Title of Invention

DATA CARRIER AND A METHOD FOR PRODUCING A DATA CARRIER

Abstract

The invention relates to a data support with a core layer and at least one adjacent layer, laminated to the core layer and a corresponding production method, said core layer being embodied from a holographic data store in the form of a volume hologram. The surface facing the core layer, on the layer directly adjacent to the core layer, has a roughness, before lamination to the core layer, which affects the wavelength shift of the image reconstructed by the volume hologram.

Full Text

HOLOGRAPHIC DATA CARRIER AND METHOD FOR THE PRODUCTION THEREOF The invention relates to a data carrier with a core layer and at least one adjacent layer, which is laminated to the core layer, wherein the core layer consists of a holographic data memory in the form of a volume hologram. Furthermore, the invention relates to a procedure to manufacture a data carrier with a core layer and at least one layer adjacent to the core layer, wherein the core layer consists of a holographic data carrier in the form of a volume hologram, wherein at least one layer, which is adjacent to the core layer, is laminated to the core layer. Chip cards, smart cards, personal documents, identification cards, driver's licenses, checks, tickets as well as other valuable and security documents and carriers of data are regarded as data carriers in the present invention. A data carrier and a procedure for the manufacturing of such a data carrier according to the stated type is described in print DE 38 56 284 T2. A volume hologram element is laminated in detachable form to a substrate in order to be transferred to a value document. In the case of a volume hologram or volume-type phase hologram, areas with a different refraction index are inserted in the volume of a light-sensitive type of material through coherent radiation of a certain wavelength. These areas are also called planes of Bragg. A three-dimensional image is reconstructed following the completion of the volume hologram by radiating the volume hologram with white light by means of refraction at the planes of Bragg and interference in the reflected light. The reflected light emerges thereby only for the wavelength and angle in which the original radiation took place. Application DE 40 21 908 C2 discloses a data carrier comprised of a volume hologram that is covered with a transparent and thin protective foil made out of polycarbonate (PC) or other materials. A data carrier with a volume hologram is also described in patent application EP 0 919 961 B1. The hologram is applied to a substrate and includes a change of the planes of Bragg as a result of local shrinking and/or swelling. Patent application DE 69 201 698 T2 describes a procedure for the manufacturing of a multi-colored volume-type phase hologram, wherein a light-sensitive film element is radiated with coherent light at first in order to map a volume hologram in the film element. Subsequently, the film element is brought into contact with a diffusion element comprising a monomer, wherein the monomer diffuses in the film element following the contact. The wavelength of the image, which was reflected by the hologram, is increased as a result of the diffusion of the monomer in the film element. Consequently, the holographic image appears to have shifted towards the red color. The wavelength shift is fixed through polymerization of the monomer after the diffusion and locally controlled by polymerization that was implemented prior to the diffusion, respectively. This means that, in areas in which polymerization took place before the diffusion, the polymerization cannot be implemented and there will be no wavelength shift as a result thereof. There is a possibility of multi-colored images because of this. This procedure for the purpose of the wavelength shift is complex and has the disadvantage that an additional substance, which can possibly interfere, is used, which can negatively influence the characteristics of data carriers. The invention is based on the task of creating a data carrier of the specified nature, wherein the protection of forgery against data carriers with a simple volume hologram has been increased and the possibility of a subsequent individualization is given. Furthermore, appealing solutions should be found in the design. Additionally, the task consisted of specifying a simple manufacturing process for such a data carrier which neither requires a lot of material, nor is costly. According to the invention, the task is solved by the fact that the layer directly adjacent to the core layer includes a roughness before lamination to the surface facing the core layer. This roughness causes a wavelength shift of the image that is reconstructed by the volume hologram. The task is also solved by a procedure according to the invention for the manufacturing of such a type of data carrier, wherein the layer directly adjacent to the core layer is prepared with a surface facing the core layer, for lamination purposes, having a roughness that causes a wavelength shift of the image which is reconstructed by the volume hologram. The data carrier according to the invention provides a higher level of forgery protection in appealing design possibilities. The procedure according to the invention is neither costly nor does it require a lot of material and can be realized with the conventional manufacturing processes. The volume hologram, which is readily exposed and mass produced, can be purposefully and subsequently individualized by introducing selective variations of roughness. Furthermore, the data carrier according to the invention shows the advantage that the layer