Title of Invention

CHANNEL ESTIMATION FOR WIRELESS COMMUNICATION

Abstract Techniques for deriving channel estimates with different channel estimation filters are described. In one scheme, a filter selection metric is determined for a signal to be recovered, a channel estimation filter is selected based on the filter selection metric, and a channel estimate is derived with the selected channel estimation filter. In another scheme, a first channel estimate is derived with a first channel estimation filter having a first filter response, a first signal is recovered with the first channel estimate, and interference due to the first signal is estimated and removed. A second channel estimate is derived with a second channel estimation filter having a second filter response that is different from the first filter response.
Full Text FORM 2
THE PATENTS ACT, 1970
(39 of 1970)
AND
THE PATENTS RULES, 2003
COMPLETE SPECIFICATION
(See section 10; rule 13)
"CHANNEL ESTIMATION FOR WIRELESS COMMUNICATION"
QUALCOMM INCORPORATED, of 5775 Morehouse Drive, San Diego, California 92121-1714, United States of America;
The following specification particularly describes and ascertains the invention and the manner in which it is to be performed.



CHANNEL ESTIMATION FOR WIRELESS COMMUNICATION
I. Claim of Priority under 35 U.S.C. §119
The present Application for Patent claims priority to Provisional Application
Serial No. 60/707,673, entitled "SNR Sensitive Channel Estimation for Advanced Receivers," filed August 12, 2005, assigned to the assignee hereof, and expressly incorporated herein by reference.
BACKGROUND
II. Field
The present disclosure relates generally to communication, and more specifically
to techniques for performing channel estimation.
III. Background
In a wireless communication system, a transmitter typically processes (e.g.,
encodes and modulates) traffic data to generate data symbols. In a coherent system, the transmitter multiplexes pilot symbols with the data symbols, processes the multiplexed data and pilot symbols to generate a modulated signal, and transmits the modulated signal via a wireless channel. The wireless channel distorts the transmitted signal with a channel response and further degrades the signal with noise and interference.
A receiver receives the transmitted signal and processes the received signal to
obtain input samples. For coherent data detection, the receiver estimates the response of the wireless channel based on received pilot symbols and derives a channel estimate. The receiver then performs data detection on the input samples with the channel estimate to obtain detected symbols, which are estimates of the data symbols sent by the transmitter. The receiver then processes (e.g., demodulates and decodes) the detected symbols to obtain decoded data.
The quality of the channel estimate may have a large impact on data detection
performance and may affect the quality of the detected symbols as well as the reliability of the decoded data. There is therefore a need in the art for techniques to derive a high quality channel estimate for wireless communication.



SUMMARY
Techniques for deriving channel estimates with different channel estimation
filters are described herein. According to an exemplary embodiment, an apparatus is described which includes at least one processor and a memory. The processors) determine a filter selection metric for a signal to be recovered, select a channel estimation filter based on the filter selection metric, and derive a channel estimate with the selected channel estimation filter.
According to another exemplary embodiment, an apparatus is described which
includes at least one processor and a memory. The processor^) derive a first channel estimate based on pilot symbols and with a first channel estimation filter. The processors) recover a first packet with the first channel estimate and regenerate data symbols for the first packet. The processors) derive a second channel estimate based on the data symbols and with a second channel estimation filter, and obtains a third channel estimate based on the first and second channel estimates.
According to yet another exemplary embodiment, an apparatus is described which
includes at least one processor and a memory. The processors) derive a first channel estimate with a first channel estimation filter having a first filter response, recover a first signal with the first channel estimate, and estimate and remove interference due to the first signal. The processor(s) derive a second channel estimate with a second channel estimation filter having a second filter response that is different from the first filter response.
Various aspects and exemplary embodiments of the invention are described in
further detail below.
BRIEF DESCRIPTION OF THE DRAWINGS
FIG. 1 shows a wireless communication system.
FIG. 2 shows a frame format and a slot format in W-CDMA.
FIG. 3 shows a block diagram of a base station and a terminal.
FIG. 4 shows a block diagram of a CDMA modulator at the terminal.
FIG- 5 shows a block diagram of a receive (RX) processor at the base station.
FIG. 6 shows a block diagram of an RX processor with different channel
estimation filters for pilot and data symbols.
FIG. 7 shows a block diagram of an RX processor with interference cancellation.


FIG. 8 shows a block diagram of a transmitter and a receiver for a MQMO
transmission.
FIG. 9 shows a block diagram of an RX processor with interference cancellation.
FIG. 10 shows a process for recovering a signal.
FIG. 11 shows a process for recovering a signal with different channel estimates.
FIG. 12 shows a process for recovering multiple signals.
DETAILED DESCRIPTION
The word "exemplary" is used herein to mean "serving as an example, instance,
or illustration." Any exemplary embodiment described herein as "exemplary" is not necessarily to be construed as preferred or advantageous over other exemplary embodiments.
] FIG. 1 shows a wireless communication system 100. For simplicity, FIG. 1
shows only one base station 110 and three terminals 120. A base station is generally a fixed station that communicates with the terminals and may also be called a Node B, an access point, a base transceiver station (BTS), or some other terminology. A base station may communicate with one or more terminals on the downlink and uplink. The downlink (or forward link) refers to the communication link from the base station to the terminals, and the uplink (or reverse link) refers to the communication link from the terminals to the base station.
A terminal may be stationary or mobile and may also be called a user equipment
(UE), a mobile station, a user terminal, a subscriber unit, or some other terminology. A terminal may be a cellular phone, a personal digital assistant (PDA), a wireless device, a wireless modem card, a handheld device, or some other device or apparatus. In the following description, the terms "terminal" and "user" are used interchangeably.
On the downlink, base station 110 may transmit one or more downlink signals to
terminals 120. Each downlink signal may reach each terminal 120 via one or more signal paths, which may include a direct path and/or reflected paths. The reflected paths are created by reflections of radio waves due to obstructions (e.g., buildings, trees, vehicles, and other structures) in the wireless environment. Each terminal 120 may receive multiple instances or copies of each downlink signal. Each received signal instance is obtained via a different signal path and has a particular complex gain and a particular time delay determined by that signal path. The received signal at each terminal 120 is a superposition of all received signal instances for base station 110.



