Title of Invention

METHOD AND DEVICE FOR QUANTIZING AN INFORMATION SIGNAL

Abstract A device for quantizing an information signal of a sequence of information values, the information signal being an audio signal and the information values being audio values, comprising means (20) for determining a first listening threshold for a block of audio values of a sequence of audio values; means (24) for calculating a version of a parameterization of a parameterizable filter so that the transfer function thereof roughly corresponds to the inverse of the magnitude of the first listening threshold; means (30) for frequency-selective filtering the sequence of audio values to obtain a sequence of filtered audio values; means (28) for quantizing the filtered audio values to obtain a sequence of quantized audio values by means of a quantizing step function which maps the filtered audio values to the quantized audio values and the course of which is steeper below a threshold information value than above the threshold information value; wherein the means (30) for frequency-selective filtering comprises means for filtering a predetermined block of audio values of the sequence of audio values with the parameterizable filter using a predetermined parameterization depending in a predetermined manner on the version of the parameterization to obtain a block of the filtered audio values.
Full Text Description
The present invention generally relates to quantizers or
quantizing information signals and in embodiments to
quantizing audio signals, as are, for example, used for
data compression of audio signals or for audio coding. In a
special embodiment, the present invention relates to audio
coding with a short delay time.
The audio compression method best known at present is MPEG-
1 Layer III. With this compression method, the sample or
audio values of an audio signal are coded into a coded
signal in a lossy manner. Put differently, irrelevance and
redundancy of the original audio signal are reduced or
ideally removed when compressing. In order to achieve this,
simultaneous and temporal maskings are recognized by a
psycho-acoustic model, i.e. a temporally varying masking
threshold depending on the audio signal is calculated or
determined indicating from which volume on tones of a
certain frequency are perceivable for human hearing. This
information in turn is' used for coding the signal by
quantizing the spectral values of the audio signal in a
more precise or less precise manner or not at all,
depending on the masking threshold, and integrating same
into the coded signal.
Audio compression methods, such as, for example, the MP3
format, experience a limit in their applicability when
audio data is to be transferred via a bit rate-limited
transmission channel in a, on the one hand, compressed
manner, but, on the other hand, with as small a delay time
as possible. In some applications, the delay time does not
play a role, such as, for example, when archiving audio
information. Small delay audio coders, which are sometimes
referred to as "ultra low delay coders", however, are
necessary where time-critical audio signals are to be


transmitted, such as, for example, in tele-conferencing, in
wireless loudspeakers or microphones. For these fields of
application, the article by Schuller G. et al. "Perceptual
Audio Coding using Adaptive Pre- and Post-Filters and
Lossless Compression", IEEE Transactions on Speech and
Audio Processing, vol. 10, no. 6, September 2002, pp. 379 -
390, suggests audio coding where the irrelevance reduction
and the redundancy reduction are not performed based on a
single transform, but on two separate transforms.
The principle will be discussed subsequently referring to
Figs. 12 and 13. Coding starts with an audio signal 902
which has already been sampled and is thus already present
as a sequence 904 of audio or sample values 906, wherein
the temporal order of the audio values 906 is indicated by
an arrow 908. A listening threshold is calculated by means
of a psycho-acoustic model for successive blocks of audio
values 906 characterized by an ascending numeration by
"block#". Fig. 13, for example, shows a diagram where,
relative to the frequency f, graph a plots the spectrum of
a signal block of 128 audio values 906 and b plots the
masking threshold, as has been calculated by a psycho-
acoustic model, in logarithmic units. The masking threshold
indicates, as has already been mentioned, up to which
intensity frequencies remain inaudible for the human ear,
namely all tones below the masking threshold b. Based on
the listening thresholds calculated for each block, an
irrelevance reduction is achieved by controlling a
parameterizable filter, followed by a quantizer. For a
parameterizable filter, a parameterization is calculated
such that the frequency response thereof corresponds to the
inverse of the magnitude of the masking threshold. This
parameterization is indicated in Fig. 12 by x#(i).
After filtering the audio values 906, quantization with a
constant step size takes place, such as, for example, a
rounding operation to the next integer. The quantizing
noise caused by this is white noise. On the decoder side,

the filtered signal is "retransforraed" again by a
parameterizable filter, the transfer function of which is
set to the magnitude of the masking threshold itself. Not
only is the filtered signal decoded again by this, but the
quantizing noise on the decoder side is also adjusted to
the form or shape of the masking threshold. In order for
the quantizing noise to correspond to the masking threshold
as precisely as possible, an amplification value a# applied
to the filtered signal before quantizing is calculated on
the coder side for each parameter set or each
parameterization. In order for the retransform to be
performed on the decoder side, the amplification value a
and the parameterization x are transferred to the coder as
side information 910 apart from the actual main data,
namely the quantized filtered audio values 912. For the
redundancy reduction 914, this data, i.e. the side
information 910 and the main data 912, is subjected to a
loss-free compression, namely entropy coding, which is how
the coded signal is obtained.
The above-mentioned article suggests a size of 128 sample
values 906 as a block size. This allows a relatively short
delay of 8 ms with a" sampling rate of 32 kHz. With
reference to the detailed implementation, the article also
states that, for increasing the efficiency of the side
information coding, the side information, namely the
coefficients x# and a#, will only be transferred if there
are sufficient changes compared to a parameter set
transferred before, i.e. if the changes exceed a certain
threshold value. In addition, it is described that the
implementation is preferably performed such that a current
parameter set is not directly applied to all the sample
values belonging to the respective block, but that a linear
interpolation of the filter coefficients x# is used to
avoid audible artifacts. In order to perform the linear
interpolation of the filter coefficients, a lattice
structure is suggested for the filter to prevent
instabilities from occurring. For the case that a coded

signal with a controlled bit rate is desired, the article
also suggests selectively multiplying or attenuating the
filtered signal scaled with the time-depending
amplification factor a by a factor unequal to 1 so that
audible interferences occur, but the bit rate can be
reduced at sites of the audio signal which are complicated
to code.
Although the audio coding scheme described in the article
mentioned above already reduces the delay time for many
applications to a sufficient degree, a problem in the above
scheme is that, due to the requirement of having to
transfer the masking threshold or transfer function of the
coder-side filter, subsequently referred to as pre-filter,
the transfer channel is loaded to a relatively high degree
even though the filter coefficients will only be
transferred when a predetermined threshold is exceeded.
Another disadvantage of the above coding scheme is that,
due to the fact that the masking threshold or inverse
thereof has to be made available on the decoder side by the
parameter set x# to be transferred, a compromise has to be
made between the lowest possible bit rate or high
compression ratio on the one hand and the most precise
approximation possible or parameterization of the masking
threshold or inverse thereof on the other hand. Thus, it is
inevitable for the quantizing noise adjusted to the masking
threshold by the above audio coding scheme to exceed the
masking threshold in some frequency ranges and thus result
in audible audio interferences for the listener. Fig. 13,
for example, shows the parameterized frequency response of
the decoder-side parameterizable filter by graph c. As can
be seen, there are regions where the transfer function of
the decoder-side filter, subsequently referred to as post-
filter, exceeds the masking threshold b. The problem is
aggravated by the fact that the parameterization is only
transferred intermittently with a sufficient change between
parameterizations and interpolated therebetween. An

interpolation of the filter coefficients x#, as is
suggested in the article, alone results in audible
interferences when the amplification value a# is kept
constant from node to node or from new parameterization to
new parameterization. Even if the interpolation suggested
in the article is also applied to the side information
value a#, i.e. the amplification value transferred, audible
audio artifacts may remain in the audio signal arriving on
the decoder side.
Another problem with the audio coding scheme according to
Figs. 12 and 13 is that the filtered signal may, due to the
frequency-selective filtering, take a non-predictable form
where, particularly due to a random superposition of many
individual harmonic waves, one or several individual audio
values of the coded signal add up to very high values which
in turn result in a poorer compression ratio in the
subsequent redundancy reduction due to their rare
occurrence.
It is the object of the present invention to provide a
method and a device for quahtizing an information signal
such that higher data compression of the information signal
may be realized entailing only little deterioration in
quality of the original information signal.
This object is achieved by a method according to claim 12
and a device according to claim 1.
Inventive quantization of an information signal of a
sequence of information values includes frequency-selective
filtering the sequence of information values to obtain a
sequence of filtered information values and quantizing the
filtered information values to obtain a sequence of
quantized information values by means of a quantizing step
function which maps the filtered information values to the
quantized information values and the course of which is

