Title of Invention

"A PERSONAL CARE COMPOSITION"

Abstract A personal care composition comprising : (a) from 0.1% to 99% by weight of a vehicle system which comprises a hydrophobically modified nonionic water soluble polysaccharide polymer which comprises a water soluble polysaccharide polymer backbone and a hydrophobic moiety selected from the group consisting of 3-alkoxy-2-hydroxypropyl group wherein the alkyl moiety is a straight or branch chain having 2-6 carbon atoms, C3-C7 alkyl, aryl alkyl, alkyl aryl groups and mixtures thereof, wherein the ratio of the hydrophilic portion to the hydrophobic portion of the polymer is from 2:1 to 1000:1 and (b) at least one other personal care ingredient.
Full Text The present invention relates to & personal care composition
This invention relates to the use of hydrophobically modified polysaccharides in personal care products. More specifically, this invention relates to the use of such polysaccharides in personal care products where the alkyl moiety of the hydrophobe has 1-7 carbon atoms.
Prior to the present invention, nonionic water soluble polysaccharides were used in personal care applications of shaving products, such as shaving creams and shaving gels, shampoos, shampoo conditioners, hair coloring systems, skin creams, lotions, facial cleansing products, under arm products, such as deodorants, antiperspirants, and mixtures thereof, lubricating gels, oral care products, such as toothpastes and mouth washes, denture adhesives, hair styling agents, such as hair gels and moussos, soaps, shower gels, body washes, make-up products, sun screen products, and the like. Widely used commercially available polysaccharides include nonionic water soluble polysaccharide ethers such as methyl cellulose (MC), hydroxypropylmeithylcellulose (HPMC), hydroxyethylcellulose (NEC), hydroxypropylcellulose (HPC), and ethylhydroxyethylcelluloije (EHEC) and hydroxypropyl (HP) guar, hydroxyethyl guar, and HP starch and other nonionic starch and guar derivatives. Also, hydrophobically modified polysaccharides are used in personal care products. The use of these prior firt polysaccharides in personal care products sometimes have processing difficulties such as compatibility with other ingredients, solubility with certain other ingredients, clarity (when needed) and stability under alkaline conditions of the personal care products. Also, hydrophobically modified polysaccharide are used in personal care products.
US Patent numbers 5,106,609, 5,104,646, and 5,100,558 are examples of patents that disclose the use of hydrophobically modified nonionic cellulose ethers in personal care products. These patents disclose the use high molecular weight (i.e., 300,000 to 700,000) and long chain alkyl carbon substitution in tho hydrophobe (i.e., 8 to 24 carbons) for use in hair and skin-care cosmetics. Also, US Patent numbers 4,228.277 and 4,352,916 describe hydrophobically modified cellulose ether derivatives, modified with long chain

alkyl group substitution in the hydrophobe, US Patent number 4,845,207 discloses a hydrophobically modified nonionic, water-solublo cellulose ether and US Patent 4,939,192 discloses the use of such ether in building compositions.
Certain of the prior art nonionic cellulose ethers have poor compatibility with salts or poor solubility in certain solvents used in personal care applications such as polyhydric alcohols while others are not tolerant to alkaline conditions. Hence, a need still exists in the personal care industry to have nonionic cellulose ethers that have good compatibility with salts, good solubility in certain solvents, and tolerant to alkaline conditions while producing products that do not have color problems, when desired.
1. A personal care composition comprising a) from about 0.1 % to about 99% by weight of a vehicle system which comprises a hydrophobically modified nonionic water soluble potysaccharide polymer which comprises a water soluble polysaccharide polymer backbone and a hydrophobia moiety selected from the group consisting of 3-alkoxy-2-hydroxypropyl group wherein the alkyi moiety is a straight or branch chain having 2-6 carbon atoms, C3-C7 alkyl, aryl alkyl, alkyl aryl groups and mixtures thereof, wheniin the ratio of the hydrophilic portion to the hydrophobic portion of the polymer is from about 2:1 to 1000:1 and b) at least one other personal care ingredient.
It has been surprisingly found that hydrophobically modified polysaccharide having a short chain alkyl group in the hydrophobe moiety have various advantageous properties over prior art water soluble polysaccharide and their derivatives in personal care products. Any water soluble polysaccharide or derivatives can be used as the backbone to form the hydrophobically modified polysaccharide of this invention. Thus, e.g., hydroxyethylcellulose (HEC), hydroxypropyl-cellulose(HPC), methylcellulose (MC), hydroxypropyimethylcellulose (HPMC), ethylhydroxyethy(cellulose (EHEC), and methyl hydroxyethylcellulose (MHEC) and, agar, dextran, locust