On the uplink, each terminal 120 may transmit one or more uplink signals to base
station 110. Each uplink signal may reach base station 110 via one or more signal paths. The received signal at base station 110 is a superposition of all received signal instances for all terminals transmitting on the uplink.
The channel estimation techniques described herein may be used for various
communication systems such as Code Division Multiple Access (CDMA) systems, Time Division Multiple Access (TDMA) systems, Frequency Division Multiple Access (FDMA) systems, Orthogonal FDMA (OFDMA) systems, Single-Carrier FDMA (SC-FDMA) systems, and so on. A CDMA system may implement a radio technology such as cdma2000, Universal Terrestrial Radio Access (UTRA) Frequency Division Duplexing (FDD), or UTRA Time Division Duplexing (TDD). cdma2000 covers IS-2000, IS-95 and IS-856 standards. UTRA FDD is also referred to as Wideband-CDMA (W-CDMA). A TDMA system may implement a radio technology such as Global System for Mobile Communications (GSM). These various radio technologies and standards are known in the art. UTRA FDD, UTRA TDD, and GSM are described in documents from an organization named "3rd Generation Partnership Project" (3GPP). cdma2000 is described in documents from an organization named "3rd Generation . Partnership Project 2" (3GPP2). 3GPP and 3GPP2 documents are publicly available.
The channel estimation techniques may be used for downlink and uplink
transmissions and may be implemented at a base station as well as a terminal. For clarity, the techniques are described below for uplink transmission in W-CDMA.
FIG. 2 shows a frame format in W-CDMA. The timeline for transmission is
divided into radio frames. Each radio frame has a duration of 10 milliseconds (ms) and is identified by a 12-bit system frame number (SFN). Each radio frame is further partitioned into 15 slots, which are labeled as slot 0 through slot 14. Each slot has a duration of 0.667 ms and includes 2560 chips at 3.84 Mcps. Each ratio frame is also partitioned into five subframes. Each subframe has a duration of 2 ms and includes 3 slots.
FIG. 2 also shows a slot format for an uplink dedicated physical channel (DPCH)
used by a terminal to send traffic and other data on the uplink. The uplink DPCH includes a dedicated physical data channel (DPDCH) that carries traffic data and a dedicated physical control channel (DPCCH) that carries pilot and control data. A radio link for a terminal may include zero, one, or multiple DPDCHs and only one DPCCH.
Each slot of the DPCCH includes a pilot field, a transport format combination
indicator (TFCI) field, a feedback information (FBI) field, and a transmit power control



(TPC) field. The pilot field carries pilot symbols. The TFCI field carries format information used to recover the traffic data. The FBI field carries feedback from a terminal to a base station, e.g., for transmit diversity. The TPC field carries power control information to direct the base station to adjusts its transmit power for downlink transmission to the terminal. The number of bits in each field is zero or greater and is determined by a slot format selected for use.
FIG. 2 also shows a slot format for an E-DCH DPDCH (E-DPDCH) that carries
traffic data and an E-DCH DPCCH (E-DPCCH) that carries control data. A radio link for a tenninal may include zero, one, or multiple E-DPDCHs and at most one E-DPCCH.
FIG. 3 shows a block diagram of base station 110 and terminal 120, which is one
of the terminals in FIG. 1. At terminal 120, a transmit (TX) data processor 310 receives data packets, processes (e.g., encodes, interleaves, and symbol maps) each packet, and generates data symbols. A packet may also be referred to as a transport block, a frame, and so on. A data symbol is a symbol for data, a pilot symbol is a symbol for pilot, and pilot is data that is known a priori by both the terminal and base station. The data and pilot symbols may be modulation symbols from a signal constellation for PSK, QAM, or some other modulation scheme. TX data processor 310 also appends a cyclic redundancy check (CRC) value to each packet, which is used to determine whether the packet is decoded correctly or in error. A CDMA modulator 320 processes the data symbols and . pilot symbols and provides output chips to a transmitter (TMTR) 330. Transmitter 330 processes (e.g., converts to analog, amplifies, filters, and frequency upconverts) the output chips and generates an uplink signal, which is transmitted from an antenna 332.
At base station 110, an antenna 352 receives the uplink signals from terminal 120 as well as other terminals via direct and/or reflected paths. Antenna 352 provides a received signal to a receiver (RCVR) 354. Receiver 354 processes (e.g., filters, amplifies, frequency downconverts, and digitizes) the received signal and provides input samples to an RX processor 360. Within RX processor 360, a CDMA demodulator (Demod) 362 processes the input samples and provides detected symbols, which are estimates of the data symbols sent by terminal 120. CDMA demodulator 362 may implement a rake receiver and/or an equalizer, each of which can combine energy from multiple signal paths. An RX data processor 364 processes (e.g., symbol demaps, deinterleaves, and decodes) the detected symbols and provides decoded data. In general, the processing by CDMA demodulator 362 and RX data processor 364 is complementary



to the processing by CDMA modulator 320 and TX data processor 310, respectively, at terminal 120.
Controllers/processors 340 and 370 direct operation of various processing units at
terminal 120 and base station 110, respectively. Memories 342 and 372 store data and program codes for terminal 120 and base station 110, respectively.
FIG. 4 shows a block diagram of CDMA modulator 320 at terminal 120. Within
CDMA modulator 320, a spreader 412 spreads data symbols for the DPDCH with a channelization code Cd and provides data chips. Spreader 412 repeats each data symbol to generate N replicated symbols, where N is the length of code C A spreader 432 spreads data symbols for the E-DPDCH with a channelization
code CCd- A multiplier 434 multiplies the output of spreader 432 with a gain factor Ped for the E-DPDCH. A multiplier 436 multiplies the output of multiplier 434 with iq^ = +1 or
and provides chips for the E-DPDCH. A spreader 442 spreads control symbols for the E-DPCCH with a channelization code Cec. A multiplier 444 multiplies the output of spreader 442 with a gain factor P^ for the E-DPCCH. A multiplier 446 multiplies the output of multiplier 444 with iq,,,. = +1 and provides chips for the E-DPCCH.
A summer 448 sums the chips from multipliers 416, 426, 436 and 446 and
provides complex-valued chips. A scrambler 450 multiplies the output of summer 448 with a scrambling code Sdpch.ii for terminal 120 and provides output chips.
In general, zero, one or more DPDCHs and zero, one or more E-DPDCHs may be
sent on each of the inphase (I) and quadrature (Q) paths. Each DPDCH is spread with a different channelization code Cd having a length of 4 to 256 chips, which correspond to 960 to 15 kbps, respectively. Each E-DPDCH is spread with a different channelization code Ced having a length of 2 or 4 chips, which correspond to 1920 or 960 kbps, respectively. The DPCCH is sent on the Q path and is spread with a 256-chip channelization code Cc. The DPCCH carries 10 symbols in each slot, and the pilot field


