Title of Invention

A DRUG DELIVERY APPARATUS

Abstract A method for delivering a sedation drug comprising administering a drug to a patient while requesting the patient to respond to an instruction, monitoring a patient's BIS values, bringing the patient to a level of anesthesia where the patient fails to respond to the request within a predetermined response time, and determining a BIS value that coincides with the level of anesthesia corresponding to the failure to respond.
Full Text BIS CLOSED LOOP ANESTHETIC DELIVERY
[0001] Field of the Invention
[0002] The present invention relates to sedation drug delivery and, more particularly, closed-
loop sedation drug delivery.
[003] Background of the invention
[0004] Various automated delivery systems have been proposed for the administration of
drugs such as anesthetics, sedatives and analgesics for achieving anesthesia. These
systems range from "open-loop" systems, relying on pharmacokinetic models of the
anesthetic drug to control delivery, to "closed-loop" systems, relying on measures of
the depth of anesthesia to control delivery. The term "anesthesia," as used herein,
refers to the continuum of hypnosis and analgesia achieved via sedation drugs, and
ranges from anxiolysis to general anesthesia. The term "sedation drug," as used
herein, refers to the class of drugs employed by anesthesiologists in inducing sedation
or anesthesia, and includes hypnotics, analgesics and the like.
[0005] One "closed-loop" system, described in Absalom, A., Sutcliffe, N., and Kenny G.,
"Closed-loop control of anesthesia using Bispectral index: performance assessment in
patients undergoing major orthopedic surgery under combined general and regional
anesthesia", Anesthesiology, Vol. 96(1), pp 67-73, Jan 2002, uses the Bispectral Index
(BIS), which is a continuously processed EEG parameter that measures the state of
brain function during administration of sedation drugs, as the measure of depth of
anesthesia. BIS is a quantitative EEG analysis technique that has been developed for
use during anesthesia. Bispectral analysis of EEG measures consistency of phase and
power relationships among the various frequencies of the EEG. The index is derived
from both a power spectral analysis and a time domain analysis.
[0006] Although BIS provides decent population sedation and anesthesia values, there is
significant patient-to-patient variability. The BIS index is a number between 0 and
100 scaled to correlate with important clinical end points during administration of
sedation drugs. A value of 100 represents an awake clinical state while 0 denotes an

isoelectric EEC At a BIS value of 60 the patient typically has a very low probability
of consciousness. BIS values are inversely proportional to the plasma level of
concentration of drugs in the patient, i.e. the lower the BIS value, the higher the
concentration of drugs in the patient and the higher the BIS value, the lesser the
concentration of drugs in the patient; however, each BIS spectrum varies significantly
from patient to patient. As a result, the use of a model BIS spectrum to assess the
depth of anesthesia is not reliable in individual patients. Accordingly, there is a need
to tune BIS to each patient individually in order to correlate and assess the depth of
anesthesia of the patient and thereby "close the loop" on the sedation drug delivery
system.
[0007] Therefore, in 3 separate studies (See Leslie, K., Absalonm, A., and Kenny, G.,
"Closed loop control of sedation for colonoscopy using Bispectral Index", Anesthesia,
Vol. 57(7), pp. 693-697, July 2002; Absalom, A., Sutcliffe, N., and Kenny G.,
"Closed-loop control of anesthesia using Bispectral index: performance assessment in
patients undergoing major orthopedic surgery under combined general and regional
anesthesia", Anesthesiology, Vol. 96(1), pp. 67-73, Jan. 2002; and Absalom, A. and
Kenny, G., "Closed-loop control of propofol anesthesia using Bispectral index:
performance assessment in patients receiving computer-controlled propofol and
manually controlled remifentanil infusions for minor surgery", Br. J. Anaesthesia,
Vol. 90(6), pp. 737-741, June 2003) the patient's individual BIS values have been
correlated with the individual's level of sedation first, using manual titration of
sedation. Then, based on the manually obtained BIS values, a setpoint BIS value was
determined and closed-loop control was initiated. This procedure is feasible only in a
research setting and would be unacceptable in a clinical setting since the correlation
of individual BIS values to the individual's level of anesthesia is time-consuming.
Accordingly, it would be desirable to provide a method for efficiently tuning BIS to
an individual patient in an operational setting. S.D. Kelly, Monitoring Level of
Consciousness During Anesthesia and Sedation, provides a detailed explanation of
BIS and how it works and is available online at http://www.aspectmedical.com.
[0008] Summary of the Invention

