Title of Invention

ANTHRAQUINONE DYES

Abstract The present invention relates to a compound of formula I R2 is -NH2 or a radical of formula II, R3 and R4 are each independently of the other hydrogen, hydroxy, -NH2 or a radical of formula II, R5 is hydrogen, halogen or ~X-(CH2)n-Y, wherein X is a direct bond, -O- or -S-, Y is -OH or -OS03H and n is a number from 0 to 6, with the proviso that at least one of the radicals R3l R4 and R5 is not hydrogen, to a process for the preparation thereof and to the use thereof in a method of producing mass-coloured plastics or polymeric colour particles.
Full Text

Anthraquinone dyes
The present invention relates to novel anthraquinone dyes, to processes for the preparation thereof and to the use thereof in a method of producing mass-coloured plastics or polymeric colour particles.
Dyes, especially dyes of the anthraquinone series, are known for mass-colouring plastics. For example there are described in US Patent 5 367 039 1,4,5,8-tetrasubstituted anthraquinones having (meth)acryloyl groups which can be copolymerised with vinyl monomers and are thus suitable for the production of coloured vinyl polymers.
The dyes used until now do not, however, meet the highest requirements in terms of light fastness and, especially, thermostability.
There is accordingly a need for novel thermostable dyes that produce colorations having a high tinctorial strength and exhibiting light fastness, especially high-temperature light fastness, and that have good all-round fastness properties.
It has now, surprisingly, been found that the dyes according to the invention substantially meet the above criteria.
The present invention accordingly relates to a compound of formula I


R2 is -NH2 or a radical of formula II,
R3 and R4 are each independently of the other hydrogen, hydroxy, -NH2 or a radical of
formula II,
Rs is hydrogen, halogen or -X-(CH2)n-Y,
wherein X is a direct bond, -O- or -S-, Y is -OH or -OS03H and n is a number from 0 to 6,
with the proviso that at least one of the radicals R3, R4 and R5 is not hydrogen.
R1 in formula I is preferably a radical of formula II wherein X is a direct bond and n is the number 2.
Preference is also given to compounds of formula I wherein R, is a radical of formula II in which Y is -OH.
Special preference is given to compounds of formula I wherein R, is a radical of formula II in which X is a direct bond, n is the number 2 and Y is -OH.
In formula I, R2 preferably has the same meaning as R, or is NH2.
R3 and R4 in formula I are preferably hydrogen or hydroxy.
R5 in formula I is preferably hydrogen, chlorine or-S-(CH2)2-OH.
Compounds according to the invention to which special preference is given are the compounds of formulae la to Ic


The compounds of formula I are obtainable according to methods known perse from commercially available starting compounds.
Suitable starting compounds include, for example, dichloroanthraquinone derivatives, which can be reacted with the appropriate anilines.
Also, leucoquinizarin can be reacted with anilines in the presence of zinc and boric acid in an acid medium to form compounds of formula I.
The invention accordingly relates to a process for the preparation of a compound of the above formula I wherein one of the radicals R2 to R4 is a radical of formula II, which process comprises reacting a compound of formula Ilia, 1Mb or lllc



wherein X, Y and n are as defined hereinabove.
The invention relates furthermore to a process for the preparation of a compound of formula I wherein one of the radicals R2 to R4 is -NH2l which process comprises reacting a compound of formula Va, Vb or Vc