may carry 3 to 8 pilot symbols. The E-DPCCH is sent on the I path and is spread with a
256-chip channelization code Ceo
The gain factors Pd and Ped determine the amount of transmit power to use for
traffic data. The gain factors pc and P^ determine the amount of transmit power to use for pilot and control data. A traffic-to-pilot ratio (TtoP) is the ratio of traffic power to pilot power and may be given in units of decibel (dB) as: TtoP = 20 1og10(bd/bc.) or
20 • log10(bed/bec). The traffic-to-pilot ratio is typically selected to achieve good channel
estimation performance and may range, e.g., from 0 to 20 dB.
Base station 110 may estimate the response of the uplink channel for terminal 120
based on pilot symbols and/or data symbols sent by the terminal: Base station 110 may derive a pilot-based channel estimate with the pilot symbols, which may be sent using code division multiplexing as shown in FIG. 4. Base station 110 may derive a data-based channel estimate with the data symbols, e.g., after a packet has been successfully decoded.
In general, channel estimation performance is affected by two competing factors -
noise suppression and channel tracking. For a slowly varying channel, it is desirable to derive a channel estimate with as many symbols as possible since the channel gains change slowly and the quality of the channel estimate typically improves by using more symbols. For a fast fading channel, it is desirable to derive a channel estimate with fewer symbols since channel variation limits the number of symbols that can be coherently combined. Similarly, it is desirable to derive a channel estimate with more symbols for a low SNR channel and with fewer symbols for a high SNR channel.
In an exemplary embodiment, channel estimates are derived with different
channel estimation filters designed for different channel conditions. The channel conditions may be quantified by SNR, mobility, fading, and/or other factors, and may be explicitly or implicitly determined as described below.
The channel estimation filters may be implemented with various designs. In an
exemplary embodiment, the channel estimation filters are implemented with finite impulse response (FIR) filters, as follows:
Eq(l)


where H(n,k) is an initial channel gain estimate for tap k in slot n,


Wm (i,k) is a filter coefficient for tap k in slot i of channel estimation filter m,
Hm(n,k) is a filtered channel gain estimate for tap k in slot n with filter m, and
Lm is the length of filter m.
In another exemplary embodiment, the channel estimation filters are implemented
with infinite impulse response (OR) filters, as follows:
Eq(2)
where am is a coefficient that determines the amount of averaging. A large value of am
corresponds to more averaging, and a small value of am corresponds to less averaging.
The channel estimation filters may also be implemented with other types of filters.
M different channel estimation filters may be defined for m = l, ...,M, where
M > 1. For FIR filters, each channel estimation filter has a specific filter length L,„ and a specific set of filter coefficients Wm(i,k). Different coefficients may be used for different taps, so that Wm(i,k) is a function of tap index it. Alternatively, the same coefficient may be used for all taps, so that Wm(i) is not a function of tap index it. For IIR filters, each channel estimation filter has a different coefficient a„ .
In general, any number of channel estimation filters may be defined for any
channel conditions. In an exemplary embodiment, two channel estimation filters are implemented with FIR filters. The first filter has a length of two slots and the same coefficient for both slots, or Lj=2 and Wx(0,k) = W1(l,k). The second filter has a length of three or four slots and different coefficients for the slots. The first filter may be used for high SNR, high mobility, and/or fast fading. The second filter may be used for low SNR, low mobility, and/or slow fading.
In an exemplary embodiment, a suitable channel estimation filter is selected from
among all available channel estimation filters based on a filter selection metric. This metric may relate to SNR, mobility, fading, and/or other factors. In an exemplary embodiment, the metric indicates whether a channel estimate is derived based on pilot symbols or data symbols. In another exemplary embodiment, the metric corresponds to the traffic-to-pilot ratio. A power control mechanism may adjust the transmit power such that the pilot SNR is maintained at a target SNR, which may be -20 dB or some other value. The data SNR may be determined based on the pilot SNR and the traffic-to-pilot



ratio. In yet another exemplary embodiment, the metric corresponds to a packet format selected for use. Different packet formats may be associated with different code rates and/or modulation schemes and may require different SNRs for reliable decoding. In yet another exemplary embodiment, the metric corresponds to an SNR determined based on received pilot symbols and/or received data symbols. In yet another exemplary embodiment, the metric relates to mobility (or Doppler spread), which may be estimated with pilot correlation or in some other manners known in the art. The metric may also be defined in other manners.
FIG. 5 shows a block diagram of an RX processor 360a, which is an exemplary
embodiment of RX processor 360 in FIG. 3. Within RX processor 360a, a pilot despreader 312 despreads the input samples (e.g., with channelization code Cc for the DPCCH) and provides despread pilot symbols. A unit 514 removes the modulation on the despread pilot symbols and provides channel gain estimates. A channel estimation filter 516 receives the channel gain estimates and a filter selection metric. Filter 516 selects a suitable filter from among all possible filters based on the metric. Filter 516 then filters the channel gain estimates with the selected filter, e.g., as shown in equation (1) or (2), and provides a pilot-based channel estimate, CHP.
A data despreader 522 despreads the input samples (e.g., with channelization code
Cd for the DPDCH or channelization code Ced for the E-DPDCH) and provides despread data symbols. A demodulator/decoder 524 performs data detection on the despread data symbols with the pilot-based channel estimate to obtain detected symbols. Unit 524 further deinterleaves and decodes the detected symbols to obtain decoded data. A CRC checker 526 checks each decoded packet and determines whether the packet is decoded correctly or in error.
FIG. 6 shows a block diagram of an RX processor 360b, which is another
exemplary embodiment of RX processor 360 in FIG. 3. RX processor 360b includes despreaders 512 and 522, pilot modulation removal unit 514, channel estimation filter 516, demodulator/decoder 524, and CRC checker 526, which operate as described above for FIG. 5.
If a packet is decoded correctly, then an encoder/modulator 528 processes (e.g.,
encodes, interleaves, and modulates) the decoded packet in the same manner as terminal 120 and provides regenerated data symbols. A unit 534 removes the modulation on the despread data symbols with the regenerated data symbols and provides data-based