[0009] A first embodiment of the present invention provides a method for delivering a
sedation drug comprising the steps of: administering a sedation drug to a patient
while requesting the patient to respond to an instruction; monitoring a patient's BIS
values; bringing the patient to a level of anesthesia where the patient fails to respond
or slowly responds to the request; determining a BIS value that coincides with the
level of anesthesia at which the patient fails to respond or slowly responds to the
request; and establishing a BIS setpoint. Closed-loop delivery of the sedation drug is
initiated to maintain the patient's BIS value at the setpoint.
[0010] A second embodiment of the present invention provides a drug delivery apparatus
having an automated response monitoring system (ARM), a Bispectral Index (BIS)
monitoring apparatus to monitor a patient's BIS values during delivery of a sedation
drug, and a sedation drug infusion device.
[0011] Other embodiments, objects, features and advantages of the present invention will
become apparent to those skilled in the art from the detailed description, the
accompanying drawings and the appended claims.
[0012] Brief Description of the Drawings
[0013] Fig. 1 is a block diagram showing a sedation drug delivery system in accordance with
one embodiment of the present invention;
[0014] Fig. 2 is a flow chart showing one method in accordance with the present invention;
and
[0015] Fig. 3 is a diagram of an automated response monitoring (ARM) system.
[0016] Detailed Description of the Invention
[0017] One embodiment of the present invention provides a closed-loop sedation drug
delivery system by combining the features of BIS with the patient specific features of
an Automated Response Monitoring system (ARM) to calibrate a set point and
thereby "close-the-loop" on sedation drug delivery. Alternatively, other systems for
indexing of depth of anesthesia may be substituted for BIS according to the present

invention, such as, for example, Narcotrend and various audio evoked potential
(AEP) devices.
[0018] ARM by itself is a binary measure of responsiveness (i.e. the patient either responds
or does not respond). ARM can play an integral role in a sedation drug delivery
system by identifying the transition from moderate to deep sedation. However, since
it is a binary measure it cannot provide adequate information regarding the patient's
depth of anesthesia following loss of responsiveness. Because the patient loses
responsiveness, ARM alone cannot be used to provide a closed loop sedation drug
delivery system. Nevertheless, ARM can be used in conjunction with BIS (or other
indices of depth of anesthesia) to efficiently determine the patient's level of
anesthesia and "close-the-loop" on sedation.
[0019] BIS has been used to measure changes in the effects of sedation drugs, such as
anesthetics and the like, on the brain and, more specifically, the hypnotic state of the
patient. BIS monitors are available commercially from Aspect Medical Systems, 141
Needham St., Newton, MA 02464. When a patient is more sedated, BIS values are
lower and when a patient is less sedated, BIS values are higher. A patient's BIS
values reflect the patient's reaction to a drug. A more sensitive patient will display a
greater decrease in BIS values than a less sensitive patient when administered the
same dosage of a drug. Thus, BIS can measure a patient's relative sedation level;
however, the wide variability of patient sensitivity to drugs, even among patients
having similar physical attributes, precludes the use of BIS alone to determine a
patient's level of anesthesia. Thus, generally, it is not feasible to produce a general
population BIS model that correlates a BIS range to an individual's level of
anesthesia. BIS should be correlated with the individual patient to determine the
patient's level of anesthesia. This can be achieved by correlating the patient's
responses to ARM with the patient's individual BIS values to more precisely
determine the patient's level of anesthesia and further, to help establish a set-point or
target level of anesthesia for the patient.

