Title of Invention

A METHOD FOR MOVING AND COPYING RIGHTS OBJECTS AND A PORTABLE STORAGE DEVICE THEREOF

Abstract A method and apparatus for copying or moving a rights object having right information regarding digital contents between a device and a portable storage device to copy or move the digital contents there between are provided. According to the method and apparatus, the digital works can be prevented from being recklessly and randomly copied and moved, and therefore, copyright can be protected. In addition, data loss or unauthorized access can be prevented.
Full Text FORM 2
THE PATENTS ACT, 1970
(39 of 1970)
&
THE PATENTS RULES, 2003
COMPLETE SPECIFICATION
(See section 10, rule 13)
"APPARATUS AND METHOD FOR MOVING AND COPYING RIGHTS OBJECTS BETWEEN DEVICE AND PORTABLE
STORAGE DEVICE"
SAMSUNG ELECTRONICS CO., LTD. a Korean corporation of 416, Maetan-dong, Yeongtong-gu, Suwon-si, Gyeonggi-do 442-742, Republic of Korea.
The following specification particularly describes the invention and the manner in which it is to be performed.

WO 2005/091163

PCT/KR2005/000602

Description
APPARATUS AND METHOD FOR MOVING AND COPYING
RIGHTS OBJECTS BETWEEN DEVICE AND PORTABLE
STORAGE DEVICE
Technical Field
[ 1 ] The present invention relates to a method and apparatus for copying or moving
digital contents between a device and a portable storage device, and more particularly, to a method and apparatus for copying or moving rights object having right information regarding digital contents between a device and a portable storage device without an error.
Background Art
[2] Recently, digital rights management (DRM) has been actively researched and
developed. Commercial services using DRM have already been used or will be used. DRM needs to be used because of the following various characteristics of digital content.
[3] That is to say, unlike analog data, digital contents can be copied without loss and
can be easily reused, processed, and distributed, and only a small amount of cost is needed to copy and distribute the digital content.
[4] However, a large amount of cost, labor, and time are needed to produce the digital
contents. Thus, when the digital contents is copied and distributed without permission, a producer of the digital contents may lose profit, and enthusiasm for creation may be discouraged. As a result, development of digital contents business may be hampered.
[5] There have been several efforts to protect digital contents. Conventionally, digital
contents protection has been concentrated on preventing non-permitted access to digital contents, permitting only people paid charges to access the digital content.
[6] Thus, people who paid charges to the digital contents are allowed access to un-
encrypted digital contents while people who did not pay charges are not allowed access. In this case, when a person paid charges intentionally distributes the digital contents to other people, however, the people can use the digital contents without paying charges. To solve this program, DRM was introduced. In DRM, anyone is allowed to freely access encoded digital content, but a license referred to as a rights object is needed to decode and execute the digital content.
[7] Accordingly, the digital contents can be more effectively protected by using DRM.
[8] A portable storage device is a connectable/disconnectable device such as a portable
phone, a computer, or a digital camera which can store data of various types of digital equipment and is portable. The portable storage device includes a storage space for

WO 2005/091163 PCT/KR2005/000602
storing data and a portion performing an operation and control. A multimedia card (MMC) is a portable storage device and stores multimedia data to be used for various types of digital equipment, overcoming limitations of conventional hard disks or compact disks. The MMC also includes an operation part that is not included in conventional storage media, thereby having ability to perform control. As a result, the MMC is suitable to accommodate various kinds of multimedia data in large capacities. Recently, a security function has been added to the MMC, thereby developing a secure MMC that secures digital contents during storage and transmission and protects copyright. With the development of the secure MMC, rights management on digital contents becomes possible in a storage device and digital equipment. Hereinafter, digital equipment such as a digital camera, a portable phone, a computer, and a digital camcorder will be generally referred to as a 'device.'
[9] Currently, standard open mobile alliance (OMA) DRM is DRM defined by an
OMA for the field of mobile technology. The OMA DRM has been suggested as standard DRM for data of digital contents downloaded to a mobile device such as a mobile phone. However, all digital data is not always moved or transmitted only from a server to a mobile phone. Digital data may be transmitted via a portable storage device. In addition, devices, e.g., digital cameras and computers, other than mobile devices usually transmit data via the portable storage device instead of using a mobile mode. Accordingly, development of DRM that covers technological characteristics of the OMA QRM and is suitable for portable storage devices is desired. Disclosure of Invention
Technical Problem
[10] The concept of digital rights management (DRM) will be described with reference
to FIG. 1. DRM relates to management of contents (hereafter, referred to as encrypted contents) protected using a method such as encryption or scrambling and rights objects allowing access to the encrypted contents.
[11] Referring to FIG. 1, a DRM system includes user devices 110 and 150 wanting to
access content protected by DRM, a contents issuer 120 issuing content, a rights issuer 130 issuing a rights object containing a right to access the content, and a certification authority 140 issuing a certificate.
[12] In operation, the user device 110 can obtain desired contents from the contents
issuer 120 in an encrypted format protected by DRM. The user device 110 can obtain a license to play the encrypted contents from a rights object received from the rights issuer 130. Then, the user device 110 can play the encrypted contents. Since encrypted contents can be circulated or distributed freely, the user device 110 can freely transmit the encrypted contents to the user device 150. The user device 150 needs the rights

WO 2005/091163
PCT/KR2005/000602
object to play the encrypted contents. The rights object can be obtained from the rights issuer 130. Meanwhile, the certification authority 140 issues a certificate indicating that the contents issuer 120 is authentic and the user devices 110 and 150 are authorized devices. The certificate may be embedded into devices used by the user devices 110 and 150 when the devices are manufactured and may be reissued by the certification authority 140 after a predetermined duration has expired.
[13] DRM protects the profits of those producing or providing digital contents and thus
may be helpful in activating the digital contents industry. Although a rights object or encrypted contents can be transferred between the user devices 110 and 150 using mobile devices, it is inconvenient as a practical matter. To easily move a rights object or encrypted content between devices, the efficient copying or moving of data between a device and a portable storage device acting as an intermediate between devices is desired. In addition, to prevent data copying or moving via a portable storage device from violating copyright, a method of managing copying and moving of a rights object is desired. Moreover, a method of controlling a sequence of commands used to move a rights object is desired to prevent loss of information or addition of information by an unauthorized input.
Technical Solution
[ 14] The present invention provides an apparatus and method for moving and copying a
rights object having information regarding a right to use digital contents to manage copyright on the digital content, thereby realizing efficient distribution of digital contents and efficient management of copyright on the digital contents.
[15] The present invention also provides an apparatus and method for discriminately
assigning a right to duplicate using control information over a move and copy of a rights object.
[16] The present invention also provides an apparatus and method for allocating a
sequence number to a move or copy of a rights object to prevent data loss and unauthorized access.
[ 17] According to an aspect of the present invention, there is provided a method of
moving a rights object from a device to a portable storage device, including converting the rights object into a format supported by the portable storage device, using the device, encrypting the converted rights object using the device, transmitting the encrypted rights object from the device to the portable storage device, and deactivating the rights object stored in the device after the. transmitting of the encrypted rights object is completed.
[18] According to another aspect of the present invention, there is provided a method of
moving a rights object, including requesting a portable storage device to move the rights object using a device, receiving an encrypted rights object from the portable

WO 2005/091163

**"

PCT/KR2005/000602

storage device, decrypting and storing the received rights object in the device, and deactivating the rights object stored in the portable storage device.
[ 19] According to still another aspect of the present invention, there is provided a
portable storage device including an interface unit which connects the portable storage device to a device, a control unit which converts a format of a rights object that is transmitted to the device or received from the device through the interface unit and deactivates the rights object that has been completely moved, and a symmetric-key encryption unit which encrypts or decrypts the rights object converted by the control unit.
[20] According to a further aspect of the present invention, there is provided a device
including an interface unit which connects the device to a portable storage device, a control unit which converts a format of a rights object that is transmitted to the portable storage device or received from the portable storage device through the interface unit and deactivates the rights object that has been completely moved, and a symmetric-key encryption unit which encrypts or decrypts the rights object converted by the control unit.
Description of Drawings
[21] The above and other aspects of the present invention will become more apparent by
describing in detail exemplary embodiments thereof with reference to the attached drawings in which:
[22] FIG. 1 is a conceptual diagram of digital rights management (DRM);
[23] FIG. 2 is a schematic diagram illustrating elements related to DRM using a secure
multimedia card (MMC);
[24] FIG. 3 is a flowchart of a mutual authentication procedure according to an
exemplary embodiment of the present invention;
[25] FIG. 4 is a flowchart of a procedure for applying a sequence number according to
an exemplary embodiment of the present invention;
[26] FIGS. 5 and 6 illustrate examples of instructions and parameters needed to move
and copy a rights object (RO) according to an exemplary embodiment of the present invention;
[27] FIG. 7 is a flowchart of a procedure for moving an RO from a device to a secure
MMC according to an exemplary embodiment of the present invention;
[28] FIG. 8 is a flowchart of a procedure for moving an RO from a secure MMC to a
device according to an exemplary embodiment of the present invention;
[29] FIG. 9 is a flowchart of a procedure for copying an RO from a device to a secure
MMC according to an exemplary embodiment of the present invention;
[30] FIG. 10 is a flowchart of a procedure for copying an RO from a secure MMC to a
device according to an exemplary embodiment of the present invention;

WO 2005/091163 - PCT/KR2005/000602
[31] FIG. 11 is a flowchart of a protocol for moving an RO from a device to a secure
MMC according to an exemplary embodiment of the present invention;
[32] FIG. 12 is a flowchart of a protocol for moving an RO from a secure MMC to a
device according to an exemplary embodiment of the present invention;
[33] FIG. 13 is a flowchart of a procedure for copying an RO of a digital work in a
device to a secure MMC according to an exemplary embodiment of the present
invention;
[34] FIG. 14 is a flowchart of a procedure for copying an RO of a digital work stored in
a secure MMC to a device according to an exemplary embodiment of the present
invention;
[35] FIG. 15 is a flowchart of a procedure for copying an RO stored in a device to a
secure MMC according to an exemplary embodiment of the present invention;
[36] FIG. 16 is a flowchart of a procedure for copying an RO stored in a secure MMC to
a device according to an exemplary embodiment of the present invention;
[37] FIGS. 17 and 18 illustrate a structure of a secure MMC RO format (SMRF)
according to an exemplary embodiment of the present invention;
[38] FIG. 19 illustrates a structure of constraint information according to an exemplary
embodiment of the present invention;
[39] FIGS. 20 and 21 illustrate an example of changes in constraint information having
the structure illustrated in FIG. 19;
[40] FIG. 22 illustrates a structure of constraint information according to another
exemplary embodiment of the present invention;
[41] FIGS. 23, 24 and 25 illustrate an example of changes in constraint information
having the structure illustrated in FIG. 22 when an RO is copied;
[42] FIG. 26 is a functional block diagram of a secure MMC according to an exemplary
embodiment of the present invention;
[43] FIG. 27 is a functional block diagram of a device according to an exemplary
embodiment of the present invention;
[44] FIGS. 28 and 29 illustrate a structure of a SET_MOVE_RO command according to
an exemplary embodiment of the present invention;
[45] FIGS. 30 and 31 illustrate a structure of a GET_CONFIRM command according to
an exemplary embodiment of the present invention;
[46] FIGS. 32 and 33 illustrate a structure of a SET_SELECT_RO command according
to an exemplary embodiment of the present invention;
[47] FIGS. 34 and 35 illustrate a structure of a GET_MOVE_RO command according
to an exemplary embodiment of the present invention;
[48] FIGS. 36 and 37 illustrate a structure of a SET_CONFIRM command according to
an exemplary embodiment of the present invention;