channel gain estimates Hd(n,k). A channel estimation filter 536 filters the channel gain
estimates Hd(n,k) and provides a data-based channel estimate, CHD. The channel gain
estimates Hd(n,k) from unit 534 may be derived from many data symbols that have been correctly decoded and re-encoded and may thus be more reliable than the pilot-based channel gain estimates Hp(n,k) from unit 514. Hence, filter 536 may implement
a filter that can provide good performance for high SNR.
A combiner 538 receives the pilot-based channel estimate CHP from filter 516
and the data-based channel estimate CHD from filter 536. Combiner 538 may select one of the two channel estimates or may combine the two channel estimates. Combiner 538 may provide the data-based channel estimate if certain criteria are satisfied and may provide the pilot-based channel estimate otherwise. For example, combiner 538 may provide the data-based channel estimate if it is available and not stale (e.g., obtained within a predetermined number of slots), if the traffic-to-pilot ratio is above a particular threshold, and so on. Combiner 538 may also combine the pilot-based and data-based channel estimates, e.g., if the traffic-to-pilot ratio is within a particular range, and may disable combining otherwise. A decision on whether to combine or not combine may be made based on the qualities of the two channel estimates, which may be inferred from the traffic-to-pilot ratio. Good performance may be achieved by combining the channel estimates if their SNRs are similar and by using the better channel estimate if their SNRs are sufficiently different. Combiner 538 may weigh the pilot-based and data-based channel estimates (e.g., based on the SNRs of these channel estimates) and then combine the weighted channel estimates. Combiner 538 may also perform unweighted averaging of the pilot-based and data-based channel estimates. In any case, combiner 538 provides a channel estimate for demodulator/ decoder 524.
Base station 110 may receive uplink transmissions from multiple terminals. In an
exemplary embodiment, base station 110 processes the input samples from receiver 354 independently for each terminal, e.g., as shown in FIG. 5 or 6, to recover the uplink transmission from that terminal. In this exemplary embodiment, the uplink transmission from each terminal acts as interference to the other terminals.
In another exemplary embodiment, base station 110 recovers the uplink
transmissions using interference cancellation. In this exemplary embodiment, base station 110 processes the input samples from receiver 354 to recover the uplink transmission from


one terminal, estimates the interference due to this tenninal, and subtracts the interference from the input samples to obtain input samples for the next terminal. Base station 110 may recover the uplink transmission from each remaining terminal in the same manner. By removing the interference from terminals that are successfully decoded, higher SNRs may be achieved for terminals that are recovered later-,
FIG. 7 shows a block diagram of an RX processor 360c, which performs
interference cancellation and is yet another exemplary embodiment of RX processor 360 in FIG. 3. RX processor 360c includes despreaders 512 and 522, modulation removal units 514 and 534, channel estimation filters 516 and 536, combiner 538, demodulator/decoder 524, CRC checker 526, and encoder/modulator 528, which operate as described above for FIG. 6 except for the following differences. First, despreaders 512 and 522 receive input samples for terminal M. These input samples may or may not be the input samples from receiver 354 depending on whether or not terminal u is the first terminal being recovered. Second, channel estimation filter 516 (instead of combiner 538) provides a pilot-based channel estimate, CHPu, for terminal u to demodulator/decoder 524. Third, channel estimation filter 536 provides a data-based channel estimate, CHD«, for terminal u.
If a packet is decoded correctly for terminal u, then encoder/modulator 528
processes the decoded packet and provides regenerated data symbols for terminal u. A CDMA modulator 540 then spreads and scrambles the regenerated data symbols (and possibly pilot and control symbols) and generates output chips for terminal u. A channel emulator 542 receives the output chips from CDMA modulator 540 and a channel estimate from combiner 538, convolves the output chips with the channel estimate, and provides an interference estimate for terminal u. Channel emulator 542 simulates the effects of the wireless channel for terminal u. An interference subtraction unit 544 subtracts the interference estimate from the input samples for terminal u and provides input samples for the next terminal u +1.
In the exemplary embodiment shown in FIG. 7, the data-based channel estimate
CHDM from filter 536 is used to derive an interference estimate for terminal u. The data-based channel estimate may also be used for demodulation and decoding for terminal u in similar manner as shown in FIG. 6. For example, whenever a packet is decoded correctly, the data-based channel estimate is derived from the regenerated data symbols for this packet and used for interference estimation for the present packet as well as demodulation/ decoding for the next packet.




Combiner 538 may combine pilot-based and data-based channel estimates using
any of the criteria described above for FIG. 6 and/or other criteria applicable for interference cancellation. For example, combiner 538 may provide the pilot-based channel estimate for the first stage or the first few stages. Combiner 538 may provide the data-based channel estimate or may combine the pilot-based and data-based channel estimates for the remaining stages.
FIG. 7 shows the processing for one terminal in one stage. U terminals may be
processed sequentially in U stages, one terminal in each stage. The first stage processes the input samples from receiver 354 for the first terminal and provides input samples for the second stage. Each subsequent stage processes the input samples from a preceding stage for one terminal and provides input samples for the next stage.
The terminals may also be processed with parallel interference cancellation, hi
this case, all terminals may be processed in the first round. The interference from all terminals successfully decoded in the first round may be estimated and subtracted from the input samples. Terminals not successfully decoded in the first round may then be processed again using the interference-canceled input samples. The processing may continue until all terminals are successfully decoded or the interference from all successfully decoded terminals has been canceled. A combination of sequential and parallel interference cancellation may also be performed. In this case, the terminals may be arranged into groups, e.g., based on their SNRs. The groups may be processed sequentially, and the terminals in each group may be processed in parallel.
With interference cancellation, the SNR of each terminal is dependent on the
stage/order in which the terminal is recovered. The SNR of the first terminal may be the worst since no interference has been removed. The SNR of the next terminal may be better since the interference from the first terminal has been removed. The SNR of the last terminal may be the best since the interference from all prior terminals have been removed. In general, SNR progressively improves the later a terminal is recovered.
A large variation in SNRs may be present in the symbols used to derive channel
estimates. The large SNR variation may result from interference cancellation and/or
from using different types of symbols, e.g., pilot symbols and data symbols, for channel
estimation. The channel estimation filtering may be matched to the variation in SNRs to
obtain higher quality channel estimates.
The channel estimation filters for each terminal may be selected based on the SNR
for that terminal, which may be dependent on the stage/order in which the terminal is