directly placed over the core layer adheres very well to the core layer and is, consequently, very hard to peel off in the case of an attempted forgery. If a forgery is attempted, the volume hologram would be destroyed. With regard to the wavelength of the coherent light, with which the volume hologram was created, the volume hologram of the data carrier according to the invention shows a blue shift, i.e. a shift towards smaller wavelengths, which can be purposefully controlled by the magnitude of the roughness of the adjacent layer. As a result, a forger is given a hard time to reproduce the volume hologram since coherent light in multiple wavelengths is necessary and the continuous trends of the wavelength shift are hard to imitate for the purpose of a copy test. A forged data carrier or a copy would be recognizable through incomplete characteristics of the volume hologram and the information missing because of it. The average roughness is about 5 µm to 25 µm, preferably 10 µm to 15 µm, in an advantageous manner. This creates a wavelength shift of the reconstructed image by at least 20 nm towards shorter wavelengths. The average roughness values stated hereinafter stand for the averaged roughness depth Rz pursuant to the norm DIN-EN ISO 4288, the definition of which is clarified hereinafter. The roughness is measured on a surface for instance by means of a needle which scans the surface and records the path of the needle vertically to the surface and vertically to the layer surface in the present case. The so-called averaged roughness depth is thereby determined while the arithmetic average from five individual roughness depths R1 from five consecutive individual measuring lines on the surface is calculated. The individual roughness depth is hereby the distance between the... highest and lowest measured point of the measured section which is scanned with the needle, According to a further proposal of the invention, the roughness is stochastically distributed (i.e. the roughness heights and depths are irregularly located on the surface of the layer directly adjacent to the core layer, facing the core layer) by means of irregularly distributed heights and depths. This alone provides a good forgery protection particularly in view of the separation and manipulation tests. The color shift can be very well controlled when the surface of the layer directly adjacent to the core layer is provided with a regular profile. This could for instance be a jagged profile or a profile with rounded edges. Such a profile could be impressed in the surface of the layer directly adjacent to the core layer prior to lamination by means of a micro-forming stamp. A good scope for design of the data carrier can be attained when the layer directly adjacent to the core layer includes areas with different variations of roughness on the surface facing the core layer prior to lamination. The different areas can thereby take on the shapes of numbers, letters, circles, rectangles or other geometrical shapes, as well as images. The areas can be differentiated in the data carrier by the different wavelength of the holographic image. Additional information can be displayed because of this. The manufacturing process that is connected with such an embodiment contains the additional step that certain areas, which should have a lower roughness than the surrounding areas, are provided with a generally smoothed surface or a regular relief. This can for instance be achieved by means of the forming stamp. Since polycarbonate (PC) layers have particularly good characteristics with regard to bending strength and deformation, at least one layer adjacent to the core layer is advantageously made out of polycarbonate. An additional color design can be integrated in the volume hologram when it exhibits local shrinking or swelling. As a result thereof, the planes of Bragg increase or decrease in size so that the wavelength of the reconstructed image is enlarged or diminished accordingly. A particularly forgery-proof and appealing solution is achieved by the design when the shrinking or swelling includes a gradient towards the surface of the data carrier in an area of the volume hologram. This results in color transitions. The invention is clarified hereinafter by embodiments which are represented in drawings, Figure 1 shows a top view of a data carrier according to the invention, Figure 2 shows a cross-sectional view of a data carrier according to the invention, Figure 3 shows a cross-sectional view of the components of a data carrier according to the invention prior to lamination, Figure 4 shows a schematic section of the surface, facing the core layer, of the layer directly adjacent to the core layer of the data carrier according to the invention prior to lamination, Figure 5 shows a schematic section of the surface, facing the core layer, of the layer directly adjacent to the core layer of a further embodiment of a data carrier according to the invention prior to lamination, Figure 6 shows a top view of a further embodiment of a data carrier according to the invention, and Figures 7 and 8 two sections from different areas of the surface, facing the core layer, of the layer directly adjacent to the c ore layer of this embodiment prior to lamination. Figure 1 shows a data carrier 1 according to the invention, having different protective elements. Protective elements are elements that increase the forgery protection of the data carrier. An image 3 of the data carrier holder and printing data 4 on the data carrier holder are for instance applied to data carrier 1, preferably by means of imprinting or laser inscribing in a laser-active or laser-sensitive layer of the data carrier. The