Title of Invention

"A METHOD AND AN APPARATUS OF GENERATING OPTIMIZED TRAFFIC MOVEMENT PLANS"

Abstract A method generates optimized traffic movement plans. A plan monitor (58) determines a first planning boundary for traffic based upon traffic conditions of a region. A plan generator (56) employs the first planning boundary and repetitively generates first traffic movement plans for the traffic. The plan generator (56) selects one of the fist traffic movement plans as a first optimized traffic movement plan, and outputs the same for controlling traffic movement. The plan monitor (58) determines current traffic conditions of the region for a planning window, and updates the first planning boundary to provide a second planning boundary for the traffic based upon the current traffic conditions. The plan generator (56) employs the second planning boundary and repetitively generates second traffic movement plans for the traffic, selects one of the fist and second traffic movement plans as a second optimized traffic movement plan, and outputs the same for controlling traffic movement.
Full Text Field of the Invention
This invention relates to a method and an apparatus of generating optimized traffic movement plans. The invention also relates to a dynamic optimizing traffic planning system, such as a railroad or commuter rail dynamic optimizing traffic planning system.
Background Information
A transportation infrastructure consists of a plurality of physical pathways (e. g., without limitation, roads; rails; canals) for vehicles (e. g., without limitation, trucks; trains; ships or boats) within a particular geographic region. Traffic planning is the process of determining, for a particular transportation infrastructure and over a finite period of time, a plurality of routes that a corresponding plurality of vehicles are to follow (i. e. , one route per vehicle), and where those vehicles are planned to be located along their respective routes at specific times. Together, the plural routes constitute a movement plan.
Although traffic planning has traditionally been carried out by humans, the traffic planning process can also be performed by automated traffic planners, or simply traffic planners, that generate movement plans given transportation infrastructure data, data about the individual vehicles to be planned, vehicle schedules, physical and operational constraints, and other data pertinent to the movement of traffic. In the case of train traffic, for example, such traffic planners employ rail infrastructure data (e. g., tracks; signals; switches), data about the individual trains to be planned, train schedules, physical and operational constraints, and other data pertinent to the movement of trains.