[0020] The use of ARM to assess a patient's level of anesthesia is described in U. S. Patent
App. Ser. No. 10/674, 160, filed September 29, 2003, which is hereby incorporated by
reference. As described in the application, several methods and apparatuses may be
used to monitor a patient's level of anesthesia using ARM. In sum, ARM is a patient
response system that sends various requests to a patient to receive a patient's response
and then analyzes the patient's responses to the requests. By analyzing the patient's
responses, the patient's level of anesthesia can be determined. The patient may also
reach a level of anesthesia where the patient is no longer responsive to ARM or the
patient fails to respond within a predetermined period of time. Several different
criteria may be used in determining the end point when a patient is considered to have
lost responsiveness to ARM. For example, as discussed in the aforementioned
application, loss of ARM may occur when a patient fails to respond within a certain
period of time after a request has been sent to the patient. Loss of ARM may also
occur when the patient's response does not meet a minimum threshold response level.
Thus, the clinician may determine the point at which the patient loses responsiveness
to ARM. Although the criteria for what determines loss of ARM could be chosen by
the clinician, the point at which the patient is deemed to have lost responsiveness to
ARM is always correlated to the patient's BIS values for that specific point. By
doing so, BIS values are correlated to the individual patient.
[0021] Fig. 1 is a block diagram of a sedation drug delivery system 10 in accordance with
one embodiment of the present invention. The system 10 includes a BIS monitor 12,
a controller 14, an ARM system 16 and ari infusion device 18. The infusion device
18 can be an automated infusion pump that is controlled via the controller 14. The
term "controller" as used herein includes a single logic device that performs the
disclosed function as well as any combination of logic devices that perform the
disclosed functions. In accordance with one embodiment of the present invention, the
controller 14 evaluates the output from the BIS monitor 12 and instructs the infusion
device 18 to continue to deliver the sedation drag based on the output from the BIS
monitor 12 and its relationship to a BIS setpoint established via the ARM system 16.

[0022] A method in accordance with one embodiment of the present invention is
diagrammed as a flow chart in Fig. 2. To begin sedation, in step 20 the clinician
initializes the system by programming the controller 14 with information relevant to
the patient, such as name, age and weight, etc. Based upon the input, the controller
14 will select or calculate an infusion modality or rate for the patient or the clinician
can set a drug infusion rate. One example of a method whereby the controller 14
establishes the infusion rate based on a loading dose is described in commonly
assigned U.S. Patent App. Ser. No. entitled "Dosage Control For Drug
Delivery System" (attorney docket number 451231-00049), filed herewith.
[0023] With the initialization of the system by the clinician, as show in step 20, the infusion
device 18 starts delivering the identification infusion rate and the controller 14 signals
the BIS monitor 12 to begin monitoring the BIS index for the patient in step 24 and
also signals the ARM system 16 to begin requesting responses from the patient in step
22. In step 26, the ARM system monitors the patient for responses to its requests.
The device stays in an "open-loop," delivering the selected identification infusion rate
and monitoring BIS and ARM, until the patient loses ARM response by either failing
to respond to a predetermined number of requests (e.g., 1 to 3), or failing to respond
within a predetermined response time (e.g., a predetermined number of seconds). The
ARM system then signals the controller 14 of the loss of responsiveness to ARM and
the device switches to "closed-loop" mode, adjusting the infusion rate, in an attempt
to minimize the error (i.e., the difference between the Setpoint and the measured BIS
value). When the device is in closed-loop mode, various known closed-loop
algorithms may be used.
[0024] The controller 14 receives BIS values from the BIS monitor 12 and uses the patient's
BIS index at that point where responsiveness to ARM was lost as a setpoint (see step
27) based upon which the controller 14 monitors further drug infusion in step 28. The
setpoint may not be based on the BIS index at that point itself but, depending upon
the nature of the surgical procedure, may be based on a BIS value that is offset from
it. For example, if the procedure is one that does not require deep anesthesia, the
setpoint may be set several points higher than the point at which the patient lost

