Title of Invention

" A METHOD AND A TRANSMITTER TO REDUCE PEAK-TO-AVERAGE POWER RATIO IN AN ORTHOGONAL FREQUENCY DIVISION MULTIPLEXED SIGNAL "

Abstract This invention relates to a method of reducing peak-to-average power ratio in an orthogonal frequency division multiplexed, hereinafter referred to as OFDM, signal (10), the method comprising the steps of modulating (66) a set of subcarriers with a set of data symbol vectors to produce a first modulated signal; limiting (78) the magnitude of the first modulated signal to produce a first limited modulated signal; demodulating (80) the first limited modulated signal to recover distorted input symbol vectors, constraining (84) the distorted input symbol vectors to values greater than or equal to a minimum threshold value to produce constrained data symbol vectors; constraining out-of-band spectral components to lie within a predetermined mask (112) by suppressing their magnitude and preserving their phase; and remodulating (88) the constrained data symbol vectors.
Full Text FIELD OF THE INVENTION This invention relates to signal processing for radio frequency signals, and
more particularly to signal processing for reducing the peak to average power (PAR) ratio in
orthogonal frequency division modulated (OFDM) radio frequency signals.
BACKGROUND OF THE INVENTION HD Radio™ digital broadcasting is a medium for providing digital-quality
audio, superior to existing analog broadcasting formats. Both AM and FM HD Radio™
signals can be transmitted in a hybrid format where the digitally modulated signal coexists
with the currently broadcast analog AM or FM signal, or in an all-digital format without an
analog signal. In-band-on-channel (IBOC) HD Radio™ systems require no new spectral
allocations because each HD Radio™ signal is simultaneously transmitted within the same
spectral mask of an existing AM or FM channel allocation. IBOC HD Radio™ promotes
economy of spectrum while enabling broadcasters to supply digital quality audio to their
present base of listeners. An HD Radio™ digital broadcasting system is described in U.S.
Patent No. 6,549,544, which is hereby incorporated by reference.
One proposed FM HD Radio™ broadcasting system uses a set of orthogonal
frequency division multiplexed (OFDM) subcarriers to transmit a digital signal. OFDM
modulation is a well-known technique that modulates a vector of information symbols in
parallel over a number of individual orthogonally-spaced subcarriers. An OFDM signal
includes multiple subcarriers modulated at different equally spaced frequencies, which are
orthogonal to each other. OFDM modulation has proven to be an effective means for
transmission over channels that experience various types of multipath and linear distortion.
This ensures that different subcarriers do not interfere with each other under normal channel
conditions.
In conventional serial modulation (not OFDM), a number (e.g. 100) of QPSK
symbols (200 bits) is modulated in a sequence of 100 complex QPSK symbols over a total
time interval T. In contrast OFDM groups these symbols as a vector and transmits the QPSK
symbols in parallel as 100 subcarriers each modulating a single QPSK symbol. Each of the
parallel OFDM subcarriers in this example occupies approximately one hundredth of the
serial QPSK bandwidth and spans approximately the same time T. Both the bandwidth and
throughput of the serial and OFDM transmissions are approximately the same. Small

differences in the time and bandwidth are a result of channel filtering for mostly the serial
transmission, and guard time (if any) in the OFDM case.
Unfiltered QPSK modulation results in a constant signal magnitude where
only the phase is modulated. Therefore its Peak-To-Average Power Ratio (PAR) is one, and
the power efficiency of the transmitter's high power amplifier (HPA) is high. More
conventional filtered QPSK (i.e., square-root Nyquist filtering) results in a small amplitude
modulation component of the modulated signal where its PAR is small (typically about 1 or 2
dB), and the HPA efficiency is high, but not as high as unfiltered QPSK.
The magnitude of the transmitted signal in such a system with OFDM
modulation occasionally has very high peaks. Therefore the linear power amplifiers used in
these transmitters need to operate with large power back-offs so that the out-of-band emission
power is below the imposed mask limits. This results in expensive and inefficient amplifiers.
For a large number of subcarriers, each complex dimension (inphase and quadrature) of the
OFDM signal approaches a Gaussian distribution. This results in a signal magnitude (square
root of power) Probability Density Function (PDF) that approaches a Rayleigh distribution.
Although the Rayleigh distribution has theoretically infinite peaks, the OFDM
peak is limited by the number of parallel subcarriers (e.g., 100, or 20 dB), or more practically
the typical peak can be limited to about 12 dB since there is little distortion in clipping the
improbable tails (e.g., above 12 dB PAR) of the Rayleigh PDF. HPA power efficiency is
affected since a large power backoff is required in operation to minimize peak distortion.
This peak distortion not only distorts (adds noise) the subcarrier modulation, but unwanted
out-of-band emission occurs due to intermodulation distortion. This leakage, being highest
immediately outside the intended spectral occupancy, can be particularly difficult to suppress
with filters after the HPA output. Hence, there is a need to reduce the peak-to-average power
ratio (PAR) for an OFDM signal.
Several different types of PAR reduction techniques have been proposed.
Some types require additional coding or phase rotation of the subcarriers. However these
PAR reduction techniques require reliable side information to undo the manipulations upon
demodulation, and are less attractive. Another class of PAR reduction techniques relies on an
iterative algorithm to clip and predistort (or constrain) the signal to achieve the PAR
reduction and suppress out-of-band emissions, requiring no additional side information.
These techniques are disclosed in A. Shastri & B. Kroeger, "Method and Apparatus for
Reducing Peak to Average Power Ratio in Digital Broadcasting Systems," U.S. Patent No.