In order to execute movement plans generated by a traffic planner,
those movement plans are converted into control commands, which are employed to
control the states of field devices, which determine how the vehicles are allowed to
move, hi the case of trains, the control commands change the aspects of signal lights,
which indicate how trains should move forward (e.g., continue at speed; reduce speed;
stop), and the positions of switches (i.e., normal or reverse), which determine the
specific tracks the trains will run on. In dark (unsignaled) territory, forward
movement of trains is specified in terms of mileposts (i.e., a'train is given the
authority to move from its current location to a particular milepost along its planned
route), landmarks or geographic locations. Sending the control commands to the field
is done by an automated traffic control system, or simply control system, to which the
traffic planner is interfaced. Control systems are employed by railroads to control the
movements of trains on their individual properties or track infrastructures. Variously
known as Computer-Aided Dispatching (CAD) systems, Operations Control Systems
(OCS), Network Management Centers (NMC) and Central Traffic Control (CTC)
systems, such systems automate the process of controlling the movements of trams
traveling across a track infrastructure, whether it involves traditional fixed block
control or moving block control assisted by a positive train control system, hi dark
territory, controlling the movements of trains is effected through voice
communication between a human operator monitoring the .control system and the
locomotive engineer. Control systems act as an interface between the traffic planner
and equipment in the field that receives and carries out the control commands. The
interface between the control system and the field devices can either be through
control lines that communicate with electronic controllers at the wayside that in turn
connect directly to the field devices, or, in dark territory, through voice
communication with a human, who manually performs the state-changing actions
(e.g., usually switch throws).
A traffic planner both sends and receives information to and from the
control system. The traffic planner sends control commands and receives information
about the actual states of signals and switches, speed limit changes and train positions
in the form of messages that the traffic planner is able to read. A movement plan is
translated into a plurality of route clears, switch position changes and other control
commands, which are sent to the control system for execution. The control system, in
turn, sends those commands to the field in field-device-readable formats. The traffic
planner sends control commands to the control system in a timely manner, in order
that they coincide with actual changes as they are predicted to occur in the field. That
is, in order to control the movements of trains in real time, the commands have to be
sent to the field in such a way that they conform to the current positions of die trains.
For example, signals should be cleared (i.e., turned green) ahead of a train in such a
way that it is able to maintain its speed, but not so far ahead that they interfere with
the planned movement of another train moving in the opposite direction, which was to
traverse the same track before the train for which the signals were cleared.
Some traffic planners employ the information received from the
control system (i.e., field updates) to modify the currently executing movement plan,
in order to account for changes in the field that occurred since the time the currently
executing movement plan was generated, which changes were not expected to occur.
That is, the primary reason, though not the only reason, to modify the currently
executing movement plan is if changes are happening in the field that are not in the
plan. The planned state of the field needs to conform as closely as possible to the
actual state of the field, in order that whatever the plan says should be done can be
carried out (i.e., the configuration of trains enables the control commands to work as
expected). If the trains and devices in the field act according to then* planned or
expected behaviors as set forth in or otherwise implied by the currently executing
movement plan, then no field updates will have to be incorporated.
Human operators employ control systems to monitor the movements of
trains using computer interfaces, which schematically display such movements in
near-realtime. Two types of such interfaces are common. The first interface is a
track diagram, which displays tracks in a not-to-scale, non-geographical manner, in
order to indicate the locations of trains on the tracks, their authorities to move (lined
routes), track switches and their positions, signal lamps and their colors, as well as
other miscellaneous devices, such as hot box detectors for detecting hot wheel
bearings, and landmarks, such as bridges. The key feature of track diagrams is the
display of what is happening in the field in near-real time. Track diagrams indicate
the current locations of trains and where they have been given the authority to move.
The second inter&ce, as employed by human operators to monitor the
operations of a railroad, is a "string-line," which is a time-distance graph of where the
trains are planned to be and when. Typically, the vertical axis of mis graph shows
locations (usually indicated by station names) and the horizontal axis shows time.
The movements of trains are displayed as diagonal lines that are slanted downward or
upward depending on the direction of movement Thus, string-lines for two trains
moving in opposite directions over the same rail line during the same time period
would form an X-like structure. Although time-distance graphs are generally not
drawn to scale, the slopes of the string-lines roughly indicate the speeds of the
respective trains. For instance, during the time a train is stopped, its string-line would
be horizontal. The fester a train moves, the greater the absolute value of the slope of
its string-line. The key feature of string-line graphs is that they depict how trains are
planned to move in the future. A train operator is able to see where two trains are
planned to meet or when a train is planned to arrive at a particular location.
Traffic planning can be classified as being non-optimizing or
optimizing. Non-optimizing traffic planning involves the determination of routes
irrespective of performance criteria (e.g., on-time arrival at destinations; relatively
higher average speeds).
Several railroads are known to employ a non-optimizing traffic
planner, which does not have the capacity to optimize the movements of trains across
a rail network. It is constrained to work according to a fixed set of rules.
Specifically, it plans trains according to a fixed set of train priorities, in order that
movement of a highest priority train is planned first, movement of a next highest
priority train is planned second, and so forth down to the lowest priority train.
Whenever there is a conflict (e.g,, two trains attempting to use the same piece of track
at the same time), the non-optimizing traffic planner resolves the conflict in
accordance with the priorities of the corresponding trains (*.«., the highest priority
train moves across the track first). An example of such a non-optimizing traffic
planner is the AutoRouter (or ART) marketed by Union Switch & Signal, Inc. of
Pittsburgh, Pennsylvania.
In contrast, optimizing traffic planning employs optimization
objectives to guide the planning process, hi order that the resulting movement plan
best satisfies one or more performance criteria. Optimizing traffic planning is of
interest to freight railroads because the demand for service (e.g.t hauling goods) is
increasing and is predicted to continue in this manner for the foreseeable future.
Since it is relatively very expensive to lay new rail, which is one way to increase
service capabilities, the railroads are looking for ways to utilize more of the capacity
of their existing rail infrastructure. Traffic planning that optimizes the movements of
trains is able to increase the density of traffic, thereby utilizing more existing rail
infrastructure capacity, while also maintaining a high level of on-time performance,
which is very important to customers of the railroads.
Traffic planning, whether optimizing or non-optimizing, can also be
partitioned into static and dynamic planning. Static planning is the process of
generating an initial movement plan from rail infrastructure data, data about the
individual trains to be planned, train schedules, physical and operational constraints,
and other data pertinent to the movement of trains. The initial movement plan
specifies the movements of all of the trains that will be running within a particular
geographic region over a finite period of time. Once generated, the initial movement
plan can be executed, as discussed above. Static planning implies that no
modifications to the initial plan are ever made.
Dynamic planning consists of replacing the currently executing
movement plan with a new movement plan as a result of changes that occurred in the
field, which were unexpected and, therefore, not accounted for by the currently
executing movement plan. That is, events did not take place in the field as planned
(e.g., trains may have moved more slowly than planned; a speed limit may have been
imposed on a particular segment of track; a device failure may have occurred). Only
when the field is changing according to plan (or very close to plan) is dynamic
planning not required. Since there are always changes occurring in the field that were
not expected or planned for, traffic planning on the railroads, if it is to be effective,
must be dynamic.
Known dynamic planning can be classified into two distinct types
depending on the way in which the new movement plan is generated. The first type
consists of generating a completely new plan, independently of the currently
executing plan, and then replacing the currently executing plan with the new plan. No
modifications are made to me currently executing plan in order to produce the new
plan. Neither is any data from the currently executing movement plan used in the
generation of the new movement plan.
The second type of dynamic planning involves modifications to the
currently executing movement plan. The modifications are highly localized changes,
such as moving a single meet point (i.e., the point where one train must wait for
another to pass) or adjusting individual train speeds in order mat an already planned
meet point is preserved. These modifications typically affect only one or two trains
and one or two infrastructure locations, leaving the rest of the movement plan
unchanged.
In the case of optimizing traffic planning, the first type of dynamic
planning produces a new, optimized movement plan independently of the currently
executing plan. This dynamic planning method can be costly from the standpoint of
time, since generating an initial plan can take considerably more time than modifying
the currently executing plan, depending on the optimization methods employed.
The second type of dynamic planning employs local optimization,
which may adversely affect the globally optimized movement plan; mat is, the degree
of optimization of the overall plan as measured against the objectives is likely to be
less. In most cases, local optimization does not improve the overall global
optimization of a plan.
U.S. Patent Nos. 5,794,172 and 6,154,735 disclose various
optimization methods tor generating movement plans for a plurality of trams. The
methods claimed in Patent 5,794,172 are simulated annealing for coarse-grained
optimization (to generate a higher-level schedule for train movement) and branch and
bound for more fine-grained optimization (to generate a more detailed movement plan
from the schedule). Patent 6,154,735 chums methods of constraint propagation and
focused simulated annealing for generating optimized movement plans. Patent
5,794,172 also claims a system for which adjustments are made to trains not adhering
to the predetermined movement plan (the currently executing plan). Such adjustments
are then communicated to those trains. The same patent also claims a system for
which the resolution of conflicts (two trains attempting to access the same track at the
same time), when they occur, is by means of branch and bound techniques. A system
incorporating adjustments to individual trains or the resolution of specific conflicts
would be an implementation of the second type of dynamic planning.
U.S. Patent No. 5,623,413 claims branch and bound and procedurebased
inference methods for generating optimized train movement plans, and methods
for re-scheduling by rule relaxation or by constraint relaxation, which involve rulebased
inference and constraint-based inference, respectively. A system implementing
these re-scheduling methods would be considered an example of the second type of
dynamic planning.
U.S. Patent No. 5,177,684 discloses an optimizing train movement
planner that generates movement plans from predetermined train schedules (i.e.,
scheduled departure and arrival times of trams are fixed). A depth-first search
algorithm bounded by delay costs (costs incurred by delaying one vehicle so that
another can pass) adjusts train meet points mat are infeasible (i.e., meet points mat
occur on a single track) to locations where those meets can take place. This train
movement plan optimization method determines whether proposed schedules may be
met by the trains without the addition of any substantial costs due to delays of the
trains at the proposed meet points.
U.S. Patent Nos. 6,304,801 and 6,546,371 disclose a gradient search
method for optimizing the movements of trains over a rail corridor in particular. The
gradient search method is guided by a cost function that enables an optimum schedule
to be determined for departing trams by moving each meet point to a siding and
evaluating the cost incurred in doing so. Individual train schedules can also be
adjusted by changing train speeds and/or tram departure times (i.e., the times at which
trains enter the corridor).
U.S. Patent No. 6,459,964 claims a system for coarse-grain scheduling
of trains and a method for fine-grain movement plan generation. Patent 6,459,964
also claims a movement plan repair method that is an example of die second type of
dynamic planning described above. The system monitors the progress of trains
against the fine-grain movement plan, identifying conflicts between trains in the use
of track. It then determines available meet point options for resolving overlapping
track usage by trains and selects the one with the least impact on the overall
movement plan (local optimization). There is no consideration of any conflicts that
may result from the implementation of the selected option. This repairs problems
when they arise, independent of the effects those repairs (i.e., new meet points) might
have on causing train conflicts further out in time.
There is room for improvement in methods for traffic planning and in
traffic planning systems.
SUMMARY OF THE INVENTION
These needs and others are met by the present invention, which
dynamically optimizes the movements, for example, of trains across a railroad
network in a dynamically changing environment For example, computer software
generates a plurality of train movement plans, modifies those plans to account for
unexpected changes to expected railroad train operations, and selects an optimized
train movement plan. This software-based method and system thus re-plans the
movements of trains in a dynamic environment, such as a dynamically changing
railroad network.
A third type of dynamic planning is disclosed, which, like the second
type of dynamic planning, involves modifications to the currently executing plan, but
which differs from the second type in mat each change is allowed to affect the rest of
the movement plan. That is, the rest of the movement plan is adjusted to
accommodate each change.
In the case of optimizing traffic planning, the thud type of dynamic
planning incorporates the changes made to the currently executing movement plan by
globally optimizing the currently executing movement plan with those changes
included. This also differs from the first type of dynamic planning in mat plan data
from the currently executing movement plan is used in the generation of the hew
movement plan.
As one aspect of the invention, a method of generating optimized
traffic movement plans for a region having a plurality of traffic and a plurality of
traffic conditions comprises: determining a first planning boundary for the traffic
based upon the traffic conditions of the region; employing the first planning boundary
and repetitively generating a first plurality of traffic movement plans for the traffic of
the region; selecting one of the first plurality of traffic movement plans as a first
optimized traffic movement plan for execution; outputting me first optimized traffic
movement plan for controlling traffic movement in the region; determining current
traffic conditions of the region; updating the first planning boundary to provide a
second planning boundary for the traffic based upon the current traffic conditions;
employing the second planning boundary and repetitively generating a second
plurality of traffic movement plans for the traffic of the region; selecting one of the
first and second plurality of traffic movement plans as a second optimized traffic
movement plan for execution; and outputtmg the second optimized traffic movement
plan for controlling traffic movement in the region.
The method may employ a first plurality of traffic conditions for the
first optimized traffic movement plan, and may compare the current traffic conditions
against the first plurality of traffic conditions for the first optimized traffic movement
plan, and responsively plan with the second planning boundary based substantially
upon the first plurality of traffic movement plans to repetitively generate the second
plurality of traffic movement plans for the traffic of the region.
The method may employ a first plurality of traffic conditions for the
first optimized traffic movement plan, and may compare the current traffic conditions
against the first plurality of traffic conditions for the first optimized traffic movement
plan, and responsively re-plan with the second planning boundary to repetitively
generate as the second plurality of traffic movement plans for the traffic of the region:
(a) a third plurality of traffic movement plans based substantially upon some of the
first plurality traffic movement plans for the traffic of the region, and (b) a fourth
plurality of traffic movement plans independent of the first plurality traffic movement
plans for the traffic of the region.
As another aspect of the invention, a dynamic optimizing traffic
planning apparatus for a region having a plurality of traffic and a plurality of traffic
conditions of the traffic comprises: means for inputting information representing the
traffic conditions; and means for executing a plurality of routines, the routines
comprising: a plan monitor determining a first planning boundary for the traffic based
upon the traffic conditions of the region, determining current traffic conditions of the
region, and updating the first planning boundary to provide a second planning
boundary for the traffic based upon the current traffic conditions, a plan generator
successively employing the first planning boundary and the second planning boundary
and repetitively generating a first plurality of traffic movement plans and a second
plurality of traffic movement plans, respectively, for the traffic of the region, selecting
one of the first plurality of traffic movement plans as a first optimized traffic
movement plan for execution, selecting one of the first and second plurality of traffic
movement plans as a second optimized traffic movement plan for execution; and
successively outputtmg the first and second optimized traffic movement plans, and a
plan executive successively converting the first and the second optimized traffic
movement plans into a plurality of commands for controlling traffic movement in the
region.
As another aspect of the invention, a traffic management system for a
region having a plurality of traffic and a plurality of traffic conditions of the traffic
comprises: means for inputting information representing the traffic conditions; means
for executing a plurality of routines, the routines comprising: a plan monitor
determining a first planning boundary for the traffic based upon the traffic conditions
of the region, determining current traffic conditions of the region, and updating the
first planning boundary to provide a second planning boundary for the traffic based
upon the current traffic conditions, a plan generator successively employing the first
planning boundary and the second planning boundary and repetitively generating a
first plurality of traffic movement plans and a second plurality of traffic movement
plans, respectively, for the traffic of the region, selecting one of the first plurality of
traffic movement plans as a first optimized traffic movement plan for execution,
selecting one of the first and second plurality of traffic movement plans as a second
optimized traffic movement plan for execution; and successively outputting the first
and second optimized traffic movement plans, and a plan executive successively
converting the first and the second optimized traffic movement plans into a plurality
of commands for controlling traffic movement in the region; and means for executing
the commands to control traffic movement in the region.
BRIEF DESCRIPTION OF THE DRAWINGS
A Ml understanding of the invention can be gained from the following
description of the preferred embodiments when read in conjunction with the
accompanying drawings in which:
Figure 1 is a block diagram in schematic form of a Dynamic Optimizing
Traffic Planner (DOTP) in accordance with the present invention-
Figure 2 is a block diagram of a method for generating optimized
traffic movement plans hi accordance with an embodiment of the invention.
Figure 3 is a block diagram in schematic form showing interfaces
between the DOTP of Figure 1 and a Computer-Aided Dispatching (CAD) system,
with the DOTP being partitioned into real time and near real time components with
interfaces therebetween.
Figure 4 is a flowchart of actions of the plan generator, plan monitor,
plan executive and CAD system of Figure 3.
Figures SA-SB form a flowchart showing the planning and re-planning
cycles of Figure 4.
Figure 6 is a block diagram of the plan monitor including modules
related to the calculation of the re-planning score (for field changes) of Figure 1.
Figure 7 is a block diagram of the TrainGap and PublishedPlan
components of the plan monitor of Figure 6.
Figure 8 is an example of a string-line train graph as output by the
DOTP of Figure 1 showing a movement plan that resulted from dynamically adding a
track block.
Figure 9 shows an example of a planning boundary and various
reservations.
Figure 10 shows an example of adjusting an older movement plan to
new boundary conditions.
DESCRIPTION OF THE PREFERRED EMBODIMENTS
The present invention will be disclosed in connection with a method
and software system generating optimized movement plans for trams across a regional
railroad network, although the invention is applicable to a wide range of traffic
applications (e.g., without limitation, railroad; commuter rail; canals).
Referring to Figure 1, a Dynamic Optimizing Traffic Planner system
(DOTP) 2 is shown. The DOTP 2 is a software system that generates optimized
movement plans, such as plan 4, for trams, such as 6,8, traveling across a railroad
network 10 (e.g., a railroad track network) and then re-plans when the state of the
railroad 12 differs to some degree from the state assumed by a currently executing
movement plan 13. The state 68 of the railroad 12 is continuously monitored and the
same is updated for the benefit of a plan generator 56 each planning cycle. The
DOTP 2 may interface to a suitable traffic control system, such as a Computer-Aided
Dispatching (CAD) system 14, which is responsible for controlling the movements of
the trains 6,8 in real time. The DOTP 2 generates initial movement plans, in order to
populate a solution pool 172 (Figure 5A), and publishes an optimized movement plan,
such as plan 4, when mat system is started. After the DOTP 2 is running, that system
continuously generates optimized movement plans, and also, dynamically re-plans
using live data received from the field (e.g., the raihoad 12), which data indicates the
current state of the field. This automates the movement planning of the trams 6,8.
The DOTP 2 may also advise (e.g., through interlaces 16 and 18, and train graph
display 20 (e.g., a suitable server and user interface (not shown)) and (track diagram)
man machine interface (MM!) display 22, respectively) humans who control the trains
6,8. Alternatively, the DOTP 2 may interface to any other suitable control system
(not shown).
The DOTP 2 generates multiple solutions (movement plans) and
recommends the "best" solution based on optimization criteria (objectives) against
which it optimizes. Such criteria may, for example, be related to on-time
performance, best time, minimizing overall delay, minimizing a business objective
function discretized at location level or some combination of these and/or other
optimization criteria. The specific criteria chosen depend on the business objectives
of the particular railroad, such as 12. The DOTP 2 provides substantially improved
operating efficiencies, typically in the form of increased capacity utilization coupled
with better on-time performance, and, because it works to avoid congestion, will
increase the level of safety by avoiding unsafe train configurations.
Dynamic, optimizing planning (which includes accounting for field
changes) is a planning method that generates optimized movement plans (e.g.,
detailed meet/pass train plans) in a changing environment
As employed herein, the term "reservation" shall expressly include, but
not be limited to, the planned usage of a track section by a particular train from an
entry date/tune to an exit date/time. The entry date/time coincides with the entry of
the first train car (e.g.. lead locomotive; head of train) onto a particular track section.
The exit date/time coincides with the exit of the last train car (e.g., end of train) from
the particular track section. The reservation is a basic planning artifact A certain
time-based combination of all reservations for all planned trains makes up a
movement plan:
Example 1
The generation of movement plans observes various limitations (eg.,
track speed limits; permanent speed limits; temporary speed limits) and constraints
(e.g., train type, such as passenger versus freight; power type: diesel, AC, DC; train
height, length, weight, width and other consist characteristics, such as, for example,
dangerous goods). Also, movement plan generation observes intrinsic characteristics
of the railroad devices and wayside equipment (e.g., switches and interchanges) mat
may further limit the generation of the movement plan. For example, the usage of a
track section prohibits the usage of another track section that may or may not be
connected. As another example, a track section that includes a switch in the normal
position prevents the use of another track section that includes the same switch in the
reverse position for a certain period of time that depends on the use of the former
track section. A combination of switches in an interchange limits the use of certain
track sections because of the conditions imposed by the wayside on different
switches. For example, relatively wide trains using certain track sections may prevent
the use of parallel track sections. These are conditions that any traffic plan generator
should obey in order to produce executable plans. Also, all operational rules and
constraints should be considered («.g., some trains are not allowed over certain tracks;
headway and train separation constraints; alternative platforms may be used). All
these should be reflected in the set of reservations mat make up the movement plan
and planning boundary, which is discussed, below.
A reservation (for trainj over tracki), a reservation set for a train service
(trainj) and a movement plan (Plan) may be respectively represented by Equations 1,2
and 3:
(Equatin Removed)
is the number of trains in the interval (Le.t current time to planning horizon)
that corresponds to the planning cycle when the movement plan was produced
As shown above, the reservation set for a train service (trainj) contains
all reservations for the track sections (trackj) starting from the current position
(TrainPosTrack) to the last destination (FinalDestTrack) in the schedule.
Reservation intervals for two consecutive reservations of a train service overlap as
shown in Equation 4:
(Equatin Removed)
wherein:
i and i+1 are two consecutive track sections.
LocoExitDateTimef represents the date and time when the first car (e.g. , locomotive)
of trainj exits trackj, and
EndTrainExitDateTimej represents the date and time when the last car (e.g., end of
train) of trainj exits the same tracki,
Reservation intervals for two different train services (in the same track
section) do not overlap unless the trains are permitted to occupy the same track
section concurrently (e.g., according to the railroad's operational rules and
constraints).
As employed herein, the term "planning cycle" represents an amount
of time after which time a dynamic optimizing traffic planner, such as the DOTP 2,
will take up-to-date field information (e.g., that it has been accumulating) and apply it
to the generation of new plans; or represents the amount of time the planner uses to
generate plans under the same traffic and traffic conditions. For example, the
duration of the (regular) normal planning cycle may be less than the duration of a replanning
cycle. A re-planning cycle may interrupt the current planning cycle. At the
end of the planning cycle, an optimized movement plan may be published, provided
mat it is better than the previously published plan by a given amount On request,
movement plans may be published before the end of the cycle.
As employed herein, the term "planning boundary" (or "deep planning
boundary") shall expressly include, but not be limited to, a collection of former
reservations under execution, committed reservations, and reservations that are
expected to be committed during the next planning cycle.
As employed herein, the terms "repetitively generate" or "repetitively
generating," shall expressly include, but not be limited to, the sequential and/or
parallel generation of plural traffic movement plans within a corresponding planning
cycle, period or window for a corresponding planning boundary.
Example 2
For example, as shown in Figure 9, various trains, such as train 24 .
(only one is shown), already occupy the track sections 26,28 of the reservations 30,32
under execution. The committed reservations 34,36,38 include reservations already
allocated by the DOTP 2. Such committed reservations are not reversed by the DOTP
2; however, manual intervention may reverse them, assuming that it is safe to perform
that operation. The trains are expected to move in the very near future according to
these reservations and have been given "authority" to do so. In general, this means,
for example, that signal lamps feature aspects that allow movement of the trains over
the track sections 40,42,44 controlled by diem. When trains are expected to
continuously move, multiple reservations for each train may be included within this
deep planning boundary 45. A train stop (e.g., at a station or because of traffic
conditions) may cause a reduced number (e.g., down to zero) of committed
reservations (and even expected to be committed reservations). As shown in Figure 9,
other reservations 46,48 are expected to be committed during the next planning cycle.
Still other reservations 50,52,54 will be planned during the next planning cycle. The
reservations 50,52,54 and all others to the end of the train service or to the planning
horizon, which are outside the planning boundary, can be planned or modified during
the next planning cycle.
As employed herein, the term "planning horizon" represents the point
in tune beyond the planning boundary to which a dynamic optimizing traffic planner,
such as the DOTP 2 of Figure 1, plans the movements of trains. The planning horizon
(e.g., 55 of Figure 9) may be any suitable point in time beyond the planning boundary.
As a non-limiting example, the planning horizon may typically be between about one
and about 24 hours from the current time, although a wide range of times is possible.
As employed herein, the term "traffic" shall expressly include, but not
be limited to, railroad traffic, which consists primarily of freight trains and passenger
trains, and commuter rail traffic, which consists primarily pf passenger trains,
although it can include freight trains.
As employed herein, the term "traffic conditions" shall expressly
include, but not be limited to, state changes in traffic infrastructure, such as, for
example, track blocks, switch blocks, speed restrictions and train position gaps (i.e..
the gap between planned and actual train positions in a railroad network).
As employed herein, the term "current traffic conditions" shall
expressly include, but not be limited to, a currently known and/or predicted state of
the traffic conditions of a region as preferably determined for a suitable planning
window, such as, for example, between the current time and a suitable planning
horizon.
As employed herein, the term "re-planning score" (e.g., a numerical
value) shall expressly include, but not be limited to, a numerical representation of
changes to traffic conditions and schedule changes (schedule changes that are not
close to the current time). For example, the contribution of different event types
(changes) may be evaluated considering the specifics of each event type. The relative
importance of each event type may be quantified by a corresponding weighting factor.
As employed herein, the term "special events" shall expressly include,
but not be limited to, operationally significant traffic conditions, which are not part of
the re-planning score; tram order changes when arriving in the planned area; trains not
following the prescribed movement plan; changes to train schedules effective close to
the current time; and changes to the train consist (e.g., adding a car with dangerous
goods; significant train length changes).
As employed herein, the term "re-planning cycle" shall expressly
include, but not be limited to, a planning cycle triggered when the re-planning score
reaches a predetermined (e.g., configured) re-planning threshold or when certain
special events occur. The re-planning threshold may be set based upon desired
responsiveness to changes in the environment Hence, if the traffic conditions
sufficiently change such that the assumptions employed in the plan generation process
are obsolete, then the planning cycle may be interrupted and a new planning boundary
may be provided.
As employed herein, the term "objective function value" shall
expressly include, but not be limited to, the "goodness" of a movement plan (e.g., a
relative indicator of how well a movement plan optimizes) as measured by the
value(s) of the objective function(s) for mat plan. A movement plan's objective
function value reflects the goodness of the plan against the most recent state of the
field, ma more complex environment, multiple objectives may be considered. If the
objective functions are combined, a single value may represent the overall objective,
in which case each objective is termed as a goal. When (he objectives are not
combined in one explicit overall objective, the objective function value may be
replaced by a vector of objective function values. In this case, the fitness of the
solutions (i.e., movement plans) is determined by conditions expressed against this
vector.
Example 3
An example of an objective function is shown in Equation 5. The
objective is to minimize the weighted lateness according to a global business
objective function modeled discretely using evaluation points.
(Equatin Removed)
wherein:
wy = f(date,time,direction) for each train service, with the function, f, being
determined from the business objective (e.g., predetermined and presented to the
planner in a configuration table);
Tij = (-l)(scheduled time - actual time for evaluation point i of train j);
DJ is the number of evaluation points (EPs) for train j, with each EP being a scheduled
point (SP) in a relatively simple implementation. In other words, not all SPs have to
be EPs: (Equatin Removed)
In a more sophisticated implementation, the EPs are
not SPs, but are derived from them;
kj is number of scheduled points;
m is number of train services, each of which is scheduled for a physical train; and
fc is a local cost function depending on delay. In a simple case, fc(ztij)=Tij.
Example 4
Equation 6 shows an example of an overall objective function
including a plurality of individual goals.
(Equatin Removed)
wherein:
F is the overall objective;
fi is an individual goal of the overall objective;
n is the number of individual goals; and
i is between I and n.
Example 5
Equation 7 shows a relatively simple example in which the overall
objective combines die goals using a linear function, with different weightings
assigned to different goals.
(Equatin Removed)
wherein:
q; is the weight of a corresponding goal.
The individual goals,^ may apply to different train groups. For
example, one train group (Le., a group of trains) may require on time arrival, while
another train group may require best time to the final destination. However, different
goals may also apply to a particular train group.
As employed herein, the terms "executing" and "execution" shall
expressly include, but not be limited to, executing automatically, automatic execution,
executing manually and manual execution. The automatic or manual execution is
achieved with the support of a suitable traffic control system.
As employed herein, the term "commands" shall expressly include, but
not be limited to, route clears and other control commands mat are used to control the
movements of trains. The currently executing movement plan is transformed into
such control commands, which are sent to the field.
DOTP
Continuing to refer to Figure 1, the DOTP 2 includes a plan generator
56, a plan monitor 58 and a plan executive 60. The plan generator 56 receives inputs
62 about the railroad 12 (e.g., track layout; speed limits); receives inputs 64 about
train schedules; and generates optimized movement plans, such as plan 4, for the
region it plans over. Also, as shown in Figure 3, messages 66 pertaining to
perturbations may be received by the plan generator 56 through the plan monitor 58
from the CAD system 14. :
The plan monitor 58 of Figure 1, which is employed for dynamic
planning, continually compares the current state 68 of the railroad 12 against the
movement plan 70 that is currently executing (Le., plan 13 of the plan executive 60),
in order to determine if re-planning by the plan generator 56 is necessary. Replanning
may be triggered, at 72, by, for example, train delays, changes in the field 12
including track blocks and speed restrictions, or schedule changes. The plan monitor
58 performs a "gap analysis" (e.g., as discussed below in connection with Figures 6
and 7, and Equation 18) to define the planning boundary 74 (Figure 3) and to
calculate the re-planning score 214 (Figure 6).
The plan executive 60 converts the current movement plan 13 into
requests 76 for route clears and other control commands, in order that those
commands can be executed by the CAD system 14. When manual execution is
desired, the plan executive 60 provides the MNfl 22 with a proposed set of
reservations 78 for the near future. The proposed movement plan 110 (Figure 3) is a
subset of the current (or published) movement plan 4. It includes only a few track
sections ahead of the committed reservations for a train, such as 6. Based on the
reservations 78 of the proposed movement plan 110, a human operator may request
route clears manually (e.g., requests submitted to the CAD system 14 via the MMI
22).
The plan generator 56, plan monitor 58 and plan executive 60 employ
a database interface 80, which provides access to a rail in&astructure database 82 that
contains representations of the infrastructure layout and control devices of the railroad
network 10, and which may also provide direct access to the CAD system 14. The
states of the devices that make up such network may also be maintained in the same
database 82. In addition, the CAD system 14 provides indications that disseminate
changes in device states.
The database inter&ce 80 preferably handles different database
implementations, thereby allowing the DOTP 2 to interface to different CAD systems
(not shown) and/or other suitable control systems (not shown). To this end, the
DOTP 2 preferably maintains internal representations of the main infrastructure and
control devices, including, but not limited to, track sections, signals and switches. A
separation component (not shown) may be added to the database inter&ce 80, where
needed, in order to interface and translate the information accessed in the database 82
into an internal representation. For example, the database inter&ce 80 may access the
infrastructure and control database supported by the CAD system of the assignee of
the present invention, Union Switch & Signal, Inc. of Pittsburgh, Pennsylvania.
The DOTP 2 preferably outputs movement plans to one or more
human-machine interfaces, such as 16,18. For example, the train graph inter&ce 16
provides to display 20 a time-distance (or "string-line") train graph representation,
such as 21 (as shown in Figure 8), of the planned movements of scheduled trains. The
complete published movement plan 84, including all detailed location and time
information needed for the time-distance representation, is sent to the display 20,
which supports the train graph representation every time it is published. Also, the
CAD graphical inter&ce 18 provides a graphical (e.g., track diagram) representation
(not shown) of the railroad infrastructure used to visualize train movements including
the committed reservations. The plan executive 60 submits a short term set of the
proposed reservations 78 (e.g., for a subset of trams or for all trains, such as 6,8) to
the CAD graphical interface 18 when automated execution is not activated. The
human operator at MMI22 may use this information to manually submit needed
commands to the CAD system 14 for execution.
Figure 2 shows a method of generating optimized traffic movement
plans, such as 4,4', for a region, such as railroad or field 12 (Figure 1), having a
plurality of traffic, such as 6,8 (Figure I), and a plurality of traffic conditions, such as
106 (Figure 3). The method includes destemining, at 85, a first planning boundary 74
for the traffic based upon the traffic conditions of the region. Next, at 85-1, the first
planning boundary 74 is employed to repetitively generate a first plurality of traffic
movement plans 87 for the traffic of the region. Then, at 85-2, one of the traffic
movement plans 87 is selected as a first optimized traffic movement plan 4 for
execution. Next, at 85-3, the first optimized traffic movement plan 4 is output for
controlling traffic movement in the region. Then, at 85-4, the current traffic
conditions of the region are determined for the planning window. Next, at 85-5, the
first planning boundary 74 is updated to provide a new second planning boundary 74'
for the traffic based upon the current traffic conditions. Then, at 85-6, the new second
planning boundary 74' is employed to repetitively generate a second plurality of
traffic movement plans 87' for the traffic of the region. Next, at 85-7, one of the
traffic movement plans 87,87' is selected as a second optimized traffic movement
plan 4' for execution. Then, at 85-8, the second optimized traffic movement plan 4' is
output for controlling traffic movement in the region.
Step 85-4 through and including step 85-8 may men be repeated. For
example, for normal planning cycles 132 (Figure 4), a plurality of traffic conditions
are employed with the optimized traffic movement plans 4,4', the current traffic
conditions (from step 85-4) are compared against the corresponding traffic conditions
as assumed by the optimized traffic movement plan (e.g., 40, and planning is
continued with the newly updated planning boundary (e.g., 74') based substantially
upon the previous traffic movement plans, such as 87, to repetitively generate the
subsequent traffic movement plans, such as 87'.
Alternatively, for re-planning cycles 152 (Figure 4), when the current
traffic conditions (from step 85-4) are significantly different from the corresponding
traffic conditions as assumed by the optimized traffic movement plan (e.g., 4'), replanning
is responsively done with the newly updated planning boundary (e.g., 74 0 to
repetitively generate: (a) a plurality (Nl) of trafiSc movement plans 157 (Figure 5A)
based substantially upon some of the previous traffic movement plans, such as 87, and
(b) a plurality (N2) of traffic movement plans, such as 174 (Figure 5A), independent
of the previous traffic movement plans.
Referring to Figure 3, various data exchanges of the DOTP 2 of Figure
1 are shown, including exchanges with the CAD system 14, which controls the field
(e.g., railroad 12). In order to suitably perform tactical planning, the plan monitor 58
and plan executive 60 continuously monitor the field 12 through the CAD system 14
and perform their corresponding functions in real time. The plan executive 60 also
receives the current movement plan 4 and implements (e.g., converts it into suitable
commands 86) the same according to the information 88 (e.g., current traffic, traffic
conditions and state of the field devices) as input from the CAD system 14. This real
time aspect suitably controls the train movements.
The plan monitor 58 evaluates traffic conditions, at 90, train positions
versus the movement plan 4, at 92, and train schedule changes, at 94, and requests replanning
(as shown at 72 of Figure 1) by the plan generator 56, if needed. The current
planning cycle is men preempted when re-planning is needed. The plan monitor 58
prepares the planning boundary 74 for the regular (normal) planning cycles as well as
for re-planning cycles and re-planning information for re-planning cycles. Basic data
employed for a (normal) planning cycle (or a re-planning cycle) is packaged in the
planning boundary 74. Additional information 98, including, but not limited to,
detailed traffic conditions information, such as location and duration of blocks and
speed restrictions or schedule changes, from the CAD system 14 is buffered in a CAD
interface component 100 and is forwarded, as messages 66, to the plan generator 56 at
the beginning of the planning cycle. At the end of the planning cycle, the selected
movement plan 4 is published for execution through the plan executive 60, which
provides a suitable gateway for automatic and/or manual execution of the selected
movement plan 4. Also, at 102, the same movement plan is published for
visualization through the human interface 16. The plan monitor 58 also receives the
published plan (not shown) and may control the execution of the plan for certain
trains, if needed (not shown).
The plan generator 56 receives data employed for planning in the form
of the planning boundary 74, which is based on the current schedule, and the state of
the field 12 at the beginning of the planning cycle. For the rest of the planning cycle,
a plurality of movement plans 104 are produced based on this information. Here, true
"real tune" response is not possible due to the relatively intensive computations
employed to produce a planning solution. Although the planning boundary 74 and the
CAD interface (buffer) 100 are shown with the plan monitor 58, one or both may be
part of the plan generator 56.
Example 6
A planning cycle should support calculation of a meaningful number of
planning solutions, such as movement plans 104. For example, for up to 100 trains
and for various planning horizons (e.g., from about one to about 24 hours; the
planning horizon is defined based on the complexity of the infrastructure of the
corresponding region such as railroad 12 of Figure 1), the determination of one
solution may take, for example, less than about two seconds. Hence, normal planning
cycles may take about 30 seconds to about one minute. Therefore, the DOTP 2
preferably optimizes train movements in a relatively very short period of time (e.g.,
within one or a couple of minutes) when planning or re-planning, thereby enabling it
to dynamically plan. These times may be reduced by reducing the planning horizon,
the region size and/or by employing relatively more powerful hardware and/or
parallel processing.
In summary, the DOTP 2 considers changes to the field 12 when
producing or updating the movement plans 104. Moreover, the DOTP 2
communicates with the CAD system 14 or other suitable control system (not shown)
both to receive updated field information, such as traffic conditions 106 and 98, train
positions 108 and states of infrastructure devices 98, and to send control commands
86, and/or a proposed near term movement plan 110, which are generated from the
currently executing movement plan 13 (Figure 1). For example, the information
exchange may take place using a suitable messaging system 112 between the CAD
system 14 or MMI 22/Train Graph display 20 and the plan monitor 58 and plan
executive 60. The same messaging system 112, a similar one, or any other suitable
communication mechanism (e.g., shared memory) may be used between the plan
monitor 58 and plan generator 56.
Figure 4 shows the sequence of actions employed by the DOTP 2 and
CAD system 14 of Figure 3. The generation of solutions (i.e., the traffic movement
plans 104 of Figure 3), at 114 of Figure 3, by the plan generator 56 is generally
continuous and is punctuated by updates to traffic and traffic conditions, at 116, and
/
updates to the planning boundary 74, at 118. When conditions are met, a new
movement plan, such as 4 of Figure 3, is published by the plan generator 56, at 120.
This selected movement plan 4 provides a better solution than a previously executing
movement plan (not shown) according to the criteria established in one or more
objective functions (e.g., derived from business objective^)).
Continuing to refer to Figure 4, the DOTP 2 (Figure 1) starts execution
at 122, after which the plan generator 56 and plan monitor 58 initialize at 124. For
example, the DOTP 2 may include a first processor (PI) 126 for the plan monitor 58
and plan generator 56, and a second processor (P2) 128 forme plan executive 60.
Alternatively, one or more processors (not shown) may execute routines for the plan
generator 56, a single processor (not shown) for the plan monitor 58 and a single
processor (not shown) for the plan executive 60; or three processors (not shown) may
execute routines for the plan generator 56, plan monitor 58 and plan executive 60.
After initialization, the plan monitor 58 defines the planning boundary 74 at 130.
For convenience of illustration, Figure 4 shows data and processing
activities, but does not show concurrent processing mat takes place. The plan monitor
58 performs the activities at 116,118,130,150 and 124. The plan generator 56
performs activities at 132,152,134,136,120 and 124. The plan executive 60
performs activities at 140 and 146. With the exception of synchronizing when the
plan monitor is 58 sending the new boundary and traffic conditions and receiving a
new plan (at the beginning of a new cycle and at the end of the prior cycle) to/from
the plan generator 56, the plan monitor 58 and plan generator 56 work
asynchronously. The plan executive 60 is completely asynchronous compared to the
other two components and responds to events, such as the arrival of new published
plans.
Next, at 132, the plan generator 56 undertakes a normal planning cycle.
As will be discussed in greater detail below in connection with Figures 5A-5B, the
plan generator 56 generates the plural movement plans 104 (Figure 3) and selects a
"best" plan 133 for further evaluation. Next, at 134, the plan generator 56 reevaluates
the previously published movement plan 4 (Figure 3) using the most recent
update of the planning boundary 74. This is because the published movement plan 4
may have been executing for a period of time, which is sufficiently greater than the
normal planning cycle. Next, at 136, the plan generator 56 determines whether there
is a new optimized movement plan. For example, the best plan 133 and the published
movement plan 4 (Figure 3) may be evaluated, under current conditions, by a suitable
objective function, for example, as is discussed above in connection with Equations 5-
7 or below in connection with Figures 5 A-5B. Then, if the objective function value of
the best plan 133 is better (e.g., smaller when mm\mm^ the objective function) than
the objective function value of me published plan plus (or minus, when minimizing) a
suitable threshold value (e.g., 3%; a suitable value that reduces the number of
published plan changes to allow for a more stable environment for the benefit of
human operators) of the published movement plan 4, then a new plan 4' is published,
at 120, for execution provided the above condition is met. Also, this plan 84, in the
form of a train graph, is output to the train graph interface 16. For initial execution,
there is no previously published movement plan, and the best plan 133 is published at
120. During the initialization, the initial solution pool 104 (Figure 3) is created by
employing initial planning boundary information. If the initialization process is
longer man the period of a normal planning cycle, then the planning boundary 74 may
be updated, while generating the initial solution pool 104.
At the end of either of the normal planning cycle 132 or re-planning
cycle 152, the "best" plan 133 is published, at 120, if it is better (e.g., by employing
the f value of Equation 5, above) than the currently executing movement plan 13
(Figure 3) by a predetermined (e.g., configurable) relative amount The newly
published plan 4' is sent out for execution in a suitable format 138 including data
employed by the plan executive 60 (Figure 3). The same plan (70 of Figure 1) is
received by the plan monitor 58 and is employed to determine and maintain the new
planning boundary 74'. Then, the planning cycle is restarted, at 132, with new
boundary conditions while the published plan, if any, is considered by the plan
executive 60 (as is discussed below).
In response to the newly published plan 4', the plan executive 60
(Figure 3) determines the execution mode of the region. For example, the plan
executive 60 determines states associated to the region, the trains and elements of the
infrastructure. The whole region may be in manual execution mode, some services
may be in manual execution mode, and/or some signals may be in manual execution
mode. Furthermore, the plan executive 60 handles a partial automatic execution mode
(at train plan or track section level). Some trains may be considered in a manual
execution mode. Even when the train is in automatic execution mode, some
commands are issued manually, based on the proposed near-term movement plan 110
(Figure 3). In manual execution mode, the corresponding proposed movement plan
(e.g., selective; near-term) 110 (Figure 3) is output, at 142, to the CAD graphical
interface 18 for manual execution, at 144, by the human operator. Otherwise, if mere
is automatic plan execution, as determined at 140, then the corresponding commands
86 are output, at 146, to the CAD system 14. Also, committed reservations 148 are
output to the CAD graphical interface 18.
Concurrently, the plan monitor 58 updates, at 116, traffic and traffic
conditions from the CAD system 14 and updates, at 118, the planning boundary 74.
Next, at ISO, the plan monitor 58 determines whether re-planning is needed. For
example, as was discussed above in connection with Figure 1, the plan monitor 58
continually compares the current state 68 of the railroad 12 against the movement
plan 70 that is currently executing in order to determine if re-planning by the plan
generator 56 is necessary. If re-planning is triggered, at 72 (Figure 1), then the
normal planning cycle 132 of the plan generator 56 is interrupted, and is replaced by a
re-planning cycle (as is discussed below in connection with Figures 5A-5B), at 152.
On the other hand, if re-planning is not triggered, men the normal planning cycle (as
is discussed below in connection with Figures 5A-5B) of die plan generator 56
continues at 132.
Plan Generator
Referring to Figures 3,4 and 5A-5B, the DOTP 2 receives and
processes updates from the field 12 or office (not shown), including, for example,
train positions 108, trafiBc conditions 106, such as track blocks and speed restrictions,
train schedules 64 (Figure 1) and train properties added because of die advancing of
the planning horizon or changes within the planning horizon.
The plan generator 56 generates plural movement plans 104 (Figure 3)
for a configurable time window beginning at the current system time out to the
planning horizon. The generation of these plans 104 is cyclic, with each cycle
attempting to improve existing plans and each cycle processing the new state of the
field 12. Following the updates, the DOTP 2 either. (1) continues the normal
planning cycle at 132 of Figure 4; or (2) undertakes a re-planning cycle at 152,
depending on the changes in the state of the field 12 and the bain schedules 64.
The plan generator 56 constructs plural detailed movement plans 104
(Figure 3) for trains over a specified time interval. These movement plans 104 are
feasible plans (i.e., feasible plans do not violate any constraints and do not have any
unresolved conflicts between trains for any section of track; there are no deadlocks)
based on data for the trackage planned over.
At the beginning of the normal planning cycle, the planning boundary
74 (Figure 3) is forwarded to the plan generator 56. Additional data (e.g., traffic
conditions 106, such as detailed data for temporary speed restrictions and device
blocks) from the messages buffered by the plan monitor 58 and forwarded at the
beginning of the normal planning cycle also may be employed in the process of
movement plan generation. The planning boundary 74 is actively maintained by the
plan monitor 58. Hence, the published movement plan 4 (Figure 3) satisfies the
current conditions at publication time. If the boundary conditions change in such a
way that the assumptions used in the plan generation process 114 (Figure 3) are
obsolete, then the normal planning cycle is interrupted, at 72 of Figure 1, and a new
planning boundary 74' is provided, at 118 of Figure 4.
As shown in Figure 3, the plan generator 56 employs a movement
model 154 to calculate the time a train needs to transverse a particular section of
track. The movement model 154 computes the run time using train characteristics,
infrastructure information, terrain information and perturbations from messages 66
(Figure 3) (e.g., temporary speed restrictions and track blocks). The dynamic changes
in traffic conditions are observed and considered by the plan generator 56. Some of
the changes (e.g., temporary or emergency speed restrictions) are addressed by the
movement model 154. ;
Hie plan generator 56 employs the following procedures to solve the
generation and delivery of plans in a dynamic environment (1) re-planning 156,158
(Figure 5A) according to the importance of the change in the field 12 (Figure 3); (2)
maintaining a multi-generation pool 172,172',! 72" (Figure 5A) of solutions; (3)
evaluating and comparing movement plans based on the current planning boundary
74,74' (Figure 4), and traffic and traffic conditions (as discussed above in connection
with 134,136,120 of Figure 4); and (4) upgrading solutions based on new services and
the new planning boundary 74'.
Referring to Figures 5A-5B, both the normal planning cycle and the replanning
cycle are shown. In general, the re-planning cycle is the same as the normal
planning cycle, except that the re-planning cycle also includes steps 156 and 158. An
initial planning cycle (cold start) (not shown) is similar to the re-planning cycle, but
includes only step 158.
Producing an initial solution, or modifying or destroying a solution,
may be implemented by the action of a suitable "agent" (eg., such as agents 185). In
addition, re-generation, at 156, may be employed to adapt (as is discussed, below) an
existing solution, in order to consider some new events. Each time a solution is
produced, modified, or re-generated, it is evaluated using the objective function,
which is employed to order the pool 172 of solutions (including, e.g., movement plans
166,168,170). Hence, the solution is preferably inserted at its properly ordered place
in the pool 172 immediately after evaluation.
The ordering or ranking is done, in order that relatively lower objective
function values may be deemed to be better than relatively higher objective function
values, such that the solution having the lowest objective function value (e.g., the
"best" plan 133 of Figure 4) may tentatively be deemed, at 132 or 152 of Figure 4, to
be "best1' and, thus, placed at one extreme (e.g., top; bottom) of the solution pool 172.
Although minimization is disclosed, alternatively, relatively higher objective function
values may be deemed to be better than relatively lower objective function values,
such that the solution having the highest objective function value may tentatively be
deemed to be "best" and, thus, placed at one extreme (e.g., top; bottom) of the pool
172.
The planning cycle starts at 160 and is followed by updating of train
schedules 64 (Figure 1) and updating the internal state with the new traffic conditions,
at 162, and generating the detailed planning boundary, at 164. The planning boundary
74 (Figure 3) provides the plan generator 56 with points in space and time for each
train from where the plans should be provided. It also provides additional limitations
imposed by the committed reservations. The reservations expected to be committed
impose similar constraints with committed reservations. For example, the train
schedules 64 (Figure 1) may include changes, such as, for example, new trains being
added, trains being removed or the journey finished, new destinations for trains being
added, existing destinations for trains being deleted or completed, or changes to the
train consist More details may be added to the planning boundary 74 if not already
determined by the plan monitor 58 (including head of the train exit time and speed
when trains exit the last reservations in the boundary), in order to help to support
generation and re-generation of the movement plans. Hence, the trains schedules 64
and the detailed planning boundary are updated before solutions (e.g., movement
plans 166,168,170) in the solution pool 172 are modified or re-generated, and before
new solutions (e.g., movement plans 174) are generated by the re-planning cycle (i.e.,
at step 158) or, perhaps, by the normal planning cycle (i.e., at some executions of
steps 176,190,192). Next, at 178, it is determined if re-planning is requested, as was
determined at 150 of Figure 4. If not, then the normal planning cycle continues at
180. On the other hand, if re-planning is requested, then steps 156 and 158 are
executed before a subsequent normal planning cycle is executed at 180.
At 156, a plurality (e.g., a count of Nl) of movement plans 157 from
the existing pool of solutions (e.g., solution pool 172') are re-generated. For example,
the top Nl best solutions may be employed. Alternatively, in addition to those
solutions, one or more solutions maybe chosen at random. For example, the count,
Nl, may be determined as a function (e.g., f(re-planning score) in Equation 8, below)
of the re-planning score (e.g., from Equations 18 or 20, below) times the count of
The main reason for activities that are specific to the re-planning cycle
is to deal with changes in the field 12 (Figure 3) or an input that caused a re-planning
cycle to happen. The re-generation of a movement plan accounts for major schedule
changes and perturbations in the field. The re-generation process starts from an
existing movement plan and attempts to adapt it according to the new situation in the
field and input At the very least, the new conditions are accounted for and, if
possible, the perturbation is solved within the outline of the given solution (e.g., a
speed restriction is dealt with by changing the corresponding reservation intervals or
by diverting the trains without major changes to the overall movement plan; all other
reservations are adjusted accordingly). In addition to the main goal of the regeneration,
based upon the new schedule and boundary conditions, at least some of
the solutions may need adjustment of at least a portion of their existing reservations
(e.g., as it is done for all solutions that are employed in a normal planning cycle).
Those re-generated solutions are shown at 157 of solution pool 172".
When the individual objective function values (OMFs) (e.g., OFV1,
OFV2, OFV3) are determined, which is preferably immediately after generation or regeneration
of any one solution, the solutions are preferably individually suitably
dispersed, hi the existing pool, such as 172,172'.
Next, at 158, a plurality (e.g., a count of N2) of new movement plans
(e.g., 174) are generated from scratch as part of the same pool of solutions (e.g.,
updated solution pool 172"). For example, the count, N2, may be determined as a
function (e.g., g(re-planning score) in Equation 9, below) of the re-planning score
(e.g., from Equations 18 or 20, below) times the count of solutions (e.g., Pool Size) in
the solution pool 172'.
The example re-planning strategy (Figures 5A-5B) depends on the replanning
score 214 (Figure 6) computed by the plan monitor 58 and/or on various
perturbation types (e.g., some of the messages 66 of Figure 3) that caused re-planning,
hi turn, suitable algorithms are applied for each perturbation type at 180. As was
discussed above, the existing solution pool 172' is modified when re-planning by regenerating,
at 156, a count Nl of the best existing solutions in the solution pool 172'
to satisfy the new conditions as determined at 162,164, and generating a count N2 of
new solutions 174 (i.e., which are not based on existing older solutions, such as
166,168,170), at 158. The solutions 157,174 are preferably ranked within the pool
172" as each solution is generated or re-generated.
Example 7
Equations 8 and 9 respectively show the determination of two
associated functions to determine the count Nl (preplanning score)*Pool Size) of
solutions to be re-generated and the count N2 (preplanning score)*Pool Size) of
solutions to be newly generated based upon the re-planning score.
f t , N IL replanning score - replanning threshold
f (replanning score) = fc,
wax(replanmng score)— replanning threshold
g(replanning score) = k, * "planning score -replaming threshold
raax^replanning score) — replanning threshold
•wherein :
replanning threshold is the threshold of step 150 of Figure 4; and
max(replanning score) is a predetermined, maximum value of the replanning score,
such that scores beyond mis value are assigned this limit
Preferably, the calibration of the specific weights in Equations 18 and
20, below, ensures mat
preplanning score) + g(replanning score) when no schedule changes are present
ExampleS
For example, the functions f(re-planning score) and g(re-planning
score) may be determined from a suitable discrete mapping 198 of x - re-planning
score (RS),f(x) and g(x), as shown in Figure 5A.
Example 9
Alternatively, any suitable discrete, continuous, linear or non-linear
equation, function or mapping may be employed to relate the counts Nl and N2 to the
re-planning score and the size of the current solution pool (e.g., 172').
The plan generator 56 may employ any suitable generator of
movement plans, which is able to produce such plans in a timely manner, such as, for
example, collaborative computation using multiple algorithms, branch and bound
techniques, and/or any recursive or iterative method searching the solution space.
Even when the method of generation does not rely on a solution pool when optimizing
off-line (i.e., non-dynamically), a solution pool may be populated by using movement
plans constructed at different points in time.
Of course, when the re-planning score (e.g., from Equations 18 or 20,
below) is below a suitable threshold, and in the absence of special events, re-planning
is not initiated, as was discussed above in connection with step 150 of Figure 4. Also,
when re-planning is initiated, relatively small percentage values of Nl and N2 are
provided for relatively small values of the re-planning score, and relatively large
percentage values of Nl and N2 are provided for relatively large values of the replanning
score.
% After 158 or if re-planning was not requested, at 180, various
% perturbation specific agents (algorithms) 185 are activated. Later, such agents 185
may be employed to address conditions, such as, for example, blocks, at 186.
Although some perturbations may rise to the level of special events, which trigger replanning,
other perturbations may not rise to that level, such mat activation of specific
agents may be performed even for a normal planning cycle. These agents attempt to
modify an existing solution to account for a given event type. The outline of the
solution may change as a result (e.g., which is different from re-generation that
attempts to account for events within the original outline).
Next, at 182, the objective function values 183 of the current pool of
solutions (e.g., pool 172 prior to the next planning cycle; pool 172" following steps
156,158) are adjusted (e.g., by employing Equation 11, below), in order to downgrade
relatively older solutions as shown with objective function values 183'. The solutions
produced in steps 156,158 are current and should not be downgraded. Then, at 184,
the current pool of solutions (e.g., pool 172; 172^ is reordered based upon the newly
established objective function values 183'. Steps 182 and 184 are preferably applied
solution by solution rather than by adjusting all solutions and men re-ordering all
solutions. The plans in the pool 172 are evaluated to determine the best plan 133
(Figure 4) by one or more corresponding objective functions, which may include, for
example, objectives such as minimum total minutes late and best time to the final
destination.
In this dynamic planning environment, the pool 172 of movement
plans (i.e., solutions) is a multi-generation pool. These solutions (e.g., plans
166,168,170) in the pool 172 are updated for the new planning boundary 74' (Figure
4) any time they are modified or proposed for execution. Also, when the schedule 64
of Figure 1 is updated, because of adding or removing services, the solutions in the
pool 172 are upgraded according to the new train schedule.
The objective function value of older solutions may be altered
according to Equations 11 and 12, below. This shows that solutions that were not
recently involved in the generation of the movement plans 104 (Figure 3) are
downgraded (e.g., their objective function value is increased in Equation 11 because a
solution, in this example, is better when its objective function value is lower and the
plan generator 56 minimizes the objective function). The solutions that are older than
the time window defined by the planning horizon are preferably eliminated (i.e.,
destroyed) from the pool 172.
Example 10
Regeneration may be done for best plans after downgrading. In this
example, steps 182 and 184 of Figure SB are preferably implemented right after (not
shown) step 164 of Figure 5A. Preferably, the downgrading is performed at the
beginning of the planning cycle, in order that the newly downgraded objective
function values are available for activities that employ such values. For example, the
best plans in the pool 172 are selected for re-generation at 156.
Next, at 186 of Figure 5B, a suitable agent is selected, using a suitable
method (e.g., without limitation, weighted random selection) that is appropriate to the
plan generation being employed, from the list of agents 185, and, at 176, one (or
more) of the solutions from the adjusted pool of solutions 172' is selected, using a
method (e.g., considering the objective function values of the solutions in the pool
172; a weighted random selection employing objective function values) mat is
appropriate to the plan generation being employed, if the agent requires such one (or
more) solutions. The list of agents 185 may include, for example, agent Al, which
destroys certain solutions based upon downgraded (if needed) objective function
values, or similarity of solutions; agent A2, which modifies a solution, in order to
attempt to improve its objective function value; agent A3, which uses multiple
solutions to generate a new one; agent A4, which attempts to solve perturbations, such
as track blocks or speed restrictions; and agent AS, which generates new solutions
without using existing solutions.
Example 11
As has been disclosed, existing solutions are employed to come up
with new solutions. Suitable agent and solution selection may facilitate the adjusting
and adapting of multiple solutions and increase the chance of finding out a new
optimized plan. In some plan generation cases, there is only one "agent" (A2) that
does nothing else but adjusting and adapting, and only one agent (A5) that produces
new plans without considering existing ones. Suitable approaches may employ all of
the agents A1-A5 of the list of agents 185.
Then, at 188, it is determined if the selected solutions) from 176 is
(are) null. This occurs if an existing solution is not needed by the selected agent from
186. If not null, men the selected solutions may be adjusted, at 190, to (he new
schedule, from step 162, and to the new planning boundary, from step 164. The
movement plans (solutions) chosen may need to account for new or changed elements
of the schedule before being used by the agents 185. Partial plans are developed for
the new schedule elements. Parts of the movement plans corresponding to schedule
elements that were removed are also removed from the movement plan.
The changes in the planning boundary 74 (Figure 3) may require
certain movement plans to be adjusted by removing a partial plan for track sections
that belong to network branches that do not correspond with the current planning
boundary.
Example 12
As shown in Figure 10, the changes in the planning boundary may
require certain plans to be adjusted by removing the partial plan that includes
reservations 1003, for track sections that belong to network branches that do not
correspond with the current boundary (e.g., from the end of the boundary or internal
boundary 1001 there is no connection to the respective following reservations in the
solution chosen, as shown in Figure 10) and replace it. The new partial plan that
includes reservations 1004 is developed such that it blends well with the rest of the
plan. (i.e., follows an appropriate order of resource allocations), while it reserves track
sections considering the current planning boundary. The reservations 1003 belong to
a train plan 1002 in the old movement plan. The partial plan removed may include
reservations for multiple trains, such as reservations 1003, for a single train,
belonging to the former train plan 1002. Those reservations are replaced by the
reservations 1004 for the new partial plan. The partial plans for each service may
include reservations for multiple track sections (e.g., as separated by vertical lines
1006 in Figure 10) and may cover multiple signal lamps, such as signal lamp 1005
(Figure 10 shows only a few lamps in one direction; those lamps are relevant to the
direction of movement planned for near the planning boundary for the train plan
presented).
If the solution from 176 was null, or after 190, the selected agent from
186 is applied, (i.e., executed) at 192, using the selected solutions from 176, as
needed.
Then, at 193 and 194, it is respectively determined if the cycle should
be interrupted (by a re-planning request) at 193, and/or if it is the end of the planning
cycle at 194. If the cycle is interrupted, at 193, then the plan generator 56 will
continue at 160 (i.e., a new planning cycle under new conditions). The determination
of a re-planning request, at 193, is the same as was discussed above at 178 of Figure
5A. This permits the normal planning cycle to be "interrupted", without reevaluating,
at 134 of Figure 4, and publishing, at 120 of Figure 4, a new movement
plan. Otherwise, in order to determine the end of the cycle, the stored time of the
cycle start, at 160, may be compared, at 194, to the current, time, for example. If that
difference exceeds a predetermined time, then, at 196, execution resumes at step 134
of Figure 4, in order to re-evaluate the published movement plan 4. Otherwise,
execution resumes at 186, with the selection of another agent followed by the
selection of another solution(s). As a non-limiting example, the cycle time of the
nonnal planning cycle may be about 60 seconds, and the cycle time of the re-planning
cycle may be about 90 seconds. For an even faster response, plans may be published
before the end of the planning cycle. Also, reduced planning windows and/or smaller
regions and/or parallel processing may be employed to improve the response time,
where needed.
Example 13
At steps 156,158,192, Ihe corresponding objective function value is
preferably determined for a corresponding movement plan before a produced (newly
generated), adjusted, modified or re-generated solution is added or updated in the
solution pool 172.
Example 14
Preferably, at the end of the cycle, the count (e.g., 50; a suitable
number) of plans in the solution pool 172 is the same as the count from the previous
cycle. For example, besides destroying plans using the destroyer agents, such as Al,
the pool 172 is preferably maintained below a maximum count of solutions. For
example, one or more solutions having the highest objective function values are
destroyed.
Example 15
Steps 182 and 184 employ an age associated with each of the
movement plans in the pool 172, downgrade the corresponding objective function
values of the corresponding movement plans in the pool 172 as a function of the age,
and re-order the corresponding movement plans responsive to the downgrading.
Example 16
The objective function value of older solutions, such as 166,168,170,
may be altered according to Equations 11 and 12.
(Equatin Removed)
wherein:
0(x) = 0, for (x 6(x) = l,forx>0;
n is the n'th planning cycle;
(Equatin Removed)
NO is. the planning cycle that created the particular solution;
f(No) is initial value of the objective function at creation of the corresponding
solution;
no is the number of cycles after creation before downgrading the solution;
q is a configurable multiplier;
T is the planning window, with T = planning horizon - current time; and
Tc is the duration of the normal planning cycle.
Equation 11 allows a solution to maintain its value for a few cycles
(no), by employing the 6 function in the manner disclosed. The function D(n) of
Equation 12 implements progressive aging after no cycles. The condition,
T
(Equatin Removed)
provides for discarding of the solution after a full planning window has
passed. The factor, |f(N)|/f(N), is employed to allow both positive and negative
objective function values to be degraded by D(n).
In the exemplary embodiment, the older solutions are not considered
for publishing even when the objective function value indicates mat an older solution
is the "best". Only solutions developed in the current planning cycle using any of the
disclosed methods are considered to replace the currently executed plan. In a normal
planning cycle, when the best solution is an older solution, it may be regenerated and
if it is still the best, then it may be considered to replace the plan under execution.
Plan Monitor
The plan monitor 58 provides, at 130 and 118 of Figure 4, the plan
generator 56 with a new planning boundary 74 and 74' (Figure 4) for each planning
cycle and determines, at 150, the need for re-planning. The planning boundary, such
as 74, is defined by analyzing train positions, while the evaluation of re-planning
conditions also employs a review of the field changes (current and within the planning
horizon) such as, for example, device blocks and speed restrictions. The planning
boundary is suitably chosen (e.g., it features a temporal buffer at the end of the
committed reservations 34,36,38 (Figure 9) in the form of the reservations 46,48
(Figure 9) expected to be committed), in order to efficiently determine new solutions
that can be implemented. The size of the planning boundary's buffer depends on the
planning cycle and operational requirements with respect to committed reservations.
Committing a reservation may require other reservations to be committed (e.g., which
is equivalent to the number of routes that need to be lined in order, to provide
continuous train movement on "high green").
Referring to Figure 6, the plan monitor 58 is shown by employing
unified modeling language (UML) notations, in which relatively higher level
components depend on lower level components (e.g., a hierarchical design). The plan
monitor 58 includes both a Gap Analysis module 200 and a PlanBoundaries module
208. The module 200 employs the difference between the last published movement
plan 4 (Figure 3) and the conditions in the field 12 (Figure 3) and generates
recommendations for re-planning. The module 200 employs a Speed Restriction
module 202, a Blocks module 204 and a TrainGap module 206. The module 208 also
employs the TrainGap module 206 to determine the planning boundary 74 (Figure 3)
based on train positions as captured in that module 206. The gap between the planned
position of a train and the real position of such train is employed to redefine elements
of the planning boundary 74.
The PlanBoundaries module 208 manages the boundary for each train
20 service. The boundary extends further than the projected lined route, in order to allow
for near future movements to take place without significant changes to the boundary
(e.g., no changes to train paths). The actual speed of the trains is evaluated to
facilitate the determination of the reservation times in the planning boundary. The
speed may be evaluated, for example, based on the indications from the field (e.g.,
25 actual moves from track section to track section). The precision depends on the input
regarding the position of trains. With advanced technologies, such as ones employing
GPS, the information on position and speed of the trains becomes very accurate, and
the reservation times may be calculated more accurately. Even with less accurate
information, the system works well because the most important aspect of the planning
30 boundary is the path of the trains in the near future.
The TrainGap module 206 and PublishedPlan module 210 are shown
in Figure 7. The gap is determined for each train service. The position of each train
(not shown in Figure 7) is evaluated at the beginning of each planning cycle and is
compared to the most recently published movement plan 4 (Figure 3). This
information is used by both the GapAnalysis module 200 and the PlanBoundaries
module 208 of Figure 6.
The TrainOap module 206 includes a TrainGapAnalyzer component
216, which summarizes the information provided by a TrainGapServiceAnalyzer
component 218, which determines the gap between planned and actual train positions
for each train.
The PublishedPlan module 210 includes a PlanReservationStore
component 220, which maintains the complete set of reservations of the published
movement plan 4 for the benefit of the plan monitor 58 by aggregating information
provided and maintained by a ServicePlanReservationStore component 222, which, in
turn, relies on a TrainReservation component 224 to maintain the reservation itself!
In regular operations, the path defined in the planning boundary 74
(Figure 3) does not change because the boundary information includes a sub-plan
(e.g., a summary of reservations that define the planning boundary) that cannot be
altered in the generation of a new movement plan. Altering the path defined by the
committed reservations 34,36,38 (Figure 9) requires manual intervention. The path
defined in the reservations 46,48 (Figure 9) expected to be committed in the near
future may change as a result of some perturbations. The plan monitor 58 recognizes
external changes to the planning boundary 74 as well as the need to change the buffer
portion. Both of these cases are accompanied in most cases by re-planning (Le., steps
156,158 of Figure 5A).
Considering the path fixed, the relevant gap information includes times
of entering and exiting of a certain railroad segment, such as 26,28,40 of Figure 9.
The time when a train, such as 24 of Figure 9, leaves a track section and enters
another is determined when the position of the train is evaluated. Messages regarding
train positions 108 (Figure 3) are sent when, for example, certain track sections
recognize the presence of a train (although there is some propagation delay in the
CAD system 14). The time evaluated based on the train movement in the field 12 is
then compared to the currently executing movement plan 13 (Figure 1) and the
planning boundary 74 is suitably adjusted.
Delays may impact the various reservations in the planning boundary
74. For example, the reservation (e.g., 32 of Figure 9) of the route the train (e.g., 24
of Figure 9) last entered (current position) is employed to project delays for the
following reservations (e.g., 40,42,44 of Figure 9) for the same train. The planned
reservations are basically shifted. For the current position, the calculations employ an
extension of the total duration of the reservation (e.g., delays incurred at the currently
occupied track section by the first car) aside from the shift, which impacts the exit
time of the first train car but not its entry time.
The impact on the subsequent reservations for delayed trains shown in
Equations 13-17, below, is the most optimistic. For a realistic impact, interaction of
the trains on the planning boundary 74 is considered and projected occupancies in the
planning boundary are determined based on interactions with other reservations.
wherein:
are entry/exit times for boundary reservations (all but the first);
T is a suitably optimistic expected delay for the corresponding boundary reservation;
entry time of the first car for boundary reservations other than
the ones the train is currently occupying;
'fiMnfeLu is me planned exit time of the last car for boundary reservations other than
the ones the train is currently occupying;
planned exit time of the first car for the reservation where the first car
currently is;
is me actual entry time of the first car for the reservation of the track section
where the first car currently is;
s me planned entry time of the first car for the reservation where the first
car currently is;
'aSwiErir is the expected exit time of the last car for the reservation where the first car
currently is;
me planned exit time of the first car for the reservation where the
first car currently is; and
r«teiriw i8 me extension on the current reservation where the first car is.
LocoEntry/Exit is considered to be the entry/exit of the head of the
train. Equations 13-17 imply that a train may be late to the current track section as
well as it may gam additional delay (i.e., extension) on the current reservation. These
observations are used in determining the new planning boundary 74'. The planning
boundary is more accurately determined if each tram's actual speed is determined in
addition to late arrival and additional delay on the current track section. This
information is used to recalculate the reservation intervals for the planning boundary.
The impact of trains arriving early may be determined in a similar way.
Dependency on other trams may limit the impact on the internal boundary in this case
(that has the largest effect on future plans). The re-evaluation of the reservations
within the deep planning boundary preserves the order in the currently executing
movement plan 13 (Figure 1) and obeys the permanent and current temporary
constraints (e.g., current speed restrictions). This method considers the current
position of the train and its speed.
The OapAnalysis module 200 (Figure 6) calculates the re-planning
score 214 based on blocks, speed restrictions and the train position gap as shown in
Equations 18 and 19.
replanning score = i
24—2— (Eq. 18)
(Eq.19)
wherein:
Wbiock is a specific weight for blocks;
Wspeedna is a specific weight for speed restrictions;
Wposgaps is a specific weight for position gaps;
n is number of new or changed blocks (track; switch blocks);
m is number of speed restrictions changed;
s is number of services;
It is length of trackage affected by change;
t; is duration of change (block or restriction) or time shift for reservations;
T is the planning horizon (relative to current time) or planning window,
L is the total length of the main tracks hi the planning area;
lj is track length of track section j;
vrwte»f k restricted speed for restriction i;
pi is number of track segments affected by speed restriction i;
Atj is arrival deviation (seconds);
Tt - t(final destination) - unexpected), which is the time left for the service (minutes);
To is planning cycle time (seconds);
TJ is perturbation start time (relative to current time);
nfarito« *s number of trains in the planning horizon;
v* 0) is the lowest pre-existing speed limit applicable to train type k over the track
section/ covered by the temporary speed restriction i;
n'k is the number of trains of train type k over the restricted area i;
is number of trams in the planning horizon over perturbed area;
i
and w^gaps are between, for example, about 0.5 and about 5.0; and
r is the number of train types over the restricted areas.
The three specific weights are preferably calibrated based on expected
effect on the plan and plan generation. A block that generates the same change hi a
plan with the position gaps of multiple trains provides a way to choose the actual
value of the two corresponding specific weights. The tests may be repeated multiple
times with different blocks and number of trains delayed (position gap). Still different
contributions to the re-planning may be chosen depending on the difficulty to regenerate
plans when applying the perturbation. The correlation between the speed
restriction is captured directly in Equation 18 as discussed below. However, different
weights may be chosen, based on re-generation and re-planning difficulty, in general.
Equation 18 is devised in order that when the speed restriction
vnduaa jg cjoge to 7gxo^ ^ gpggd restriction term (ie., second line of Equation 18)
provides the same results as the block term (/.&, first line of Equation 18) (assuming
that the effective perturbation applies in exactly the same conditions hi both cases) if
there are not different weights. Both the addition and removal of perturbations are
consistent using Equations 18 and 19.
In Equation 18, the term (T- Ti)AT represents dampening of the
perturbation effect on the current published movement plan due to its distance hi time
from the boundary. Similarly, the term n1*—* /nJEJl, represents dampening of the
relative perturbation effect due to the number of trains that are planned to use the
perturbed area compared to the total number of trams planned for. The re-planning
score of Equation 18 may be adjusted to also account for changes in train schedules as
shown hi Equation 20.
replaming score - replanning score +
tmtas - _ + _ 'l™ _ l (Eq.20)
M iurizon* W
wherein:
T)1" is start time of a new train;
%
g it is in flig schedule;
number of train schedules changed;
is number of trains added; and
s a specific weight for train schedule changes.
The re-planning score contribution depends on the relative number of
changed trains,
mo /( A.-!- MH> ), that represent complexity factors. For a complete contribution
to the re-planning score, both of these two terms are multiplied by the relative total
duration of the changed or new train schedules.
When a threshold corresponding to the re-planning score 214 (Figure
6) is exceeded (e.g., as determined at 150 of Figure 4), the re-planning cycle takes
place at 152. The plan monitor 58 submits the re-planning request 72 (Figure 1)
accompanied by the re-planning score 214 and the new planning boundary 74' (Figure
4) to the plan generator 56. Different levels of re-planning are considered by the plan
generator 56, depending on the re-planning score 214, as was discussed above in
connection with steps 156,158 of Figure 5A. Exceeding the re-planning threshold
does not imply changes to the planning boundary, although many times the planning
boundary is affected. Events that are expected to happen in the future may not affect
the planning boundary, but may have a significant impact on the movement plan
beyond the planning boundary. Hence, a new movement plan may have to be
produced immediately in order to ensure good quality of the new movement plans.
Also, the plan monitor 58 may trigger re-planning when, for example,
special events mat are not currently covered in the example re-planning score 214,
Equation 18, happen, such as, for example, train ordering change (e.g., trains coming
to the planning area; train formed at stations in the planning area) and manual actions
resulting in moving trains off the planned path. The above actions alter the planning
boundary 74.
Also, certain train schedule changes may trigger re-planning
immediately, especially when the boundary is invalidated (e.g., changes to the
schedule within the planning boundary 74 or when a large number of train schedules
are modified or added to the current schedule with the intention to significantly alter
the current schedule). Otherwise, changes to the schedules contribute to the re-
pianning score as shown in Equation 20, above. Schedule changes that do not alter
the planning boundary or are not in the proximity of the boundary need not trigger replanning
by themselves, but they could contribute to the re-planning decision by
increasing the re-planning score. Alternatively, the re-planning score may be
increased after the re-planning decision was made (by the plan generator 56) for the
purpose of guiding the planning cycle decisions.
When the continuation of the execution of the current movement plan
4 is not desirable because of changes to the planning boundary 74, the plan monitor
58 may request that the plan executive 60 stall execution for selected train services
(not shown). For example, a train heading towards a recently imposed track block
may be stopped at a station or junction, if the traffic conditions and constraints
prohibit it from reaching the next destination, in order to await a decision of the
operator (such as, for example, a schedule change). Operational rules permitting, the
DOTP 2 may automatically skip certain stations (as performed by the plan generator
56) when a perturbation denies access to a destination.
Plan Executive
The plan executive 60 (Figure 3) generates automatic control
commands 86 to be executed by the CAD system 14 and/or proposed near-term
movement plans, such as 110, to be executed manually (e.g., from requests made by
the operator based on the proposed movement plan). The control commands 86 and
the proposed near-term movement plan 110 are derived from the movement plan 4,
which is published by the plan generator 56. The plan executive 60 may monitor
wayside conditions (e.g., internal information and monitored information 88 from the
CAD system 14), in order to trigger a sequence of plan execution steps in a timely
manner (e.g., based on the current state of the field 12). The plan executive 60 may
employ monitored information 88 from the CAD system 14 to prevent plan execution
from compromising traffic movement in the short term (e.g., train routes are not
altered, their lining is merely paused). The plan executive 60 should not cause
movement plans to be recomputed, aborted or modified.
The plan executive 60 implements the movement plan 4 received from
the plan generator 56 with more emphasis on sequence of operations than on absolute
timing. For example, the plan executive 60 will not regulate the movement of trains
to prevent earliness. An early train will be allowed to proceed and retain its earliness,
as long as the schedule constraints (e.g., trains associations; departure time
constraints) are not violated. Second, operations involving relative times are
respected. Thus, if a train needs to mark a dwell at a particular location, the plan
executive 60 pauses for the duration of that dwell before lining further signals. Third,
the order of train movements is not modified. Thus, an early train might have to wait
for another train if the movement plan 4 (Figure 3) so dictates.
The plan executive 60 employs four steps in the execution of
movement plan 4. First, information 88, including traffic conditions and the state of
the field devices, is input from the CAD system 14 (Figure 3). This captures the
railroad state change, be it a device state transition, or an office-imposed condition
(e.g., a track block). Second, the possible impact of the state change on the execution
of the movement plan 4 is assessed and the affected reservations are determined.
Third, the possible interactions of the current reservations with overall movement plan
execution are assessed along with the progress of individual .traffic elements. This
includes checking track conditions (e.g., availability) downstream of the current
position of the train. This may result in refraining from further execution of the
current movement plan 13 (Figure 1) for selected trains,, rather than changing the
current movement plan. Fourth, the current movement plan 13 is executed by
requesting the control commands 86 (Figure 3) and/or preparing the near-term
proposed movement plan 110 (Figure 3) for the eligible reservations.
Example 17
The string-line train graph 21 of Figure 8 illustrates a movement plan
mat resulted from dynamically adding a track block at location "Ltest" 226. For
example, trains moving around the block can be noticed on the graph because they
switch lines (e.g., different drawing line types or colors (not shown) of the string-lines
signify different railroad lines; solid lines represent fast lines in both directions; dotted
lines represent slow lines in both directions), hi this example, all trains, such as
228,230,232, that initially intend to use the fast line, but one, 234, switch tracks
before Ltest 226, and return to their initial line (e.g., the line style may change from
solid (fast) to dotted (slow) and men back to solid for trains 228,230,232). The one
train 234 waiting in front of the block because there is no way for it to automatically
go around the block (i.e., it needs to stop at the blocked location, on the blocked line)
shows the duration of the block (i.e., the duration corresponding to the almost
horizontal line around Ltest 226). Here, the line indicates how long it takes to move
over the restricted area (e.g., which may be several miles in length, including the wait
in front of the restricted area). Trams, such as 242, coming from the opposite
direction may have to slow down or even switch lines to deal with the congestion
created by the unavailability of a line.
In a similar manner, somewhat similar results can be obtained for
temporary speed restrictions (not shown).
The potential benefits of optimized traffic planning for the railroads are
significant The disclosed method and system enable a railroad to improve its on-time
train performance, improve asset utilization, increase capacity utilization, increase car
revenue, increase average train velocity, and increase throughput by dynamically
optimizing the movements of trains across a railroad network.
While for clarity of disclosure reference has been made herein to the
displays 20,22, for displaying information, such as train graphs and track diagrams, it
will be appreciated that such information may be stored, printed on hard copy, be
computer modified, or be combined with other data. All such processing shall be
deemed to fall within the terms "display" or "displaying" as employed herein.
While specific embodiments of the invention have been described in
detail, it will be appreciated by those skilled in the art that various modifications and
alternatives to those details could be developed in light of the overall teachings of the
disclosure. Accordingly, the particular arrangements disclosed are meant to be
illustrative only and not limiting as to the scope of the invention which is to be given
the full breadth of the appended claims and any and all equivalents thereof.


