Title of Invention

APPARATUS AND METHOD FOR CHECKING LUMINESCENT VALUE DOCUMENTS

Abstract The invention relates to a method and apparatus (1) for checking luminescent value documents (BN), in particular bank notes, with a luminescence sensor (12). The value document to be checked is irradiated to excite luminescence radiation, and the luminescence radiation emanating from the value document is detected with spectral resolution. Since the value document (BN) to be checked transported past the luminescence sensor (12) in the transport direction (T) and is illuminated with an illumination area (35) which extends in the transport direction (T), an effective measurement is possible even of value documents that emit very little luminescence radiation.
Full Text

[001] This invention relates to an apparatus and method for checking in particular
luminescent value documents wherein the value document is irradiated with light and
the luminescence radiation emanating from the value document is detected with
spectral resolution.
[002] Such luminescent value documents can be e.g. bank notes, checks, coupons
or chip cards. Although not restricted thereto, the present invention deals primarily
with the check of bank notes. The latter typically contain in the paper or printing ink a
feature substance or a mixture of a plurality of feature substances that show
luminescence behavior, e.g. that fluoresce or phosphoresce.
[003] There are a number of known systems for checking the authenticity of such
value documents. One system is known for example from DE 23 66 217 C2. In this
system, to check the authenticity of a bank note, i.e. check specifically whether a
fluorescent feature substance is actually present in a bank note to be checked, the latter
is irradiated obliquely and the perpendicularly remitted fluorescence radiation detected
with spectral resolution using an interference filter. Evaluation is done by comparing
the signals from different photocells of the spectrometer.
[004] This system works very reliably in most cases. However, there is a need for
a luminescence sensor that has a more compact construction and can still check
reliably enough at very low intensities of the luminescence radiation to be detected.

DE 101 27 837 Al discloses an apparatus and method for checking
documents, particularly documents of value, passports and security
documents. The apparatus comprises at least one excitation device for
excitation of luminescence light in or on a document of value to be
checked and at least two detector units for capturing at least a part of the
luminescence light emitted by the document. The problems with regard to
the safe capturing of the luminescence radiation arising from the high
transport speed are not mentioned in this reference. It follows that, in
particular an illumination area, which is longer in the transport direction
than in the direction perpendicular to the transport direction, is not
disclosed.
EP 1 158 459 Al describes a method and an apparatus for checking the
authenticity of a feature. In particular, the time-dependent course of the
intensity of luminescence radiation of a luminescent feature is used for the
authenticity checking. More precisely, a luminescent feature is excited
with at least on excitation pulse of at least one excitation source and
emission intensity values of the radiation emitted by the luminescent
feature in response to the emission pulse are measured within time
intervals. Then, an intensity-time-emission-function of the emission
intensity values is determined. This function is compared to at least one
reference intensity-time-emission-function, wherein the two emission
functions are normalized before the comparison. The problems with regard
to the safe capturing of the luminescence radiation arising from the high
transport speed are only mentioned as far as a special sensor is described
that allows an exceptionally fast readout of intensity values. It follows
that, in particular an illumination area, which is longer in the transport
direction than in the direction perpendicular to the transport direction, is
not disclosed by this reference.
US 6 061 121 relates to a remission sensor
[005] On these premises it is a problem of the present invention to provide an
apparatus and method for checking luminescent value documents that permit a reliable
check with a compact luminescence sensor.
[006] This problem is solved by the independent claims. The dependent claims and
the following description explain preferred embodiments.


[007] Since the value document to be checked transported past the luminescence sensor
in a transport direction is illuminated with an illumination area extending in the transport
direction, it is also possible to effectively measure value documents that emit very little
luminescence radiation. This substantially improves in particular the measurement of
phosphorescence radiation.
[008] It is specially emphasized that the features of the dependent claims and the
embodiments stated in the following description can be used advantageously in combination
or also independently of each other and of the subject matter of the main claims, e.g. also in
apparatuses that do not produce an illumination area extending in the transport direction or
that perform a measurement of radiation other than luminescence radiation.
Accordingly, the present invention provides an apparatus for enabling fast and reliable
checking of luminescent value documents transported at high speed, comprising a
luminescence radiation exciting light source and a luminescence sensor arranged to detect
with spectral resolution luminescence radiation excited by the light source emanating from a
value document illuminated by the light source, characterized in that said light source
produces on the value document when the document is transported in a transport direction
past the luminescence sensor an illumination area extending in the transport direction, and in
that the extension of the illumination area in the transport direction is at least twice as long as
the extension perpendicular to the transport direction.
The present invention also provides a method for enabling fast and reliable checking of
luminescent value documents transported at high speed with a luminescence sensor,
characterized in that the value document to be checked is irradiated to excite luminescence
radiation and the luminescence radiation emanating from the value document is detected with
spectral resolution, comprising the steps of: transporting the value document to be checked
past the luminescence sensor in a transport direction, and illuminating the document with an
illumination area which extends in the transport direction, and in that the extension of the
illumination area in the transport direction is at least twice as long as the extension
perpendicular to the transport direction.

[009] Further advantages of the present invention will hereinafter be explained more
closely by way of example with reference to the accompanying drawings. The figures are
described as follows:
Fig. 1 a schematic view of a bank note sorting apparatus;
Fig. 2 a schematic side view of the inside of an inventive luminescence sensor that can
be used in the bank note sorting apparatus according to Fig. 1;
Fig. 3 components of the luminescence sensor of Fig. 2 in a top view;
Fig. 4 a schematic side view of the inside of an alternative inventive luminescence
sensor that can be used in the bank note sorting apparatus according to Fig. 1;
Fig. 5 a schematic view of a bank note to explain the use of the luminescence sensor of
Figs. 2 and 3;
Fig. 6 a view from above of an example of a detector row for use in the luminescence
sensor of Fig. 2;
Fig. 7 a view from above of a further example of a detector row for use in the
luminescence sensor of Fig. 2;

