Title of Invention

"A METHOD FOR CONTROLLING THE FLUX OF PENETRANTS ACROSS AN ADAPTABLE SEMIPERMEABLE POROUS BARRIER"

Abstract The invention relates to a method for controlling the flux of penetrants across an adaptable semi-permeable porous barrier, the method comprising the steps of: preparing a formulation by suspending or dispersing said penetrants in a polar liquid in the form of fluid droplets surrounded by a membrane-like coating of one or several layers, said coating comprising at least two kinds of forms of amphiphilic substances with a tendency to aggregate, said penetrants being able to transport agents through the pores of said barrier or to enable agent permeation through the pores of said barrier after penetrants have entered the pores, selecting a dose amount of said penetrants to be applied on a predetermined area of said barrier to control the flux of said penetrants across said barrier, and applying the selected dose amount of said formulation containing said penetrants onto said area of said porous barrier.
Full Text The present invention relates to a method for controlling the flux of penetrants across an adaptable semipermeable porous barrier. The present invention also relates to the field of administration of drugs and particularly drug delivery across barriers. It further relates to a kit and a patch which both enable the drug to be controllably applied.
A porous barrier as used herein is any obstacle comprising pores which are too narrow to let the penetrants diffusively pass. This necessarily implies that the penetrants are bigger than the average diameter of such a pore.
Some barriers, such as artificial porous membranes, for example ion-track polycarbonate membranes, may have permanent properties, while others are characterised by a possible change of their properties. Most notably the pore size and more rarely the pore density, may change as a function of the surroundings and/or of the flux of the penetrants through the pores in the barrier. The latter can be found with living tissues which are separated by boundaries with such properties, for example, cells and cell organelles.
The skin is used to further illustrate the basic principle of such a barrier:
The maximum barrier properties of the skin reside in the outermost skin region, that is, in the horny layer (stratum corneum). This is owing to special chemical and anatomical characteristics of the homy layer, which preclude most efficiently the passage of essentially any material across the skin.
tendency of the intercellular lipid domains the pores are also rather short lived. The lipophilicity of typical pores in the skin also precludes the transport of hydrophilic, that is, of highly polar, molecules across the organ. Conventional skin permeation enhancement is therefore only useful for the delivery of fatty materials which do not irritate the skin too much, the enhancer-mediated transport and irritation being poorly tolerated by the consumers in many cases.
Thererefore to date, permeation based drug delivery through the skin is really successful only for small drugs with a molecular weight below 400 Da. Such drugs can partition into the intercellular lipid matrix in the skin and then diffuse through small hydrophobic pores in the horny layer, first into the skin proper and then further down towards the deep body tissues. The resulting steady state transport is preceded by a short lag-time period, during which the drug traverses the barrier. Transcutaneous transport does not suffer from the first pass effect, however.
The bioavailability of drugs delivered through the skin by such conventional means is typically below 50 %, and often does not even reach 25 % (Hadgraft, 1996; Cevc, 1997).
Large hydrophobic molecules normally cross the skin in negligible quantity only. As already mentioned above this is due to the lack of suitable passages in the skin. Transcutaneous transport of macromolecules therefore chiefly relies on the molecular diffusion through shunts, such as pilosebaceous units. To deliver a bulky and highly polar agent across the skin other methods than those conventionally used are therefore required. For example various skin poration techniques were introduced to create hydrophilic pores in the skin suitable for the purpose (to avoid confusion we will call such hydrophilic pores channels): The simplest, and crudest solution, for making a wide channel through the skin is t eliminate mechanically the skin barrier. For example, to deliver a large, hydrophilic antidiuretic peptide 1 -deamino-8-D-arginine vasopressin across the human skin from an occlusive patch the removal of a small piece of epidermis by vacu-suction has been used (Svedman et al., 1996).Further, a most common method for opening a wide channel through the skin is to use an injection needle or mechanical impact(s) (injection; powderjection). Locally restricted skin challenge is also possible. This can be done by iocal heat application (thermoporation); by using high voltage pulses (>150 V; electroporation); or by acoustic energy, such as ultrasound (few W cm2; sonoporation). The resulting channel size depends on the nature and intensity of the skin treatment, but not on the nature or the applied amount of molecules to be transported.
Openings or even craters in the skin created by the above mentioned methods heal rather slowly under normal application conditions; the wider the passage, the more so. The skin thus may behave as an adaptable, but slowly recoverable barrier.
Even the most commonly used methods for making pores in the skin rely on gadgets plus experience for the proper operation; they also involve skin disinfection to protect the patient. This notwithstanding, their harm and inconvenience is tolerated as long as therapeutic benefit is achieved.
The most recent tool for creating hydrophilic passages in those barriers, such as the skin is provided by microscopic barrier penetrants which directly and reversibly open said hydrophilic channels. Such penetrants are independent of external energy source and also do not rely on any gadgets. They are also well tolerated by the skin.
Such penetrants known to date all belong to the class of highly deformable complex droplets (Transfersomes®). Such droplets adapt to the pores of the barrier - which they then cross efficiently - provided that the droplet components and preparation are properly selected and/or optimised. A sufficiently adaptable and hydrophilic droplet can therefore cross the barrier, such as skin, spontaneously. Such hydrophilic channels are opened transiently by the moving penetrant after the latter has adjusted its shape to achieve the goal. This allows the adjustable droplets to act as vehicles for the delivery of various - hydrophilic or hydrophobic - agents across the barrier.
Most useful droplets comprise an aqueous core surrounded by an highly flexible mixed lipid bilayer, which makes the aggregate ultradeformable and superficially highly hydrophilic. Both is required for an efficient transcutaneous transport (Cevc, 1997). Said droplets were demonstrated to transport their mass rather efficiently across the skin under optimum application conditions (Cevc, 1997).
Other types of aggregates (liposomes, niosomes, nanoparticles, microemulsions, etc.) also have been claimed to traverse the skin efficiently but were seldom, if ever, proven really to deliver the associated drugs across the skin in practically meaningful quantities. It is believed that in contrast to the highly deformable droplets (Transfersomes®) the used aggregates are either insufficiently deformable and/or are too unstable to achieve the goal. Conventional aggregates instead act as simple drug reservoirs on the skin: the aggregates, incapable of crossing the barrier, remain on the skin while the drug is released gradually from the 'vehicle1 to then probably diffuse through the skin barrier on its own. The main action of conventional drug loaded suspensions is thus to increase the skin barrier hydration and/or to shed the molecules with the skin permeation enhancing capability into the tissue.
Contrary, the composite, ultradeformable lipid droplets (Transfersomes®) deform and then penetrate the skin rather than to coalesce locally. Such aggregates motion across the skin seems to proceed along the natural moisture gradient(s) between the skin cells, which guides the aggregates into the hydrophilic (virtual) channels in the organ.
The predecessors of those channels that let highly adaptable droplets pass through the skin are originally so narrow that they only permit evaporation of (rather small) water molecules across the skin. These originally tiny pores (diameter The movement of the droplets across the skin seems to proceed along the path pursued by the water molecules during the skin passage in the opposite direction. The droplets are thus guided into intercellular regions precisely at the points where the contacts between the above-cited skin sealing lipids are the weakest and the least tight. The corresponding skin region covered with the channels has been estimated to be around 4 % of the total skin area, or less.
It is possible to associate small and large, hydrophobic and hydrophilic molecules with ultradeformable and highly adaptable droplet-like aggregates. Using such complex aggregate droplets all types of molecules can thus be delivered across the barrier, such as the stratum comeum.
High systemic availabilities of the drug transported are typically achieved. Relative efficiency of the transport across the skin exceeds 50 %, in most cases (Cevc et al., 1996). The steady state is reached within few hours, by and large (CevcetaL, 1998).
It has already been proven that the skin barrier recovers fully after those droplets have been eliminated from the skin surface. In contrast, the channels created by other means, such as ultrasound remain open for at least 20 hours. In fact, they are not resealed properly before 2 days, even when relatively weak therapeutic ultrasound is used. Stronger perturbation causes more persistent skin damage (Mitragotri et al., 1995). (In the extreme case, when the barrier is eliminated by vacu-suction, the skin does not recover fully until after of 8 weeks.)
The precise size distribution of the channels in the skin, through which highly deformable droplets migrate spontaneously across the stratum corneum, is as yet unknown. It is probable, however, that it is asymmetric. The average width, that is, the distribution maximum has been estimated to be 20-30 nm under typically used application conditions. The skewed distribution could result from the existence of two quantitatively different but qualitatively similar intercellular transport routes across the skin (Schatzlein & Cevc, 1998) which together form the family of transcutaneous pathways. The first, inter-cluster pathway leads between the groups of comeocytes. It represents the high-end tail of channel-size distribution and typically starts at the bottom of inter-cluster gorges. From here, it follows the dense material filling such gorge and offers the lowest resistance to penetration at the junctions where several clusters meet.

The second, intra-cluster pathway leads between the individual comeocytes in each cluster of comeocytes. This route typically proceeds along the lipid layers surface. In the projection over the outer third of the stratum corneum, the inter-corneocyte pathway resembles an interwoven three-dimensional network including all the cells in the organ. (Schatzlein & Cevc, 1998).
The above mentioned distinctions are quantitative in nature. No doubt exists that transcutaneous channels with the exception of pilosebaceous units, are resistant to the passage of non-deformable, large aggregates.
Channel properties are also sufficiently constant to reveal little inter-site, inter-individual, inter-species or inter-carrier variability. According to the prior art, the relative bio-availability of different drugs in the blood after an epicutaneous administration in highly adaptable droplets (Transfersomes®) is fairly constant (Cevc, 1997). Pore distribution depends little on the nature of the penetrant or the drug. The same has been implied for the dose dependence, which was concluded to affect merely the depth of penetrant and drug distribution. Small dose per area was found to favour the local (superficial) retention whereas a large dose per area was shown to ensure a relatively great systemic availability.
Surprisingly, and contrary to the above-mentioned conclusion, we have now found out that changing the applied dose above a certain threshold and in sufficiently wide range not only affects the drug/penetrant distribution, but also determines the rate of penetrant transport across the barrier.
Our new and unexpected finding provides means for controlling the rate of transcutaneous drug delivery whenever highly deformable carriers are used on the barrier; it also provides the basis for better, i.e. more rational, design of the delivery device. There will especially be profit for the development of cutaneous
patches suitable for the use in combination with highly adaptable carriers (Transfersomes®). Improved therapy and higher commercial value of the products should be the consequence.
It stands to reason that the observed new effect reflects the widening of channels in the barrier, but the applicant does not wish to be bound to this hypothesis. The newly found dosage-dependent pore widening is probably different for various transcutaneous channels: the originally narrower pores probably change more than the relatively wide (e.g. inter-cluster) channels. The effect of relative channel size, that is, of channel vs. penetrant size ratio, suggests that it will take much longer time to bring certain penetrants quantity through narrow than through wide channels.
If the channels act as transported mass discriminators, and adjust their width to the flux requirement, the narrow channels will persist much longer in their original, high penetration resistance state than the wide channels. However, after having responded to the multi-penetrant passage by increasing their width such channels' will start to behave as the originally wider channels. Multiple adjustments are possible but only to certain upper limit.
Another potentially important factor acting in the sajrie direction is the skin surface hydration, which is prone to increase with enlargement of the topically administered dosage. In either case, the average width and the size distribution of channels in the skin will shift towards greater values with increasing applied dosage. This then will result in higher final transcutaneous flux.
For the avoidance of doubt, all pertinent information, definitions and lists from the previous patent applications of the same applicant are incorporated herein by reference.