We Claim:
1. A method of generating optimized traffic movement plans for a region having a
plurality of traffic and a plurality of traffic conditions, said method comprising:
determining in at least one processor (126,128) a first planning boundary for
said traffic based upon the traffic conditions of said region;
employing in said at least one processor (126,128) said first planning
boundary and repetitively generating a first plurality of traffic movement
plans for the traffic of said region;
selecting in said at least one processor (126,128) one of said first plurality of
traffic movement plans as a first optimized traffic movement plan for
execution;
outputting from said at least one processor (126,128) said first optimized
traffic movement plan for controlling traffic movement in said region;
determining in at least one processor (126,128) current traffic conditions of
said region;
updating in said at least one processor (126,128) said first planning boundary
to provide a second planning boundary for said traffic based upon said
current traffic conditions;
employing in said at least one processor (126,128) said second planning
boundary and repetitively generating a second plurality of traffic movement
plans for the traffic of said region;
selecting in said at least one processor (126,128) one of said first and second
plurality of traffic movement plans as a second optimized traffic movement
plan for execution; and
outputting from said at least one processor (126,128) said second optimized
traffic movement plan for controlling traffic movement in said region.
2. The method as claimed in claim 1, comprising:
selecting in said at least one processor (126,128) said first optimized traffic movement plan as said second optimized traffic movement plan for execution.
3. The method as claimed in claim 1, comprising:
selecting in said at least one processor (126,128) one of said first plurality of traffic movement plans as said second optimized traffic movement plan for execution.
4. The method as claimed in claim 1, comprising:
selecting in said at least one processor (126,128) one of said second plurality of traffic movement plans as said second optimized traffic movement plan for execution.
5. The method as claimed in claim 1, comprising:
employing in said at least one processor (126,128) a first plurality of traffic conditions for said first optimized traffic movement plan; and comparing in said at least one processor (126,128) said current traffic conditions against the first plurality of traffic conditions for said first optimized traffic movement plan, and continuing to plan with the second planning boundary based substantially upon said first plurality of traffic movement plans to repetitively generate said second plurality of traffic movement plans for the traffic of said region.
6. The method as claimed in claim 1, comprising:
employing in said at least one processor (126,128) a first plurality of traffic conditions for said first optimized traffic movement plan; and comparing in said at least one processor (126,128) said current traffic conditions against the first plurality of traffic conditions for said first optimized traffic movement plan, and responsively re-planning with the second planning boundary to repetitively generate as said second plurality of
traffic movement plans for the traffic of said region: (a) a third plurality of traffic movement plans based substantially upon some of said first plurality traffic movement plans for the traffic of said region, and (b) a fourth plurality of traffic movement plans independent of said first plurality traffic movement plans for the traffic of said region.
The method as claimed in claim 5, comprising:
associating in said at least one processor (126,128) an objective function
value with each of said first and second plurality of traffic movement plans;
and
employing in said at least one processor (126,128) as said continuing to plan
with the second planning boundary:
destroying at least one of said first plurality of traffic movement plans based
upon said objective function values,
modifying at least one of said first plurality of traffic movement plans, in
order to improve the objective function value thereof,
employing a plurality of said first plurality of traffic movement plans to
generate one of said second plurality of traffic movement plans,
modifying at least one of said first plurality of traffic movement plans
responsive to at least one perturbation associated with said current traffic
conditions, and
generating at least one of said second plurality of traffic movement plans
independent of said first plurality of traffic movement plans.
The method as claimed in claim 1 or 6, comprising:
determining in said at least one processor (126,128) objective function values for said first and second plurality of traffic movement plans; and selecting in said at least one processor (126,128) said one of said first and second plurality of traffic movement plans as said second optimized traffic movement plan based upon said objective function values.
The method as claimed in claim 8, comprising:
employing in said at least one processor (126,128) a plurality of goals for each of said objective function values.
The method as claimed in claim 8, comprising:
ranking in said at least one processor (126,128) said first and second plurality of traffic movement plans based upon the objective function values; and selecting in said at least one processor (126,128) said second optimized traffic movement plan for execution based upon said ranking.
The method as claimed in claim 1, comprising:
continuing in said at least one processor (126,128) said employing said first planning boundary and repetitively generating a first plurality of traffic movement plans for the traffic of said region for a predetermined time before said selecting one of said first plurality of traffic movement plans as a first optimized traffic movement plan for execution.
The method as claimed in claim 1 or 6, comprising:
associating in said at least one processor (126,128) a first planning horizon
with said first planning boundary and a later second planning horizon with
said second planning boundary;
inputting to said at least one processor (126,128) schedule changes;
adjusting in said at least one processor (126,128) at least one of said first
plurality of traffic movement plans to said second planning horizon and said
schedule changes; and
generating in said at least one processor (126,128) at least one of said second
plurality of traffic movement plans employing said adjusted at least one of
said first plurality of traffic movement plans.

