Title of Invention

INSULIN ANALOG FORMULATIONS

Abstract The present invention discloses a human insulin analog hexamer complex and formulations. More specifically, the present invention relates to various parenteral formulations, which comprise: human insulin analogs in a hexamer conformation, zinc ions, and at least three molecules of a phenolic derivative selected from the group consisting of m-cresol, phenol, or a mixture of m-cresol and phenol. The formulation provides a rapid onset of action.
Full Text

FIELD OF THE INVENTION
The present invention relates to monomeric analogs of human
insulin. More specifically, the present invention relates to
a hexamer complex comprising an insulin analog, zinc, and a
phenolic derivative.
BACKGROUND OF THE INVENTION
Since the introduction of insulin in the 1920's, continuous
strides have been made to improve the treatment of diabetes
mellitus. Major advances have been made in insulin, purity,
and availability. Various formulations with different time-
actions have also been developed. Despite these
improvements, subcutaneous injection therapy still falls
short of providing the patient with convenient regulation
and normalized glycemic control. Frequent excursions from
normal glycemia levels over a patient's lifetime lead to
hyper-or hypoglycemia, and long term complications including
retinopathy, neuropathy, nephropathy, and micro- and
macroangiopathy.
To help avoid extreme glycemic levels, diabetics often
practice multiple injection therapy whereby insulin is
administered with each meal. However, this therapy has not
yet been optimized. The most rapid-acting insulin
commercially available peaks too late after injection and
lasts too long to optimally control glucose levels.
Recently, considerable effort has been devoted to create
insulin formulations and insulin analog formulations that
alter the kinetics of the subcutaneous absorption process.

Because all commercial pharmaceutical formulations of
insulin contain insulin in the self-associated state and
predominately in the zinc-hexamer form, it is believed that
the rate-limiting step for the absorption of insulin from
the subcutaneous injection depot to the bloodstream is the
dissociation of the self-aggregated insulin hexamer. Brange
et al. in Diabetes Care 13: 923-954 (1990). To accelerate
this absorption process, monomeric insulin analogs have been
developed. These monomeric analogs possess a comparatively-
more rapid onset of activity than insulin while retaining
the biological activity of native human insulin. They
provide a rapid absorption to bring the injection time and
peak action of insulin into closer proximity with
postprandial glucose excursion associated in the response to
a meal. The preparation of various monomeric analogs is
disclosed in U.S. patent application Ser. No. 07/388,201
(Chance et al., EPO publication number 383 472), and Brange
et al., EPO publication number 214 826.
unfortunately, the modifications to insulin, which cause
these analogs to be monomeric, also result in a high rate of
polymer formation in parenteral formulations. Because the
expiration of insulin preparations occurs when levels of 1%
polymer are obtained (U.S. Pharmacopoeia, 1990), minimizing
this type of degradation is extremely important in reducing
undesirable side effects. Therefore, it was desirable to
formulate monomeric analogs in such a manner to cause the
analog to self-associate to form a stable conformation, yet
maintain its rapid absorption.
The addition of certain metal ions, primarily zinc, enhance
the chemical stability by driving the insulin to associate
and form hexamers, specifically the Zn(II)-T6 conformation.

Further, phenolics have been shown to specifically bind to
the insulin hexamer and induce an allosteric conformational
change whereby the eight N-terminal amino acids of the B-
chain are converted from the extended conformation to an
alpha-helix. Derewenda, et al. Nature, 338: 594-596 (1989).
This phenolic-bound conformation state is known as the
Zn(II)-R state.
In stark contrast to these well-established observations
that insulin readily aggregates in the presence of zinc to
form well defined, stable zn-hexamer structure, early
studies with monomeric insulin analogs revealed that any
aggregation between zinc and the insulin analog is distinct
from that observed with insulin. B. H. Frank, Text and Slide
copies of Lecture given at the Conference on Insulin "Self-
Association and Conformational Studies on Human Proinsulin
and Insulin Analogs", University of York, (Aug. 29-Sep. 1,
1989). Further, the highly stable Zn-hexamer complex as seen
with insulin is not observed with monomeric analogs. Id.
Brems et al. Protein Engineering, 5:6, 527-533 (1992),
disclose that monomeric LysB28 ProB29 -hi is less prone to
dimerization and self-association to higher molecular weight
forms than human insulin. Brems et al. continue to conclude
that Asp828 ProB29 -hi, AlaB28 ProB29 -hi, and LysB28 ProB29 -hI
show little or no Zn-induced association and that ProB29
insulin, LysB28 insulin, AspB28 insulin, and AlaB28 insulin
demonstrate Zn-induced association, but less than Zn-
insulin. Subsequent, unpublished experimental observations
by the present inventors suggest that association with zinc
is observed; however, such association between the analog
and zinc differs from insulin. The association that is
observed with these analogs is to a multitude of higher
molecular weight forms and distinct from the predominate,