Kits and more particularly devices for administering drugs through a barrier such as skin or mucosa have also already been described. These devices can typically be divided into matrix systems and liquid reservoir systems.
Container-type reservoirs are often formed as a pocket between the backing layer and a rate controlling membrane through which the drug passes to the skin. The pressure sensitive adhesive layer normally underlies the membrane and the drug also passes through it on its way to the skin.
As mentioned above it is customary to prepare reservoir type patches for transdermal drug delivery with a backing membrane and a rate controlling membrane (Ogiso, T., Y. Ito, et al. (1989). "Membrane-controlled transdermal therapeutic system containing clonazepam and anticonvulsant activity after its application." Chem Pharm Bull (Tokyo) 37, 446-9; Ito, Y., T. Ogiso, et al. (1993). "Percutaneous absorption of acemetacin from a membrane controlled transdermal system and prediction of the disposition of the drug in rats" Biol. Pharm. Bull 16, 583-8)
A number of reservoir type systems have .been described.
.US-Patent No. 829,224 ]o Chang et al., for instance, discloses a device with a reservoir that is defined by a backing layer and a drug-permeable membrane layer. A ring-shaped layer made of an adhesive is peripheral to the reservoir. A peelable liner layer underlies the membrane. A second peelable layer, the release liner, underlies the entire assembly. A first heat seal connects the backing layer and the membrane and surrounds the reservoir. A second heat seal concentric about the first heat seal connects the backing layer and the release liner. The second heat seal is broken when the release liner is removed. The device may include an inner
liner that underlies the membrane and portions of the backing layer. This inner liner is removed following removal of the release liner so that the membrane is
exposed.
U.S(-Patent Nr. 4,983,392 to Chang et al., relates to another device with a backing layer and a membrane layer that define a reservoir. A peelable inner liner underlies
the reservoir and portions of the backing and membrane layers outside the
i
periphery of the reservoir. An adhesive layer underlies the inner liner and remaining portions of the backing and membrane layers. A peelable release liner underlies the adhesive layer. A first heat seal connects the backing and membrane layers on the periphery of the reservoir. A second heat seal underlies the first heat seal and connects the membrane and the inner liner. In use, the release liner and inner liner are peeled away to expose the undersurfaces of the membrane and adhesive layers prior to placement of thftdevice onto the skin or mucosa.
PCT-Application W096-19^05 to Theratech, Inc., discloses a device for administering an active agent to the skin or mucosa of an individual comprising a laminated composite of an adhesive overlay, a backing layer underlying the central portion of the adhesive overlay, an active agent-permeable membrane, the backing layer and membrane defining a reservoir that contains a formulation of the active agent, a peel seal disc underlying the active agent-permeable membrane, a heat seal about the periphery of the peel seal disc, the active agent-permeable membrane and the backing layer and a removable release liner underlying the exposed overlay and peel seal disc. (The adhesive layer is above and peripheral to the path of the active agent to the skin or mucosa and is protected from degradation by the components of the reservoir by a multiplicity of heat seals. The peel seal disc protects against release of the active agent-containing reservoir and the release liner protects the adhesive from exposure to the environment prior to use.

US-Patent No. 5,202, l£5io Theratech, Inc., describes a transdermal delivery system for delivery of nitroglycerin which deliver the drug at enhanced transdermal fluxes. The systems include, in addition to nitroglycerin, a permeation enhancer which is either a sorbitan ester, a C8-C22 aliphatic alcohol, or a mixture thereof. Methods for administering nitroglycerin using such permeation enhancers are also disclosed.
(JVO90-11065JO Theratech, Inc., discloses a transdermal drug delivery device comprising a drug formulation containing reservoir defined by a backing layer and a drug-permeable membrane layer, a peelable inner liner that underlies the reservoir and a portion of the backing/membrane outwardly of the reservoir periphery, an adhesive layer that underlies the inner liner and outwardly extending portions of the membrane/Tracking layers, and a peelable release liner layer that underlies the adhesive layer with a first permanent heat seal between the backing and the membrane about the perimeter of the reservoir and another peelable (impermeant) heat seal between the membrane and the inner liner underlying the first permanent heat seal, the heat seals and peelable barrier layer providing barriers that isolate the drug formulation from the adhesive.
Depending on the features to be achieved, backing films are either occlusive or permeable and commonly are derived from synthetic polymers, such as polyester, polyethylene, polyvinylidine chloride (PVDC), polyurethane or natural polymers, such as cotton, wool, etc. It is possible to use nonporous, microporous, such as polypropylene or polyethylene or also macroporous woven and nonwoven materials as a backing layer in transdermal patches. The backing layers are generally selected from these materials depending on the active agent to be delivered.
Occlusive backings in classical TTS (transdermal transport systems) tend to promote higher deposition and a higher rate of permeation of the active or inactive ingredients into the skin compared to non-occlusive backing. Occlusive backings are e.g. desirable to enhance the delivery of steroids to the lower layers of the epidermis to treat inflammation and dermatoses. Examples are Actiderm® (dermatological patch) or Cordran® (tape and patch).
Semi-occlusive films, such as polyurethanes and polyolefin copolymers, and non-occlusive woven and nonwoven fiber-based materials, such as cotton and polyester, allow water vapor transmission from the skin surface and from the patch. These semi-occlusive or non-occlusive materials are rarely used as backing materials in TTS. Thicker non-occlusive backings were only desirable for corn and callus removal products since the active agent needs only to be delivered to the outer layers of the stratum corneum. The non-occlusive woven and nonwoven materials used in many of these products mainly serve as a protective cushion.
Rate controlling membranes usually used in commercial TTS are thin (26 - 78 jam) nonporous ethylene vinyl acetate films, such as Transderm-Nitro®(Ciba-Geigy and ZAFFARONI) Duragesic®, Estraderm®, and EstraGest®). Moreover, thin (26 - 78 urn) microporous films of polyethylene, such as Transderm-Scop®, Catapres® are used as rate controlling membrane in multilaminate solid state reservoir patches or in liquid reservoir TTS. Further examples for such microporous PE-membranes are B-Estro® and Androderm®. These membranes usually serve to limit the rate of diffusion of the drug onto and through the skin.
As already described above Transfersomes® are able to mediate agent or drug delivery through the skin due to the hydration gradient across the biological barrier. In contrary to customary transdermal transport systems, wherein the agent mediation commonly depends on classical Pick's law of diffusion, therapeutic
systems suitable for Transfersomes® and useful for the method of the present invention must fulfill different criteria.
It is also problematic that Transfersome®-mediated drug delivery through the skin from a patch is hindered if an occlusive backing material is used. The use of an occlusive membrane as backing layer causes an increased Transfersomes® hydration, since e.g. vapors cannot leak from the patch. Accordingly the hydration
%
gradient and therefore the driving force for the Transfersome® transport is dramatically lowered.
Another problem is that many of the non-occlusive woven and nonwoven backings, which customary serve as a protective cushion, retain the Transfersomes® due to adsorption and trapping of lipids and proteins in the fibrous structure.
Moreover, any classical microporous and non-porous rate-controlling membranes having a pore size of smaller than about 20 nm may interfere with the passage of Transfersomes® through the pores due to size exclusion.
It is obvious to someone skilled in the art that the known transderrnaLpatches having conventional backing and rate controlling membranes are not suitable for the mediation of Transfersomes ® according to the present invention. The same applies to matrix-type patches.
In matrix-type transdermal patches are those in which the drug is contained in and released from a polymer matrix. The matrix is typically made of a pressure sensitive adhesive and defines the basal surface of the patch (i.e. the surface affixed to the skin).
A number of matrix type systems have been described.
~~>;\ i
HS-Patent No. 5,460,82(pto Theratech, Inc., discloses a method of providing testosterone repIac_ejTT£nUh^rap_y_ to a woman in need of suchjherapy.comprising.
applying a testosteronerdelivering patch to thjgjikin .of said woman, which patch transdermal ly del i vers 50 to 500 fag/day -testosterone to the woman. The skin patch comprises a laminated composite of a backing layer and a majrix layej co.rnprisjng^ a solution of testerone in a polymeric carrier, said matrix layer providing a sufficient daily dose of testosterone to provide said therapy.
LJS-Patent No. 5,783,208 to Theratech, Inc., discloses a matrix-type transdermal patch for coadministering estradiol and another steroid wherein the matrix is composed of a N-vinyl-2-pyrrolidone-containing acrylic copolymer pressure sensitive adhesive, estradiol the other steroid, and_opjiojia|ly_ajerrnea.tion enhancer, and the respective fluxes of estradiol and the other steroid from the matrix are independent of the respective concentrations of the other steroid and estradiol in the matrix.
All pertinent information, definitions and lists from the patents and patent applications of the US-company Theratech, Inc. are expressively incorporated herein by reference.
As mentioned above, it is customary to prepare reservoir type patches for transdermal drug delivery with a backing membrane and a rate controlling membrane. These membranes form typically one compartment, which contains the corresponding formulation. This can be a - mostly alcoholic or aqueous - solution, an aqueous suspension or a gel which contains gel forming polymers. Parameters as chemical and physical stability, viscosity, concentrations of active ingredient(s) and excipients are not critical with respect to commercial one-compartment
reservoir-types, since the currently most active ingredients (drugs) are stable, low-molecular-weight substances (nicotine, fentanyl, estradiol, scopolemin and others), which commonly do not interfere with e.g. additional ingredients such as antioxidants, stabilizers, cosolvents or penetration enhancers.
As already mentioned, the Transfersome®-mediated drug delivery through barriers clearly differs from customary drug delivery through the skin. While it is not possible administering high molecular drugs by transdermal patches known in the art, Transfersomes® in principle are suitable carriers for a drug of high molecular weight such as peptides (e.g. insulin) and proteins (serum albumin). It is clear to someone skilled in the art that problems may arise if e.g. labile proteins are mixed with interfering or destabilizing ingredients over an extended storage period in customary one-compartment patches.
In many cases sufficient stabilities of all ingredients are not achievable within one compartment. For example Transfersome®-forming phospholipids are most stable at pH 6.5, while proteins may have other pH values of optimal stability (e.g. Interferon-a-2b at pH = 7.4 or pH = 3). Therefore, it would be necessary to keep said substances in different media if stored over an extended time period. For example, Transfersomes of type-T are formulated and stable in phosphate-buffer, while hepatocyte growth factor (HGF) is stable in citrate-buffer. Moreover, commonly organic (co-)solvents are used to introduce antioxidants,such as BHT into lipid aggregates. Said (co-)solvents may contribute to reduced solubility of the proteins as they lower the bulk dielectricity constant, thus reducing electrostatic repulsion. This may lead to uncontrolled, at least unwanted, aggregation and denaturation of the proteins.
It is an important object of the present invention to control the flux of highly deformable penetrants (Transfersomes®) across an adaptable semi-permeable
porous barrier, such as the skin of a human or animal body or a plant. It is another object of the present invention to control the flux of highly deformable penetrants (Transfersomes®) across an adaptable semi-permeable porous barrier in using a kit or transdermal transport system which enables the formulation to be applied at the selected dose per area. It is a further object of the present invention to provide a reservoir-type transdermal patch suitable for the Transfersome®-mediated agent or drug delivery through the intact skin. Another object of the present invention is the provision of a long term stable multicompartment reservoir-type transdermal patch, which comprises separate compartments and is suitable for the Transfersome®-mediated agent or drug delivery through the intact skin.
According to the present invention this is achieved by a method for controlling the flux of penetrants across an adaptable semi-permeable porous barrier comprising the steps of:
- preparing a formulation by suspending or dispersing said penetrants in a polar
liquid in the form of fluid droplets surrounded by a membrane-like coating of
one or several layers, said coating comprising at least two kinds or forms of
amphiphilic substances with a tendency to aggregate, provided that
- said at least two substances differ by at least a factor of 10 in solubility in said j
polar liquid,
- and / or said substances when in the form of homo-aggregates (for the more
soluble substance) or of hetero-aggregates (for any combination of both said
substances) have a preferred average diameter smaller than the diameter of
horno-aggregates containing merely the less soluble substance,
- and / or the more soluble substance tends to solubilise the droplet and the
content of such substance is to up to 99 mol-% of solubilising concentration or
else corresponds to up to 99 mol-% of the saturating concentration in the
unsolubilised droplet, whichever is higher;