6,128,350, Oct. 3, 2000, and B. Krongold & D. Jones, "PAR Reduction In OFDM Via Active
Constellation Extension," IEEE Trans. Broadcasting, Vol. 49, No. 3, pp. 258-268, Sept. 2003.
This invention provides a method for reducing the PAR of electronic signals
using OFDM, such as may be used in FM HD Radio™ systems.
SUMMARY OF THE INVENTION
This invention provides a method of reducing peak-to-average power ratio in
an OFDM signal comprising the steps of modulating a set of subcarriers with a set of data
symbol vectors to produce a first modulated signal, limiting the magnitude of the first
modulated signal to produce a first limited modulated signal, demodulating the first limited
modulated signal to recover distorted input symbol vectors, constraining the distorted input
symbol vectors to values greater than or equal to a minimum threshold value to produce
constrained data symbol vectors, constraining out-of-band spectral components to He within a
predetermined mask, and remodulating the constrained data symbol vectors.
In another aspect, the invention provides a transmitter for reducing peak-to-
average power ratio in an OFDM signal. The transmitter comprises a modulator for
modulating a set of subcarriers with a set of data symbol vectors to produce a first modulated
signal, a limiter for limiting the magnitude of the first modulated signal to produce a first
limited modulated signal, a demodulator for demodulating the first limited modulated signal
to recover distorted input symbol vectors, a processor for constraining the distorted input
symbol vectors to values greater than or equal to a minimum threshold value to produce
constrained data symbol vectors and for constraining out-of-band spectral components to lie
within a predetermined mask, and a remodulator for remodulating the constrained data
symbol vectors.
BRIEF DESCRIPTION OF THE ACCOMPANYING DRAWINGS

FIG. 1 is a schematic representation of an HD RadioTM FM Hybrid mode ideal
signal and spectral mask.
FIG. 2 is a schematic representation of an HD Radio™ FM All-Digital mode
ideal signal and spectral mask.
FIG. 3 is a simplified functional block diagram of a transmitter system
including the PAR reduction algorithm.
FIG. 4 is a top-level flowchart of PAR reduction algorithm.
FIG. 5 is a flowchart of PAR reduction algorithm iterations block.
FIG. 6 is a graph showing magnitude clipping nonlinearity function.

FIG. 7 is a graph showing results of the clipping process on the signal sample
energies (magnitudes squared) over one OFDM symbol after eight iterations of the PAR
reduction algorithm.
- FIG. 8 is a plot showing constrained distortion in the QPSK constellations
after PAR reduction algorithm.
FIG. 9 is a plot showing the signal spectrum after PAR reduction along with
the imposed spectral mask for out-of-band emissions for HD Radio™ FM Hybrid mode MP1.
FIG. 10 is a graph showing simulated average PAR results for the PAR
reduction algorithm for HD Radio™ FM Hybrid mode MP1 over a range of constraint values
(limits between 0.825 and 0.9).
FIG. 11 is a graph showing simulated peak PAR results for the PAR reduction
algorithm for HD Radio™ FM Hybrid mode MP1 over a range of constraint values (limits
between 0.825 and 0.9).
FIG. 12 is a plot showing the signal spectrum after PAR reduction along with
the imposed spectral mask for out-of-band emissions for HD Radio™ FM Hybrid mode MP3.
FIG. 13 is a graph showing simulated average PAR results for the PAR
reduction algorithm for HD Radio™ FM Hybrid mode MP3 over a range of constraint values
(limits between 0.825 and 0.9).
FIG. 14 is a graph showing simulated peak PAR results for the PAR reduction
algorithm for HD Radio™ FM Hybrid mode MP3 over a range of constraint values (limits
between 0.825 and 0.9).
FIG. 15 is a plot showing the signal spectrum after PAR reduction along with
the imposed spectral mask for out-of-band emissions for HD Radio™ FM all-digital mode
MP4.
FIG. 16 is a graph showing simulated average PAR results for the PAR
reduction algorithm for HD Radio™ FM all-digital mode MP4 over a range of constraint
values (limits between 0.825 and 0.9).
FIG. 17 is a graph showing simulated peak PAR results for the PAR reduction
algorithm for HD Radio™ FM all-digital mode MP4 over a range of constraint values (limits
between 0.825 and-0.9).
FIG. 18 is an example of an AM/PM conversion characteristic.

DETAILED DESCRIPTION OF THE INVENTION Referring to the drawings, FIG. 1 is a schematic representation of the
frequency allocations and relative power spectral density of the signal components for a
hybrid FM IBOC HD Radio™ signal 10. The hybrid format includes the conventional FM
stereo analog signal 12 having a power spectral density represented by the triangular shape 14
positioned in a central frequency band 16 portion of the channel. The Power Spectral Density
(PSD) of a typical analog FM broadcast signal is roughly triangular with a slope of about
-0.35 dB/kHz from the center frequency. A plurality of digitally modulated evenly spaced
subcarriers are positioned on either side of the analog FM signal, in an upper sideband 18 and
a lower sideband 20, and are transmitted concurrently with the analog FM signal. All of the
carriers are transmitted at a power level that falls within the United States Federal
Communications Commission channel mask 22. The vertical axis in FIG. 1 shows the peak
power spectral density as opposed to a more conventional average power spectral density
characterization.
In one proposed FM Hybrid HD Radio™ modulation format, a group of
evenly spaced orthogonal frequency division multiplexed (OFDM) subcarriers are placed on
each side of the host analog FM signal occupying the spectrum from about 129 kHz through
about 199 kHz away from the host FM center frequency as illustrated by the upper sideband
and the lower sideband in FIG. 1. In this hybrid system the total digital signal power in the
OFDM modulated subcarriers in each sideband is set to about -23 dBc (relative to its host
analog FM power). The digital signal is transmitted on the OFDM subcarriers located on
either side of the analog spectrum. The digital OFDM signal includes 191 subcarriers above
and 191 subcarriers below the host FM spectrum. Each subcarrier is QPSK modulated at a
symbol rate of 344.53125 Hz. The in-phase and quadrature phase pulse shapes are root
raised cosine tapered (excess time=7/128) at the edges to suppress the spectral sidelobes.
This pulse shape results in orthogonal subcarrier frequency spacing of 363.3728 Hz.
The digitally modulated portion of the hybrid signal is a subset of an all-digital
DAB signal that will be transmitted in the all-digital IBOC DAB format. The spectral
placement and relative signal power density levels of the OFDM digital subcarriers in a
proposed all-digital FM DAB format illustrated by item number 24, is shown in FIG. 2. The
analog FM signal of FIG. 1 has been replaced by an optional additional group of OFDM
subcarriers, referred to as the extended all-digital signal 26, located in the central frequency
band 28. Once again evenly spaced OFDM subcarriers are positioned in an upper sideband