WO 2005/091163

At**

PCT/KR2005/000602

[49] FIGS. 38 and 39 illustrate a structure of a SET_COPY_RO command according to
an exemplary embodiment of the present invention;
[50] FIGS. 40 and 41 illustrate a structure of a GET_COPY_RO command according to
an exemplary embodiment of the present invention;
[51 ] FIGS. 42 , 43 , 44 , 45 and 46 illustrate a structure of parameters of an instruction
SETJvfOVE_RO according to an exemplary embodiment of the present invention;
[52] FIGS. 47 , 48 , 49 , 50 and 51 illustrate a structure of parameters of an instruction
GET_MOVE_RO according to an exemplary embodiment of the present invention;
[53] FIGS. 52 , 53 , 54 , 55 and 56 illustrate a structure of parameters of an instruction
SET_COPY_RO according to an exemplary embodiment of the present invention; and
[54] FIGS. 57 , 58 , 59 , 60 and 61 illustrate a structure of parameters of an instruction
GET__COPY_RO according to an exemplary embodiment of the present invention.
Mode for Invention
[55] The present invention and methods of accomplishing the same may be understood
more readily by reference to the following detailed description of exemplary embodiments and the accompanying drawings. The present invention may, however, be embodied in many different forms and should not be construed as being limited to the exemplary embodiments set forth herein. Rather, these exemplary embodiments are provided so that this disclosure will be thorough and complete and will fully convey the concept of the invention to those skilled in the art, and the present invention will only be defined by the appended claims. Like reference numerals refer to like elements throughout the specification.
[56] In the present invention, devices generally indicate digital machineries such as
digital cameras, mobile phones, computers, and laptops. Portable storage devices are storage devices such as secure multimedia cards (MMCs) that are portable and removable and include an operation unit and an interface for a device. Hereinafter, for clarity of the description, a secure MMC exemplifies a portable storage device. This is just because the secure MMC has been widely spread in the industry, and the present invention is not limited to the secure MMC.
[57] Hereinafter, exemplary embodiments of the present invention will be described in
detail with reference to the attached drawings. Before the detailed description is set forth, terms used in this specification will be described briefly. Description of terms is to be construed provided for a better understanding of the specification and terms that are not explicitly defined herein are not intended to limit the broad aspect of the invention.
[58] - Public-Key Cryptography
[59] Public-key cryptography is referred to as an asymmetric cipher in which a key used
for encryption is different from a key used for decryption. A public-key algorithm is

I

WO 2005/091163 #. PCT/KR2005/000602
open to the public, but it is impossible or difficult to decrypt original content with only a cryptographic algorithm, an encryption key, and ciphered text. Examples of a public-key cryptographic system include Diffie-Hellman cryptosystems, RSA cryptosystems, ElGamal cryptosystems, and elliptic curve cryptosystems. The public-key cryptography is about 100-1000 times slower than symmetric-key cryptography and is thus usually used for key exchange and digital signature not for encryption of content.
[60] - Symmetric-Key Cryptography
[61] Symmetric-key cryptography is a symmetric cipher referred to as secret-key
cryptography using the same key encryption and decryption. A data encryption standard (DES) is a most usual symmetric cipher. Recently, applications using an advanced encryption standard (AES) have increased.
[62] - Certificate
[63] A certification authority certifies users of a public key with respect to a public-key
cipher. A certificate is a message containing a public key and a person's identity information which are signed by the certification authority using a private key. Accordingly, the integrity of the certificate can be easily considered by applying the public key of the certification authority to the certificate, and therefore, attackers are prevented from modulating a user's public key.
[64] - Digital Signature
[65] A digital signature is generated by a signer to indicate that a document has been
written. Examples of a digital signature are an RSA digital signature, an ElGamal digital signature, a DSA digital signature, and a Schnorr digital signature. When the RSA digital signature is used, a sender encrypts a message with his/her private key and sends the encrypted message to a recipient. The recipient decrypts the encrypted message. In this case, it is proved that the message has been encrypted by the sender.
[66] - Random Number
[67] A random number is a sequence of numbers or characters with random properties.
Since it costs a lot to generate a complete random number, a pseudo-random number may be used.
[68] - Portable Storage Device
[69] A portable storage device used in the present invention includes a non-volatile
memory such as a flash memory which data can be written to, read from, and deleted from and which can be connected to a device. Examples of such portable storage device are smart media, memory sticks, compact flash (CF) cards, xD cards, and multimedia cards. Hereinafter, a secure MMC will be explained as a portable storage device.
[70] - Device
[71] A device used in the present invention may be a portable or non-portable

WO 2005/091163

•*^

PCT/KR2005/000602

multimedia device.
[72] - Mutual Authentication
[73] A device and a portable storage device perform authentication mutually. When a
session key, i.e., a key used to encrypt data to be transferred using public-key cryptography, is shared by the device and the portable storage device for mutual authentication, the data transferred between the device and the portable storage device is encrypted using the session key.
[74] - Rights object (RO)
[75] A rights object (RO) has the content of a right to a digital work and defines a right
to play, display, execute, print, export (i.e., copy or transfer), or inspect the digital work. To perform digital rights management (DRM) between a device and a portable storage device, it is necessary to use a RO having information regarding a right to digital content
[76] - Move
[77] The term 'move' means transporting a digital object from one device to another
device. Moving a digital object means moving the digital object as it is from one position to another position in a device or from the device to another device. After the move, the digital object is present solely without a duplicate.
[78] - Copy
[79] The term 'copy' means that another digital object which is the same as a digital
object in a device is generated at a different position in the device or in another device. It also means that one or more digital objects having the same content or information as a digital object are generated. After the copy, two or more identical digital objects exist.
[80] - Constraint Information
[81] Constraint information refers to constraints allowing a rights object (RO) to be
copied or moved only under particular conditions. Since the constraint information controls copying and moving, it may be referred to as control information. Hereinafter, the term 'control information' is used in the same conception as 'constraint information.'
[82] FIG. 2 is a schematic diagram illustrating elements related to digital rights
management (DRM) using a secure multimedia card (MMC).
[83] A user device 210 can obtain encrypted content from a contents issuer 220. The
encrypted content is content protected through DRM. To play the encrypted content, an RO for the encrypted content is needed. An RO contains a definition of rights to content, constraints to the rights, and rights to the RO itself. An example of the rights to the content may be a playback. Examples of the constraints may be the number of playbacks, a playback time, and playback duration. An example of the rights to the RO

WO 2005/091163


PCT/KR2005/000602

may be a move or a copy. In other words, an RO containing a right to move may be moved to another device or a secure MMC. An RO containing rights to copy may be copied to another device or a secure MMC. When the RO is moved, the original RO before the move is deactivated (i.e., the RO itself is deleted or a right contained in the RO is deleted). However, when the RO is copied, the original RO may be used in an activated state even after the copy.
[84] After obtaining the encrypted content the user device 210 may request an RO from
a rights issuer 230 to obtain a right to play. When the user device 210 receives the RO together with an RO response from the rights issuer 230, the user device 210 can play the encrypted content using the RO. Meanwhile, the user device 210 may transfer the RO to a user device 250 having a corresponding encrypted object through a portable storage device. The portable storage device may be a secure MMC 260 having a DRM function. In this case, the user device 210 performs mutual authentication with the secure MMC 260 and then moves the RO to the secure MMC 260. To play the encrypted content, the user device 210 requests a right to play from the secure MMC 260 and receives the rights to play, i.e., a content encryption key, from the secure MMC 260. The user device 210 can play the encrypted content using the content encryption key. Meanwhile, after performing mutual authentication with the user device 250, the secure MMC 260 can move the RO to the user device 250 or enable the user device 250 to play the encrypted content.
[85] In exemplary embodiments of the present invention, mutual authentication, between
a device and a secure MMC is needed to enable the device to use the secure MMC. As a result of die mutual authentication, a session key is generated. The session key is a key shared by the device and the secure MMC and is valid during access. While the access is maintained, information transmitted between the device and the secure MMC is encrypted using the session key for secure transmission. The mutual authentication will be described in detail with reference to FIG. 3.
[86] FIG. 3 is a flowchart of a mutual authentication procedure according to an
exemplary embodiment of the present invention. Mutual authentication is a procedure in which a device 500 and a secure MMC 100 authenticate each other's genuineness and exchange random numbers for generation of a session key. A session key can be generated using a random number obtained during mutual authentication. In FIG. 3, descriptions above arrowed lines relate to a command requesting another device to perform a certain operation and descriptions below the arrow-headed lines relate to a parameter needed to execute the command or data transported. In an embodiment of the present invention, the device 500 issues all commands for the mutual authentication and the secure MMC 100 performs operations needed to execute the command. For example, a command such as a mutual authentication response may be

WO 2005/091163 PCT/KR2005/000602
sent from the device 500 to the secure MMC 100. Then, the secure MMC 100 sends a certificate and an encrypted random number to the device 500 in response to the mutual authentication response. In another exemplary embodiment of the present invention, both of the device 500 and the secure MMC 100 may issue commands. For example, the secure MMC 100 may send the mutual authentication response together with the certificate and the encrypted random number to the device 500. Detailed
M J r M
descriptions of the mutual authentication procedure will be set forth below.
[87] In operation S10, the device 500 sends a mutual authentication request command to
the secure MMC 100. When requesting mutual authentication, the device 500 sends the device's public key to the secure MMC 100. In operation S10, a certificate issued to the device by a certification authority is sent. The certificate is signed with a digital signature of the certification authority and contains the device's ID and public key. Based on the certificate , the secure MMC 100 can authenticate the device 500 and
D
obtain the device's public key.
[88] In operation S20, the secure MMC 100 verifies whether the certificate is valid
using a certificate revocation list (CRL). If the certificate is registered in the CRL, the secure MMC 100 may reject mutual authentication with the device 500. If the certificate is not registered in the CRL, the secure MMC 100 obtains the device's public key using the certificate .
[89] In operation S30, the secure MMC 100 generates a random number . In operation
S40, the random number is encrypted using the device's public key. In operation S50,
> M
a mutual authentication response procedure is performed by sending a mutual authentication response command from the device 500 to the secure MMC 100 or from the secure MMC 100 to the device. During the mutual authentication response procedure, the secure MMC 100 sends the secure MMC's public key and encrypted random number to the device 500. In an embodiment of the present invention, instead
M
of the secure MMC's public key, a certificate of the secure MMC 100 may be sent. In
M
another exemplary embodiment of the present invention, the secure MMC 100 may send its digital signature to the device 500 together with the encrypted random number and the certificate .
M M
[90] In operation S60, the device 500 receives the certificate and the encrypted random
M
number , authenticates the secure MMC 100 by verifying the certificate , obtains the
M M
secure MMC's public key, and obtains the random number by decrypting the
M
encrypted random number using the device's private key. In operation S70, the device
M
500 generates a random number . In operations S80, the random number is encrypted using the secure MMC's public key. Thereafter, a mutual authentication end procedure is performed in operation S90 where the device 500 sends the encrypted random number to the secure MMC 100. In an embodiment of the present invention, the

WO 2005/091163 PCT/KR2005/000602

12
device 500 may send its digital signature to the secure MMC 100 together with the
encrypted random number .
[91 ] In operation S100, the secure MMC 100 receives and decrypts the encrypted
random number . As a result, the device 500 and the secure MMC 100 can know each
D
other's random number. Here, since both the device 500 and the secure MMC 100 generate their own random numbers and use each other's random numbers, randomness can greatly increase and secure mutual authentication is possible. In other words, even if one of the device 500 and the secure MMC 100 has weak randomness, the other of them can supplement randomness.
[92] A random number may be generated using a random number generation module
(not shown). Alternatively, a random number may be one number selected from a plurality of numbers stored in a device or a secure MMC or a combination of multiple numbers selected therefrom. In addition, a random number may not only be a numeral but a character string. Accordingly, a random number may indicate a number, a combination of numbers, or a character string that is generated using a random number generation module, or may indicate one number, a combination of multiple numbers, one character string, or a combination of multiple character strings selected from a plurality of numbers or character strings stored previously.
[93] In operations S110 and S120, each of the device 500 and the secure MMC 100
generate their session keys using both of their two random numbers. To generate a session key using the two random numbers, an algorithm that has been published may be used. A simple algorithm is XORing of two random numbers. Once the session keys are generated, diverse operations protected by DRM can be performed between the device 500 and the secure MMC 100.
[94] An application protocol data unit (APDU) is a unit of information transmitted
between a device and a secure MMC and may include an authentication command, a command for executing a copy or a move of an RO, a command for playback, or a command for checking a card state and parameters for the command. In embodiments of the present invention, setting of a command for executing a particular function is achieved with an instruction and parameters in an APDU when it is transmitted.
[95] Before describing the move and copy of an RO, a send sequence counter (SSC) for
executing instructions will be described first. FIG. 4 is a flowchart of a procedure for applying an SSC. In an SSC mechanism, when an APDU is transmitted, a sequence number is allocated to the APDU. Accordingly, it can be verified whether an APDU is lost during transmission or whether an unauthorized APDU is transmitted. The sequence number increases with a transmission of an APDU. In an example shown in FIG. 4, the sequence number increases by 1. To transmit an APDU, a mutual authentication procedure is performed first in operation S121. In operation S122, an