wherein R2 to R5 are as defined hereinabove, with a compound of formula IV


The anthraquinone derivatives of formulae llla-lllc and Va-Vc and the anilines of formula IV are known or can be prepared in a manner known perse.
The compounds of formula I according to the invention are suitable especially for the production of mass-coloured plastics or polymeric colour particles.
The present invention relates also to a method of producing mass-coloured plastics or polymeric colour particles, which method comprises mixing a high molecular weight organic material and a tinctorially effective amount of at least one compound of formula (I).
The colouring of the high molecular weight organic substances using the dye of formula (I) is carried out, for example, by using roll mills, mixing apparatus or grinding apparatus to admix such a dye with such substrates, the dye being dissolved or finely distributed in the high molecular weight material. The high molecular weight organic material with the admixed dye is then processed according to methods known perse, such as, for example, calendering, compression moulding, extrusion, coating, spinning, pouring or injection moulding, as a result of which the coloured material acquires its final form. Admixture of the dye can also be effected immediately prior to the actual processing step, for example by simultaneously continuously feeding, directly into the intake zone of an extruder, a solid, for example pulverulent, dye and a granulated or pulverulent high molecular weight organic material and, where appropriate, also other ingredients, such as additives, the constituents being mixed in just before being processed. Generally, however, preference is given to mixing the dye into the high molecular weight organic material beforehand, since more uniformly coloured substrates can be obtained.
In order to produce non-rigid shaped articles or to reduce their brittleness, it is frequently desirable to incorporate so-called plasticisers into the high molecular weight compounds prior to shaping. There may be used as plasticisers, for example, esters of phosphoric acid, phthalic acid or sebacic acid. In the method according to the invention, the plasticisers can be incorporated into the polymers before or after the incorporation of the colorant. It is also possible, in order to achieve different colour shades, to add to the high molecular weight organic substances, in addition to the dye of formula I, also other pigments or other colorants

in the desired amounts, optionally together with further additives, for example fillers or siccatives.
Preference is given to the colouring of thermoplastic plastics especially in the form of fibres. Preferred high molecular weight organic materials that can be coloured in accordance with the invention are very generally polymers having a dielectric constant £2.5, especially polyester, polycarbonate (PC), polystyrene (PS), polymethyl methacrylate (PMMA), polyamide, polyethylene, polypropylene, styrene/acrylonitrile (SAN) or acrylonitrile/buta-diene/styrene (ABS). Polyester and polyamide are especially preferred. More especially preferred are linear aromatic polyesters, which can be obtained by polycondensation of terephthalic acid and glycols, especially ethylene glycol, or condensation products of terephthalic acid and 1,4-bis(hydroxymethyl)cyclohexane, for example polyethylene terephthalate (PET) or polybutylene terephthalate (PBT); also polycarbonates, e.g. those obtained from a,a-dimethyl-4,4-dihydroxy-diphenylmethane and phosgene, or polymers based on polyvinyl chloride and also on polyamide, for example polyamide 6 or polyamide 6.6.
Since the compounds of formula I according to the invention contain at least two NH groups, mixing the dye with the monomers and incorporation thereof in the form of a comonomer directly into the polymer skeleton is possible, provided that the monomers contain reactive groups that react with the active hydrogen atoms of the NH groups. Examples of such monomers include epoxides (epoxy resins), isocyanates (polyurethanes) and carboxylic acid chlorides (polyamides, polyesters).
The invention accordingly relates also to a method of producing mass-coloured plastics or polymeric colour particles that comprises causing a mixture of at least one monomer that contains at least one NH-reactive group and is capable of polymerisation, polyaddition or polycondensation reactions to react with at least one compound of formula I.
The dyes according to the invention impart to the above-mentioned materials, especially polyester materials, level colour shades of high tinctorial strength that have good in-use fastness properties, especially very good high-temperature light fastness.

The dyes according to the invention can furthermore be used for coating applications of any kind.
The dyes according to the invention can also readily be used together with other dyes to produce blended shades.
The anthraquinone dyes of formula (I) according to the invention are furthermore suitable as colorants in the production of colour filters, especially for visible light in the range from 400 to 700 nm, for liquid crystal displays (LCDs) or charge combined devices (CCDs).
The production of colour filters by sequential application of a red, blue and green colorant to a suitable substrate, for example amorphous silicon, is described in GB-A 2 182 165. The colour filters can be coated, for example, using inks, especially printing inks, that comprise the anthraquinone dyes according to the invention, or can be produced, for example, by blending the anthraquinone dyes according to the invention with chemically, thermally or photolytically structurable high molecular weight material. The further production can be carried out, for example, analogously to EP-A 654 711 by application to a substrate, such as an LCD, followed by photo-structuring and development. Other documents that describe the production of colour filters include US-A 5 624 467, Displays J4/2,115 (1993) and WO 98/45756.
The colour filters that are produced for liquid crystal displays (LCD) using the anthraquinone dyes according to the invention are distinguished by high transmission of colour dots.
The invention relates also to the use of an anthraquinone dye according to the invention as a colorant in the production of colour filters.
The following Examples serve to illustrate the invention.