well-defined, Zn-insulin hexamers. Therefore, it is clear
that monomeric insulin analogs do not form the Zn(II)-T6
conformation in a manner analogous to insulin.
In view of the published literature, it is surprising that
the present invention affords monomeric insulin analogs in a
well defined, stable zinc-phenol hexamer complex. This
hexamer complex is uniquely different from those complexes
observed with insulin under identical conditions. Insulin
complexes with zinc and phenol are in a Zn(II)-R6
conformation. The hexamer complex of the present invention
is not identical to this conformation. Also quite
remarkably, the insulin analog hexamer complex has a much
greater propensity to dissociate than insulin. This
propensity to dissociate translates into the desired fast-
acting property.
Brange et al. in Current Opinion in Structural Biology
1:934-940 (1991) disclose various fast-acting stable insulin
monomers and state that the obvious route to creating a
fast-acting insulin is to prevent dimer or hexamer
formation. Likewise, Brange et al. in Diabetes Care 13: 923-
954 (1990) disclose that when insulin is administered as a
hexamer, in addition to its slower free diffusion, the
hexamer must be sterically more hindered than a monomer
during the diffusion transport in the subcutis and/or during
its passage through the capillary membrane. Further when
injected subcutaneously, the Zn(II)-R6 conformation does not
dissociate directly but must transform through the Zn(II)-T6
conformation. These conformational changes and the
dissociation therefrom delay the onset of activity.
Therefore, one skilled in the art at the time of invention
believed that efforts to chemically stabilize the monomeric

insulin analog with zinc by forming a well defined, hexamer
complex would be unsuccessful, or if successful, would
sacrifice the rapid onset of action desired.
The present formulation is a zinc-phenolic induced hexamer
complex that is absorbed rapidly. The rate of absorption for
the hexamer complex is at least two times that observed with
insulin. Yet, when the hexamer complex is formulated, it is
equally stable when compared to insulin against chemical
degradation. Therefore, it is surprising that the present
invention converts a monomeric insulin analog to a well-
defined, stable zinc-phenol hexamer complex. Remarkably;
when formulated, this hexamer complex retains the fast-
acting properties associated with the monomeric insulin
analog. Accordingly, the present invention provides a
parenteral formulations of the insulin analog hexamer
complex that is stable and fast-acting.
SUMMARY OF THE INVENTION
This invention provides a human insulin analog complex,
which comprises: six molecules of a human insulin analog,
two zinc ions, and at lease three molecules of a phenolic
derivative selected from the group consisting of m-cresol,
phenol, or a mixture of m-cresol and phenol; such that the
analog complex is a hexamer. The invention further provides
parenteral formulations comprising the hexamer complex.
BRIEF DESCRIPTION OF THE DRAWINGS
FIGURE 1 is a graphical representation of the profile of
action of LysB28 ProB29-hI and human insulin. The graph is

the mean glucose infusion response rate. The figure
demonstrates the advantages of the present invention.
FIGURE 2 is a graphical representation of the stability by
measuring the polymer formation of the insulin analog in the
hexamer association compared to monomeric LysB28 ProB29 -human
insulin. The graph represents stability by measuring the
polymer formation of the insulin analog in the hexamer
association compared to monomeric Lys Pro -human insulin
and insulin. The figure demonstrates the advantages of the
present invention.
FIGURE 3 is a graphical representation of the dissociation
of LysB28 Pro829 -human insulin in a hexamer complex. The
graph is in the in vitro dissociation of formulated insulin
(0) ; LysB28 ProB29-hI formulated as a hexamer complex (A) ;
unformulated insulin (□) ; and monomeric LysB28 ProB29-hI (*)
monitored by static light scattering at 488 nm at a 90°
angle. The formulated samples contained 0.5 mol Zn per mol
protein, 1.25 mg/ml m-cresol and 1.09 mg/ml phenol, 7 mM
sodium phosphate and 16 mg/ml glycerol. The unformulated
and monomeric samples contained no additional excipients.
The figure demonstrates the advantages of the present
invention.
All amino acid abbreviations used in this disclosure are
those accepted by the United States Patent & Trademark
Office as set forth in 37 C.F.R. § l/833(b)(2). A
particularly preferred monomeric insulin analog is LysB28
ProB29-human Insulin (B28 is Lys; B29 is Pro) .
The term "treating", as used herein, describes the
management and care of a patient for the purpose of