steeper below a threshold information value than above the
threshold information value.
It has been observed that artificially generated artifacts
in the resulting filtered information signal result from
the frequency-selective filtering of an audio signal where
individual information values, due to a random constructive
interference of all or many of the harmonics, take values
which are significantly higher than the maximum values of
the original signal, such as, for example, more than twice
as high. It is the central idea of the present invention
that cutting the filtered information signal above a
suitable threshold, which is, exemplarily, twice as high as
the greatest possible value of the original information
signal to be filtered such that the artefacts artificially
generated by the frequency-selective filtering are removed
or smoothed out from the filtered information signal, after
post-filtering hardly results in any deterioration in
quality of the information signal post-filtered after
quantization, whereas cutting or enlarging the quantizing
step size above a suitable threshold offers enormous
savings in a bit representation of the filtered information
signal.
According to a preferred embodiment, the information signal
is an audio signal where the selective quantization above
or below a certain threshold hardly results in an audible
decrease in audio quality with a simultaneous enormous
reduction in the bit representation.
The quantizing step function may alternatively be provided
to quantize all the audio values to a highest quantizing
step above the threshold value, or a quantizing step
function having a flatter course above the threshold value
or having a greater quantizing step size above the
threshold value is used so that the artificially generated
artefacts are quantized in a coarser way.

BRIEF DESCRIPTION OF THE ACCOMPANYING DRAWINGS
Preferred embodiments of the present invention will be
detailed subsequently referring to the appended drawings,
in which:
Fig. 1 shows a block circuit diagram of an audio coder
according to an embodiment of the present
invention;
Fig. 2 shows a flow chart for illustrating the mode of
functioning of the audio coder of Fig. 1 at the
data input;
Fig. 3 shows a flow chart for illustrating the mode of
functioning of the audio coder of Fig. 1 with
regard to the evaluation of the incoming audio
signal by a psycho-acoustic model;
Fig. 4 shows a flow chart for illustrating the mode of
functioning of the audio coder of Fig. 1 with
regard to applying the parameters obtained by the
psycho-acoustic model to the incoming audio
signal;
Fig. 5a shows a schematic diagram for illustrating the
incoming audio signal, the sequence of audio
values it consists of, and the operating steps of
Fig. 4 in relation to the audio values;
Fig. 5b shows a schematic diagram for illustrating the
setup of the coded signal;
Fig. 6 shows a flow chart for illustrating the mode of
functioning of the audio coder of Fig. 1 with
regard to the final processing up to the coded
signal;
Fig. 7a shows a diagram where an embodiment of a
quantizing step function is shown;

Fig. 7b shows a diagram where another embodiment of a
quantizing step function is shown;
Fig. 8 shows a block circuit diagram of an audio coder
which is able to decode an audio signal coded by
the audio coder of Fig. 1 according to an
embodiment of the present invention;
Fig. 9 shows a flow chart for illustrating the mode of
functioning of the decoder of Fig. 8 at the data
input;
Fig. 10 shows a flow chart for illustrating the mode of
functioning of the decoder of Fig. 8 with regard
to buffering the pre-decoded quantized and
filtered audio data and the processing of the
audio blocks without corresponding side
information;
Fig. 11 shows a flow chart for illustrating the mode of
functioning of the 'decoder of Fig. 8 with regard
to the actual reverse-filtering;
Fig. 12 shows a schematic diagram for illustrating a
conventional audio coding scheme having a short
delay time; and
Fig. 13 shows a diagram where, exemplarily, a spectrum of
an audio signal, a listening threshold thereof
and the transfer function of the post-filter in
the decoder are shown.
Fig. 1 shows an audio coder according to an embodiment of
the present invention. The audio coder, which is generally
indicated by 10, includes a data input 12 where it receives
the audio signal to be coded, which, as will be explained
in greater detail later referring to Fig. 5a, consists of a

sequence of audio values or sample values, and a data
output where the coded signal is output, the information
content of which will be discussed in greater detail
referring to Fig. 5b.
The audio coder 10 of Fig. 1 is divided into an irrelevance
reduction part 16 and a redundancy reduction part 18. The
irrelevance reduction part 16 includes means 20 for
determining a listening threshold, means 22 for calculating
an amplification value, means 24 for calculating a
parameterization, node comparing means 26, a quantizer 28
and a parameterizable pre-filter 30 and an input FIFO
(first in first out) buffer 32, a buffer or memory 38 and a
multiplier or multiplying means 40. The redundancy
reduction part 18 includes a compressor 34 and a bit rate
controller 36.
The irrelevance reduction part 16 and the redundancy
reduction part 18 are connected in series in this order
between the data input 12 and the data output 14. In
particular, the data input 12;' is connected to a data input
of the means 20 for determining a listening threshold and
to a data input of the input buffer 32. A data output of
the means 20 for determining a listening threshold is
connected to an input of the means 24 for calculating a
parameterization and to a data input of the means 22 for
calculating an amplification value to pass on a listening
threshold determined to same. The means 22 and 24 calculate
a parameterization or amplification value based on the
listening threshold and are connected to the node comparing
means 26 to pass on these results to same. Depending on the
result of the comparison, the node comparing means 26, as
will be discussed subsequently, passes on the results
calculated by the means 22 and 24 as input parameter or
parameterization to the parameterizable pre-filter 30. The
parameterizable pre-filter 30 is connected between a data
output of the input buffer 32 and a data input of the
buffer 38. The multiplier 40 is connected between a data

output of the buffer 38 and the quantizer 28. The quantizer
28 passes on filtered audio values which may be multiplied
or scaled, but always quantized, to the redundancy
reduction part 18, more precisely to a data input of the
compressor 34. The node comparing means 26 passes on
information from which the input parameters passed to the
parameterizable pre-filter 30 may be derived to the
redundancy reduction part 18, more precisely to another
data input of the compressor 34. The bit rate controller is
connected to a control input of the multiplier 40 via a
control connection to provide for the quantized filtered
audio values, as received from the pre-filter 30, to be
multiplied by the multiplier 40 by a suitable multiplicand,
as will be discussed in greater detail below. The bit rate
controller 36 is connected between a data output of the
compressor 34 and the data output 14 of the audio coder 10
in order to determine the multiplicand for the multiplier
40 in a suitable manner. When each audio value passes the
quantizer 40 for the first time, the multiplicand is at
first set to a suitable scaling factor, such as, for
example, 1. The buffer 38, however, continues storing each
filtered audio value to give the bit rate controller 36, as
will be described subsequently, a possibility of changing
the multiplicand for another pass of a block of audio
values. If such a change is not indicated by the bit rate
controller 36, the buffer 38 may release the memory taken
up by this block.
After the setup of the audio coder of Fig. 1 has been
described above, the mode of functioning thereof will
subsequently be described referring to Figs. 2 to 7b.
As can be seen from Fig. 2, the audio signal, when having
reached the audio input 12, has already been obtained by
audio signal sampling 50 from an analog audio signal. The
audio signal sampling is performed with a predetermined
sampling frequency, which is usually between 32 and 48 kHz.
Consequently, at the data input 12 there is an audio signal