Fig. 8 a cross-sectional view along the line I-I in Fig. 7;
Fig. 9 a schematic representation for the readout of data from a detector row of the
luminescence sensor of Fig. 2 or Fig. 4;
Fig. 10 a schematic side view of the inside of an alternative inventive luminescence
sensor;
Fig. 11 a schematic view of an inventive luminescence sensor with an external light
source;
Fig. 12 a schematic view of a part of a further inventive luminescence sensor; and
Fig. 13 a schematic view of a detector part of yet another inventive luminescence
sensor.
[0010] The inventive apparatuses can be used in all kinds of apparatuses for check-
ing optical radiation, in particular luminescence radiation. Although not re-
stricted thereto the followig description will relate to the preferred variant
of checking bank notes in bank note processing apparatuses that can be used
for example for counting and/or sorting and/or denositiup and/or dispensing
bank notes.
[0011] Fig. 1 shows such a bank note sorting apparatus 1 in exemplary fashion. The
bank note sorting apparatus 1 has in a housing 2 an input pocket 3 for bank
notes BN to which bank notes BN to be processed can cither be manually fed
from outside or bank-note bundles can be automatically supplied, optionally
after debanding. The bank notes BN fed to the input pocket 3 are removed
singly from the stack by a singler 4 and transported through a sensor device 6
by means of a transport device 5. The sensor device 6 can have one or more
sensor modules integrated in a common housing or mounted in separate
housings. The sensor modules can be used e.g. for checking the authenticity
and/or state and/or nominal value of the checked bank notes BN. After run-
ning through the sensor device 6 the checked bank notes BN are then sorted
in dependence on the check results of the sensor uevice 6 anu given sorting

criteria and output via gates 7 and associated spiral slot stackers 8 into output
pockets 9 from which they can be either removed manually or carried off au-
tomatically, optionally after banding or packaging. A shredder 10 can also be
provided for destroying bank notes BN classified as authentic and no longer
fit for circulation. The control of the bank note sorting apparatus 1 is effect-
ed by means of a computer-aided control unit 11.
[0012] As mentioned above, the sensor device 6 can have different sensor modules.
The sensor device 6 is characterized in particular by a sensor module 12 for
checking luminescence radiation, to be referred to hereinafter for short as lu-
minescence sensor 12. Fig. 2 illustrates in a schematic cross-sectional view
the inner structure and the arrangement of the optical components of a lumi-
nescence sensor 12 with a particularly compact design according to an em-
bodiment of the present invention. Fig. 3 moreover shows a top view of a
part of said components located inside the luminescence sensor 12. Said lu-
minescence sensor 12 is of particularly compact design and optimized with
[0013] The luminescence sensor 12 specifically has in a common housing 13 both
one or more light sources 14 for exciting luminescence radiation, and a de-
tector 30, preferably a spectrometer 30, for spectrally decomposed detection
of the luminescence light. The housing 13 is sealed in such a way that unau-
thorized access to the components contained therein is not possible without
damaging the housing 13.
[0014] The light source 14 can be e.g. an LED, but preferably a laser light source
such as a laser diode 14. The laser diode 14 can emit one or more different
wavelengths or wavelength ranges. If a plurality of different wavelengths or
wavelength ranges are used, it can also be provided that the same light
source housing or separate light source housings, i.e. separate light source
modules, contain a plurality of light sources 14 for different wavelengths or
wavelength ranges which are disposed e.g. side by side and preferably radi-

ate parallel light which can be projected onto the same place or adjacent
places on the bank note BN.
[0015] If the light sources 14 can emit light of a plurality of different wavelengths
or wavelength ranges, it can be provided that the individual wavelengths or
wavelength ranges are activable selectively.
[0016] A further variant will be described hereinafter with reference to Fig. 4.
[0017] The light emanating from the laser diode 14 is radiated by means of an imag-
ing optic 15, 16, 17 onto a bank note to be checked. The imaging optic com-
prises a collimator lens 15, a deflection mirror as a beam splitter 16, in par-
ticular a dichroic beam splitter 16, which deflects by 90° the laser beam ema-
nating from the laser diode 14 and shaped by the collimator lens 15, and a
condenser lens 17 with a large angle of beam spread which images the de-
flected laser beam through a front glass 18 preferably perpendicularly onto
the bank note BN to be checked transported past in the direction T by means
of the transport system 5, thereby exciting the bank note BN to emit lumines-
cence radiation.
[0018] With the help of the spectrometer 30 the luminescence radiation emanating
from the illuminated bank note BN is then preferably detected likewise per-
pendicularly, i.e. coaxially to the excitation light. This leads to a lower inter-
ference sensitivity through orientation tolerances of the transported bank
notes BN on the measurements than in the case of oblique illumination e.g.
according to DE 23 66 274 C2.
[0019] The optic for imaging the luminescence radiation onto a photosensitive de-
tector unit 21 likewise comprises the front glass 18, the condenser lens 17
and the mirror 16 at least partly transparent to the luminescence radiation to
be measured. Moreover, the optic subsequently has a further condenser lens
19 with a large opening, a following filter 20 designed to block the illumina-
tion wavelength of the light source 14 and other wavelengths not to be mea-
sured, and a deflection mirror 23. The deflection mirror 23 serves to fold the

beam path and deflect the luminescence radiation to be measured onto an
imaging grating 24 or another device for spectral decomposition 24. The de-
flection mirror is advantageously mounted parallel or almost parallel to the
focal plane of the spectrometer (angle ture as possible. The imaging grating 24 has a wavelength dispersing ele-
ment with a concave mirror 26 which preferably images the first-order or mi-
nus first-order luminescence radiation onto the detector unit 21. Higher or-
ders can also be imaged, however. The detector unit 21 preferably has a de-
tector row 22 comprising a plurality of photosensitive pixels, i.e. image
points, disposed in a row, as described hereinafter by way of example e.g.
with respect to Figure 6 or 7.
The shape of the illumination area allows a longer illumination time for the luminescent area,
while at the same time the resolution in a direction transverse to the transport direction
remains unchanged. Due to extended illumination, luminescence radiation is generated over a
longer time period and can be captured by the respective sensor in an integrating manner.
[0020] The entrance slit of the spectrometer 30 is marked in Fig. 2 by the reference
sign AS. The entrance slit AS can be present in the housing 13 in the form of
an aperture AS in the beam path. However, it is also possible that there is no
aperture present at this point, but only a "virtual" entrance slit AS which is
given by the iiiumination track of the light source 14 on the bank note BN.
The latter variant leads to higher light intensities, but can also lead to an un-
desirable greater sensitivity to ambient light or scattered light.
[0021] In a further embodiment, the deflection mirror 23 is so placed with respect to
the imaging grating 24 that the entrance slit AS falls on the area of the de-
flection mirror 23. Since this makes the beam cross section of the radiation
to be deflected particularly small on the deflection mirror 23, the deflection
mirror 23 itself can also have particularly small dimensions. If the deflection
mirror 23 is a component of the detector unit 21, the deflection mirror 23 can
thus be mounted not only above the photosensitive areas of the detector unit
21, according to Figure 2, but also beside mem.
[0022] It is a special idea of the present invention that the light source 14 for excit-
ing luminescence radiation produces an elongate illumination area 35 ex-
tending in the transport direction T on the bank note BN to be checked.