- and / or the presence of the more soluble substance lowers the^ayerage elastic
energy of the membrane-like coating to a value_at least 5 times lower^more
preferably at least 10 times lower and most preferably more than 10 times
lower, than the average elastic energy of red blood cells or of phospholipid
bilayers with fluid aliphatic chains,
- said penetrants being able to transport agents through the pores of said barrier
or to enable agent permeation through the pores of said barrier after penetrants
have entered the pores,
- selecting a dose amount of said penetrants to be applied on a predetermined
area of said barrier to control the flux of said penetrants across said barrier, and
- applying the selected dose amount of said formulation containing said
penetrants onto said area of said porous barrier.
Preferably the flux of penetrants across said barrier is increased by enlarging the applied dose amount of said penetrants.
It then is preferred if the EH_of_the
preferably is between 4 and 9, and most preferably is between 5 and 8.,
According to another preferred feature of the present invention the formulation containing the penentrants comprises:
- at least one thickening agent in an amount to increase the formulation viscosity*
to maximally 5 kN s/m2, more preferably up to 1 kN s/m2, and most preferably
up to 0.2 kN s/m2, so that formulation spreading-over, and drug retention at the
application area is enabled,
- and / or at least one antioxidant in an amount that reduces the increase of
oxidation index to less than 100 % per 6 months, more preferably to less than
100 % per 12 months and most preferably to less than 50 % per 12 months

and / or at least one microbicide in an amount that reduces the bacterial count of 1 million germs added per g of total mass of the formulation to less than 100 in the case of aerobic bacteria, to less than 10 in the case of entero-bacteria, and to less than 1 in the case of Pseudomonas aeruginosa or Staphilococcus aureus, after a period of 4 days.
It then is preferred if said at least one microbicide is added in an amount that reduces the bacterial count of 1 million germs added per g of total mass of the formulation to less than 100 in the case of aerobic bacteria, to less than 10 in the case of entero-bacteria, and to less than 1 in the case of Pseudomonas aeruginosa or Staphilococcus aureus, after a period of 3 days, and more preferably after a period of 1 day.
It then is also preferred if said thickening agent is selected from the class of pharmaceutically acceptable hydrophilic polymers, such as partially etherified cellulose derivatives, like carboxymethyl-, hydroxyethyl-, hydroxypropyl-, hydroxypropylmethyl- or methyl-cellulose; completely synthetic hydrophilic polymers such as polyacrylates , polymethacrylates, poly(hydroxyethyl)-, poly(hydroxypropyl)-, poly(hydroxvpropylmethyl)methacrylates, polyacrylonitriles, methallyl-sulphonates, polyethylenes, polyoxiethylenes, polyethylene glycols, polyethylene glycol-lactides, polyethylene glycol-diacrylates, polyvinylpyrrolidones, polyvinyl alcohols, poly(propylmethacrylamides), poly(propylene fumarate-co-ethylene glycols), poloxamers, polyaspartamides, (hydrazine cross-linked) hyaluronic acids, silicones; natural gums comprising alginates, carrageenans, guar-gums, gelatines, tragacanths, (amidated) pectins, xanthans, chitosan collagens, agaroses; mixtures and further derivatives or co-polymers thereof and / or other pharmaceutically, or at least biologically, acceptable polymers.
Preferrably the concentration of said polymer is chosen to be in the range between-, 0.01 w- % and 10 w- %, more preferably in the range between 0.1 w- % and 5 w-%, even more preferably in the range between 0.25 w- % and 3.5 w- % and most j preferably in the range between 0.5 w- % and 2 w- %.
Further it is preferred that said anti-oxidant is selected from synthetic phenolic antioxidants, such as butylated hydroxyanisol (BHA), butylated hydroxytoluene (BHfTand di-tert-burylphenol (LY178002, LY256548, HWA-131, BF-389, CI-986, PD-127443, E-5119, BI-L-239XX, etc.), tertiary butylhydroquinone (TBHQ), propyl gallate (PG), l-O-hexyl-2,3,5-trimethylhydroquinone (HTHQ); aromatic amines (such as diphenylamine, p-alkylthio-o-anisidine, ethylenediamine derivatives, carbazol, tetrahydroindenoindol); phenols and phenolic acids (such as guaiacol, hydroquinone, vanillin, gallic acids and their esters, protocatechuic acid, quinic acid, syringic acid, ellagic acid , salicylic acid, nordihydroguaiaretic acid (NDGA), eugenol); tocopherols (including tocopherols (alpha, beta, gamma, delta) and their derivatives, such as tocopheryl-acylate (e.g. -acetate, -laurate, myristate, -palmitate, -oleate, -linoleate, etc., or any other suitable tocopheryl-lipoate), tocopheryl-POE-succinate; trolox and corresponding amide- and thiocarboxamide analogues; ascorbic acid and its salts, isoascorbate, (2 or 3 or 6)-o-alkylascorbic acids, ascorbyl esters (e.g. 6-o-lauroyl, myristoyl, palmitoyl-, oleoyl, or linoleoyl-L-ascorbic acid, etc.); non-steroidal anti-inflammatory agents (NSAIDs), such as indomethacin, diclofenac, mefenamic acid, flufenamic acid, phenylbutazone, oxyphenbutazone acetylsalicylic acid, naproxen, diflunisal, ibuprofen, ketoprofen, piroxicam, penicillamine, penicillamine disulphide, primaquine, quinacrine, chloroquine, hydroxychloroquine, azathioprine, phenobarbital, acetaminephen); aminosalicylic acids and derivatives; methotrexate, probucol, antiarrhythmics (e.g. amiodarone, aprindine, asocainol), ambroxol, tamoxifen, b-hydroxytamoxifen; calcium antagonists (such as nifedipine, nisoldipine, nimodipine, nicardipine, nilvadipine), beta-receptor
blockers (e.g. atenolol, propranolol, nebivolol); sodium bisulphite, sodium metabisulphite, thiourea; chelating agents, such as EDTA, GDTA, desferral; endogenous defence systems, such as transferrin, lactoferrin, ferritin, cearuloplasmin, haptoglobion, haemopexin, albumin, glucose, ubiquinol-10; enzymatic antioxidants, such as superoxide dismutase and metal complexes with a similar activity, including catalase, glutathione peroxidase, and less complex molecules, such as beta-carotene, bilirubin, uric acid; flavonoids (e.g. flavones, flavonols, flavonones, flavanonals, chacones, anthocyanins), N-acetylcystein, mesna, glutathione, thiohistidine derivatives, triazoles; tannines, cinnamic acid, hydroxycinnamatic acids and their esters (e.g. coumaric acids and esters, caffeic acid and their esters, ferulic acid, (iso-) chlorogenic acid, sinapic acid); spice extracts (e.g. from clove, cinnamon, sage, rosemary, mace, oregano, allspice, nutmeg); carnosic acid, carnosol, carsolic acid; rosmarinic acid, rosmarindiphenol, gentisic acid, ferulic acid; oat flour extracts, such as avenanthramide 1 and 2; thioethers, dithioethers, sulphoxides, tetralkylthiuram disulphides; phytic acid, steroid derivatives (e.g. U74006F); tryptophan metabolites (e.g. 3-hydroxykynurenine, 3-hydroxyanthranilic acid), and organochalcogenides, or else is an oxidation suppressing enzyme.
Then, the concentration of BHA or BHT is often chosen to be between 0.001 and 2 w-%, more preferably is between 0.0025 and 0.2 w-%, and most preferably is between 0.005 and 0.02 w-%, of TBHQ and PG is between 0.001 and 2 w-%, more preferably is between 0.005 and 0.2 w-%, and most preferably is between 0.01 and 0.02 w-%, of tocopherols is between 0.005 and 5 w-%, more preferably is between 0.01 and 0.5 w-%, and most preferably is between 0.05 and 0.075 w-%, of ascorbic acid esters is between 0.001 and 5, more preferably is between 0.005 and 0.5, and most preferably is between 0.01 and 0.15 w-%, of ascorbic acid is between 0.001 and 5, more preferably is between 0.005 and 0.5 w-%, and most preferably is between 0.01 and 0.1 w-%, of sodium bisulphite or sodium
metabisulphite is between 0.001 and 5, more preferably is between 0.005 and 0.5 w-%, and most preferably is between 0.01-0.15 w-%, of thiourea is between 0.0001 and 2 w-%, more preferably is between 0.0005 and 0.2, and most preferably is between 0.001-0.01 w-%, most typically 0.005 w-%, of cystein is between 0.01 and 5, more preferably is between 0.05 and 2 w-%, and most preferably is between 0.1 and 1.0 w-%, most typically 0.5 w-%, of monothioglycerol is between 0.01 and 5 w-%, more preferably is between 0.05 and 2 w-%, and most preferably is between 0.1-1.0 w-%, most typically 0.5 w-%, of NDGA is between 0.0005-2 w-%, more preferably is between 0.001-0.2 w-%, and most preferably is between 0.005-0.02 w-%, most typically 0.01 w-%, of glutathione is between 0.005 and 5 w-%, more preferably is between 0.01 and 0.5 w-%, and most preferably is between 0.05 and 0.2 w-%, most typically 0.1 w-%, of EDTA is between 0.001 and 5 w-%, even more preferably is between 0.005 and 0.5 w-%, and most preferably is between 0.01 and 0.2 w-%, most typically between 0.05 and 0.975 w-%, of citric acid is between 0.001 and 5 w-%, even more preferably is between 0.005 and 3 w-%, and most preferably is between 0.01-0.2, most typically between 0.3 and 2 w-%.
Furthermore it is preferred if said microbicide is selected amongst short chain alcohols, such as ethyl and isopropyl alcohol, chlorbutanol, benzyl alcohol, chlorbenzyl alcohol, dichlorbenzylalcohol; hexachlorophene; phenolic compounds, such as cresol, 4-chloro-m-cresol, p-chloro-m-xylenol, dichlorophene, hexachlorophene, povidon-iodine; parabens, especially alkyl-paraben, such as methyl-, ethyl-, propyl-, or butyl-paraben, benzyl-paraben; acids, such as sorbic acid, benzoic acid and its salts; quaternary ammonium compounds, such as alkonium salts, e.g. benzalkonium salts, especially the chlorides or bromides, cetrimonium salts, e.g. the bromide; phenoalkecinium salt, such as phenododecinium bromide, cetylpyridinium chloride or other such salts; mercurium compounds, such as phenylmercuric acetate, borate, or nitrate,
thiomersal; chlorhexidine or its gluconate; antibiotically active compounds of biological origin, or a mixture thereof.
Preferrably the bulk concentration of short chain alcohols in the case of ethyl, propyl, butyl or benzyl alcohol is up to 10 w-%, more preferably is up to 5 w-%, and most preferably is in the range between 0.5-3 w-%, and in the case of chlorobutanol is in the range between 0.3-0.6 w-%; bulk concentration of parabens, especially in the case of methyl paraben is in the range between 0.05-0.2 w-%, and in the case of propyl paraben is in the range between 0.002-0.02 w-%; bulk concentration of sorbic acid is in the range between 0 .05-0.2 w-%, and in the case of benzoic acid is in the range between 0.1-0.5 w-%; bulk concentration of phenols, triclosan, is in the range between 0.1-0.3 w-%, and bulk concentration of chlorhexidine is in the range between 0.01-0.05 w-%.
It is preferred that the less soluble amongst the aggregating substances is a lipid or lipid-like material, especially a polar lipid, whereas the substance which is more soluble in the suspending liquid and which lowers the average elastic energy of the droplet is a surfactant or else has surfactant-like properties and / or is a form of said lipid or lipid-like material which is comparably soluble as said surfactant or the surfactant-like material.
Preferrably the lipid or lipid-like material is a lipid or a lipoid from a biological source or a corresponding synthetic lipid or any of its modifications, said lipid preferably belonging to the class of pure phospholipids corresponding to the general formula
Formula Removed
where Rj and RZ is an aliphatic chain, typically a Cio-ao-acyl, or-alkyl or partly unsaturated fatty acid residue, in particular, an oleoyl-, palmitoeloyl-, elaidoyl-, linoleyl-, linolenyl-, linolenoyl-, arachidoyl-, vaccinyl-, lauroyK myristoyl-,
i
palmitoyl-, or stearoyl chain; and where RI is hydrogen, 2-trimqthylamino-l-ethyl, 2-amino-l-ethyl, Ci-4-alkyI, Ci-s-alkyl substituted with carboxy, Cj.s-alkyl substituted with hydroxy, Ca-s-alkyl substituted with carboxy an|d hydroxy, or €2.5-
I
alkyl substituted with carboxy and amino, inositol, sphingosine, or salts of said
I
substances, said lipid comprising also glycerides, isoprenoid lipids, steroids, sterines or sterols, of sulphur- or carbohydrate-containing lipidsj or any other bilayer-forming lipids, in particular half-protonated fluid fatty acids, said lipid is selected from the group comprising phosphatidylcholines,