WO 2005/091163

13

PCT/KR2005/000602

APDU is transmitted from a device 500 to a secure MMC 100. An SSC value stored in the APDU is equal to (init_SSC + 1), where init_SSC is an initial value of the SSC. In operation S130, another APDU relating to execution of a subsequent instruction is transmitted from the secure MMC 100 to the device 500. At this time, an SSC value stored in the APDU is equal to (init SSC + 2). The SSC value stored in the APDU transmitted in operation SI30 is one greater than that stored in the APDU transmitted in the previous operation, i.e., operation SI22. Thus, the APDU transmitted in operation SI30 is determined valid and is executable. However, when an error occurs, after an APDU having N as the SSC value is transmitted in operation SI70, an APDU having (N+2) as the SSC value may be transmitted for execution of a subsequent instruction in operation SI80. Normally, the APDU transmitted in operation SI80 should have (N+l) as the SSC value. Accordingly, in this case, it can be inferred that one APDU is lost. Consequently, since the APDU transmitted in operation S180 is not proper, the device 500 may not process it. In exemplary embodiments of the present invention, an SSC value may be allocated to the move or copy of an RO to verify whether any RO is lost during the move or copy.
[96] Instructions and parameters needed to move and copy an RO will be described with
reference to FIGS. 5 and 6.
[97] As shown in FIG. 5, a move is divided into two cases 10 and 20. In case 10, an RO
is moved from a device to a secure MMC and necessary instructions are SE T_MOVE_RO and GET_CONFIRM. The functions of these instructions will later be described with reference to FIG. 7.
[98] In case 20, an RO is moved from a secure MMC to a device and necessary instructions are SET_SELECT_RO, GET_MOVE_RO, and SET_CONFIRM. The functions of these instructions will later be described with reference to FIG. 8.
[99] Copy is also divided into two cases 30 and 40. In case 30, an RO is copied from a
device to a secure MMC and necessary instructions are SET_COPY_RO and GET_CONFIRM. The functions of these instructions will later be described with reference to FIG. 9.
[100] In case 40, an RO is copied from a secure MMC to a device and necessary in-
structions are SET_SELECT_RO, GET_COPY_RO, and SET_CONFIRM. The functions of these instructions will later be described with reference to FIG. 10.
[101] Parameters for the instructions used in the cases 10 through 40 will now be
described with reference to FIG. 6. An ROType 51 determines a type of an RO that is moved or copied. '0x00' indicates a general RO, '0x01' indicates a parent RO, and '0x02' indicates a child RO. The parent RO and the child RO will later be described with reference to FIGS. 17 and 18.
[102] An SMRF 52 denotes a format supported by a secure MMC. Since a format stored

WO 2005/091163

■W>,7

PCT/KR2005/000602

in a host or a device may be different from a format supported by a secure MMC, the format of an RO must be converted to be suitable for the secure MMC when the RO is moved or copied to the secure MMC.
T103] An RID 53 denotes an identifier (ID) of an RO. An ACK 54 is a resultant value of
a move or a copy. A resultant value of '0' denotes a success and a result value of '1' denotes a failure. An ORO 55 denotes an original RO and includes information regarding the future usability thereof.
[ 104] These parameters are just examples. Configuration, values, and types of parameters
may be different in other embodiments of the present invention.
[105] FIG. 7 is a flowchart of a procedure for moving an RO from a device 500 to a
secure MMC 100. To move an RO, a mutual authentication must be performed in operation S210 first, as described above. Here, it is assumed that the device 500 knows an ID of an RO to be moved, i.e., an RID. A K is generated as a session key through the mutual authentication, and instructions are encrypted using the session key and then transmitted. In descriptions appearing later in this specification, it is assumed that data transmitted between the device 500 and the secure MMC 100 is encrypted using this session key. SC.Encrypt (K parameterl II parameter2 II ... parametern) denotes that parameters from 1 to n of an instruction are encrypted using the session key K when the instruction is transmitted. In operation S230, the device 500 configures an APDU with an instruction SET_MOVE_RO and transmits the APDU to the secure MMC 100. Here, Appendlnfo, SSC, ROType, and SMRF values are transmitted, and an ORO is selectively transmitted.
[106] Appendlnfo is information regarding how an APDU data block is appended.
Length information and information on the number of blocks are contained in Appendlnfo. As described above, the SSC contains a sequence number. The ROType, SMRF, and ORO have been described above with reference to FIG. 6. When the move of the RO is completed, the device 500 receives information regarding the result of the move from the secure MMC 100 in operation S240. This operation is performed in response to an instruction GET_CONFIRM comprised of an SSC value and an ACK value. When the instruction GET_CONFIRM is executed, the moved RO becomes invalid in the device 500. In other words, when the RO is moved to the secure MMC 100, the device 100 deletes the moved RO therefrom or makes the moved RO unusable therein.
[107] FIG. 8 is a flowchart of a procedure for moving an RO from a secure MMC 100 to
a device 500. In operation S310, a mutual authentication is performed and a session key K is generated. In operation S330, the device 500 sends an instruction SET_SELECT_RO to the secure MMC 100. Here, an SSC value and an RID of an RO to be moved are transmitted as parameters. In response to the instruction, the secure

WO 2005/091163

^-M

PCT/KR2005/000602

MMC 100 transmits the RO together with an instruction GET_MOVE_RO in operation S340. Here, the RO is converted into a format corresponding to an SMRF. The instruction GET_MOVE_RO contains parameters Appendlnfo, SSC, ROType, and SMRF. An ORO may be added selectively. When the move of the RO is completed, in operation S350, the device 500 transmits an instruction SET_CONFIRM containing an ACK parameter to the secure MMC 100 to report a success or a failure of the move. When the move is successful, the secure MMC 100 deletes the moved RO therefrom or makes the move RO unusable therein.
[108] FIG. 9 is a flowchart of a procedure for copying an RO from a device 500 to a
secure MMC 100. In operation S410, mutual authentication is performed. Here, it is assumed that the device 500 knows an RID of an RO to be copied. A session key K is generated through the mutual authentication, and instructions are encrypted using the session key K before being transmitted. In operation S430, the device 500 configures an APDU with an instruction SET_COPY_RO and transmits the APDU to the secure MMC 100. At this time, an SSC and an SMRF are transmitted. The SMRF is obtained by converting the RO into a format supported by the secure MMC 100. The secure MMC 100 decrypts the RO received from the device 100 using the session key K and stores the decrypted RO. When the copy of the RO is completed, the device 500 obtains information regarding the result of the copy from the secure MMC 100 in operation S440. This operation is possible through an instruction GET_CONFIRM comprised of an SSC and an ACK. When the instruction GET_CONFIRM is executed, the device 500 changes information regarding the copied RO, for example, by decreasing the number of available copies.
[109] FIG. 10 is a flowchart of a procedure for copying an RO from a secure MMC 100
to a device 500. In operation S510, mutual authentication is performed and a session key K is generated. In operation S530, the device 500 sends an instruction SET_SELECT_RO having an SSC and an RID of an RO to be copied as parameters to the secure MMC 100. In response to the instruction, in operation S540, the secure MMC 100 sends an instruction GET_COPY_RO with the RO to be copied to the device 500. Here, the RO to be copied is converted into a format corresponding to an SMRF. The parameters of the instruction GET_COPY_RO are an SSC and an SMRF. When the copy of the RO is completed, in operation S550, the device 500 sends an instruction SET_CONFIRM with an ACK parameter to the secure MMC 100 to report the success or failure of the copy. When the copy is successful, the secure MMC 100 changes information regarding the copied RO, for example, by decreasing the number of available copies. Since an RO is newly generated in the case of a copy, a limitation may be made such that only an original RO can be copied.
[110] Other exemplary embodiments of moving an RO shown in FIGS. 7 and 8 will be

WO 2005/091163

14

PCT/KR2005/000602

described below. FIG. 11 is a flowchart of a protocol for moving an RO from a device 500 to a secure MMC 100 according to an exemplary embodiment of the present invention.
[Ill] The move from the device 500 to the secure MMC 100 can be performed on an RO
and protected content that are kept by the device 500. Hereinafter, a case of moving an RO kept by the device 500 will be described.
[112] Before the device 500 moves an RO to the secure MMC 100, in operation S610,
mutual authentication is performed between the device 500 and the secure MMC 100. In operations S611 and S613, the secure MMC 100 and the device 500 each generate the session keys for encryption and decryption.
[113] To select an RO to be moved to the secure MMC 100 in operation S620, a user of
the device 500 searches information regarding ROs stored in the device 500. Based on the information regarding the ROs, the user determines whether the RO to be moved is present in the device 500 and whether the RO to be moved has a move permission among export permissions. If the RO to be moved is present and has the move permission, in operation S630, the RO that has been encrypted and stored in the device 500 is decrypted using a unique key of the device 500. In operation S640, constraint information regarding the move permission of the RO is changed and the RO is converted into an appropriate format.
[114] In operation S650, die converted RO is encrypted using the session key common to
the device 500 and the secure MMC 100. In operation S640, the appropriate format is a format supported by the secure MMC 100.
[115] When the device 500 downloads an RO, rights expression language (REL) is
usually extensible markup language (XML) or wireless application protocol binary XML (WBXML). For example, a right to play expressed in XML is as follows.
[116]

WO 2005/091163

15

PCT/KR2005/000602

xmlns:o-ex="http://odrl.net/l. 1/ODRL-EX"
xmlns:o-dd="http://odrl.net/l.l/ODRL-DD"
>

1.0




cid:4567829547@foo.com







[117] When the RO stored in the device 500 in an XML format is moved to a portable
storage device, i.e., the secure MMC 100, without format conversion, the RO may be overhead to the secure MMC 100 having less storage capacity than the device 500. For this reason, in embodiments of the present invention, the right to play and the constraint information are converted into a binary format smaller than XML text when they are transmitted to the secure MMC 100. An RO format supported by the secure MMC 100 will later be described with reference to FIGS. 17 and 18.
[118] In other exemplary embodiments of the present invention, the RO may be divided
into two portions for the format conversion in operation S640.
[119] For example, if an RO allows a particular movie content to be viewed five times,
the RO may be divided into a right to view three times and a right to view two times at a user's request. In this situation, a moving process can be performed to assign only the right to view two times to a user of another device.
[120] The device 500 encrypts the RO, converted into the appropriate format, using the
session key in operation S650 and sends the encrypted RO to the secure MMC 100 in operation S660. To encrypt the RO, a symmetric cryptographic algorithm such as a data encryption standard (DES) or an advanced encryption standard (AES) may be used.
[121] In operation S670, the secure MMC 100 decrypts the encrypted RO received from
the device 500 using the session key. In operation S691, the secure MMC 100 encrypts the decrypted RO using its unique key according to an encryption algorithm defined therein and stores the encrypted RO. Thereafter, in operation S680, the secure MMC 100 sends an output response to the device 500 to report whether the moving process is