[0023] This variant has the advantage that the luminescent, in particular phospho-
rescent, feature substances usually present in the bank notes BN only in very
low concentrations are pumped up longer by the illumination area extending
in the transport direction during transport past the luminescence sensor 12,
thereby increasing in particular the radiation intensity of the persistent phos-
phorescent feature substances.
[0024] Fig. 5 illustrates an associated instantaneous view. An elongate illumination
area 35 extending in the transport direction T can be understood to mean that
the illumination radiation irradiates at a given moment an area of any form,
in particular a rectangular track, on the bank note that is significantly larger
in the transport direction T than perpendicular to the transport direction T.
Preferably, the extension of the illumination area 35 in the transport direction
T will be at least twice, particularly preferably at least three times, four times
or five times, as long as the extension perpendicular to the transport direction
T.
[0025] Fig. 5 illustrates with a different hatching likewise the image area 36, i.e. the
entrance pupil 36 of the spectrometer 30, i.e. that area of the bank note BN
that is imaged onto the spectrometer 30 at the given moment according to the
dimensions of the entrance slit AS. It can be recognized that the length and
width of the entrance pupil 36 of the spectrometer 30 are preferably smaller
than the corresponding dimensions of the illumination area 35 of the laser
diode 14. This permits greater alignment tolerances for the individual sensor
components.
[0026] Further, the instantaneous view of Fig. 5 shows the case that the illumination
area 35 extends substantially further in the transport direction T than against
the transport direction T in comparison with the image area 36. This is par-
ticularly advantageous tor utilizing me increased pump-up effect. However,
it can alternatively also be provided that the illumination area 35 and the im-
age area 36 overlap only partly in the transport direction T. If the image area
36 is disposed symmetrically, i.e. in the middle of the illumination area 35,

however, the luminescence sensor 6 can be transported both in apparatuses 1
in which bank notes BN are transported in the transport direction T shown
and in apparatuses 1 in which bank notes BN are transported in the opposite
direction -T.
[0027] According to a further special idea of the present invention, different detec-
tor units 21, 27 are used for detecting the luminescence radiation, in particu-
lar the luminescence radiation emanating from the device for spectral de-
composition 24, e.g. the imaging grating 24. Thus, it is possible to provide
on or before the further detector unit 27 e.g. a filter for measuring only in
one or more given wavelengths or wavelength ranges, whereby the measur-
able spectral ranges of the different detector units 21,27 preferably differ
and e.g. overlap only partly or not at all. It is emphasized that a plurality of
further detector units 27 can also be present that measure in different wave-
lengths or wavelength ranges. The plurality of further detector units 27 can
be spaced apart or also be present in a sandwich structure, as described by
way of example in DE 101 27 837 Al.
[0028] While the one detector unit 21, i.e. specifically the detector row 22, is de-
signed for spectrally resolved measurement of the luminescence radiation of
the bank note BN, the at least one further detector unit 27 can thus be used to
perform at least one other measurement of the luminescence radiation, such
as additionally or alternatively a measurement of the broadband, spectrally
unresolved zeroth order of the spectrometer 30 and/or the decay behavior of
the luminescence radiation.
[0029] Further, the further detector unit 27 can also be designed to check another
optical property of the at least one feature substance of the bank note BN.
This can be done e.g. by the stated measurements at other wavelengths or
wavelength ranges. Preferably, the further detector unit 27 can also be de-
signed to check another feature substance of the bank note BN. Thus, e.g, the
detector row 22 can be designed for measuring the optical properties of a
first feature substance of the bank note BN, and the further detector unit 27

for measuring another feature substance of the bank note BN, in particular
also in a different spectral range from the detector row 22. The detectors 22,
27 will preferably have filters for suppressing undesirable scattered light or
higher-order light during measurement.
[0030] As can be recognized in the plan view of Fig. 3, said further detector unit 27,
in particular when designed for measuring the zeroth order of the spectrome-
ter 30, can be disposed on a tilt with respect to the imaging grating 24 and
the detector row 22 to avoid a disturbing re-reflection onto the concave mir-
ror 26. In this case, a radiation-absorptive light trap, such as a black colored
area, can additionally be present at the end of the beam path of the radiation
emanating from the further detector unit 27.
[0031] For calibration and functional testing of the luminescence sensor 12, a refer-
ence sample 32 with one or more luminescent feature substances can further
be provided, which can have an identical or different chemical composition
to the luminescent feature substances to be checked in the bank notes BN. As
shown in Fig. 2, said reference sample 32 can be integrated in the housing 13
itself and applied e.g. as a foil 32 to a further light source (LED 31) which is
disposed opposite the laser diode 14 with respect to the beam splitter 16. The
reference sample 32 can instead e.g. also be a separate component between
LED 31 and angular mirror 16. For calibration e.g. in the pauses between
two bank note measuring cycles of the luminescence sensor 12 the reference
sample 32 can then be excited by irradiation by means of the LED 31 to emit
a defined luminescence radiation which is imaged onto the detector row 22
by parasitic reflection on the dichroic beam splitter 16 and evaluated.
[0032] For intensity calibration of the spectrometer 30, the luminescent feature sub-
stances of the reference sample 32 can emit preferably broadband, e.g. over
the total spectral range detectable by the spectrometer 30. However, the lu-
minescent feature substances of the reference sample 32 can alternatively or
additionally emit a certain characteristic spectral signature with narrowband
peaks for performing a wavelength calibration. However, it is also possible

