Title of Invention

PLASTIC CONTAINER HAVING A CARBON-TREATED INTERNAL SURFACE.

Abstract A blow molded container (10) having barrier properties and including an upper wall portion having an opening (13), an intermediate sidewall portion (14) positioned beneath the upper wall portion (12); and a base portion (16) positioned beneath the intermediate sidewall to support the container. The container includes a molded outer layer (24) having an inner surface (22) and an outer surface formed from at least 40% of recycled plastic and a carbon coating formed on the inner surface of the outer layer (26) and adhered thereto and substantially coextensive with the outer layer, wherein said carbon coating has a thickness of less than about 10 microns.
Full Text Title: PLASTIC CONTAINER HAVING A
CARBON-TREATED INTERNAL SURFACE
TECHNICAL FIELD
The present invention relates to plastic containers based
on recycled plastic. More particularly, the present invention
relates to blow molded plastic containers based on recycled
plastic, having barrier properties and having a carbon-coated
internal surface.
BACKGROUND ART
It is highly desirable to provide plastic containers having
barrier properties, and it is also highly desirable to provide
plastic containers using recycled plastic. However, recycled
plastic generally does not have barrier properties and cannot be
used in containers in direct contact with container contents.
Therefore, despite the economic desirability of using recycled
plastic, the use of such material has been difficult.
Conventionally, the use of recycled plastic in containers
especially those holding contents for human consumption has been
limited to multi-layer plastic containers where the recycled
plastic is an outer layer which does not come into direct
contact with the container contents.
Multi-layer plastic containers are commonly used for
packaging items in a wide range of fields, including food and
beverage, medicine, health and beauty, and home products.
Plastic containers are known for being easily molded, cost
competitive, lightweight, and generally suitable for many
applications. Multi-layered containers provide the benefit of
being able to use different materials in each of the layers,
wherein each material has a specific property adapted to perform
a desired function.
Because plastic containers may permit low molecular gases,
such as oxygen and carbon dioxide, to slowly permeate through
their physical configurations, the use of plastic containers

sometimes proves to be less desirable when compared to
containers formed from other less permeable materials, such as
metal or glass. In most applications, the shelf life of the
product cpntents is directly related to the package's ability to
effectively address such molecular permeation. In the case of
carbonated beverages, such as beer, oxygen in the atmosphere
surrounding the container can gradually permeate inwardly
through the plastic walls of the container to reach the inside
of the container and deteriorate the contents. Likewise, carbon
dioxide gas associated with the contents may permeate outwardly
through the plastic walls of the container until eventually
being released on the outside, causing the carbonated beverage
to lose some of its flavor and possibly become "flat".
To address some to the foregoing concerns, plastic
container manufacturers have utilized various techniques to
reduce or eliminate the absorption and/or permeability of such
gases. Some of the more common techniques include: increasing
the thickness of all or portions of the walls of the container;
incorporating one or more barrier layers into the wall
structure; including oxygen-scavenging or reacting materials
within the walls of the container; and applying various coatings
to the internal and/or external surface of the container.
However, a number of conventional barrier and/or scavenger
materials will not effectively curtail the permeation of both
oxygen and carbon dioxide over extended periods of time.
Moreover, there are usually other practical concerns associated
with most conventional techniques, most commonly, increased
material costs and/or production inefficiencies.
In recent times, the use of plastics has become a
significant social issue. Recycling has become an increasingly
important environmental concern and a number of governments and
regulatory authorities continue to address the matter. In a
number of jurisdictions, legislation pertaining to minimum
recycled plastic content and the collection, return, and reuse
of plastic containers has either been considered or has already

been enacted. For example, in the case of plastic containers
used to hold consumable items, such as food items or beverages,
regulations often require a certain content and minimum
thickness of the innermost layer that comes in contact with the
contents. Conventional processes, such as co- or multiple-
injection molding, are often limited as to the amount of
recycled plastic that can be effectively incorporated into the
structure of the container. Commonly, the amount of recycled
content that can be effectively incorporated into conventional
co-injection molded containers that are suitable for food
contents is less than 40% of the total weight of the container.
Therefore, a need exists in the industry and it is an
object of the present invention to provide a plastic container
having a high recycled content that is suitable for holding
"Carbonated products, such as carbonated beverages, and provide
an acceptable level of performance when compared to commercial
containers formed from alternative materials. A further need
exists for a method to produce such containers in high volume
commercial rates using conventional equipment.
It is a still further object of the present invention and
need to provide a container based on recycled plastic which has
barrier properties and which minimizes or avoids the high cost
of inconvenience of conventional multi-layer plastic containers.
It is a still further objective to do this at a reasonable cost,
in a commercially feasible process, and with an effective
product.
SUMMARY OF INVENTION
It has been found that the foregoing objects and advantages
are readily obtained in accordance with the present invention.
Recognizing the problems and concerns associated with
conventional multi-layered plastic containers, especially those
used to hold carbonated beverages, a plastic container having
enhanced gas barrier properties and a high content of recycled
plastic is advantageously provided. A container constructed in