recovered as well as where within the stage the filters are used. For the first terminal with the worst SNR, channel estimation filter 516 may be for low SNR, and channel estimation filter 536 may be for low or medium SNR. For each subsequent terminal, filters 516 and 536 may be for progressively higher SNR. In general, filter 516 for successively later stages may be for progressively higher SNR. Filter 536 for successively later stages may also be for progressively higher SNR. For any given stage, filter 536 may be for higher SNR than filter 516. The particular filters to use for each stage may be appropriately selected from among all channel estimation filters available for use.
The channel estimation techniques described herein may also be used for data sent
with hybrid automatic repeat request (H-ARQ). With H-ARQ, a transmitter sends one or multiple transmissions for a packet until the packet is decoded correctly by a receiver or the maximum number of transmissions has been sent for the packet. H-ARQ improves reliability for data transmission and supports rate adaptation for packets in the presence of changes in channel conditions. For a packet sent with H-ARQ, demodulator/decoder 524 may store all transmissions for the packet, combine the stored transmissions with a current transmission, and demodulate and decode the combined transmission to recover the packet. Different channel estimation filters may be used for different transmissions of a given packet, which may be associated with different SNRs.
The channel estimation techniques described herein may be used for single-input
, single-output (SISO), single-input multiple-output (SMO), multiple-input single-output (MISO), and multiple-input multiple-output (MIMO) transmissions. Single-input refers to the use of a single transmit antenna, and multiple-input refers to the use of multiple transmit antennas for data transmission. Single-output refers to the use of a single receive antenna, and multiple-output refers to the use of multiple receive antennas for data reception.
JIG. 8 shows a block diagram of a transmitter 810 and a receiver 850 for MIMO
transmission. For downlink transmission, transmitter 810 may be part of base station 110, and receiver 850 may be part of terminal 120. For uplink transmission, transmitter 810 may be part of terminal 120, and receiver 850 may be part of base station 110. Transmitter 110 is equipped with multiple 0T) transmit antennas. Receiver 850 is equipped with multiple (R) receive antennas.
At transmitter 810, a TX data processor 820 processes data packets and generates S
streams of data symbols, where 1 :£S


or across multiple streams. A TX spatial processor 822 multiplexes pilot symbols with the data symbols, performs spatial mapping on the multiplexed symbols, and provides T output chip streams to T transmitters 824a through 824t. Each transmitter 824 processes its output chip stream and generates a modulated signal. T modulated signals from transmitters 824a through 824t are transmitted from antennas 826a through 826t, respectively.
' At receiver 850, R antennas 852a through 852r receive the modulated signals from transmitter 810, and each antenna 852 provides a received signal to a respective receiver 854. Each receiver 854 processes its received signal and provides input samples. Within an RX processor 860, an RX spatial processor 862 performs MIMO detection on the input samples and provides detected symbols. An RX data processor 864 further processes (e.g., deinterleaves and decodes) the detected symbols and provides decoded packets.
Controllers/processors 830 and 870 control the operation at transmitter 810 and
receiver 850, respectively. Memories 832 and 872 store data and program codes for transmitter 810 and receiver 850, respectively.
FIG. 9 shows a block diagram of an RX processor 860a, which is an exemplary
embodiment of RX processor 860 in FIG. 8. RX processor 860a recovers the transmissions from transmitter 810 with successive interference cancellation (SIC).
For the first stage 910a, a channel estimator 912a derives a channel estimate CHI,
e.g., based on pilot symbols. A MIMO detectors 914a performs MIMO detection on the
R streams of input samples from receivers 854a through 854r and provides detected
symbols Dl for the first data stream being recovered. MIMO detectors 914a may
implement zero-forcing (ZF), minimum mean square error (MMSE), or some other
MIMO detection scheme. A demodulator/decoder 916a demodulates, deinterleaves and
decodes the detected symbols to obtain a decoded packet and further determines whether
the packet is decoded correctly or in error.
If the packet is decoded correctly, then an encoder/modulator 918a encodes,
interleaves and modulates the packet to regenerate the data symbols. A channel estimator 924a derives a data-based channel estimate CHD1 based on the regenerated data symbols and the detected symbols Dl. A combiner 926a selectively combines the channel estimate CHI from channel estimator 912a and the data-based channel estimate CHD1 from channel estimator 924a and provides a channel estimate CH2. An interference estimator 920a estimates the interference due to the decoded packet based on the regenerated data symbols and the channel estimate CH2. An interference subtraction unit