bean gum, starch, guar and their nonionic derivatives can all be modified. The amount of nonionic substituent such as methyl, hydroxyethyl, or hydroxypropyl does not appear to be critical so long as there is a sufficient amount to assure that the ether is water soluble. The polysaccharides of this invention are nonionic having a sufficient degree of nonionic substitution to cause them to be water soluble and which are further substituted with a hydrocarbon radical having about 1 to 7 carbon atoms in an amount up to the amount which renders said polysaccharide less than 1% by weight soluble in water.
The preferred polysaccharide backbone is hydroxyethylceilutose (HEC). The HEC which is modified to function in this invention is a commercially available material. Suitable commercially available materials are marketed by the Aqualon Division of Hercules Incorporated, Wilmington, Delaware U.S.A., under the trademark Natrosol
The short chain alkyl modifier can be attached to the polysaccharide backbone via an ether, ester, or urethane linkage. Preferred is the ether linkage as the reagents most commonly used to effect ether fication are readily obtained, the reaction is similar to that commonly used for the initial etherification, and the reagents are usually more easily handled than the reagents used for modification via the other linkages. The resulting linkage is also usually more resistant to further reactions.
Accordingly, there is provided a personal care composition comprising :
(a) from 0.1% to 99% by weight of a vehicle system which comprises a
hydrophobically modified nonionic water soluble polysaccharide polymer
which comprises a water soluble polysaccharide polymer backbone and a
hydrophobic moiety selected from the group consisting of 3-alkoxy-2-
hydroxypropyl group wherein the alkyl moiety is a straight or branch
chain having 2-6 carbon atoms, C3-C7 alkyl, aryl alkyl, alkyl aryl groups
and mixtures thereof, wherein the ratio of the hydrophilic portion to the
hydrophobic portion of the polymer is from 2:1 to 1000:1 and
(b) at least one other personal care ingredient as herein described.
An example of the polysaccharides of the present invention is the 3-alkoxy-2-hydroxypropylhydroxyethylcellulose that is completely soluble in water at ambient temperature. Typically, the 3-alkoxy-2-hydroxypropylhydroxyethylcellulose used in this invention has a hydroxyethyl molar substitution (M.S.). (The number of moles of hydroxyethyl substituent per cellulosic anhydroglucose unit in the cellulose molecule) of about 1.5 to 3.5. The alkylglycidyl radical is generally contained in an amount of about 0.05 to about 50 wt. %, preferably about 0.1 to about 25 wt. % based on the dry weight of the substituted polymer. Preferably the alkyl group of the
is a temperature at which in a clear solution starts to become cloudy and the polymer starts to precipitate out.
The hydrophobically modified hydroxyalkylcellulose of the present invention is an essential inoredient of the vehicle svstem of cersonal care products. In some products, it can be substantially the only ingredient needed for this vehicle system, Another ingredient that may be in tho vehicle system is a surfactant that can be either soluble or insoluble in the composition. A compatible solvent may also be used in the vehicle system that can be either ai single solvent or a blend of solvents.
Examples of the surfactants are anionic, nonionic, cationic, switterionic, or amphoteric type of surfactants. The surfactant can be insoluble (or soluble) in the present invention and (when used) is present in the composition of from 0.01 to about 25% by weight of the composition.
Synthetic anionic surfactants include alkyl and alkyl ether sulfates. Specific examples of alkyl ether sulfates which can be used in the present invention are sodium coconut alkyl trtmethylene glycol ether sulfate; sodium tallow alkyl trimelhylene glycol ether sulfate; sodium tallow alkyl hexaoxyethylene sulfate; sodium tallow alkyl diethylene glycol ether sulfate; and sodium tallow alkyl sulfate.
Nonionic surfactants, can be broadly defined as compounds containing a hydrophobic moiety and a nonionic hydrophillc moiety. Examples of the hydrophobic moiety can be alkyl, alkyl aromatic, dialkyl siloxane, polyoxyalkylene, and fluoro-substituted alkyls. Examples of hydrophilic moieties are polyoxyalkylenes, phosphine oxides, sulfoxides. amine oxides, and amides.
Cationic surfactants useful in vehicle systems of the compositions of the present invention, contain amino or quaternary ammonium hydrophilic moieties which are positively charged when dissolved in the aqueous composition of the present invention.
Zwitterionic surfactants are exemplified by those which can be broadly described as derivative of aliphatic quaternary ammonium, phosphonium, and sulfonium compounds, in which the aliphatic radicals can be straight or branched chain, and wherein one of the aliphatic substituents contains from about 8 to about 18 carbon atoms and one contains as anionic water-solubilizing group, e.g., carboxy, sulfonate, sulfate, phosphate, or phosphorate.
Examples of amphoteric surfactants which can be uscid in the vehicle systems of the compositions of the present invention are those which are broadly described as derivatives of aliphatic secondary and tertiary amines in which the aliphatic radical can be straight or branched chair and wherein one of the aliphatic substituents contains from about 8 to about 18 carbon atoms and one contains an anionic water solubilizing group, e.g., carboxy, sulfonate, sulfate, phosphate, or phosphonate.
The water-soluble (or insoluble) surfactant is used wilh the polysaccharide of the present invention at from about 0,01% to about 25% of the composition.
According to the present invention, the solvent used in the vehicle system should be compatible with the other components in the present composition. Examples of the solvents used in the present invention are water, water-lower alkanols mixtures, and polyhydric alcohols having from 3 to 6 carbon atoms and from 2 to 6 hydroxyi groups. Preferred solvents are water, propylene glycol, water-glycerine, sorbitol-water, and water-ethanol. The solvent (when used) in the present invention is present in th The active personal care component is optional because the vehicle system can be the active ingredient component. An example of this is the use' of the vehicle system in a denture adhesive as either a cream or powder. However, when an active personal care ingredient is needed, it must provide
some benefit to the user's body. Example of substances that may suitably be included in the personal care products according to the present invention are as follows:
1) Perfumes, which give rise to an olfactory response) in the form of a fragrance and deodorant perfumes which in addition to providing a fragrance response can also reduce body malodor; 2) Skin coolants, such as menthol, menthyl acetate, menthyl pynrolldone carboxylate N-ethyl-p-menthane-3-carboxamide and other derivatives of menthol, which give rise to a tactile response in the form of a cooling sensation on the skin; 3) Emollients, such as isosiopropyimyristate, silicone oils, mineral oils and vegetable oils which give rise to a tactile response in the form of an increase in skin lubricity; 4) Deodorants other than perfumes, whose function is to reduce the level of or eliminate micro flora at the skin surface, especially those responsible for the development of body malodor. Precursors of deodorants other than perfume can also be used; 5) Antiperspirant actives, whose function is to reduce or eliminate the appearance of perspiration at the skin surface; 6) Moisturizing agents, that keeps the skin moist by either adding moisture or preventing from evaporating from the skin; 7) Cleansing agents, that removes dirt and oil from the skin; 8) Sunscreen active ingredients, that protect the skin and hair from UV and other harmful light rays from the sun. In accordance with this invention a therapeutlcally effective amount will normally be from 0.01 to 10% by weight, preferable 0.1 to 5% by weight of the composition; 9) Hair treatment agents, that conditions the hair, cleans the hair, detangles hair, acts as styling agent, anti-dandruff agent, hair growth promoters, hair dyes and pigments, hair perfumes, hair relaxer, hair bleaching agent, hair moisturer, liair oil treatment agent, and antifrizzing agent; 10) Oral care agents, such as dentifrices and mouth washes, that cleans, whiten, deodorizes and protects the teeth and gum; 11) Denture adhesives that provide adhesion properties to dentures; 12) Shaving products, such as creams, gels and lotions and razor blade lubricating
strips; 13) Tissue paper products, such as cleansing tissues; and 14) Beauty aids, such as foundation powders, lipsticks, and eye care.
The above list is only examples and is not a complete list of active ingredients that can be used in personal care compositions. Other ingredients that are use in these type of products are well know in the industry. In addition to the above ingredients conventionally used in products for personal care, the composition according to the present invention can optionally also include ingredients such as a colorant, preservative, antioxidant. vitamins, activity enhance, spermacidals, emulsifiers, viscosifying agents (such as salts, i.e., NaCI, NH4CI & KCI), and fats and oils.
The vehicle systems and personal care compositions of the present invention can be made using conventional formulation and mixing techniques. Methods of making various types of personal care compositions are described more specifically in the following examples. The following examples are merely set forth for illustrative purpose, but it to be understood that other modifications of the present invention within the skill of artlssans in the personal care industry can be made without departing from the spirit and scope of the invention.

EXAMPLE 1 Opaque Liquid Soap Formula
Ingredients Weight %
Water 75.73
Sodium 014-C16 olefin sulfonate, 40% active 7.50
Sodium lauroyl sarcosinate, 30% active 6.66
Cocamidopropyl betaine, 35% active 6.66
Glycol stearate 1.00
HMHEC1* 0.80
Propylena glycol 0.50
Glycerin 0.50
Tdtrasodium EDTA 0.30
Stearalkonium chloride 0.10
Methylparaben Q25
100.00
Procedure:
1. The HMHECr was dispersed in water. The pH was raised to about 8.0 -
8.5 to dissolve the polymer and mixed for 45 minutes, The methylparaben
was added to the finished solution.
2. While slowly stirring the water-soluble polymer solution, the
stearalkonium chloride, olefin sulfonate, and glycol stearate were added. The
mixture was heated to 80°C until all of the glycol stearate was melted and the
solution had turned opaque.
3. The remaining ingredients were added while cooling thd solution slowly to
room temperature.
4. The color and fragrance were added.
COMPARATIVE EXAMPLE A Opaque Liquid Soap Formula
The same experiment was run as in Example 1 with the following changes. Supercol® U product was used In piace of HMHEC1 . The Supercol material was dispersed in water and mixed for 45 minutes. Next, methylparaben was added. The remaining procedure was the same.
EXAMPLE 2 Toilet Soap Formula
Ingredients Weight %
Water 65.70
Sodium C14-C1 6 oiefinsulfonate 20.00
Sodium lauroyl sarcosinate 10.00
Cocamide MEA 3.00
HMHEC3* 0.75
Natrosol 250HR 0.25
Disodium EOTA 0.20
Methylparaban Q.1Q
100.00 Procedure:
1 . The HMHEC3* and Natrosol 250HR product were dispersed in water. The pH was raised to about 8.0 - 8.5 to dissolve the polymer and mixed for 45 minutes. The methylparaben was added to the finished solution. 2. In a separate vessel, the surfactants were combined, heated to 80'C, and mixed until homogeneous.
3. The surfactant solution was added to the water-soluble polymer
solution and mixed until well blended.
4. The disodium EDTA was added and cooled to room temperature.
COMPARATIVE EXAMPLE B Toilet Soap Formula
The same experiment as in Example 2 was run with the exception that the Natrosol 250HR material was used in place of HMHEC3.
Source and Description of Product! Used in Examples 1 and 2

Stearalkonium chloride
Sodium C14-C16 olefin sulfonate Bio-Targe AS-40
Sodium lauroyl sarcosinate Hamposyl L-30
Cocamidopropyl betaine
Generic or CTFA Adopted Name
Cocamide MEA Tatrasodium EDTA

Trademark
Ammonyx 4002
Lexaine C Monamid CMA Perma Kleer 100 HMHEC 3 HMHEC1 Natrosol 2SOHR