accordance with the principles of the present invention provides
several advantages over those previously available. Such
advantages are generally realized through the use of the
desirable recycled plastic and a carbon coating on the internal
surface of the container. It is a significant advantage that
the container of the present invention desirably may have a
significant amount of recycled content. Furthermore, the
improved container can be produced using conventional processing
techniques and manufacturing equipment.
An important aspect of the present invention is the
effective barrier properties of the present container with the
functional and commercial benefits associated with having a
container comprised a significant amount of recycled plastic
content. Further, the ease in subsequently recycling a
container produced in accordance with the principles of the
present invention make the practice of the invention extremely
advantageous. Moreover, the present invention provides the
additional advantage of permitting the manufacturer to
controllably vary the material positioning and wall thickness at
any given location along the vertical length of the inner and/or
outer layers of the container.
In accordance with the principles of the present invention,
a blow molded multi-layer container is provided having an upper
wall portion, an intermediate sidewall portion positioned
beneath the upper wall portion, and a base portion positioned
beneath the intermediate sidewall portion, the base portion
being adapted to dependently or independently support the
container. The container includes a molded outer layer formed
from recycled plastic and a carbon coating adjacent and
desirably on the inner surface of the molded outer layer that is
substantially coextensive with the inner layer. The recycled
outer layer comprises at least 40% by weight of recycled
plastic, but can comprise more than 75% by weight and desirably
more than 90% by weight, depending upon the needs of the
application. In a preferred embodiment, the thickness of the

outer layer is controllably adjusted along its vertical length.
If desirable, the outer layer may also include additional
barrier materials and/or oxygen scavenging/reacting materials
incorporated therein.
In accordance with the principles of the present invention,
a blow molded multilayer container is also provided having an
upper wall portion, an intermediate sidewall portion positioned
beneath the upper wall portion, and a base portion positioned
beneath the intermediate sidewall portion, the base portion
being adapted to dependently or independently support the
container. The container includes (i) a molded inner layer
formed from a plastic material, the inner layer having a
vertical length and a carbon-treated inner surface; and (ii) a
molded outer layer formed from recycled plastic that is
substantially coextensive with the inner layer. The recycled
outer layer comprises at least 40% by weight of the overall
weight of the container, but can comprise more than 90% by
weight, depending upon the needs of the application. In a
preferred embodiment, the thickness of the inner and/or outer
layers is controllably adjusted along their respective vertical
lengths. If functionally desirable, the inner layer and/or
outer layer may also include additional barrier materials and/or
oxygen scavenging/reacting materials.
Other and further advantages and novel features of the
invention are readily apparent from the following detailed
description of the best mode for carrying out the invention when
taken in connection with the accompanying drawings, wherein, by
way of illustration and example, embodiments of the present
invention are disclosed.
BRIEF DESCRIPTION OF THE DRAWINGS
The present invention will be more readily understandable
from consideration of the accompanying drawings, wherein:
FIG. 1 is an elevation view of a container in accordance
with the principles of the present invention.

FIGS. 1A, 1B and 1C are cross-sectional and enlarged views
of various areas of the container wherein the relative
thicknesses of the layers forming the container are illustrated.
FIG. 2 is a partially broken away elevation view of one
examples of a multi-layer preform.
FIG. 3 is a partially broken away elevation view of another
example of a multi-layer preform.
FIG. 4 is an elevation view of a container in accordance
with the principles of the present invention.
FIGS. 5, 6 and 7 are cross-sectional and enlarged views of
various areas of the container wherein the relative thicknesses
of the layers forming the container are illustrated.
FIG. 8 is a partially broken away elevation view of one
example of a preform.
FIG. 9 is a partially broken away elevation view of another
example of a preform.
DETAILED DESCRIPTION OF PREFERRED EMBODIMENTS
Referring now to the drawings in detail, wherein like
reference numerals and letters designate like elements, there is
shown in FIG. 1 an elevational view of a container 10
constructed in accordance with the principles of the present
invention. Container 10 typically includes an upper wall
portion 12, including an opening 13; an intermediate sidewall
portion 14 positioned beneath the upper wall portion 12; and a
base portion 16 positioned beneath the intermediate sidewall
portion 14. The base portion 16 is adapted to support the
container 10 either dependently, i.e., where another object such
as a base cup (not shown) is used, or independently, i.e., where
no other objects are needed to stand the container upright on a
generally flat surface. In a preferred embodiment, the
container 10 is supported by a freestanding base formed by a
plurality of integrally formed feet 18, such as those
illustrated in FIG. 1.

Referring to FIGS. 1A-1C, which represent enlarged detailed
views of areas 1A, 1B and 1C, respectively, of FIG. 1, the
container 10 includes (a) a molded inner layer 20, having a
vertical length and an inner surface 22; (b) a molded outer
layer 24; and (c) a central vertical axis A. The inner surface
22 of the molded inner layer 20 is at least partially coated
with a thin layer or film of carbon 26. While complete
encapsulation of the inner layer 20 by the outer layer 24 is not
required, it is preferred that the molded outer layer 24 is
substantially coextensive with the inner layer 20 and provides
structural support to the walls of the container 10.
The molded inner layer 20 is comprised of a thermoplastic
material. The following resins may be used as plastic materials
for the inner layer 20: polyethylene resin, polypropylene
resin, polystyrene resin, cycloolefine copolymer resin,
polyethylene terephthalate resin, polyethylene naphthalate
resin, ethylene-(vinyl alcohol) copolymer resin, poly-4-
methylpentene-1 resin, poly (methyl methacrylate) resin,
acrylonitrile resin, polyvinyl chloride resin, polyvinylidene
chloride resin, styrene-acrylo nitrile resin, acrylonitrile-
butadiene-styrene resin, polyamide resin, polyamideimide resin,
polyacetal resin, polycarbonate resin, polybutylene
terephthalate resin, ionomer resin, polysulfone resin, polytetra
fluoroethylene resin and the like. When food product contents
are involved, the inner layer 20 is preferably formed from
virgin polyethylene terephthalate (PET), polyethylene
naphthalate (PEN), and/or blends of polyethylene terephthalate
and polyethylene naphthalate. However, other thermoplastic
resins, particularly those approved for contact with food
products, may also be used.
The molded outer layer 24 is comprised of a recycled
plastic material, including the plastics set forth in the
preceding paragraph, but is commonly formed from recycled
polyethylene terephthalate (PET). However, the invention is not