data carrier can comprise additional electronic components such as the RFID-transponder, chip modules or antennas for the dual-interface modules. Additionally, the data carrier includes areas 5 in which a volume hologram element is placed. The areas 5 can partially or in full (holohedrally) stretch across the data carrier. Such volume holograms can reconstruct images, patterns, information comprising letters or numbers, which can be analyzed either visually or by a machine. The visual analysis is done by the human eye which verifies whether the reconstructed images, samples or information corresponds with a predetermined image, sample or information. An automatic verification can be carried out through color control by means of determining the reconstruction wavelength and/or the degree of the diffraction effect. In effect, a statement can be made on the authenticity of the data carrier on the basis of this protective element. The other protective elements can be analyzed on the data carrier either visually or by a machine. The data carrier that is displayed in figure 1 is displayed in a schematic cross-sectional view in figure 2. Data carrier 1 includes multiple layers whereby reference sign 14 describes further layers and reference sign 15 indicates a photopolymer film which comprises the volume hologram. Furthermore, this internal layer is also designated as core layer 15. The core layer can also be an intermediate layer. A layer 14 is located above the core layer and two additional layers 14 are located underneath core layer 15 in this embodiment. At least one additional layer or any larger number of additional layers can be placed above and/or underneath core layer 15 in further embodiments. These layers can be composed of polycarbonate (PC) and/or PVC (polyvinylchloride) and/or polyester (e.g. polyethyleneterephtalate (PET)) and/or polyolefin (e.g. polyethylene (PE), polypropylene (PP) and/or ABS (acrylnitril-butadiene-styrene (-copolymer) and/or polyurethane (PU) and/or polyetheretherketone (PEEK) and/or other thermoplastically processible materials or material compounds and/or paper-like materials with at least one plastic laminated layer and/or paper-like materials such as teslin. Multiple core layers 15 can also be placed in the series of layers of the data carrier in a further embodiment. The layers, including core layer 15, do not need to stretch across the entire width of the data carrier as in the embodiment that is displayed in figure 2. They can also just take up parts of the width or length of the data carrier. Core layer 15 consists of a photopolymer film or a silver halogenide film. In addition, the core layer can also comprise other recording materials/media which are common in holography. A selection of such materials are specified in DE 692 01 698 T2 and in "Utlmann's Chemical Encyclopedia", electronic issue of 2003 under the keyword "materials used in holography", which are hereby adopted in the disclosure through quotation. The layers of the data carrier according to the invention are once again individually placed on top of one another as is evident from the cross-section in figure 3 prior to lamination. Photopolymer layer 15 usually includes a layer thickness of at least 5 µm, preferably 5 to 50 µm, most preferably 10 µm to 20 µm. The other layers 14 have a thickness of at least 5 µm, preferably 5 µm to 500 µm, and most preferably 50 µm to 100 µm. Furthermore, the layer, which is adjacent to core layer 15 and positioned on top of it towards the viewer, in the ready-made data carrier designated with reference number 14a in order to better distinguish the other layers. Surface 141, which faces to core layer 15, of layer 14a adjacent to core layer 15 is displayed once again in a cutout 17 in figure 4. Surface 141 has a stochastic roughness, i.e. irregularly divided elevations and impressions. Roughness depth 19 for this cutout is also drawn by means of a double arrow. The dotted lines refer hereby to the maximum height and maximum depth of the roughness. The average roughness is equal to 5 µm to 25 µm, preferably 10 µm to 15 µm, in one preferred embodiment. A wavelength shift of the image, which is reconstructed by the volume hologram, of at least 20 nm or smaller wavelengths (blue shift) can be obtained when selecting such a roughness after lamination of the data carrier. The average roughness is thereby proportional to the level of the shift. In another embodiment for the design of surface 142 of layer 14a adjacent to core layer 15, facing the core layer, is displayed in figure 5. This surface 142 includes a regular relief in jagged form, wherein roughness depth 20 arises as distance between the jagged valley and jagged pile in this case. A regular relief can also consist of... rounded jags in a further embodiment. Surface 142, which is displayed in figure 5, and other surface reliefs can be impressed through micro-impression on surface 142. The average roughness should preferably be within the range of the abovementioned roughness. The imprinting process must be carried out before compiling the layers prior to lamination. The components of a data carrier according to the invention, which are displayed in figure 3, are - as shown - put together and subsequently connected in the manufacturing process by means of the known lamination process. The known lamination devices include, among other things, roll laminators or thermal transfer presses. The volume hologram is already inserted in the photopolymer layer of core layer 15 according to the known procedure and, if applicable, prepared by removing protective and/or transfer foils prior to compiling the layers. The procedure stated in application DE 