13. The method as claimed in claim 12, comprising:
continuing in said at least one processor (126,128) said adjusting and said generating at least one of said second plurality of traffic movement plans for a predetermined time before said updating said first planning boundary.
14. The method as claimed in claim 12, comprising:
providing in said at least one processor (126,128) a corresponding objective function value and a corresponding age for each of said first and second plurality of traffic movement plans; and
downgrading in said at least one processor (126,128) the corresponding objective function value as a function of the corresponding age for each of said first plurality of traffic movement plans.
15. The method as claimed in claim 1, comprising:
deleting in said at least one processor (126,128) at least one of said first plurality of traffic movement plans.
16. The method as claimed in claim 1, comprising:
employing in said at least one processor (126,128) a plurality of currently
executing reservations with said first optimized traffic movement plan with
said first planning boundary;
employing in said at least one processor (126,128) a plurality of presently
committed reservations with said first optimized traffic movement plan with
said first planning boundary; and
employing in said at least one processor (126,128) a plurality of reservations
that are expected to be committed during a subsequent planning cycle for
said second plurality of traffic movement plans with said first planning
boundary.17. The method as claimed in claim 1, comprising:
comprising in said at least one processor (126,128) at least some of said first plurality of traffic movement plans and said second plurality of traffic movement plans in a pool of traffic movement plans.
18. The method as claimed in claim 17, comprising:
employing in said at least one processor (126,128) a plurality of generations of traffic movement plans in said pool comprising a first generation of said first plurality of traffic movement plans and a second generation of said second plurality of traffic movement plans.
19. The method as claimed in claim 17, comprising:
employing in said at least one processor (126,128) about 50 of said first and second plurality of traffic movement plans in said pool.
20. The method as claimed in claim 18, comprising:
redetermining in said at least one processor (126,128) current traffic
conditions of said region;
updating in said at least one processor (126,128) said second planning boundary to provide a third planning boundary for said traffic based upon said redetermined current traffic conditions;
employing in said at least one processor (126,128) said third planning boundary and repetitively generating a third plurality of traffic movement plans in a third generation of said traffic movement plans;
providing in said at least one processor (126,128) a corresponding objective function value and a corresponding age for each of the traffic movement plans of said first, second and third generations;
downgrading in said at least one processor (126,128) the corresponding objective function value as a function of the corresponding age for each of said first and second plurality of traffic movement plans;