that only the further light source 31 without the reference sample 32 is used
for adjustment of the spectrometer 30.
[0033] Alternatively or additionally, the reference sample 32 can therefore also be
mounted outside the housing 13, in particular on the opposite side with re-
spect to the bank note BN to be measured, and be integrated e.g. in an oppos-
ing element, such as a plate 28.
[0034] Outside the housing 13 an additional detector unit 33 can also be present as a
separate component or integrated in the plate 28. The additional detector unit
33 can be e.g. one or more photocells for measuring the radiation of the laser
diode 14 that has passed through the front glass 18 and optionally through
the bank note BN, and/or the luminescence radiation of the bank note BN. In
this case, the plate 28 can be mounted displaceably in direction P in a guide,
so that alternatively either the reference sample 32 or the photocell 33 can be
aligned with the illumination radiation of the laser diode 14.
[0035] The plate 28 will preferably be connected to the housing 13 via a connection
element 55, drawn dotted, which is outside the transport plane of the bank
notes BN. In a cross-sectional plane extending horizontally in Fig. 2 there is
then an approximately U-shaped form of housing 13, connection area 55 and
plate 28. This way of mounting the plate 28, also in an alternative variant
without the reference sample 32 and photocell 33, has the advantage of pro-
viding a light shield against the undesirable exit of laser radiation of the laser
diode 14. If the plate 28 is fastened detachably to ihe housing 13 for mainte-
nance puiposes or for clearing a jam, it can be provided that the laser diode
14 is deactivated when the plate 28 is detached or removed.
[0036] Figure 4 shows a schematic cross-sectional view of an alternative and very
compact luminescence sensor 6 which can be used in the bank note sorting
apparatus according to Fig. 1. The same components are marked with the
same reference numbers as in Fig. 2.

[0037] The arrangement of the optical components in the luminescence sensor 6 ac-
cording to Fig. 4 differs from the luminescence sensor 6 according to Fig. 2
in particular in that the deflection mirror 23 can be omitted. It is noted that
the luminescence sensor 6 according to Fig. 4 does not have any further de-
tector units 31,33 either, although this would be possible. In this case the
dichroic beam splitter 16 causes not the illumination radiation, but the lumi-
nescence radiation to be deflected in mirrored fashion.
[0038] Further, the light source 14 two has mutually perpendicular laser diodes 51,
52 which emit at different wavelengths, whereby the radiation of the individ-
ual laser diodes 51,52 can be coupled in e.g. by a further dichroic beam
splitter 53, so that the same illumination area 35 or overlapping or spaced il-
lumination areas 35 can be irradiated on the bank note BN. Preferably, either
one or the other laser diode 51, 52 or both laser diodes 51, 52 can alternative-
ly be activated simultaneously or alternatingly for radiation emission, de-
pending on the bank note to be checked.
[0039] The photosensitive detector elements recognizable in an upright projection,
i.e. the detector row 22, is mounted on the carrier asymmetrically, as to be
explained more closely with respect to Figure 7.
[0040] Moreover, the luminescence sensor 6 preferably has in the housing 13 itself
a control unit 50 which is used for the signal processing of the measuring
values of the spectrometer 30 and/or for the power control of the individual
components of the luminescence sensor 6.
[0041] With reference to Figs. 6 and 7, two different variants of the detector rows
22 usable in the luminescence sensor 12 will now be described. Fig. 6 shows
in a detail view a conventional detector row 22 which normally has more
than 100 photosensitive picture elements, called pixels 40 for short, disposed
side by side (of which Fig. 6 only shows the first seven left-hand pixels 40)
which are equally large and spaced apart on or in a substrate 41 at a distance
corresponding approximately to the width of the pixels 40.

[0042] In contrast, it is preferable to use a modified detector row 22 with a consider-
ably smaller number of pixels 40, with a larger pixel area and a smaller share
of non-photosensitive areas, as illustrated by way of example in Fig. 7. Such
a modified detector row 22 has the advantage of having a considerably
greater signal-to-noise ratio than the conventional detector row 22 of Fig. 6.
Preferably, the modified detector rows 22 are so constructed that they have
only between 10 and 32, particularly preferably between 10 and 20, single
pixels 40 in or on a substrate 41. The individual pixels 40 can have dimen-
sions of at least 0.5 mm x 0.5 mm, preferably of 0.5 mm x 1 mm, particularly
preferably of 1 mm x 1 mm. According to the embodiment of Fig. 7, the de-
tector row 22 has by way of example twelve pixels 40 with a height of 2 mm
and a width of 1 mm, the non-photosensitive area 41 between adjacent pixels
40 having an extension of about 50 um.
[0043] Further, it can also be provided that single pixels 40 have different dimen-
sions, in particular in the dispersion direction of the luminescence radiation
particular wavelengths (or wavelength ranges) to be evaluated.
[0044] Depending on the wavelength range to be spectrally detected, the detector
row 22 can consist of a different material in the stated cases. For lumines-
cence measurements in the ultraviolet or visible spectral range, detectors
made of silicon which are sensitive below about 1100 nm are particularly
suitable, and for measurement in the infrared spectral range, detector rows 22
made of InGaAs which are sensitive above 900 nm. Preferably, such an In-
GaAs detector row 22 will be applied directly to a silicon substrate 42 which
particularly preferably has an amplifier stage produced by silicon technology
for amplifying the analog signals of the pixels 40 of the InGaAs detector row
22. This likewise provides a particularly compact structure with short signal
paths and an increased signal-to-noise ratio.