combating the disease, condition, or disorder and includes
the administration of a compound of present invention to
prevent the onset of the symptoms or complications,
alleviating the symptoms or complications, or eliminating
the disease, condition, or disorder.
The term "isotonicity agent" refers to an agent that is
physiologically tolerated and embarks a suitable tonicity to
the formulation to prevent the net flow of water across the
cell membrane. Compounds, such as glycerine, are commonly
used for such purposes at known concentrations.
The term "phenolic derivative" or "phenolic" is m-cresol,
phenol or a mixture of m-cresol and phenol. Preferably,
phenolic is m-cresol.
The term "physiologically tolerated buffer" is known in the
art. A physiologically tolerated buffer is preferably a
phosphate buffer, like sodium phosphate. Other
physiologically tolerated buffers include TRIS, sodium
acetate, or sodium citrate. The selection and concentration
of buffer is known in the art.
The insulin analogs of the present invention complex with
zinc ions and a phenolic derivative to form a stable,
hexamer conformation. Both the zinc and phenolic derivative
are critical to achieve a complex that is stable and capable
of rapid dissociation and onset of action. The hexamer
complex consists of two zinc ions per hexamer of human
insulin analog and at least three molecules of a phenolic
derivative selected from the group consisting of m-cresol,
phenol, or a mixture of m-cresol and phenol.

Soluble monomeric analog is converted to the hexamer complex
by dissolving the monomeric analog in a diluent containing
the phenolic derivative at a pH of about 7.5 and adding
zinc. Zinc is preferably added as a salt. Representative
examples of zinc salts include zinc acetate, zinc bromide,
zinc chloride, zinc fluoride, zinc iodide and zinc sulfate.
The skilled artisan will recognize that there are many other
zinc salts which also might be used in the process of the
present invention. Preferably, zinc acetate or zinc chloride
is used because these salts do not add new chemical ions to
commercially accepted processes.
Dissolution of the analog may be aided by what is commonly
known as an acid dissolution, i.e., the pH is lowered to
about 3.0 to 3.5 with a physiologically tolerated acid,
preferably HC1 to aid in the dissolution of the monomeric
analog. Other physiologically tolerated acids include acetic
acid, citric acid, and phosphoric acid. The pH is then
adjusted with a physiologically tolerated base, preferably
sodium hydroxide to about 7.4 to 7.5. Other physiologically
tolerated bases include potassium hydroxide and ammonium
hydroxide.
The hexamer complex may be formulated into stable, rapid
acting parenteral formulations. The concentration of insulin
analog in the formulation is about 0.5 mg/ml to about 20
mg/ml; preferably about 1.2 mg/ml to about 17.5 mg/ml; most
preferably, about 3.5 mg/ml. In general, the concentration
of zinc is about 10 µg/ml to about 50 µg/ml. The optimal
concentration of zinc in the formulation is from about 14
µg/ml to about 35 µg/ml, of which two zinc ions are bound to
each hexamer. When formulated, the hexamer complex binds as
many as seven phenolics. Generally, when formulated six

phenolics are bound to the hexamer. Accordingly, excess
phenolic is preferably added to the formulation. The
phenolic also acts as a preservative. Therefore, the
preferred concentration is about 23 mM to 35 mM, most
preferably 29 mM. The phenolic is preferably m-cresol.
An isotonicity agent, preferably glycerin, may be added to
the formulation. The concentration of the isotonicity agent
is in the range known in the art for insulin formulations,
preferably about 16 mg/ml. The pH of the formulation may be
buffered with a physiologically tolerated buffer, preferably
a phosphate buffer, like sodium phosphate.
At the time of invention, the published literature suggested
that one skilled in the art needed to eliminate aggregation
in order to get rapid absorption. Therefore, it is quite
surprising that the formulated hexamer analog brings a rapid
onset of action. Unlike insulin, the formation of an insulin
analog hexamer complex does not adversely effect the time
required to achieve peak serum insulin analog concentration.
FIG. 1 demonstrates, in human patients, the mean glucose
infusion rate response to a formulation containing monomeric
LysB28 ProB29 -hi (formulated without zinc) ; a formulated
LysB28 ProB29 -hi hexamer; and human Regular insulin. The
formulated hexamer complex retains the rapid action of
B29 B29
monomeric Lys Pro -hI. The absorption rate is
significantly more rapid than Regular human insulin. Thus,
the results in FIG. 1 illustrate: First, hexamer LysB28 ProB29
-hI and monomeric LysB28 ProB29 -hI have similar rates of

absorption; second, both hexameric and monomeric LysB29 ProB29
-hI have faster rates of absorption than insulin.