determining in said at least one processor (126,128) a best plan based upon the downgraded corresponding objective function value for each of said first and second plurality of traffic movement plans and the corresponding objective function value for each of the traffic movement plans of said third generation; and
comparing in said at least one processor (126,128) the corresponding objective function value of said second optimized movement plan to the objective function value of said best plan, in order to determine whether to replace said second optimized traffic movement plan with said best plan.
21. The method as claimed in claim 20, comprising:
employing in said at least one processor (126,128) a planning cycle for each of said generations; and
maintaining in said at least one processor (126,128) said objective function values for a predetermined count of said planning cycles before employing said downgrading.
22. The method as claimed in claim 21, comprising:
employing in said at least one processor (126,128) a planning window associated with said first and second plurality of traffic movement plans; and
discarding in said at least one processor (126,128) said movement plans after said planning window has passed.
23. The method as claimed in claim 21, comprising:
employing in said at least one processor (126,128) one of said objective function values having a positive value and another one of said objective function values having a negative value; and
downgrading in said at least one processor (126,128) both of said positive and negative values.
24. The method as claimed in claim 17, comprising:
employing in said at least one processor (126,128) a corresponding objective function value for each of the traffic movement plans in said pool;
ordering in said at least one processor (126,128) the traffic movement plans in said pool based upon the corresponding objective function values; and
selecting in said at least one processor (126,128) one of said traffic movement plans in said pool as said second optimized traffic movement plan for execution based upon said ordering.
25. The method as claimed in claim 24, comprising:
determining in said at least one processor (126,128) the corresponding objective function value for a corresponding one of said traffic movement plans before adding said corresponding one of said traffic movement plans to said pool.
26. The method as claimed in claim 25, comprising:
ordering in said at least one processor (126,128) said corresponding one of said traffic movement plans when adding said corresponding one of said traffic movement plans to said pool.
27. The method as claimed in claim 24, comprising:
employing in said at least one processor (126,128) a corresponding age for each of the traffic movement plans in said pool;
downgrading in said at least one processor (126,128) the corresponding objective function value of the corresponding one of said traffic movement plans in said pool as a function of the corresponding age; and
re-ordering in said at least one processor (126,128) said corresponding one of said traffic movement plans in said pool responsive to said downgrading.
28. The method as claimed in claim 17, comprising:
deleting in said at least one processor (126,128) some of said first plurality of traffic movement plans and some of said second plurality of traffic movement
plans from said pool, in order to maintain a predetermined count of traffic movement plans in said pool.
29. The method as claimed in claim 6, comprising:
employing in said at least one processor (126,128) a plurality of types of said traffic conditions of said region; and
employing in said at least one processor (126,128) checking for changes in at least one of said types of said traffic conditions as said comparing said current traffic conditions against the first plurality of traffic conditions for said first optimized traffic movement plan.
30. The method as claimed in claim 29, comprising:
employing in said at least one processor (126,128) at least one of changes in a railroad network and train ordering changes as said changes in at least one of said types of said traffic conditions.
31. The method as claimed in claim 6, comprising:
comparing in said at least one processor (126,128) said current traffic conditions against said first plurality of traffic conditions for said first optimized traffic movement plan and determining a re-planning score; and
employing in said at least one processor (126,128) said re-planning when said re-planning score exceeds a predetermined value.
32. The method as claimed in claim 31, comprising:
accounting in said at least one processor (126,128) for train schedule changes and responsively determining said re-planning score comprising said train schedule changes; and
employing in said at least one processor (126,128) said re-planning when said re-planning score comprising said train schedule changes exceeds a predetermined value.
33. The method as claimed in claim 32, comprising:
determining in said at least one processor (126,128) a relative number of changed trains from a count of train schedules changed divided by a count of trains in a planning horizon;
determining in said at least one processor (126,128) a relative number of new trains from a count of trains added divided by a sum of said count of trains in a planning horizon and said count of trains added; and
employing in said at least one processor (126,128) said relative number of changed trains and said relative number of new trains to determine said re-planning score.
34. The method as claimed in claim 33, comprising:
determining in said at least one processor (126,128) a relative total duration of changed train schedules;
multiplying in said at least one processor (126,128) said relative number of changed trains by said relative total duration of changed train schedules;
determining in said at least one processor (126,128) a relative total duration of new train schedules;
multiplying in said at least one processor (126,128) said relative number of new trains by said relative total duration of new train schedules, in order to provide a product; and
employing in said at least one processor (126,128) said product to determine said re-planning score.
35. The method as claimed in claim 6, comprising:
comparing in said at least one processor (126,128) said current traffic conditions against said first plurality of traffic conditions for said first optimized traffic movement plan and determining a re-planning score;
employing in said at least one processor (126,128) a plurality of types of said traffic conditions of said region; and
employing in said at least one processor (126,128) said re-planning when said re-planning score exceeds a predetermined value or in response to changes in at least one of said types of said traffic conditions.
36. The method as claimed in claim 35, comprising:
determining in said at least one processor (126,128) a count as a function of said re-planning score; and
generating in said at least one processor (126,128) said count of said fourth plurality of traffic movement plans.
37. The method as claimed in claim 35, comprising:
determining in said at least one processor (126,128) a count as a function of said re-planning score; and
re-generating in said at least one processor (126,128) said count of said third plurality of traffic movement plans.
38. The method as claimed in claim 36 or 37, comprising:
employing in said at least one processor (126,128) as said count a first count;
determining in said at least one processor (126,128) a second count of said
first plurality of traffic movement plans;
determining in said at least one processor (126,128) a percentage from said
function of said re-planning score; and
determining in said at least one processor (126,128) said first count as said
percentage times said second count.
39. The method as claimed in claim 35, comprising:
determining in said at least one processor (126,128) a first count and a
second count as functions of said re-planning score;
re-generating in said at least one processor (126,128) said first count of said
third plurality of traffic movement plans; and
generating in said at least one processor (126,128) said second count of said
fourth plurality of traffic movement plans.