5iuppHer
Stepan Chemical Co. Northfield, Illinois
Stepan Chemical Co. Northfield, Illinois
W. R. Grace & Co. Nashua, NH
Inolex Chemical Co. Philadelphia, PA
Mona Industries Inc. Patwson, New jersey
Stepan Chemical Co. Northfiel, Illinois
Hercules Incorporated Wilmington, Delaware
Hercules Incorporated Wilmington, Delaware
Hercules Incorporated Wilmington, Delaware
EXAMPLE 3 Baby Hair Conditioner Formula
Ingredient* Weight %
HMHEC3 1.0
Water 74.1
Cetrimonium chloride (25%) 12.2
Lauramina oxide (30%) 10,2
Polyquatemium-17 (62%) 1.5
Propylene glycol 1.0
Perfume, preservative q.$. to 100.0
Procedure:
1. The HMHEC3 was dispersed in water with good agitation; and the pH
was raised to about 8.0-8.5 to dissolve the polymer and the dispersion was
mixed for 45 minutes or until the dispersion was fully dissolved.
2. The remaining ingredients were added In the order listed, mixing well
between additions.
COMPARATIVE EXAMPLE C Baby Hair Conditioner Formula
The same experiment as in Example 3 was run with the following exceptions. CMC 7HF was used in place of HMHEC3. The CMC was dispersed in the water and mixed for 45 minutes or until fully dissolved. The remaining ingredients were added in the order listed, mixing well between additions.

EXAMPLE 4 Peariescent Cream Rinse Formulation
Ingredient! Weight %
Phase A. HMHEC1 1.0
Natroso! 250HHR 0.3
Water 82.3
PhaseB. Stearaikonium chloride (25%) 10.1
Propylene glycol 1.5
Glycol stearate 1.5
Oleth-20 1.5
Polyquatemium-17 (62%) 1.8
Perfume, preservative q.s. to 100.0
Procedure:
1. The HMHEC1 and Natrosol 250HHR product were dispersed in water
with good agitation; the pH was raised to 8.0-8.5, and the dispersion was
mixed until fully dissolved.
2. In a separate vessel, the stearalkonium chloride and propylene glycol
were mixed together and heated to 80°C.
3. The other ingredients listed in Phase B except for the perfume and
preservative were added one at a time in the order listed to "he mixture of
stearalkonium chloride and propylene glycol and mixed well betweerf each
addition.
4. The surfactant mixture of step 3 was added to the HMHEC1 solution,
mixed well, and cooled to 35'C.
5. The perfume and preservative were then added to form the final
formulation.
COMPARATIVE EXAMPLE D Pearlescent Cream Rinse Formulation
The same experiment was run as in Example 4 except that C MHEC 420H was used In place of HMHEC1.
Raw Materials and Their Sources for Examples 3 and 4

Emulphor ON-870 Rhone-Poulenc
Cranbury, Naw Jersey
Trademark Adogen 470
CTFA Adopted Name
Quatemium-48
Oleth-20
Hydrolyzed animal protein Lexein X-250
Polyquatemium-17 MirapolAD-1
Cocamidopropylamine oxide Ammonyx CDO
Lauramine oxide Ammonyx LO
Cetrimonium chloride Varisoft E228
Stearalkonium chloride Varisoft SDC

Supplier
Sherex Chemical Co., Inc. Dublin, Ohio
Inolex Chemical Company Philadelphia, Pennsylvania
Rhone-Poulenc Cranbury, iMew Jersey
Stepan Company Northfield, Illinois
Stepan Company Northfield, Illinois
Sherex Chtmical Co., Inc. Dublin, Ohio
Sherex Chamical Co., Inc. Dublin, Ohio



Hydroxyethylcellulose hydroxyethylcellulose (as defined above)
CarfooxymAthylhydroxy-ethylcellulose

Natrosol 250HHR
CMHEC420H

Hercules Incorporated Wilmington, Delaware
Hercules Incorporated Wilmington, Delaware

EXAMPLE 5
Gentle Everyday Shampoo
Ingredients Weight %
Distilled water q.s. to 100.00
Sodium laureth sulfate, 28% 19.60
Coeamidopropyl betaine, 35% 11.00
Sodium lauroyl sarcosinate, 30% 9.60
PEG-150 disparate 2.90
HMHEC3 1.10
Methylchloroisothiazolinone and
Methylisothiazolinone, 1.5% 0.08
Procedure:
1. The HMHEC3 was dispersed by adding to the vortex of well-agitated,
heated to 60-70'C, water in a vessel.
2. The surfactants, one at a time, were added to the vessel while mixing well
between each addition.
3. The PEG-150 distearate was then added to the vessel, mixed until
dissolved, and then the heat was turned off.
4. When the temperature cooled to 40°C or below, the fragrance and
preservative were added to the formulation.
COMPARATIVE EXAMPLE E Gentle Everyday Shampoo
The same experiment as in Example 5 was run except that the Natrosol Plus 430 product was used in place of HMHEC3.

Raw Materials and Their Sources
CTPA Adopted Name Trademark

Supplier



Natrosol Plus® 420
Lexaine C
Cocamidopropyl betaine
Methylchloroisothiazolinone Kathon CQ And Methylisothlazolinone
Methyl paraben
Methyl Parasept
PEG-150distaarata
Kessco PEG 6000 OS
Sodium laureth sulfate, 28% Staol 4N
Hamposyl L-30
Sodium lauroyl sarcosinate
Hydrophobically modified hydroxyethyl cellulose

Inolex Chemical Co. Philadelphia, Pennsylvania
Rohm & Haas Co, Philadelphia, Pennsylvania
Kalama, Chemicals, Inc. Garfield, New Jersey
Stepan Company Northfiold, Illinois
Stepan Company Northfiold, Illinois
W. R, Grace & Co. Lexington, Massachusetts
Herculos Incorporated Wilmington, Delaware


EXAMPLE 6 Hand and Body Lotion
Ingredients Weight %
A HMHEC1 0.50
Distilled water 78.25
Glycerin, USP 2.00
B Glyeol stearate (Erne rest® 2400) 2.75
Stearic acid (Industrene® 5016K) 2.50
Mineral oil (Drakeol® 7) 2.00
Acetylated lanolin (Lipolan® 98) 0.50
Cetyl alcohol (Crodacol® C95) 0.25
C Distilled water 10.00
Triethanolamine 0.50
0 Propylena glycol and diazolidinyl urea and
Methylparaben & propylparaben (Germaben® II) Q.75
100.00 Procedure:
1. The HMHEC4 was dispersed by adding to the vortex of well-agitated
water in a vessel from Part A. The glycerin was then added with continued
mixing and heated to 80°C for about 15 minutes.
2. In a separate vessel, the Part B ingredients were blended together, heated
to 80 oC, and mixed well.
3. The Part A and Part B components were slowly mixed together while
agitating vigorously to produce an emulsion. This emulsion was maintained at a
temperature of about 80 °C with constant stirring .
4. Then, the Part C ingredients were added to the emulsion and the mixture
was mixed continuously while cooling to 40°C.
5. The Part 0 (preservative) component was added to this new emulsion and
was mixed well.
6. The formulation was then cooled and then poured into containers.

COMPARATIVE EXAMPLE F Hand and Body Lotion
The same experiment as in Example 6 was run except that NatrosolQ 250MR was used in place of the HMHEC4.

