Title of Invention

A METHOD OF OPERATING A RECEIVER IN DETECTING A PRESENCE OF AN EXCESS DELAY SPREAD WITHIN A RECEIVED SIGNAL

Abstract A method for detecting a presence of an excess delay spread within a received signal is provited. First, a quantitative estimation of a similarity of two segment of the received signal is performed (S44). Thereafter, the presence of the excess delay spread within the received signal based upon the quantitative estimation is determined (S46). In determining the presence of an excess delay spread, the quantative estimation can be compared to a detection threshold.
Full Text WO 2004/051913 PCT/US2003/038866
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EXCESS DELAY SPREAD DETECTION METHOD
FOR MULTI-CARRIER COMMUNICATION SYSTEMS
5
FIELD OF THE INVENTION
The present invention generally rebates to the field of communication
systems. More Specifically, the invention relates to a method for detecting the
10 presence of an excess delay spread in communication systems.
BACKGROUND OF THE INVENTION
Orthogonal Frequency Division Multipiaxing (OFDM) systems generally
include a cyclic extension (or guard interval) with each transmitted OFDM
symbol. The cyclic extension is intended to eliminate inter-symbol and
15 inter-carrier interference in delay spread channels. However, if the channel
impulse response is longer than the cyclic extension, the portion of the
impulse response that is outside the extension causes self-interference.
Delay spread detection circuits exist in the art to estimate the delay
spread in a radio frequency signal. Most of the existing delay spread sensors
20 are designed for single-carrier systems. For example, a prior art delay spread
estimator disclosed in U.S. Patent Publication No. 5,602,484 A1 detects the
presence of an excess delay spread after estimating the channel by an
implementation of a matched filter operation. Another prior art delay spread
estimator disclosed in U.S. Patent Publication NO. 6,028,901 A1 implements a
25 matched filter operation to estimate the channel and extract the channel's
impulse response. However, for multi-carrier systems, a process of channel
estimation as proposed by the art is computationally intensive, because it
invokes a fast Fourier transform ("FFT") followed by an inverse fast Fourier
transform ("IFTT") to extract the channel impulse response.

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The present invention advances the art by a contribution of a method
and a receiver for detecting the presence of an excess delay spread in
communication systems.
5
SUMMARY OF THE INVENTION
The present invention is a method for operating a receiver in detecting
a presence of an excess delay spread in a received signal. The received
signal originates from a transmitter that occasionally or periodically transmits
10 a signal having two or more adjacent segments that are very similar.
In a first form of the method, a quantitative estimation of a similarity of
two segments of a received signal is calculated and the presence or an
absence of an excess delay spread in the received signal based upon the
quantitative estimation is subsequently determined.
15 In a second form of the method, the quantitative estimation is
performed, and the presence or the absence of an excess delay spread in the
received signal based upon a comparison of the quantitative estimation and a
detection threshold is subsequently determined.
The foregoing forms as well as other forms, features and advantages
20 of the invention will become further apparent from the following detailed
description of the presently preferred embodiments, read in conjunction with
the accompanying drawings. The detailed description and drawings are
merely illustrative of the inventon rather than limiting, the scope of the
invention being defined by the appended claims and equivalents thereof.

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BRIEF DESCRIPTION OF THE DRAWINGS
FIG. 1 illustrates a time line of a known OFDM symbol period including
a cyclic prefix and a cyclic postfix;
5 FIG. 2 illustrates a block diagram of a transmitter and a receiver for
implementing various methods of the present invention;
FIG. 3 illustrates an exemplary diagram of a received signal exhibiting
similar properties as known in the art;
FIG. 4 illustrates an exemplary diagram of a received signal exhibiting
10 issimiIar properties resulting from an excess delay spread;
G. 5 Illustrates a flowchart representative of an excess delay spread
etection method in accordance with the present invention;
G. 6 illustrates a flowchart reprsentative of one embodiment of a
uantitative estimation method in accordance with the present invention;
15 G. 7 iIIustrates a flowchart representative of one embodiment of an
excess delay spread detection method in accordance with the present
invention;
FIG. 8 illustrates an Interaction of a pair of communication units
employing various methods of the present invention: and
20 FIG. 9 illustrates a flowchart representative of one embodiment of a
communication system adaptation method in accordance with the present
invention.
DETAILED DESCRIPTION OF THE
25 PRESENTLY PREFERRED EMBODIMENTS
The preferred embodiment of the invention relates to multicarrier
communication systems such as, for example, orthogonal frequency division
multiplexing ("OFDM") and OFDM variants (e.g. spread OFDM), and can also
be used with other types of modulation methods that use a cyclie prefix and/or
30 postfix. An exemplary OFDM symbol 10 with a cyclic prefix and a postfix is
frustrated in FIG. 1. Furthermore, a prior art OFDM synchronization symbol