consisting of a sequence of sample or audio values.
Although the coding of the audio signal does not take place
in a block-based manner, as will become obvious from the
subsequent description, the audio values at the data input
12 are at first combined to form audio blocks in step 52.
The combination to form audio blocks takes place only for
the purpose of determining the listening threshold, as will
become obvious from the following description, and takes
place in an input stage of the means 20 for determining a
listening threshold. In the present embodiment, it is
exemplarily assumed that 128 successive audio values each
are combined to form audio blocks and that the combination
takes place such that, one the one hand, successive audio
blocks do not overlap and, on the other hand, are direct
neighbors of one another. This will exemplarily be
discussed shortly referring to Fig. 5a.
Fig. 5a at 54 indicates the sequence of sample values, each
sample value being illustrated by a rectangle 56. The
sample values are numbered for illustration purposes,
wherein for reasons of clarity in turn only some sample
values of the sequence 54 acre shown. As is indicated by
braces above the sequence 54, 128 successive sample values
each are combined to form a block according to the present
embodiment, wherein the directly successive 128 sample
values form the next block. Only as a precautionary
measure, it is to be pointed out that the combination to
form blocks could also be performed differently,
exemplarily by overlapping blocks or spaced-apart blocks
and blocks having another block size, although the block
size of 128 in turn is preferred since it provides a good
tradeoff between high audio quality on the one hand and the
smallest possible delay time on the other hand.
Whereas the audio blocks combined in the means 20 in step
52 are processed in the means 20 for determining a
listening threshold block by block, the incoming audio
values will be buffered 54 in the input buffer 32 until the

parameterizable pre-filter 30 has obtained input parameters
from the node comparing means 26 to perform pre-filtering,
as will be described subsequently.
As can be seen from Fig. 3, the means 20 for determining a
listening threshold starts its processing directly after
sufficient audio values have been received at the data
input 12 to form an audio block or to form the next audio
block, which the means 20 monitors by an inspection in step
60. If there is no complete processable audio block, the
means 20 will wait. If a complete audio block to be
processed is present, the means 20 for determining a
listening threshold will calculate a listening threshold in
step 62 on the basis of a suitable psycho-acoustic model in
step 62. For illustrating the listening threshold,
reference is again made to Fig. 12 and, in particular, to
graph b having been obtained on the basis of a psycho-
acoustic model, exemplarily with regard to a current audio
block with a spectrum a. The masking threshold which is
determined in step 62 is a frequency-dependent function
which may vary for successive audio blocks and may also
vary considerably from audio! signal to audio signal, such
as, for example, from rock music to classical music pieces.
The listening threshold indicates for each frequency a
threshold value below which the human hearing cannot
perceive interferences.
In a subsequent step 64, the means 24 and the means 22
calculate, from the listening threshold M(f) calculated (f
indicating the frequency) an amplification value a or
parameter set of N parameters x(i) (i = 1, ..., N) . The
parameterization x(i) which the means 24 calculates in step
64 is provided for the parameterizable pre-filter 30 which
is, for example, embodied in an adaptive filter structure,
as is used in LPC coding (LPC = linear predictive coding).
For example, s (n) , n = 0, ..., 127, be the 128 audio values
of the current audio block and s' (n) be the resulting

filtered 128 audio values, then the filter is exemplarily
embodied such that the following equation applies:

K being the filter order and atk, k = 1, ..., K, being the
filter coefficients, and the index t is to illustrate that
the filter coefficients change in successive audio blocks.
The means 24 then calculates the parameterization atk such
that the transfer function H(f) of the parameterizable pre-
filter 30 roughly equals the inverse of the magnitude of
the masking, -threshold M(f), i.e. such that the following
applies:

wherein the dependence of t in turn is to illustrate that
the masking threshold M(f) changes for different audio
blocks. When implementing the pre-filter 30 as the adaptive
filter mentioned above, the filter coefficients atk; will be
obtained as follows: the inverse discrete Fourier transform
of |M(f, t)| over the frequency for the block at the time t
results in the target auto-correlation function rtmm(i).
Then, the atk are obtained by solving the linear equation
system:

In order for no instabilities to arise between the
parameterizations in the linear interpolation described in
greater detail below, a lattice structure is preferably
used for the filter 30, wherein the filter coefficients for
the lattice structure are re-parameterized to form

reflection coefficients. With regard to further details as
to the design of the pre-filter, the calculation of the
coefficients and the re-parameterization, reference is made
to the article by Schuller etc. mentioned in the
introduction to the description and, in particular, to page
381, division III, which is incorporated herein by
reference.
Whereas consequently the means 24 calculates a
parameterization for the parameterizable pre-filter 30 such
that the transfer function thereof equals the inverse of
the masking threshold, the means 22 calculates a noise
power limit based on the listening threshold, namely a
limit indicating which noise power the quantizer 28 is
allowed to introduce into the audio signal filtered by the
pre-filter 30 in order for the quantizing noise on the
decoder side to be below the listening threshold M(f) or
exactly equal it after post- or reverse-filtering. The
means 22 calculates this noise power limit as the area
below the square of the magnitude of the listening
threshold M, i.e. as SJM(f)| . The means 22 calculates the
amplification value a from' the noise power limit by
calculating the root of the fraction of the quantizing
noise power divided by the noise power limit. The
quantizing noise is the noise caused by the quantizer 28.
The noise caused by the quantizer 28 is, as will be
described below, white noise and thus frequency-
independent. The quantizing noise power is the power of the
quantizing noise.
As has become evident from the above description, the means
22 also calculates the noise power limit apart from the
amplification value a. Although it is possible for the node
comparing means 26 to again calculate the noise power limit
from the amplification value a obtained from the means 22,
it is also possible for the means 22 to also transmit the
noise power limit determined to the node comparing means 2 6
apart from the amplification value a.

After calculating the amplification value and the
parameterization, the node comparing means 26 checks in
step 66 whether the parameterization just calculated
differs by more than a predetermined threshold from the
current last parameterization passed on to the
parameterizable pre-filter. If the check in step 66 has the
result that the parameterization just calculated differs
from the current one by more than the predetermined
threshold, the filter coefficients just calculated and the
amplification value just calculated or noise power limit
are buffered in the node comparing means 26 for an
interpolation to be discussed and the node comparing means
26 hands over to the pre-filter 30 the filter coefficients
just calculated in step 68 and the amplification value just
calculated in step 70. If, however, this is not the case
and the parameterization just calculated does not differ
from the current one by more than the predetermined
threshold, the node comparing means (26) will hand over to
the pre-filter 30 in step 72, instead of the
parameterization just calculated, only the current node
parameterization, i.e. that! parameterization which last
resulted in a positive 'result in step 66, i.e. differed
from a previous node parameterization by more than a
predetermined threshold. After steps 70 and 72, the process
of Fig. 3 returns to processing the next audio block, i.e.
to a query 60.
In the case that the parameterization just calculated does
not differ from the current node parameterization and
consequently the pre-filter 30 in step 72 again obtains the
node parameterization already obtained for at least the
last audio block, the pre-filter 30 will apply this node
parameterization to all the sample values of this audio
block in the FIFO 32, as will be described in greater
detail below, which is how this current block is taken out
of the FIFO 32 and the quantizer 28 receives a resulting
audio block of pre-filtered audio values.