[0045] The detector row 22 with few pixels 40 (e.g. according to Fig. 7) preferably
detects only a relatively small spectral range of less than 500 nm, particularly
preferably of less than or about 300 nm. It can also be provided that the de-
tector row 22 has at least one pixel 40 that is photosensitive outside the lumi-
nescence spectrum to be measured in the bank notes BN, for performing nor-
malizations such as baseline finding during evaluation of the measured lumi-
nescence spectrum.
[0046] The imaging grating 24 will preferably have more than about 300 lines/mm,
particularly preferably more than about 500 lines/mm, i.e. diffraction ele-
ments, for permitting a sufficient dispersion of the luminescence radiation
onto the detector element 21 despite the compact structure of the inventive
luminescence sensors 6. The distance between imaging grating 24 and detec-
tor element 21 can be preferably less than about 70 mm, particularly prefer-
ably less than about 50 mm.
[0047] A readout of the individual pixels 40 of the detector row 22 can be effected
here e.g. serially with the help of a shift register. However, a parallel readout
of single pixels 40 and/or pixel groups of the detector row 22 will preferably
be effected. According to the example of Fig. 9, the three left-hand pixels 40
are each read singly by the measuring signals of said pixels 40 being ampli-
fied using a respective amplifier stage 45, which can e.g. be part of the sili-
con substrate 42 according to Fig. 7, and supplied to a respective analog/dig-
ital converter 46. The two right-hand pixels in the schematic representation
of Fig. 9, in turn, are first amplified by means of separate amplifier stages
45, then supplied to a common multiplex unit 47, which can optionally also
comprise a sample and hold circuit, and then to a common analog/digital
converter 46 which is connected to the multiplex unit 47.
groups permits short integration times and a synchronized measurement of
the bank note BN. This measure likewise contributes to an increase in the
signal-to-noise ratio.

[0049] According to a further independent idea of the present invention, an integra-
tion of components of the imaging optic for the luminescence radiation with
components of the detector 30 is effected. Specifically, the deflection mirror
23 for deflecting the luminescence radiation to be detected onto the spec-
trometer 30 can be connected directly to the detector unit 21, as shown e.g.
in Fig. 2.
[0050] Fig. 7 shows a modified variant in which the deflection mirror 23 is applied
directly to a common carrier with the detector row 22, i.e. specifically to the
silicon substrate 42. Alternatively, the deflection mirror 23 can e.g. also be
applied to a cover glass of the detector unit 21.
[0051] Further, a photodetector, such as a photocell 56, can also be present below
the deflection mirror 23. This preferred variant is shown by way of example
in Figure 8 which shows a cross section along the line I-I of Figure 7. In this
case, the deflection mirror 23 applied to the photocell 56 is at least partly
transparent to the wavelengths to be measured by the photocell 56. The pho-
tocell 56 can again be used for calibrating purposes and/or for evaluating
other properties of the luminescence radiation.
[0052] As illustrated in Figure 4, the detector row 22 can preferably be applied
asymmetrically to the carrier, i.e. the silicon substrate 42, not only for rea-
sons of a compact sensor design, as illustrated in Figure 4, but also for at-
taching further optical components 23, 56.
[0053] As mentioned, due to the very low signal intensities of the luminescence ra-
diation normally expected in the check of bank notes BN, a calibration of the
luminescence sensor 12 will be required during ongoing operation, i.e.
specifically e.g. in the pauses between two bank note measuring cycles of the
luminescence sensor 12. A possible measure already described is to use the
reference samples 32.
[0054] According to a further idea, this can also be done by an active mechanical
displacement of the optical components of the luminescence sensor 12,

whereby the displacement can be controlled e.g. by an external control unit
11 or preferably by an internal control unit 50 in dependence on measuring
values of the luminescence sensor 12.
[0055] For example, the component of the imaging grating 24 can be mounted dis-
placeably in the direction S by an actuator 25. It is likewise possible to use
other components not shown to obtain a mechanical displacement of other
optical components, such as the detector 21 which can be displaceable ac-
tively driven e.g. in the direction of the arrow D in Fig. 2. A displacement of
the optical components in more than one direction can also be carried out.
[0056] Thus, an evaluation of the measuring values of the luminescence sensor 12
can e.g. be carried out during the ongoing operation of the luminescence sen-
sor 12, and if the measuring values (e.g. of the detector row 22, the further
detector unit 27 or the photocell 33) or quantities derived therefrom deviate
from certain reference values or ranges, an active mechanical displacement
of single or several optical components of the luminescence sensor 12 can be
carried out to obtain an increased signal gain and a compensation of undesir-
able changes e.g. due to temperature fluctuations triggered by the illumina-
tion or electronics, or signs of aging of optical components. This is particu-
larly important for a detector unit 21 with few pixels 40.
[0057] To increase the lifetime of the light sources of the luminescence sensor 12, it
can also be provided that for example the laser diode 14 is driven at high
power only when a bank note BN is located in the area of the measuring win-
dow, i.e. the front glass 18.
[0058] Further alternatives or additions are of course also conceivable for the
above-described variants.
[0059] While examples in which the imaging grating 24 has a concavely curved sur-
face were described with respect to Figures 2 and 4, a plane grating can al-
ternatively also be used. The structure of such a luminescence sensor 12 is il-
lustrated by way of example in Figure 10. The radiation emanating from the

bank note BN to be checked and detected through an entrance window 18
also falls in this case through a collimation lens 17 onto a beam splitter 16
from which the light is deflected by 90° and falls through a lens 19 and a fil-
ter 20 for illumination suppression onto a first spherical collimator mirror 70.
From said mirror 70 the radiation is deflected onto a plane grating 71. The
light spectrally decomposed by the latter is then directed through a second
spherical collimator mirror 72 and a cylindrical lens 73 onto a detector array
21.
[0060] The luminescence sensor 12 of Figure 10 is further characterized in that the
illumination light is coupled in by means of a light guide coupling. Specifi-
cally, the light produced by a laser light source 68 is radiated through a light
guide 69, a beam shaping optic 66, the beam splitter 16, the collimation lens
17 and the entrance window 18 onto the bank note to be checked. Since light
guides 69 are flexible and deformabie so that the illumination beam path can
extend (largely) wherever desired, it is e.g. possible to fasten the light source
at a particularly space-saving place in the housing 13.
[0061] In particular when such light guides are used, the light source can even be
mounted outside the housing 13 of the luminescence sensor 12. This spatial
separation has the advantage that the heat produced by the light source 68 is
interferes considerably less with the operation and the adjustment of the oth-
er optical components located in the housing 13 and in particular also the
highly sensitive detectors 21. Figure ] 1 shows a corresponding schematic ex-
ample in which a light source 68 irradiates into a light guide 69 which leads
into the housing 13 of a luminescence sensor 12. The housing 13 can be con-
structed by way of example like that of Figure 10, the only difference being
that the light source 68 is thus located outside the housing 13 so that the light
guide 69 also extends outside the housing 13.
[0062] A further special feature of the light coupling e.g. according to Figure 11 is
that the light guide 69 connecting the light source 69 and the housing 13 is
coiled in spiral shape in a middle area 70 shown schematically in a cross-sec-