922a subtracts the interference estimate from the input samples and provides input samples for the next stage.
Each subsequent stage may perform processing on the input samples for that stage
with the channel estimate from the prior stage, in similar manner as the first stage. Each stage provides input samples and channel estimate for the next stage.
The SNR generally improves for later stages. Different channel estimation filters
may be used for channel estimators 912 and/or 924 in different stages and may be selected based on the SNRs for these stages. In general, filter 924 for successively later stages may be for progressively higher SNR. The particular filter to use for each stage may be appropriately selected from among all channel estimation filters available for use.
BIG. 10 shows an exemplary embodiment of a process 1000 for recovering a
signal with a selectable channel estimation filter. A filter selection metric is determined for a signal to be recovered (block 1012). The filter selection metric may be determined based on whether pilot symbols or data symbols are used to derive a channel estimate, a traffic-to-pilot ratio for die signal, an order in which the signal is recovered among multiple signals to be recovered, an SNR of the signal, mobility, and/or other information. A channel estimation filter is selected based on the filter selection metric (block 1014). Multiple channel estimation filters with different lengths and/or frequency responses may be available, e.g., for different SNR ranges. A suitable channel estimation filter may be selected, e.g., based on the SNR explicitly or implicitly indicated by the filter selection metric. A channel estimate is derived with the selected channel estimation filter (block 1016). The signal is then recovered with the channel estimate (block 1018).
FIG. 11 shows an exemplary embodiment of a process 1100 for recovering a
signal with different channel estimates. A first channel estimate is derived based on pilot symbols and with a first channel estimation filter (block 1112). A first packet is recovered with the first channel estimate (block 1114). Data symbols for the first packet are regenerated (block 1116). A second channel estimate is derived based on the data symbols and with a second channel estimation filter (block 1118). A third channel estimate is obtained based on the first and second channel estimates (block 1120). The second channel estimate may be provided as the third channel estimate, e.g., if the quality of the second channel estimate exceeds the quality of the first channel estimate by a predetermined amount, which may be determined by a traffic-to-pilot ratio. The first and second channel estimates may also be combined, with or without weighting, and provided



as the third channel estimate. In any case, a second packet is recovered with the third channel estimate (block 1122).
FIG. 12 shows an exemplary embodiment of a process 1200 for recovering
multiple signals. A first channel estimate is derived with a first channel estimation filter having a first filter response (block 1212). A first signal is recovered with the first channel estimate (block 1214). Interference due to the first signal is estimated (block 1216) and removed (block 1218). A second channel estimate is derived with a second channel estimation filter having a second filter response that is different from the first filter response (block 1220). A second signal is recovered with the second channel estimate (block 1222).
For block 1216, the first signal may be regenerated. A third channel estimate may
be derived based on the regenerated first signal and with a third channel estimation filter having a third filter response that is different from the first filter response. A fourth channel estimate may be obtained based on the first and third channel estimates, e.g., by (1) combining the first and third channel estimates if a traffic-to-pilot ratio is within a particular range or (2) providing the first or third channel estimate as the fourth channel estimate otherwise. The interference due to the first signal may be derived with the fourth channel estimate.
Additional signals may be recovered in similar manner as the second signal. The
signals may be from different transmitters, e.g., different terminals. The signals may also correspond to different data streams in a MIMO transmission.
Those of skill in the art would understand that information and signals may be
represented using any of a variety of different technologies and techniques. For example, data, instructions, commands, information, signals, bits, symbols, and chips that may be referenced throughout the above description may be represented by voltages, currents, electromagnetic waves, magnetic fields or particles, optical fields or particles, or any combination thereof.
Those of skill would further appreciate that the various illustrative logical blocks,
modules, circuits, and algorithm steps described in connection with the exemplary embodiments disclosed herein may be implemented as electronic hardware, computer software, or combinations of both. To clearly illustrate this interchangeability of hardware and software, various illustrative components, blocks, modules, circuits, and steps have been described above generally in terms of their functionality. Whether such functionality is implemented as hardware or software depends upon the particular


application and design constraints imposed on the overall system. Skilled artisans may
implement the described functionality in varying ways for each particular application, but
such implementation decisions should not be interpreted as causing a departure from the
scope of the present invention.
The various illustrative logical blocks, modules, and circuits described in
connection with the exemplary embodiments disclosed herein may be implemented or
performed with a general-purpose processor, a digital signal processor (DSP), an
application specific integrated circuit (ASIC), a field programmable gate array (FPGA) or
other programmable logic device, discrete gate or transistor logic, discrete hardware
components, or any combination thereof designed to perform the functions described
herein. A general-purpose processor may be a microprocessor, but in the alternative, the
processor may be any conventional processor, controller, microcontroller, or state
machine. A processor may also be implemented as a combination of computing devices,
e.g., a combination of a DSP and a microprocessor, a plurality of microprocessors, one or
more microprocessors in conjunction with a DSP core, or any other such configuration.
The steps of a method or algorithm described in connection with the exemplary
embodiments disclosed herein may be embodied directly in hardware, in a software module executed by a processor, or in a combination of the two. A software module may reside in RAM memory, flash memory, ROM memory, EPROM memory, EEPROM
memory, registers, hard disk, a removable disk, a CD-ROM, or any other form of storage medium known in the art. An exemplary storage medium is in communication with (e.g., coupled to) the processor such that the processor can read information from, and write information to, the storage medium. In the alternative, the storage medium may be integral to the processor. The processor and the storage medium may reside in an ASIC. The ASIC may reside in a user terminal. In the alternative, the processor and the storage
. medium may reside as discrete components in a user terminal The previous description of the disclosed exemplary embodiments is provided to enable any person skilled in the art to make or use the present invention. Various . modifications to these exemplary embodiments will be readily apparent to those skilled in the art, and the generic principles defined herein may be applied to other exemplary embodiments without departing from the spirit or scope of the invention. Thus, the present invention is not intended to be limited to the exemplary embodiments shown herein but is to be accorded the widest scope consistent with the principles and novel features disclosed herein.



WE CLAIM
1. An apparatus comprising:
at least one processor to determine a filter selection metric for a signal to be recovered, to select a channel estimation filter based on the filter selection metric, and to derive a channel estimate with the selected channel estimation filter; and
a memory in communication with the at least one processor.
2. The apparatus of claim 1, wherein the at least one processor recovers the signal with the channel estimate.
3. The apparatus of claim 1, wherein the filter selection metric indicates whether pilot symbols or data symbols are used to derive the channel estimate.
4. The apparatus of claim 1, wherein the filter selection metric comprises a traffic-to-pilot ratio for the signal.
5. The apparatus of claim 1, wherein the filter selection metric indicates an order in which the signal is recovered among a plurality of signals to be recovered.
6. The apparatus of claim 1, wherein the filter selection metric indicates a signal-to-noise ratio (SNR) of the signal.
7. The apparatus of claim 1, wherein the at least one processor selects the channel estimation filter from among a plurality of channel estimation filters having different lengths.
8. The apparatus of claim 1, wherein the at least one processor selects the
channel estimation filter from among a plurality of channel estimation filters having
different filter responses.