Materials and Their Suppliers
CTFA Adopted Name Trademark
Emerest 2400
Glycol stearate
Industrene 5016K
Stearic acid
Orakeol
Mineral Oil
Crodacol C-95
Cetyl alcohol
Qermaben II
Propylena glycol, diazolidinyl urea, Methylparaben and propylparaben
Lipolan 98
Acetylated Lanolin
Natrosol 250MR
Hydroxyethylcellulose

Supplier
Henkel Corporation Hoboken, New Jersey
Wilco Corporation Newark, NJ
Penreco Kains City, NJ
CrcKJa Inc. Paisippany, NJ
Sulton Laboratories Chatham, NJ
Lipo Chemical Pallerson, NJ
Hercules Incorporated Wilmington, DE

EXAMPLE 7 Aerosol Shaving Cream

Irmradianta
Delonized water
Sodium hydroxida (24.6% solution) Potassium hydroxide (34.2% solution) Stearic acid, double pressed Coconut acid Propylene glycol Lauramide DBA Coconut oil Tallow glycerides Preservative (Germaben II) HMHEC3 slurry Total

Amount, g
790.0
9.6
34.2
71.6
10.0
27.0
10.0
2.5
30.0
5.0
1Q.Q
1000.0

Procedure
To prepare the shaving cream concentrate, the sodium hydroxide and potassium hydroxide were added to the deionized water in a vessel at room temperature. The temperature of the vessel was then raised to 75oC and stirred for 5 minutes. The stearic acid and coconut acid were separately pre-melted and then each was added to the caustic/water mixture and then stirred for 30 minutes followed by cooling to 55°C. The HMHEC3 was slurried in the propylene glycol and added to the mixture. One at a time, the lauramide DEA (melted), coconut oil, tallow glycerides (melted), and preservative were added to the vessel and stirred for 15 minutes and allowed to cool
This concentrate (225 g) was weighed into a standard 12-oz shaving cream can. The can was then sealed with a valve assembly using laboratory canning equipment and charged with 9,0 g of propeilant.
COMPARATIVE EXAMPLE 0 Aerosol Shave Cream
The same experiment as in Example 7 was repeated except that Natrosol® 250HR was used in place of HMHEC3.
List of Ingredients and Their Suppliers
CTFA Adopted Name Trademark Supplier
Stearic acid Industrene 5016 Witco Corporation
Memphis, Tennessee
Coconut acid Industrene 328 Witco Corporation
Memphis, Tennessee
Lauramide DEA Standamid LD Henkel Corporation
Ambler, Pennsylvania
Coconut oil Coconut oil Sigma Chemical Co.
St. Louis, Missouri
Tallow glycerides Peacock Acidless Tallow Geo. Pfau's Sons Co.
JefTersonville, Indiana
Sorfaitol Sorbo (70% active) ICI Americas, Inc.
Wilmington, Delaware
Propylene glycol (and) Germaben II Sutton Laboratories
Oiazolldinyl urea (and) Chatham, New Jersey
Methylparaben (and) Propylparaben
88/12 Isobutane/propane A-46 Propellant Aeropres Corporation
Shreveport, Louisiana
Propylene glycol Propylene Glycol Eastman Chemical Co.
Rochester, New York
Hydroxyethylcellulose Natrosol 250 HR Hercules Incorporated
Wilmington, Delaware

EXAMPLE 8 Standard Cream Toothpaste with HMHECJl
Ingredient wt%
I. HMHEC2* 0.751
Glycerin 100% 13.00
Sorbito! (70% solids) 16.86
Distilled water 1S.612
II. Dicaleium phosphate, 45.00
anhydrous
III. Tetra sodium pyrophosphate 0.42
Sodium saccharin 0.20
Sodium monofluorophosphate 0,76
Sodium benzoate 0.50
Distilled water 6.25
IV. Flavor 0.55
Sodium lauryl suifate 0-10
100.00
Procedure:
1. The salts of Part III were added to the water in a vessel while stirring and heated to about 60°C to dissolve. The vessel was covered during heating to prevent moisture loss.
2. Part I. The glycerine was weighed into a beaker and the polymer was dispersed in the glycerine while stirring for about 5 minutes or until adequately dispersed. Sorbitol was added and the mixture was continuously stirred for another 10 minutes. Water was added and stirred for an additional 15 to 30 minutes making sure that the polymer was completely hydrated (no gels). A warm salt solution was added while stirring continuously for an additional 15 minutes or until homogenous (no lumps or gels). This mixture was then transferred to a toothpaste mixer (Ross double planetary mixer),
3. Part II. The OOP and water were added to a mixer and mixed for 10 min.
at a low speed to completely wet the DCP. The mixer was then opened and the
DCP paste mixture was scraped from the beaters and bowl sides, The mixer
was then closed and a vacuum was applied. The mixer was run on high speed
under vacuum for 20 minutes or until the DCP paste mixture had a smooth
consistency.
4. Part IV. The SLS was added to the mixer and mixed for 5 minutes at low
speed without vacuum. The flavor was added to the mixer and mixed for 2 min.
at low speed. The mixer was then opened and the beaters and bowl sides were
scraped down. The mixer was closed and a vacuum was applied and mixed at
medium speed for 15 minutes, observing for foaming.
5. The mixer was then shut off and the vacuum was broken and the
formulation was packed out In a container as a paste.
COMPARATIVE EXAMPLE H Standard Cream Toothpaste with HMHEC2
The same experiment as in Example 8 was repeated except that Natrosol 250 HR from Hercules Incorporated was used in place of HMHEC2.
EXAMPLE 9 Standard Cream Toothpaste with HMHEC 2
Ingredient
CMC7MF (Hercules Incorporated) 0'25i
Glycerin 100% 13.00
Sorbitol (70% solids) 16.86
Distilled water 14.462
II. Dicalcium phosphate, anhydrous 45.00
III. Tetra sodium pyrophoaphate 0.42
Sodium saccharin C .20
Sodium monofluorophosphate C .76
Sodium benzoata C .50
Distilled water 6,25
IV. Flavor C.55
Sodium lauryl sulfata 1.00
100.00
1. Begin with Part III. The salts were added to the water while stirring and
heated to about 60°C to dissolve. The salt and water mixture was covered
during heating to prevent moisture loss.
2. Part I. Glycerine was weighed into a beaker and the polymer was
dispersed in the glycerine while stirring. This mixture was stirred for 5 minutes
or until adequately dispersed. Sorbitol was added the this dispersion and was
continuously stirred for another 10 minutes. Water was addod and stirred for 15
to 30 minutes making sure that the polymer was completely ihydrated (no gels).
Then warm salt solution was added while stirring and was continuously stirred
for 15 minutes or until homogenous (no Jumps or gels). This mixture was then
transferred to a toothpaste mixer (Ross double planetary mixer),
3. Part II. DCP was added to the mixer and was mixed for 10 min. at a low
speed to completely wet the DCP. The mixer was then opened and beaters and
bowl sides were scraped down. The mixer was closed and a vacuum was
applied. The mixer was then run on high speed under vacuum for 20 minutes or
until the mixture was smooth.
4. Part IV. SLS was added and mixed for 5 minutes at low speed without
vacuum. Flavor was add and mixed for 2 mln. at low speed and the mixer was
opened and beaters and bowl sides were scraped down, The mixer was closed
and a vacuum was applied. The mixer was run on medium speed for 15
minutes, observe for foaming.
5. The mixer turned off and the vacuum was broken. The blend from the
mixer was packed out as a paste.
EXAMPLE 10 Cream Toothpaste with HMHEC1
Ingredient

I. HMHEC1
Glycerine 100%
Sorbitol (70%)
Distilled water
II. Diealcium phosphate,
dihydrate
III. Tetra sodium pyrophosphate
Sodium monofluorophosphate
Sodium saccharin
Sodium benzoate
IV. Flavor
V. Sodium lauryl sulfata
Distilled water