30 and a lower sideband 32. The sidebands of the all-digital format of FIG. 2 are wider than
the sidebands of PIG. I. In addition, the power spectral density level of the all-digital IBOC
signal sidebands is set about 10 dB higher than that allowed in the hybrid IBOC sidebands.
This provides the all-digital IBOC signal with a significant performance advantage.
Furthermore the power spectral density of the extended all-digital signal is about 15 dB
below that of the hybrid IBOC sidebands. This minimizes or eliminates any interference
problems for adjacent hybrid or all-digital IBOC signals while providing additional capacity
for other digital services.
The all-digital mode of FIG. 2 is a logical extension of the hybrid mode where
the analog signal, which previously occupied the central ±100 kHz region is replaced with
low level digital subcarriers. Located on either side of the low-level carriers are two digital
sidebands that differ from the hybrid mode by increasing the bandwidth to about 100 kHz and
increasing the power by about 10 dB. A proposed all-digital system includes 267 carriers in
each sideband and 559 carriers in the center. Each digital subcarrier is QPSK modulated.
The in-phase and quadrature phase pulse shapes are root raised cosine tapered (excess
time=7/128) at the edges to suppress the spectral sidelobes. This pulse shape results in
orthogonal subcarrier frequency spacing of 363.3728 Hz. The power spectral density plots
for the transmitted signal should be well within the all-digital FM IBOC mask.
FIGs. 1 and 2 show ideal spectrums of the FM HD Radio™ system hybrid and
all-digital signals, along with their proposed spectral masks governing out-of-band emissions.
Although the ideal signals are contained within their masks, nonlinear distortion, such as high
power amplifier (HPA) compression or peak clipping, raise the out-of-band emissions and
must be controlled for efficient HPA operation.
FIG. 3 is a simplified functional block diagram of a transmitter system
including the PAR reduction algorithm inserted between the OFDM modulator and the HPA.
The transmitter 40 includes a symbol generator 42 that produces OFDM symbol data vectors
consisting of a group of Quadrature Phase Shift Keying (QPSK) data symbols containing the
information to be transmitted on each of the active subcarriers. These symbols are passed to
modulator 44 wherein each OFDM symbol data vector is modulated to produce the digital
me-domain signal samples (normalized). This modulation includes passing the data
symbols through an Inverse Fast Fourier Transform (IFFT) to realize the OFDM modulation.
cyclic prefix, along with a root raised cosine window, is applied to the modulated signal
excess time=7/128). The combination of the IFFT and the windowing operation is referred

to henceforth as the OFDM modulator. The modulated output of OFDM modulator is passed
as an input to the PAR reduction algorithm 46. The output 48 of this block is amplified by
high power amplifier 50 and forms the signal to be transmitted with a reduced PAR at
antenna 52.
A top-level flowchart of major PAR reduction algorithm steps is presented in
FIG. 4. This flowchart starts at block 60 and shows the operations of inputting OFDM
symbol data, through outputting modulated and PAR-reduced time domain signal samples for
each OFDM symbol. The Input Symbol Data Vector block 62 shows that the input is a data
vector comprising the bit pairs for each active QPSK subcarrier for the OFDM symbol. This
can be viewed as the frequency-domain representation for each FFT bin (subcarrier) prior to
OFDM modulation, where the FFT converts a complex time-domain signal block into
complex frequency component bins uniformly spaced over the sample-rate bandwidth. Each
active bin is represented by a complex binary number for QPSK modulation on that bin
(subcarrier). Active bins with intentionally-reduced signal levels can be scaled to other
binary sets of levels. Inactive bins are set to zero.
The Equalization Compensation block 64 shows an optional equalization
compensation step. When linear distortion (filtering) is a significant factor at the
transmitter's output network (HPA output), then equalization compensation can be used to
precorrect the input to the HPA. The equalization compensation uses a vector (the same size
as the input vector) containing the reciprocal of the complex output gain (linear distortion) for
each subcarrier. The complex gain associated with each bin is a complex number which, in
effect, multiplies (distorts) the original complex frequency sample (bin). Each of the
elements of the input vector is multiplied by each of the corresponding element of the
equalization vector to yield an equalized input symbol data vector.
The Modulate OFDM Symbol block 66 shows that the input symbol data
vector is converted into a time domain signal for each OFDM symbol. This transformation is
performed via an inverse complex fast Fourier transform (IFFT), then a cyclic prefix with a
predetermined guard time is appended to the end of the output vector prior to tapering the
ends of the symbol with a root-Nyquist pulse shape. This guard time, cyclic prefix extension,
and windowing are used to improve the signal's performance in the presence of multipath
interference, as well as suppress the frequency sidelobes of the subcarriers resulting in
reduced out-of-band emissions.

The PAR reduction algorithm iterations block 68 represents the algorithms
used in reducing the PAR of the modulated OFDM symbol. The details of these algorithms
are described later and in the flowchart of FIG. 5.
The Output OFDM Symbol block 70 outputs the time domain samples of the
PAR-reduced OFDM signal. Then the process continues for subsequent OFDM symbols.
A flowchart showing more details of the PAR reduction algorithm iterations
block 68 of FIG. 4 is presented in FIG. 5. The input 72 to this flowchart is a sequence of
modulated OFDM symbols, while the output 74 is the PAR-reduced version of these
symbols. This iterative algorithm continues to reduce the PAR of the symbol while
constraining the frequency domain (symbol vector) distortion and out-of-band emissions to
acceptable levels. After some iterations, the algorithm converges to an acceptable
compromise PAR while constraining the distortion to acceptable levels.
Block 76 represents an optional AM/PM compensation. This function can be
used to partially compensate for the AM/PM distortion introduced by the HPA. AM/PM is
generally characterized by a slight delay in the time domain signal peaks as the signal in the
HPA approaches saturation. By modeling this effect within the PAR reduction iterative
process, the AM/PM degradation can be reduced.
The Clip Signal Magnitudes block 78 represents a function that clips (limits)
the magnitudes of the complex time domain OFDM symbol samples to a predetermined value
(e.g. 1.5 times the rms level, or 3.52 dB PAR). The peak to average power reduction is
accomplished by clipping or limiting the peak magnitudes. The phase of each sample is
preserved. This clipping process introduces distortion and out-of-band emissions which are
later corrected in the frequency domain processing within the iteration.
The Demodulate OFDM Signal block 80 illustrates the demodulation process
that is the reverse of the modulate OFDM symbol process described previously. The
demodulation steps include weighting and folding of the ends (where the cyclic prefix was
appended in the previous modulation step) of the symbol time, then computing an FFT to
yield a somewhat distorted version of the input symbol data vector.
The Remove Eq. (if Eq. Comp. active) block 82 shows that if the optional
frequency-domain equalization compensation of FIG. 4 was performed, then this equalization
must be temporarily removed for some of the next steps of the algorithm in this iteration.
The vector used to remove the equalization is similar to the original equalization vector, but
all the elements are reciprocals of the original equalization vector.