limited to a particular type of recycled plastic and other
recycled plastic materials may be used.
In a preferred embodiment, the inner layer 20 has a wall
thickness, taken along its vertical length, that is in the range
of 0.5 mil to 5 mil (0.0127 mm to 0.127 mm) and more preferably
between 1 to 2 mils (0.0254 mm to 0.0508 mm). In some
instances, such as where food product contents are involved, a
minimum thickness requirement for the inner layer 20 may be
specified and must be met. As illustrated in FIG. 1 and FIGS.
1A, 1B and 1C, the thickness of the inner layer may be varied
along the vertical length. In this manner, different portions
of the container 10 can have variably controlled thickness along
the vertical length, providing improved material usage and
increased design flexibility. For instance, the thickness of
the inner layer 20 positioned at the upper portion 12 (such as
shown in FIG. 1A) can be thinner than the intermediate sidewall
portion 14 (such as shown in FIG. 1B). Likewise, the thickness
of the inner layer 20 at the base wall portion 16 (such as shown
in FIG. 1C) can be thicker than the thickness of the same layer
in the intermediate sidewall portion 14 (such as shown in FIG.
1B).
In keeping with an aspect of the present invention, the
inner layer comprises less than 0.60 by weight of the total
weight of the container 10, preferably less than 0.30 of the
total weight of the container 10, and more preferably, less than
about 0.15 of the total weight of the container 10. The ability
of the present invention to utilize an exceptionally thin inner
layer 20 — particularly when compared to other conventional
multi-layer containers — can provide significant economic
advantages and incentives, especially in instances in which
virgin material is more costly and/or scarce than recycled
material.
As mentioned earlier, the inner surface 22 of the inner
layer 20 is coated with a thin layer of carbon 26 which provides
enhanced barrier properties to the container 10. In a preferred

embodiment, the carbon coating 26 is comprised of a highly
hydrogenated amorphous carbon that is doped with nitrogen. The
thickness of the carbon coating 26 is less than about 10 µm and
the weight of the coating 26 is less than about 1/10,000th of the
total weight of the container. An important feature of the
present invention is than only about 3 mg of the carbon coating
26 is needed to treat a 500 cc plastic container. Further,
despite the notable thinness of the carbon coating 26, the
amount of barrier protection afforded is quite significant and
the protection from permeation of oxygen and carbon dioxide is
favorable when compared with the protection found in metal cans
and glass bottles. Initial tests have shown that the barrier
provided in connection with the present invention against oxygen
permeation can be more than thirty times better than that of a
container formed from untreated PET; the barrier provided
against carbon dioxide permeation can be more than seven times
better than that of a container formed from untreated PET; and
the barrier provided against the migration of total aldehydes
can be more than six times better than untreated PET.
The molded outer layer 24 comprises at least about 0.40 by
weight of the total weight of the container 10, but can comprise
more than 0.90 by weight of the total weight of the container 10
for certain applications. In a preferred embodiment, the outer
layer 24 has a wall thickness, taken along its vertical length,
that is in the range of 6 to 23 mils (0.1524 mm to 0.5842 mm).
As illustrated in FIG. 1 and FIGS. 1A, 1B and 1C, the thickness
of the outer layer can also be separately and independently
varied along its vertical length. In this manner, different
portions of the container 10 (taken perpendicular to the central
vertical axis A) can have different inner layer thicknesses,
different outer layer thicknesses, and/or different overall
thickness measurements, all by design. For instance, the
thickness of the molded outer layer 24 positioned at the upper
portion 12 (such as shown in FIG 1A) can be much thicker than
the intermediate sidewall portion 14 (such as shown in FIG. 1B).

Likewise, the thickness of the outer layer 24 at the base wall
portion 16 (such as shown in FIG. 1C) can be thicker than the
thickness of the same layer in the intermediate sidewall portion
14 (such as shown in FIG. 1B). Because the molded outer layer
24 is generally comprised of a less expensive plastic material
that does not directly contact the contents of the container 10,
a less expensive material can be used to form a number of the
structural integral components for the container, such as the
neck flange 30 and outer threads 30 shown in FIG. 1 and FIG. 1A.
While it is often unnecessary — and can complicate the
recycling process — in special applications, the inner layer 20
and/or outer layer 24 may further include additional barrier
materials and/or oxygen scavenging/reacting materials (not
shown) that are commonly known in the art. Examples of some of
the more commonly used barrier materials include saran, ethylene
vinyl alcohol copolymers (EVOH), and acrylonitrile copolymers,
such as Barex. The term saran is used in its normal commercial
sense to contemplate polymers made for example by polymerizing
vinylidene chloride and vinyl chloride or methyl acrylate.
Additional monomers may be included as is well known.
Vinylidene chloride polymers are often the most commonly used,
but other oxygen barrier materials are well known. Oxygen-
scavenging materials can include materials marketed for such a
purpose by several large oil companies and resin manufacturers.
A specific example of such a material is marketed under the
trade name AMOSORB and is commercially available from the Amoco
Corporation.
Another significant advantage of the present invention is
its ability to provide significant barrier properties,
incorporate a high content of recycled plastic material, and be
advantageous to present day recycling. The inner layer 20 and
outer layer 24 are both comprised of plastic material and can be
readily recycled. Unlike a number of other barrier materials
often used in connection with multi-layer containers, which can
be difficult to separate, the carbon coating 26 of the present

