
plane, to the same degree.
75. The aiming guide of claim 74, wherein the angle is between approximately
0.1° and approximately 1.5°.
76. The aiming guide of claim 73, wherein each of the angled bores is angled, in a
second plane, to a degree different from that of any other hole.
77. The aiming guide of claim 76, wherein the angles range from approximately
0.01° to approximately 5°.
> 78. The aiming guide of claim 46, wherein the arm portion is curved in two or
three planes.

Documents:

2387-CHENP-2007 AMENDED PAGES OF SPECIFICATION 24-10-2013.pdf

2387-CHENP-2007 AMENDED CLAIMS 24-10-2013.pdf

2387-CHENP-2007 CORRESPONDENCE OTHERS 04-07-2013.pdf

2387-CHENP-2007 EXAMINATION REPORT REPLY RECEIVED. 24-10-2013.pdf

2387-CHENP-2007 FORM-3 24-10-2013.pdf

2387-CHENP-2007 POWER OF ATTORNEY 24-10-2013.pdf

2387-CHENP-2007 AMENDED CLAIMS 08-12-2010.pdf

2387-chenp-2007 correspondence others 08-12-2010.pdf

2387-CHENP-2007 FORM-13 08-12-2010.pdf

2387-CHENP-2007 FORM-13 08-12-2010.pdf

2387-CHENP-2007 FORM-18 21-10-2008.pdf

2387-chenp-2007-abstract.pdf

2387-chenp-2007-assignement.pdf

2387-chenp-2007-claims.pdf

2387-chenp-2007-correspondnece-others.pdf

2387-chenp-2007-description(complete).pdf

2387-chenp-2007-drawings.pdf

2387-chenp-2007-form 1.pdf

2387-chenp-2007-form 3.pdf

2387-chenp-2007-form 5.pdf

2387-chenp-2007-pct.pdf


Patent Number 258014
Indian Patent Application Number 2387/CHENP/2007
PG Journal Number 48/2013
Publication Date 29-Nov-2013
Grant Date 27-Nov-2013
Date of Filing 04-Jun-2007
Name of Patentee SYNTHES GmbH
Applicant Address EIMATTSTRASSE 3,CH-4436 OBERDORF,SWITZERLAND
Inventors:
# Inventor's Name Inventor's Address
1 GRADY, MARK, P., JR 1506 EAST WOODBANK WAY, WEST CHESTER, PA 19380, USA
2 DIDOMENICO, SCOTT 628 BELLFLOWER BOULEVARD, WARRINGTON, PA 18976, USA
3 MAYO, KEITH, A 3614 FOREST BEACH DRIVE, NW, GIG HARBOR, WA 98335, USA
4 MAST, JEFF, W 3405 SOUTHAMPTON DRIVE, RENO, NV 89509, USA
5 BOLHOFNER, BRETT, R 4600 4TH STREET NORTH, ST. PETERSBURG, FL 33703, USA
PCT International Classification Number A61B 17/17
PCT International Application Number PCT/US05/40057
PCT International Filing date 2005-11-03
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/981,191 2004-11-03 U.S.A.