WO 2005/091163

XT' \%

PCT/KR2005/000602

normally completed.
f 122] Information reporting whether the moving process is normally completed may be
expressed by a status word within the output response to a move instruction from the device 500 or may be sent as separate acknowledgement. The secure MMC 100 may assign the status word a value indicating a success when the moving process is normally completed and a value indicating a failure and the number of attempts when the moving process is not normally completed to report the result of the moving process to the device 500. The status word within the output response to the move instruction will be described with reference to FIGS. 28 and 29 later. A normal response may be a status word indicating that an instruction has been executed successfully or response information separately generated by the secure MMC 100 to indicate that move has been successfully performed.
[123] If a response reporting that the moving process has been normally completed, i.e.,
the normal response, is received from the secure MMC 100, in operation S693, the device 500 deactivates the original of the moved RO to prevent the RO from existing in both of the device 500 and the secure MMC 100. To deactivate the original of the RO, it may be deleted or a tag for indicating activation or deactivation of the RO may be set to a deactivated state.
[124] If the device 500 does not receive the normal response reporting that the moving
process has been normally completed within a predetermined period of time or receives an abnormal response reporting that the moving process has not been normally completed, the device 500 deactivates the RO and reports the failure of the moving process to the user of the device 500. At this time, the secure MMC 100 also deactivates the received RO. Deactivating of an RO undergoing a move or copy process may be implemented by setting a tag, which indicates the state of the RO as one of an activated state, a deactivated state, and a tentative state, to the tentative state. The deactivating of the RO is performed to prevent a duplicate of the RO from being generated due to an abnormal moving process and prevent malicious users from stealing the RO.
[125] When the device 500 does not receive a normal response within the predetermined
period of time or receives a abnormal response, and thus, the RO in the tentative or deactivated state is present in both of the device 500 and the secure MMC 100, the device 500 checks log data or the like when thereafter accessing the secure MMC 100 to determine which of the respective ROs in the device 500 and the secure MMC 100 will be activated and changes a tag of the RO determined to be activated into the activated state.
[126] In another embodiment of the present invention, when the move of an RO fails, it
may be retried according to the available number of attempts.

WO 2005/091163

15

PCT/KR2005/000602

[127] FIG. 12 is a flowchart of a protocol for moving an RO from a secure MMC 100 to
a device 500 according to an exemplary embodiment of the present invention.
[128] The move from the secure MMC 100 to the device 500 can be performed on an RO
and protected content that are kept by the secure MMC 100. Hereinafter, a case of moving an RO kept by the secure MMC 100 will be described.
[129] Before the device 500 requests information regarding ROs from the secure MMC
100, in operation S710, mutual authentication is performed between the device 500 and the secure MMC 100. In operations S711 and 713, the secure MMC 100 and the device 500 respectively generate the session keys for encryption and decryption.
[ 130] To select an RO to be moved from the secure MMC 100 to the device 500, in
operation S720, a user of the device 500 requests information regarding ROs stored in the secure MMC 100. Information regarding particular ROs may be request by sending information regarding content, e.g., an ID of the content, or an ID of an RO to the secure MMC 100. Alternatively, a list of all available ROs kept by the secure MMC 100 may be requested. In operation S730, the information regarding the ROs is received from the secure MMC 100 in response to the request. In operation S740, the user selects an RO to be moved based on the received information.
[131] When selecting the RO to be moved, the user determines whether the RO to be
moved to the device 500 is present in the secure MMC 100 and whether the RO to be moved has a move permission among export permissions. If the RO to be moved is present and has the move permission, in operation S750, moving of the selected RO is requested. In operation S761, the secure MMC 100 decrypts the corresponding RO, which has been encrypted and stored therein, using its unique key. In operation S763, constraint information regarding the move permission of die RO is changed and the RO is converted into an appropriate format. In operation S765, the converted RO is encrypted using the session key common to the device 500 and the secure MMC 100.
[132] In operation S763, the appropriate format may be a DRM system format supported
by the device 500. For example, a format of the RO stored in the secure MMC 100 is converted into an XML format or a WBXML format supported by the device 500.
[133] In other exemplary embodiments of the present invention, the RO may be divided
into two portions for the format conversion in operation S763.
[134] The secure MMC 100 encrypts the RO, converted into the appropriate format,
using the session key in operation S765 and sends the encrypted RO to the device 500 in operation S780. To encrypt the RO, a symmetric cryptographic algorithm such as a DES or an AES may be used.
[135] In operation S785, the device 500 decrypts the encrypted RO received from the
secure MMC 100 using the session key. In operation S795, the device 500 encrypts the decrypted RO using its unique key according to an encryption algorithm defined

WO 2005/091163

16

PCT/KR2005/000602

therein and stores the encrypted RO.
[136] When the move of the RO from the secure MMC 100 is normally completed, the
device 500 makes the secure MMC 100 deactivate the RO in the secure MMC 100 to prevent the RO from existing in both of the device 500 and the secure MMC 100. To deactivate the RO, the RO may be deleted or a tag for indicating activation or deactivation of the RO may be set to a deactivated state.
[137] If the moving process is not normally completed, the device 500 deactivates the
received RO and reports the failure of the moving process to the user of the device 500. At this time, the secure MMC 100 also deactivates the RO therein. Deactivating of an RO undergoing a move or copy may be implemented by setting a tag, which indicates a state of the RO as one of an activated state, a deactivated state, and a tentative state, to the tentative state. The deactivating of the RO is performed to prevent a duplicate of the RO from being generated due to an abnormal moving process and prevent malicious users from stealing the RO.
[138] When the moving process is not normally completed and thus the RO in the
tentative or deactivated state is present in both of the device 500 and the secure MMC 100, the device 500 checks log data or the like when thereafter accessing the secure MMC 100 to determine which of the respective ROs in the device 500 and the secure MMC 100 will be activated and changes a tag of the RO determined to be activated into the activated state.
[139] Other embodiments of copying an RO shown in FIGS. 9 and 10 will be described
with reference to FIGS. 13 through 16.
[ 140] FIG. 13 is a flowchart of a procedure for copying an RO of a digital work in a
device 500 to a secure MMC 100. As described above, to perform a predetermined operation (e.g., a play, a copy, or a move) between the device 500 and a portable storage device such as the secure MMC 100, mutual authentication must be performed in operation S810. Through the mutual authentication, a common encryption key K, i.e., a session key, needed to encrypt data and transmit the data between two devices is generated. Before copying an RO, the secure MMC 100 may be checked to find whether the secure MMC 100 has enough space to store the RO in operations S820 and S830. Thereafter, in operation S840, the device 500 performs tasks needed to send the RO to the secure MMC 100. Since ROs are usually encrypted and then stored in a device to prevent the ROs from being easily manipulated, the ROs need to be decrypted before being copied. Accordingly, first action in operation S840, the device 500 decrypts an encrypted RO using its unique key and converts the decrypted RO into an appropriate format that can be stored in the secure MMC 100. The format conversion is performed since an RO format in the device 500 may be different from that in the secure MMC 100. For example, while an RO is stored in the device 500 in

WO 2005/091163

17

PCT/KR2005/000602

an XML or WBXML format, a file format that can be recognized by the secure MMC 100 may be a binary file stream considering compression. Therefore, it is necessary to convert the RO to be copied to the secure MMC 100. Thereafter, in operation S840, the device 500 encrypts the converted RO using the common encryption key K for secure transmission. In operation S850, the device 500 sends the encrypted RO to the secure MMC 100 using an instruction SET_COPY_RO. In operation S860, the secure MMC 100 decrypts the encrypted RO received from the device 500 using the common encryption key K, encrypts the decrypted RO using its unique key, and stores the encrypted RO. The secure MMC 100 encrypts the RO before storing it in order to ensure the security of the RO therewithin.
[141] FIG. 14 is a flowchart of a procedure for copying an RO of a digital work in a
secure MMC 100 to a device 500. In operation S910, mutual authentication is performed, and therefore, a common encryption key K, i.e., a session key, is generated. Before copying an RO, the device 500 may bring RO information from the secure MMC 100 to identify ROs stored in the secure MMC 100 in operations S920 and S930. Thereafter, in operation S940, the secure MMC 100 performs tasks needed to send the RO to the device 500. Since ROs are usually encrypted and then stored in a portable storage device for security of the ROs, in operation S940, the secure MMC 100 decrypts an encrypted RO using its unique key, converts the decrypted RO into a data format that can be stored in the device 500, and encrypts the converted RO using the common encryption key K. In operation S950, the secure MMC 100 sends the encrypted RO to the device 500 using an instruction GET_COPY_RO. The converting of the decrypted RO involves converting the decrypted RO into a file format supported by the device 500. In operation S960, the device 500 decrypts the encrypted RO received from the secure MMC 100 using the common encryption key K, encrypts the decrypted RO using its unique key, and stores the encrypted RO.
[142] Meanwhile, since copying of an RO involves copying a digital copyright,
constraint information for the copying is needed. Constraint information that will be described with reference to FIG. 19 later includes control information for controlling a right to copy. If unlimited copying is permitted, it is difficult to protect copyright. Therefore, the control information is additionally needed. FIGS. 15 and 16 illustrate RO copy procedures enabling copy control. In these procedures, an original RO and its copy must be changed.
[143] FIG. 15 is a flowchart of a procedure for copying an RO stored in a device 500 to a
secure MMC 100. Operations S1010, S1020, and S1030 of performing mutual authentication and bringing information regarding the secure MMC 100 are the same as operation S810, S820, and S830 shown in FIG. 13. Operation S1040 is also the same as operation S840, with the exception that a task of changing control information for

WO 2005/091163

22

PCT/KR2005/000602

the copying of the RO is added. In detail, in operation S1040, the device 500 changes the control information, converts the RO, and encrypts the RO using a common encryption key. Here, the control information is changed to agree with a right issued to a copied RO and sent with the copied RO. In operation S1050, the encrypted RO is sent to the secure MMC 100 using an instruction SET .COPY _RO. Operation S1060 performed by the secure MMC 100 receiving the copied RO is the same as operation S860 shown in FIG. 13. In operation SI070, the secure MMC 100 sends a message indicating success to the device 500 when the copying of the RO is normally completed. In response to the message, in operation S1080, the device 500 changes the control information for the original RO stored therein.
[144] FIG. 16 is a flowchart of a procedure for copying an RO stored in a secure MMC
100 to a device 500. Operations S1110, S1120, and S1130 of performing mutual authentication and bringing RO information are the same as operations S910, S920, and S930 shown in FIG. 14. Operation SI 140 is also the same as operation S940, with the exception that a task of changing control information for the copying of the RO is added. In detail, in operation S1140, the secure MMC 100 changes the control information, converts the RO into a format suitable for the device 500, and encrypts the RO using a common encryption key. In operation SI 150, the encrypted RO is sent to the device 500 using an instruction GET_COPY_RO. Operation SI 160performed by the device 500 receiving the encrypted RO is the same as operation S960 shown in FIG. 14. In operation SI 170, the device 500 sends a message indicating success to the secure MMC 100 when the copying of the RO is normally completed. In response to the message, in operation SI 180, the secure MMC 100 changes the control information for the RO stored therein.
[145] FIGS. 17 and 18 illustrate a structure of a secure MMC RO format (SMRF) 700
according to an exemplary embodiment of the present invention.
[146] As shown in FIG. 5, SMRF 700 includes a Right field, an Asset field, and a
Permission field and may include a plurality of Asset fields and Permission fields. Accordingly, a Number of Assets field indicates the number of Asset fields and a Number of Permissions field indicates the number of Permission fields.
[147] The Right field has a structure 710 including information regarding an RO's
version and ID. An Asset field contains information regarding content data, the consumption of which is managed by the RO. A Permission field contains information regarding an actual usage or action permitted by a rights issuer with respect to protected content data.
[ 148] The Asset field has a structure 720 including an asset ID for identifying a unique
asset, a content ID (or a parent RO ID), a reference to the parent RO ID, a message digest index+message digest value, and a content encryption key (CEK). Since the