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format can be used by a transmitter to transmit a signal with two identical
segments as exemplary illustrated in FIG. 3.
FIG. 2 illustrates an exemplary OFDM transmitter components. In the
form of an IFFT 20 and a paralIel-to-serial converter ("PSC") 21 for generating
5 a synchronization symbol periodically as known in the art. The
synchronization symbol consists of a sequence of either known or unknown
data symbols DS1-DSx transmitted on the even numbered OFDM sub-
carriers, and null symbols NS1-NSx transmitted on the unused odd-numbered
OFDM sub-carriers. One skilled in the art will appreciate that additional null
10 symbols can be included on subcarriers near the edges of the channel
bandwidth to provide a frequency guard band to simplify practical
implementation issues. These additional null symbols near the band edges
do not affect the similarity properties as subsequently described herein.
The data symbols DS1-DSx, interlaced with the null symbols NS1-NSx
15 yield a transmitted baud waveform BW. In the absence of an excess delay
spread, the baud waveform BW as received by an OFDM receiver 30 will
include two identical segments (e.g., a segment FH1 and a segment SH1
illustrated in
FIG. 3) having a similarity that is preserved after propagating over a
20 communication medium to the receiver 30 (ignoring noise). However, when
an excess delay spread is present, the baud waveform BW as received by the
receiver 30 will include two dissimilar segments (e.g., a first segment FH2 and
a second segment SH2 exemplary illustrated in FIG. 4),
Specifically, assuming that the symbol duration is L and the FFT size is N, the
25 guard interval is (L-N). This guard interval is also known as a cyclic
extension, which can be a cyclic prefix, cyclic postfix, or a split cyclic
extension consisting of both a cyclic prefix and postfix. For purposes of
facilitating an understanding of the invention, the various embodiments
described herein are based on a split cyclic extension as illustrated in FIG. 1,
30 FIG. 3 and FIG. 4. Also, the descriptions are based on a length of a channel
impulse response (a.k.a. delay spread) being M and the channel impulse
response being causal with discrete samples from 0 to M-1. From the

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descriptions, those having ordinary skill in the art will appreciate the
applicability of the invention to other cyclic extension types and to continuous-
time waveforms and channels. When M is less than the guard interval of L-N
samples (the maximum distortion-free delay spread for the received signal),
5 two similar portions of the baud wavefrom BW would be [(L-N+1) to (L-N/2)]
and [(L-N/2+1) to L]. In the present invention, it has been, determined that any
delay spread in excess of M samples would disturb the similarity properties of
the synchronization symbol in these portions. To make a decision on the
presence of delay spread beyond M samples, the OFDM receiver 30
10 implements an excess delay spread detection method in accordance witn the
present invention.
FIG. 5 Illustrates a flowchart 40 representative of the excess delay
spread detecton method of the present invention. During a stage S42 of the
flowchart 40, a signal which consists of data symbols DSt-DSx and the null
15 symbols NS1-NSx followed by the transformation and the conversion as
shown in FIG. 2, is received by the OFDM receiver 30 after passing through a
communication channel with the channel impulse response of length M.
During a stage S44 of the flowchart 40, one or more quantitative estimations
of a similarity of two segments of the received signal are performed by the
20 OFDM receiver 30. In one embodiment, a quantitative estimation method in
accordance with the present invention is implemented during stage S44.
FIG. 6 illustrates a flowchart 50 representative of the quantitative estimation
method of the present invention, During a stags S52 of the flowchart 50,
25 values of appropriate variables are determined and/or retrieved if they have
been previously determined. In a typical embodiment, the values for the
symbol duration L, FFT size N, and a small fraction m of N are predetermined
based on system parameters, and the values S(1), S(2), .... S(L), are the
signal samples of the received synchronizatiort symbol.
30 During a stags S54 of the flowchart 50, a quantitative estimation QE1, a
quantitative estimation QE2, or a quantitative estimation QE3 is calcutated. A