phosphatidylethanolamines, phosphatidylglycerols, phosphatidy

inositols,

phosphatidic acids, phosphatidylserines, sphingomyelins or othe r sphingophospholipids, glycosphingolipids (including cerebrosides, ceramidepolyhexosides, sulphatides, sphingoplasmalogens), gangliosides and other glycolipids or synthetic lipids, in particular with corresponding sphingosine derivatives, or any other glycolipids, whereby two similar or different chains can be ester-groups-linked to the backbone (as in diacyl and dialkencyl compound) or be attached to the backbone with ether bonds, as in dialkyl-lipidsl
The surfactant or surfactant-like material preferrably is a nonionic, a zwitterionic, an anionic or a cationic surfactant, especially a fatty-acid or -alconol, an alkyl-
tri/di/methyl-ammonjum salt, an alkylsulphate salt, a monovalent salt of cholate,
i
deoxycholate, glycocholate, glycodeoxycholate, taurodeoxycholate, taurocholate, etc., an acyl- or alkanjoyl-dimethyl- aminoxide, esp. a dodecyl- dimethyl-aminoxide, an alkyl- pr alkanoyl-N-methylglucamide, N- alkyl-N,N-dimethylglycine, 3-(abyldimethylarnrnonio)-alkanesulphonate, N-acyl-sulphobetaine, a polyethylene-glycol-octylphenyl ether, esp. a nonaethylene-glycol-octylphenyl ether, a polyethylene-acyl ether, esp. a nonaethylen-dodecyl ether, a polyethylene-glycol-isoacyl ether, esp. a octaethylene-glycol-isotridecyl
i
ether, polyethylene-acyl ether, esp. octaethylenedodecyl ether, polyethylene-glycol-sorbitane-acyl 'ester, such as polyethylenglykol-20-monolaurate (Tween 20) or polyethylenglykol-20-sorbitan-monooleate (Tween 80), a polyhydroxyethylene-acyl ether, esp. polyhydroxyethylene- lauryl, -myristoyl, -cetylstearyl, or -oleoyl ether, as in polyhydro|cyethylene-4 or 6 or 8 or 10 or 12, etc., -lauryl ether (as in Brij series), or in the corresponding ester, e.g. of polyhydroxyethylen-8-stearate (Myrj 45), -laurate or 'poleate type, or in polyethoxylated castor oil 40, a sorbitane-monoalkylate (e.g. in Arlacel or Span), esp. sorbitane-monolaurate, an acyl- or
j
alkanoyl-N-methylglufcamide, esp. in or decanoyi- or dodecanoyl-N-methylglucamide, an ^tlkyl-sulphate (salt), e.g. in lauryl- or oleoyl-sulphate, sodium deoxycholate,!sodium glycodeoxycholate, sodium oleate, sodium taurate, a fatty acid salt, such as sodium elaidate, sodium linoleate, sodium laurate, a
I
lysophospholipid, sucli as n-octadecylene(=oleoyl)-glycerophosphatidic acid, -phosphorylglycerol, or -phosphorylserine, n-acyl-, e.g. lauryl or oleoyl-glycero-phosphatidic acid, -phjasphorylglycorol, or -phosphorylserine, n-tetradecyl-glycero-phosphatidic acid, -phosphorylglycerol, or - phosphorylserine, a corresponding palmitcjeloyl-, elaidoyl-, vaccenyl-lysophospholipid or a corresponding short-cl}iain phospholipid, or else a surface-active polypeptide.
According to a preferred feature of the present invention, the average diameter of the penetrant is between 30 nm and 500 nm, more preferably between 40 nm and
250 nm, even more preferably between 50 nm and 200 nm and particularly preferably between 60 nm and 150 nm.
It is another preferred feature of the present invention that the total dry weight of droplets in a formulation is 0.01 weight-% (w-%) to 40 w-% of total formulation mass, more preferably is between 0.1 w-% and 30 w-%, and most preferably is between 0,5 w-% and 20 w-%.
According to the present invention is is preferred if at least one edge-active substance or surfactant and/or at least one amphiphilic substance, and / or at least one hydrophilic fluid and the agent are mixed, if required separately, to form a solution, the resulting (partial) mixtures or solutions are then combined subsequently to induce, preferably by action of mechanical energy such as shaking, stirring, vibrations, homogenisation, ultrasonication, shearing, freezing and thawing, or filtration using convenient driving pressure, the formation of penetrants that associate with and / or incorporate the agent
Preferrably this amphiphilic substances are dissolved in volatile solvents, such as alcohols, especially ethanol, or in other pharmaceutically acceptable organic solvents, such as ethanol, 1- and 2-propanol, benzyl alcohol, propylene glycol, polyethylene glycol (molecular weight: 200-400 D) or glycerol, other pharmaceutically acceptable organic solvents, such as undercooled gas, especially supercritical CCh, which are then removed, especially by evaporation or dilution, prior to making the final preparation.
According to the present invention the formation of said penetrants preferrably is induced by the addition of required substances into a fluid phase, evaporation from a reverse phase, by injection or dialysis, if necessary under the influence of mechanical stress, such as shaking, stirring, especially high velocity stirring, vibrating, homogenising, ultrasonication, shearing, freezing and thawing, or filtration using convenient, especially low (1 MPa) or intermediate (up to 10 MPa), driving pressure.
Then the formation of said penetrants preferrably is induced by filtration, the filtering material having pores sizes between 0.01 um and 0.8 urn, more preferably between 0.02 jam and 0.3 um, and most preferably between 0.05 urn and 0.15 u-m, whereby several filters may be used sequentially or in parallel.
According to the invention said agents and penetrants preferably are made to associate, at least partly,
- after the formation of said penetrants, e.g. after injecting a solution of the drug
in a pharmaceutically acceptable fluid, such as ethanol, 1 - and 2-propanol,
benzyl alcohol, propylene glycol, polyethylene glycol (molecular weight:
200-400 D) or glycerol into the suspending medium,
- simultaneously with penetrant formation , if required using the drug co-solution
and, at least some, penetrant ingredients.
It is preferred if said penetrants, with which the agent is associated are prepared immediately before the application of the formulation, if convenient, from a suitable concentrate or a lyophylisate.
The formulation according to the invention preferrably is applied by spraying, smearing, rolling or sponging on the application area, in particular by using a metering sprayer, spender, roller, sponge or a non-occlusive patch, as appropriate.
It is preferred if the barrier is a part of a mammalian body and / or a plant and preferably is skin and / or at least partly keratinised endothelium and / or nasal or any other mucosa.
The area dose of said penetrant then preferrably is between 0.1 mg per square centimetre (mg cm"2) and 40 mg cm"2, more preferably is between 0.25 mg cm"2 and 30 mg cm"2 and even more preferably is between 0.5 mg cm"2 and 15 mg cm"2, in the case that the penentrant is applied on said skin and / or said at least partly keratinised endothelium.
The area dose of said penetrant then preferrably is between 0.0001 mg per square centimetre (mg cm"2) and 0.1 mg cm"2, more preferrably is between 0.0005 mg cm" 2 and 0.05 mg cm"2 and even more preferrably is between 0.001 mg cm"2 and 0.01 mg cm"2, in the case that the penetrant is applied on plant body, plant leaves or plant needles.
The area dose of said penetrant then preferrably is between 0.05 mg per square centimetre (mg cm'2) and 20 mg cm"2, more preferably is between 0.1 mg cm"2 and 15 mg cm"2 and even more preferably is between 0.5 mg cm"2 and 10 mg cm'2, in the case that the penentrant is applied on said nasal or other mucosa.
In another advantageous aspect of the invention, a kit containing said formulation in an amount which enables the formulation to be applied at the selected dose per area as afore-mentioned is provided.
It then is preferred if the formulation is contained in a bottle or any other packaging vessel.
The kit preferrably contains a device for administering the formulation.
According to another aspect of the present invention a patch is provided containing the formulation in an amount that yields the dose per area as mentioned above. The patch or transdermal patch according to the present invention is intended for the application to barriers including the skin, mucosa or plants. The term "transdermal" should include these aforesaid barriers.
Preferably the patch comprises
- a non-occlusive backing liner;
- an inner liner, wherein the backing liner and the inner liner define a reservoir;
and /or a matrix layer.
It is preferred that said non-occlusive backing liner exhibits a mean vapor transmission rate (MVTR) of more than 1000 g/m2day, preferably of more than 5.000 g/m2day and most preferably of more than 10.000 g/mMay. It is preferred that the non-occlusive backing liner has pores of smaller than 100 nm, preferably smaller than 70 nm, more preferably of smaller than 30 nm and most preferably as big as the inter-molecular distances of the backing material. In a further preferred embodiment the non-occlusive backing liner comprises a polyurethane membrane, preferably a polyester track-etched porous membrane, more preferably a polycarbonate track-etched porous membrane and most preferably a polyethylene microporous membrane.
The inner liner and / or matrix layer according to the present invention establishes skin contact. The inner liner preferably prevents unwanted release of the formulation from the patch during storage and enables rapid skin wetting when contacted with the skin. According to the present invention it is further preferred that the inner liner comprises a homogeneous membrane, preferably a polyester