40. The method as claimed in claim 35, comprising:
employing in said at least one processor (126,128) a first function of said re-planning score for said first count;
employing in said at least one processor (126,128) a second function of said re-planning score for said second count; and
employing in said at least one processor (126,128) a sum of said first and second functions being equal to one.
41. The method as claimed in claim 35, comprising:
employing in said at least one processor (126,128) a first function of said re-planning score for said first count;
employing in said at least one processor (126,128) a second function of said re-planning score for said second count; and
employing in said at least one processor (126,128) a sum of said first and second functions being less than 0.5 when no schedule changes are present.
42. The method as claimed in claim 1, comprising:
providing in said at least one processor (126,128) a first objective function
value for said first optimized traffic movement plan based upon said current
traffic conditions;
determining in said at least one processor (126,128) a best plan from one of
said first and second plurality of traffic movement plans;
providing in said at least one processor (126,128) a second objective function
value for said best plan based upon said current traffic conditions; and
comparing in said at least one processor (126,128) said first objective
function value to said second objective function value, in order to determine
whether to replace said first optimized traffic movement plan with said best
plan.
The method as claimed in claim 42, comprising:
determining in said at least one processor (126,128) that said second objective function value is less than said first objective function value by a predetermined amount and responsively replacing said first optimized traffic movement plan with said best plan.
The method as claimed in claim 42, comprising:
providing in said at least one processor (126,128) a corresponding objective
function value and a corresponding age for each of said first and second
plurality of traffic movement plans;
downgrading in said at least one processor (126,128) the corresponding
objective function value as a function of the corresponding age for each of
said first plurality of traffic movement plans;
determining in said at least one processor (126,128) said best plan based
upon the downgraded corresponding objective function value for each of said
first plurality of traffic movement plans and the corresponding objective
function value for each of said second plurality of traffic movement plans;
and
comparing in said at least one processor (126,128) said first objective
function value to the objective function value of said best plan, in order to
determine whether to replace said first optimized traffic movement plan with
said best plan.
The method as claimed in claim 6, comprising:
comparing in said at least one processor (126,128) said current traffic conditions against the first plurality of traffic conditions for said first optimized traffic movement plan and determining a re-planning score; determining in said at least one processor (126,128) that said re-planning score has exceeded a predetermined value and responsively employing said current traffic conditions to generate said second plurality of traffic movement plans;