0.75
13.00
16.86
16.962
45.00
0.42 0.76 0.20 0.50
0.55
1.00
4.QQ
100.00

15.00 260.00 337.20
339.2
900.00
8.40 15.20
4.00 10.00
11.00 20.00
ggoo
2000.00

1. Part I. The glycerine was weighed into a beaker. The polymer was dispersed in the glycerine in a Jiffy mixer while stirring. This glycerine and polymer mixture was stirred for 5 minutes or until adequately dispersed. Sodium saccharin and sodium benzoate were added to the dispersion and mixed for an additional 5 min. Sorbitol was then added and mixed for 5 min. Water was then added and stirred for 30 min. After stirring for the 30 min., total weight of beaker was recorded and stirred again. The solution was heated to 80oC and mixed for 15 min. at 80°C. The beaker was reweighed and the weight was adjusted for any weight loss due to evaporation. The contents of the beaker then was transferred to a Ross planetary vacuum mixer.
2. During the polymer hydration period, Part V was begun. SLS was added to the
water while stirring and dissolved by warming to -50CC in a water bath, if lumping
occurred, the process was restarted.
3. Part II. DCP was added to a mixer and was mixed for 10 min. on a low speed to
completely wet the DCP. The mixer was stopped and the beaters and bowl sides
were scraped down. The mixer was then closed and a vacuum was applied. The
mixer was run on high speed under vacuum for 20 minutes or uuntilsmooth paste,
4. TSPP was added to the mixer and was mixed for 5 min. Then, SMFP as added
and mixed for 5 min. The saccharin was added and mix for 5 mins. The sodium
benzoate was added and mix 5 mins. on low speed followed by 10 min. on medium
speed or until smooth.
5. Part IV. The SLS was added and mixed for 5 minutes on low speed without
vacuum. The flavor was added and mixed for 2 min at low speed. The mixer was
opened and the beaters and bowl sides were scraped down . The mixer was closed
and a vacuum was applied and mixed at medium speed for 15 minutes, observe for
foaming.
6. The mixer speed was reduced and shut off after awhile and the vacuum was
broken. The mixer content was then packed out as a paste.
EXAMPLE11 Cream Toothpasta with HMHEC1

Inoradlent

Wilfl)



HMHEC1 0.75
GenuvscoTPW 0.25
(Hercules Incorporated)
Glycerine 100% 13.00
Sorbitol (70%) 16.86
Distilled water 16.712

15.00 5.00
260.00
337.20
334,2



Dicalcium phosphate, dihydrate

45.00

900.00



III. Tetra sodium pyrophosphate Sodium monofluorophosphate Sodium saccharin Sodium benzoate



0.42 8.40
0.76 15.20
0.20 4.00
0.50 10.00



IV. Flavor

0.55

11.00



V. Sodium lauryl sulfate Distilled water

1.00 4.QQ
100.00

20.00
80.00
2000.00

1. Part!. glycerine was weighed into a beaker. Polymer was dispersed in
glycerine in a Jiffy mixer while stirring and was stirred for 5 minutes or until
adequately dispersed. Sodium saccharin and sodium benzoate were added to
the mixer and mix for 5 min. Sorbitol was then added to the mixer and mixed
for 5 min. Water was then added and stir for 30 min. After stirring for 30 min,,
the total weight of beaker was recorded. The solution was then heated to 80°C.,
mixed for 15 min. at 80°C., and reweighed. The weight was adjusted for any
weight loss due to evaporation. The mixture was transferred to a Ross
planetary vacuum mixer.
2. During the polymer hydration period, Part V was begun. SLS was added to
the water while stirring. The SLS was dissolved by warming to ~50°C in a water
bath. If lumping occurred, the process was restarted.
3. Part II. DCP was added to the mixer and mixed for 10 min. at a low speed
to completely wet the OOP. The mixer was stopped and beaters and bowl sides
were scraped down. The mixer was closed, a vacuum was applied, and was
mixed on high speed under vacuum for 20 minutes or until the paste became
smooth.
4. TSPP was added to the mixer and mixed for 5 min. Next the SMPP was
added and mixed for 5 min. The saccharin was then added and mixed for 5
mins. Next, the sodium benzoate was added and mixed for 5 mins. on low
speed followed by 10 min. on medium speed or untll smooth
5) Part IV. The SLS was added and mixed for 5 minutes on low speed without vacuum. Then, the flavor was added and mixed for 2: min at low speed. The mixer was then opened and the beaters and bowl sides were scraped down. The mixer was then closed and a vacuum was applied. The mixer was run at medium speed for 15 minutes, observe for foaming. 6. Mixer's speed was reduced gradually and finally shut off and the vacuum was broken. The content of the mixer was packed out as a paste.
EXAMPLE 12 Lubricating Jelly (or liquid)
FORMULATION 1
2.2% Nonoxynol 9 3.0% HMHEC2 94.9% Propylene Glycol 0.1% Methyl parasept
FORMULATION 2
2.2% Nonoxynol 9
1.5%HMHEC2
1.5% Natrosol 250HHX (Hercules Incorporated)
24.9 Water
70.9% Propylene Glycol
0.1% Methyl parasept
FORMULATION 3 4.0% HMHEC2 95.9% Propylene Glycol 0.1% Methyl parasept
FORMULATION 4
2.0% HMHEC2
1.5% Klucel HP (Hercules Incorporated)
94.9% Propylene Glycol
0.1% Methyl parasept
FORMULATION 5
0.5% HMHEC2 0.5% Klucel HF 10.0% mineral oil 34,9% Propylene Glycol 54.0% water 0.1% Methyl parasept
The polymer was dispersed into vortex of vigorously agitatod propylene glycol and/or mineral oil and mixed for ten minutes. Water was added. Next the temperature was raised to 90oC and mixed for one hour and then was gradually cooled to about 25°C. white mixing slowly. Nonoxynol and presorvativa (as required) were added while mixing. Then the formulation was deaerated and was packed out.

EXAMPLE 13 Denture Adhesive FORMULATION 1
25.0% CMC 7H3SXF (Hercules Incorporated) 25.0% HMHEC2
45.0% Petrolatum (Snow White from Penerico) 5.0% Mineral oil (Drakeol 9 from Penerico)
FORMULATION 2
50.0% HMHEC2
45.0% Petrolatum (Snow White from Penerico)
5.0% Mineral oil (Drakeol 9 from Penrico)
Petrolatum was preheated to 60°C in a vessel and mineral oil was added and mixed for five minutes. Polymer was then added to agitated liquid in the vessel and continued to mix for 30 minutes. The formulation was then transferred to a packout container and allowed to cool to about 25'C.
EXAMPLE 14 CLEAR STICK ANTIPERSPIRANT
A two phase method was used to prepare the clear stick antiperspirant as follows:
Phase I
About 65% of the total propylene glycol used (excluding that; which is part of the antiperspirant salt solution) was charged to a reaction vessel. HMHEC1 was added to the vessel and stirred well until dissolved. The vessel was heated to dissolve the polymer. Once the polymer was dissolved, the solution was heated to 110'C-115*C, and the dibenzylidine sorbitoi was added and mixed until completely dissolved. This Phase I solution was then cooled to about 100oC.
Phase II
About 35% of the total propylene glycol used (excluding tha t which is part of the antiperspirant salt solution) was added to the another vessel, stirred and heated to about 60-70oC. The Na4EDTA was added and mixed well to form a slurry. The antiperspirant salt solution was added next to this vessel and the solution was mixed well until it becomes clear and homogeneous. The emollients, dirnethicone copolyrner, was added and the Phase II solution was mixed until it became clear.
Combined Phase:
phase I! was added to Phase I while mixing and copied to 80'C. Optionally a fragrance would bo added at this point and allowed to mix well. The product was poured into a 1 oz. glass jars and allowed to cool overnight. Aftor cooling overnight, the samples were tested for physical and chemical properties.
Equipment uaed:
Two 400 ml glass beakers, oil bath, clamps, mechanical stirrer, Jiffy stirrer and thermometer, and a covering to prevent contamination, such as plastic wrap.
Total Formulation for this Example
1. Propylene glycol 49.70 g
2. Al/Zr tetrachlorohydrate-gly 36,60 g*
3. Dibenzylidene sorbitol 0.50 g
4. HMHEC1 0.30
5. Sodium EDTA 0.20
6. Oimathicone copolymer (ABIL B 8851) 0.25
7. Fragrance (optional) 1.25
Phase I:
Polypropylene glycol 32.30 g
Dibenzylidene sorbitol 0.50 g
HMHEC1 0.30 g
Phase II:
Polypropylene glycol 17.40g
Al/Zr tetrachlorohydrate-gly 36.60 g
Sodium EDTA 0.20 g
Dfmethicone copolymer 0.25 g
Fragrance (optional) 1.25 g
Chemicals), Supplier!:
1. Propylene glycol (EM Science UPS grade)
2. Al/Zr tetrachlorohydrate-gly (Westwood Chemical Co.) Westchlor A22 8160 30%
PG solution.
3. Dibenzylidene sorbitol (Miiliken Chemicals) Millithix 925.
4. HMHEC1 (Hercules Incorporated)
5. Sodium EDTA (Aldrich #5403EJ)