WO 2005/091163

23

PCT/KR2005/000602

SMRF 700 may include a plurality of assets, a Number of Assets field is positioned in front of a first Asset field.
[149] When the RO of the SMRF 700 is a parent RO, the parent RO ID instead of the
content ID is included. When the RO is a child RO, the reference to the parent RO ID is included.
[150] Here, the parent RO and the child RO arc in a relationship in which one RO is
defined by inheriting a permission and a constraint from another RO. The parent RO defines a permission and a constraint for DRM content and the child RO inherits them. The child RO refers to the content. However, the parent RO does not directly refer to the content itself but refers to its child. When access to the content is permitted according to permission information regarding the child or parent RO, a DRM agent considers a constraint on the permission granting the access and all upper level constraints on the parent and child ROs. As a result, a rights issuer can support a subscription business model.
[151] The message digest index and the message digest value are provided to protect the
integrity of reference to the content. The message digest value is a value generated by a public hash algorithm, e.g., a security hash algorithml (SHA1). The message digest index indicates a type of hash algorithm used to generate the message digest value.
[152] The CEK is a binary key value used to encrypt the content. The CEK is also a key
value used by a device to decrypt the encrypted content. The device can use the content by receiving the CEK from a secure MMC.
[153] As shown in FIG. 18, Permission field has a structure 730. Since the SMRF 700
may include a plurality of Permission fields, the Number of Permissions field is positioned in front of a first Permission field. The Permission field includes the number of references to an asset ID, a reference to an asset ID, the number of permission information field, and a permission information field. At least one reference to an asset ID may be positioned before the permission information field. The reference to an asset ID indicates the asset ID included in the structure 720.
[154] An RO may have 7 permissions: a Play permission, a Display permission, an
Execute permission, a Print permission, an Export permission, a Copy permission, and a Move permission.
[155] The Play permission indicates a right to express DRM content in an audio/video
format. A DRM agent does not allow an access based on Play with respect to content such as JAVA games that cannot be expressed in the audio/video format.
[156] The Play permission may optionally have a constraint. If a specified constraint is
present, the DRM agent grants a right to Play according to the specified constraint. If no specified constraints are present, the DRM agent grants unlimited Play rights.
[157] The Display permission indicates a right to display DRM content through a visual

WO 2005/091163

24

PCT/KR2005/000602

device. A DRM agent does not allow an access based on Display with respect to content such as gif or jpeg images that cannot be displayed through the visual device.
[158] The Execute permission indicates a right to execute DRM content such as JAVA
games and other application programs. The Print permission indicates a right to generate a hard copy of DRM content such as jpeg images.
[159] The Export permission indicates a right to send DRM contents and corresponding
ROs to a DRM system other than an open mobile alliance (OMA) DRM system or a content protection architecture. The Export permission may have a constraint. The constraint specifies a DRM system of a content protection architecture to which DRM content and its RO can be sent. The Export permission is divided into a move mode and a copy mode. When an RO is exported from a current DRM system to another DRM system, the RO is deleted from the current DRM system in the move mode but is not deleted from the current DRM system in the copy mode.
[160] The Move permission is divided into a device-to-secure MMC move and a secure
MMC-to-device move. In the device-to-secure MMC move, an RO in a device is sent to a secure MMC and the original RO in the device is deactivated. Similar operations are performed in the secure MMC-to-device move.
[161] The Copy permission is divided into a device-to-secure MMC copy and a secure
MMC-to-device copy. In the device-to-secure MMC copy, an RO in a device is sent to a secure MMC, but unlike the Move permission, the original RO in the device is not deactivated. Similar operations are performed in the secure MMC-to-device copy.
[162] The number of permission information fields indicates the number of permissions.
A permission information field contains information, such as a constraint, regarding one of the seven permissions.
[163] The permission information field has a structure 750 including a permission index,
an export index, the number of constrains, and a constraint index+constraint information. The permission index indicates a type of permission and has one of the values shown in Table 1.
[164]

WO 2005/091163 25 PCT/KR2005/000602
Table 1

Permission name Permission index
All 0x00
Play 0x01
Display 0x02
Execute 0x03
Print 0x04
Export 0x05
Move 0x06
Copy 0x07
[165] The export index is used when the permission index indicates Export to identify
one of an export using a copy process and an export using a move process.
[166] The permission information field includes information regarding part or all of the
constraints shown in Table 2. The constraint information restricts the consumption of digital content. Table 2 shows types of constraints. The constraint index has one of the values shown in Table 2 and indicates a type of constraint.
[167]
Table 2

Constraint name Constraint index
None 0x00
Count 0x01
Time Count 0x02
Interval 0x03
Accumulated 0x04
Datetime 0x05
Individual 0x06
System 0x07
[168] Examples of a structure of a field of the constraint index+constraint information
according to a value of the constraint index will be described with reference to FIG. 19 below.
[169] A structure 751 for a Count constraint includes a 2-byte count subfield to specify
the count of permissions granted to content. A structure 752 for a Time Count constraint includes a count subfield and a timer subfield to specify the count of permissions granted to content during a period of time defined by a timer.
[170] A structure 753 for an Interval constraint includes a time subfield having a
structure 754 to specify a time interval at which an RO can be executed for corresponding DRM content. A structure 755 for an Accumulated constraint specifies a maximum time interval for an accumulated measured period of time while an RO is executed for corresponding DRM content. If the accumulated measured period of time

WO 2005/091163

26

PCT/KR2005/000602

exceeds the maximum time interval specified by the Accumulated constraint, a DRM agent does not permit access to the DRM content with respect to the RO. A structure 756 for a Datetime constraint includes two time subfields to specify a duration for a permission and selectively contains a start time or an end time. When the start time is contained, consumption of DRM content is permitted after a specified time and date. When the end time is contained, consumption of the DRM content is permitted by a specified time and date. A structure 757 for an Individual constraint specifies a person to whom DRM content is bound, for example, using a uniform resource identifier (URL) of the person. Accordingly, if a device user's identity is not identical with the identity of the person permitted to use the DRM content, a DRM agent does not permit access to the DRM content. A structure 758 for a System constraint specifies a DRM system or a content protection architecture to which content and an RO can be exported. A DRM system version subfield included in the structure 758 specifies version information of the DRM system or the content protection architecture. A DRM system subfield included in the structure 758 specifies a name of the DRM system or the content protection architecture.
[171] In the field of the constraint index+constraint information shown in FIG. 19, the
constraint information is changed when an RO is copied or moved. For example, when the count of RO copies is specified by the Count constraint with the structure 751, the RO can be copied or moved only the number of times corresponding to the specified count. When the count is 3, the RO can be copied or moved only three times. If the RO has been copied or moved three times, thereafter the RO cannot be copied or moved. In another example, if an RO has the Copy permission with the Time Count constraint having the structure 752 specifying that the RO can be copied up to K times during a predetermined period of time, the RO can be copied a maximum of K times only within the predetermined period of time.
[172] The constraint information shown in FIG. 19 specifies how many times, when, or
to whom an RO is permitted to be copied or moved. Accordingly, such constraint information becomes control information used to control the copy or move of an RO.
[173] During the copy or move of an RO, the constraint information, i.e., control in-
formation for the RO is changed to prevent unauthorized people from copying or moving the RO. In addition, since the RO is not copied or moved when a particular time or count restricted by DRM has been expired, the RO can be efficiently managed. How the control information is changed when an RO is copied will be described as an example.
[174] FIGS. 20 and 21 illustrate an example of changes in constraint information, i.e.,
control information having the structure illustrated in FIG. 19. As shown in FIG. 20, constraint information contains Count indicating the available number of copies and

WO 2005/091163

27

PCT/KR2005/000602

Datetime indicating a duration during which an RO can be copied. The constraint information appears before the RO is copied, that is, the constraint information is for an original RO. According to the constraint information, the RO can be copied up to three times during a predetermined duration. Comparing the constraint information in FIG. 20 with constraint information in FIG. 21 appearing after the RO is copied, a value of the Count is decreased by 1 after the RO is copied. Meanwhile, the Datetime in the constraint information in FIG. 20 before RO is copied has 2004-03-12T10:23:00 as a start value and 2004-04-12T21:23:00 as an end value. Accordingly, the RO can be copied within a duration from 10:23:00 on March 12, 2004 to 21:23:00 on April 12, 2004. The RO cannot be copied outside of the duration. Similar constraint information can be set for the move of the RO. For the move of the RO, the number of times the RO can be moved and a duration during which the RO can be moved may be set.
[175] The constraint information, i.e., control information shown in FIG. 19 may be
differently configured. For clarity of the description, the control information is expressed in XML, which allows a user to extend a markup. In other words, the user can define a structure of a document or data and configure the data according to the defined structure. Such a data defining method is used in many standards. For example, XML is used to define OMA rights expression language (OREL) which is language used to express a right for DRM in the OMA. In the XML, an element is defined and a structure of data contained in the element is also configured using elements. FIG. 22 illustrates a structure of constraint information according to another embodiment of the present invention. The constraint information shown in FIG. 22 contains the count of copies, difference between generations, a duration during which copying is permitted, etc.
[176] Referring to FIG. 22, TIME and COUNT elements are present within an element
COPY. The TIME element gives temporal restriction to the copy. Instants of time respectively defined at START and END in the TIME element are considered, and the copy is permitted when the temporal restriction is satisfied. After the copy, such control information regarding the temporal restriction for the copy does not need changing for an original RO and a copied RO.
[177] The COUNT element gives generational restriction to the copy. The COUNT
element has more information than the TIME element since it must contain control information for each copy. The COUNT element needs a total of 4 elements. Firstly, a MYGEN element indicates whether a current RO is original or a copy and if the current RO is a copy, indicates how many generations are present from the original RO to the current RO. The generation indicates how many copies have been done before the current RO. For example, the generation of the original RO may be set to 1, and the generation of an RO copied from the original RO may be set to 2. In this case, when a

WO 2005/091163

28

PCT7KR2005/000602

value of MYGEN of the current RO is 'n,' a value of MYGEN of an RO copied from the current RO will be 'n+1.' An ACCEPT_GEN element has information regarding a generation at which copying is permitted. When a value of the MYGEN exceeds a value of ACCEPT_GEN, copying is not permitted. A NUM element indicates the number of times that the current RO can be copied. When a value of the NUM is 0, the current RO cannot be copied. The value of the NUM is decreased by 1 whenever copying is performed. A COPYGEN_INFO element has information regarding the number of copies of an RO permitted at each generation. COPYGEN_INFO includes a GEN and a GENNUM. GEN is information regarding a generation and GENNUM indicates the number of copies permitted at the generation. Consequently, copying is performed only when both of the temporal restriction given by the TIME and the restriction given by the COUNT are satisfied.
[178] FIGS. 23, 24 and 25 illustrate an example of changes in constraint information
having the structure illustrated in FIG. 22 when an RO is copied. As shown in FIG. 23, constraint information for an original RO before copying includes 1 indicating that the generation of a current RO, i.e., the original RO is 1. Since a value of ACCEPT_GEN is 3, copying is permitted at generation 1. Since NUM has a value of 5, afterwards five copies of the current RO can be generated. COPYGENJNFO contains copy information for all generations of the RO. The number of copies permitted at each generation is stored in COPYGEN_INFO and is needed to generate constraint information for a copied RO. GEN indicates generation and GENNUM indicates the number of copies permitted at the generation. Since GENNUM is 4 when GEN is 2, an RO copied from the original RO can be copied four times which is expressed in constraint information for a copied RO after copying as shown in FIG. 24. When the original RO is copied successfully, the constraint information (a) is changed into constraint information (b) for the original RO after copying. With reference to FIG. 24, the constraint information for the original RO after copying, NUM has a value of 4, which is obtained by decreasing 5 by 1, and GENNUM in the COPYGENJNFO also has a changed value. Here, the constraint information is expressed in XML for clarity of the description but is converted to be suitable for an RO structure and file formats of a device and a portable storage device.
[179] FIG. 26 is a functional block diagram of a secure MMC 100 according to an
exemplary embodiment of the present invention.
[180] In the exemplary embodiment, the term 'unit' or 'module', as used herein, means,
but is not limited to, a software or hardware component, such as a Field Programmable Gate Array (FPGA) or Application Specific Integrated Circuit (ASIC), which performs certain tasks. A module may advantageously be configured to reside on the addressable storage medium and configured to execute on one or more processors. Thus, a module