198 09 503 A1 can for instance be used for this, which is integrated in the disclosure through quotation. The volume hologram can hereby contain individual data and/or constant data. These individual data can be understood as data which were directly or indirectly allocated to the holder of the data carrier or the data carrier itself and which are individual for this holder. Such individual data can for instance be the image of the data carrier holder or the document number. Constant data, on the other hand, are the same for all holders of the data carrier or for the respective data carrier type. An emblem or an inscription, for example in the form of a country code, can be regarded as constant data. Pressure of a few bar and temperatures of a few 100°C are applied when laminating to the foil stack. Lamination causes the adjacent areas of the respective foils to soften and enables the fixed retaining of the foils on top of one another after completing the lamination process. In this way, a thermoplastic compound is manufactured. If applicable, an adhesive agent can be applied between the individual foils prior to lamination. However, the adhesive agent can not be inserted between core layer 15 and rough surface 141 of adjacent layer 14a. Only the layers 14a and 15, as well as both layers 14 can for instance be laminated with one another and subsequently both layer compounds in an additional lamination step in further embodiments. It is also possible to provide layer 14a with an imprint, which contains for instance the data of the holder of the data carrier, on the surface facing away from core layer 15 following the lamination of layer 14a and 15. The layers 14 and 14a can also include imprints prior to lamination. The layers 14 and 14a can also be provided with laser-active or laser-sensitive pigments, which enable the introduction of data and/or images in the layers by means of lasers, in additional embodiments. The laser inscribing causes a color transition of the pigments so that information can be displayed because of it. The laser inscribing of the data carriers can take place prior to lamination and/or between different lamination steps and/or after lamination of the layers. In another embodiment of the invention is depicted in figure 6. Data carrier 1 according to the invention comprises two components in the area of volume hologram 5, a first area 50 and a second area 51, which appear in different colors for the viewer. Area 50 shows for instance a blue color and area 51 shows a red color. Area 51 hereby has the form of letters "ABC" wherein area 51 could also include any other form, e.g. numbers, samples or images. The layer adjacent to the core layer in area 51 is formed in order to smooth out the surface facing the core layer prior to lamination by means of a stamping tool. Consequently, the roughness can be diminished in this area. The difference of the variations of roughness in both areas is schematically displayed in figures 7 and 8. The roughness of surface 141, facing the core layer, of the layer adjacent to the core layer in area 51 prior to lamination is displayed in the section of figure 7. A double arrow indicates roughness depth 19 of this section. The average roughness of area 50 corresponds to the average roughness displayed in figures 3 and 4. On the other hand, the section illustrated in figure 8 shows the roughness of surface 143, facing the core layer, of the adjacent layer in area 51 prior to lamination. Roughness depth 21 is also indicated as a double arrow and is smaller than roughness depth 19 of area 50 in figure 7. Accordingly, the average roughness in area 51 is smaller than the average roughness in area 50. The lower average roughness in area 51 leads to a lesser shift of the planes of Bragg and, consequently, to a lesser sized wavelength shift of the reconstructed image of the volume hologram during the lamination process. In the event that the volume hologram is achieved through coherent radiation in the visible and red wavelength area, the image reconstructed from area 51 still appears red while the image reconstructed from area 50 shifted to a blue color. Consequently, the viewer can recognize a difference between the images of the volume hologram, which are reconstructed from the areas 50 and 51, in terms of color. Area 51 can also be provided with a defined, regular imprinting in another embodiment, which has a higher or lower average roughness than area 50. As a result, area 51 either appears to be shifted blue in a stronger way or lesser way than area 50. The purposeful variation of the lamination temperature over the data carrier surface can result in a purposeful shrinking or swelling of the planes of Bragg of the volume hologram in order to obtain additional color designs. A wavelength gradient can be obtained in an image reconstructed by the volume hologram particularly by means of a temperature gradient towards the data carrier surface. Such a gradient appears as a rainbow-like color shift to the viewer. A continuous color shift of about 300 nm can be realized for instance with a temperature gradient of about 20 K over a path length of 1 cm. Embodiments of the invention, in which a color shift of the reconstructed image of a volume hologram from an invisible wavelength area to a visible one or from a visible wavelength area to an invisible wavelength area can be realized, is particularly attractive for the forgery protection. The color shift is hereby realized through variations of roughness of the adjacent foil prior to lamination or through shrinking or swelling. When there is sufficiently large roughness of the foil that is placed over the core layer prior to lamination, the