Title of Invention

PROCESS FOR PRODUCING CYCLOPENTANONE-2.3.5-TRICARBOXYLIC ACID TRIESTER

Abstract The present invention discloses a process for producing a cyclopentanone-2,3,5-tricarboxylic acid triester represented by the general formula (IV): wherein R5, R6, and R7 each independently represents an alkyl group which may have a substituent; the process comprising: (1) allowing an itaconic acid diester represented by the general formula (I): wherein R1 and R2 each independently represents an alkyl group which may have a substituent; to react with a metal salt of malonic acid diester represented by the general formula (II): wherein R3 and R4 each independently represents an alkyl group which may have a substituent, and M represents an alkali metal; to obtain a reaction mixture containing an adduct represented by the general formula (III): wherein R1, R2, R3, R4, and M are as defined above; and then (2) allowing said reaction mixture without isolating the adduct (III) from said reaction mixture to react with an alcohol and a metal alkoxide mixture to form the cyclopentanone-2,3,5-tricarboxylic acid triester represented by the general formula (IV).
Full Text

Technical Field
The present invention relates to a process for producing
a cyclopentanone-2,3,5-tricarboxylic acid triester. The
cyclopentanone-2,3,5-tricarboxylic acid triester
obtainable by the present invention is suitable for use as
an intermediate in the synthesis of
3-oxocyclopentane-1-carboxylic acid or ester thereof, which
is an intermediate of xanthine derivatives that are useful
as adenosine antagonists (see JP-A-7-509492).
Background Art
Conventionally, a method for producing
cyclopentanone-2,3,5-tricarboxylic acid triester, which is
comprised of allowing dimethyl itaconate to react with sodium
salt of dimethyl malonate that is prepared from sodium hydride
and dimethyl malonate, isolating a product (tetramethyl
1,1,3,4-butanetetracarboxylate) from resulting reaction
mixture by purification with distillation after neutralizing
with an acid, and then cyclizing the product in the presence
of not less than one equivalent of sodium methoxide, and
isolating a target compound from resultant reaction mixture
after neutralizing with an acid, has been known (see U.S.
Patent No. 4,272,437, columns 361-362).
The above-mentioned conventional process requires twice
neutralization treatment including that after the cyclization
step, further purification with distillation, and the like,
because of isolating a reaction product of dimethyl itaconate

and sodium salt of dimethyl malonate once. These make steps
very vexatious and complicated. Moreover, 1.07 molar
equivalents of sodium methoxide is used as a base in the
cyclization step, thereby the waste discharged from the
neutralization treatment necessarily increases leading to
a heavy load to the environment. Furthermore, yield of a
cyclopentanone-2,3,5-tricarboxylic acid trimethylester is
as low as 50% based on dimethyl itaconate. Consequently, these
problems make the conventional process unsuited to industrial
applications, and the process has a room to be improved.
Accordingly, an object of the present invention is to
provide a process that allows the industrially advantageous
production of a cyclopentanone-2,3,5-tricarboxylic acid
triester with a simple and convenient after-treatment and
less waste.
The present inventors have diligently researched in
order to solve the problems of the conventional process, and
discovered as a result that by allowing an itaconic acid diester
to react with a metal salt of malonic acid diester, and allowing
obtained reaction mixture to react with an alcohol or a metal
alkoxide, or a mixture thereof, conversion to the desired
cyclopentanone-2,3,5-tricarboxylic acid triester is enabled
without isolating an adduct of an itaconic acid diester and
a metal salt of malonic acid diester, or the adduct with
neutralized form, which are intermediates, and accomplished
the present invention.
Disclosure of the Invention
Namely, the present invention provides a process for
producing a cyclopentanone-2,3,5-tricarboxylic acid
triester represented by the general formula (IV):


wherein R5, R6, and R7 each independently represents an alkyl
group which may have a substituent (hereinafter referred to
as cyclopentanone-2,3,5-tricarboxylic acid triester (IV));
characterized by comprising:
(1) allowing an itaconic acid diester represented by the:
general formula (I):
wherein R1 and R2 each independently represents an alkyl group
which may have a substituent (hereinafter referred to as
itaconic acid diester (I)); to react with a metal salt of
malonic acid diester represented by the general formula (II) :