The formulation comprising the insulin analog complex as
hexamer is stable. In comparative studies, monomeric LysB28
Pro -hI shows the greatest rate of degradation with a
1.63% per week increase in polymer formation over the six
week study. Unformulated human insulin undergoes a slower
rate of polymer formation of 0.61% per week. Upon
formulation, however, the rate of high molecular weight
polymer formation is reduced to 0.095% per week for insulin.
Formulated LysB28 ProB29 -hI, as a hexamer complex, exhibits a
diminished rate of higher molecular weight polymer formation
of 0.11% per week, which is comparable to the rate seen for
formulated insulin. These studies are exemplified in Example
1 and illustrated in FIG. 2.
The insulin analog of the present invention can be prepared
by any of avariety of recognized peptide synthesis
techniques including classical (solution) methods, solid
phase methods, semi synthetic methods, and more recent
recombinant DNA methods. For example, Chance et al., U.S.
patent application Ser. No. 07/388,201, EPO publication
number 383 472, and Brange et al., EPO publication number
214 826, disclose the preparation of various monomeric
analogs.
EXAMPLES
The following examples and preparations are provided merely
to further illustrate the preparation of the insulin analogs
and the invention. The scope of the invention is not
construed as merely consisting of the following examples.

Preparation 1
Protein stock Preparation:
Unformulated samples of insulin and LysB28 ProB29 -hI were
prepared at 3.5 mg/ml in 7 mM sodium phosphate, and with or
without 1.25 mg/ml m-cresol, 1.09 mg/ml phenol and 16 mg/ml
glycerol, depending on the experiment performed. Samples of
LysB28 ProB29 -hI as a hexamer complex were prepared in an
identical fashion except 19.7 mu.g/ml zinc was added. A11
samples were taken through an acid excursion step to pH 3.0
at which time zinc was added in the formulation lots. The pH
was then adjusted to 7.4. Protein concentrations were
determined prior to the addition of phenolics by UV
absorption spectroscopy using an AVIV model 14 DS double-
beam spectrophotometer. Protein concentrations were
calculated as described in Frank, B. H., Pekar, A. H. and
Veros, A. J. (1972) Diabetes, 21 (suppl. 2), 486-491.
Example 1
Chemical Stability:
Degradation is initiated by incubating formulated and
unformulated preparations of insulin and monomeric and
hexameric LysB28 ProB29 -hI at 30 DEG C. The formulated
insulin and hexamer LysB28 Pro529 -hI contained: 3.5 mg/ml
protein, 16 mg/ml glycerol, 7 mM dibasic sodium phosphate
heptahydrate, 1.25 mg/ml m-cresol, 1.09 mg/ml phenol, and
0.0245 mg/ml zinc oxide at a pH of 7.3 to 7.4. The
unformulated insulin and monomeric LysB28 ProB29 -hI
contained: 3.5 mg/ml protein, 16 mg/ml glycerol, 7 mM
dibasic sodium phosphate heptahydrate, 1.25 mg/ml m-cresol,
and 1.09 mg/ml phenol at a pH of 7.3 to 7.4. At seven day

intervals, samples were removed from the 30°C incubation and
assayed for formation of high molecular weight species using
size-exclusion HPLC. Analysis is performed by injecting 20
µl samples into a Dupont Zorbax GF-250 Special (9.4 x 250
mm) column using a mixture of 0.4M ammonium bicarbonate and
acetonitrile as the eluting solution (flow rate of 0.5
ml/min at ambient temperature and detection at 214 ran). The
percent polymer formation is determined from the ratio of
the high molecular weight peak to the total area of the
monomer and high molecular weight peaks. The results are
illustrated in FIG. 2.
Example 2
Static Light Scattering:
The in vitro dissociation properties of monomeric LysB28
Pro829 -hI, LysB28 Pro829 -hI as a hexamer complex, and insulin
are probed using static light scattering.
Three formulated and unformulated protein stock solutions
are prepared as described except that the unformulated
protein stock solutions did not contain zinc, glycerol, or
preservatives. Using these 3.5 mg/ml stocks, a series of
dilutions is prepared for both insulin and LysB28 Pro829 -hI
spanning the protein concentration range of 3.5 mg/ml to 0.2
mg/ml. All dilutions are made to a final volume of 10 ml
with 7 mM sodium phosphate buffer, pH 7.4, in order to mimic
the subcutaneous site upon injection. All solutions were
filtered through 0.2 µm Gelman low protein binding filters
before performing SLS measurements. The protein
concentration for these samples is determined using reversed
phase HPLC.