track-etched porous membrane or a polycarbonate track-etched porous membrane. Moreover, these inner liner membranes preferably have a pore density of up to 5%, preferably of up to 15%, more preferably of up to 25% and most preferably of more than 25% and/or a pore size in the range between 20 nm and 200 nm, preferably between 50 nm and 140 nm and most preferably between 80 nm and 120 nm.
Further preferred inner liner materials comprise a hydrophobic mesh-membrane and/or a nonwoven fleece with mesh openings formed by hydrophobic threads. In another preferred embodiment the inner liner is a microporous polyethylene membrane having average pore sizes in the range of between 50 nm to 3000 nm, preferably between 500 nm to 2000 nm and most preferably of about 1500 nm.
According to a further preferred embodiment of the present invention the patch comprises a pressure sensitive adhesive layer, preferably an adhesive layer comprising polyacylate, polyisobutylene, silicone, ethylene vinyl acetate copolymer, polyvinylpyrrolidone or polyethylene oxide hydrogel.
According to another preferred feature of the present invention the formulation comprises penetrants having an average diameter of smaller than 150 nm, preferably of smaller than 100 nm. It is also preferred that the total dry weight of droplets in the formulation is at least 5 weight-% (w-%), preferably between 7.5 w-% and 30 w-%, and more preferably between 10 w-% and 20 w-%.
The patch according to the present invention preferably comprises a formulation, wherein the formulation up to maximally 200 mPas, more preferably up to 40 mPas, and most preferably up to 8 mPas.
The area of the drug releasing membrane is between 0.5 cm2 and 250 cm2, more preferably is between 1 cm2 and 100 cm2, even more preferably is between 2 cm2 and 50 cm2 and most preferred is between 4 cm2 and 25 cm2.
In an especially preferred embodiment it is preferred that the patch comprises one or more additional layers comprising desiccant containing layers, matrix layers, foam tape layers and/or protective layers.
The inventors found that it is advantageous to use backing liners having the capability to support the evaporation of the Transfersomes suspending medium. According to the present invention they preferably exhibit a mean vapor transmission rate (MVTR) of more than 1000 g/m2day or, better, more than 10 000 g/m2day. The solvent disappearance across such a barrier at sufficiently high rate helps to create and to maintain an activity gradient which drives the flux of Transfersome®-aggregates across a barrier.
Suited inventive backing liners are polyurethane membranes, such as CoTran 9701 (3M Medica, Borken Germany), Tegaderm (3M Medica, Borken Germany), Arcare 8311 (Adhesive Research, Limerick, Ireland), IV3000 (Smith and Nephew). Even better suited are polyester track-etched porous membranes (10 run pore size) (Osmonics, Minnetonka, USA) and polycarbonate track-etched porous membranes (10 nm pore size) (Osmonics, Minnetonka, USA). Most suited are the polyethylene microporous membranes such as Cotran 9711 (3M Medica, Borken Germany), 14P01 A, 10P05A, 8P07A, E011 D (DSM Solutech, Heerien, The Netherlands). In classical TTS known in the art, the latter materials customary are used for rate controlling membranes.
Said backing liner need to be liquid-tight in order to prevent loss of active substance, which should be delivered e.g. transdermally. In order to ensure or
determine if the membrane is liquid-tight, the penetrability of Transfersomes® through the membranes is measured upon application of low hydrostatic pressures. The polyethylene membranes Cotran 9711 (3M Medica, Borken Germany) and 14P01A are liquid tight up to an applied pressure of 1 MPa. Further, all cited polyurethane membranes are liquid tight.
Another important feature of the patch according to the present invention is the use of an inner liner membrane instead of conventional rate controlling membranes which enable rapid skin wetting with the Transfersome®-formulation, while blocking the (unwanted) release of the formulation during storage or during the application of the device on the skin. Since the present invention specifically is directed to Transfersome®-containing patches, the term "rate controlling membrane" is misleading, since the rate of Transfersome® mediated transport is ideally controlled by the water activity in and on the biological barrier. Thus, the term "inner liner" is used herein instead of "rate controlling membrane".
One inner liner membrane, which is suitable for the purpose of the present invention is a homogeneous membrane having a high pore density. The passage through the pores depends on the Laplace pressure / surface tension of lipid suspension within the pores Pmin = 2 a cos 6 / r, where Pmjn denotes the minimal pressure required to overcome the Laplace pressure, o is the surface tension of the suspension-air interface (~ 30 mN/m), 6 is the contact angle of the formulation on the membrane material and r is the pore radius (~ 100 nm). Accordingly, retention of the formulation in the pores requires cos 6 Well suited inner liner membrane materials according to the present invention are polyester track-etched porous membranes (100 run pore size) (Jnfiltec, Speyer, Germany) and polycarbonate track-etched porous membranes (100 nm pore size) (Infiltec, Speyer, Germany).
Morover, it is intended by the inventors to use hydrophobic mesh-membranes e.g. Fluortex 09/70/22, Fluortex 09/85/27 (INFILTEC, Speyer) and nonwoven fleeces e.g. Parafil R20, Parafil RK 20, Parafil R 30 Natur, Parafil RK 30, Paratherm PR 220/18, Paratherm PR 220/20 (LTS, Anderaach, Germany). These sieving materials are well suited to act as inner liner in inventive patches.
Said liners constitute mesh openings built up by the hydrophobic threads. They prevent the passage of Transfersomes® when the liner is not in contact with the skin. The high contact angle y of the air/water or air/Transfersome®-suspension interface, with respect to the hydrophobic surface of the thread, ensures this. The mesh openings allow for the passage of the Transfersomes® through the liner when contacting the skin. This is caused by the energy gained by the wetting of a more hydrophilic or of a less hydrophobic surface (e.g. the skin) exceeding the surface energy needed for the complete wetting of the threads.
In more concrete terms, said "switching-effect" can be explained as follows: Let d be the distance between two threads from midpoint to midpoint. Let r be the radius of a thread:
2 n r z Ywt ~ z d yws
The surface tension of water on the skin is yws = 40 m N/m according to " Transdermal and Drug Delivery Systems", Buffalo Grove, Interpharm Press, Ghosh, Pfister et al. 1997. The surface tension of water on the hydrophobic thread
is YW» = 70 m N/m. (The surface tension of a suspension on skin is again yws -40 m N/m, the surface tension of the suspension on the hydrophobia thread is y^ = 35 m N/m, due to the presence of a detergent monolayer). Rearranging the above formula yields
for the case of the suspension Cyws ~ YwO- This suggests that the thread radius to mesh size ratio should preferably be in the range of about 0.3.
According to the present invention it is especially preferred to use microporous polyethylene membranes as inner liner. The term "microporous" for the purposes of the present invention means pore sizes of at least 20 nm, preferably in the range between 50 nm to 3000 nm. Examples are Solupor - E011 D (mean pore size 1500 nm), Solupor - 8P07A (mean pore size 700 nm) and Solupor - 10P05A (mean pore size 500 nm) (DSM Solutech, Heerlen, The Netherlands), which exhibit a high penetrability at small pressures thus allowing for Transfersomes to wet the skin upon contact.
For all types of the above mentioned inner liner membranes the surface tension, o, and the contact angle, y, are changed when contacted with the skin. There are various factors, which can cause said changes of the surface tension, o, and the contact angle, y. One factor may be an increase in humidity and capillary condensation of transepidermally released water. Hydrophilic bridging due to interaction between corneocytes / hair follicles and the inner membrane may also contribute to rapid skin wetting. Finally, hydrophilisation of the pore core by contaminants, such as microscopic skin fragments, may alter the surface tension, a, and the contact angle, y. As a consequence, the minimal pressure Pmjn, which is
required to overcome the Laplace pressure, is reduced and the formulation can pass the inner liner and wet the skin surface.
Patches according to the present invention can be manufactured by different methods known in the art. On principle the lamination of the backing and the inner liner can be carried out by heat lamination or adhesive lamination or any other known lamination method.
In heat lamination processes the liners are adhered by melting at least one material at elevated temperatures and elevated pressures for short periods. The melt(s) merge and intercalate upon cooling and consolidation. The temperature and pressure is applied by metallic chops, either pulse heated, e.g. by microwave radiation, or continuously heated. Polyethylene and polyurethan membranes typically are heat laminated at temperatures of 120 - 200 °C, preferably of 140 -160 °C and pressures of 1-6 bar, preferably of 3-4 bar. Good lamination properties are achieved for Tranfersom® containing patches by applying a pressure of 4 bar for a period of about 0.1 - 5 seconds, preferably of about 1-2 seconds.
Adhesive lamination of the liners is achieved by a layer of pressure sensitive adhesive such as polyacylate, polyisobutylene, silicone, ethylene vinyl acetate copolymer or polyvinylpyrrolidone and polyethylene oxide hydrogel adhesive (PVP/PEO). The adhesive liner is precut to the appropiate shape for example a concentric ring having a width of 1 cm. The backing and the inner liners are laminated to the ring and the patch is punched out of the web. Suitable films are for example a pressure sensitive transfer film (Arcare 7396), a flexible plastic film coated on both sides with a medical grade pressure sensitive adhesive (Arcare 8570 clear polyester) or foam tapes (Polyolefm 3M 1777; 3M 1779; 3M 9751, polyvinyl chloride 3M 9772L) coated on both sides with pressure sensitive acrylate adhesive. The latter example mounts a reservoir of defined volume due to
the finite thickness of the foam tape, while the former two examples draw their Transfersome® containing volume by the elasticity and/or hidden area of the liners.
The filling of the one compartment reservoir type patch according to the present invention can be achieved by several methods known in the art.
One possible filling procedure is based on a two-step lamination process. In the first step, the main compartment is laminated while retaining a small orifice. Through this port a tap or a tubing is induced and the Transfersome® formulation is injected into the preformed reservoir. After retraction of the tap or tubing the lamination of the port is finalized. Heat lamination as well as adhesive lamination can be used in said procedure. In the case of heat lamination the heat chop laminates a C-shaped ring. After the filling of the inner part of the C, the heat chop is revolved by 45° and the heat lamination is repeated a second time now closing the open part of the C. In the case of adhesive lamination the release liner of the transfer tape is not removed completely thus allowing for the establishment of the filling port. After filling the rest of the release liner is removed and the port is sealed. Back-folding of the backing and/or the inner liner leads to the same result: A collar-like port is formed, which is sealed by refolding the membranes after the filling process.
The form, fill and seal technique is well established and can also be used for the manufacture of the patches according to the present invention. In a first step the film for the backing'liner is moved over a trough of desired dimensions. The liner adopts this shape under vacuum and lines the trough. Then a tap fills the Transfersome® formulation into the trough. After the tap is retracted the inner liner membrane is applied onto the web. A concentric seal ring laminates both films either by heat lamination or adhesive lamination as described above.
In a further suitable process for making TTS the Transfersome® formulation is injected through a preinstalled tubing after the lamination process. The tubing is laterally inserted into the foam in the same way as a venous catheter is set for continuous injection. The tubing is connected to a Transfersome®-formulation filled syringe by a luer lock. The desired amount of formulation is injected into the reservoir and the tubing is removed and /or sealed if necessary.
*
In another important aspect of the present invention a patch is provided which is further characterised in that the patch comprises at least two compartments, which are separated from each other during storage. According to another aspect of the present invention a patch is provided containing the formulation in an amount that yields the dose per area as mentioned above, wherein the patch comprises several, more preferably less than 5, even more preferably 3, and most preferred 2 separate inner compartments which are combined prior to or during the application of the formulation. Preferably at least one of the compartments is inside and / or outside the patch.
It is preferred that the formulation and / or the individual formulation components and/or the agent and / or the suspension / dispersion of penetrants without the agent are kept during the storage in several, preferably less than 5, more preferably in 3, and most preferred in 2 separate compartments of the patch which, in case, are combined prior to or during or after the application of the patch.
In another preferred embodiment the outer compartments comprise injection systems, preferably syringes, which are connected to the reservoir of the patch. It is preferred that the compartments are vertically stacked and /or are arranged side-by-side and / or one compartment is included in a second compartment, preferably without being fixed to the second compartment.
Preferably the compartments are inside the reservoir, which is defined by the backing liner and the inner liner. It is further preferred that the compartments are separated from each other by a controllabiy openable barrier, preferably a membrane and /or by a plug and / or by a compartment-forming lamination.
According to the present invention combining and mixing of the ingredients of the compartments is achieved by direct mechanical action, such as pressing, rubbing, kneading, twisting, tearing and /or indirectly by changing the temperature, osmotic pressure or electrical potential, thereby causing the removal or destroying of the separating barrier(s).
In a further preferred embodiment of the present invention the patch comprises
- an inventive non-occlusive backing liner
- a membrane defining a reservoir, which is divided in at least two
compartments,
wherein the formulation directly contacts the skin when the formulation releases from the reservoir or compartments.
The inventive multicompartment reservoir-type patch comprises at least two separate compartments and a mixing compartment, wherein said mixing compartment may be an storage compartment containing one ingredient of the formulation or the formulation or may be an compartment, which is not filled during the storage period.
According to the present invention the storage compartments containing the critical ingredients may be separated from the mixing compartment. The storage compartments are containing some, if not all, ingredients during the storage period

after preparation and prior to application. The mixing compartment serves to mix the separated ingredients after the storage period. After mixing the formulation is released onto the skin from the mixing compartment. The mixing compartment may have an adjustable area of skin contact to allow for area-dose control. This can be done by the merger of smaller subunits of mixing compartments.
The mixing compartment has to be in contact with the skin. This can be achieved either by
1. direct contact with the skin (no inner liner membrane) or
2. an inner liner membrane according to the present invention. Reference is made
to the one-compartment patch described above. The identical inner liner
membranes may be used for multicompartment ITS.
The number of storage compartments may be at least two and is depending on the respective longterm-incompatibilities of the ingredients.
The storage compartments may be part of the patch and may be made of the same material(s). The storage compartments may be - in the simplest form - two syringes containing the liquid ingredients, which are injected sequentially or simultaneously into the mixing chamber through one ore more tubes. A twin-syringe of which the two pistons are connected facilitates simultaneous injection and constancy of the ingredients ratio. An additional tubing ideally with micro-arcs as used in HPLC sample preparation may cause turbulences of the merged liquid. A T-piece connector, ideally with turbulence chamber serves in the same manner. Thus, an optimal mixing of the components is achieved even at high viscosities and high lipid-concentrations.
The mixing compartment according to the present invention may be one separate compartment which is empty during storage but filled almost simultaneously,