7. Dimethicone copolymer (Ooldschmidt Chemical) ABIL 6 8851
8. Fragrance
EXAMPLE 15 Lubricating Gel
Ingredient Weight % Weight fa)
HMHEC2 1.00 4.00
*KlucelHF 1,00 4.00
Propylene glycol 97.9 391.60
Methylparaben Q.1Q Q.4Q
100.00 400.00
Procedure:
1. The dry blend of HMHEC2 and Klucel HP was dispersed in vigorously
agitated propylene glycol and mixed for 10 minutes.
2. Next, the temperature was raised to 90'C and mixed for one hour.
3. Cooled to room temperature while mixing,
4. The preservative methylparaben was added and mixed for 10 minutes.
5. Dispensed into containers.
COMPARATIVE EXAMPLE I Lubricating Gel
The same experiment as in Example 15 was repeated except that "Benecel® MP 943W was used in place of HMHEC2.
EXAMPLE 16 Lubricating Gel
Ingredient Weight % Weight
HMHEC2 1.50 7.50
Glycerine, USP 20.00 100.00
Distilled Water 78.00 390.00
Diazolidinyl Urea, PG,
Methylparaben, Propylparaben Q.5Q 2.50
(Germaben II, ISP) 100.00 MO.OO
Procedure:
1. The glycerin while being stirred was heated to 60°C in a water bath and
was covered with Saran wrap while heating.
2. The HMHEC2 was dispersed in the heated glycerin by sifting it into the
vortex of the stirred glycerin.
3. The distilled water was heated to 60'C in a separate vessel and slowly
added to the dispersion and mixed for an additional 30 minules while
maintaining the temperature at 60'C.
4. Next, the preservative was added and cooled to room temperature and the
lubricating gel was put into containers.
COMPARATIVE EXAMPLE J Lubricating Gel
The same experiment as in Example 16 was repeated except that Natrosol® 250H NF was used in place of HMHEC2.
EXAMPLE 17 Denture Adhesive
One hundred-gram batches of denture adhesive were prepared according to the following formulas:
Petrolatum 50.0
HMHEC2 5QJ2
100.0
Procedure:
The petrolatum was weighed into a 250 ml beaker. The! beaker was placed in a circulating oil bath heated to 67°C. The contents were stirred at a low speed on an electric mixer having two 1-V& inch diameter prcpeilers spaced % inch apart on the shaft. When contents were 65"C, the polymer was added slowly while adjusting the mixer speed to maintain a vortex In the mixture. Mixing was continued for one hour.
Preparation of Artificial Saliva solution for mechanical testing: Artificial saliva was prepared according to the following formula:
Concentrate:
Potassium thiocyanate 2.0
Potassium chloride) 14.0
Sodium phosphate, dibasic, 7-hydrate 2.0
Sodium phosphate, monobasic, monohydrate 1.8
Daionized water, boiled 1QQO.Q
1019.8 Dilution:
Concentrate 1 part by weight
Oeionized water, boiled 9 parts by weight
10 parts by weight
The pH of the dilution was adjusted to 7.0 with sodium phosphate, dibasic, 7-hydrate.
Testing of Denture Adhesives:
MTS CVCLIC COMPRESSION/ TENSION TEST:
The apparatus consisted of a specially designed fixture having a 3" diameter Plexiglas upper plate, and a 2" diameter Plexiglas lower plate surrounded by a 4.5" diameter Plexiglas cylinder to form a reservoir. Special adapters were fabricated for mounting in the MTS instrument. Two ml of the DA sample were dispensed from a 5ml disposable syringe and spread evenly onto the lower stage of the test fixture. The fixture reservoir was tilled with artificial saliva so as to just barely immerse the surface of the sample; (-180ml). The upper stage of the fixture was brought into contact with the sample, leaving a starting position span of 0.04"above the lower plate, and the instrument was cycled to travel up to a span of 0,06Hand down to a span of G.03"at a crosshead speed of 0.20 in/min. and full scale load of 20 to 50 Ibs. The test was operated for 200 cycles, and the tension and compression forces werci recorded in Table 4. Formulations were run in triplicate and the averages were reported,1-3
COMPARATIVE EXAMPLE K Denture Adhesive
Tha same experiment as in Example 17 was repeated that *Natrosol® 250 HX was used in place of HMHEC2.
EXAMPLE 18 Clear Stick Antiperspirant
A two phase mothod was used to prepare the clear stick antiperspirant as follows:
Phase I
About 65% of the total propylene glycol used (excluding that which is part of the antiperspirant salt solution) was charged to a reaction vessel. HMHEC1 was added to the vessel and stirred well until dissolved. The vessel was heated to dissolve the polymer. Once the polymer was dissolved, the solution was heatad to 1100'C-1 1 5*0, and the dibenzylidine sorbitol was added and mixed until completely dissolved. This Phase I solution was then cooled to about 100*0.
Phase II
About 35% of the total propylene glycol used (excluding that which is part of the antiperspirant salt solution) was added to the another vessel, stirred and heated to about 60*70*0. The Na4EDTA was added and mixed well to form a slurry. The antiperspirant salt solution was added next to this vessel and the solution was mixed well until it becomes clear and homogeneous. The emollient dirwthicone copolymer, was added and the Phase II solution was mixed until it became clear.
Combined Phaae:
Phase II was added to Phase I while mixing and cooled to 80oC. A fragrance was added at this point and allowed to mix well. The product was poured into a 1 oz. glass jars and allowed to cool overnight After cooling overnight, the samples were tested for physical and chemical properties.
Equipment Used:
Two 400 ml glass beakers, oil bath, clamps, mechanical stirrer, Jiffy stirrer and thermometer, and a covering to prevent contamination, such as plastic wrap.
Total Formulation for this Example:
1 . Propylene glycol 49.67g
2. Al/Zr tetrachlorohydrate-gly 36.6Qg*
3. Dibenzylidene sorbitol 0.50 g
4. HMHE01 0.30g
5. Sodium EDTA 0.20g
6. Oimethicone copolymer (ABIL B 8851 )
87.45g
Phase I:
Polypropylene glycol 32.07 g
Dibenzylidene sorbitol 0.50 g
HMHEC1 Q.30g
32.87g
Phase II:
Polypropylene glycol 17.60g
Al/Zr tetrachlorohydrate-gly 36.60 g
Sodium EDTA 0.20 g
Dimethicone copolymer Q.2S q
54.6Sg
COMPARATIVE EXAMPLE I Clear Stick Antlpereplrant
The same experiment as in Example 18 was repeated except that CMHEC 420H was used in place of HMHEC1.
Raw Materials and Their Sources for Antlpersplrf int Stick
Raw Material Supplier
Propylene glycol (USP Grade) EM Science
Gibbstown, NJ
Al/Zr tetrachlorohydrate-gly Westwood Chemical Corporation
Westchlor A2Z 8160 30% PQ solution Middletown, New York
Dibenzylidene sorbitol Milliken Chemicals
Millithix 925.
HMHEC1 Hercules Incorporated
Wilmington, [)E
Carboxymethylhydroxyethylcellulose Hercules Incorporated
CMHEC420H
Sodium EDTA Aldrich Chemical Company
Aldrich #5403EJ Milwaukee, Wisconsin
Dimethicone copolymer Goldschmidt Chemical
Corporation
ABILB8851 Hopewell, VA

EXAMPLE19 Shampoo
Ingredient Weight %
Distilled water 58.80
Ammonium lauryl sulfate, 30% (Stepanol AM) 27.50
Dlsodium cocoamphodiacetata, 50% (Miranol C2M) 6.90
Sodium laureth sulfate, 60% (Steol CS460) 5.70
HMHEC2 Q.60
Germaben II G.50
Citric Acid t» pH 5.5
100.00
Procedure:
1. In a water bath, water was heated to 70°C while agitating and was kept
covered to prevent moisture loss.
2. The HMHEC2 was sifted slowly into the vortex of the water.
3. The mixture was cooled to 40°C.