For analysis of the formulated samples, protein-free solvent
blanks were prepared for each set of protein samples. These
blanks contained excipients at the same concentration as the
corresponding protein sample sets. For analysis of the
unformulated samples, a single blank of 7 mM sodium
phosphate is used. Using these appropriate solvent blanks
insured that data reflected only solute scatter and not an
added contribution due to solvent changes.
Static light scattering (SLS) experiments are performed
using a Brookhaven Instruments 2030AT autocorrelator and
goniometer. All measurements are made with a 1 mm pinhole at
90° scattering angle using a Lexel Model 3500 argon ion
laser set at 488 nm. The temperature is maintained at 25°C
by a Neslab RTE-110 temperature bath. The signal at the
photomultiplier tube is calibrated using 0.1 urn filtered
toluene.
Weight-average molecular weights are calculated using the
equations described in Cantor, C. R., and Schimmel, P. R.,
Biophysical Chemistry, W. H. Freeman and Company, New York,
pp. 838-843 (1982). FIG. 3 discloses the results of the
light scattering study. The in vitro dissociation profile of
LysB28 Pro829 -hI as a hexamer complex and insulin are quite
different. The insulin analog results demonstrate a rapid
dissociation, which allows for a faster absorption than
human insulin. Even though both preparations contain
hexameric association states and the formulations are
equally stable against chemical degradation, hexamer Lys
Pro829 -hI has a greater propensity to dissociate than
insulin.

WE CLAIM:
1. A human insulin analog complex, which comprises: six
molecules of a human insulin analog, two zinc ions,
and at least three molecules of a phenolic derivative
selected from the group consisting of m-cresol,
phenol, or a mixture of m-cresol and phenol, wherein
the human insulin analog is LysB28ProB29-human insulin.
2. A parenteral pharmaceutical formulation comprising the
human insulin analog complex of Claim 1.
3. The parenteral pharmaceutical formulation of Claim 2,
which comprises about 3.5 mg/ml LysB28ProB29-human
insulin, about 19.7 ug/ml zinc, about 7 mM sodium
phosphate, about 16 mg/ml glycerin, and about 29 mM tri-
cresol.



Abstract


The present invention discloses a human insulin
analog hexamer complex and formulations. More specifically,
the present invention relates to various parenteral
formulations, which comprise: human insulin analogs in a
hexamer conformation, zinc ions, and at least three molecules
of a phenolic derivative selected from the group consisting
of m-cresol, phenol, or a mixture of m-cresol and phenol.
The formulation provides a rapid onset of action.

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675-CAL-1995 ABSTRACT.pdf

675-CAL-1995 CLAIMS.pdf

675-CAL-1995 CORRESPONDENCE.pdf

675-CAL-1995 COURT PAPER.pdf

675-CAL-1995 DECISSION.pdf

675-CAL-1995 DESCRIPTION COMPLETE.pdf

675-CAL-1995 DRAWINGS.pdf

675-CAL-1995 FIRST EXAMINATION REPORT REPLY.pdf

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675-CAL-1995 PETITION UNDER RULE 137.pdf

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Patent Number 257510
Indian Patent Application Number 675/CAL/1995
PG Journal Number 41/2013
Publication Date 11-Oct-2013
Grant Date 09-Oct-2013
Date of Filing 14-Jun-1995
Name of Patentee ELI LILLY AND COMPANY
Applicant Address LILLY CORPORATE CENTER, CITY OF INDIANAPOLIS, STATE OF INDIANA, U.S.A
Inventors:
# Inventor's Name Inventor's Address
1 BAKAYSA DIANE LEE 7572 ROGERS DRIVE, INDIANAPOLIS, INDIANA 46214, USA
PCT International Classification Number A61K38/28
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 08/260,634 1994-06-16 U.S.A.