wavelength can be shifted from infrared to the visible wavelength area or from the visible wavelength area to the ultraviolet wavelength area. In this way, a volume hologram which is exposed in the visible blue wavelength area after joining it with an adjacent rough layer can for instance only be reconstructed via radiation with ultraviolet rays. The reconstructed image and its characteristics can only be detected by machine. Consequently, hidden and machine-readable information can subsequently be integrated in a volume hologram. The volume hologram is realized in another example through exposure with electromagnetic rays in the infrared wavelength area (e.g. with Nd: YAG-laser at 1064 nm). The hologram can be reconstructed in the visible wavelength area after lamination with a rough foil, which is placed over the volume hologram, with the stated average roughness. In another embodiment, layer 14a, which is directly adjacent to the core layer, or other layers 14, can be provided with lens structures or other optical active structures. When the image and/or data, which is contained in the volume hologram of the core layer, is reconstructed through the directly adjacent layer 14a, the directly adjacent layer must at least be partially transparent at least for the wavelength area in which the image and/or data are reconstructed. Directly adjacent layer 14a, which includes a roughness prior to lamination, can also be placed on the side of core layer 15 in a further embodiment, as a result of which the data and/or images contained in the volume hologram cannot be reconstructed. It should be understood by one in the art that the described wavelength shifts can be applied to the diffraction of any arrangement. CLAIMS 1. Data carrier with a core layer and at least one adjacent layer, which is laminated to the core layer, wherein the core layer comprises a holographic data memory in the form of a volume hologram, characterized in that the surface of the directly adjacent layer, facing the core layer includes a roughness before the lamination with the core layer, the roughness causing a wave length shift of the image that is reconstructed by the volume hologram. 2. Data carrier according to claim 1, characterized in that the average roughness for the wavelength shift of the image of at least 20 nm, which is reconstructed by the volume hologram, is equal to about 5 µm to 25µm. 3. Data carrier according to one of the claims 1 or 2, characterized in that the roughness is stochastically distributed. 4. Data carrier according to one of the claims 1 or 2, characterized in that the roughness profile is regular in the form of a jagged profile. 5. Data carrier according to one of the foregoing claims, characterized in that different areas of the layer directly adjacent to the core layer include different variations of roughness prior to the lamination. 6. Data carrier according to claim 5, characterized in that the areas of the layer directly adjacent to the core layer with different roughness displays information in the form of numbers, letters, geometrical shapes or images. 7. Data carrier according to one of the foregoing claims, characterized in that the adjacent layer consists of at least one thermoplastically processible plastic material, particularly polycarbonate (PC). 8. Data carrier according to one of the claims 1 to 6, characterized in that the adjacent layer consists of a paper-like material with at least one plastic laminated layer. Data carrier according to one of the foregoing claims, characterized in that the adjacent 9. layer is imprinted. Data carrier according to one of the foregoing claims, characterized in that the volume 10. hologram is locally shrunk or swollen. Data carrier according to claim 10, characterized in that the shrinking or swelling 11 includes a gradient towards the data carrier surface. Data carrier according to one of the foregoing claims, characterized in that the 12. increasing roughness of the directly adjacent layer causes a shift of the wavelength of the image reconstructed by the volume hologram to smaller wavelengths (blue shift). Procedure for the manufacturing of a data carrier with a core layer and at least one layer 13. adjacent to the core layer, wherein the core layer consists of a holographic data memory in the form of a volume hologram, wherein the at least one layer adjacent to the core layer is laminated to the core layer, characterized in that the layer directly adjacent to the core layer is provided for lamination purposes with a surface facing the core layer, having a roughness, wherein the roughness causes a wavelength shift of the image that is reconstructed by the volume hologram. Procedure according to claim 13, characterized in the average roughness for the 14. wavelength shift of the image of at least 20 nm, which is reconstructed by the volume hologram, is equal to about 5 µm to 25 µm. 15. Procedure according to one of the claims 13 or 14, characterized in that the roughness is obtained through a regular relief which is impressed in areas of the layer's surface via thermal and mechanical deformation prior to preparing the layers for lamination, which is placed directly adjacent to the core layer wherein the impressed surface directs towards the core layer. 16. Procedure according to one of the claims 13 to 15, characterized in that areas of the surface facing the core layer of the layer directly adjacent to the core layer before lamination are generally smoothed out. 17. Procedure according to one of the claims 15 or 16, characterized in that the areas have any geometrical forms and/or number forms and/or letter forms and/or image forms. Dated this 14 day of September 2006