9. The apparatus of claim 1, wherein the at least one processor selects a first channel estimation filter if the filter selection metric indicates a signal-to-noise ratio (SNR) within a first range of SNRs, and selects a second channel estimation filter if the filter selection metric indicates a SNR within a second range of SNRs.
10. A method comprising:
determining a filter selection metric for a signal to be recovered; selecting a channel estimation filter based on the filter selection metric; and deriving a channel estimate with the selected channel estimation filter.
11. The method of claim 10, further comprising:
recovering the signal with the channel estimate.
12. The method of claim 10, wherein the determining the filter selection
metric comprises
determining the filter selection metric based on whether pilot symbols or data symbols are used to derive the channel estimate, a traffic-to-pilot ratio for the signal, an order in which the signal is recovered among a plurality of signals to be recovered, a signal-to-noise ratio (SNR) of the signal, or a combination thereof.
13. An apparatus comprising:
means for determining a filter selection metric for a signal to be recovered;
means for selecting a channel estimation filter based on the filter selection metric; and
means for deriving a channel estimate with the selected channel estimation filter.
14. The apparatus of claim 13, further comprising:
means for recovering the signal with the channel estimate.
15. The apparatus of claim 13, wherein the means for determining the filter
selection metric comprises
means for determining the filter selection metric based on whether pilot symbols or data symbols are used to derive the channel estimate, a traffic-to-pilot ratio for the signal, an order in which the signal is recovered among a plurality of signals to be recovered, a signal-to-noise ratio (SNR) of the signal, or a combination thereof.



16. An apparatus comprising:
at least one processor to derive a first channel estimate based on pilot symbols and with a first channel estimation filter, to recover a first packet with the first channel estimate, to regenerate data symbols for the first packet, to derive a second channel estimate based on the data symbols and with a second channel estimation filter, to obtain a third channel estimate based on the first and second channel estimates, and to recover a second packet with the third channel estimate; and
a memory in communication with the at least one processor.
17. The apparatus of claim 16, wherein the at least one processor provides the second channel estimate as the third channel estimate if quality of the second channel estimate exceeds quality of the first channel estimate by a predetermined amount.
18. The apparatus of claim 17, wherein the at least one processor determines whether the quality of the second channel estimate exceeds the quality of the first channel estimate by the predetermined amount based on a traffic-to-pilot ratio.
19. The apparatus of claim 16, wherein the at least one processor combines the first and second channel estimates to obtain the third channel estimate.
20. The apparatus of claim 16, wherein the at least one processor weighs the first channel estimate with a first weight determined by quality of the first channel estimate, weighs the second channel estimate with a second weight determined by quality of the second channel estimate, and combines weighted first and second channel estimates to obtain the third channel estimate.
21. A method comprising:
deriving a first channel estimate based on pilot symbols and with a first channel estimation filter;
recovering a first packet with the first channel estimate;
regenerating data symbols for the first packet;
deriving a second channel estimate based on the data symbols and with a second channel estimation filter;



obtaining a third channel estimate based on the first and second channel estimates; and recovering a second packet with the third channel estimate.
22. The method of claim 21, wherein the obtaining the third channel estimate comprises providing the second channel estimate as the third channel estimate if quality of the second channel estimate exceeds quality of the first channel estimate by a predetermined amount.
23. The method of claim 21, wherein the obtaining the third channel estimate comprises combining the first and second channel estimates to obtain the third channel estimate.
24. An apparatus comprising:
means for deriving a first channel estimate based on pilot symbols and with a first channel estimation filter;
means for recovering a first packet with the first channel estimate;
means for regenerating data symbols for the first packet;
means for deriving a second channel estimate based on the data symbols and with a second channel estimation filter;
means for obtaining a third channel estimate based on the first and second channel estimates; and
means for recovering a second packet with the third channel estimate.
25. The apparatus of claim 24, wherein the means for obtaining the third
. channel estimate comprises means for providing the second channel estimate as the third
channel estimate if quality of the second channel estimate exceeds quality of the first channel estimate by a predetermined amount.
26. The apparatus of claim 24, wherein the means for obtaining the third channel estimate comprises means for combining the first and second channel estimates to obtain the third channel estimate.
27. An apparatus comprising:



at least one processor to derive a first channel estimate with a first channel estimation filter having a first filter response, to recover a first signal with the first channel estimate, to estimate interference due to the first signal, to remove the interference due to the first signal, to derive a second channel estimate with a second channel estimation filter having a second filter response different from the first filter response, and to recover a second signal with the second channel estimate; and
a memory in communication with the at least one processor.
28. The apparatus of claim 27, wherein the at least one processor regenerates the first signal after recovering the first signal, derives a third channel estimate based on the regenerated first signal and with a third channel estimation filter having a third filter response different from the first filter response, obtains a fourth channel estimate based on the first and third channel estimates, and estimates the interference due to the first signal with the fourth channel estimate.
29. The apparatus of claim 28, wherein the at least one processor combines the first and third channel estimates to obtain the fourth channel estimate if a traffic to pilot ratio is within a particular range, and provides the first channel estimate or the third channel estimate as the fourth channel estimate if the traffic to pilot ratio is outside the particular range.
30. The apparatus of claim 27, wherein the at least one processor estimates interference due to the second signal, removes the interference due to the second signal, derives a third channel estimate with a third channel estimation filter having a third filter response different from the first filter response, and recovers a third signal with the third channel estimate.
31. The apparatus of claim 27, wherein the first and second signals are from two terminals.
32. The apparatus of claim 27, wherein the first and second signals are for a multiple-input multiple-output (MEMO) transmission.
33. A method comprising:




deriving a first channel estimate with a first channel estimation filter having a first filter response;
recovering a first signal with the first channel estimate;
estimating interference due to the first signal;
removing the interference due to the first signal;
deriving a second channel estimate with a second channel estimation filter having a second filter response different from the first filter response; and
recovering a second signal with the second channel estimate.
34. The method of claim 33, further comprising:
regenerating the first signal after recovering the first signal;
deriving a third channel estimate based on the regenerated first signal and with a third channel estimation filter having a third filter response different from the first filter response;
obtaining a fourth channel estimate based on the first and third channel estimates; and estimating the interference due to the first signal with the fourth channel estimate.
35. The method of claim 34, wherein the obtaining the fourth channel estimate
comprises
combining the first and third channel estimates to obtain the fourth channel estimate if a traffic to pilot ratio is within a particular range, and
providing the first channel estimate or the third channel estimate as the fourth channel estimate if the traffic to pilot ratio is outside the particular range.