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calculation of a quantitative estimation QE1 is executed in accordance with the
following equation [1]:

5
In a preferred embodiment. P = 1, but other values including but not
limited to P = 2 or P- 4 can also be used. The quantitative estimation QE1 is
a numerical comparison of two portions or segments of the received signal
that are similar when there is no delay spread and dissimilar when there is
10 excess delay spread. The numerator in the equation [1] represents the mean
magnitude of the difference vector of length m samples beyond the beginning
(L-N) samples of the signal (guard interval). This quantity should be on the
order of the standard deviation of the noise in the received signal if there is no
excess delay spread, but will be much larger if there is excess delay spread.
15 The denominator represents the mean magnitude of the noise in the last m
samples of portions of the signal that remain similar. This is used as a
normalizing factor for the mean magnitude estimate of the difference vector in
the first m samples of the similar portions of the signal. The assumption is
that the delay spread is less than (L-(N/2)-m) and the last m samples of the
20 similar portions are uncorrupted. If there is no excess delay spread, the noise
corrupts the expected similarity of the numerator and denominator segments
of the signal equally and the quantitative estimation QE1 will be close to 0 d8;
if there is excess delay spread, the similarity of the numerator segments will
be corrupted by excess delay spread and noise to a greater extent than the
25 denominator segments corrupted by noise only, and the quantitative
estimation is expected to be larger than 0 d8.
The quantitative estimation QE2 is formulated to detect excess delay
spreads before the 0-th sample for a non-causal channel impulse response

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encountered when the received signal synchronization is early. To detect
early excess delay spread assuming no late excess delay spread, a
calculation of quantitative estimation QE2 is executed in accordance with the
following equation [2];

In equation [2], the roles of the numerator and denominator of equation
[1] are reversed since the last m samples of the similar portions are corrupted
by early excess delay spread, white it is assumed no late excess delay spread
10 is present and hence the first m samples are uncorrupted,
The quantitative estimation QE3 is formulated to detect either early or
late excess delay spread. A calculation of quantitative estimation QE3 is
executed in accordance with the following equation [2]:
15

where now the beginning of the expected similar portions is corrupted
20 by late excess delay spread if present, the end of the expected similar
portions is corrupted by early excess delay spread if present, and the center
of the expected similar portions is assumed corrupted by noise only and no
excess delay spread.
Note that the above quantitative estimations QE1-QE3 are formulated
25 based on an assumption that the transmitter transmitted a signal having two