providing in said at least one processor (126,128) a first objective function
value for said first optimized traffic movement plan based upon said current
traffic conditions;
determining in said at least one processor (126,128) a best plan from one of
said first and second plurality of traffic movement plans;
providing in said at least one processor (126,128) a second objective function
value for said best plan based upon said current traffic conditions; and
comparing in said at least one processor (126,128) said first objective
function value to said second objective function value, in order to determine
whether to replace said first optimized traffic movement plan with said best
plan.
46. The method as claimed in claim 6, comprising:
employing in said at least one processor (126,128) a plurality of types of said
traffic conditions of said region;
determining in said at least one processor (126,128) changes in at least one of
said types of said traffic conditions of said region in said current traffic
conditions and responsively employing said current traffic conditions to
generate said second plurality of traffic movement plans;
providing in said at least one processor (126,128) a first objective function
value for said first optimized traffic movement plan based upon said current
traffic conditions;
determining in said at least one processor (126,128) a best plan from one of
said first and second plurality of traffic movement plans;
providing in said at least one processor (126,128) a second objective function
value for said best plan based upon said current traffic conditions; and
comparing in said at least one processor (126,128) said first objective
function value to said second objective function value, in order to determine
whether to replace said first optimized traffic movement plan with said best
plan.

47. The method as claimed in claim 1, comprising:
generating in said at least one processor (126,128) said first plurality of traffic movement plans for a plurality of trains in a railroad network (10) in said region; and
dynamically optimizing in said at least one processor (126,128) movements of said trains across said railroad network under changes of the traffic conditions in said railroad network.
48. The method as claimed in claim 47, comprising:
employing a plurality of track sections (1006) in said railroad network; employing a plurality of reservations (1003), with each of said reservations representing a planned usage of one of said track sections by one of said trains from an entry date/time to an exit date/time; and combining in said at least one processor (126,128) said reservations to generate one of said first and second plurality of traffic movement plans.
49. The method as claimed in claim 48, comprising:
employing in said at least one processor (126,128) said first planning
boundary as a collection of said reservations;
inputting to said at least one processor (126,128) a current position and a
speed for each of said trains in said railroad network; and
determining in said at least one processor (126,128) said reservations from
said first optimized traffic movement plan and from the current positions and
speeds of said trains in said railroad network.
50. The method as claimed in claim 49, comprising:
employing in said at least one processor (126,128) as some of said reservations a plurality of current reservations; employing with one of said trains (6,8) a first car and a last car; employing said first car on one of said track sections (1006);

determining in said at least one processor (126,128) a delay incurred before arriving at said one of said track sections by said first car and a delay extension incurred at said one of said track sections by said first car; and employing in said at least one processor (126,128) said delay incurred and said delay extension incurred for each of said current reservations.
The method as claimed in claim 49, comprising:
employing with said one of said trains (6,8) a plurality of cars comprising a first car and a last car;
employing in said at least one processor (126,128) as said entry date/time a date/time of entry of the first car onto one of said track sections; and employing in said at least one processor (126,128) as said exit date/time a date/time of exit of the last car from the last said one of said track sections.
The method as claimed in claim 49, comprising:
inputting to said at least one processor (126,128) a plurality of track blocks,
track speed restrictions and train position gaps in said railroad network;
calculating in said at least one processor (126,128) a re-planning score based
on said track blocks, said track speed restrictions and said train position gaps
in said railroad network;
determining in said at least one processor (126,128) that said re-planning
score has exceeded a predetermined value and responsively employing said
current traffic conditions of railroad network to generate said second
plurality of traffic movement plans;
providing in said at least one processor (126,128) a first objective function
value for said first optimized traffic movement plan based upon said current
traffic conditions of said railroad network;
determining in said at least one processor (126,128) a best plan from one of
said first and second plurality of traffic movement plans;
providing in said at least one processor (126,128) a second objective function
value for said best plan based upon said current traffic conditions of said
railroad network; and

comparing in said at least one processor (126,128) said first objective function value to said second objective function value, in order to determine whether to replace said first optimized traffic movement plan with said best plan.
The method as claimed in claim 49, comprising:
inputting to said at least one processor (126,128) a plurality of train
schedules (64) for said trains;
determining in said at least one processor (126,128) at least one train
schedule change for said train schedules;
responsive to said at least one train schedule change, employing in said at
least one processor (126,128) said current traffic conditions of said railroad
network to generate said second plurality of traffic movement plans;
providing in said at least one processor (126,128) a first objective function
value for said first optimized traffic movement plan based upon said current
traffic conditions of said railroad network;
determining in said at least one processor (126,128) a best plan from one of
said first and second plurality of traffic movement plans;
providing in said at least one processor (126,128) a second objective function
value for said best plan based upon said current traffic conditions of said
railroad network; and
comparing in said at least one processor (126,128) said first objective
function value to said second objective function value, in order to determine
whether to replace said first optimized traffic movement plan with said best
plan.
The method as claimed in claim 47, comprising:
converting in said at least one processor (126,128) said first optimized traffic movement plan into a plurality of commands;
employing in said at least one processor (126,128) as said commands a plurality of route clears and control commands for said railroad network; and

outputting from said at least one processor (126,128) said route clears and said control commands for controlling real time traffic movement of said trains in said railroad network.
55. The method as claimed in claim 54, comprising:
employing a computer-aided dispatching system (14) to execute said route clears and said control commands.
56. The method as claimed in claim 55, comprising:
receiving in said at least one processor (126,128) data from said computer-aided dispatching system regarding said trains in said railroad network; and employing in said at least one processor (126,128) said data to generate said first plurality of traffic movement plans for said trains in said railroad network.
57. The method as claimed in claim 47, comprising:
periodically generating in said at least one processor (126,128) said second
plurality of traffic movement plans for the trains of said railroad network;
providing in said at least one processor (126,128) a first objective function
value for said first optimized traffic movement plan based upon said current
traffic conditions of said railroad network;
determining in said at least one processor (126,128) a best plan from one of
said first and second plurality of traffic movement plans;
providing in said at least one processor (126,128) a second objective function
value for said best plan based upon said current traffic conditions of said
railroad network; and
comparing in said at least one processor (126,128) said first objective
function value to said second objective function value, in order to determine
whether to replace said first optimized traffic movement plan with said best
plan.