wherein R3 and R4 each independently represents an alkyl group
which may have a substituent, and M represents an alkali metal
(hereinafter referred to as metal salt of malonic acid diester
(II)]; to obtain a reaction mixture containing an adduct
represented by the general formula (III):

wherein R1, R2, R3, R4, and M are as defined above (hereinafter
referred to as adduct (III)); (hereinafter this step may be
referred to as step (1)) and then
(2) allowing said reaction mixture to react with an alcohol

or a metal alkoxide, or a mixture thereof (hereinafter, this
step may be referred to as step (2)).
Moreover, in a preferable embodiment, a mixture of an
alcohol and a metal alkoxide is used in the above step (2),
and furthermore, an amount of the metal alkoxide used is not
more than one molar equivalent with respect to itaconic acid
diester (I).
According to the present invention, a process that allows
the industrially advantageous production of a
cyclopentanone-2,3,5-tricarboxylic acid triester can be
produced in high yield, with a easy after-treatment and less
waste is provided.
Best Mode for Carrying Out the Invention
The alkyl group that R1, R2, R3, R4, R5, R6 and R7 each
independently represents in the above general formulae is
preferably a linear, branched or cyclic alkyl group having
1 to 12 carbon atoms, such as methyl group, ethyl group, propyl
group, isopropyl group, butyl group, hexyl group, octyl group,
dodecyl group, cyclopentyl group, cyclohexyl group, and the
like.
The alkali metal that M represents is such as lithium,
sodium, potassium, and the like.
First, step (1), namely, a step in which itaconic acid
diester (I) and metal salt of malonic acid diester (II) are
reacted, will be described.
The metal salt of malonic acid diester (II) can be simply
and conveniently prepared by allowing a base containing an
alkali metal to react with a corresponding malonic acid diester.
Examples of the base include alkali metal hydrides such as
lithium hydride and sodium hydride; alkali metal hydroxides
such as lithium hydroxide, sodium hydroxide, and potassium

hydroxide; alkali metal alkoxides such as sodium methoxide,
sodiumethoxide, potassiummethoxide, andpotassiumethoxide;
and organic alkali metal compounds such as methyllithium and
n-butyllithium; and the like. Of these, when an alkali metal
hydroxide or an alkali metal alkoxide is used as the base,
it is preferably to remove generated water or an alcohol out
of the reaction system before carrying out the reaction of
itaconic acid diester (I) with metal salt of malonic acid
diester (II) , because said water or an alcohol may cause side
reaction in said reaction.
An amount of itaconic acid diester (I) usedmay be selected
as appropriate in consideration with reaction efficiency and
conversion of itaconic acid diester (I), but is generally
in a range of 0.5 to 10 equivalents, preferably in a range,
of 0.5 to 2 equivalents with respect to metal salt of malonic
acid diester (II).
The reaction is preferably carried out in the presence
of a solvent. There are no particular restrictions on the
solvent as long as it does not adversely affect the reaction,
and examples of such solvent include aliphatic hydrocarbons
such as hexane, heptane and octane; aromatic hydrocarbons
such as benzene, toluene, xylene, ethylbenzene and
mesitylene; and ethers such as tetrahydrofuran, diethyl ether,
diisopropyl ether, tert-butyl methyl ether,
1,2-dimethoxyethane, 1,4-dioxane and diethyleneglycol
dimethyl ether; and the like. These solvents may be used
singly or in a mixture of two or more. Of these, from the
viewpoint of ease of treatment in carrying out the
neutralization treatment after completion of all reactions,
it is preferred to use a solvent which is immiscible in water,
and it is more preferred to use toluene or diisopropyl ether.
Reaction temperature is generally selected from a range