invention has no impact on the recycling of the plastic
materials of which the container 10 is comprised.
The present invention includes the additional advantage of
being able to provide a container 10 with enhanced barrier
properties that can be used for holding food products. Plastic
containers having an inner surface treated with an amorphous
carbon film have been approved for contact with food products
from the Technische National Onderzoek, the standards
organization accredited by the European Economic Community. The
approval of the United States Food and Drug Administration
(USFDA) is currently in process.
The container 10 of the present invention may be formed by
any of several known processing techniques which permit the
manufacture of a multi-layer blow molded container 10 having a
plastic molded inner layer 20 and a relatively thick molded
outer layer 24 of recycled plastic. In a preferred embodiment,
the multi-layer container 10 is formed via a blow molding
operation involving a multi-layer preform 34, such as the one
generally depicted in FIG. 2. Although not a required feature,
the preform 34 may include a neck flange 30 (for handling
purposes) and outer threads 32 (to secure a closure) that
correspond to the same features shown in FIG. 1. After the blow
molding of the container 10, as shown in FIG. 1, but some time
before the filling operation, the inner surface 22 of the inner
layer 20 of the container 10 is carbon-treated as further
discussed below.
In a first preferred embodiment, as shown in FIG. 2, the
preform 34 is produced by extrusion molding an inner layer 20'
having an inner surface 22' thereof and injection molding an
outer layer 24'. The inner layer 20' and outer layer 24' of the
preform 34 correspond to the inner layer 20 and outer layer 24
of the container 10. Extrusion of the inner layer 20' of the
preform allows the manufacturer to produce a thinner layer than
is generally possible using conventional injection molding or
co-injection processes. For example, the inner layer of an

extrusion molded multi-layer preform 34 may be made as thin as
15-20 mils (.381 mm to 0.508 mm) or less. Conversely, it is
difficult, if not impossible, to reliably injection mold an
inner layer having a comparable thickness profile. Further, an
extrusion or co-extrusion process permits the manufacturer to
readily vary the thickness of material being extruded along the
length of the extrudate. Variations in the thickness of the
inner layer is desirable for several reasons which include
aesthetics, efficient material use and reduced costs, and
variable strength requirements.
The outer layer 24' of the preform 34 is formed from a
recycled plastic material and, in accordance with the present
invention, is substantially thicker than the inner layer 20'.
The outer layer 24' can be injection molded or compression
molded over the inner layer 20', although injection molding is
generally preferred. Such over-molding processes further permit
the formation of a neck flange 30 and outer threads 32.
In a second preferred embodiment, the multi-layer preform
34 is produced by thermoforming a thin sheet of plastic material
and forming that sheet into what will become the inner layer 20'
having an inner surface 22' thereof of the preform 34. The
process of thermoforming permits the formation of a preform 34
with a very thin inner layer 20'. In fact, minimum wall
thicknesses of 3 mil (0.0762 mm) or less are possible. As in
the case of an extruded inner layer 20', once the inner layer
20' of the preform 34 is formed, the outer layer 24' of recycled
plastic can be injection or compression molded over the inner
layer 20' to provide a multi-layer preform 34. FIG. 3 is a
representative example of a preform 34 formed with a
thermoformed inner layer 20' and injection molded outer layer
24'. Preforms 34 formed in accordance with the principles of
such second preferred embodiment are generally better suited for
applications that require a wider opening 13 or dispensing
mouth.

The multi-layer container can then be blown using
conventional blow molding operations. Because the preform 34
will be stretched and "thinned-out" during the subsequent blow
molding process, the thickness of the preform 34 — at portions
corresponding to like portions of the blown container — will
inherently be somewhat thicker. In fact, the thickness of the
various portions of the preform 34 are typically designed to
take into account the amount of stretch and hoop expansion
necessary to form the thickness profile desired in the final
container 10. For clarity, hereinafter, the multi-layer
containers having inner and outer layers 20, 24 that have not
been carbon-treated should be distinguished from containers 10
in which the inner surface 22 has been carbon coated.
After a container having an inner layer 20 and outer layer
24 are produced, a carbon coating is formed on at least a
portion of the inner surface 22 of the inner layer 20. The
carbon coating 26 does not have to be immediately applied to the
container, however, it is generally more efficient to apply the
coating 26 promptly after the container has been blown and is
within an appropriate temperature profile.
In a preferred embodiment, the blown multi-layer containers
are removed from a conventional high-speed rotary blow-molding
machine and subsequently transferred, directly or indirectly
(i.e., via an intermediate handling step), to an apparatus for
applying a carbon coating 26 to the containers. In high-speed
production applications, the carbon-coating apparatus will
typically also be of the rotary type. An example of such an
apparatus that can be used to apply the carbon coating to the
inner surface 22 of the container 10 is available from Sidel of
Le Havre, France and is commercially marketed under the "ACTIS"
trade name.
A method for carbon-coating multi-layer containers 10 is
next described in further detail. In accordance with a
preferred method for carbon coating the inner surface 22 of the
container 10, a conventional carbon-coating or carbon-treating

apparatus having rotary kinematics and a central vertical axis
is provided. The carbon-coating apparatus generally rotates
about its central vertical axis in a first rotational direction,
e.g., counterclockwise, at a fairly high rotational speed. A
blow-molding machine, or other rotary container transfer
mechanism, located generally in close proximity to the carbon-
coating apparatus functions as the source of containers for
subsequent carbon-coating treatment. To facilitate the
transfer, the rotary container transfer mechanism rotates in a
direction opposed to the rotational direction of the carbon-
coating apparatus — e.g., clockwise — and the multi-layer
containers 10 are mechanically shifted from the container
transfer mechanism to the carbon-coating apparatus. Although
not required for the practice of the present invention, the
container 10 preferably includes a neck flange 30 or other
physical means for at least partially supporting the container
10 during the mechanical transfer process.
As the containers 10 are transferred from the transfer
mechanism to the carbon-coating apparatus, the containers 10 are
preferably held by the upper portion 12 in an upright
orientation with the opening 13 generally facing upwardly. If
desired, a vacuum can also be generated and used to support or
partially support the container 10. During the transfer
process, the individual containers 10 are received by a
receiving mechanism which is part of the carbon-coating
apparatus. The receiving mechanism revolves around the central
axis of the carbon-coating apparatus, grasps or secures the
container, and seals the opening 13 of the upper portion 12 of
the container, much like a lid. When properly positioned over
and abutting the opening 13, the receiving mechanism produces a
tight to "airtight" seal over the container.
The receiving mechanism includes at least two apertures
positioned above the opening 13 of the container that are used
for the introduction and removal of gases from the inside of the
container. A first aperture in the receiving mechanism is in