Fig. 4 illustrates the mode of functioning of the
parameterizable pre-filter 30 for the case it receives the
parameterization just calculated and the amplification
value just calculated, because they differ sufficiently
from the current node parameterization in greater detail.
As has been described referring to Fig. 3, there is no
processing according to Fig. 4 for each of the successive
audio blocks, but only for audio blocks where the
respective parameterization differed sufficiently from the
current node parameterization. The other audio blocks are,
as has just been described, pre-filtered by applying the
respective current node parameterization and the pertaining
respective current amplification value to all the sample
values of these audio blocks.
In step 80, the parameterizable pre-filter 30 checks
whether a handover of filter coefficients just calculated
from the node comparing means 26 has taken place, or of
older node parameterizations. The pre-filter 30 performs
the check 80 until such a handover has taken place.
As soon as such a handover has taken place, the
parameterizable pre-filter 30 starts processing the current
audio block of audio values just in the buffer 32, i.e.
that one for which the parameterization has just been
calculated. In Fig. 5a, it is for example illustrated that
all the audio values 56 in front of the audio value with
number 0 have already been processed and have thus already
passed the memory 32. The processing of the block of audio
values in front of the audio value with number 0 was
triggered because the parameterization calculated for the
audio block in front of block 0, namely x0(i), differed
from the node parameterization passed on before to the pre-
filter 30 by more than the predetermined threshold. The
parameterization x0(i) thus is a node parameterization as
is described in the present invention. The processing of
the audio values in the audio block in front of the audio

value 0 was performed on the basis of the parameter set a0,
x0 (i).
It is assumed in Fig. 5a that the parameterization having
been calculated for block 0 with the audio values 0 - 127
differed by less than the predetermined threshold from the
parameterization x0(i) which referred to the block in
front. This block 0 was thus also taken out of the FIFO 32
by the pre-filter 30, equally processed with regard to all
its sample values 0 - 127 by means of the parameterization
x0(i) supplied in step 72, as is indicated by the arrow 81
described by "direct application", and then passed on to
the quantizer 28.
The parameterization calculated for block 1 still located
in the FIFO 32, however, in contrast differed, according to
the illustrative example of Fig. 5a, by more than the
predetermined threshold from the parameterization x0(i) and
was thus passed on in step 68 to the pre-filter 30 as a
parameterization X1(i), together with the amplification
value a1 (step 70) and, if applicable, the pertaining noise
power limit, wherein the indices of a and x in Fig. 5 are
to be an index for the nodes, as are used in the
interpolation to be discussed below, which is performed
with regard to the sample values 128 - 255 in block 1,
symbolized by an arrow 82 and realized by the steps
following step 80 in Fig. 4. The processing at step 80
would thus start with the occurrence of the audio block
with number 1.
At the time when the parameter set a1, x1 is passed on,
only the audio values 128 - 255, i.e. the current audio
block after the last audio block 0 processed by the pre-
filter 30, are in the memory 32. After determining the
handover of node parameters X1(i) in step 80, the pre-
filter 30 determines the noise power limit q1 corresponding
to the amplification value a1 in step 84. This may take
place by the node comparing means 26 passing on this value

to the pre-filter 30 or by the pre-filter 30 again
calculating this value, as has been described above
referring to step 64.
After that, an index j is initialized to a sample value in
step 86 to point to the oldest sample value remaining in
the FIFO memory 32 or the first sample value of the current
audio block "block 1", i.e. in the present example of Fig.
5 the sample value 128. In step 88, the parameterizable
pre-filter performs an interpolation between the filter
coefficients x0 and x1, wherein here the parameterization x0
acts as a node at the node having the audio value number
127 of the previous block 0 and the parameterization X1
acts as a node at the node having the audio value number
255 of the current block 1. These audio value positions 127
and 255 will subsequently be referred to as node 0 and node
1, wherein the node parameterizations referring to the
nodes in Fig. 5a are indicated by the arrows 90 and 92.
In step 88, the parameterizable pre-filter 30 performs the
interpolation of the filter coefficients x0, x1 between the
two nodes in the form of a linear interpolation to obtain
the interpolated filter coefficients at the sample position
j, i.e. x(tj) (i) , i = 1 ... N.
After that, namely in step 90, the parameterizable pre-
filter 30 performs an interpolation between the noise power
limit q1 and q0 to obtain an interpolated noise power limit
at the sample position j, i.e. q(tj).
In step 92, the parameterizable pre-filter 30 subsequently
calculates the amplification value for the sample position
j on the basis of the interpolated noise power limit and
the quantizing noise power, and preferably also the
interpolated filter coefficients, namely for example
depending on the root of wherein

for this reference is made to the explanations of step 64
of Fig. 3.
In step 94, the parameterizable pre-filter 30 then applies
the amplification value calculated and the interpolated
filter coefficients to the sample value at the sample
position j to obtain a filtered sample value for this
sample position, namely s' (tj) .
In step 96, the parameterizable pre-filter 30 then checks
whether the sample position j has reached the current node,
i.e. node 1, in the case of Fig. 5a the sample position
255, i.e. the sample value for which the parameterization
transferred " to the parameterizable pre-filter 30 plus
amplification value is to be valid directly, i.e. without
interpolation. If this is not the case, the parameterizable
pre-filter 30 will increase or increment the index j by 1,
wherein steps 88 - 96 will be repeated. If the check in
step 96, however, is positive, the parameterizable pre-
filter will apply, in step 100, the last amplification
value transmitted from the node comparing means 2 6 and the
last filter coefficients (transmitted from the node
comparing means 26 directly without an interpolation to the
sample value at the new node, whereupon the current block,
i.e. in the present case block 1, has been processed, and
the process is performed again at step 80 relative to the
subsequent block to be processed which, depending on
whether the parameterization of the next audio block block
2 differs sufficiently from the parameterization xi(i), may
be this next audio block block 2 or else a later audio
block.
Before the further procedure when processing the filtered
sample values s' will be described referring to Fig. 5, the
purpose and background of the procedure of Figs. 3 and 4
will be described below. The purpose of filtering is
filtering the audio signal at the input 12 with an adaptive
filter, the transfer function of which is continually

adjusted to the inverse of the listening threshold to the
best degree possible, which also changes over time. The
reason for this is that, on the decoder side, the reverse-
filtering the transfer function of which is correspondingly
continuously adjusted to the listening threshold shapes the
white quantizing noise introduced by quantizing the
filtered audio signal, i.e. the frequency-constant
quantizing noise, by an adaptive filter, namely adjusts
same to the form of the listening threshold.
The application of the amplification value in steps 94 and
100 in the pre-filter 30 is a multiplication of the audio
signal or the filtered audio signal, i.e. the sample values
s or the filtered sample values s' , by the amplification
factor. The purpose is to set by this the quantizing noise
introduced into the filtered audio signal by the
quantization described in greater detail below, and which
is adjusted by the reverse-filtering on the decoder side to
the form of the listening threshold, as high as possible
without exceeding the listening threshold. This can be
exemplified by Parsevals formula according to which the
square of the magnitude of a! function equals the square of
the magnitude of the Fourier transform. When on the decoder
side the multiplication of the audio signal in the pre-
filter by the amplification value is reversed again by
dividing the filtered audio signal by the amplification
value, the quantizing noise power is also reduced, namely
by the factor a-2, a being the amplification value.
Consequently, the quantizing noise power can be set to an
optimally high degree by applying the amplification value
in the pre-filter 30, which is synonymous to the quantizing
step size being increased and thus the number of quantizing
steps to be coded being reduced, which in turn increases
the compression in the subsequent redundancy reduction
part.
Put differently, the effect of the pre-filter could be
considered as a normalization of the signal to its masking

threshold, so that the level of the quantizing
interferences or quantizing noise can be kept constant in
both time and frequency. Since the audio signal is in the
time domain, the quantization may thus be performed step by
step with a uniform constant quantization, as will be
described subsequently. In this way, ideally any possible
irrelevance is removed from the audio signal and a lossless
compression scheme may be used to also remove the remaining
redundancy in the pre-filtered and quantized audio signal,
as will be described below.
Referring to Fig. 5a, it is again to be pointed out
explicitly that of course the filter coefficients and
amplification values a0, a1, x0, X1 used must be available
on the decoder side as side information, that the transfer
complexity of this, however, is decreased by not simply
using new filter coefficients and new amplification values
for each block. Rather, a threshold value check 66 takes
place to only transfer the parameterizations as side
information with a sufficient parameterization change and
to otherwise not transfer,- the side information or
parameterizations. An interpolation from the old to the new
parameterization takes place at the audio blocks for which
the parameterizations have been transferred. The
interpolation of the filter coefficients takes place in the
manner described above referring to step 88. The
interpolation with regard to the amplification takes place
by a detour, namely via a linear interpolation 90 of the
noise power limit qo, qi. Compared to a direct
interpolation via the amplification value, the linear
interpolation results in a better listening result or fewer
audible artifacts with regard to the noise power limit.
Subsequently, the further processing of the pre-filtered
signal will be described referring to Fig. 6, which
basically includes quantization and redundancy reduction.
First, the filtered sample values output by the
parameterizable pre-filter 30 are stored in the buffer 38