tional view in Figure 11. When the light source 68 irradiates into the light
guide 69 there is a series of total reflections in the light guide 69. This causes
the beam cross section of the coupled-in laser radiation of the light source 68
to be spatially homogenized. This has the advantage that the illumination
fluctuates less during the check so that more reproducible check results can
be achieved. For this purpose the light guide need not necessarily be coiled
in a spiral shape in a plane, however. What is essential is rather only that the
light guide has a certain length. Thus, the light guide 69 will preferably have
a length of 1 m to 20 m at a fiber cross section of 50 µm to 200 µm.
[0063] Likewise, it is alternatively conceivable that the irradiation of the bank note
to be checked is effected exclusively via optical components present outside
the housing 13, and the luminescence sensor 12 comprises inside the housing
13 only the optical components that are used for measuring the radiation em-
anating from the illuminated bank note.
[0064] For stabilizing the illumination beam it is e.g. also possible to use a so-called
DFB laser, in which an additional grating is built into the resonator of the
laser, or a so-called DFR laser, in which an additional grating is built in out-
side the resonator of the laser.
[0065] Although preferred variants of the check using a grating spectrometer, i.e. a
spectrometer 30 with an imaging grating 24, were described above by way of
example, it is basically also possible to do without a grating spectrometer
and use e.g. a spectrometer 30 with a prism for spectral dispersion or per-
form a measurement using different filters for filtering out different wave-
lengths or wavelength ranges to be detected in the luminescence radiation.
This can be used in particular also for a multitrack or a highly sensitive mea-
surement.
[0066] An example of a luminescence sensor 1 without a grating spectrometer is il-
lustrated in Figure 12. Figure 12 shows schematically oniy the detection part
of a luminescence sensor. All other components such as the housing, the illu-
mination and the imaging optics are omitted for clarity's sake. According to

this example of Figure 12, the beam emanating from the bank note BN to be
checked is deflected via a deflection mirror 57 rotatable around a rotation
axis 58 selectively onto single detectors 59 which are sensitive to different
wavelengths or wavelength ranges. This can be done firstly by selecting de-
tector areas photosensitive in different wavelength ranges for the detectors
59. However, it is also possible, as indicated by way of example in Figure
12, to dispose filters 60 for different wavelength ranges upstream of the de-
tectors 59 and preferably also fasten them to the latter themselves.
[0067] It is likewise possible to use a so-called filter wheel with different filters.
Rotation of the filter wheel then causes the individual different filters to suc-
cessively cross the light beam of the bank note BN to be checked that is sub-
sequently incident on the detector.
[0068] Figure 13 shows very schematically a detector 61 according to yet another
example. The detector has a row or an array of same-type photosensitive pix-
els 63 on a substrate 62. On the detector 61 there is mounted above the pixels
63 a filter 64 which has a gradient of the filter wavelength that is indicated in
the direction of the arrow. This means that different wavelengths are filtered
out at different places of the filter 64, regarded in the direction of the arrow.
The use of such a filter 64 with a filter wavelength gradient has the advan-
tage that the light to be checked can be radiated directly onto the detector 61,
and no wavelength dispersing elements such as the grating 24 or the deflec-
tion mirrors 23, 57 are required. The structure of the luminescence sensor 1
can thus be designed particularly simply and with fewer components.
[0069] Moreover, it is for example also possible to use the active optical displace-
ment of single components advantageously not only in the particularly pre-
ferred example of a luminescence sensor, but also with other, in particular
other optical, sensors. Furthermore, e.g. the special embodiment of the spec-
trometer is also of advantage when the luminescence sensor itself does not
have a light source for exciting luminescence radiation.

[0070] Further, the inventive system can also be so designed that the measuring val-
ues of the luminescence sensor 12 of one bank note BN are still being evalu-
ated while measuring values of a subsequent bank note BN are already being
sensed at the same time. The evaluation of the measuring values of the previ-
ous bank note BN must be done so fast, however, that the individual gates 7
of the transport path 5 can be switched fast enough for deflecting the previ-
ous bank note BN into the associated storage pocket 9.
[0071] The inventive apparatuses and methods consequently permit a simple and re-
liable check and distinction of luminescent value documents. The check can
be effected e.g. by the light source 14 producing a light with a first wave-
length with a given intensity for a certain time duration 0-t1 for exciting the
feature substance. The light of the light source 14 excites the feature sub-
stance of the bank note BN to be checked transported past the front glass 18
in the direction T, whereupon the feature substance emits luminescence light
of a second wavelength. The intensity of the emitted luminescence light in-
creases douring the time duration 0-tp of the excitation accoruing to a certain
principle. The manner of increase and decrease of the intensity of the emitted
luminescence light is dependent on the feature substance used and on the ex-
citing light source 14, i.e. its intensity and wavelength or wavelength distri-
bution. After the end of the excitation at the time tP the intensity of the emit-
ted luminescence light decreases according to a certain principle.
[0072] With the help of the spectrometer 30 the luminescence light emanating from
the bank notes BN perpendicularly, i.e. parallel to the excitation light, is now
detected and evaluated. By evaluating the signal of the detector unit 21 at
one or more certain times t2, t3 it can be checked particularly reliably whether
an authentic bank note BN is present, since only the feature substance used
for the bank note BN or the combination of feature substances used has such
a decay behavior. The check of decay behavior can be effected by means of
the above-described comparison of the intensity of the luminescence light at
one or more certain times with given intensities for authentic bank notes BN.

It can also be provided that the pattern of intensity of the luminescence light
is compared with given patterns for known bank notes BN.