3. The remaining ingredients were added, one at a time, while mixing well
between each addition.
4. The pH was adjusted to 5.5 with citric acid.
COMPARATIVE EXAMPLE M Shampoo
The same experiment as in Example 19 was repeated except that Benecel MP 943W was used in place of HMHEC2.
Materlals And Suppliers for Shampoo

CTFA adopted Name
Ammonium lauryl sulfate

Trademark
Stepanol AM

Supplier
Stapan Chemical Co. Northfield, IL



Disodium cocoamphodiacetate
Sodium laureth sulfate Preservative
Hydroxypropylmethylcellulose

Miranol C2M
Steol CS460 Germaben li
Benecel MP943W

Rhone-Polenc, Cranbury, NJ
Stepan Chemical Co.
Sutton Labs Chatham, NJ
Hercules Incorporated Wilmington, OE

EXAMPLE 20 Pearieecent Shampoo

Ingredient

Weight

Weight (a
500.00
1 00.00 15.00 347.25 75.00
10.00 2.50 1.20 50.00 12.50 6,00
0.75 0.60 0.50 3.75 3.00 2.50
Distilled water q.s.
TEA-lauryl sulfate (40% active) (Stepanol WAT) Sodium lauroamphoacetate (and) sodium
trideceth sulfate (Miranol MHT) Cocamide DEA (Ninol 40CO) Glycol stearate (Emerest 2400) Propylene glycol (and) diazolidinyl urea (and)
methylparaben (and) propytparaban (Germaben II) HMHEC1
N-Hance$ 3000 cationio guar
Citric acid (50% solution) CtUdiilfii
100.00

Procedure:
1. The N-Hance
2. HMHEC1 was slowly sifted into the heated N-Hance® solution and mixed
until fully dissolved.
3. The temperature was raised toTO'C. Next, the TEALS and glycol stearate
were added, one at a time. Between each addition, the mixture was well
agitated. Heat was turned off once it looked homogeneous. The mixing was
continued.
4. When the temperature reached 55°C, the remaining ingredients were added,
one at a time.
5. Adjusted to pH 5.0 with citric acid solution.
6. Cooled to 40°C and added fragrance.
COMPARATIVE EXAMPLE N Peariescent Shampoo
Same experiment as in Example 20 was repeated except that Benecel MP943W from Hercules Incorporated was used in place of HMHEC1.
List of Ingredients and Their Suppliers for Pearteacant Shampoo
CTFA Adopted Name Trademark Supplier
TEA-lauryl sulfate Stepanol WAT Stepan Company
Nothfield, Illinois Sodium lauroamphoacetate (and) sodium
trideceth sulfat* Miranol MHT Rhone-Poulenc
Cranbury, NJ
Cocamide DEA Ninol 40CO Stepan Company
Nothfield, IL
Glycol sttarate Emerest 2400 Henkel Corporation
Hoboken, NJ
Propylone glycol (and) diazolidinyl urea (and)
methylparaben (and) propylparaben Germaben II Sutton Lab
C hatham, NJ
Guar Hydroxypropyltrimonium chloride N-Hance® 3000 Hercules Incorporated
Wilmington, DE

EXAMPUE 21 Sunscreen Lotion

Ingredient

Welghl: % Weight tq


8.

Mineral Oil (Klearol, Witco) Polyoxypropylene 15 Stearyl Ether (Arlamol E, ICI) Octyl Methoxycinnimate (Neo Hetiopan AV, H&R) Benzophenon-3 (Uvinul M40, BASF) Hydrogenated Castor Oil (Castor Wax, Ross) Sorbiton Monoisostearate (Arlacel 987, ICI) Polyoxyethylene Polyol Fatty Acid Ester (Arlatone T, ICI) Ozokerite Wax (0 Wax 77W, Ross) Polyoxyethylene Fatty Acid Ester (Arlacel 989, ICI) HMHEC1 Distilled Water Glycerine
Magnesium Sulfate
Oiazoiidinyl Urea, PG, Methylparaben, Propylparaben (Germaben II, ISP)


13.00 65.00
6.00 30.00
5.00 25.00
3.00 15.00
1.40 7.00
1.20 6.00
1.00 5.00
1,00 5.00
O.SO 2.50
O.fiO 2.50
63.00 316.00
3.00 15.00
0.70 3.50
-QJLQ. 0.50
100.00 500.00

Procedure:
1. All the ingredients of Part A were mixed together in a vessel while stirring.
2. The temperature was raised to70°C, and the mixture was; stirred for 30
minutes.
3. For Part B, HMHEC1 was dispersed in the distilled water. The slurry pH was
raised to 8.5 with NaOH and mixed until dissolved. Glycerin, magnesium
sulfate, and the preservative were added one at a time while mixing. The
mixture was stirred between each addition to make sure triers were no lumps.
4. Part B was added to Part A slowly while stirring and stirred 30 minutes at
70°c.
5. This new mixture was cooled to room temperature while stirring and filled
into containers.
COMPARATIVE EXAMPLE 0
Sunscreen Lotion
The same experiment as in Example 21 was repeated except that CMC 7HF NF was used in place of HMHEC1 .
Materials and Their Suppliers for Sunscreen Lotion
CTFA Adopted Name Trademark

Neo Heliopan AV
Uvinui M40
Castor Wax
Klearol
Mineral Oil
Polyoxypropylene 15 Stearyl Ether Arlamoi E
Octyl Methoxycinnimate
Benzophenon-3
Hydrogenated Castor Oil

Witso Corporation Dublin, OH
ICI Surfactants Wilmington, OE
H&R Corporation Springfield, NJ
BAI5F Corporation Washington, NJ
Rosis



Sorbiton Monoisostearate

Arlace! 987

ICI Surfactants



Polyoxyethylane Polyol Fatty Acid Ester
Ozokerite Wax Polyoxyethylene Fatty Acid Ester
Diazolidinyl Urea, PG, Methylparaben, Propylparaben
Carboxymathyl cellulose

Ariatone T
OWax77W Arlacel 969
Germaben II CMC 7HF NF

ICI Surfactants
Rons
ICI Surfactants
Sutton Labs Chiitham, NJ
Hercules Incorporated

EXAMPLE 22 Hydro-Alcoholic RolUOn
Part Ingradlenta Weight % Weight (g)
A REACH® 501 Solution
(50% Al chlorohydrate) 40.00 160.00
B Procatyl AWS (PPG-5 cateth-20) 2.00 8.00
C HMHEC4 0.20 0.80
D Deionized water 15.70 62.80
E SD Alcohol 40 41.10 164.40
F Fragrance (d) 1.QQ 4.QQ
100.00 400.00
Procedure;
1. HMHEC4 was dispersed into the deionized water (D) in a container and the
pH of the dispersion was adjusted to 8.5 with NaOH solution. The dispersion
was then mixed for 30 minutes.
2. Gradually component A was added to the dispersion and mixed rapidly using
overhead stirring to dissolve.
3. In a separate container components B and E were combined and then added
slowly with constant agitation to the rest of the batch.
4. Then the fragrance was aded and mixed for 5 minutes.
5. The resulting mixture was poured into roll-on containers.
COMPARATIVE EXAMPLE P
Hydro-Alcoholic Roll-On
The same experiment was run as in Example 22 except that Natrosol 250MR OS from Hercules Incorporated was used in place of HMHEC4.