and at the same time let pass from the buffer 38 to the
multiplier 40 where there are, since it is their first
pass, at first passed on unchanged, namely with a scaling
factor of one, by the multiplier 40 to the guantizer 28.
There, the filtered audio values above an upper limit are
cut in step 110 and then guantized in step 112. The two
steps 110 and 112 are executed by the guantizer 28. In
particular, the two steps 110 and 112 are preferably
executed by the guantizer 28 in one step by guantizing the
filtered audio values s' by a guantizing step function
which maps the filtered sample values s' exemplarily
present in a floating point illustration to a plurality of
integer guantizing step values or indices and which has a
flat course for the filtered sample values from a certain
threshold value on so that filtered sample values greater
than the threshold value are quantized to one and the same
quantizing step. An example of such a quantizing step
function is illustrated in Fig. 7a.
The guantized filtered sample values are referred to by σ'
in Fig. 7a. The guantizing step function preferably is a
quantizing step function with a step size which is constant
below the threshold value, i.e. the jump to the next
quantizing step will always take place after a constant
interval along the input values S'. In the implementation,
the step size to the threshold value is adjusted such that
the number of guantizing steps preferably corresponds to a
power of 2. Compared to the floating point illustration of
the incoming filtered sample values s' , the threshold value
is smaller so that a maximum value of the illustratable
region of the floating point illustration exceeds the
threshold value.
The reason for this threshold value is that it has been
observed that the filtered audio signal output by the pre-
filter 30 occasionally comprises audio values adding up to
very large values due to an unfavorable accumulation of
harmonic waves. Furthermore, it has been observed that

cutting these values, as is achieved by the quantizing step
function shown in Fig. 7a, results in a high data
reduction, but only in a minor impairment of the audio
quality. Rather, these occasional locations in the filtered
audio signal are formed artificially by a frequency-
selective filtering in the parameterizable filter 30 so
that cutting them impairs audio quality only to a minor
extent.
A somewhat more specific example of the quantizing step
function shown in Fig. 7a would be one which rounds all the
filtered sample values s' to the next integer up to the
threshold value, and from then on quantizes all filtered
sample values above to the highest quantizing step, such
as, for example, 256. This case is illustrated in Fig. 7a.
Another example of a possible quantizing step function
would be the one shown in Fig. 7b. Up to the threshold
value, the quantizing step function of Fig. 7b corresponds
to that of Fig. 7a. Instead of having an abruptly flat
course for sample values s', above the threshold value,
however, the quantizing step function continues with a
steepness smaller than the steepness in the region below
the threshold value. Put differently, the quantizing step
size is greater above the threshold value. By this, a
similar effect is achieved like by the quantizing function
of Fig. 7a, but, on the one hand, with more complexity due
to the different step sizes of the quantizing step function
above and below the threshold value and, on the other hand,
improved audio quality, since very high filtered audio
values s' are not cut off completely but only quantized
with greater a quantizing step size.
As has already been described before, on the decoder side
not only the quantized and filtered audio values σ' must be
available, but also the input parameters for the pre-filter
30 being the basis of filtering these values, namely the
node parameterization including a hint to the pertaining

amplification value. In step 114, the compressor 34 thus
performs a first compression trial and thus compresses side
information containing the amplification values a0 and a1
at the nodes, such as, for example, 127 and 255, and the
filter coefficients x0 and x1 at the nodes and the
quantized filtered sample values σ' to a temporally
filtered signal. The compressor 34 thus is a losslessly
operating coder, such as, for example, a Huffman or
arithmetic coder with or without prediction and/or
adaptation.
The memory 38 which the sampled audio values σ' pass
through serves as a buffer for a suitable block size with
which the compressor 34 processes the quantized, filtered
and also scaled, as will be described before, audio values
σ' output by the quantizer 28. The block size may differ
from the block size of the audio blocks as are used by the
means 20.
As has already been mentioned, the bit rate controller 36
has controlled the multiplexer 40 by a multiplicand of 1
for the first compression trial so that the filtered audio
values go unchanged from the pre-filter 30 to the quantizer
28 and from there as quantized filtered audio values to the
compressor 34. The compressor 34 monitors in step 116
whether a certain compression block size, i.e. a certain
number of quantized sampled audio values, has been coded
into the temporary coded signal, or whether further
quantized filtered audio values σ' are to be coded into the
current temporary coded signal. If the compression block
size has not been reached, the compressor 34 will continue
performing the current compression 114. If the compression
block size, however, has been reached, the bit rate
controller 36 will check in step 118 whether the bit
quantity required for the compression is greater than a bit
quantity dictated by a desired bit rate. If this is not the
case, the bit rate controller 36 will check in step 120
whether the bit quantity required is smaller than the bit

quantity dictated by the desired bit rate. If this is the
case, the bit rate controller 36 will fill up the coded
signal in step 122 with filler bits until the bit quantity
dictated by the desired bit rate has been reached.
Subsequently, the coded signal is output in step 124. As an
alternative to step 122, the bit rate controller 36 could
pass on the compression block of filtered audio values a'
still stored in the memory 38 on which the last compression
has been based in a form multiplied by a multiplicand
greater than 1 by the multiplier 40 to the quantizer 28 for
again passing steps 110 - 118, until the bit quantity
dictated by the desired bit rate has been reached, as is
indicated by a step 125 illustrated in broken lines.
If, however, the check in step 118 results in that the
required bit quantity is greater than the one dictated by
the desired bit rate, the bit rate controller 36 will
change the multiplicand for the multiplier 40 to a factor
between 0 and 1 exclusive. This is performed in step 126.
After step 126, the bit rate controller 36 provides for the
memory 38 to again output the last compression block of
filtered audio values σ' on Which the compression has been
based, wherein they are subsequently multiplied by the
factor set in step 126 and again supplied to the quantizer
28, whereupon steps 110 - 118 are performed again and the
up to then temporarily coded signal is disposed of.
It is to be pointed out that when performing steps 110 -
116 again, in step 114 of course the factor used in step
126 (or step 125) is also integrated into the coded signal.
The purpose of the procedure after step 126 is increasing
the effective step size of the quantizer 28 by the factor.
This means that the resulting quantizing noise is uniformly
above the masking threshold, which results in audible
interferences or audible noise, but results in a reduced
bit rate. If, after passing steps 110 - 116 again, it is
again determined in step 118 that the required bit quantity

is greater than the one dictated by the desired bit rate,
the factor will be reduced again in step 126, etc.
If the data is finally output at step 124 as a coded
signal, the next compression block will be performed from
the subsequent quantized filtered audio values σ'.
It is also to be pointed out that another pre-initialized
value than 1 could be used as the multiplication factor,
namely, for example, 1. Then, scaling would take place in
any case at first, i.e. at the very top of Fig. 6.
Fig. 5b illustrates again the resulting coded signal which
is generally indicated by 130. The coded signal includes
side information and main data therebetween. The side
information includes, as has already been mentioned,
information from which for special audio blocks, namely
audio blocks where a significant change in the filter
coefficients has resulted in the sequence of audio blocks,
the value of the amplification value and the value of the
filter coefficients can be deprived. If necessary, the side
information will include further information relating to
the amplification value used for the bit controller. Due to
the mutual dependence of the amplification value and the
noise power limit q, the side information may optionally,
apart from the amplification value a# to a node #, also
include the noise power limit q#, or only the latter. The
side information is preferably arranged within the coded
signal such that the side information to filter
coefficients and pertaining amplification value or
pertaining noise power limit is arranged in front of the
main data to the audio block of quantized filtered audio
values σ', from which these filter coefficients with
pertaining amplification values or pertaining noise power
limit have been derived, i.e. the side information a0,
x0(i) after block -1 and the side information al, X1(i)
after block 1. Put differently, the main data, i.e. the
quantized filtered audio values σ' , starting from,