responsiveness to ARM. Likewise, if the procedure is one that requires much deeper
anesthesia (e.g., general anesthesia), the setpoint may be set several points lower than
the point at which the patient lost response to ARM.
[0025] With the BIS setpoint established, the controller 14 generates an error between the
output from the BIS monitor 12 and the BIS setpoint (see step 28). The error is then
minimized in step 30 using a closed-loop algorithm. The action of the closed-loop
algorithm may depend on the sedation drug, the nature of the procedure, and the
patient's characteristics. For example, if the patient's BIS index is substantially
greater than the setpoint, the controller may increase the infusion rate. On the other
hand, if the patient's BIS is substantially less than the setpoint, the controller may stop
(or slow) the drug infusion. The invention also is not limited to infusion rate control
based solely upon BIS monitoring but rather is open to systems in which either the
BIS index comparison or the response to ARM or both are used.
[0026] An example of how ARM works is shown in the drawings. Figure 3 illustrates a
conscious sedation system 100 including a controller 102 and a response testing
apparatus 104. The controller 102 generates a request for a predetermined response
from a patient 106 and analyzes at least a response generated by the patient 106 to the
request to determine a level of sedation of the patient 106. The response testing
apparatus 104 includes a request assembly 108 and a response assembly 110. The
request assembly 108 communicates to the patient 106 the request generated by the
controller 102. The response assembly 110 is used by the patient 106 to generate the
response and communicates the response to the controller 102. Examples of response
assemblies particularly useful herein are hand grip assemblies as described in detail in
commonly assigned U.S. Patent App. Ser. No. 10/674,160 entitled "Response Testing
for Conscious Sedation Involving Hand Grip Dynamics," filed September 29, 2003.
The response assembly includes a handpiece which senses a dynamic variable of a
hand grip response made by the patient to the request and communicates the dynamic
variable to the controller which analyzes at least the dynamic variable to determine a
level of anesthesia of the patient.

[0027] The method of using ARM comprises applying a stimuli or request for a
predetermined response to the patient; instructing the patient to respond to the stimuli;
monitoring the patient's response to the stimuli; and repeating the steps until patient
loses responsiveness to ARM. In the meantime, the patient's individual BIS values
associated with the patient's level of anesthesia are also monitored. The BIS value at
which the patient loses responsiveness to ARM is recorded and used to calibrate BIS
to the individual patient. In the preferred embodiment, the BIS value at which the
patient loses responsiveness to ARM is used as the BIS setpoint at which to maintain
the patient's level of anesthesia. Nevertheless, the patient's BIS setpoint may be
increased or decreased according to the physician's discretion. It is often a goal of a
medication delivery system to achieve and maintain a desired effect on the patient.
This desired effect or level of effect is referred to as the setpoint. The set point
specified by the anesthetist or other health care professional is preferably approached
and maintained as closely as possible during the maintenance of the anesthesia.
[0028] By integrating the ARM system described above with the features associated with
BIS, the BIS can be tuned to the individual patient, and set values can be established
thereby closing the loop on the sedation drug delivery system.
[0029] In one embodiment of the invention, a drug is administered to the patient until loss of
ARM. This may be accomplished by gradually increasing the infusion rate. For
example, the system gradually increases the drug infusion rate, starting at 50
µg/kg/min and stepping up the rate 25 µg/kg/min every 60 seconds until the patient
loses responsiveness to ARM over three consecutive samples (i.e., the patient fails to
respond to three consecutive ARM requests). At this point, the average BIS value
over the three consecutive samples is used as the setpoint for the closed-loop
controller. This BIS value (i.e., the BIS setpoint) corresponds to the target level of
anesthesia at which the patient should be maintained during the procedure.
[0030] The infusion rate may be operated with various profiles in bringing the patient to loss
of ARM. Similarly, different end points can be used to define the loss of ARM
depending upon the age, health, and other characteristics of the patient. For example,