communication with a vacuum source, such as a vacuum pump.
After the receiving mechanism has securely sealed the opening
13, the air within the container is discharged through the first
aperture by means of a vacuum. It is desirable that degree of
vacuum falls within a range of about 10-2 to 10-5 torr, so as to
shorten the discharge time for a vacuum and saves necessary
energy therefor. With a lower degree of vacuum of over 10-2
torr, impurities in the container are much increased, on the
other hand, with a higher degree of vacuum under 10"5 torr,
increased time and a large energy are needed to discharge the
air in the container.
Once the air inside the container has been evacuated, the
container is subsequently filled or "charged" with a raw gas
that will be used in the formation of the carbon coating 26.
The flow rate of the raw gas is preferably within a range from
about 1 to 100 ml/min. Preferably, the diffusion of the raw gas
within the container is enhanced by providing an extension, such
as a tube having a plurality of blow openings. In accordance
with one embodiment, an extension enters inside of the container
10' through the second aperture some time after the opening 13
is sealed and the extension extends to within about 25.4 mm to
50.8 mm (1.0 in. - 2.0 in.) of the lowermost portion of the
container.
The raw gas may be comprised of aliphatic hydrocarbons,
aromatic hydrocarbons, oxygen containing hydrocarbons, nitrogen
containing hydrocarbons, etc., in gaseous or liquid state at a
room temperature. Benzene, toluene, o-xylene, m-xylene, p-
xylene and cyclohexane each having six or more than six carbons
are preferable. The raw gases may be used singularly, but a
mixture of two or more than two kinds of raw gases can also be
used. Moreover, the raw gases may be used in the state of
dilution with inert gas such as argon and helium.
At some point after the container has been received by the
receiving mechanism of the carbon-coating apparatus, the
container is inserted into a cylinder or other hollow space

provided to accommodate the container. In the preferred
embodiment, the carbon-coating apparatus includes a plurality of
hollow cylinders that rotate in the same direction as, and in
synchronization with, the receiving mechanism. It is further
preferred that the receiving mechanism that retains and seals
the opening 13 of the container also functions to cover the
cylinder.
After the supply of the raw gas into the container, energy
is impressed upon the container from a high frequency electric
energy source, such as a microwave-producing device. The
impression of the electric power generates plasma, and causes
extreme molecular excitation ionization and a carbon coating 26
to be formed on the inner surface 22 of the container.
While the foregoing method illustrates one process for
forming a carbon coating 26 on the inner surface 22 of a
container, other conventional methods can also be used
successfully. For instance, the plastic container could instead
be inserted and accommodated within an external electrode and
have an internal electrode positioned within the container.
After the container is evacuated and is charged with raw gas
supplied through the internal electrode, electric power is
supplied from the high frequency electric source to the external
electrode. The supply of electric power generates plasma
between the external electrode and the internal electrode.
Because the internal electrode is earthed, and the external
electrode is insulated by the insulating member, a negative
self-bias is generated on the external electrode, so that carbon
film is formed uniformly on the inner surface of the container
along the external electrode.
When the plasma is generated between the external electrode
and the internal electrode, electrons are accumulated on the
inner surface of the insulated external electrode to electrify
negatively the external electrode, to generate negative self-
bias on the external electrode. At the external electrode, a
voltage drop occurs because of the accumulated electrons. At

this time, carbon dioxide as the carbon resource exists in the
plasma, and positively ionized carbon resource gas is
selectively collided with the inner surface 22 of the container
which is disposed along the external electrode, and, then,
carbons close to each other are bonded together thereby to form
hard carbon film comprising remarkably dense coating on the
inner surface 22 of the container.
The thickness and uniformity of the carbon coating 26 can
be varied by adjusting the output of high frequency; the
pressure of the raw gas in the container; the flow rate for
charging the container with gas; the period of time during which
plasma is generated; the self-bias and kind of raw materials
used; and other like variables. However, the thickness of the
carbon coating 26 is preferably within a range from 0.05 to 10
µm to obtain the effective suppression of the permeation and/or
absorption of the low molecular organic compound and the
improved gas barrier property, in addition to an excellent
adhesion to plastic, a good durability and a good transparency.
FIG. 4 shows an elevational view of a further embodiment of
a container 100 constructed in accordance with the principles of
the present invention. Container 100 typically includes an
upper wall portion 112, including an opening 113; an
intermediate sidewall portion 114 positioning beneath the upper
wall portion 112; and a base portion 116 positioned beneath the
intermediate sidewall portion 114. The base portion 116 is
adapted to support the container 100 either dependently, i.e.,
where another object such as a base cup (not shown) is used, or
independently, i.e., where no other objects are needed to stand
the container upright on a generally flat surface. In a
preferred embodiment, the container 100 is supported by a
freestanding base formed by a plurality of integrally formed
feet 118, such as those illustrated in FIG. 4.
Referring to FIGS. 5-7, which represent enlarged detailed
views of areas 100A, 100B and 100C, respectively, of FIG. 4, the
container 100 includes a molded outer layer 120, having a