WO 2005/091163

29

PCT/KR2005/000602

may include, by way of example, components, such as software components, object-oriented software components, class components and task components, processes, functions, attributes, procedures, subroutines, segments of program code, drivers, firmware, microcode, circuitry, data, databases, data structures, tables, arrays, and variables. The functionality provided for in the components and modules may be combined into fewer components and modules or further separated into additional components and modules. In addition, the components and modules may be implemented such that they execute one or more computers in a communication system.
[1811 To implement DRM, the secure MMC 100 needs a security function, a function of
storing content or an RO, a function of exchanging data with a device, and a DRM function. To perform these functions, the secure MMC 100 includes an encryption unit 1040 for the security function, the encryption unit 1040 having an RSA module 1042, a session key generation module 1044, and an AES module 1046, a content/RO storage unit 1030 with a storage function, an interface unit 1010 allowing data exchange with the device, and a control unit 1020 controlling each module to perform a DRM procedure.
[182] The control unit 1020 converts an RO into a file with a format suitable for the
device and changes information of the RO before transmitting the RO to the device. The RO is converted when an RO structure stored in the device is different from that stored in a portable storage device, i.e., the secure MMC 100, so that the device can recognize the RO. In addition, the control unit 1020 enables applications stored in the secure MMC 100 to operate.
[183] The interface unit 1010 allows the secure MMC 100 to be connected with the
device. When the secure MMC 100 is connected with the device, the interface unit 1010 of the secure MMC 100 may be electrically connected with an interface unit of the device. However, the electrical connection is just an example, and the connection may indicate a state in which the secure MMC 100 can communicate with the device through a wireless medium without a contact.
[184] The RSA module 1042 performs public-key encryption. More particularly, the
RSA module 1042 performs RSA encryption according to a request from the control unit 1020. In embodiments of the present invention, during mutual authentication, the RSA encryption is used for key (random number) exchange or digital signature. However, the RSA encryption is just an example, and other public-key encryption may be used.
[185] The session key generation module 1044 generates a random number to be
transmitted to the device and generates a session key using a random number received from the device and the generated random number. The random number generated by the session key generation module 1044 is encrypted by the RSA module 1042 and

WO 2005/091163

30

PCT/KR2005/000602

then transmitted to the device through the interface unit 1010. Meanwhile, instead of generating the random number in the session key generation module 1044, the random number may be selected from a plurality of random numbers provided in advance.
[186] The AES module 1046 performs symmetric-key encryption using the generated
session key. More particularly, the AES module 1046 uses AES encryption to encrypt a content encryption key from an RO with the session key and to encrypt other important information during communication with the device. The AES encryption is just an example, and other symmetric-key encryption such as DES encryption may be used.
[187] The content/RO storage unit 1030 stores encrypted contents and ROs. The secure
MMC 100 encrypts an RO according to the AES encryption using a unique key that cannot be read by the device, and decrypts the RO using the unique key to allow the RO to be moved or copied to the device. The encrypting of an RO using the unique key according to the symmetric-key encryption is just an example. Alternatively, an RO may be encrypted using a private key of the secure MMC 100 and may be decrypted using a public key of the secure MMC 100 when necessary.
[188] FIG. 27 is a functional block diagram of a device 500 according to an embodiment
of the present invention.
[189] To implement DRM, the secure MMC 500 needs a security function, a function of
storing content or an RO, a function of exchanging data with a device, and a DRM function. To perform these functions, the secure MMC 500 includes an encryption unit 5040 for the security function, the encryption unit 5040 having an RSA module 5042, a session key generation module 5044, and an AES module 5046, a content/RO storage unit 5030 with a storage function, an interface unit 5010 allowing data exchange with the device, and a control unit 5020 controlling each module to perform a DRM procedure.
[190] The control unit 5020 converts an RO into a file with a format suitable for the
device and changes information of the RO before transmitting the RO to the device. The RO is converted when an RO structure stored in the device is different from that stored in a portable storage device, i.e., the secure MMC 500, so that the device can recognize the RO. In addition, the control unit 5020 enables applications stored in the secure MMC 500 to operate.
[191] The interface unit 5010 allows the secure MMC 500 to be connected with the
device. When the secure MMC 500 is connected with the device, the interface unit 5010 of the secure MMC 500 may be electrically connected with an interface unit of the device. However, the electrical connection is just an example, and the connection may indicate a state in which the secure MMC 500 can communicate with the device through a wireless medium without a contact.

WO 2005/091163

31

PCT/KR2005/000602

[192] The RSA module 5042 performs public-key encryption. More particularly, the
RSA module 5042 performs RSA encryption according to a request from the control unit 5020. In embodiments of the present invention, during mutual authentication, the RSA encryption is used for key (random number) exchange or digital signature. However, the RSA encryption is just an example, and other public-key encryption may be used.
[193] The session key generation module 5044 generates a random number to be
transmitted to the device and generates a session key using a random number received from the device and the generated random number. The random number generated by the session key generation module 5044 is encrypted by the RSA module 5042 and then transmitted to the device through the interface unit 5010. Meanwhile, instead of generating the random number in the session key generation module 5044, the random number may be selected from a plurality of random numbers provided in advance.
[194] The AES module 5046 performs symmetric-key encryption using the generated
session key. More particularly, the AES module 5046 uses AES encryption to encrypt a content encryption key from an RO with the session key and to encrypt other important information during communication with the device. The AES encryption is just an example, and other symmetric-key encryption such as DES encryption may be used.
[195] The content/RO storage unit 5030 stores encrypted contents and ROs. The secure
MMC 500 encrypts an RO according to the AES encryption using a unique key that cannot be read by the device, and decrypts the RO using the unique key to allow the RO to be moved or copied to the device. The encrypting of an RO using the unique key according to the symmetric-key encryption is just an example. Alternatively, an RO may be encrypted using a private key of the secure MMC 500 and may be decrypted using a public key of the secure MMC 500 when necessary.
[196] The display unit 5060 visually displays playback of content whose RO permits
playback. The display unit 5060 may be implemented by a liquid crystal display (LCD) device such as a thin-film transistor (TFT) LCD device or an organic electroluminescent (EL) display device.
[197] Examples of instructions used for moving an RO illustrated in FIGS. 7 and 8 and
copying an RO illustrated in FIGS. 9 and 10 will be described below.
[198] Command is comprised of an input command and an output response. A device
transmits the input command with an instruction to a secure MMC and receives data or a result of executing the instruction from the secure MMC through the output response. Accordingly, every command has the input command, which is transmitted from a device to a secure MMC, and data or a result value corresponding to the input command is transmitted from the secure MMC to the device through the output

WO 2005/091163

32

PCT/KR2005/000602

response. The instruction is an example of an APDU.
[199] Description of elements included in an input command will now be set forth.
[200] CLA and INS are information for transmission of an instruction. The instruction
included in the input command may be recognized as SET_MOVE_RO based on a combination of PI and P2, which may vary. For example, when the PI is 01, the instruction may be recognized relating to move and may be determined as one of SET_MOVE_RO and GET_MOVE_RO by P2. Accordingly, the instructions described with reference to FIGS. 7 through 10 can be distinguished from one another by the combination of PI and P2.
[201 ] Lc and Le indicate whether a data field contains information. When a device
transmits an input command with a data field containing information to a secure MMC, Lc and Le have values 'FFh' and '00h,' respectively. However, when the device sends an input command to request the secure MMC to transmit particular data, no information is contained in the data field. Accordingly, Lc and Le have values '00h' and 'FFh,' respectively, to indicate that no data is stored in the data field. However, values of the fields of instructions included in the input command may vary.
[202] The output response is used by the secure MMC receiving the input command to
transmit a result value or data. When the device requests a certain data value, information may be stored in the data field. Meanwhile, a result of the secure MMC receiving the input command from the device is expressed by two status values SW1 and SW2 of a status word. The status word may indicate one of two cases where the input command from the device is successfully received and processed by the secure MMC and where an error occurs in a tag value. According to the status word received from the secure MMC, the device can recognize whether the secure MMC has successfully received an APDU containing the command information. When the status values SW1 and SW2 are '90h' and '00h,' respectively, the command information has been successfully received. When the status values SW1 and SW2 are '6Dh' and '00h,' respectively, tag is unknown. When the status values SW1 and SW2 are '6Bh' and '00h,' respectively, a parameter value has an error. When the status values SW1 and SW2 are '69h' and '85h,' respectively, reauthentication is required since an access has been performed without authentication or there has been a problem in authentication. The output response reports whether values of the input command have been properly received by the secure MMC but does not report whether the input command has been properly processed by the secure MMC. To obtain information on whether the input command has been properly processed by the secure MMC, an independent instruction GET_CONFIRM is used.
[203] FIGS. 28 and 29 illustrate a structure of a SET_MOVE_RO command used in
operation S230 shown in FIG. 7. As shown in FIG. 28, since the SET_MOVE_RO

WO 2005/091163 PCT/KR2005/000602
33
command transmits an RO from a device to a secure MMC, the Lc and Le have values of 'FFh' and '00h,' respectively. The PI and P2 may have predetermined values to indicate that an instruction is SET_MOVE_RO. This characteristic of the PI and P2 is applied to other instructions. Thus, descriptions of the P1 and P2 will be omitted when other instructions are described below. A data field in an input command includes information necessary for transmission of the RO. The information contains Appendlnfo, SSC, ROType, and SMRF values and selectively contains an ORO, which have been described with reference to FIG. 7. The information is encrypted using a session key and then transmitted.
[204] As shown in FIG. 29, an output response from the secure MMC responding to the
input command can be recognized by a status value indicating success or failure. The output response is not a value resulting from execution of the instruction but indicates whether the secure MMC has properly received an APDU containing the instruction. The status value has been described above.
[205] FIGS. 30 and 31 illustrate a structure of a GET_CONFIRM command used in
operation S240 shown in FIG. 7. As shown in FIG. 30, when the move is completed, information on a result of executing the instruction can be obtained from the secure MMC using the GET_CONFIRM command, which includes an SSC and an ACK. Since an instruction GET_CONFIRM is used by the device to receive particular data from the secure MMC, Lc and Le have the values '00h' and 'FFh,' respectively. The PI and P2 may have predetermined values to indicate that the instruction is GET_CONFIRM. A data field in an input command contains no values since the device requests data. As shown in FIG. 31, an output response from the secure MMC responding to the input command can be recognized by a data value indicating a result of the move, i.e., whether the move has succeeded and a status value indicating whether the input command has been properly received by the secure MMC. The data value includes an ACK value and an SSC value that have been encrypted and is transmitted to the device. The status value has been described above.
[206] FIGS. 32 and 33 illustrate a structure of a SET_SELECT_RO command used in
operation S330 shown in FIG. 8 and in operation S530 shown in FIG. 8. This command is used to transmit an RID, i.e., an ID of an RO to be copied or moved and is needed to move or copy the RO from a secure MMC to a device. As shown in FIG. 32, encrypted values of an SSC and RID are stored in a data field of an input command, which is transmitted from the device to the secure MMC. Since particular data is transmitted from the device to the secure MMC, Lc and Le have the values 'FFh' and '00h,' respectively. As shown in FIG. 33 , an output response to the input command includes a value indicating whether the input command has been properly received by the secure MMC and can be recognized by a combination of SW1 and SW2 values.