the infusion pump can increase infusion rate at a constant rate or a constant slope
ramp. It could also be a variable slope ramp or start high and have a negative slope
ramp as long as the patient is taken to loss of ARM safely and quickly, preferably
within five minutes. Once the BIS values are determined over the range at which the
patient loses responsiveness to ARM, a BIS setpoint is established and the sedation
drug delivery system maintains the desired level of anesthesia at the BIS setpoint for
the remainder of the procedure. If the clinician wants a different level of anesthesia
later in the procedure, he can accomplish this by changing the BIS setpoint value.
For example, if the clinician wants a deeper level of anesthesia for a more sensitive
aspect of the procedure, the clinician may lower the BIS set point. However, instead
of blindly setting a population BIS value to be the setpoint, the user will be adjusting
a BIS value that has been tuned to the specific patient via ARM. Accordingly, the
clinician can close the loop on the sedation drug delivery system through this
integration of the patient's response to ARM and the patient's BIS values. Whereas,
previously, with ARM alone, it was not possible to determine the patient's depth of
anesthesia, however, by keeping the patient's level of anesthesia at or near the BIS
value at which the patient lost responsiveness to ARM, over-sedation is prevented.
[0031] A second embodiment of the present invention provides a drug delivery apparatus
having an automated response monitoring system (ARM), a Bispectral Index (BIS)
monitoring apparatus to monitor a patient's BIS values during delivery of a sedation
drug, and a sedation drug infusion device.
[0032] Although the invention is shown and described with respect to certain embodiments,
particularly, embodiments utilizing BIS as an index of the depth of anesthesia, it is
obvious that equivalents and modifications will occur to those skilled in the art upon
reading and understanding the specification and the appended claims. The present
invention includes all such equivalents and modifications and is limited only by the
scope of the claims. For example, any device that provides an index of depth of
anesthesia may be substituted for BIS, including, but not limited to, Narcotrend and
various AEP devices.

[0033] All documents cited are, in relevant part, incorporated herein by reference. The
citation of any document is not to be construed as an admission that it is prior art with
respect to the present invention.

WE CLAIM:
1. A drug delivery apparatus (10) comprising:
a sedation drug infusion device (18),
an index of depth of anesthesia monitoring apparatus (12) to monitor a
patient's (106) index of depth of anesthesia values during delivery of a
sedation drug; and
an automated response monitoring system (ARM) (16) including:
a controller (102) which generates a request for a predetermined
response from the patient (106) and which analyses a response generated
by the patient to the request for a predetermined response; and
a response testing apparatus (104) including:
a request assembly (108) which communicates to the patient (106) the
request generated by the controller; and
a response assembly (110) which is used by the patient to generate the
response and which communicates the response to the controller (102);
wherein the apparatus (10) is adapted to determine an index of depth of
anesthesia setpoint by:
controlling (20) the sedation drug infusion device (18) to initially
administer (26) a sedation drug to a patient in an open loop mode while
generating the said request and communicating it to the patient (106);
monitoring (24) the patient's index of depth of anesthesia;
establishing (22) that patient has reached a level of anesthesia where the
patient fails to respond to the request; and
determining (27) the index of depth of anesthesia value that coincides
with the level of anesthesia where the patient (106) fails to respond;
and wherein the apparatus (10) is further adapted to control the infusion
device (18) to administer (28, 30) the drug to the patient (106) in a closed
loop mode while monitoring the patient's index of depth of anesthesia
values relative to the setpoint.

2. The apparatus as claimed in claim 1 wherein the infusion device is
adjusted to change the patient's level of anesthesia by changing the
setpoint relative to the index of depth of anesthesia value that coincides
with the level of anesthesia where the patient fails to respond to ARM.
3. The apparatus as claimed in claim 1 wherein said index of depth of
anesthesia monitoring apparatus is a bispectral index monitoring device.
4. The apparatus as claimed in claim 1 wherein said index of depth of
anesthesia monitoring apparatus is an audio evoked potential device.