WE CLAIM:
1. An apparatus (1) for enabling fast and reliable checking of luminescent value documents
(BN) transported at high speed, comprising a luminescence radiation exciting light source (14,
51, 52, 68) and a luminescence sensor (12) arranged to detect with spectral resolution
luminescence radiation excited by the light source emanating from a value document (BN)
illuminated by the light source,
characterized in that
said light source (14, 51, 52, 68) produces on the value document (BN) when the
document is transported in a transport direction (T) past the luminescence sensor (12) an
illumination area (35) extending in the transport direction (T),
and in that the extension of the illumination area (35) in the transport direction (T) is at
least twice as long as the extension perpendicular to the transport direction (T).
2. The apparatus (1) as claimed in claim 1, wherein an image area (36) of the luminescence
sensor (12) extends in the transport direction (T) of the value document (BN) upon
transportation of the document past the luminescence sensor (12).
3. The apparatus (1) as claimed in claim 1, wherein at least one of the length and the width
of the image area (36) is smaller than the corresponding dimensions of the illumination area
(35) of the light source (14, 51, 52, 68).
4. The apparatus (1) as claimed in claim 1, wherein the image area (36) and the
illumination area (35) on the value document (BN) are at least partly or completely
overlapping at a given time.
5. The apparatus (1) as claimed in claim 1, wherein the luminescence sensor (12) has one
or more light sources (14, 51, 52, 68) which emit at different wavelengths.

6. The apparatus (1) as claimed in claim 1, wherein the luminescence sensor has at least
one detector row (22) with a small number of pixels (40).
7. The apparatus (1) as claimed in claim 1, wherein the luminescence sensor (12) has at
least one detector element (40) that measures radiation outside the luminescence spectrum of
the value documents (BN).
8. The apparatus (1) as claimed in claim 1, wherein the luminescence sensor (12) has an
InGaAs detector row (22) on a silicon substrate.
9. The apparatus (1) as claimed in claim 1, wherein the detector unit (21) of the
luminescence sensor (6) possess one or more of the features: it is capable of detecting a
spectral range of less than 500 nm; an imaging grating (24) of the luminescence sensor (6) has
more than about 300 lines/mm; the distance between the imaging grating (24) and the detector
unit (21) is less than about 70 mm.
10. The apparatus (1) as claimed in claim 1, wherein at least one of the light source (14), the
luminescence sensor (12), a control unit (50) for signal processing of either or both the
measuring values of the luminescence sensor (6) and for power control of components of the
luminescence sensor (6) are integrated in either or both a common housing (13) and separate
housings (13, 68).
11. The apparatus (1) as claimed in claim 1, wherein the light source (14) is arranged to
irradiate perpendicularly the value document (BN) to be checked, and either or both the
luminescence sensor (12) is arranged to detect luminescence radiation emanating from the
irradiated value document (BN) perpendicularly, and the radiation produced by the light
source (68) is radiated via a light guide (69) onto the value document (BN) to be checked.

12. The apparatus (1) as claimed in claim 1, wherein the luminescence sensor (12) has a
deflection mirror (23) either or both arranged to fold the beam path of the luminescence
radiation to be measured and to deflect the luminescence radiation to be measured onto
another optical unit.
13. The apparatus (1) as claimed in claim 1, wherein the luminescence sensor (12) has a
photodetector (56) with a deflection mirror (23) located on or above the surface thereof,
which is at least partly transparent to the wavelengths to be measured by the photodetector
(56).
14. The apparatus (1) as claimed in claim 1, wherein the luminescence sensor (12) has a
filter (60, 64) disposed upstream of the photodetector (56, 59, 63) in the beam path of the
radiation to be measured.
15. The apparatus (1) as claimed in claim 1, wherein the luminescence sensor (12) has a
component (21) having both a photosensitive detector unit (22) for luminescence radiation
and components (23) for imaging the luminescence radiation onto the photosensitive detector
unit (22).
16. The apparatus (1) as claimed in claim 1, wherein the luminescence sensor (12) has a
plurality of detector units (21, 27) for detecting different properties of the luminescence
radiation.
17. The apparatus (1) as claimed in claim 1, wherein different detector units (21, 27) are
arranged to check different feature substances of the value document (BN).
18. An apparatus (1) as claimed in claim 1, wherein one detector unit (21) is designed for
spectrally resolved measurement of the luminescence radiation and another detector unit (27)
for non-spectrally resolved measurement of the luminescence radiation.

19. The apparatus (1) as claimed in claim 1, wherein one detector unit (21) is arranged to
perform time-integrated measurement of the luminescence radiation and another detector unit
(27) for time-resolved measurement of the luminescence radiation.
20. An apparatus (1) as claimed in claim 1, wherein one detector unit (27) is arranged to
measure the zeroth order of spectrally decomposed luminescence radiation and another
detector unit (21) for measuring another order of spectrally decomposed luminescence
radiation.
21. The apparatus (1) as claimed in claim 1, wherein a detector unit (27) is disposed on a tilt
with respect to a device (24) for spectral decomposition to avoid a re-reflection onto the
device (24).
22. The apparatus (1) as claimed in claim 1, wherein the luminescence sensor (12) has a
reference sample (32) with a luminescent feature substance.
23. The apparatus (1) as claimed in claim 1, wherein the luminescence sensor comprises a
device (25) arranged to actively mechanically displace optical components (21, 24) of the
luminescence sensor (12).
24. The apparatus (1) as claimed in claim 1, wherein the active mechanical displacement of
optical components (21, 24) of the luminescence sensor (12) is controllable by a control unit
(11, 50) in dependence on measured values of the luminescence sensor (12).
25. An apparatus (1) as claimed in claim 1, wherein the measured values of the
luminescence sensor (12) may be evaluated for one value document while measured values of
a subsequent value document are already being sensed at the same time.

26. An apparatus (1) as claimed in claim 1, wherein the luminescence sensor (12) comprises
a detector row (22) having single pixels and at least two separate amplifier stages (45) and
subsequent analog/digital converters (46),
and wherein each of said amplifier stages (45) amplifies measuring signals of only one
of said pixels and supplies the amplified signals to a corresponding one of said subsequent
analog/digital converters (46), and
and wherein the measuring signals of the pixels amplified by said amplifier stages (45)
are read in parallel.
•27. A method for enabling fast and reliable checking of luminescent value documents (BN)
transported at high speed with a luminescence sensor (12),
characterized in that
the value document (BN) to be checked is irradiated to excite luminescence radiation
and the luminescence radiation emanating from the value document (BN) is detected with
spectral resolution, comprising the steps of: transporting the value document (BN) to be
checked past the luminescence sensor (12) in a transport direction (T), and illuminating the
document (BN) with an illumination area (35) which extends in the transport direction (T),
and in that the extension of the illumination area (35) in the transport direction (T) is at
least twice as long as the extension perpendicular to the transport direction (T).