of -20 to 100°C.
The step (1) can be carried out, for example, by adding
itaconic aciddiester (I) or a mixture of itaconic acid diester
(I) and a solvent to a mixture containing metal salt of malonic
acid diester (II) and a solvent, or by adding metal salt of
malonic acid diester (II) to a mixture of itaconic acid diester
(I) and a solvent. Time required for the addition is not
particularly restricted, but generally in a range of 0.5 to
10 hours from the viewpoint of controlling reaction
temperature, because the step (1) is an exothermal reaction.
Reaction time is not particularly restricted, but generally
in a range of 0.5 to 20 hours.
Although, the reaction mixture obtained in the step (1)
contains adduct (III) , the present invention is characterized!
by subjecting the reaction mixture to the step (2) described
below without isolating adduct (III) with neutralized form
from adduct (III), to obtain a
cyclopentanone-2,3,5-tricarboxylic acid triester.
Secondly, step (2), namely, a step in which the
above-mentioned reaction mixture obtained in the step (1)
is reacted with an alcohol or a metal alkoxide, or a mixture
thereof, will be described.
The step (2) can be carried out by adding an alcohol
to the reaction mixture obtained in the above step (1).
Examples of the alcohol include methanol, ethanol, 1-propanol,
2-propanol, 1-butanol, 2-butanol, 2-methyl-2-propanol,
1-pentanol, 1-hexanol, 1-octanol and the like. These
alcohols may be used singly or in a mixture of two or more.
An amount of alcohol used is not particularly restricted,
and when there are many amount of the alcohol used, the reaction
rate can be enhanced generally. However, the amount may be
selected appropriately from the viewpoints of solubility of

the reaction mixture, reaction temperature, reaction time,
ease of isolation treatment for the reaction product or the
like, and generally in a range of 0.1 to 5 times by mole with
respect to itaconic acid diester (I).
In the present invention, by further using a metal
alkoxide in addition to an alcohol, reaction rate of the step
(2) can be enhanced. Moreover, even by using only a metal,
alkoxide, the step (2) can be carried out. Examples of such
metal alkoxide include alkali metal alkoxides such as lithium
methoxide, lithium ethoxide, lithium tert-butoxide, sodium
methoxide, sodium ethoxide, sodium tert-butoxide, potassium;
methoxide, potassium ethoxide and potassium tert-butoxide;
alkaline-earthmetal alkoxides such as magnesiumdimethoxide,
magnesium diethoxide, calcium dimethoxide and calcium
diethoxide; and the like. These metal alkoxides may be used
singly or in a mixture of two or more. An amount of the metal
alkoxide used may be selected appropriately from the
viewpoints of reaction temperature, reaction time, and
reaction solvent or the like, but is preferably in a range,
of 0.01 to 1 molar equivalent, and more preferably in a range
of 0.05 to 0.2 molar equivalent with respect to itaconic acid
diester (I) , from the viewpoint of reducing amount of a waste
in the neutralization treatment.
When an alcohol and a metal alkoxide are used as a mixture,
mixing ratio thereof is not particularly restricted, and an
amount of the metal alkoxide used in the alcohol is preferably
not more than one molar equivalent with respect to itaconic
acid diester (I). In addition, when an alcohol and a metal
alkoxide are used as a mixture, a kind of the alcohol is allowed
tobe different fromalcohol source forming the metal alkoxide.
The reaction is preferably carried out in the presence
of a solvent. As the solvent, preferably the solvent used

in the step (I) continues to be used as it is, but another
solvent may be added freshly. There are no particular
restrictions on the solvent added freshly as long as it does
not adversely affect the reaction, and examples of the solvent
include aliphatic hydrocarbons such as hexane, heptane and
octane; aromatic hydrocarbons such as benzene, toluene,,
xylene, ethylbenzene and mesitylene; ethers such as
tetrahydrofuran, diethyl ether, diisopropyl ether,;
tert-butyl methyl ether, 1,2-dimethoxyethane, 1,4-dioxane
and diethyleneglycol dimethyl ether; and the like.
Reaction temperature is generally selected from a range
of 0°C to a temperature at which reaction mixture is refluxed.
Reaction time is not particularly restricted, but generally;
in a range of 1 to 30 hours.
The step (2) may be carried out by adding an alcohol
or a metal alkoxide, or a mixture thereof to the reaction
mixture obtained in the above step (1) at the predetermined
temperature.
Cyclopentanone-2,3,5-tricarboxylic acid triester (IV)
obtained in this manner can be isolated and purified by means
ordinarily employed in the isolation and purification of an
organic compound. For example, an acidic aqueous solution
is added to the reaction mixture to neutralize. After the
aqueous layer is separated, the organic layer is concentrated,
and the resultant crude product is purified by column
chromatography, recrystallization, distillation or the like.
Examples
The present invention will now be described in detail
with reference to Examples and are not intended to limit the
scope of the present invention any way.