Example 1: 1,4-Bis[4-(2-hydroxyethyl)phenylamino]-5l8
100 g of 2-(4-aminopheny)-ethanol and 20 g of sodium acetate are introduced into a laboratory reaction apparatus and, at 120°C, 20 g of 1,4-dichloro-5,8-dihydroxyanthraquinone are added thereto. The reaction mixture is stirred for 4 hours at 120°C and then poured into 1.2 litres of 2N hydrochloric acid. The precipitate is filtered off, washed with water until neutral and dried in a vacuum drying chamber. Yield: 23.8 g (70%)
Example 2: 1-[4-(2-Hydroxyethyl)phenylamino]-3-chloro-4-aminoanthraquinone Ic

A mixture of 120 g of 2-(4-aminophenyl)-ethanol, 17.8 g of potassium acetate and 40 g of
1-amino-2,4-dichloroanthraquinone are stirred for 24 hours at 180°C in a laboratory reaction
apparatus. After cooling the reaction mixture to room temperature (RT), approximately
0.5 litres of methanol is added. The precipitate is filtered off, recrystallised from ethanol and
dried.
Yield: 50.4 g (97%)

Example 3:
1-[4-(2-Hydroxyethyl)phen^^

A mixture of 50.4 g of 1-[4-(2-hydroxyethyl)phenylamino]-3-chloro-4-aminoanthraquinone ic from Example 3 and 100 ml of dimethylformamide (DMF) is heated to 80°C in a laboratory reaction apparatus. A further 50 ml of DMF and 11 g of 2-mercaptoethanol are then added. At an internal temperature of 83°C, 18.6 g of 30% aqueous sodium hydroxide solution are then slowly added dropwise and the mixture is stirred for 3 hours at 80°C. After cooling to RT, the precipitate is filtered off, washed with ethanol and dried in a vacuum drying chamber. Yield: 23.8 g (47%)
II. Application Examples
11.1. Production of a colour filter for liquid crystal displays (LCDs) In a 100 ml glass vessel containing 83.3 g of zirconium ceramic beads, 2.8 g of the anthraquinone dye according to Example 1, 0.28 g of Solsperse* 5000, 4.10 g of Disperbyk* 161 (dispersing agent, 30% solution of a high molecular weight block copolymer, containing groups having affinity for the pigment, in n-butyl acetate/1 -methoxy-2-propyl acetate 1:6, BYK Chemie) and 14.62 g of 1-methoxy-2-propyl acetate (MPA), are stirred at 23°C for 10 minutes at 1000 revs/min. and for 180 minutes at 3000 revs/min. using a Dispermat. After the addition of 4.01 g of an acrylate polymer binder (35% solution in MPA), stirring is carried out at room temperature for 30 minutes at 3000 revs/min.. Following removal of the beads, the dispersion is diluted with an equal weight of MPA.
Using a spin-coating apparatus, a glass substrate (Corning type 1737-F) is coated with the resulting dispersion and centrifuged for 30 seconds at 1000 revs/min.. The layer is dried on a hot plate for 2 minutes at 100°C and for 5 minutes at 200°C. The resulting layer thickness is 0.4 |*m.

The following anthraquinone dyes (Table 1), which are likewise suitable for mass-colouring plastics, can be prepared analogously to Example 1:
R4 O f?,
flJM-Rs (l)-
R3 O R2
Table 1:
R1 R2 R3 R4 R5
-oC" NHi ~^~ H —o~
—o~C NHi H H ~~=^~
_m/y^ NH2 H H _8^°»
\=L/ \—OH
_NH_fy0^ ^ H H =P^R
\=/ V_OH
_NH_f>s_. ^ H H =F^*
\=/ V_OH
_NH/-y0 _NH/y0 OH OH Pi
\=/ ^-OH \=/ ^-OH
_mj-ys-, _NH/-ys OH OH H
\=/ V-OH \a=^ ^—OH