The Constrain QPSK Constellations & Apply Mask block 84 shows the
removal of significant distortion introduced by the previous signal clipping process. The
intermodulation distortion caused by clipping introduces noise (distortion) into all the
frequency bins of the symbol vector. This function constrains the distortion components to
acceptable levels. This distortion cannot be entirely eliminated since this would have the
undesirable effect of restoring the peaks back into the time domain signal. Instead the
distortion is modified in such a way as to minimize the degradation in QPSK demodulation
performance, and suppress out-of-band emissions to an acceptable level based upon a
predefined out-of-band emissions mask vector. More details of this process are presented
later. This process results in partial peak regrowth of the time domain signal. Multiple
iterations of the PAR algorithm tend toward convergence to minimize the peaks while
constraining the intermodulation products to acceptable levels.
The Restore Eq. (if Eq. Comp. active) block 86 shows that if the optional
frequency-domain equalization compensation was performed in a previous step, then this
equalization must be restored since it was removed in an intermediate step prior to this one.
The Modulate OFDM Symbol block 88 shows conversion of the input symbol
data vector into a time-domain signal for each OFDM symbol. This step has been described
in the identical block of FIG. 4.
The Last Iter? Block 90 shows that the iterative algorithm ends on the last
iteration (a predetermined number of, for example, 4) for this PAR-reduced OFDM symbol.
The modulation and demodulation steps are illustrated by the following
algorithm descriptions.



The clipping process acts upon the magnitudes of the complex OFDM symbol
samples. For convenience, the nominal RMS value of the input complex OFDM time domain
signal samples is scaled to one. An effective value of the clip magnitude level was
experimentally determined to be about 1.5 (3.5 dB PAR). The units are in magnitude
(voltage) of the complex time-domain samples previously normalized to an rms magnitude of
1. The samples with magnitudes below 1.5 are unaffected. However, samples above 1.5
magnitude are set to 1.5 while preserving the phase of the input sample. Detecting samples
above the clip level can be performed using the magnitude squared samples to minimize
computations of the square root. The following algorithm can be used as an example:

Although both soft and hard limiting functions can be used for clipping, the hard limiting
function illustrated in the plot of FIG. 6 has been shown to be simple and effective for this
example. If the final PAR-reduced time domain signal applied to the HPA is still expected to
experience some compression at these reduced peaks, then a soft clipping or compression
modeling the HPA should be included in this clipping process. By inclusion of additional
HPA compression, the PAR iterations will result in reducing the effects of this distortion.
Soft clipping is a more gradual limiting function than hard clipping. Some
HP As tend to gradually compress the peaks as they approach high values as opposed to hard
limiting where the signal is linear up to the limiting value. If the compression of the HPA
can be accurately modeled, then this type of clipping may be more effective in some cases.

The results of the clipping process after eight iterations of the PAR reduction
algorithm is shown in the plots of FIG. 7. Signal energies indicative of the PAR (instead of
magnitudes) indicate a PAR of about 4 dB after the PAR reduction algorithm. The OFDM
symbol consists of 2160 samples (after a cyclic prefix extension from 2048). The three plots
include the unprocessed OFDM signal 100, the PAR-reduced signal 102, and the average
signal power 104. The average signal power is equal to 1.
Significant distortion introduced by the signal clipping process is removed by
constraining QPSK constellations and applying a mask. The intermodulation distortion,
caused by clipping, introduces noise (distortion) into all the frequency bins of the symbol
vector. This function constrains the distortion components to acceptable levels. This
distortion cannot be entirely eliminated since this would have the undesirable effect of
restoring the peaks back into the time domain signal. Instead the distortion is modified in
such a way as to minimize the degradation in QPSK demodulation performance, and suppress
out-of-band emissions to an acceptable level based upon a predefined out-of-band emissions
mask vector. This process results in partial peak regrowth of the time domain signal.
Multiple iterations tend toward convergence to minimize the peaks while constraining the
intermodulation products to acceptable levels.
The QPSK constellations of the active subcarriers are constrained to minimize
degradation in BER (Bit error rate) performance. In the absence of noise and distortion the
ideal QPSK constellation consists of complex constellation points (normalized for
convenience) at (+1.+1), (+1,-1), (-1,-1) and (-1,-1) depending upon the two bits each symbol
conveys. QPSK can also be viewed as a pair of orthogonal BPSK signals, where each of the
BPSK components carries one bit. The PAR reduction algorithm, in particular the clipping,
adds noise to the constellation points. A bit error occurs when the additive noise changes the
polarity of one of the bits; for example if a +1.0 is corrupted to -0.1 (the noise component is
-1.1 in this case). The channel adds more noise to the received signal and the BER
performance is a function of the margin of the transmitted signal. In other words, if an ideal
transmitted signal component +1.0 is corrupted by the PAR algorithm to output +0.5, then the
system loses 6 dB of margin for that particular bit. However other bits in the PAR reduction
process can actually be enhanced since some of the distortion components will increase the
+1.0 value (e.g. +1.2, or 3.5 dB improvement). Even with Forward Error Correction (FEC)
improving the output BER at the receiver, the performance is degraded by the code bits that
decrease the margin. Therefore the PAR reduction algorithm constrains the loss in margin to