excluding, an audio block of the kind where a significant
change in the sequence of audio blocks has resulted in the
filter coefficients, up to, including, the next audio block
of this kind, in Fig. 5, for example, the audio values
σ' (to) - σ' (t255) , will always be arranged between the side
information block 132 to the first one of these two audio
blocks (block -1) and the other side information block 134
to the second one of the two audio blocks (block 1) . The
audio values σ' (t0) - σ' (t127) are decodable or have been,
as has been mentioned before referring to Fig. 5a, obtained
only by means of the side information 132, whereas the
audio values σ' (t128) - σ' (t255) have been obtained by
interpolation by means of the side information 132 as
support values at the node with the sample value number 127
and by means of the side information 134 as support values
at the node with the sample value number 255 and are thus
decodable only by means of both side information.
In addition, the side information regarding the
amplification value or the noise power limit and the filter
coefficients in each side information block 132 and 134 are
not always integrated independently of each other. Rather,
this side information is transferred in differences to the
previous side information block. In Fig. 5b for example,
the side information block 132 contains the amplification
value a0 and filter coefficients x0 with regard to the node
at the time t-1. In the side information block 132, these
values may be derived from the block itself. From the side
information block 134, however, the side information
regarding the node at the time t255 may no longer be derived
from this block alone. Rather, the side information block
134 only includes information on differences of the
amplification value a1 of the node at the time t255 and the
amplification value of the node at the time to and the
differences of the filter coefficients x1 and the filter
coefficients x0. The side information block 134
consequently only contains the information on a1 - a0 and
X1(i) - x0(i). At intermitting times, however, the filter

coefficients and the amplification value or the noise power
limit should be transferred completely and not only as a
difference to the previous node, such as, for example, each
second to allow a receiver or decoder latching into a
running stream of coding data, as will be discussed below.
This kind of integrating the side information into the side
information blocks 132 and 134 offers the advantage of the
possibility of a higher compression rate. The reason for
this is that, although the side information will, if
possible, only be transferred if a sufficient change of the
filter coefficients to the filter coefficients of a
previous node has resulted, the complexity of calculating
the difference on the coder side or calculating the sum on
the decoder side pays off since the resulting differences
are small in spite of the query of step 66 to thus allow
advantages in entropy coding.
After an embodiment of an audio coder has been described
before, an embodiment of an audio decoder which is suitable
for decoding the coded signal- generated by the audio coder
10 of Fig. 1 to a decoded playable or processable audio
signal will be described 'subsequently.
The setup of this decoder is shown in Fig. 8. The decoder
generally indicated by 210 includes a decompressor 212, a
FIFO memory 214, a multiplier 216 and a parameterizable
post-filter 218. The decompressor 212, the FIFO memory 214,
the multiplier 216 and the parameterizable post-filter 218
are connected in this order between a data input 220 and a
data output 222 of the decoder 210, wherein the coded
signal is received at the data input 220 and the decoded
audio signal only differing from the original audio signal
at the data input 12 of the audio coder 10 by the
quantizing noise generated by the quantizer 28 in the audio
coder 10 is output at the data output 222. The decompressor
212 is connected to a control input of the multiplier 216
at another data output to pass on a multiplicand to same,

and to a parameterization input of the parameterizable
post-filter 218 via another data output.
As is shown in Fig. 9, the decompressor 212 at first
decompresses in step 224 the compressed signal at the data
input 220 to obtain the quantized filtered audio data,
namely the sample values σ', and the pertaining side
information in the side information blocks 132, 134, which,
as is known, indicate the filter coefficients and
amplification values or, instead of the amplification
values, the noise power limits at the nodes.
As is shown in Fig. 10, the decompressor 212 checks the
decompressed signal"in the order of appearance in step 226
whether side information with filter coefficients is
contained therein, in a self-contained form without a
difference reference to a previous side information block.
Put differently, the decompressor 212 looks for the first
side information block 132. As soon as the decompressor 212
has found something, the quantized filtered audio values a'
are buffered in the FIFO memory 214 in step 228. If a
complete audio block of quantized filtered audio values a'
has been stored during step 228 without a directly
following side information block, it will at first be post-
filtered in step 228 by means of the information contained
in the side information received in step 226 on
parameterization and amplification value in a post-filter
and amplified in the multiplier 216, which is how it is
decoded and thus the pertaining decoded audio block is
achieved.
In step 230, the decompressor 212 monitors the decompressed
signal for the occurrence of any kind of side information
block, namely with absolute filter coefficients or filter
coefficients differences to a previous side information
block. In the example of Fig. 5b, the decompressor 212
would, for example, recognize the occurrence of the side
information block 134 in step 230 upon recognizing the side

information block 132 in step 226. Thus, the block of
quantized filtered audio values σ' (to) - σ' (t127) would have
been decoded in step 228, using the side information 132.
As long as the side information block 134 in the
decompressed signal has not yet occurred, the buffering
and, maybe, decoding of blocks is continued in step 228 by
means of the side information of step 226, as has been
described before.
As soon as the side information block 132 has occurred, the
decompressor 212 will calculate the parameter values at the
node 1, i.e. a1, X1(i), in step 232 by adding up the
difference values in the side information block 134 and the
parameter values in the side information block 132. Step
232 is of course omitted if the current side information
block is a self-contained side information block without
differences, which, as has been described before, may
exemplarily occur every second. In order for the waiting
time for the decoder 210 not to be too long, side
information blocks 132 where the parameter values may be
derived absolutely, i.e. with no relation to another side
information block, are arranged in sufficiently small
distances so that the turn-on time or down time when
switching on the audio coder 210 in the case of, for
example, a radio transmission or broadcast transmission is
not too large. Preferably, the number of side information
blocks 132 arranged therebetween with the difference values
are arranged in a fixed predetermined number between the
side information blocks 132 so that the decoder knows when
a side information block of type 132 is again to be
expected in the coded signal. Alternatively, the different
side information block types are indicated by corresponding
flags.
As is shown in Fig. 11, after a side information block for
a new node has been reached, in particular after step 226
or 232, a sample value index j is at first initialized to 0
in step 234. This value corresponds to the sample position

of the first sample value in the audio block currently
remaining in the FIFO 214 to which the current side
information relates. Step 234 is performed by the
parameterizable post-filter 218. The post-filter 218 then
calculates the noise power limit at the new node in step
236, wherein this step corresponds to step 84 of Fig. 4 and
may be omitted when, for example, the noise power limit at
the nodes is transmitted in addition to the amplification
values. In subsequent steps 238 and 240, the post-filter
218 performs interpolations with regard to the filter
coefficients and the noise power limit corresponding to the
interpolations 88 and 90 of Fig. 4. The subsequent
calculation of the amplification value for the sample
position j on the basis of the interpolated noise power
limit and the interpolated filter coefficients of steps 238
and 240 in step 242 corresponds to step 92 of Fig. 4. In
step 244, the post-filter 218 applies the amplification
value calculated in step 242 and the interpolated filter
coefficients to the sample value at the sample position j.
This step differs from step 94 of Fig. 4 by the fact that
the interpolated filter coefficients are applied to the
quantized filtered sample values σ' such that the transfer
function of the parameterizable post-filter does not
correspond to the inverse of the listening threshold, but
to the listening threshold itself. In addition, the post-
filter does not perform a multiplication by the
amplification value, but a division by the amplification
value at the quantized filtered sample values σ' or the
already reverse-filtered, quantized filtered sample value
at the position j.
If the post-filter 218 has not yet reached the current node
with the sample position j, which it checks in step 246, it
will increment the sample position index j in step 24 8 and
start steps 238 - 246 again. Only when the node has been
reached, it will apply the amplification value and the
filter coefficients of the new node to the sample value at
the node, namely in step 250. The application in turn