Example 1
Toluene (600 ml) and 60% sodium hydride (30 g, 748 mmol)
were placed in a reaction vessel having a capacity of 2 L.
Dimethyl malonate (96 g, 726 mmol) was added dropwise to the
solution over one hour with the internal temperature kept
below 30°C. After completion of the dropping, a solution
obtained by dissolving dimethyl itaconate (113 g, 712 mmol)
in toluene (400 ml) was added dropwise over one hour with
the internal temperature kept below 30°C. Subsequently,
after the mixture was reacted for 3 hours with the internal
temperature kept at 25°C, 28% sodium methoxide solution in
methanol (14.0 g, 71 mmol) was then added thereto, and the
mixture was heated at the internal temperature of 70°C for,
5 hours. The resultant reaction mixture was cooled to a
temperature not higher than 20°C, and 20% sulfuric acidaqueous
solution (300 ml) was added dropwise over 10 minutes with
the internal temperature kept below 30°C. The reaction
mixture was allowed to stand for separation. After confirming
that a pH of an aqueous layer was not higher than 3, an organic
layer was separated. The organic layer was washed with
saturated sodiumhydrogencarbonate aqueous solution (100 ml),
concentrated under reduced pressure, and the residue was
purified using silica gel column chromatography to obtain
156.1 g of cyclopentanone-2,3,5-tricarboxylic acid
trimethylester (yield: 85%).
Example 2
The similar reactions and after-treatments were carried
out as in Example 1, except that a powdery sodium methoxide
(3.92 g, 71 mmol) was used instead of 28% sodium methoxide
solution in methanol (14.0 g, 71 mmol) and the reaction time
after completion of adding the sodium methoxide was changed

to 20 hours, to obtain 132.2 g of
cyclopentanone-2,3,5-tricarboxylic acid trimethylester
(yield: 72%).
Example 3
The similar reactions and after-treatments were carried
out as in Example 1, except that an amount of 60% sodium hydride
used is changed from 30 g to 28 g (700 mmol) , methanol (100
ml) was used instead of 28% sodium methoxide solution in
methanol (14.0 g, 71 mmol) , and the reaction time was changed
from 5 hours to 10 hours, to obtain 148.8 g of;
cyclopentanone-2,3,5-tricarboxylic acid trimethylester
(yield: 81%).
Industrial Applicability
Cyclopentanone-2,3,5-tricarboxylic acid triester
obtainable by the present invention is suitable for use as
an intermediate in the synthesis of
3-oxocyclopentane-1-carboxylic acid or ester thereof, which
is an intermediate of xanthine derivatives that are useful
as adenosine antagonists (see JP-A-7-5-09492).

WE CLAIM:
1. A process for producing a cyclopentanone-2,3,5-tricarboxylic
acid triester represented by the general formula (IV):

wherein R5, R6, and R7 each independently represents an alkyl group
which may have a substituent; the process comprising:
(1) allowing an itaconic acid diester represented by the general
formula (I):

wherein R1 and R2 each independently represents an alkyl group which
may have a substituent; to react with a metal salt of malonic acid
diester represented by the general formula (II):

wherein R3 and R4 each independently represents an alkyl group which
may have a substituent, and M represents an alkali metal; to obtain a
reaction mixture containing an adduct represented by the general
formula (III):


wherein R1, R2, R3, R4, and M are as defined above; and then
(2) allowing said reaction mixture without isolating the adduct (III)
from said reaction mixture to react with an alcohol and a metal
alkoxide mixture to form the cyclopentanone-2,3,5-tricarboxylic acid
triester represented by the general formula (IV).
2. The process for producing a cyclopentanone-2,3,5-tricarboxylic
acid triester as claimed in claim 1, wherein an amount of the metal
alkoxide used is not more than one molar equivalent with respect to
an itaconic acid diester represented by the general formula (I):

wherein R1 and R2 each independently represents an alkyl group which
may have a substituent.

The present invention discloses a process for producing a
cyclopentanone-2,3,5-tricarboxylic acid triester represented
by the general formula (IV):

wherein R5, R6, and R7 each independently represents an alkyl
group which may have a substituent; the process comprising:
(1) allowing an itaconic acid diester represented by the
general formula (I):

wherein R1 and R2 each independently represents an alkyl group
which may have a substituent; to react with a metal salt of
malonic acid diester represented by the general formula (II):

wherein R3 and R4 each independently represents an alkyl group
which may have a substituent, and M represents an alkali
metal; to obtain a reaction mixture containing an adduct
represented by the general formula (III):


wherein R1, R2, R3, R4, and M are as defined above; and then
(2) allowing said reaction mixture without isolating the
adduct (III) from said reaction mixture to react with an
alcohol and a metal alkoxide mixture to form the
cyclopentanone-2,3,5-tricarboxylic acid triester represented
by the general formula (IV).