when the patch is applied onto the skin, or it may be one of the existing storage compartments in which the other ingredients are being added from other storage compartments, or it may be created by the merger of two or more storage compartments.
The combining or mixing of the ingredients can be achieved by perforating or destroying the compartment-separating membranes. This can be done, for
*
example, by pressing or kneading the patch such that the compartment-separating membranes rupture upon this mechanical stress, or by the external or internal activation of a sharp tool, such as a needle by perforating the compartment-separating membrane.
Another method combining or mixing of the ingredients is based on opening a tube-system between the compartments. Said opening can be achieved e.g. by pressing or kneading the patch such that plug or squid which close the tubing between the separated compartments during the storage-period is released from the tubing due to the applied pressure.
It is also possible according to present invention to combine and mix the ingredients by unsealing of a lamination, which forms the separated storage compartments. This can be done, for example, by applying a small but a steady-state pressure onto the filled storage chambers, but also by heat lamination or adhesive lamination. The lamination of the compartment-forming membranes unseals and the liquids squeeze through the self-formed channels into the mixing compartment.
The storage and mixing compartments may be stacked vertically or placed side-by-side. For example, three membranes can be laminated in a manner that half of the middle membrane is sealed to the lower (e.g. inner liner) membrane and the
other half is sealed to the upper membrane (backing liner). Upper and lower membranes are sealed at the edges on the very right, very left, forward-turned and backward-turned sides thus forming a two-compartment pouch. The middle membrane might be impermeable to liquids, but also easy to disrupt. Suitable materials for middle membranes might be e.g. thin polyurethanes. According to one possible embodiment the storage container for the Transfersomes®-formulation may be the left liquid-tight compartment, while the Transfersome®-release is performed from the right chamber through the inventive inner liner membrane when contacted to the skin. The right chamber may serve e.g. as a storage compartment for (lyophilized) drug(s). It is clear to someone skilled in the art that also combinations of the aforementioned embodiments, e.g. a combination of the vertical stacking and side-by-side alignment are suitable for the purposes of the present invention.
After the mixing process in the mixing compartment the emptied storage compartments are dispensable. They may be unplugged (in the case of external compartments, such as syringes) or clipped off. For example the tubes may be detached and the ports may be sealed with tape or squids or plugs. Open sealing may be re-laminated by applying pressure.
It another important aspect of the present invention, a method is provided of administering an agent to a mammalian body or a plant, by transporting said agent through a barrier, wherein the barrier is the intact skin, mucosa and/or cuticle of said mammalian body or a plant, said agent being associated to a penetrant capable of transporting said agent through the skin pores or through the passages in mucosa or cuticle, or capable of enabling agent permeation through skin pores after said penetrant has opened and/or entered said pores, comprising the steps of: - preparing a formulation by suspending or dispersing said penetrants in a polar liquid in the form of fluid droplets surrounded by a membrane-like coating of
one or several layers, said coating comprising at least two kinds or forms of amphiphilic substances with a tendency to aggregate, provided that
- said at least two substances differ by at least a factor of 10 in solubility in said
polar liquid,
- and / or said substances when in the form of homo-aggregates (for the more
soluble substance) or of hetero-aggregates (for any combination of both said
substances) have a preferred average diameter smaller than the diameter of
homo-aggregates containing merely the less soluble substance,
- and / or the more soluble substance tends to solubilise the droplet and the
content of such substance is to up to 99 moI-% of solubilising concentration or
else corresponds to up to 99 mol-% of the saturating concentration in the
unsolubilised droplet, whichever is higher,
- and / or the presence of the more soluble substance lowers the average elastic
energy of the membrane-like coating to a value at least 5 times lower, more
preferably at least 10 times lower and most preferably more than 10 times
lower, than the average elastic energy of red blood cells or of phospholipid
bilayers with fluid aliphatic chains,

- said penetrants being able to transport agents through the pores of said barrier
or being able to promote agent permeation through the pores of said skin after
penetrants have entered the pores,
- selecting a dose amount of said penetrants to be applied on a predetermined
area of said barrier to control the flux of said penetrants across said barrier, and
- applying the selected dose amount of said formulation containing said
penetrants onto said area of said porous barrier.
It then is preferred if the flux across said barrier is increased by enlarging the applied dose amount of said penetrants per area of barrier.
The pH of the formulation preferrably is chosen to be between 3 and 10, more
preferably is between 4 and 9, and most preferably is between 5 and 8.
In this aspect of the invention, it then is preferred if the formulation comprises:
- at least one thickening agent in an amount to increase the formulation viscosity
to maximally 5 kN s/m2, more preferably up to 1 kN s/m2, and most preferably
up to 0.2 kN s/m2, so that formulation spreading-over, and drug retention at the
application area is enabled,
- and / or at least one antioxidant in an amount that reduces the increase of
oxidation index to less than 100 % per 6 months, more preferably to less than
100 % per 12 months and most preferably to less than 50 % per 12 months
- and / or at least one microbicide in an amount that reduces the bacterial count
of 1 million germs added per g of total mass of the formulation to less than 100
in the case of aerobic bacteria, to less than 10 in the case of entero-bacteria, and
to less than 1 in the case of Pseudomonas aeruginosa or Staphilococcus aureus,
after a period of 4 days.
Said at least one microbicide then preferably is added in an amount that reduces the bacterial count of 1 million germs added per g of total mass of the formulation to less than 100 in the case of aerobic bacteria, to less than 10 in the case of entero-bacteria, and to less than 1 in the case of Pseudomonas aeruginosa or Staphilococcus aureus, after a period of 3 days, and more preferably after a period of 1 day.
Said thickening agent preferrably is selected from the class of pharmaceutically acceptable hydrophilic polymers, such as partially etherified cellulose derivatives, like carboxymethyl-, hydroxyethyl-, hydroxypropyl-, hydroxypropylmethyl- or methyl-cellulose; completely synthetic hydrophilic polymers such as polyacrylates , polymethacrylates, poly(hydroxyethyl)-, poly(hydroxypropyl)-, poly(hydroxypropylmethyl)methacrylates, polyacrylonitriles, methallyl-
sulphonates, polyethylenes, polyoxiethylenes, polyethylene glycols, polyethylene glycol-lactides, polyethylene glycol-diacrylates, polyvinylpyrrolidones, polyvinyl alcohols, poly(propylmethacrylamides), poly(propylene fumarate-co-ethylene glycols), poloxamers, polyaspartamides, (hydrazine cross-linked) hyaluronic acids, silicones; natural gums comprising alginates, carrageenans, guar-gums, gelatines, tragacanths, (amidated) pectins, xanthans, chitosan collagens, agaroses; mixtures and further derivatives or co-polymers thereof and / or other pharmaceutically, or at least biologically, acceptable polymers.
The concentration of said polymer then preferably is chosen to be in the range between 0.01 w- % and 10 w- %, more preferably in the range between 0.1 w- % and 5 w- %, even more preferably in the range between 0.25 w- % and 3.5 w- % and most preferably in the range between 0.5 w- % and 2 w- %.
According to the invention said anti-oxidant then preferrably is selected from synthetic phenolic antioxidants, such as butylated hydroxyanisol (BHA), butylated hydroxytoluene (BHT ) and di-tert-butylphenol (LY178002, LY256548, HWA-131, BF-389, CI-986, PD-127443, E-5119, BI-L-239XX, etc.), tertiary butylhydroquinone (TBHQ), propyl gallate (PG), l-O-hexyl-2,3,5-trimethylhydroquinone (HTHQ); aromatic amines (such as diphenylamine, p-alkylthio-o-anisidine, ethylenediamine derivatives, carbazol, tetrahydroindenoindol); phenols and phenolic acids (such as guaiacol, hydroquinone, vanillin, gallic acids and their esters, protocatechuic acid, quinic acid, syringic acid, ellagic acid , salicylic acid, nordihydroguaiaretic acid (NDGA), eugenol); tocopherols (including tocopherols (alpha, beta, gamma, delta) and their derivatives, such as tocopheryl-acylate (e.g. -acetate, -laurate, myristate, -palmitate, -oleate, -linoleate, etc., or any other suitable tocopheryl-lipoate), tocopheryl-POE-succinate; trolox and corresponding amide- and thiocarboxamide analogues; ascorbic acid and its salts, isoascorbate, (2 or 3 or 6)-o-alkylascorbic

acids, ascorbyl esters (e.g. 6-o-lauroyl, myristoyl, palmitoyl-, oleoyl, or linoleoyl-L-ascorbic acid, etc.); non-steroidal anti-inflammatory agents (NSAIDs), such as indomethacin, diclofenac, mefenamic acid, flufenamic acid, phenylbutazone, oxyphenbutazone acetylsalicylic acid, naproxen, diflunisal, ibuprofen, ketoprofen, piroxicam, penicillamine, penicillamine disulphide, primaquine, quinacrine, chloroquine, hydroxychloroquine, azathioprine, phenobarbital, acetaminephen); aminosalicylic acids and derivatives; methotrexate, probucol, antiarrhythmics (e.g. amiodarone, aprindine, asocainol), ambroxol, tamoxifen, b-hydroxytamoxifen; calcium antagonists (such as nifedipine, nisoldipine, nimodipine, nicardipine, nilvadipine), beta-receptor blockers (e.g. atenolol, propranolol, nebivolol); sodium bisulphite, sodium metabisulphite, thiourea; chelating agents, such as EDTA, GDTA, desferral; endogenous defence systems, such as transferrin, lactoferrin, ferritin, cearuloplasmin, haptoglobion, haemopexin, albumin, glucose, ubiquinol-10; enzymatic antioxidants, such as superoxide dismutase and metal complexes with a similar activity, including catalase, glutathione peroxidase, and less complex molecules, such as beta-carotene, bilirubin, uric acid; flavonoids (e.g. flavones, flavonols, flavonones, flavanonals, chacones, anthocyanins), N-acetylcystein, mesna, glutathione, thiohistidine derivatives, triazoles; tannines, cinnamic acid, hydroxycinnamatic acids and their esters (e.g. coumaric acids and esters, caffeic acid and their esters, ferulic acid, (iso-) chlorogenic acid, sinapic acid); spice extracts (e.g. from clove, cinnamon, sage, rosemary, mace, oregano, allspice, nutmeg); carnosic acid, camosol, carsolic acid; rosmarinic acid, rosmarindiphenol, gentisic acid, ferulic acid; oat flour extracts, such as avenanthramide 1 and 2; thioethers, dithioethers, sulphoxides, tetralkylthiuram disulphides; phytic acid, steroid derivatives (e.g. U74006F); tryptophan metabolites (e.g. 3-hydroxykynurenine, 3-hydroxyanthranilic acid), and organochalcogenides, or else is an oxidation suppressing enzyme.
It then is preferred if the concentration of BHA or BHT is between 0.001 and 2 w-%, more preferably is between 0.0025 and 0.2 w-%, and most preferably is between 0.005 and 0.02 w-%, of TBHQ and PG is between 0.001 and 2 w-%, more preferably is between 0.005 and 0.2 w-%, and most preferably is between 0.01 and 0.02 w-%, of tocopherols is between 0.005 and 5 w-%, more preferably is between 0.01 and 0.5 w-%, and most preferably is between 0.05 and 0.075 w-%, of ascorbic acid esters is between 0.001 and 5, more preferably is between 0.005 and 0.5, and most preferably is between 0.01 and 0.15 w-%, of ascorbic acid is between 0.001 and 5, more preferably is between 0.005 and 0.5 w-%, and most preferably is between 0.01 and 0.1 w-%, of sodium bisulphite or sodium metabisulphite is between 0.001 and 5, more preferably is between 0.005 and 0.5 w-%, and most preferably is between 0.01-0.15 w-%, of thiourea is between 0.0001 and 2 w-%, more preferably is between 0.0005 and 0.2, and most preferably is between 0.001-0.01 w-%, most typically 0.005 w-%, of cystem is between 0.01 and 5, more preferably is between 0.05 and 2 w-%, and most preferably is between 0.1 and 1.0 w-%, most typically 0.5 w-%, of monothioglycerol is between 0.01 and 5 w-%, more preferably is between 0.05 and 2 w-%, and most preferably is" between 0.1-1.0 w-%, most typically 0.5 w-%, of NDGA is between 0.0005-2 w-%, more preferably is between 0.001-0.2 w-%, and most preferably is between 0.005-0.02 w-%, most typically 0.01 w-%, of glutathione is between 0.005 and 5 w-%, more preferably is between 0.01 and 0.5 w-%, and most preferably is between 0.05 and 0.2 w-%, most typically 0.1 w-%, of EOT A is between 0.001 and 5 w-%, even more preferably is between 0.005 and 0.5 w-%, and most preferably is between 0.01 and 0.2 w-%, most typically between 0.05 and 0.975 w-%, of citric acid is between 0.001 and 5 w-%, even more preferably is between 0.005 and 3 w-%, and most preferably is between 0.01-0.2, most typically between 0.3 and 2 w-%.
Preferrably said microbicide is then selected amongst short chain alcohols, such as ethyl and isopropyl alcohol, chlorbutanol, benzyl alcohol, chlorbenzyl alcohol, dichlorbenzylalcohol; hexachlorophene; phenolic compounds, such as cresol, 4-chloro-m-cresol, p-chloro-m-xylenol, dichlorophene, hexachlorophene, povidon-iodine; parabens, especially alkyl-paraben, such as methyl-, ethyl-, propyl-, or butyl-paraben, benzyl-paraben; acids, such as sorbic acid, benzoic acid and its salts; quaternary ammonium compounds, such as alkonium salts, e.g. benzalkonium salts, especially the chlorides or bromides, cetrimomum salts, e.g. the bromide; phenoalkecinium salt, such as phenododecinium bromide, cetylpyridinium chloride or other such salts; mercurium compounds, such as phenylmercuric acetate, borate, or nitrate, thiomersal; chlorhexidine or its gluconate; antibiotically active compounds of biological origin, or a mixture thereof.
It then is preferred that the bulk concentration of short chain alcohols in the case of ethyl, propyl, butyl or benzyl alcohol is up to 10 w-%, more preferably is up to 5 w-%, and most preferably is in the range between 0.5-3 w-%, and in the case of chlorobutanol is in the range between 0.3-0.6 w-%; bulk concentration of parabens, especially in the case of methyl paraben is in the range between 0.05-0.2 w-%, and in the case of propyl paraben is in the range between 0.002-0.02 w-%; bulk concentration of sorbic acid is in the range between 0 .05-0.2 w-%, and in the case of benzoic acid is in the range between 0.1-0.5 w-%; bulk concentration of phenols, triclosan, is in the range between 0.1-0.3 w-%, and bulk concentration of chlorhexidine is in the range between 0.01-0.05 w-%.
It then is also preferred that the less soluble amongst the aggregating substances is a lipid or lipid-like material, especially a polar lipid, whereas the substance which is more soluble in the suspending liquid and which lowers the average elastic energy of the droplet is a surfactant or else has surfactant-like properties and / or is
a form of said lipid or lipid-like material which is comparably soluble as said surfactant or the surfactant-like material.
Preferably the lipid or lipid-like material is a lipid or a lipoid from a biological source or a corresponding synthetic lipid or any of its modifications, said lipid preferably belonging to the class of pure phospholipids corresponding to the general formula
Formula Removed
where RI and R2 is an aliphatic chain, typically a Cio.2o-acyl, or -alkyl or partly unsaturated fatty acid residue, in particular, an oleoyl-, palmitoeloyl-, elaidoyl-, linoleyl-, linolenyl-, linolenoyl-, arachidoyl-, vaccinyl-, lauroyl-, myristoyl-, palmitoyl-, or stearoyl chain; and where R3 is hydrogen, 2-trimethylamino-1 -ethyl, 2-amino-l-ethyl, Cm-alky!, C|.s-a!kyl substituted with carboxy, Cz-s-alkyl substituted with hydroxy, C2-s-alkyl substituted with carboxy and hydroxy, or Cz-s-alkyl substituted with carboxy and amino, inositol, sphingosine, or salts of said substances, said lipid comprising also glycerides, isoprenoid lipids, steroids, sterines or sterols, of sulphur- or carbohydrate-containing lipids, or any other bilayer-forming lipids, in particular half-protonated fluid fatty acids, said lipid is selected from the group comprising phosphatidylcholines, phosphatidylethanolamines, phosphatidylglycerols, phosphatidylinositols, phosphatidic acids, phosphatidylserines, sphingomyelins or other sphingophospholipids, glycosphingolipids (including cerebrosides,