includes, like in step 218, a division by means of the
amplification value and filtering with a transfer function
equaling the listening threshold and not the inverse of the
latter, instead of a multiplication. After step 250, the
current audio block is decoded by an interpolation between
two node parameterizations.
As has already been mentioned, the noise introduced by the
quantization when coding in step 110 or 112 is adjusted in
both shape and magnitude to the listening threshold by the
filtering and the application of an amplification value in
steps 218 and 224.
It is also to be pointed out that in the case that the
quantized filtered audio values have been subjected to
another multiplication in step 126 due to the bit rate
controller before being coded into the coded signal, this
factor may also be considered in steps 218 and 224.
Alternatively, the audio values obtained by the process of
Fig. 11 could of course be subjected to another
multiplication to correspondingly amplify again the audio
values weakened by a lower bit rate.
With regard to Figs. 3, 4, 6 and 9 - 11, it is pointed out
that same show flow charts illustrating the mode of
functioning of the coder of Fig. 1 or the decoder of Fig. 8
and that each of the steps illustrated in the flow chart by
a block, as described, is implemented in corresponding
means, as has been described before. The implementation of
the individual steps may be realized in hardware, as an
ASIC circuit part, or in software, as subroutines. In
particular, the explanations written into the blocks in
these figures roughly indicate to which process the
respective step corresponding to the respective block
refers, whereas the arrows between the blocks illustrate
the order of the steps when operating the coder and
decoder, respectively.

Referring to the previous description, it is pointed out
again that the coding scheme illustrated above may be
varied in many regards. Exemplarily, it is not necessary
for a parameterization and an amplification value or a
noise power limit, as were determined for a certain audio
block, to be considered as directly valid for a certain
audio value, like in the previous embodiment the last
respective audio value of each audio block, i.e. the 128th
value in this audio block so that interpolation for this
audio value may be omitted. Rather, it is possible to
relate these node parameter values to a node which is
temporally between the sample times tn, n = 0, ..., 127, of
the audio values of this audio block so that an
interpolation would be necessary for each audio value. In
particular, the parameterization determined for an audio
block or the amplification value determined for this audio
block may also be applied indirectly to another value, such
as, for example, the audio value in the middle of the audio
block, such as, for example, the 64th audio value in the
case of the above block size of 128 audio values.
Additionally, it is pointed but that the above embodiment
referred to an audio coding scheme designed for generating
a coded signal with a controlled bit rate. Controlling the
bit rate, however, is not necessary for every case of
application. This is why the corresponding steps 116 to 122
and 126 or 125 may also be omitted.
With reference to the compression scheme mentioned
referring to step 114, for reasons of completeness,
reference is made to the document by Schuller et al.
described in the introduction to the description and, in
particular, to division IV, the contents of which with
regard to the redundancy reduction by means of lossless
coding is incorporated herein by reference.
The following is pointed out referring to the above
description. Although the present invention has been

described above referring to a special audio coding scheme
allowing short delay times, the present invention may of
course also be applied to different audio codings.
Exemplarily, an audio coding scheme would be conceivable
where the coded signal consists of the very quantized
filtered audio values without a redundancy reduction to be
performed. Correspondingly, it would also be conceivable to
perform the frequency-selective filtering differently from
the way described before, namely on the coder side with a
transfer function equaling the inverse of the listening
threshold and on the decoder side with a transfer function
equaling the listening threshold.
Additionally, individual aspects of the above embodiments
may be omitted. Thus, it is, for example, possible when
reducing the compression ratio to transmit the side
information referring to each audio block, to omit
interpolation and/or to always transfer the parameters in
the side information in self-contained side information
blocks and not as differences relating to the previous side
information blocks.

Additionally, the present invention is not limited to audio
signals. It may also be applied to different information
signals, such as, for example, video signals consisting of
a sequence of frames, i.e. a sequence of pixel arrays.
In any case, the above audio coding scheme provides a way
of limiting the bit rate in an audio coder with a very
short delay time. The bit rate peaks resulting when coding
depending on the audio signal are avoided by limiting the
starting value range of the prefilter. Since it
consequently corresponds to the nature of the audio signals
to be transferred that they result in differently high bit
rates for the transfer, namely more complex audio signals
resulting in higher bit rates and less complex ones
resulting in lower bit rates, an upper limit for the bit
rate of the transfer which, for example, often exists in

wireless transfer media, can always be met. The change in
the quantizing step function above the threshold is a
suitable means for limiting the bit rate to the allowed
maximum.
In the above embodiments, the coder has included a
prefilter shaping the audio signal in a suitable manner, a
quantizer having a quantizing step size, followed by an
entropy coder. The quantizer has generated values which are
also referred to as indices. In general, high indices also
mean a higher bit rate connected thereto which, however,
has been avoided by limiting (Fig. 7a) or thinning out
(Fig. 7b) the range of indices, however entailing the
possibility of deteriorating audio quality.
In addition, the following is to be pointed out referring
to the previous embodiment. Although it has been described
before that the threshold value always remains constant
when quantizing or even the quantizing step function always
remains constant, i.e. the artifacts generated in the
filtered audio signal are always quantized or cut off by
rougher a quantization, which may impair the audio quality
to an audible extent, it is also possible to only use these
measures if the complexity of the audio signal requires
this, namely if the bit rate required for coding exceeds a
desired bit rate. In this case, in addition to the
quantizing step functions shown in Figs. 7a and 7b, for
example one with a quantizing step size constant over the
entire range of values possible at the output of the pre-
filter might be used and the quantizer would, for example,
respond to a signal to use either the quantizing step
function with an always constant quantizing step size or
one of the quantizing step functions according to Figs. 7a
or 7b so that the quantizer could be told by the signal to
perform, with little audio quality impairment, the
quantizing step decrease above the threshold value or
cutting off above the threshold value. Alternatively, the
threshold value could also be reduced gradually. In this

case, the threshold value reduction could be performed
instead of the factor reduction of step 126. After a first
compression trial without step 110, the temporarily
compressed signal could only be subjected to a selective
threshold value quantization in a modified step 126 if the
bit rate were still too high (118). In another pass, the
filtered audio values would then be quantized with the
quantizing step function having a flatter course above the
audio threshold. Further bit rate reductions could be
performed in the modified step 126 by reducing the
threshold value and thus by another modification of the
quantization step function.
In particular, it is pointed out that, depending on the
circumstances, the inventive audio coding scheme may also
be implemented in software. The implementation may be on a
digital storage medium, in particular on a disc or a CD
having control signals which may be readout electronically,
which can cooperate with a programmable computer system
such that the corresponding method will be executed. In
general, the invention also, is in a computer program
product having a program code stored on a machine-readable
carrier for performing' the inventive method when the
computer program product runs on a computer. Put
differently, the invention may also be realized as a
computer program having a program code for performing the
method when the computer program runs on a computer.
In particular, above method steps in the blocks of the flow
chart may be implemented individually or in groups of
several ones together in subprogram routines.
Alternatively, an implementation of an inventive device in
the form of an integrated circuit is, of course, also
possible where these blocks are, for example, implemented
as individual circuit parts of an ASIC.
In particular, it is pointed out that, depending on the
circumstances, the inventive scheme may also be implemented

in software. The implementation may be on a digital storage
medium, in particular on a disc or a CD having control
signals which may be read out electronically, which can
cooperate with a programmable computer system such that the
corresponding method will be executed. In general, the
invention thus also is in a computer program product having
a program code stored on a machine-readable carrier for
performing the inventive method when the computer program
runs on a computer. Put differently, the invention may also
be realized as a computer program having a program code for
performing the method when the computer program runs on a
computer.