vertical length, an inner surface 122, an outer surface 123 and
a central vertical axis B. The inner surface 122 of the molded
outer layer 120 is at least partially coated with a thin layer
or film of carbon 124 as in the embodiments of FIGS. 1-3. While
complete encapsulation of the inner layer 120 by the carbon
layer 124 is preferred, it may not be required for particular
applications. It is preferred that the molded outer layer 120
is substantially coextensive with the carbon layer 124 and
provide structural support for the container 100.
The molded outer layer 120 includes at least 50% of
recycled plastic material, desirably at least 75% of recycled
plastic, and may include as much as 90% recycled plastic
material. If desired, the molded outer layer may be 100%
recycled plastic material. Preferably, the molded outer layer
is formed from recycled polyethylene terephthalate (PET), but
the present invention is not limited thereto and virtually any
recycled plastic may be conveniently employed.
The molded outer layer 120 is desirably comprised of a
thermoplastic material and may utilize the materials listed for
the molded inner layer 20 of FIG. 1.
It is particularly desirable to blend small amounts of
barrier materials and/or oxygen scavenging or reacting materials
with the recycled plastic as discussed with respect to FIG. 1.
For example, less than 5% by weight of saran, ethylene vinyl
alcohol copolymers (EVOH) and acrylonitrile copolymers, such as
Barex. In addition, the present invention can readily use ultra
low intrinsic viscosity (IV) material, e.g., material having an
IV of less than around 0.60 or 0.55. These materials are
frequently white or whitish in color. A significant advantage
of the present invention is ability to process in-process scrap
simply and efficiently, even with materials as aforesaid.
The inner surface 122 of the outer layer 120 is coated with
a thin layer of carbon 124 which provides enhanced barrier
properties to the container 100. Features of, characteristics
of and preparation of the carbon coating 124 has been described

above with respect to FIG. 1 and this applies also to the
embodiments of FIGS. 4-7.
The molded outer layer 120 has a wall thickness, taken
along its vertical length, that is in the range of 6 to 23 mils
(0.1524 mm to 0.5842 mm). As illustrated in FIGS. 5-7, the
thickness of the outer layer can also be separately and
independently varied along its vertical length, as with outer
layer 24 of FIG. 1. In the same manner as outer layer 24 of
FIG. 1, because the molded outer layer 120 is generally
comprised of a less expensive plastic material that does not
directly contact the contents of the container 100, a less
expensive material can be used to form the bulk of the container
including a number of the structural integral components for the
container, such as the neck flange 126 and outer threads 128
shown in FIG. 4.
Similarly, the inner carbon coating can be readily varied
so that the thickness thereof varies along the vertical length
of the container. Desirably, however, for convenience a
substantially uniform carbon coating is provided.
The embodiments of FIGS. 4-7 offer the significant
advantages of the present invention described with respect to
FIGS. 1-3.
The container of FIGS. 4-7 may be formed by any of several
known processing techniques which permit the manufacture of a
single layer or multi-layer blow molded container as described
for FIG. 1. In a preferred embodiment, the container 100 is
formed via a blow molding operation involving a preform 130,
such as the one generally depicted in FIG. 8. Although not a
required feature, the preform 130 may include a neck flange 132
(for handling purposes) and outer threads 134 (to secure a
closure) that corresponds to the same features shown in FIG. 4.
After the blow molding of the container to form the final
container 100 an embodiment of which is shown in FIG. 4, but
some time before the filling operation, the inner surface 122 of
the container is carbon-treated as further discussed above.

In one embodiment shown in FIG. 9, a preform 140 which will
become the container is produced by extrusion molding a preform
140 with a preform body 146 and a preform base 148, neck flange
142 and outer threads 144. An extrusion process permits the
manufacturer to readily vary the thickness of material being
extruded along the length of the extrudate. Variations in the
thickness of the preform is desirable for several reasons which
include aesthetics, efficient material use and reduced costs,
and variable strength requirements.
The preform 140 includes recycled plastic material which,
as indicated hereinabove is a particular advantage of the
present invention.
In the embodiment of FIG. 8, a preform 130 is produced by
thermoforming a thin sheet of plastic material and forming that
sheet into what will become the preform 130, or injection or
compression molding the preform 130. Thus, preform 130 of FIG.
8 may include a neck flange 132 and outer threads 134, body
portion 136 which will become the container body portion and
base portion 138 which will become the container base portion.
The container can then be blown using conventional blow
molding operations as described above.
After the preform has been formed into an intermediate
container by blow molding, a carbon coating is formed on at
least a portion of the inner surface 122 of the container 120
and preferably on the entire inner surface, as described above
for FIG. 1. The carbon coating 124 does not have to be
immediately applied to the container, however, it is generally
more efficient to apply the carbon coating promptly after the
intermediate container has been blown and is within an
appropriate temperature profile.
The container of FIG. 4 offers significant advantages in
addition to those of FIG. 1. The base container is a mono-layer
material that can be readily processed by conventional means.
Moreover, the recycled base material can be readily admixed with
other materials and due to the inner carbon coating does not