Documents:

02946-kolnp-2006 abstract.pdf

02946-kolnp-2006 claims.pdf

02946-kolnp-2006 correspondence others.pdf

02946-kolnp-2006 description(complete).pdf

02946-kolnp-2006 form-1.pdf

02946-kolnp-2006 form-3.pdf

02946-kolnp-2006 form-5.pdf

02946-kolnp-2006 international publication.pdf

02946-kolnp-2006 international search authority report.pdf

02946-kolnp-2006 pct others document.pdf

02946-kolnp-2006 priority document.pdf

02946-kolnp-2006-correspondence others-1.1.pdf

02946-kolnp-2006-gpa.pdf

2946-KOLNP-2006-(20-04-2012)-CORRESPONDENCE.pdf

2946-KOLNP-2006-ABSTRACT 1.1.pdf

2946-KOLNP-2006-AMANDED CLAIMS.pdf

2946-KOLNP-2006-ASSIGNMENT.pdf

2946-KOLNP-2006-CORRESPONDENCE 1.2.pdf

2946-KOLNP-2006-CORRESPONDENCE 1.3.pdf

2946-KOLNP-2006-CORRESPONDENCE-1.1.pdf

2946-KOLNP-2006-CORRESPONDENCE.pdf

2946-KOLNP-2006-DESCRIPTION (COMPLETE) 1.1.pdf

2946-KOLNP-2006-ENGLISH TRANSLATION-1.1.pdf

2946-KOLNP-2006-ENGLISH TRANSLATION.pdf

2946-KOLNP-2006-EXAMINATION REPORT.pdf

2946-KOLNP-2006-FORM 1-1.1.pdf

2946-KOLNP-2006-FORM 13 1.1.pdf

2946-KOLNP-2006-FORM 13.pdf

2946-KOLNP-2006-FORM 18 1.1.pdf

2946-kolnp-2006-form 18.pdf

2946-KOLNP-2006-FORM 2.pdf

2946-KOLNP-2006-FORM 3-1.1.pdf

2946-KOLNP-2006-FORM 3.pdf

2946-KOLNP-2006-FORM 5.pdf

2946-KOLNP-2006-GPA.pdf

2946-KOLNP-2006-GRANTED-ABSTRACT.pdf

2946-KOLNP-2006-GRANTED-CLAIMS.pdf

2946-KOLNP-2006-GRANTED-DESCRIPTION (COMPLETE).pdf

2946-KOLNP-2006-GRANTED-FORM 1.pdf

2946-KOLNP-2006-GRANTED-FORM 2.pdf

2946-KOLNP-2006-GRANTED-SPECIFICATION.pdf

2946-KOLNP-2006-OTHERS 1.1.pdf

2946-KOLNP-2006-OTHERS.pdf

2946-KOLNP-2006-PETITION UNDER RULE 137.pdf

2946-KOLNP-2006-REPLY TO EXAMINATION REPORT.pdf

abstract-02946-kolnp-2006.jpg


Patent Number 252079
Indian Patent Application Number 2946/KOLNP/2006
PG Journal Number 17/2012
Publication Date 27-Apr-2012
Grant Date 25-Apr-2012
Date of Filing 12-Oct-2006
Name of Patentee KURARAY CO., LTD.
Applicant Address 1621 SAKAZU, KURASHIKI-SHI, OKAYAMA 710-8622, JAPAN
Inventors:
# Inventor's Name Inventor's Address
1 SUGIOKA TAKASHI C/O KURARAY CO., LTD. 2045-1 SAKAZU, KURASHIKI-SHI, OKAYAMA 710-0801, JAPAN
2 FUKUNAGA YOSHIMI C/O KURARAY CO.,LTD. 1-1-3 OTEMACHI,CHIYODA-KU, TOKYO 100-8115 JAPAN
PCT International Classification Number C07B61/00; C07C67/31
PCT International Application Number PCT/JP2005/008826
PCT International Filing date 2005-05-10
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 2004-141147 2004-05-11 Japan