an acceptable level relative to 1.0 (e.g., 0.85). So when the previous clipping process distorts
a bit component to a value of less than a predetermined threshold (e.g. +0.85, or -0.85 for
negative polarity), then the vector is appropriately constrained to the threshold (+0.85, or -
0.85 for negative polarity). The bits with a magnitude greater than 0.85 remain unchanged.
This constraint has the effect of minimizing the worst case margin loss for any particular bit,
while causing only modest peak signal regrowth in the time domain signal. The process of
constraining the QPSK constellation points is illustrated in FIG. 8, where the threshold in this
example is set to 0.85, and superimposing the points for several hundred QPSK symbols.
Although some of the bits actually experience an increase in signal margin, the overall loss in
BER performance is minimal.
The appropriate value for the threshold is a compromise between loss of BER
margin and peak regrowth. For example, if the threshold is set to 0.95, then the BER margin
loss is even less, but the peak regrowth is greater. Successive iterations of the clipping and
constraint processes continue to reduce the PAR while it meets the constellation constraints
as it converges to some minimum PAR value. An example of the QPSK constraint algorithm
is:
i
In the algorithm above, dn is the appropriate complex element of the input
OFDM symbol data vector where dn is the complex (possibly scaled) binary data for the
corresponding QPSK symbol. The complex QPSKn value is the PAR-reduced version of that
element after clipping and constraint iterations. Scaling of dn allows active subcarriers at
different levels used in the all-digital option discussed later.
Some broadcasting systems may use reference subcarriers to aid in coherent
signal tracking and to estimate channel state information (CSI) for subsequent FEC soft-
decoding. It is desirable for these subcarriers to have no distortion from the PAR reduction
algorithm. For these subcarriers the constraint could be to correct these QPSK constellations
to exactly the original OFDM symbol data vector values. Since the number of reference
subcarriers is typically small relative to the data bearing subcarriers, the regrowth of time
domain peaks in the modulated signal is minimal.
The nonactive subcarriers are also constrained to suppress out-of-band
emissions within an acceptable predetermined mask level. An out-of-band emission mask is

a vector of the same size as the OFDM symbol vector, where the inactive subcarriers are
associated with a maximum mask magnitude defined for each inactive subcarrier. The
inactive subcarriers for each OFDM symbol vector are constrained to not exceed the mask
magnitude (or magnitude squared for computational efficiency) value. Each subcarrier (FFT
bin) is unaffected when its value is below the mask. When a bin exceeds this mask, the
magnitude is constrained to the mask level while preserving the phase of the bin. The
following algorithm achieves this mask constraint:

A spectral plot of the modulated signal after the PAR reduction algorithm is
shown in FIG. 9. HD Radio™ systems can broadcast in various modes as discussed in the
previously mentioned U.S. Patent No. 6,549,544. The signal in FIG. 9 represents an FM
Hybrid mode (MP1) utilizing active subcarriers in the frequency range of approximately 129
through 199 kHz on either side of the center FM frequency. There are 191 subcarriers on
each sideband (382 total) where every 19th subcarrier is a reference subcarrier. The FM
analog signal spectrum is omitted in this plot where only the digital portion 110 of the signal
spectrum is shown. Notice that the noise outside the active subcarriers is constrained to be
under the mask 112.
The PAR performance using the algorithms just described was simulated with
the results presented in FIGs. 10 and 11. FIG. 10 is a graph showing simulated average PAR
results for the PAR reduction algorithm for HD Radio™ FM Hybrid mode MP1 over a range
of constraint values (limits between 0.825 and 0.9). FIG. 11 is a graph showing simulated
peak PAR results for the PAR reduction algorithm for HD Radio™ FM Hybrid mode MP1
over a range of constraint values (limits between 0.825 and 0.9).
The simulations span 64 OFDM symbols where the resulting PAR values were
shown as average or peak over the 64 OFDM symbols in the two plots. The PAR reduction
shows improvement as it tends to converge over eight iterations. A good value for the QPSK
constraint (limit) seems to be about 0.85. In this case the average PAR achieved is less than 5
dB within four iterations of the algorithm. This compares to an initial PAR of roughly 10 dB.

An average PAR of less than 4 dB can be achieved with multiple iterations resulting in a
potential average PAR reduction of greater than 6 dB for this example.
For comparison, FIGs. 12, 13 and 14 show the PAR performance for HD
Radio™ FM Hybrid Mode (MP3) where 267 subcarriers (534 total) are active on each
sideband. The results here are similar to the MP1 mode, but the PAR reduction is slightly
less due to proportionally more constraints in the increased number of subcarriers. In FIG.
12, the digital portion is labeled 114, and the mask is labeled 116.
Constraining QPSK constellations in an all-digital mode can now be
described. The HD Radio™ all-digital FM mode (MP4) fills the entire ±200 kHz of
bandwidth with active subcarriers with no FM analog signal present. The new secondary
subcarriers within ±100 kHz are transmitted at a reduced level nominally 20 dB below the
primary subcarriers beyond ±100 kHz. This is where a scaling of the secondary subcarriers
(bins) of the OFDM data vector is used on the binary data. Although the same PAR
reduction algorithm described previously could be applied, the relative distortion in mostly
the outer secondary subcarriers is increased. This increase in relative distortion is due to the
intermodulation products of the nearby primary subcarriers that are 20 dB higher in level. An
additional constraint is placed upon these secondary subcarriers to further reduce this
increased relative distortion.
Although it would be possible to prohibit any distortion in the secondary
subcarriers by constraining them to the input OFDM symbol data vector, this is overly
restrictive and would result in increased peak regrowth in the time domain signal. However
the previously described constraint allows the distortion values to be relatively large even
though the constraint for margin at the threshold value (e.g. 0.85) is imposed. This distortion
results in significant increase in subcarrier power due to the distortion components greater
than the nominal 1.0 values. A solution to this problem is to first constrain the constellation
as previously described for the primary subcarriers. An additional constraint is imposed on
the secondary subcarriers where the constrained new constellation value is an average of the
newly constrained output and the input OFDM symbol data vector. This averaging reduces
the large distortion values so that the resulting distortion is similar (proportional) to the
primary subcarriers. A weighted average can further be used to adjust the degree of
distortion reduction. Simulations have shown this to be effective. The results of the
simulations are presented in FIGs. 15, 16 and 17. In FIG. 15, the digitally modulated signal

is labeled 118, and the mask is labeled 120. An algorithm to constrain the QPSK
constellation for the secondary subcarriers S is:

The PAR reduction performance for the all-digital mode is less than for the
hybrid modes due to the additional constraint on the secondary subcarriers. However the
average PAR of less than 6 dB after four iterations is still an improvement of over 4 dB
compared to the original signal.
Optional Equalization Compensation can be used for HPA output filtering.
Linear distortion at the transmitter output can result from limited HPA bandwidth and
additional filtering at the output network due to antenna combining or for the reduction of
out-of-band emissions. A linear equalizer could be placed before the HPA to compensate for
these effects. However, in a transmission system using the PAR reduction algorithm, this
compensation would result in peak regrowth of the signal. This peak regrowth occurs
because the phases and amplitudes of the signal have been slightly modified in the PAR
algorithm to, in effect, cancel at the peaks. The equalization applied outside the PAR
algorithm would change the phase and amplitude relationships where the peaks would not
cancel in the same way. Placing this equalization prior to the previously-described PAR
algorithm is also ineffective since the PAR algorithm will undo the equalization. However a
modification to the PAR algorithm to include equalization can be effective.
The equalization compensation uses a vector (the same size as the OFDM
symbol input vector) containing the reciprocal of the complex output gain (linear distortion)
values for each subcarrier (active or inactive). Each of the elements of the input vector is
multiplied by each of the corresponding elements of the equalization vector to yield an
equalized input OFDM symbol data vector. The OFDM modulation and demodulation steps
in the above algorithm remain unchanged, although the resulting OFDM symbol time domain
samples are somewhat different due to the equalization. The equalization within the PAR
reduction algorithm is either removed or restored at several steps in the algorithm such that

the QPSK constraints imposed on the OFDM symbol vectors does not undo the equalization.
Examples of the Equalization Compensation and removal algorithms are:

The effect is that the algorithm will continue to reduce the peaks with each
iteration in the same manner as the PAR algorithm without equalization. However, the
equalization is preserved through the PAR reduction process. Simulation results confirm that
the PAR reduction performance with phase equalization is statistically identical to the
performance without equalization. This is to be expected since distortions and peaks are
iteratively corrected and converge in the same manner. However PAR reduction with severe
amplitude equalization may be somewhat affected since this could change the effective power
in the equalized output depending on the severity of subsequent filtering effects. For
example, if a significant number of subcarriers are attenuated by 20 dB at the HPA output,
the equalization would require proportionally more power to compensate for these
subcarriers. The interaction of the intermodulation distortion over all the subcarriers of
different equalized levels may have some effect on the potential PAR reduction.
Furthermore, severe linear distortion can result in OFDM intercarrier interference as well as
intersymbol interference which are not compensated in this algorithm. However,
equalization for severely filtered HPA output signals should be used with caution.
In some applications the desired equalization may not be a predetermined
fixed vector. Filtering and antenna/HPA output network impedance matching may change

due to factors such as temperature, snow and aging. A feedback signal can be used to update
the characteristics of the filtering which could adaptively update the equalization vector used
in the PAR reduction algorithm. The feedback signal can be derived from a receiver
(antenna) placed in a location near the exciter where it is unaffected by multipath distortion
such that the receiver can measure the effects of filtering and linear distortion of the
transmitted signal. This measured linear distortion can be converted into an equalization
vector to be used in the PAR algorithm.
The AM/PM compensation function can be used to partially compensate for
the AM/PM conversion introduced by the HPA. AM/PM is generally characterized by a
slight delay in the time domain signal peaks as the signal in the HPA approaches saturation.
By modeling this effect within the PAR reduction iterative process, the AM/PM degradation
can be reduced. The AM/PM compensation is a bit more complex than the compensation
(equalization) for linear distortion described previously. This is because the effects of
AM/PM conversion are dependent on the instantaneous magnitudes of the OFDM symbol
time domain samples. However the AM/PM can be introduced into the PAR reduction
algorithm and be compensated in the iterative process of constraining the resulting
constellations in the normal fashion. The AM/PM conversion is introduced immediately after
the OFDM modulation steps in the algorithm. Unfortunately there are convergence issues to
deal with in this case since the peaks are reduced in each iteration. Since the peaks are most
affected by the AM/PM conversion, these effects will change with each iteration. There are
two aspects of the algorithm to consider first, the modeling of the AM/PM conversion as it
affects the time domain samples; and second, a method for improving the convergence of the
compensation with changing peaks for each iteration.
The AM/PM conversion for a particular HPA should be accurately
characterized to achieve a benefit in compensation. This characterization should be
converted in units of time delay as a function of instantaneous magnitude. An example of
this characteristic is shown in FIG. 18. For convenience the AM/PM conversion time units
can be characterized in terms of samples of delay as a function of magnitude, and the
maximum delay to be compensated is limited to one signal sample (2160 samples/OFDM
symbol for the HD Radio™ FM system). The effect of this AM/PM conversion is to "smear"
each complex OFDM symbol time domain sample into the next sample; the smearing being a
function of the sample magnitude. An example of the AM/PM conversion is shown in FIG.

18, and an example of an algorithm used to impose the AM/PM conversion onto the signal
follows:

This algorithm acts as a nonlinear FIR filter whose coefficients are a dynamic
function of the AM/PM conversion for each sample. However a more complex and accurate
model can be generated if necessary to achieve the desired effect. The main issue with this
simple algorithm is the changing peaks with each iteration of the algorithm, and its affect on
convergence to an acceptable PAR reduction. To improve convergence, the algorithm is
modified to gradually increase the effect of the AM/PM conversion with each iteration until
the final iteration where the full effect is imposed. This can be achieved by multiplying the
actual value of conversion by the present iteration number by the final iteration number.
Simulation results reveal that this significantly improves convergence to achieve a lower
PAR. An example of the modified AM/PM algorithm is shown next where an example
AM/PM conversion proportional to the magnitude cubed of FIG. 18 is used.