Documents:

3331-CHENP-2006 AMENDED PAGES OF SPECIFICATION 21-02-2013.pdf

3331-CHENP-2006 AMENDED CLAIMS 21-02-2013.pdf

3331-CHENP-2006 AMENDED PAGES OF SPECIFICATION 04-03-2013.pdf

3331-CHENP-2006 CORRESPONDENCE OTHERS 04-03-2013.pdf

3331-CHENP-2006 EXAMINATION REPORT REPLY RECEIVED 21-02-2013.pdf

3331-CHENP-2006 FORM-1 04-03-2013.pdf

3331-CHENP-2006 FORM-1 21-02-2013.pdf

3331-CHENP-2006 FORM-2.pdf

3331-CHENP-2006 FORM-3 21-02-2013.pdf

3331-CHENP-2006 OTHER PATENT DOCUMENT 21-02-2013.pdf

3331-CHENP-2006 PRIORITY DOCUMENT 21-02-2013.pdf

3331-CHENP-2006 POWER OF ATTORNEY 21-02-2013.pdf

3331-CHENP-2006 CORRESPONDENCE OTHERS 16-04-2012.pdf

3331-chenp-2006-abstract.pdf

3331-chenp-2006-claims.pdf

3331-chenp-2006-correspondnece-others.pdf

3331-chenp-2006-description(complete).pdf

3331-chenp-2006-drawings.pdf

3331-chenp-2006-form 1.pdf

3331-chenp-2006-form 3.pdf

3331-chenp-2006-form 5.pdf

3331-chenp-2006-pct.pdf