WO 2005/091163

34

PCT/KR2005/000602

[207] FIGS. 34 and 35 illustrate a structure of a GET_MOVE_RO command used in
operation S340 shown in FIG. 8. In this command, an RO to be moved is transmitted as a value of a data field. Since data is transmitted from a secure MMC to a device, the PI and P2 in an input command indicate that an instruction is GET_MOVE_RO. The RO to be moved is encrypted and stored in the data field of an output response, which is transmitted from the secure MMC to the device.
[208] FIGS. 36 and 37 illustrate a structure of a SET_CONFIRM command used in
operation S350 shown in FIG. 8 and in operation S550 shown in FIG. 10. This command is used to inform a secure MMC of success or failure of move or copy. A data field in an input command includes an SSC value and an ACK value as parameters. When the secure MMC is informed of the success, the secure MMC changes information regarding an original RO that is an object of a copy or move. Lc and Le in the input command and the SW1 and SW2 in an output response are the same as those described above.
[209] FIGS. 38 and 39 illustrate a structure of a SET_COPY_RO command used in
operation S410 shown in FIG. 9. In this command, since an RO is transmitted from a device to a secure MMC, Lc and Le have the values 'FFh' and '00h,' respectively. PI and P2 may have predetermined values to indicate that an instruction is SET_COPY_RO. A data field in an input command includes information necessary for transmission of the RO. The information contains SSC and SMRF values. The information is encrypted using a session key and then transmitted.
[210] An output response from the secure MMC responding to the input command can be
recognized by a status value indicating success or failure. The output response is not a value resulting from execution of the instruction but indicates whether the secure MMC has properly received an APDU containing the instruction. The status value has been described above.
[211 ] FIGS. 40 and 41 illustrate a structure of a GET_COPY_RO command used in
operation S540 shown in FIG. 10. In this command, an RO to be copied is transmitted as a value of a data field. Since data is transmitted from a secure MMC to a device, PI and P2 in an input command indicate that an instruction is GET_COPY_RO. The RO to be copied is encrypted and stored in the data field of an output response, which is transmitted from the secure MMC to the device.
[212] FIGS. 42 through 46 show examples of values that parameters have when
commands are implemented.
[213] FIGS. 42 through 46 show examples of parameters of an instruction
SET_MOVE_RO. As shown in FIGS. 42, 43 and 44 , instruction SET_MOVE_RO includes a header field and a data field. The header field contains information identifying an instruction and the data field contains information regarding the in-

WO 2005/091163

35

PCT/KR2005/000602

struction. A PI field in the header field has a value indicating the instruction SET_MOVE_RO. A T-field in the data field is a tag field having a tag value indicating the instruction SET_MOVE_RO. An L-field in the data field has a value indicating a length of a V-field in the data field. The V-field has an encrypted value of an RO to be moved.
[214J The instruction SET_MOVE_RO transmits an encrypted RO to a secure MMC,
and therefore, an output response to this instruction has no values in its T-, L- and V-fields, as shown in FIG. 45. A status word in the output response includes information on a result of executing the instruction SET_MOVE_RO.
[215] The status word is expressed by a combination of SW1 and SW2 indicating one of
'successful execution of the instruction(or successful transmission)', 'unknown tag', 'wrong parameter in the V-field', 'general authentication needed', 'authentication needed', 'verification failure', and 'number of attempts', as shown in FIG. 46 . A status word having a value indicating "successful execution of the instruction(or successful transmission)' corresponds to a normal response, and a status word having a value indicating 'verification failure' corresponds to an abnormal response.
[216] FIGS. 47 through 51 show examples of parameters of an instruction
GET_MOVE_RO which have a similar format as those of the instruction SET_MOVE_RO. API field in a header field has a value indicating the instruction GET_MOVE_RO. Since the instruction GET_MOVE_RO requests transmission of an RO that has been selected by a user of a device, a data field of the instruction GET_MOVE_RO has no values.
[217] A data field in an output response has an encrypted value of the RO, the moving of
which has been requested. A status word in the output response includes information on a result of executing the instruction. A T-field in the data field is a tag field having a tag value indicating a response to the instruction GET_MOVE_RO. An L-field has a value indicating a length of a V-field. The V-field has the encrypted value of the RO.
[218] A status word is expressed by a combination of SW1 and SW2 indicating one of
'successful execution of the instruction', 'unknown tag', 'wrong parameter in the V-field', 'general authentication needed,' and 'authentication needed'.
[219] FIGS. 52 through 56 show examples of parameters of an instruction
SET_COPY_RO. Parameters CLA and INS do not specify an instruction but specify a group of instructions having similar properties. Accordingly, the two instructions SET_COPY_RO and GET_COPY_RO related to copying have the same CLA and INS values. A group of instructions related to copying has a value '00' as the CLA and a value '74' as the INS. The instruction SET_COPY_RO is distinguished from the other instructions related to copying by parameters PI and P2. An RO to be copied is encrypted and stored in a data field in the instruction SET_COPY_RO, which is

WO 2005/091163

36

PCT/KR2005/000602

transmitted to a portable storage device. When the data field contains data, parameters Lc and Le have values 'FF and '00,' respectively. When the data field contains no data, Lc and Le have values '00' and 'FF,' respectively. Since the instruction SET_COPY_RO has data in the data field, Lc and Le have values 'FF' and '00,' respectively. The data field includes a tag (T), length (L) and value (V) fields. The encrypted RO is set in the V-field and transmitted. In response to the instruction SET_COPY_RO, the portable storage device uses a status word as a response. As shown in FIG. 56 , the status word is comprised of SW1 and SW2 to indicate whether copying has succeeded, whether data in the tag value has errors, whether an error is in the V-field, whether authentication is needed, and whether a reattempt of copying is possible when an error occurs during copying.
[220] FIGS. 57 through 61 show examples of parameters of an instruction
GET_COPY_RO for copying an RO from a portable storage device to a device. Since the instruction GET_COPY_RO is a copy instruction, it has the same CLA and INS values as the instruction SET_COPY_RO and is distinguished from the instruction SET_COPY_RO by PI and P2 values. As described above, when there is no data in a data field, Lc and Le values are 'FF and '00,' respectively. When the data field contains data, the Lc and Le values are '00' and 'FF,' respectively. Since the instruction GET_COPY_RO does not have data in the data field, the Lc and Le values are '00' and 'FF,' respectively. An RO stored in the portable storage device is encrypted and set in a data field in a response and transmitted together with SW1 and SW2 values indicating information on whether the instruction has been executed successfully.
Industrial Applicability
[221] According to the present invention, moving and copying of digital works can be
controlled. Since control information for moving and copying is specified, the digital works can be prevented from being recklessly and randomly copied and moved, and therefore, copyright can be protected.
[222] In addition, since a sequence number is allocated to an instruction, data loss or
unauthorized access can be prevented.
[223] Furthermore, since mutual authentication is performed between a device and a
portable storage device, information of a digital work is prevented from being revealed during transmission, and therefore, copyright can be protected.
[224] In concluding the detailed description, those skilled in the art will appreciate that
many variations and modifications can be made to the exemplary embodiments without substantially departing from the principles of the present invention. Therefore, the disclosed exemplary embodiments of the invention are used in a generic and descriptive sense only and not for purposes of limitation.

WO 2005/091163 PCT/KR2005/000602
37
We Claim :
Claims-
[ 1 ] A method of moving a rights object from a device to a portable storage device,
(he method comprising:
converting the rights object into a format supported by the portable storage
device using the device to generate a converted rights object;
encrypting the converted rights object using the device to generate an encrypted
rights object;
transmitting the encrypted rights object from the device to the portable storage
device; and
deactivating the rights object stored in the device if the transmitting the
encrypted rights object is completed.
[2] The method of claim 1, further comprising selecting the rights object before
converting the rights object.
[3] The method of claim 1, further comprising decrypting the rights object using a
unique key of the device before converting the rights object.
[4] The method of claim 1, wherein the encrypting of the converted rights object
comprises encrypting the rights object using a key generated as a result of mutual
authentication between the device and the portable storage device.
[5] The method of claim 1, wherein the deactivating the rights object comprises:
deactivating the rights object if a normal response is not received from the
portable storage device within a predetermined period of time or if an abnormal
response is received; and
reporting that the moving the rights object is terminated abnormally.
[6] The method of claim 1, further comprising allocating a sequence number to the
rights object before encrypting the converted rights object.
[7] A method of moving a rights object, the method comprising:
requesting a portable storage device to move the rights object using a device;
receiving an encrypted rights object from the portable storage device;
decrypting the encrypted rights object at the device and storing the rights object
which has been decrypted in the device; and
deactivating the rights object stored in the portable storage device.
[8] The method of claim 7, further comprising selecting the rights object to be
encrypted before requesting the portable storage device to move the rights object.
[9] The method of claim 7, wherein the decrypting the encrypted rights object
comprises decrypting the encrypted rights object using a key generated as a
result of mutual authentication between the device and the portable storage
device.

WO 2005/091163 PCT/KR2005/000602
38
[ 10] The method of claim 7, wherein the decrypting of the encrypted rights object
comprises decrypting the encrypted rights object to generate a decrypted rights
object, encrypting the decrypted rights object using a unique key of the device to
generate a further encrypted rights object, and storing the further encrypted rights
object in the device.
[11} The method of claim 7, further comprising deactivating the rights object stored in
the device and reporting that the moving of the rights object is terminated
abnormally, if the moving of the rights object is not normally completed.
[12] The method of claim 7, wherein the received rights object has a sequence
number allocated thereto.
[13] A method of moving a rights object, the method comprising:
performing mutual authentication between a portable storage device and a device
to generate an encryption key;
receiving the rights object encrypted using the encryption key; and
decrypting and storing the rights object which was received.
[14] The method of claim 13, wherein the rights object which was received is
decrypted using the encryption key.
[15] The method'of claim 13, further comprising transmitting a normal response to
the device after storing the rights object which was received.
[16] The method of claim 13, further comprising deactivating the rights object which
was received if the moving of the rights object is not normally terminated.
[ 17] The method of claim 13, wherein the received rights object has a sequence
number allocated thereto.
[18] A method of moving a rights object from a portable storage device to a device,
the method comprising:
receiving a request to move the rights object from the device using me portable
storage device;
converting me rights object into a format supported by the device in response to
the request to generate a converted rights object;
encrypting the converted rights object to generate an encrypted rights object;
transmitting the encrypted rights object from the portable storage device to the
device; and
deactivating the rights object stored in the portable storage device if the
transmitting the encrypted rights object is completed.
[ 19] The method of claim 18, further comprising decrypting the rights object using a
unique key of the portable storage device before converting of the rights object.
[20] The method of claim 18, wherein the encrypting the converted rights object
comprises encrypting the rights object using a key generated as a result of mutual

WO 2005/091163 PCT/KR2005/000602

39
authentication between the device and the portable storage device.
[21 ] The method of claim 18, further comprising allocating a sequence number to the
received rights object before the encrypting.
[22] A portable storage device comprising:
an interface unit which connects a portable storage device to a device;
a control unit which converts a format of a rights object that is transmitted to the
device or received from the device through the interface unit and deactivates a
rights object that has been completely moved; and
a symmetric-key encryption unit which encrypts or decrypts the rights object
converted by the control unit.
[23] The portable storage device of claim 22, wherein the rights object is encrypted or
decrypted using a session key generated by a session key generation module.
[24] The portable storage device of claim 22, wherein the transmitted or received
rights object has a sequence number allocated thereto.
[25] The portable storage device of claim 24, wherein the control unit generates the
sequence number and compares sequence numbers.
[26] A device comprising:
an interface unit which connects the device to a portable storage device;
a control unit which converts a format of a rights object that is transmitted to the
portable storage device or received from the portable storage device through the
interface unit and deactivates the rights object that has been completely moved;
and
a symmetric-key encryption unit which encrypts or decrypts the rights object
converted by the control unit.
[27] The device of claim 26, wherein the rights object is encrypted or decrypted using
a session key generated by a session key generation module.
[28] The device of claim 26, wherein the transmitted or received rights object has a
sequence number allocated thereto.
[29] The device of claim 28, wherein the control unit generates the sequence number
and compares sequence numbers.
[30] A method of copying a rights object from a device to a portable storage device,
the method comprising:
encrypting the rights object which is stored in the device using a common
encryption key;
embedding the encrypted rights object into a signal to be transmitted to the
portable storage device; and
transmitting the signal containing the rights object from the device to the
portable storage device.