ceramidepolyhexosides, sulphatides, sphingoplasmalogens), gangliosides and other glycolipids or synthetic lipids, in particular with corresponding sphingosine derivatives, or any other glycolipids, whereby two similar or different chains can be ester-groups-linked to the backbone (as in diacyl and dialkenoyl compound) or be attached to the backbone with ether bonds, as in dialkyl-lipids.
The surfactant or surfactant-like material preferrably is a nonionic, a zwitterionic,
t
an anionic or a cationic surfactant, especially a fatty-acid or -alcohol, an alkyl-tri/di/methyl-ammonium salt, an alkylsulphate salt, a monovalent salt of cholate, deoxycholate, glycocholate, glycodeoxycholate, taurodeoxycholate, taurocholate, etc., an acyl- or alkanoyl-dimethyl- aminoxide, esp. a dodecyl- dimethyl-aminoxide, an alkyl- or alkanoyl-N-methylglucamide, N- alkyl-N,N-dimethylglycine, 3-(acyldimethylammonio)-alkanesulphonate, N-acyl-sulphobetaine, a polyethylene-glycol-octylphenyl ether, esp. a nonaethylene-glycol-octylphenyl ether, a polyethylene-acyl ether, esp. a nonaethylen-dodecyl ether, a polyethylene-glycol-isoacyl ether, esp. a octaethylene-glycol-isotridecyl ether, polyethylene-acyl ether, esp. octaethylenedodecyl ether, polyethylene-glycol-sorbitane-acyl ester, such as polyethylenglykol-20-monolaurate (Tween 20) or polyethylenglykol-20-sorbitan-monooleate (Tween 80), a polyhydroxyethylene-acyl ether, esp. polyhydroxyethylene- lauryl, -myristoyl, -cetylstearyl, or -oleoyl ether, as in polyhydroxyethylene-4 or 6 or 8 or 10 or 12, etc., -lauryl ether (as in Brij series), or in the corresponding ester, e.g. of polyhydroxyethylen-8-stearate (Myrj 45), -laurate or -oleate type, or in polyethoxylated castor oil 40, a sorbitane-monoalkylate (e.g. in Arlacel or Span), esp. sorbitane-monolaurate, an acyl- or alkanoyl-N-methylglucamide, esp. in or decanoyl- or dodecanoyl-N-methylglucamide, an alkyl-sulphate (salt), e.g. in lauryl- or oleoyl-sulphate, sodium deoxycholate, sodium glycodeoxycholate, sodium oleate, sodium taurate, a fatty acid salt, such as sodium elaidate, sodium linoleate, sodium laurate, a lysophospholipid, such as n-octadecylene(=oleoyl)-glycerophosphatidic acid, -
phosphorylglycerol, or -phosphorylserine, n-acyl-, e.g. lauryl or oleoyl-glycero-phosphatidic acid, -phosphorylglycorol, or -phosphorylserine, n-tetradecyl-glycero-phosphatidic acid, -phosphorylglycerol, or - phosphorylserine, a corresponding palmitoeloyl-, elaidoyl-, vaccenyl-lysophospholipid or a corresponding short-chain phospholipid, or else a surface-active polypeptide.
The average diameter of the penetrant preferrably is between 30 nm and 500 nm, more preferably between 40 nm and 250 nm, even more preferably between 50 nm and 200 nm and particularly preferably between 60 nm and 150 nm.
The total dry weight of droplets in a formulation is then preferrably chosen to range from 0.01 weight-% (w-%) to 40 w-% of total formulation mass, more preferably is between 0.1 w-% and 30 w-%, and most preferably is between 0,5 w-% and 20 w-%.
Preferably at least one edge-active substance or surfactant and/or at least one amphiphilic substance, and / or at least one hydrophilic fluid and the agent are mixed, if required separately, to form a solution, the resulting (partial) mixtures or solutions are then combined subsequently to induce, preferably by action of mechanical energy such as shaking, stirring, vibrations, homogenisation, ultrasonication, shearing, freezing and thawing, or filtration using convenient driving pressure, the formation of penetrants that associate with and / or incorporate the agent
It also is preferred if said amphiphilic substances then are dissolved in volatile solvents, such as alcohols, especially ethanol, or in other pharmaceutically acceptable organic solvents, such as ethanol, 1- and 2-propanol, benzyl alcohol, propylene glycol, polyethylene glycol (molecular weight: 200-400 D) or glycerol, other pharmaceutically acceptable organic solvents, such as undercooled gas, especially supercritical COi, which are then removed, especially by evaporation or dilution, prior to making the final preparation.
The formation of said penetrants then preferrably is induced by the addition of required substances into a fluid phase, evaporation from a reverse phase, by injection or dialysis, if necessary under the influence of mechanical stress, such as shaking, stirring, especially high velocity stirring, vibrating, homogenising, ultrasonication, shearing, freezing and thawing, or filtration using a convenient, especially low (1 MPa) or intermediate (up to 10 MPa), driving pressure.
It then is also preferred if the formation of said penetrants is induced by filtration, the filtering material having pores sizes between 0.01 um and 0.8 um, more preferably between 0.02 um and 0.3 um, and most preferably between 0.05 um and 0.15 um, whereby several filters may be used sequentially or in parallel.
Said agents and penetrants are made to associate, at least partly,
- after the formation of said penetrants, e.g. after injecting a solution of the drug
in a pharmaceutically acceptable fluid, such as ethanol, 1- and 2-propanol,
benzyl alcohol, propylene glycol, polyethylene glycol (molecular weight:
200-400 D) or glycerol into the suspending medium,
- simultaneously with penetrant formation , if required using the drug co-solution
and, at least some, penetrant ingredients.

It then is preferred if said penetrants, with which the agent is associated, are prepared immediately before the application of the formulation, if convenient, from a suitable concentrate or a lyophylisate.
Accordingly the formulation is applied by spraying, smearing, rolling or sponging on the application area, in particular by using a metered sprayer, spender, roller or
a sponge, or a non-occlusive patch, as appropriate.
>
It further is preferred if the barrier is skin or at least partly keratinised endothelium and / or nasal or any other mucosa.
The area dose of said penetrant then preferrably is between 0.1 mg per square centimetre (mg cm"2) and 40 mg cm'2, more preferably is between 0.25 mg cm'2 and 30 mg cm'2 and even more preferably is between 0.5 mg cm'2 and 15 nig cm"2, in the case that the penentrant is applied on said skin and / or said at least partly keratinised endothelium.
The area dose of said penetrant preferrably is between 0.05 mg per square centimetre (mg cm'2) and 20 mg cm"2, more preferably is between 0.1 mg cm"2 and
"J "J 7
15 mg cm and even more preferably is between 0.5 mg cm" and 10 mg cm" , in the case that the penentrant is applied on said nasal or other mucosa.
The area dose of said penetrant preferrably is between 0.0001 mg per square centimetre (mg cm'2) and 0.1 mg cm"2, more preferrably is between 0.0005 mg cm" 2 and 0.05 mg cm"2 and even more preferrably is between 0.001 mg cm"2 and 0.01 mg cm"2 ,in the case that the penetrant is applied on plant body, plant leaves or plant needles.