ABSTRACT


APPARATUS AND METHOD FOR CHECKING
LUMINESCENT VALUE DOCUMENTS
The invention relates to a method and apparatus (1) for checking luminescent value
documents (BN), in particular bank notes, with a luminescence sensor (12). The value
document to be checked is irradiated to excite luminescence radiation, and the luminescence
radiation emanating from the value document is detected with spectral resolution. Since the
value document (BN) to be checked transported past the luminescence sensor (12) in the
transport direction (T) and is illuminated with an illumination area (35) which extends in the
transport direction (T), an effective measurement is possible even of value documents that
emit very little luminescence radiation.

Documents:

03926-kolnp-2006 abstract.pdf

03926-kolnp-2006 claims.pdf

03926-kolnp-2006 correspondence others.pdf

03926-kolnp-2006 description(complete).pdf

03926-kolnp-2006 drawings.pdf

03926-kolnp-2006 form-1.pdf

03926-kolnp-2006 form-3.pdf

03926-kolnp-2006 form-5.pdf

03926-kolnp-2006 gpa.pdf

03926-kolnp-2006 international publication.pdf

03926-kolnp-2006 international search authority report.pdf

03926-kolnp-2006 pct other document.pdf

03926-kolnp-2006 priority document.pdf

03926-kolnp-2006-assignment.pdf

03926-kolnp-2006-correspondence-1.1.pdf

03926-kolnp-2006-correspondence-1.2.pdf

03926-kolnp-2006-correspondence-1.3.pdf

03926-kolnp-2006-form-18.pdf

03926-kolnp-2006-form-3-1.1.pdf

3926-KOLNP-2006-(17-01-2012)-EXAMINATION REPORT REPLY RECIEVED.PDF

3926-KOLNP-2006-(20-11-2012)-ABSTRACT.pdf

3926-KOLNP-2006-(20-11-2012)-CLAIMS.pdf

3926-KOLNP-2006-(20-11-2012)-CORRESPONDENCE.pdf

3926-KOLNP-2006-(20-11-2012)-DESCRIPTION (COMPLETE).pdf

3926-KOLNP-2006-(20-11-2012)-DRAWINGS.pdf

3926-KOLNP-2006-(20-11-2012)-FORM-1.pdf

3926-KOLNP-2006-(20-11-2012)-FORM-2.pdf

3926-KOLNP-2006-(20-11-2012)-OTHERS.pdf

3926-KOLNP-2006-(21-06-2012)-ABSTRACT.pdf

3926-KOLNP-2006-(21-06-2012)-AMANDED CLAIMS.pdf

3926-KOLNP-2006-(21-06-2012)-AMANDED PAGES OF SPECIFICATION.pdf

3926-KOLNP-2006-(21-06-2012)-CORRESPONDENCE.pdf

3926-KOLNP-2006-(21-06-2012)-DESCRIPTION (COMPLETE).pdf

3926-KOLNP-2006-(21-06-2012)-DRAWINGS.pdf

3926-KOLNP-2006-(21-06-2012)-FORM-1.pdf

3926-KOLNP-2006-(21-06-2012)-FORM-2.pdf

3926-KOLNP-2006-(21-06-2012)-FORM-3.pdf

3926-KOLNP-2006-(21-06-2012)-OTHERS.pdf

3926-KOLNP-2006-(21-06-2012)-PA-CERTIFIED COPIES.pdf

3926-KOLNP-2006-(21-06-2012)-PETITION UNDER RULE 137.pdf

3926-KOLNP-2006-(28-02-2013)-CLAIMS.pdf

3926-KOLNP-2006-(28-02-2013)-CORRESPONDENCE.pdf

3926-KOLNP-2006-ASSIGNMENT.pdf

3926-KOLNP-2006-CANCELLED PAGES.pdf

3926-KOLNP-2006-CORRESPONDENCE.pdf

3926-KOLNP-2006-EXAMINATION REPORT.pdf

3926-KOLNP-2006-FORM 18.pdf

3926-KOLNP-2006-GPA.pdf

3926-KOLNP-2006-GRANTED-ABSTRACT.pdf

3926-KOLNP-2006-GRANTED-CLAIMS.pdf

3926-KOLNP-2006-GRANTED-DESCRIPTION (COMPLETE).pdf

3926-KOLNP-2006-GRANTED-DRAWINGS.pdf

3926-KOLNP-2006-GRANTED-FORM 1.pdf

3926-KOLNP-2006-GRANTED-FORM 2.pdf

3926-KOLNP-2006-GRANTED-FORM 3.pdf

3926-KOLNP-2006-GRANTED-FORM 5.pdf

3926-KOLNP-2006-GRANTED-SPECIFICATION-COMPLETE.pdf

3926-KOLNP-2006-OTHERS.pdf

3926-KOLNP-2006-PETITION UNDER RULE 137.pdf

3926-KOLNP-2006-REPLY TO EXAMINATION REPORT.pdf

abstract-03926-kolnp-2006.jpg


Patent Number 256071
Indian Patent Application Number 3926/KOLNP/2006
PG Journal Number 18/2013
Publication Date 03-May-2013
Grant Date 29-Apr-2013
Date of Filing 27-Dec-2006
Name of Patentee GIESECKE & DEVRIENT GMBH
Applicant Address PRINZREGENTENSTRASSE 159,81677 MUNCHEN,GERMANY
Inventors:
# Inventor's Name Inventor's Address
1 GIERING THOMAS AM KLEINFELD 12,85614 KIRCHSEEON,GERMANY
2 DECKENBACH WOLFGANG BIRKEN WEG 15,83135 SCHECHEN,GERMANY
3 CLARA MARTIN KAISERSTRASSE 47,80801 MUNCHEN,GERMANY
4 EHRL HANS-PETER AM LOISACHBOGEN 5,82515 WOLFRATSHAUSEN,GERMANY
5 BLOSS MICHAEL BAD ISCHLER STRASSE 2/B,81241 MUNCHEN,GERMANY
PCT International Classification Number G07D7/12
PCT International Application Number PCT/EP2005/007872
PCT International Filing date 2005-07-19
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10 2004 035 494.4 2004-07-22 Germany