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identical segments. The invention can also handle the case where the two
segments of the transmitted signal are identical to within a complex constant,
as long as the constant is known at the receiver 30. For example, if the
frequency domain data symbols DSt-DSx are interleaved with the null
5 symbols NS1-NSx on the odd rather than the even subcarriers, the second
segment of the received signal will equal the negative of the first sagment in
the absence of excess delay spread and noise. The invention can either
compensate for the known constant prior to a calculation of one of the
quantitative estimations QE1-QE3, or the equations [1]- [3] can be modified to
10 take the constant into account.
Referring again to FIG. 5, during a stage S46 of the flowchart 40, a
presence or an absence of an excess delay spread within the received signal
is determined based on the quantitative estimation, in one embodiment, an
excess delay spread determination of the present invention is implemented
15 during the stage S46.
FIG. 7 illustrates a flowchart 60 representative, of the excess delay
spread detection method of the present invention. During a stage SS2 of the
flowchart 60, the quantitative estimation calculated during stage S54 (FIG. 6)
is compared to a corresponding detection threshold. In one embodiment, the
20 quantitative estimation QE1 is compared to a detection threshold THR1 when
quantitative estimation QE1 was calculated during stage S54, the quantitative
estimation QE2 is compared to a detection threshold THR2 when quantitative
estimation QE2 was calculated during stage S54, and/or the quantitative
estimation QE3 is compared to a detection threshold THR3 when quantitative
25 estimation QE3 was calculated during stage SS4.
The detection thresholds THR1-THR3 are preferably selected to
achieve a high probability of detection and a low probability of false alarm for
the types of channels and signal-to-(noise and interference) ratios expected
during system usage. The probability of detection is the probability of
30 detecting the presence of excess delay spread given that the channel has
excess delay spread and the probability of false alarm is the probability of
erroneously detecting the presence of excess delay spread given that the

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channel has no excess delay spread. There is no limit to a numerical range of
the detection thresholds THR1-THR3. Furthermore, all of the detection
thresholds THR1-THR3 can be identical (e.g., 7 d8), or one or all three of the
detection thresholds THR1-THR3 can be different.
5 During a stage S64 of the flowchart 60, a presence of an excess delay
spread is assumed when the comparison of stage S62 determines the
calculated quantitative estimation is equal to or greater than a corresponding
detection threshold (i.e., QE1,  THR1 QE2 XXX THR2, and/or QE3  THR3).
Referring again to FIG. 5, the flowchart 40 is terminated upon
10 completion of stage S4S. For each signal propagated thereafter to the
receiver 30, flowchart 40 will be implemented wherein either quantitative
estimation QE1, quantitative estimation QE2 or quantitative estimation QE3
are calculated during an implementation of stage S54 (FIG. 6) in view of a
desired early, late, or early/late detection of an excess spread delay,
15 respectively.
FIG. 8 illustrates a communication unit 70 and a communication unit
80, The communication unit 70 includes a receiver 71 and a transmitter 72,
and the communication unit 80 includes a receiver 81 and a transmitter 82.
The present invention is employed within the communication unit 70 and/or
20 the communication 80 to determine a presence of excess delay spread in a
communication channel 90 between the communication unit 70 and the
communication 80. In one embodiment, the receiver 71 receives a signal S
transmitted by the transmitter 82 passing through the communication channel
90. The signal S as received by the receiver 71 either has segments
25 exhibiting similar properties in the absence of an excess delay spread in the
communication channel 90 as exemplary illustrated in FIG. 3, or segments
exhibiting dissimilar properties due to the presence of an excess delay spread
in the communication channel 90 as exemplary illustrated in FIG. 4. Upon
reception of the signal S, the receiver 71 implements the excess spread
30 detection method of the present invention represented by the flowchart 40
illustrated In FIG. 5 to determine whether an excess delay spread is present in
the communication channel 90 based upon a quantitative estimation of a