In some applications the desired AM/PM conversion compensation may not be
a predetermined fixed function. A feedback signal can be used to update the AM/PM
function or a parameter in the function. Although simulation results showed reasonably good
performance for this example, the actual characteristics may need further modification to
yield good results with a particular HPA. It may be the case where the AM/PM conversion
may not be sufficiently stable or accurately characterized to achieve good performance.
Therefore, it should be tested for any particular HPA type.
This invention provides a method for reducing peak to average power ratio
(PAR) in a radio frequency signal modulated with OFDM (Orthogonal Frequency Division
Multiplexed) symbols. The method comprises an iterative process including the steps of
modulating a set of subcarriers with a set of data symbol vectors (OFDM modulation) to

produce a modulated signal; limiting the magnitude of the first modulated signal to produce a
first limited modulated signal; demodulating the first limited modulated signal to recover the
distorted input symbols (constellation points); constraining the new input data symbol vectors
in such a manner as to minimize the negative effects of the limiting to produce constrained
data symbol vectors, and suppressing out-of-band leakage; and remodulating the constrained
OFDM symbol data vector. This process is performed by subsequent iterations of the above
algorithm to further reduce the PAR ratio. Although various methods have been proposed,
this method offers improved performance for reducing the PAR while controlling undesirable
out-of-band emissions. It also includes equalization within the PAR reduction algorithm to
compensate for the effects of linear filter-like distortion caused by the HPA output network,
as well as partial compensation for nonlinear signal compression and AM/PM conversion
below the peaks of the PAR-reduced signal. ,
This invention can be applied to reduce the PAR of electronic signals using
OFDM, such as may be used in FM HD Radio™ systems. This invention also provides a
means for equalizing the signal within the PAR reduction algorithm to compensate for linear
distortion cause by the HPA output network (filter). Further compensation techniques for
nonlinear distortions, such as AM/PM conversion, are also discussed. Optimization in PAR
reduction performance for iBiquity Digital Corporation's HD Radio™ system is discussed as
an example and application of the technique.
The algorithms were simulated and showed good performance. Improved
features include provision for an out-of-band spectral mask, improved performance for
secondary subcarriers in an all-digital system with different subcarrier levels, an option for
equalization of the HPA output network, and AM/PM conversion compensation.
This invention controls out-of-band spectral emissions through use of a
spectral mask. In one embodiment, improved algorithm parameters yield better performance.
Reference subcarrier constellations can be restored with negligible peak regrowth.
Equalization of linear distortion can be introduced by HPA output network. Convergence
criteria can be used to reduce the distortion in lower-level secondary subcarriers. The effects
of AM/PM distortion can be suppressed. All of these improvements can be performed within
the PAR correction iterations instead of after the PAR algorithm, which would have resulted
in peak regrowth.
While the present invention has been described in terms of several
embodiments, it will be apparent to those skilled in the art that various changes can be made

to the disclosed embodiments without departing from the scope of the invention, as set forth
in the following claims.

WE CLAIM
1. A method of reducing peak-to-average power ratio in an orthogonal
frequency division multiplexed, hereinafter referred to as OFDM, signal
(10), the method comprising the steps of:
modulating (66) a set of subcarriers with a set of data symbol vectors to
produce a first modulated signal;
limiting (78) the magnitude of the first modulated signal to produce a first
limited modulated signal;
demodulating (80) the first limited modulated signal to recover distorted
input symbol vectors,
constraining (84) the distorted input symbol vectors to values greater than
or equal to a minimum threshold value to produce constrained data
symbol vectors;
constraining out-of-band spectral components to lie within a
predetermined mask (112) by suppressing their magnitude and preserving
their phase; and
remodulating (88) the constrained data symbol vectors.

2. The method as claimed in claim 1, wherein the steps of claim 1 are
repeated to further reduce peak to average power ratio of the OFDM
signal.
3. The method as claimed in 1, wherein the step of constraining the
distorted input symbol vectors comprises the step of:
assigning the threshold value to bits of the distorted input vector having
values less than the threshold value.
4. The method as claimed in 1, wherein the step of constraining the out-of-
band spectral components comprises the step of:
applying (84) the mask to nonactive subcarriers.
5. The method as claimed in claim 1, comprising the steps of:
equalizing (64) the set of data symbol vectors prior to the modulating
step;
removing (82) equalization of the set of data symbol vectors following the
demodulating step; and
restoring (86) equalization of the set of data symbol vectors prior to the
remodulating step.

6. The method as claimed in claim 5, wherein the equalizing step uses a
vector containing the reciprocal of the complex output gain for each
subcarrier.
7. The method as claimed in claim 6, comprising the step of:
adaptively updating the equalization vector.
8. The method as claimed in claim 1, comprising the step of:
compensating (76) the first modulated signal for amplitude and phase
modulation distortion.
9. The method as claimed in claim 1, wherein the step of modulating a set of
subcarriers with a set of data symbol vectors, comprises the steps of:
passing the data symbol vectors through an inverse fast Fourier
transform; and
applying a cyclic prefix, a guard band, and a raised root cosine window to
the modulated signal.
10.The method as claimed in claim 9, wherein the demodulating step
comprises the steps of:

weighting and folding the cyclic prefix; and
computing the fast Fourier transform of the data symbol vectors.
11.The method as claimed in claim 1, wherein the limiting step comprises
soft clipping or compression modeling.
12.The method as claimed in claim 1, wherein the step of constraining the
distorted input symbol vectors comprises the step of:
placing a minimum value on real and imaginary components of the
symbol vectors.
13.The method as claimed in claim 1, wherein the set of subcarriers comprise
data subcarriers and reference subcarriers, and the step of constraining
the distorted input symbol vectors comprises the steps of:
placing a minimum value on reai and imaginary components of the symbol
vectors carried on the data subcarriers; and
correcting real and imaginary components of the symbol vectors carried
on the reference subcarriers.
14.The method as claimed in claim 1, comprising the step of:

averaging the constrained data symbol vectors and the distorted input
symbol vectors.
15.The method as claimed in claim 14, wherein the average is a weighted
average.
16. The method as claimed in claim 1, wherein the OFDM signal comprises
reference subcarriers and the method further comprises the step of:
restoring reference signals on the reference subcarriers to original values
of the reference signals.
17. A transmitter (40) for reducing peak-to-average power ratio in an
orthogonal frequency division multiplexed, OFDM, signal, the transmitter
comprising:
means for modulating (44) a set of subcarriers with a set of data symbol
vectors to produce a first modulated signal;
means for limiting (78) the magnitude of the first modulated signal to
produce a first limited modulated signal;
means for demodulating (80) the first limited modulated signal to recover
distorted input symbol vectors,

means for constraining (84) the distorted input symbol vectors to values
greater than or equal to a minimum threshold value to produce
constrained data symbol vectors;
means for constraining out-of-band spectral components to lie within a
predetermined mask (112) by suppressing their magnitude and preserving
their phase; and
means for remodulating (88) the constrained data symbol vectors.
18.The transmitter as claimed in claim 17, comprising;
an equalizer for equalizing (64) the set of data symbol vectors prior to the
modulating step.
19.The transmitter as claimed in claim 17, comprising:
a compensator for compensating the first modulated signal for amplitude
and phase modulation distortion.
for remodulating the constrained data symbol vectors.