WO 2005/091163
PCT/KR2005/000602

40
[31J The method of claim 30, further comprising performing mutual authentication
between the device and the portable storage device using a public-key scheme to
generate the common encryption key before encrypting the rights object.
[32] The method of claim 30, wherein the encrypting the rights object comprises:
decrypting the rights object that has been encrypted using a unique key of the
device and is stored in the device;
converting the rights object which has been decrypted into a format supported by
the portable storage device; and
encrypting the rights object which has been converted using the common
encryption key.
[33] The method of claim 30, wherein the rights object has copy control information,
and the copy control information for the rights object stored in the device is
changed after the transmitting the signal.
[34] The method of claim 30, further comprising allocating a sequence number to the
rights object before the encrypting.
[35] A method of copying a rights object from a device to a portable storage device,
the method comprising:
receiving an encrypted rights object;
decrypting the encrypted rights object using a common encryption key; and
storing the rights object which has been decrypted in the portable storage device.
[36] The method of claim 35, further comprising performing mutual authentication
between the device and the portable storage device using a public-key scheme to
generate the common encryption key before encrypting the rights object.
[37] The method of claim 35, wherein the rights object stored in the portable storage
device is encrypted using a unique key of the portable storage device and stored.
[38] The method of claim 35, wherein the rights object stored in the portable storage
device has copy control information which is changed after the transmitting the
signal.
[39] The method of claim 35, wherein the encrypted rights object has a sequence
number allocated thereto.
[40] A method of copying a rights object from a portable storage device to a device,
the method comprising:
transmitting a request to copy the rights object to the portable storage device;
receiving a response signal corresponding to the request; and
decrypting the rights object embedded in the response signal using a common
encryption key and storing the rights object in the device.
[41] The method of claim 40, further comprising performing mutual authentication
between the device and the portable storage device using a public-key scheme to

WO 2005/091163 PCT/KR2005/000602

41
generate the common encryption key.
[42] The method of claim 40, wherein the rights object stored in the device is
encrypted using a unique key of the device.
[43] The method of claim 40, wherein the rights object is stored in the portable
storage device and has the copy control information for is changed after the
transmitting the signal.
[44] The method of claim 40, wherein the rights object embedded in the response
signal has a sequence number allocated thereto.
[45] A method of copying a rights object from a portable storage device to a device,
the method comprising:
receiving a request to copy the rights object from the device;
encrypting the rights object stored in the portable storage device using a common
encryption key in response to the request;
embedding the rights object which has been encrypted into a response signal corresponding to the request; and
transmitting the response signal from the portable storage device to the device.
[46] The method of claim 45, further comprising performing mutual authentication
between the device and the portable storage device using a public-key scheme to
generate the common encryption key before encrypting the rights object.
[47] The method of claim 45, wherein the encrypting of the rights object comprises:
decrypting the rights object that has been encrypted using a unique key of the
portable storage device and stored in the portable storage device;
converting the rights object which has been decrypted into a file format of the
device; and
encrypting the rights object which has been converted using the common
encryption key.
[48] The method of claim 45, wherein the rights object has copy control information,
and the copy control information for the rights object stored in the portable
storage device is changed after the transmitting the response signal.
[49] The method of claim 45, wherein the rights object embedded in the response
signal has a sequence number allocated thereto.
[50] A method of moving or copying a rights object, comprising allocating a sequence
number to information transferred between a device and a portable storage
device to check whether the information is omitted or added during the transfer.
[51] A method of moving or copying a rights object, comprising converting the rights
object into a format supported by a portable storage device when the rights object
is transmitted and received between a device and the portable storage device.
[52] A recording medium having a computer readable program recorded therein, the

WO 2005/091163 PCT/KR2005/000602

42
program for executing a method of moving a rights object from a device to a
portable storage device, the method comprising:
converting the rights object into a format supported by the portable storage
device using the device to generate a converted rights object;
encrypting the converted rights object using the device to generate an encrypted
rights object;
transmitting the encrypted rights object from the device to the portable storage
device; and
deactivating the rights object stored in the device when transmitting the
encrypted rights object is completed .
[53] A device comprising:
an encryption unit which encrypts a rights object, which is stored in the device,
using a common encryption key to generate an encrypted rights object;
a control unit which embeds the encrypted rights object into a signal to be
transmitted to a portable storage device; and
a transmitter which transmits the signal containing the encrypted rights object.
[54] The device of claim 53, wherein the encryption unit generates the common
encryption key using a public-key scheme.
[55] The device of claim 53, wherein the encryption unit decrypts the rights object
that has been encrypted using a unique key of the device and stored in the device,
the control unit converts the rights object which has been decrypted into a format
supported by the portable storage device, and the encryption unit encrypts the
rights object which has been converted using the common encryption key.
[56] The device of claim 53, wherein the rights object has copy control information,
and the control unit changes the copy control information for the rights object
stored in the device after the transmitter transmits the signal containing the rights
object.
[57] The device of claim 53, wherein the encrypted rights object has a sequence
number allocated thereto.
[58] The device of claim 57, wherein the control unit generates the sequence number
and compares sequence numbers.
[59] A portable storage device comprising:
a receiver which receives an encrypted rights object;
an encryption unit which decrypts the encrypted rights object using a common
encryption key to generate a decrypted rights object; and
a storage unit which stores the decrypted rights object in the portable storage
device.
[60] The portable storage device of claim 59, wherein the encryption unit generates

WO 2005/091163

AThh

PCT/KR2005/000602

the common encryption key using a public-key scheme.
[61] The portable storage device of claim 59, wherein the encryption unit encrypts the
decrypted rights object using a unique key of the portable storage device.
[62] The portable storage device of claim 59, wherein the rights object has copy
control information.
[63] The portable storage device of claim 59, wherein the encrypted rights object has
a sequence number allocated thereto.
[64] The portable storage device of claim 63, further comprising a comparator which
generates the sequence number and compares sequence numbers.
[ 65 ] A device comprising:
a transmitter which transmits a request to copy a rights object to a portable
storage device;
a receiver which receives a response signal corresponding to the request;
an encryption unit which decrypts the rights object embedded in the response
signal using a common encryption key; and
a storage unit which stores the rights object which has been decrypted.
[66] The device of claim 65, wherein the encryption unit performs mutual au-
thentication with the portable storage device and generates the encryption key.
[67] The device of claim 65, wherein the stored rights object is encrypted using a
unique encryption key of the device.
[68] The device of claim 65, the rights object has copy control information.
[69] The device of claim 65, wherein the rights object has a sequence number
allocated thereto.
[70] The device of claim 69, further comprising a comparator which generates the
sequence number and compares sequence numbers.
[71] A portable storage device comprising:
a receiver which receives a request to copy a rights object from a device;
an encryption unit which encrypts the rights object, which is stored in the
portable storage device, using a common encryption key in response to the
request;
a control unit which embeds the rights object which has been encrypted into a
response signal corresponding to the request; and
a transmitter which transmits the response signal to the device.
[72] The portable storage device of claim 71, wherein the encryption unit generates
the common encryption key using a public-key scheme.
[73] The portable storage device of claim 71, wherein the encryption unit decrypts the
rights object that has been encrypted using a unique key of the portable storage
device and stored in the portable storage device, the control unit converts the

WO 2005/091163

44

PCT/K.R2005/000602

rights object which has been decrypted into a format supported by the device,
and the encryption unit encrypts the rights object which has been converted using
the common encryption key.
[74] The portable storage device of claim 71, wherein the rights object has copy
control information, and the control unit changes the copy control information
for the rights object stored in the portable storage device after the transmitter
transmits the response signal containing the rights object.
[75] The portable storage device of claim 71, wherein the rights object has a sequence
number allocated thereto.
[76] The portable storage device of claim 75, wherein the control unit generates the
sequence number and compares sequence numbers.
[77] A method of moving a rights object and copying the rights object substantially as herein described with reference to the accompanying drawings.
[78] A portable storage device substantially as herein described with reference to the accompanying drawings.
Dated this 13rh day of October, 2006

S. AFSAR
OF K & S PARTNERS AGENTS FOR THE APPLICANTS

45
ABSTRACT
A method and apparatus for copying or moving a rights object having right information regarding digital contents between a device and a portable storage device to copy or move the digital contents there between are provided. According to the method and apparatus, the digital works can be prevented from being recklessly and randomly copied and moved, and therefore, copyright can be protected. In addition, data loss or unauthorized access can be prevented.

Documents:

1236-mumnp-2006-abstract(24-04-2008).doc

1236-mumnp-2006-abstract(24-04-2008).pdf

1236-mumnp-2006-abstract-1.jpg

1236-mumnp-2006-abstract-1.pdf

1236-mumnp-2006-abstract.doc

1236-mumnp-2006-abstract.pdf

1236-mumnp-2006-cancelled pages(24-04-2008).pdf

1236-mumnp-2006-claims(granted)-(24-04-2008).doc

1236-mumnp-2006-claims(granted)-(24-04-2008).pdf

1236-mumnp-2006-claims.pdf

1236-mumnp-2006-correspondence(24-04-2008).pdf

1236-mumnp-2006-correspondence(ipo)-(29-04-2008).pdf

1236-mumnp-2006-correspondence-others.pdf

1236-mumnp-2006-correspondence-po.pdf

1236-mumnp-2006-description(complete).pdf

1236-mumnp-2006-drawing(24-04-2008).pdf

1236-mumnp-2006-form 1(24-04-2008).pdf

1236-mumnp-2006-form 18(17-10-2006).pdf

1236-mumnp-2006-form 2(granted)-(24-04-2008).doc

1236-mumnp-2006-form 2(granted)-(24-04-2008).pdf

1236-mumnp-2006-form 26(17-10-2006).pdf

1236-mumnp-2006-form 3(17-10-2006).pdf

1236-mumnp-2006-form 3(24-04-2008).pdf

1236-mumnp-2006-form 5(17-10-2006).pdf

1236-mumnp-2006-form-1.pdf

1236-mumnp-2006-form-18.pdf

1236-mumnp-2006-form-2.doc

1236-mumnp-2006-form-2.pdf

1236-mumnp-2006-form-26.pdf

1236-mumnp-2006-form-3.pdf

1236-mumnp-2006-form-5.pdf

1236-mumnp-2006-form-pct-ib-301.pdf

1236-mumnp-2006-form-pct-ib-304.pdf

1236-mumnp-2006-form-pct-ib-308.pdf

1236-mumnp-2006-form-pct-isa-210(17-10-2006).pdf

1236-mumnp-2006-form-pct-isa-220.pdf

1236-mumnp-2006-form-pct-isa-237.pdf

1236-mumnp-2006-pct-search report.pdf

1236-mumnp-2006-petition under rule137(24-04-2008).pdf

abstract1.jpg


Patent Number 219606
Indian Patent Application Number 1236/MUMNP/2006
PG Journal Number 33/2008
Publication Date 15-Aug-2008
Grant Date 09-May-2008
Date of Filing 17-Oct-2006
Name of Patentee SAMSUNG ELECTRONICS CO., LTD.
Applicant Address
Inventors:
# Inventor's Name Inventor's Address
1 JUNG, Kyung-im
2 KIM, Shin-han
3 LEE BYUNG RAE
4 OH, Yun-sang
5 KIM, Tae-sung
PCT International Classification Number G06F 17/00
PCT International Application Number PCT/KR2005/000602
PCT International Filing date 2005-03-04
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 KR 10-2004-0019443 2004-03-22 Republic of Korea
2 10-2004-0021307 2004-03-29 Republic of Korea
3 10-2004-0039381 2004-03-31 Republic of Korea
4 60/575,757 2004-06-01 Republic of Korea