contact the container contents. Moreover, barrier properties
are readily and easily obtained and the container contents are
not impacted by adverse aromas or taste. Further, the container
of the present invention eliminates the need for a separate
barrier liner or a virgin liner. The small amount of inner
carbon coating dos not adversely affect recycling, and colored
materials can be readily used to provide a desirably colored
container, for example, the outer layer can be easily colored in
a desirable commercial color.
The container of FIG. 4 offers the significant advantages
of a mono-layer container with desirable engineered properties,
as barrier resistance and low cost. Thus, processing is
significantly easier than with multi-layer containers since one
is working with a mono-layer material without the necessity for
the use of liners and complicated coinjection processing.
Further, one can blend the recycled plastic with other materials
to readily obtain special properties while still retaining the
use of desirably low cost recycled plastic. For example, one
could customize the product in order to obtain desirable
characteristics while still using recycled material and a mono-
layer material.
The internal carbon coating is simply and conveniently
applied and is quite thin and yet precludes the migration of
adverse flavors and taste into the contents of the container.
It is particularly desirable to use a variety of colors for the
recycled plastic as for example an amber color for beer. It
would be highly desirable to use such a container as in the
present invention with a tailored color and for a beer or soft
drink or juice product. As a still further alternative, one
could blend heat resistant plastic with the recycled plastic to
obtain highly desirable characteristics.
Although certain preferred embodiments of the present
invention have been described, the invention is not limited to
the illustrations described and shown herein, which are deemed
to be merely illustrative of the best modes of carrying out the

invention. A person or ordinary skill in the art will realize
that certain alternatives, modifications, and variations will
come within the teachings of this invention and that such
alternatives, modifications, and variations are within the
spirit and the broad scope of the appended claims.

1. A blow molded multi-layer container comprising
an upper wall portion having an opening; a sidewall portion
positioned beneath the upper wall portion; and a base portion
positioned beneath the sidewall portion which supports the
container, the container comprising:
a molded inner layer formed from a plastic material
having a vertical length and an inner surface, said inner
layer having a wall thickness along its vertical length that
is within the range of 0.5 mil to 5 mil;
a molded outer layer formed from recycled plastic
having a vertical length and an inner surface that is
coextensive with the inner layer, the outer layer having a
wall thickness along its vertical length that is within the
range of 6.0 mils to 23.0 mils; and
an innermost amorphous carbon coating formed on the
inner surface of the inner layer, said carbon coating having
a thickness that is less than 10µm and controllably along the
vertical length of the container, and is independently
controllably varied with respect to the outer layer; and
wherein the outer layer comprises at least 0.40 by
weight of the overall weight of the container, and wherein
said outer layer is in contacting relationship with the inner
layer along the entire inner surface of the outer layer.

2: A blow molded multi-layer container as claimed in
claim 1, wherein the inner layer is formed from a plastic
material comprised of a resin selected from the group
consisting of polyethylene resin, polypropylene resin,
polystyrene resin, cycloolefine copolymer resin, polyethylene
terephthalate resin, polyethylene naphthalate resin,
ethylene-(vinyl alcohol) copolymer resin, poly-4-methylpentene
1 resin, poly (methyl methacrylate) resin, acrylonitrile
resin, polyvinyl chloride resin, polyvinylidene chloride
resin, styreneacrylo nitrile resin, acrylonitrile-butadien-
styrene resin, polyamide resin, polyamideimide resin,
polyacetal resin, polycarbonate resin, polybutylene
terephthalate resin, ionomer resin, polysulfone resin,
polytetra fluoroethylene resin, and combinations of two or
more of such resins.
3: A blow molded multi-layer container as claimed
in claim 2, wherein the inner layer is comprised of a virgin
plastic material.
4: A blow molded multi-layer container as claimed
in claim 1, wherein the inner layer is formed from a process
selected from the group consisting of extrusion and
thermoforming.
5: A blow molded multi-layer container as claimed
in claim 1, wherein the inner layer comprises a material
selected from the group consisting of a barrier material, an
oxygen-scavenging material, and material that is a
combination of a barrier and oxygen-scavenger.

6: A blow molded multi-layer container as claimed
in claim 1, wherein the outer layer is formed from a process
selected from the group consisting of injection molding and
compression molding.
7: A blow molded multi-layer container as claimed
in claim 1, wherein the inner layer has a thickness that
varies along its vertical length.
8: A blow molded multi-layer container as claimed
in claim 1, wherein the outer layer has a thickness that
varies along its vertical length.
9: A blow molded multi-layer container as claimed
in claim 1, wherein the thickness of the inner layer and
outer layer are controllably varied with respect to one
another.
10: A blow molded multi-layer container as claimed
in claim 1, wherein the inner layer comprises less than 0.15
of the total weight of the container.
11: A blow molded multi-layer container as claimed
in claim 1, wherein the weight of the carbon coating is less
than 1/10000th of the total weight of the container.
12: A blow molded multi-layer container as claimed
in claim 1, wherein the carbon coating is amorphous.
13: A blow molded multi-layer container as claimed
in claim 1, wherein the upper portion of the container
comprises a support flange.

14: A blow molded multi-layer container as claimed
in claim 1, wherein the base portion comprises a plurality
of feet.
15: A blow molded multi-layer container comprising
an upper wall portion having an opening, an intermediate
sidewall portion positioned beneath the upper wall portion,
and a base portion positioned beneath the intermediate
sidewall portion and adapted to support the container, said
container comprising: a molded outer layer having an inner
surface and an outer surface formed from recycled plastic; an
amorphous carbon coating formed adjacent the inner surface of
the outer layer and adhered thereto and substantially
coextensive with the outer layer, wherein said carbon coating
has a thickness less than 10 microns, wherein said container
can be recycled.
16: A container as claimed in claim 15, wherein
said outer layer has a thickness from 6 to 23 mils, and
wherein the carbon coating has a thickness of 0.05 to 10µm.
17: A container as claimed in claim 15, wherein
the thickness of the outer layer varies so that the
intermediate sidewall portion is thinner than the upper wall
portion and the base portion.
18: A container as claimed in claim 15,
comprising a barrier material added to the outer layer.
19: A container as claimed in claim 15, wherein
the carbon is coated on the inner surface of the blow molded