Re: Indian Patent Application No. 2086/KOLNP/2006
of 25.07.2006 in the name of IBIQUITY DIGITAL
CORPORATION
ABSTRACT
TITLE : "A METHOD AND A TRANSMITTER TO REDUCE PEAK-TO-
AVERAGE POWER RATIO IN AN ORTHOGONAL FREQUENCY DIVISION
MULTIPLEXED SIGNAL"
This invention relates to a method of reducing peak-to-average power ratio in an
orthogonal frequency division multiplexed, hereinafter referred to as OFDM,
signal (10), the method comprising the steps of modulating (66) a set of
subcarriers with a set of data symbol vectors to produce a first modulated signal;
limiting (78) the magnitude of the first modulated signal to produce a first limited
modulated signal; demodulating (80) the first limited modulated signal to recover
distorted input symbol vectors, constraining (84) the distorted input symbol
vectors to values greater than or equal to a minimum threshold value to produce
constrained data symbol vectors; constraining out-of-band spectral components
to lie within a predetermined mask (112) by suppressing their magnitude and
preserving their phase; and remodulating (88) the constrained data symbol
vectors.

Documents:

02086-kolnp-2006-abstract.pdf

02086-kolnp-2006-claims.pdf

02086-kolnp-2006-correspondence other.pdf

02086-kolnp-2006-correspondence others-1.1.pdf

02086-kolnp-2006-description (complete).pdf

02086-kolnp-2006-drawings.pdf

02086-kolnp-2006-form-1.pdf

02086-kolnp-2006-form-2.pdf

02086-kolnp-2006-form-26.pdf

02086-kolnp-2006-form-3.pdf

02086-kolnp-2006-form-5.pdf

02086-kolnp-2006-international publication.pdf

02086-kolnp-2006-international search report.pdf

02086-kolnp-2006-pct form.pdf

2086-KOLNP-2006-(23-04-2012)-ABSTRACT.pdf

2086-KOLNP-2006-(23-04-2012)-CORRESPONDENCE.pdf

2086-KOLNP-2006-(23-04-2012)-DRAWINGS.pdf

2086-KOLNP-2006-(23-04-2012)-FORM-1.pdf

2086-KOLNP-2006-(23-04-2012)-FORM-2.pdf

2086-KOLNP-2006-(23-04-2012)-FORM-3.pdf

2086-KOLNP-2006-(23-04-2012)-FORM-5.pdf

2086-KOLNP-2006-(23-04-2012)-PETITION UNDER RULE 137.pdf

2086-KOLNP-2006-ABSTRACT 1.1.pdf

2086-KOLNP-2006-AMANDED CLAIMS.pdf

2086-KOLNP-2006-ASSIGNMENT.pdf

2086-KOLNP-2006-CORRESPONDENCE.pdf

2086-KOLNP-2006-DESCRIPTION (COMPLETE) 1.1.pdf

2086-KOLNP-2006-DRAWINGS 1.1.pdf

2086-KOLNP-2006-EXAMINATION REPORT REPLY RECIEVED.pdf

2086-KOLNP-2006-EXAMINATION REPORT.pdf

2086-KOLNP-2006-FORM 1-1.1.pdf

2086-KOLNP-2006-FORM 18.pdf

2086-KOLNP-2006-FORM 2-1.1.pdf

2086-KOLNP-2006-FORM 26.pdf

2086-KOLNP-2006-FORM 3-1.1.pdf

2086-KOLNP-2006-FORM 3-1.2.pdf

2086-KOLNP-2006-FORM 5.pdf

2086-KOLNP-2006-GRANTED-ABSTRACT.pdf

2086-KOLNP-2006-GRANTED-CLAIMS.pdf

2086-KOLNP-2006-GRANTED-DESCRIPTION (COMPLETE).pdf

2086-KOLNP-2006-GRANTED-DRAWINGS.pdf

2086-KOLNP-2006-GRANTED-FORM 1.pdf

2086-KOLNP-2006-GRANTED-FORM 2.pdf

2086-KOLNP-2006-GRANTED-SPECIFICATION.pdf

2086-KOLNP-2006-INTERNATIONAL SEARCH REPORT.pdf

2086-KOLNP-2006-MISCLLENIOUS.pdf

2086-KOLNP-2006-OTHERS-1.1.pdf

2086-KOLNP-2006-OTHERS.pdf

2086-KOLNP-2006-PETITION UNDER RULE 137-1.1.pdf

2086-KOLNP-2006-PETITION UNDER RULE 137-1.2.pdf

2086-KOLNP-2006-REPLY TO EXAMINATION REPORT.pdf

abstract-02086-kolnp-2006.jpg


Patent Number 253784
Indian Patent Application Number 2086/KOLNP/2006
PG Journal Number 35/2012
Publication Date 31-Aug-2012
Grant Date 24-Aug-2012
Date of Filing 25-Jul-2006
Name of Patentee IBIQUITY DIGITAL CORPORATION
Applicant Address 8865,STANFORD BOULEVARD, SUITE 202 COLUMBIA MD 21045
Inventors:
# Inventor's Name Inventor's Address
1 KROEGER,BRIAN, WILLIAM 12813 AMBERWOODS WAY SYKESVILLE MD 21784
PCT International Classification Number H04L 27/26
PCT International Application Number PCT/US2005/000925
PCT International Filing date 2005-01-12
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/770,314 2004-02-02 U.S.A.