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almiterity of two segments of the received signal. In one embodiment, if the
presence of excess delay spread in the communication channel 90 is
detected by the receiver 71, then the transmitter 72 transmits a message M1
to the receiver 81 to indicate the detection of the presence of excess delay
5 spread in the communication channel 90. If the receiver 71 defects the
absence of excess delay spread in the communication channel 90, the
transmitter 72 can optionally transmit a message M2 to the receiver 81 to
indicate an absence of excess delay spread in the communication channel 90.
FIG. S illustrates flowchart 100 representative of a communication
10 system adaptation method in accordance with the present invention. To
facilliate an understanding of the communication adaptation method of the
present invention, the flowchart 100 will be described based upon an
implementation of the flowchart 100 by the receiver 71 (FIG. 8) and the
transmitter 72 (FIG. 8).
15 During a stage S102 of the flowchart 100, the receiver 71 implements
the excess spread detection method of the present invention represented by
the flowchart 40 Illustrated in FIG. 5 to determine whether an excess delay
spread is present or absent in a received signal based upon a quantitative
estimation of a similarity of two segments of the received signal.
20 During a stage S104 of the flowchart 100, the receiver 71 (FIG. 8)
and/or the receiver 81 (FIG. 8) is(are) adapted based on any detected
presence of excess delay spread in the received signal S. In one
embodiment, an adaptation of the receiver 71 and/or the receiver 81
encompasses a determination of the coefficients of a filter used to interpolate
25 and/or smooth complex channel gain estimates for the subcarriers of an
OFDM signal. This filter is a channel estimation filter. When an OFDM signal
includes known or pilot symbols on certain subcarriers, the receiver 71 and/or
the receiver 81 compares a received pilot symbol to the known transmitted
pilot symbol value to measure the complex channel gain on the subcarrier
30 containing the pilot symbol. This process is repeated on each subcarrier
having a pilot symbol to obtain a set of measurements. However, these
measurements are sometimes too noisy to be used directly, so filtering can be

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used to reduce the noise (smoothing) and interpolate values of the complex
channel gain between the subcarriers containing pilot symbols. In the
presence of excess delay spread, the complex channel gain becomes fess
correlated between subcarriers and the channel estimation filter should
5 perform less smoothing to improve the tracking of the increased channel
variations. Thus, when excess delay spread is present, the channel
estimation filter bandwidth can be increased (the bandwidth of the fiiter is
related to the Fourier transform of the filter coefficients).
In a second embodiment, two channel estimation filters with different
10 bandwidths are stored in the receiver 71 and/or the receiver 81, and a
determination of the coefficients of the filter includes a selection of the
coefficients of one of the filters based on the presence of excess delay
spread.
Those having ordinary skill in the art will appreciate an adaptation of
15 the receiver 71 and/or the receiver 81 is based on the presence of excess
delay spread can also be advantageously applied to other portions, methods,
and algorithms of a receiver.
During a stage S106 of the flowchart 100, the transmitter 72 (FIG. 8)
and/or the transmitter 82 (FIG. 8) is (are) adapted based on any detected
20 presence of excess delay spread in the received signal 5. In one
embodiment, a cyclic prefix length used by the transmitter 72 and/or the
transmitter 82 is adapted based on the detected presence of excess delay
spread in the received signal.
In alternative embodiments of the flowchart 100, either stage S104 or
25 stage S108 can be omitted.
Referming again to FIG. 8, when the presence of excess delay spread is
detected by the receiver 71, the receiver 71 can be adapted without the need
for communication unit 70 to transmit the message M1 or the message M2
from the transmitter 72. It is preferred nonetheless that communication unit
30 70 transmits the message M1 to communication unit 80 when it adapts
transmitter 72. In such a case, the message Ml preferably includes additional
information about the adaptation of transmitter 72 whereby the communication

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unit 80 will be informed of changes to the transmit signal properties. As to the
communicaton unit 80, if the receiver 81 or transmitter 82 are to be adapted
based on the detected presence of excess delay spread by the receiver 71,
the transmission of the message M1 is required to inform the communication
5 unit 80 of the detected presence of excess delay spread whereby the receiver
81 and/or the transmitter 82 can be properly adapted.
The receiver 30 (FIG. 2), the receiver 71 (FIG. 8), the transmitter 72
FIG. 8), the receiver 81 (FIG. 8) and the transmitter 82 (FIG. 8) may employ
ardware (analog or digital), software, or any combination of hardware and
10 oftware for implementing various stages of the one or more methods of the
resent invention.
e present invention may be embodied in other specific forms without
eparting from its spirit or essential characteristics. For example, the
athematical principles of linearity and superposition may enable the re-
15 rdering of certain steps of the described embodiments, or may enable
dditional specific embodiments having essentially the same function, and
hat such variations are within the scope of the present invention. In another
xample, upon determination of the presence of the excess delay spread, the
etrics disclosed herein could be determined for various window sizes and/or
20 starting positions in order to determine the length of the excess deley spread.
The described embodiments are to be considered in all respects only as
illustrative and not restrictive. The scope of the invention is, therefore,
indicated by the appended claims rather than by the foregoing description. All
changes that come within the meaning and range of equivalency of the claims
25 are to be embraced within their scope.
The present invention is not limited to multi-carrier communication
systems. For example, a waveform with similar segments can be transmitted
periodically in a conventional single-carrier system. The methods presented in
the invention can then be applied to detect the presence of excess delay
30 spread with appropriate redefinition of the variables.