36. An apparatus comprising:
means for deriving a first channel estimate with a first channel estimation filter having a first filter response;
means for recovering a first signal with the first channel estimate;
means for estimating interference due to the first signal;
means for removing the interference due to the first signal;
means for deriving a second channel estimate with a second channel estimation filter having a second filter response different from the first filter response; and
means for recovering a second signal with the second channel estimate.
37. The apparatus of claim 36, further comprising:
means for regenerating the first signal after recovering the first signal;
means for deriving a third channel estimate based on the regenerated first signal and with a third channel estimation filter having a third filter response different from the first filter response;
means for obtaining a fourth channel estimate based on the first and third channel estimates; and
means for estimating the interference due to the first signal with the fourth channel estimate.
38. The apparatus of claim 37, wherein the means for obtaining the fourth
channel estimate comprises
means for combining the first and third channel estimates to obtain the fourth channel estimate if a traffic to pilot ratio is within a particular range, and
means for providing the first channel estimate or the third channel estimate as the fourth channel estimate if the traffic to pilot ratio is outside the particular range.





Abstract
Techniques for deriving channel estimates with different channel estimation filters are described. In one scheme, a filter selection metric is determined for a signal to be recovered, a channel estimation filter is selected based on the filter selection metric, and a channel estimate is derived with the selected channel estimation filter. In another scheme, a first channel estimate is derived with a first channel estimation filter having a first filter response, a first signal is recovered with the first channel estimate, and interference due to the first signal is estimated and removed. A second channel estimate is derived with a second channel estimation filter having a second filter response that is different from the first filter response.


Documents:

434-MUMNP-2008-ABSTRACT(12-7-2012).pdf

434-MUMNP-2008-ABSTRACT(5-9-2013).pdf

434-mumnp-2008-abstract.doc

434-mumnp-2008-abstract.pdf

434-MUMNP-2008-ANNEXURE A(12-7-2012).pdf

434-MUMNP-2008-ANNEXURE B(12-7-2012).pdf

434-MUMNP-2008-CLAIMS(AMENDED)-(12-7-2012).pdf

434-MUMNP-2008-CLAIMS(AMENDED)-(5-9-2013).pdf

434-MUMNP-2008-CLAIMS(MARKED COPY)-(12-7-2012).pdf

434-MUMNP-2008-CLAIMS(MARKED COPY)-(5-9-2013).pdf

434-mumnp-2008-claims.doc

434-mumnp-2008-claims.pdf

434-MUMNP-2008-CORRESPONDENCE(19-4-2013).pdf

434-MUMNP-2008-CORRESPONDENCE(21-8-2008).pdf

434-mumnp-2008-correspondence(30-5-2008).pdf

434-MUMNP-2008-CORRESPONDENCE(31-8-2012).pdf

434-mumnp-2008-correspondence-others.pdf

434-mumnp-2008-correspondence-received.pdf

434-mumnp-2008-description (complete).pdf

434-MUMNP-2008-DRAWING(12-7-2012).pdf

434-MUMNP-2008-DRAWING(5-9-2013).pdf

434-mumnp-2008-drawings.pdf

434-MUMNP-2008-EP DOCUMENT(12-7-2012).pdf

434-MUMNP-2008-FORM 1(31-8-2012).pdf

434-MUMNP-2008-FORM 13(31-8-2012).pdf

434-mumnp-2008-form 2(title page)-(7-3-2008).pdf

434-MUMNP-2008-FORM 26(12-7-2012).pdf

434-MUMNP-2008-FORM 26(5-9-2013).pdf

434-MUMNP-2008-FORM 3(12-7-2012).pdf

434-MUMNP-2008-FORM 3(21-8-2008).pdf

434-mumnp-2008-form 3(7-3-2008).pdf

434-mumnp-2008-form-1.pdf

434-mumnp-2008-form-18.pdf

434-mumnp-2008-form-2.doc

434-mumnp-2008-form-2.pdf

434-mumnp-2008-form-3.pdf

434-mumnp-2008-form-5.pdf

434-mumnp-2008-form-pct-ib-304.pdf

434-mumnp-2008-form-pct-ib-373.pdf

434-mumnp-2008-form-pct-isa-237.pdf

434-mumnp-2008-form-pct-separate sheet-237.pdf

434-mumnp-2008-pct-search report.pdf

434-MUMNP-2008-PETITION UNDER RULE 137(12-7-2012).pdf

434-MUMNP-2008-REPLY TO EXAMINATION REPORT(12-7-2012).pdf

434-MUMNP-2008-REPLY TO HEARING(5-9-2013).pdf

434-MUMNP-2008-US DOCUMENT(12-7-2012).pdf

434-mumnp-2008-wo international publication report(7-3-2008).pdf

abstract1.jpg


Patent Number 257290
Indian Patent Application Number 434/MUMNP/2008
PG Journal Number 39/2013
Publication Date 27-Sep-2013
Grant Date 20-Sep-2013
Date of Filing 07-Mar-2008
Name of Patentee QUALCOMM INCORPORATED
Applicant Address 5775 MOREHOUSE DRIVE, SAN DIEGO, CALIFORNIA 92121-1714
Inventors:
# Inventor's Name Inventor's Address
1 LUO, TAO 7665 PALMILLA DRIVE, #5417, SAN DIEGO, CALIFORNIA 92122
2 DAMNJANOVIC, ALEKSANDAR 14256 PINEWOOD DRIVE, DEL MAR, CALIFORNIA 92014
3 MALLADI, DURGA, PRASAD 11983 BRIARLEAF WAY, SAN DIEGO, CALIFORNIA 92128
PCT International Classification Number H04L25/02,H04B1/707
PCT International Application Number PCT/US2006/031405
PCT International Filing date 2006-08-10
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/707,673 2005-08-12 U.S.A.
2 11/492,605 2006-07-24 U.S.A.