58. The method as claimed in claim 57, comprising:
employing in said at least one processor (126,128) at least one objective selected from the group comprising on-time performance, best time and minimizing overall delay to determine said first and second objective function values.
59. The method as claimed in claim 45, comprising:
employing a plurality of types of said traffic conditions (106); and employing in said at least one processor (126,128) a weighting factor for each of said types in said re-planning score.
60. The method as claimed in claim 59, comprising:
employing in said at least one processor (126,128) as said types a first type for a plurality of track blocks, a second type for a plurality of track speed restrictions, and a third type for a plurality of train position gaps; and employing in said at least one processor (126,128) a plurality of sums associated with said first, second and third types.
61. The method as claimed in claim 60, comprising:
employing in said at least one processor (126,128) a zero speed associated with said track speed restrictions; and
equating in said at least one processor (126,128) the sum associated with said first type with the sum associated with said second type.
62. The method as claimed in claim 1, comprising:
displaying on a display (20) a representation of said first optimized traffic
63. The method as claimed in claim 62, comprising:
displaying on a display (20) a train graph comprising a time-distance representation of said first optimized traffic movement plan, in order to display a plurality of planned movements of trains in a railroad network.
64. The method as claimed in claim 45, comprising:
employing a railroad network (10) in said regionf and
comprising a plurality of track blocks, track speed restrictions and train
position gaps in said railroad network; and
determining in said at least one processor (126,128) said re-planning score as
a function of said track blocks, track speed restrictions and train position
gaps in said railroad network.
65. The method as claimed in claim 46, comprising:
determining in said at least one processor (126,128) changes in train schedules and responsively generating said second plurality of traffic movement plans.
66. A dynamic optimizing traffic planning apparatus for a region having a plurality of
traffic and a plurality of traffic conditions of said traffic, said apparatus comprising:
means (12,14) for inputting information representing said traffic conditions; and
at least one processor (126,128) for executing a plurality of routines, said routines comprising:
a plan monitor determining a first planning boundary for said traffic based upon the traffic conditions of said region, determining current traffic conditions of said region, and updating said first planning boundary to provide a second planning boundary for said traffic based upon said current traffic conditions,
a plan generator successively employing said first planning boundary and said second planning boundary and repetitively generating a first

plurality of traffic movement plans and a second plurality of traffic movement plans, respectively, for the traffic of said region, selecting one of said first plurality of traffic movement plans as a first optimized traffic movement plan for execution, selecting one of said first and second plurality of traffic movement plans as a second optimized traffic movement plan for execution; and successively outputting said first and second optimized traffic movement plans, and
a plan executive successively converting said first and said second optimized traffic movement plans into a plurality of commands for controlling traffic movement in said region.
67. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said plan generator employs a first plurality of traffic conditions for said first optimized traffic movement plan; wherein said plan monitor compares said current traffic conditions against the first plurality of traffic conditions for said first optimized traffic movement plan; and wherein said plan generator continues to plan with the second planning boundary for a predetermined time based substantially upon said first plurality of traffic movement plans to repetitively generate said second plurality of traffic movement plans for the traffic of said region.
68. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said plan generator employs a first plurality of traffic conditions for said first optimized traffic movement plan; wherein said plan monitor compares said current traffic conditions against the first plurality of traffic conditions for said first optimized traffic movement plan and responsively sends a signal to said plan generator; and wherein said plan generator, responsive to said signal, re-plans with the second planning boundary to repetitively generate as said second plurality of traffic movement plans for the traffic of said region: (a) a third plurality of traffic movement plans based substantially upon some of said first plurality traffic movement plans for the traffic of said region, and (b) a fourth plurality of traffic movement plans independent of said first plurality traffic movement plans for the traffic of said region.

69. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said plan executive successively converts said first and said second optimized traffic movement plans into corresponding proposed near-term movement plans for manually controlling traffic movement in said region.
70. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said plan executive successively converts said first and said second optimized traffic movement plans into a plurality of automatic control commands for automatically controlling traffic movement in said region.
71. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said region comprises a commuter rail system; and wherein said traffic conditions are commuter rail traffic conditions.
72. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said region comprises a railroad network; and wherein said traffic conditions are railroad traffic conditions.
73. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said plan monitor determines said first planning boundary and a corresponding planning horizon; and wherein said plan generator inputs a plurality of train schedules, train properties and track descriptions for said railroad network, and outputs as said first optimized traffic movement plan a plurality of meet/pass plans for a plurality of trains over a predetermined time interval, which extends from said first planning boundary to said corresponding planning horizon.
74. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said railroad network comprises a plurality of trains; wherein said traffic conditions include train delays, changes in said railroad network and schedule changes for said trains; and wherein said plan monitor determines if re-planning by said plan generator is necessary from at least one of said train delays, said changes in said railroad network and said schedule changes for said trains.

75. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said first optimized traffic movement plan comprises a plurality of first traffic conditions; wherein said means (12,14) for inputting updates said information representing said traffic conditions with said current traffic conditions; wherein said plan monitor compares said current traffic conditions against the plurality of first traffic conditions of said first optimized traffic movement plan and determines a re-planning score, and determines that said re-planning score has exceeded a predetermined value; and wherein said plan generator responsively determines a first count and a second count as a function of said re-planning score, re-generates said first count of said first plurality of traffic movement plans, and generates said second count of said second plurality of traffic movement plans.
76. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said means (12,14) for inputting updates said information representing said traffic conditions with said current traffic conditions; and wherein said plan generator provides a first objective function value for said first optimized traffic movement plan based upon said current traffic conditions, generates said second plurality of traffic movement plans for the traffic of said region, determines a best plan from one of said first and second plurality of traffic movement plans, provides a second objective function value for said best plan based upon said current traffic conditions, and compares said first objective function value to said second objective function value, in order to determine whether to replace said first optimized traffic movement plan with said best plan.
77. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said first optimized traffic movement plan comprises a plurality of first traffic conditions; wherein said means (12,14) for inputting updates said information representing said traffic conditions with said current traffic conditions; wherein said plan monitor compares said current traffic conditions against the plurality of first traffic conditions of said first optimized traffic movement plan and determines a re-planning score, and determines that said re-planning score has exceeded a predetermined value; and wherein said plan generator responsively employs said current traffic conditions to generate said second plurality of traffic movement plans, provides a first objective function value for said first optimized

traffic movement plan based upon said current traffic conditions, determines a best plan from one of said first and second plurality of traffic movement plans, provides a second objective function value for said best plan based upon said current traffic conditions, and compares said first objective function value to said second objective function value, in order to determine whether to replace said first optimized traffic movement plan with said best plan.
78. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said means (12,14) for inputting updates said information representing said traffic conditions with said current traffic conditions; wherein said plan monitor employs a plurality of types of said traffic conditions of said region, and determines changes in at least one of said types of said traffic conditions of said region in said current traffic conditions; and wherein said plan generator responsively employs said current traffic conditions to generate said second plurality of traffic movement plans, provides a first objective function value for said first optimized traffic movement plan based upon said current traffic conditions, determines a best plan from one of said first and second plurality of traffic movement plans, provides a second objective function value for said best plan based upon said current traffic conditions, and compares said first objective function value to said second objective function value, in order to determine whether to replace said first optimized traffic movement plan with said best plan.
79. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said means (126,128) for executing comprises a single processor for said plan monitor, said plan generator and said plan executive.
80. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said means (126,128) for executing comprises a first processor for said plan monitor and said plan generator, and a second processor for said plan executive.
81. The dynamic optimizing traffic planning apparatus as claimed in claim 66, wherein said means (126,128) for executing comprises a first processor for said plan monitor, a second processor for said plan generator, and a third processor for said plan executive.

82. A traffic management apparatus as claimed in claims 66 to 81, for a region having a
plurality of traffic and a plurality of traffic conditions of said traffic, said apparatus
comprising:
means (14) for executing said commands to control traffic movement in said region.
83. The traffic management apparatus as claimed in claim 82, wherein said means (14) for executing said commands is a computer-aided dispatching system for controlling movements of trains in said region.
84. The traffic management apparatus as claimed in claim 83, wherein said computer-aided dispatching system comprises a database having information about railroad infrastructure and control for said region.
85. The traffic management apparatus as claimed in claim 82, wherein said means (14) for executing said commands is a traffic control system that issues commands for controlling said traffic.
86. The traffic management apparatus as claimed in claim 85, wherein said traffic control system is selected from the group comprising an operations control center, a network management center, a network control center and a traffic control center.
87. The traffic management apparatus as claimed in claim 82, wherein said region comprises a railroad network having a plurality of trains; wherein said information representing said traffic conditions comprises dynamic data from said railroad network; wherein said plan generator inputs a plurality of train schedules, train properties and track descriptions for said railroad network and generates as said first and second plurality of traffic movement plans a plurality of optimized meet/pass plans for said trains in said railroad network; wherein said means (14) for executing said commands employs said dynamic data from said railroad network; and wherein said meet/pass plans do not violate any constraints on said train schedules, said train properties and said track descriptions for said railroad network based upon said dynamic data from said railroad network.

88. The traffic management apparatus as claimed in claim 82, wherein said region comprises a railroad network having a plurality of trains; and wherein said means (126,128) for executing a plurality of routines displays a train graph comprising a time-distance representation of said first optimized traffic movement plan, in order to display a plurality of planned movements of said trains in said railroad network.
89. The traffic management apparatus as claimed in claim 82, wherein said first planning boundary comprises a plurality of reservations for said first optimized traffic movement plan, a plurality of presently committed reservations for said first optimized traffic movement plan, and a plurality of reservations that are expected to be committed during a subsequent planning cycle for said second plurality of traffic movement plans.

Documents:

2422-delnp-2005-abstract.pdf

2422-DELNP-2005-Claims-(16-06-2008).pdf

2422-delnp-2005-claims-(19-06-2008).pdf

2422-DELNP-2005-Claims-11-04-2008.pdf

2422-delnp-2005-claims.pdf

2422-delnp-2005-correspondence-others (19-06-2008).pdf

2422-DELNP-2005-Correspondence-Others-(16-06-2008).pdf

2422-delnp-2005-Correspondence-Others-(30-12-2009).pdf

2422-DELNP-2005-Correspondence-Others-(31-05-2010).pdf

2422-DELNP-2005-Correspondence-Others-11-04-2008.pdf

2422-DELNP-2005-Correspondence-Others.pdf

2422-delnp-2005-correspondence-po.pdf

2422-DELNP-2005-Description (Complete)-16-06-2008.pdf

2422-delnp-2005-description (complete)-19-06-2008.pdf

2422-DELNP-2005-Description (Complete).pdf

2422-DELNP-2005-Drawings-11-04-2008.pdf

2422-delnp-2005-drawings.pdf

2422-DELNP-2005-Form-1-(16-06-2008).pdf

2422-DELNP-2005-Form-1-11-04-2008.pdf

2422-delnp-2005-form-1.pdf

2422-delnp-2005-form-18.pdf

2422-DELNP-2005-Form-2-(16-06-2008).pdf

2422-DELNP-2005-Form-2-11-04-2008.pdf

2422-delnp-2005-form-2.pdf

2422-DELNP-2005-Form-3.pdf

2422-DELNP-2005-Form-5-11-04-2008.pdf

2422-delnp-2005-form-5.pdf

2422-DELNP-2005-GPA-(31-05-2010).pdf

2422-DELNP-2005-GPA-11-04-2008.pdf

2422-delnp-2005-gpa.pdf

2422-delnp-2005-pct-101.pdf

2422-delnp-2005-pct-210.pdf

2422-delnp-2005-pct-220.pdf

2422-delnp-2005-pct-304.pdf

2422-delnp-2005-pct-401.pdf

2422-delnp-2005-pct-402.pdf

2422-delnp-2005-pct-409.pdf

2422-delnp-2005-pct-416.pdf

2422-DELNP-2005-Petition-137-(16-06-2008).pdf


Patent Number 221591
Indian Patent Application Number 2422/DELNP/2005
PG Journal Number 31/2008
Publication Date 01-Aug-2008
Grant Date 25-Jun-2008
Date of Filing 06-Jun-2005
Name of Patentee UNION SWITCH & SIGNAL INC.
Applicant Address 1000 TECHNOLOGY DRIVE, PITTSBURGH, PA 15219-3120 USA.
Inventors:
# Inventor's Name Inventor's Address
1 MORARIU VOREL 5061 IMPALA DRIVE, MURRYSVILLE, PA 15668 USA.
2 BOYLE FRANK 345 HAUGH DRIVE, PITTSBURGH, PA 15237 USA.
3 DEUTERMANN UWE 131 SHADAY OAK DRIVE, CRANBERRY TOWNSHIP, PA 1066 USA.
4 BARRY GREGORY P. 4123 ELLSWORTH AVENUE MUNHALL, PA 15120 USA.
5 KORYTKO ANDREW 2816 SALISBURY STREET, PITTSBURGH, PA 15210 USA.
PCT International Classification Number G06F
PCT International Application Number PCT/US2003/041207
PCT International Filing date 2003-12-19
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/435,114 2002-12-20 U.S.A.