We claim:
1. A device for quantizing an information signal of a sequence of information
values, the information signal being an audio signal and the information values
being audio values, comprising:
means (20) for determining a first listening threshold for a block of audio
values of a sequence of audio values;
means (24) for calculating a version of a parameterization of a
parameterizable filter so that the transfer function thereof roughly corresponds
to the inverse of the magnitude of the first listening threshold;
means (30) for frequency-selective filtering the sequence of audio values
to obtain a sequence of filtered audio values;
means (28) for quantizing the filtered audio values to obtain a sequence
of quantized audio values by means of a quantizing step function which maps
the filtered audio values to the quantized audio values and the course of which is
steeper below a threshold information value than above the threshold
information value;


wherein the means (30) for frequency-selective filtering comprises:
means for filtering a predetermined block of audio values of the sequence
of audio values with the parameterizable filter using a predetermined
parameterization depending in a predetermined manner on the version of the
parameterization to obtain a block of the filtered audio values.
2. The device as claimed in claim 1, wherein the means (20) for determining
a listening threshold is formed to further determine another second listening
threshold for another second block of audio values, and the means for (24)
calculating is formed to calculate a version of another second parameterization of
the parameterizable filter such that the transfer function thereof roughly
corresponds to the inverse of the magnitude of the second listening threshold,
wherein the means for (30) frequency-selective filtering comprises:
means for interpolating between the version of the first parameterization
and the version of the second parameterization to obtain a version of an
interpolated parameterization for a predetermined audio value of the
predetermined block of audio values; and


means for applying the version of the interpolated parameterization to the
predetermined audio value of the predetermined block of audio values.
3. The device as claimed in claim2, comprising means (22) for determining a
first noise power limit depending on the first masking threshold and a second
noise power limit depending on the second masking threshold, and wherein the
means for filtering comprises means (90) for interpolating between the first noise
power limit and the second noise power limit to obtain an interpolated noise
power limit for a predetermined audio value of the predetermined block of audio
values, means (92) for determining an intermediate scaling value depending on a
quantizing noise power caused by quantizing according to a predetermined
quantizing rule and the interpolated noise power limit, and means (94) for
applying the intermediate scaling value to the predetermined audio value to
obtain a scaled filtered audio value.


4. The device as claimed in claim 3, wherein the means for interpolating
between the first noise power limit and the second noise power limit performs a
linear interpolation.
5. The device as claimed in claims 3 or 4, wherein the means (22) for
determining the intermediate scaling value comprises means (24) for calculating
the root of the quotient of the quantizing noise divided by the interpolated noise
power limit.
6. The device as claimed in one of the preceding claims, wherein the means
(28) for quantizing is formed to perform quantizing response to a control signal.
7. The device as claimed in one of the preceding claims, comprising lossless
compression means (26) for compressing the filtered audio values into a
compressed audio stream, wherein the compression means (26) is formed to
control a bit rate of the compressed audio stream and to send the control signal
to the means for quantizing (28) in the case that the bit rate is greater than a
control value.


8. The device as claimed in any one of the preceding claims, wherein the
quantizing step function has a flat course above the threshold information value
such that filtered audio values greater than the threshold information value are
quantized to a maximum quantizing step value.
9. A method for quantizing an information signal of a sequence of
information values, the information signal being an audio signal and the
information values being audio values, comprising the steps of:
frequency-selective filtering the sequence of audio values to obtain a
sequence of filtered audio values;
quantizing the filtered audio values to obtain a sequence of quantized
audio values by means of a quantizing step function which maps the filtered
audio values to the quantized audio values and the course of which is steeper
below a threshold information value than above the threshold information value;
determining a listening threshold for a block of audio values; and

roughly corresponds to the inverse of the magnitude of the first listening
threshold,
filtering a predetermined block of audio values of the sequence of audio
values with the parameterizable filter using a predetermined parameterization
which in a predetermined manner, depends on the version of the
parameterization to obtain a block of the filtered audio values.

Documents:

02181-kolnp-2006 abstract.pdf

02181-kolnp-2006 claims.pdf

02181-kolnp-2006 correspondence others.pdf

02181-kolnp-2006 description (complete).pdf

02181-kolnp-2006 drawings.pdf

02181-kolnp-2006 form-1.pdf

02181-kolnp-2006 form-2.pdf

02181-kolnp-2006 form-3.pdf

02181-kolnp-2006 form-5.pdf

02181-kolnp-2006 international publication.pdf

02181-kolnp-2006 international search report.pdf

02181-kolnp-2006 pct others.pdf

02181-kolnp-2006 priority document.pdf

02181-kolnp-2006-abstract-1.1.pdf

02181-kolnp-2006-claims-1.1.pdf

02181-kolnp-2006-correspondence others-1.1.pdf

02181-kolnp-2006-correspondence-1.2.pdf

02181-kolnp-2006-drawings-1.1.pdf

02181-kolnp-2006-international search authority report-1.1.pdf

02181-kolnp-2006-priority document-1.1.pdf

2181-KOLNP-2006-ABSTRACT.pdf

2181-KOLNP-2006-AMNDED PAGES OF SPECIFICATION.pdf

2181-KOLNP-2006-CLAIMS 1.2.pdf

2181-KOLNP-2006-CORRESPONDENCE.pdf

2181-kolnp-2006-correspondence1.1.pdf

2181-KOLNP-2006-DESCRIPTION (COMPLETE).pdf

2181-KOLNP-2006-DRAWINGS.pdf

2181-KOLNP-2006-EXAMINATION REPORT REPLY RECIEVED.pdf

2181-kolnp-2006-examination report.pdf

2181-KOLNP-2006-FORM 1.pdf

2181-kolnp-2006-form 18.pdf

2181-KOLNP-2006-FORM 2.pdf

2181-kolnp-2006-form 3.1.pdf

2181-KOLNP-2006-FORM 3.pdf

2181-kolnp-2006-form 5.1.pdf

2181-KOLNP-2006-FORM 5.pdf

2181-kolnp-2006-gpa.pdf

2181-kolnp-2006-granted-abstract.pdf

2181-kolnp-2006-granted-claims.pdf

2181-kolnp-2006-granted-description (complete).pdf

2181-kolnp-2006-granted-drawings.pdf

2181-kolnp-2006-granted-form 1.pdf

2181-kolnp-2006-granted-form 2.pdf

2181-kolnp-2006-granted-specification.pdf

2181-KOLNP-2006-MISCLLENIOUS.pdf

2181-KOLNP-2006-OTHERS.pdf

2181-KOLNP-2006-PA.pdf

2181-KOLNP-2006-PETITION UNDER RULE 137-1.1.pdf

2181-KOLNP-2006-PETITION UNDER RULE 137-1.2.pdf

2181-kolnp-2006-reply to examination report.pdf

2181-kolnp-2006-translated copy of priority document.pdf

abstract-02181-kolnp-2006.jpg


Patent Number 250120
Indian Patent Application Number 2181/KOLNP/2006
PG Journal Number 49/2011
Publication Date 09-Dec-2011
Grant Date 08-Dec-2011
Date of Filing 02-Aug-2006
Name of Patentee FRAUNHOFER-GESELLSCHAFT ZUR FOERDERUNG DER ANGEWANDTEN FORSCHUNG E.V., a German company
Applicant Address HANSASTRASSE 27 C 80686 MUNCHEN GERMANY
Inventors:
# Inventor's Name Inventor's Address
1 GERALD SCHULLER LEOPOLDSTR. 13 99089 ERFURT GERMANY
2 JENS HIRSCHFELD STEINWEG 32 36266 HERINGEN GERMANY
3 WOLFGANG FIESEL SONNENSTR.19, 90596 SCHWANSTETTEN, GERMANY
4 STEFAN WABNIK UNTERPORLITZER STR.58 98693 IIMENAU, GERMANY
PCT International Classification Number G10L 19/00
PCT International Application Number PCT/EP2005/001343
PCT International Filing date 2005-02-10
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10 2004 007 184.5 2004-02-13 Germany