Materials and Their Suppliers for Hydro-alcoholic: Roll-on
CTPA Adopted Name Trademark
Aluminum chlorohydrate
PPG-5 ceteth-20
Ethyl alcohol
Fragrance
Classic oriental/spice
Hydroxyethylcellulose

REACH 501 Procetyl AWS
SD Alcohol 40 #Q-7148
Natrosol 250MR CS

Reiiies Incorporation Berkeley Height, NJ
Croda Incorporation Parsippany, NJ
Qucist International Fragrances inc. Mount Olive, NJ
Hercules Incorporated Wilmington, DEE

EXAMPLE 23 Shower Qel

A. B. C.


Weight %
Ingredient
q.s. to 100.00 0.95 11.53
Deionized water
HMHEC1 (Hercules Inc.)
Sodium Laureth Sulfate (Steol CS460, Stapan)
1 1 -80
6.00 7.25 2.00 1 . 00
Disodium Laureth Sulfosuccinate
(Stepan Mild SL3, Stepan)
Disodium Cocoamphodiacetate (Miranol C2M Cone NP, Rhone-Poulenc)
Sodium Lauroyl Sarcosinate (Crodasinic LS 30, Croda) Propyiene Glycol
Quatemized Wheat Protein (WheataFlor, Croda) Hydrolysate and Hydrolyzed Wheat Protein and Wheat Germ Oil & Polysorbate 20 Glycol Distearate and Laureth-4 and CAPB
2.00 0.10 0 . 35
(Euperlan PK 3000, Henkel) Disodium EDTA (EDETA BD, BASF) Perfume (Drom 229033, Drom) Phenoxyethanol and Methylparaben and Ethylparaben
and Propyiparaben and Butylparaben (Phinonip, Nipa)
10G.OO

Weight (g)
282.10
4.75
57.65
59.00
30.00
36.25
10.00
5.00
10.00 0.50 1.75
3J3Q 500.00

Procedure:
1. HMHEC was dispersed into well agitated water to form a slurry.
2. The pH of the slurry was adjusted to 8.5 with a NaOH solution and the slurry
was mixed until a solution was formed and had no lumps. Naxt, the ingredients
of Phase C were added to the solution in the order listed above while mixing for
one minute between each addition or until the mixture became homogeneous.
3. The pH of the final gel product was adjusted to 5,3-5,7 and filled into
containers.
COMPARATIVE EXAMPLE Q Shower Gel
The same experiment as in Example 23 was run except that N-Hance 3196 was used in place of HMHEC1; the polymer was dispersed in water and mixed for five minutes. The slurry pH was lowered to below 6.0 to 7.0 and mixed for one hour or until no lumps were observed, followed by the addition of Phase C as above.
Raw Materials and Their Sources For Shower Gel

CTFA Adopted Name
Guar Hydroxypropyltrimonium Chloride
Sodium Laureth Sulfate

Trade Name
N-Hance€>3196
Sttol CS460

Supplier
Hercules Incorporated Wilmington, DE
Stopan Company Ncthfield, NJ



Disodium Laureth Sulfosuccinata Stepan Mild SL3 Stopan Company
Disodium Cocoamphodiacetate Miranol C2M Cone NP
Sodium Lauroyl Sarcosinate
Quatemizad Wheat Protein

Crodasinic LS 30
WheataRor

Rhone-Poulenc Cranbury, NJ
Croda Incorporated Parsipanny, NJ
Croda Incorporated



Hydrolysata and Hydrolyzed
Wheat Protein and Wheat Germ
Oil & Polysorbato 20 Glycol Euperlan PK 3000
Distearata and Laureth-4 & CAPB
EDETA 80
Disodium EDTA
Perfume
Dram 229033
Phanoxyethanol and Methylparaben
& Ethylparaben & Propylparaben Phinonip and Butylparab«n
Guar Hydroxypropyl trimoniumchlorideN-Hance 3196
(Table Removed) 1to 4

Henkel Corporation Hcboken. NJ
BASF Corporation Washington, NJ
Drom International Towaco, NJ
Nipa Hardwicka Inc. Wilmington, DE
Hercules Incorporated Wilmington, DE




WE CLAIM:
1. A personal care composition comprising :
(a) from 0.1% to 99% by weight of a vehicle system which comprises a
hydrophobically modified nonionic water soluble polysaccharide polymer
which comprises a water soluble polysaccharide polymer backbone and a
hydrophobic moiety selected from the group consisting of 3-alkoxy-2-
hydroxypropyl group wherein the alkyl moiety is a straight or branch
chain having 2-6 carbon atoms, C3-C7alkyl, aryl alkyl, alkyl aryl groups
and mixtures thereof, wherein the ratio of the hydrophilic portion to the
hydrophobic portion of the polymer is from 2:1 to 1000:1 and
(b) at least one other personal care ingredient as herein described.

2. The composition as claimed in claim 1, wherein the vehicle system is a
surfactant and comprises from 0.01% to 25% by weight of the personal
care composition of a surfactant.
3. The composition as claimed in claim 2, wherein the surfactant is selected
from the group consisting of anionic, nonionic, cationic, zwitterionic and
amphoteric, mixtures thereof.
4. The composition as claimed in claims 1 and 2, wherein the vehicle
system is a compatible solvent or solvent mixture and comprises from
0.1% to about 99% by weight of the personal care composition of a
compatible solvent or solvent mixture.
5. The composition as claimed in claim 4, wherein the solvent or solvent
mixture is selected from the group consisting of water, water-lower
alkanols mixtures, polyhydric alcohols having from 3 to 6 carbon atoms
and from 2 to 6 hydroxyl groups, and mixtures thereof.
6. The composition as claimed in claim 5, wherein the solvent or solvent
mixture is selected from the group consisting of water, propylene glycol,
water-glycerine, sorbitol-water, water-ethanol, and mixtures thereof.
7. The composition as claimed in claim 1 and 2, wherein the composition
comprises from 0.1% to 99% by weight of the personal care composition
of a compatible solvent or solvent mixture.
8. The composition as claimed in claim 1, wherein the hydrophobically
modified polysaccharide backbone is selected from the group of
hydroxyethylcellulose (HEC), hydroxypropylcellulose (HPC),
methylcellulose (MC), hydroxypropylmethylcellulose (HPMC),
ethylhydroxyethylcellulose (EHEC), and methylhydroxyethylcellulose
(MHEC), and agar, dextran, locust been gum, starch, guar, and their
nonionic derivatives, and mixtures thereof.
9. The composition as claimed in claim 1, wherein the polysaccharide
backbone is HEC and the hydrophobic moiety is 3-butoxy-2-
hydroxypropyl.
10. The composition as claimed in claim 4, wherein composition contain an
effective viscosifying amount of a salt.
11. A personal care composition substantially as herein described with
reference to the foregoing examples.

Documents:

1240-del-1998-abstract.pdf

1240-del-1998-claims.pdf

1240-del-1998-correspondence-others.pdf

1240-del-1998-correspondence-po.pdf

1240-del-1998-description (complete).pdf

1240-del-1998-form-1.pdf

1240-del-1998-form-13.pdf

1240-del-1998-form-19.pdf

1240-del-1998-form-2.pdf

1240-del-1998-form-3.pdf

1240-del-1998-form-4.pdf

1240-del-1998-form-6.pdf

1240-del-1998-gpa.pdf

1240-del-1998-petition-137.pdf

1240-del-1998-petition-138.pdf


Patent Number 215113
Indian Patent Application Number 1240/DEL/1998
PG Journal Number 10/2008
Publication Date 07-Mar-2008
Grant Date 21-Feb-2008
Date of Filing 12-May-1998
Name of Patentee HERCULES INCORPORATED
Applicant Address 1313 N.MARKET STREET, HERCULES PLAZA, WILMINGTON, DELAWARE 19894-0001, UNITED STATES OF AMERICA.
Inventors:
# Inventor's Name Inventor's Address
1 JASHAWANT JAMANADAS MODI 57 RAPHAEL ROAD, BELLA VISTA, HOCKESSIN, DELAWARE 19707, USA.
PCT International Classification Number A61K 7/48
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 08/855,779 1997-05-12 U.S.A.