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WE CLAIM
1, A method for operating a receiver in detecting a presence of an
5 excess delay spread within a received signal, said method comprising:
calculating a quantitative estimation QE of a similarity of two
segments of the received signal; and
determining the presence or an absence of the excess delay
spread in the received signal passd upon the quantitative estimation.
10
2. The method of claim 1, wherein a calculation of the quantitative
estimation QE is according to:

15
3. The method of claim 1, wherein a calculation of the quantitative
estimation QE is according to:


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4. The method of claim 1, wherein a calculation of the quantitative
estimation QE is according to:

5. A receiver, comprising:
means for calculating a quantitative estimation QE of a similarity
10 of two segments of the received signal; and
means for determining the presence or an absence of the
excess delay spread in the received signal based upon the quantitative
estimation.
15 6. A method for operating a frist communication unit in detecting a
presence of an excess delay spread in a communication channel between the
first communication unit and a second communication unit, said method
comprising
reciving a signal over the communication channel from the
20 second communication unit, the signal having a frist segment and a second
segment and
determining the presence or an absence of the excess delay
spread in the received signal based upon a quantitative estimation of a
similarity of the first segment and the second segment.
25
7. The method of claim 6, further comprising:
transmitting a message to the second communication unit upon
a determination of the presence of the excess delay spread in the received

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signal, the message indicating the presence of the excees dalay spread in the
communication channel,
8. The method of claim 6, further comprising:
5 adapting the operation of the first communication unit in view a
determination of the presence of the excess delay spread in the received
signal.
9. A method for adapting a receiver in a communication unit, said
10 method comprising:
receiving a signal which was transmitted with a first segment
and a second segment;
determining a presence or an absence of an excess delay
spread in the received signal based upon a quantitative estimation of a
15 similarity of the first segment and the second segment; and
adapting the receiver based upon the detected presence of the
excess delay spread in the signal in response to a determination of the
presence of the excess delay spread in the received signal.
20 10. The method of claim 9, wherein the act of adapting the receiver
includes determining one or more coefficients of a channel estimation fiiter in
the receiver.

A method for detecting a presence of an excess delay spread within a received signal (S42) is provited. First, a
quantitative estimation (S44) of a similarity of two segment of the received signal is performed. Thereafter the presence of the
excess delay spread within the received signal based upon the quantitative estimation is determined. In determining the presence of
an excess delay spread (S46), the quantative estimation can be compared to detection threshold.


Documents:


Patent Number 216047
Indian Patent Application Number 00957/KOLNP/2005
PG Journal Number 10/2008
Publication Date 07-Mar-2008
Grant Date 06-Mar-2008
Date of Filing 24-May-2005
Name of Patentee MOTOROLA, INC.
Applicant Address 1303 EAST ALGONQUIN ROAD, SCHAUMBURG, IL 60196
Inventors:
# Inventor's Name Inventor's Address
1 MUKTHAVARAM SANDEEP 288 GLEN LEVEN COURT, SCHAUMBURG, IL 60194
2 KRAUSS THOMAS 740 MAJESTIC DRIVE, ALGONQUIN, IL 60102 UNITED STATES OF AMERICA.
3 BAUM KEVIN 3450 RICHNEE LANE, ROLLING MEADOWS, IL 60008, UNITED STATES OF AMERICA.
PCT International Classification Number hH 04 B 1/02
PCT International Application Number PCT/US2003/038866
PCT International Filing date 2003-12-04
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/309,985 2002-12-04 U.S.A.