What is claimed is:
1. A compound of formula I

R2 is -NH2 or a radical of formula II,
R3 and R4 are each independently of the other hydrogen, hydroxy, -NH2 or a radical of
formula II,
R5 is hydrogen, halogen or-X-(CH2)n-Y,
wherein X is a direct bond, -O- or -S-, Y is -OH or -OS03H and n is a number from 0 to 6,
with the proviso that at least one of the radicals R3, R4 and R5 is not hydrogen.
2. A compound of formula I according to claim 1 wherein R, is a radical of formula II in which X is a direct bond and n is the number 2.
3. A compound of formula I according to either claim 1 or claim 2 wherein Ri is a radical of formula II in which Y is -OH.
4. A compound of formula I according to claim 1 wherein R, is a radical of formula II in which X is a direct bond, n is the number 2 and Y is -OH.
5. A compound of formula I according to claim 1 wherein R3 and R4 are hydrogen or hydroxy.




wherein R2 to R5 are as defined in claim 1, with a compound of formula IV

wherein X, Y and n are as defined in claim 1.
9. A process for the preparation of a compound of formula I according to claim 1 wherein one of the radicals R2 to R4 is -NH2l which comprises reacting a compound of formula Va, Vb or

wherein R2 to R5 are as defined in claim 1, with a compound of formula IV

wherein X, Y and n are as defined in claim 1.

10. Use of a compound of formula I according to any one of claims 1 to 8 in the production of mass-coloured plastics or polymeric colour particles.
11. A method of producing mass-coloured plastics or polymeric colour particles that comprises mixing a high molecular weight organic material and a tinctorially effective amount of at least one compound of formula I according to any one of claims 1 to 7.
12. A method of producing mass-coloured plastics or polymeric colour particles that comprises causing a mixture of at least one monomer that contains at least one NH-reactive group and is capable of polymerisation, polyaddition or polycondensation reactions to react with at least one compound of formula I according to any one of claims 1 to 7.
13. Plastics or polymeric colour particles coloured in accordance with a method according to either claim 11 or claim 12.
14. Use of an anthraquinone dye according to claim 1 as a colorant in the production of colour filters.

15. A compound of formula substantially as herein described and exemplified.




Documents:

2366-CHENP-2004 AMANDED PAGES OF SPECIFICATION 04-03-2010.pdf

2366-CHENP-2004 EXAMINATION REPORT REPLY RECEIVED 04-03-2010.pdf

2366-CHENP-2004 OTHER PATENT DOCUMENT 09-03-2010.pdf

2366-CHENP-2004 POWER OF ATTORNEY 04-03-2010.pdf

2366-CHENP-2004 AMANDED CLAIMS 04-03-2010.pdf

2366-chenp-2004 correspondence others.pdf

2366-chenp-2004 correspondence po.pdf

2366-chenp-2004 form 18.pdf

2366-chenp-2004-abstract.pdf

2366-chenp-2004-claims.pdf

2366-chenp-2004-correspondnece-others.pdf

2366-chenp-2004-correspondnece-po.pdf

2366-chenp-2004-description(complete).pdf

2366-chenp-2004-form 1.pdf

2366-chenp-2004-form 26.pdf

2366-chenp-2004-form 3.pdf

2366-chenp-2004-form 5.pdf

2366-chenp-2004-pct.pdf


Patent Number 242122
Indian Patent Application Number 2366/CHENP/2004
PG Journal Number 34/2010
Publication Date 20-Aug-2010
Grant Date 12-Aug-2010
Date of Filing 19-Oct-2004
Name of Patentee CIBA SPECIALTY CHEMICALS HOLDING INC
Applicant Address KLYBECKSTRASSE 141 CH-4057 BASEL SWITZERLAND
Inventors:
# Inventor's Name Inventor's Address
1 LAUK, URS ALFRED-STREBELWEG 15 CH-8047 ZURICH SWITZERLAND
2 NOWACK, PATRIC MAUERSTRASSE 6 D-79539 LORRACH GERMANY
PCT International Classification Number C09B 1/32
PCT International Application Number PCT/EP03/02616
PCT International Filing date 2003-03-13
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 02405226.8 2002-03-22 EUROPEAN UNION