A method for delivering a sedation drug comprising administering a drug to a patient
while requesting the patient to respond to an instruction, monitoring a patient's BIS
values, bringing the patient to a level of anesthesia where the patient fails to respond
to the request within a predetermined response time, and determining a BIS value that
coincides with the level of anesthesia corresponding to the failure to respond.

Documents:

0278-kolnp-2007-abstract.pdf

0278-kolnp-2007-assignment.pdf

0278-kolnp-2007-claims.pdf

0278-kolnp-2007-correspondence others.pdf

0278-kolnp-2007-description(complete).pdf

0278-kolnp-2007-drawings.pdf

0278-kolnp-2007-form-1.pdf

0278-kolnp-2007-form-2.pdf

0278-kolnp-2007-form-3.pdf

0278-kolnp-2007-form-5.pdf

0278-kolnp-2007-international publication.pdf

0278-kolnp-2007-international search authority report.pdf

0278-kolnp-2007-pct form.pdf

278-KOLNP-2007-(09-11-201)-PETITION UNDER RULR 137-1.1.pdf

278-KOLNP-2007-(09-11-201)-PETITION UNDER RULR 137.pdf

278-KOLNP-2007-(09-11-2011)-ABSTRACT.pdf

278-KOLNP-2007-(09-11-2011)-AMANDED CLAIMS.pdf

278-KOLNP-2007-(09-11-2011)-ASSIGNMENT.pdf

278-KOLNP-2007-(09-11-2011)-DRAWINGS.pdf

278-KOLNP-2007-(09-11-2011)-EXAMINATION REPORT REPLY RECIEVED.pdf

278-KOLNP-2007-(09-11-2011)-FORM 1.pdf

278-KOLNP-2007-(09-11-2011)-FORM 2.pdf

278-KOLNP-2007-(09-11-2011)-FORM 3.pdf

278-KOLNP-2007-(09-11-2011)-FORM 5.pdf

278-KOLNP-2007-(09-11-2011)-OTHERS.pdf

278-KOLNP-2007-ASSIGNMENT.pdf

278-KOLNP-2007-CORRESPONDENCE.pdf

278-KOLNP-2007-EXAMINATION REPORT.pdf

278-KOLNP-2007-FORM 18 1.1.pdf

278-kolnp-2007-form 18.pdf

278-KOLNP-2007-FORM 3.pdf

278-KOLNP-2007-FORM 5.pdf

278-KOLNP-2007-GPA.pdf

278-KOLNP-2007-GRANTED-ABSTRACT.pdf

278-KOLNP-2007-GRANTED-CLAIMS.pdf

278-KOLNP-2007-GRANTED-DESCRIPTION (COMPLETE).pdf

278-KOLNP-2007-GRANTED-DRAWINGS.pdf

278-KOLNP-2007-GRANTED-FORM 1.pdf

278-KOLNP-2007-GRANTED-FORM 2.pdf

278-KOLNP-2007-GRANTED-SPECIFICATION.pdf

278-KOLNP-2007-OTHERS.pdf

278-KOLNP-2007-REPLY TO EXAMINATION REPORT.pdf

abstract-00278-kolnp-2007.jpg


Patent Number 253769
Indian Patent Application Number 278/KOLNP/2007
PG Journal Number 34/2012
Publication Date 24-Aug-2012
Grant Date 23-Aug-2012
Date of Filing 24-Jan-2007
Name of Patentee ETHICON ENDO-SURGERY, INC
Applicant Address 4545 CREEK ROAD, CINCINNATI, OH 45242, U.S.A
Inventors:
# Inventor's Name Inventor's Address
1 JAMES F. MARTIN 527 QUALL COURT, LEBANON, OH 45036, U.S.A
PCT International Classification Number A61B5/04; A61M31/00
PCT International Application Number PCT/US2005/020316
PCT International Filing date 2005-06-09
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/886,322 2004-07-07 U.S.A.