container from at least one gaseous hydrocarbon.
20: A container as claimed in claim 15, wherein
the carbon coating has one of a generally uniform thickness,
and a thickness that varies along the vertical length of the
container.
21: A container as claimed in claim 15, comprising
at least one of the upper portion of the container having a
support flange, and the base portion having a plurality of
feet.
22: A container as claimed in claim 15, wherein the
outer layer is coloured.
23: A container as claimed in claim 15, wherein
the outer layer comprises at least 75% of recycled plastic.
24: A method of manufacturing a multi-layer
container coated with a carbon coating, which comprises:
providing a multi-layered container comprising
an upper wall portion having an opening;
a sidewall portion positioned beneath the upper
wall portion; and a base portion positioned beneath sidewall
portion which supports the container, said container
comprising:a molded inner layer formed from a plastic
material having a vertical length and an inner surface, the
inner layer having a wall thickness along its vertical
length that is within the range of 0.5 mil to 5 mil; a molded
outer layer formed from recycled plastic having a vertical
length and an inner surface coextensive with said inner layer,

said outer layer having a wall thickness along its vertical
length that is within the range of 6.0 mils to 23.0 mils;
wherein the outer layer comprises at least 0.40 by weight of
the overall weight of the container;
enclosing the multi-layered container within a
hollow space provided to accommodate the container;
discharging the air within the container creating a
vacuum;
charging the internal volume of the container
with raw gas; and inducing the formation of a carbon coating
on the inner surface of the container, wherein the carbon
coating has a thickness that is less than 10µm which
controllably varies along the vertical length of the
container, and is independently controllably varied with
respect to the outer layer of the container.
25: A method as claimed in claim 24, wherein the
multi-layered container is formed by extruding a plastic
sleeve from a thermoplastic material; injection molding an
outer layer over the sleeve to form a preform; and blow
molding the preform to form a multi-layer container.
26: A method as claimed in claim 24, wherein the
thickness of the inner layer varies along its vertical
length.
27: A method as claimed in claim 24, wherein the
inner layer comprises a material selected from the group
consisting of a barrier material, an oxygen-scavenging

material, and a material that is a combination of a barrier
and an oxygen-scavenger.
28: A method as claimed in claim 24, wherein the
raw gas is selected from the group consisting of aliphatic
hydrocarbons, aromatic hydrocarbons, oxygen containing
hydrocarbons, and mixtures of two or more of such gases.
29: A method as claimed in claim 24, wherein the
formation of the carbon coating on the inner surface of the
container is induced by a high frequency electric source.
30: A method as claimed in claim 29, wherein the
high frequency electric source comprises an internal electrode
and an insulated external electrode for generating negative
self bias.
31: A method as claimed in claim 24, wherein the
formation of carbon coating on the inner surface of the
container is induced by a microwave.
32: A container as claimed in claim 1, wherein
said container is filled with contents.
33: A container as claimed in claim 32, wherein
said container is filled with food producbs.
34: A container as claimed in claim 32, wherein
said container is filled with contents selected from the group
consisting of beer, soft drinks and juice.
35: A container as claimed in claim 32, wherein
said carbon coating protects the contents of the container.
36: A container as claimed in claim 32, wherein
said container precludes the migration of adverse flavors and

tastes into the container contents.
37: A container as claimed in claim 32, wherein
said container affords protection from oxygen and carbon
dioxide permeation.
38: A container as claimed in claim 15, wherein
the outer layer comprises at least 40% of recycled plastic.
39: A method as claimed in claim 24, wherein
the container is a mono-layer container having recycled
plastic.
A blow molded container (10) having barrier
properties and including an upper wall portion having an
opening (13), an intermediate sidewall portion (14) positioned
beneath the upper wall portion (12); and a base portion (16)
positioned beneath the intermediate sidewall to support the
container. The container includes a molded outer layer (24)
having an inner surface (22) and an outer surface formed from
at least 40% of recycled plastic and a carbon coating formed
on the inner surface of the outer layer (26) and adhered thereto
and substantially coextensive with the outer layer, wherein said
carbon coating has a thickness of less than about 10 microns.

Documents:

in-pct-2001-232-kol-granted-abstract.pdf

in-pct-2001-232-kol-granted-assignment.pdf

in-pct-2001-232-kol-granted-claims.pdf

in-pct-2001-232-kol-granted-correspondence.pdf

in-pct-2001-232-kol-granted-description (complete).pdf

in-pct-2001-232-kol-granted-drawings.pdf

in-pct-2001-232-kol-granted-examination report.pdf

in-pct-2001-232-kol-granted-form 1.pdf

in-pct-2001-232-kol-granted-form 13.pdf

in-pct-2001-232-kol-granted-form 18.pdf

in-pct-2001-232-kol-granted-form 3.pdf

in-pct-2001-232-kol-granted-form 5.pdf

in-pct-2001-232-kol-granted-gpa.pdf

in-pct-2001-232-kol-granted-reply to examination report.pdf

in-pct-2001-232-kol-granted-specification.pdf


Patent Number 223078
Indian Patent Application Number IN/PCT/2001/232/KOL
PG Journal Number 36/2008
Publication Date 05-Sep-2008
Grant Date 03-Sep-2008
Date of Filing 27-Feb-2001
Name of Patentee PLASTIPAK PACKAGING INC
Applicant Address 9135 GENERAL COURT, PLYMOUTH, MICHIGAN
Inventors:
# Inventor's Name Inventor's Address
1 SLAT WILLIAM A 164 NORTH GRAND POINTE, BROOKLYN MICHIGAN 49230
PCT International Classification Number B65D 1/02, 23/02
PCT International Application Number PCT/US00/20302
PCT International Filing date 2000-07-26
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 09/370,642 1999-08-06 U.S.A.
2 09/525,871 2000-03-14 U.S.A.