It is preferred if the method is used for generating an immune response on a human or other mammal by vaccinating said mammal.
It is preferred if the method is used for generating a therapeutic effect in a human or other mammal.
According to the present invention the above mentioned method is preferrably used for the treatment of inflammatory disease, dermatosis, kidney or liver failure, adrenal insufficiency, aspiration syndrome, Behcet syndrome, bites and stings, blood disorders, such as cold-haemagglutinin disease, haemolytic anemia, hypereosinophilia, hypoplastic anemia, macroglobulinaemia, trombocytopenic purpura, furthermore, for the management of bone disorders, cerebral oedema, Cogan's syndrome, congenital adrenal hyperplasia, connective tissue disorders, such as lichen, lupus erythematosus, polymyalgia rheumatica, polymyositis and dermatomyositis, epilepsy, eye disorders, such as cataracts, Graves' ophthalmopathy, haemangioma, herpes infections, neuropathies, retinal vasculitis, scleritis, for some gastro-intestinal disorders, such as inflammatory bowel disease, nausea and oesophageal damage, for hypercalcaemia, infections, e.g. of the eye (as in infections mononucleosis), for Kawasaki disease, myasthenia gravis, various pain syndromes, such as postherpetic neuralgia, for polyneuropathies, pancreatitis, in respiratory disorders, such as asthma, for the management of rheumatoid disease and osteoarthritis, rhinitis, sarcoidosis, skin diseases, such as alopecia, eczema, erythema multiforme, lichen, pemphigus and pemphigoid, psoriasis, pyoderma gangrenosum, urticaria, in case of thyroid and vascular disorders.
Without any limitation of the scope of the present invention as defined by the attached claims the invention shall now be described in more detail by referring to the following examples and figures only showing non-limiting embodiments of the present invention.
General experimental set-up and sample preparation
Test formulation. Highly adaptable aggregate droplets used within the framework of this work had the form of (oligo)bilayer vesicles. Typically, the test formulation contained biocompatible (phospho)lipids, such as phosphatidylcholine, and (bio)surfactants, such as sodium cholate or polysorbate (Tween 80). Different phospholipid/detergent ratios have been chosen to maintain or select the highest possible aggregate deformability.
Manufacturing was done as described in previous applications of the applicant. In short, a solution of phosphatidylcholine (SPC; Natterman Phospholipids, Cologne, Germany) in chloroform was labelled with the tritiurated SPC (Amersham, XXX) and mixed with sodium cholate (Merck, Darmstadt, Germany) to obtain a phospholipid/detergent ratio of 3.75/1 (mol/mol). The mixture was dispersed in phosphate buffer (pH = 7.2) to yield a 10 w-% total lipid suspension.
Vesicles in the suspension were frozen and thawed three times. Subsequently, the formulation was passed under pressure through several micro-porous filters (first 200 nm; then 100 nm, and finally 50 nm or 80 nm; Poretics, CA). To check the reproducibility of vesicle manufacturing, the average size of vesicles was measured with dynamic light scattering procedure and found to be in the range of SOnmto 150nm.
Test animals. Mice of NMRI strain were 8 to 12 weeks old at the time of experimentation. They had free access to standard chow and water and were kept in suspension cages in groups of 4 to 6. Prior to test formulation administration, the application area on each animals back was shaved carefully. The test preparation was administered under general anaesthesia (0.3 mL per mouse of an isotonic NaCl solution containing 0.0071 % Rompun (Bayer, Leverkusen,
Germany) and 14.3 mg/mL Ketavet (Parke-Davis, Rochester, N.Y). The administration was done with a high precision pipette on the skin which was left non-occluded. Each animal was finally transferred into an individual cage where it was kept for a day. A different cage was used for each animal for at least 24 hrs. 4 animals were used per test group.
Test measurements. Blood samples were collected from tail end, after termination of experiment at least. In one set of experiments, the early blood sampling was done every 2 hrs. Organ samples included: liver, spleen, kidney, and skin. The latter was also inspected superficially, by taking 10 strips (using a Tesa-Film).
Processing the organ samples was done according to standard procedures: for 3H-measurement, a small part of each organ and 100 uL of the carcass lysate were used to get the desired and quoted experimental data. These were analysed according to the standard procedures.
To determine total label recovery, the carcass of test animals was dissolved and discharged by addition of 50 mL perchloric acid
Recovery (% of applied activity) was determined and the recovered doses (% of applied activity per organ) as well as the total delivered amount [ug lipid/g organ] were calculated.Examples 1-5:
Short term administration
Highly adaptable complex droplets (ultradeformable vesicles; Transfersomes)
87.4 mg phosphatidylcholine from soy bean (SPC)
12.6 mg sodium cholate (NaChol)
trace amount of 3H-DPPC with specific activity: 750 uCi/500uL
0.9 mL phosphate buffer, pH 7.3 Duration of experiment: 8 h .
Application area: 1 cm2 on the upper dorsum. The various doses applied on the test area are given in the following table.

Table Removed
Results of test measurements are given in figures 1 to 6.
Examples 6-8:
Longer term administration
Highly adaptable complex droplets (ultradeformable vesicles; Transfersomes) 87.4 mg phosphatidylcholine from soy bean (SPC) 12.6 mg sodium cholate (NaChol) 0.9 mL phosphate buffer, pH 7.3 trace amount of 3H-DPPC with specific activity: 250 uCi/mL
Duration of experiment: 24 h.
Application area: 1 cm squared; dose per area is given in the following table.

Table Removed
To test the effect of changing administered dose per area over longer period of time, even greater suspension volumes were applied on upper back of test mice.
Resulting data are analysed and presented together with those from previous experimental series in figures 1 to 7.
Figure 1 shows the recovery of relative activity (penetrant amount) in different layers of the skin as a function of applied activity (dose).
Figure 2 shows the amount of carrier derived radioactivity ( H-DPPC) in the blood as a function of time and epicutaneously administered penetrant quantity, expressed as percentage of applied dosage. As can be seen in this figure the relative amount of non-invasively administered lipid found in the blood reaches appreciable level after a clear lag-time of approximately 4 hours, but is nearly independent of the dose used.
Figure 3 indicates the relative accumulation of carrier derived radioactivity in various organs at two different time points after an increasing mass of ultradeformable carriers has been administered on the skin. It is apparent that whereas the relative amount of the carrier derived radioactivity decreases with the
applied dosage at both times of exploration, the phospholipid amount in the bloc viable skin and liver in parallel increases at t = 8 h, but remains nearly unchange at t = 24 h.
Figure 4 shows the absolute penetrant distribution profile (in arbitrary units) in different layers of the skin as a function of applied activity (dose). Little dose dependence is seen in the horny layer for area doses between 0.5 mg cm"2 and up to 1,5 mg cm"2, but greater penetrant amounts are deposited much more efficient in the barrier. This is true 8 hours as well as 24 hours after the suspension administration. Viable skin accumulates the penetrant derived material in a dose dependent fashion in entire investigated range.
Figure 5 shows the total amount of penetrant recovered in different tissues (skin, blood, liver) at different times after the administration of an increasing quantity c uitradeformable penetrants on the skin grows with the applied dose per area. However, while at t = 8 h, an apparent saturation tendency is observed for doses greater than 1.5 mg cm"2, at t = 24 h the dose dependence is linear.
Figure 6 shows the time dependence of penetrant derived radioactivity in the blood as a function of epicutaneously administered suspension volume (lipid amount). As can be seen form this figure the temporal penetration characteristics are essentially independent of the applied dose: after a lag-time period of 4-6 hours, nearly steady state situation is observed.
Figure 7 shows the penetrant derived radioactivity in the blood as a function of epicutaneously administered dose measured 8 h or 24 h after the application. Linear extrapolation suggests that barrier starts to adapt itself to penetrant transport at approximately 0.75 mg crn"2.
Non-occlusive one-compartment and multicompartment patches
Figure 8 shows the results obtained by measurement of the mean vapour '
transmission rate (MVTR) of five microporous polyethylene membranes, four
polyurethan membranes and one polycarbonate track etched membrane.
Abbreviations used:
First akronym:
DSM DSM Solutech, Heerlen, The Netherlands
3M 3M Medica, Borken, Germany
ARCare Adhesives Research, Limerick, Ireland
SM Smith and Nephew
Infiltec Infiltec, Speyer, Germany
Second akronvm:
PE microporous polyethylen
PU polyurethan
PCTE polycarbonate track etched
The third akronvm refers to the article number.
Figure 9 is a diagram showing the principle of the "switching-effect", which e.g. is observed in connection with the inventive hydrophobic mesh-membranes. A cross-section of two threads of a sieving material is given. In part 1 the threads are covered by a Transfersom®-formulation or lipid suspension without any contact to the skin, e.g. during storage. Contact with skin causes liquid bridges to the surface of the skin (part 2), which finally leads to complete skin wetting and release of Transfersomes® through the "sieve" (part 3).
Figure 10 shows the penetrability of three different microporous polyethylen membranes for Transfersomes®, namely Type-C; Solupor - EOl 1 D, Solupor -8P07A and Solupor - 10P05A (DSM Solutech, Heerlen, The Netherlands). They
exhibit a high penetrability at small pressures thus allowing for Transfersomes to wet the skin upon contact. Moreover, it can be taken from the figure, that no penetration of the Transfersomes® through the membranes is observed, when the pressure is 0.
Figure 11 shows a schematic diagram of a multicompartment patch having external compartments according to the present invention in form of twin syringe serving as storage compartments with mixing tubing or T-piece connector attached to the patch.
Figure 12 shows a schematic diagram of a multicompartment patch according to the present invention having vertically stacked compartments.
Figure 13 shows a schematic diagram of a multicompartment patch according, to the present invention with a side-by-side alignment of compartments with vertically introduced septum.
Figure 14 shows a schematic diagram of a multicompartment patch according to the present invention having a side-by-side alignment of compartments with separating lamination.
An example for a patch, which is suited for application of a Transfersome®-formulation (V= 0.6mL) according to the present invention is given below. Said transdermal patch can be used as an one-compartment patch according to the present invention and also can be fitted with external compartments thereby producing a multicompartment patch according to the present invention.
Table Removed
Another example for a patch, which is suited for application of a Trans fersome®-formulation according to the present invention is given below. Said patch has no inner liner membrane and is intended for direct application to the skin. Filling of
the mixing compartment (formed by the backing liner and the skin) can be done e.g. by external syringes connected to the mixing compartment.

Table Removed




WE CLAIM:-
A method for controlling the flux of penetrants across an adaptable -nipermeable porous barrier formed by skin, at least partly keratinised endothelium mucosa, of a mammalian body or a plant, comprising the steps of:
preparing a formulation by suspending or dispersing said penetrants in a polar liquid in the form of fluid droplets surrounded by a membrane-like coating of one or several layers, said coating comprising at least two kinds or forms of amphiphilic substances with a tendency to aggregate, wherein said at least two substances differ by at least a factor of 10 in solubility in said polar liquid; and wherein said penetrants are able to transport agents through the pores of said barrier or enable agent permeation through the pores of said barrier after penetrants have entered the pores;
selecting a dose amount of said penetrants as herein described to be applied on
a predetermined area of said barrier to control the flux of said penetrants
across said barrier, and
applying the selected dose amount of said formulation containing said
penetrants onto said area of said porous barrier,
wherein the area dose of said penetrant is between 0.1 mg cm"" and 40 mg
cm" when the penetrant is applied to mammalian skin and/or partly
keratinised epithelium;

or between 0.05 mg cm-2 and 20 ing cm-2 when the penetrant is applied to
nasal or other mucosa;
or between 0.0001 mg cm-2 and 0.1 mg cm-2 when the penetrant is applied to a
plant body, plant leaves or plant needles, and the formulation comprises:
-at least one thickening agent in an amount that increases the formulation
viscosity to maximally 5 kN s/rrf, so that formulation spreading-over, and drug retention at the application area is enabled,
-and/or at least one antioxidant as herein described in an amount that reduces the increase of oxidation index to less than 100% per 6 months,

-and/or at least one microbicide as herein described in an amount that reduces the bacterial count of 1 million genus added per g of total mass of the formulation to less than 100 in the case of aerobic bacteria, to less than 10 in the case of entero-bacteria, and to less than 1 in the case of Pseudomonas aeruginosa or Staphilococous aureus, after a period of 4 days.
2. The method as claimed in claim 1, wherein the flux across said barrier is
increased by enlarging the applied dose per area of said penetrants.
3. The method as claimed in claims 1 or 2, wherein the pH of the fonnulation is
between 3 and 10, more preferably between 4 and 9, and most preferably between 5
and 8.
4. The method as claimed in any one of the preceding claims, wherein the
fonnulation comprises:
-at least one thickening agent in an amount that increases the fonnulation viscosity to maximally 1 kN s/m , preferably maximally 0.2 kN s/m , -and/or at least one antioxidant in an amount that reduces the increase of oxidation index to less than 100 % per 12 months preferably to less than 50 % per 12 months.
5. The method as claimed in claim 4, wherein said at least one microbicide is
added in an amount that reduces the bacterial count of 1 million genns added per g of
total mass of the fonnulation to less than 100 in the case of aerobic bacteria, to less
than 10 in the case of entero-bacteria, and to less than 1 in the case of Pseudomonas
aeruginosa or Staphilococcus aureus, after a period of 3 days, and more preferably
after a period of 1 day.
6. The method as claimed in claim 4, wherein said thickening agent is selected from the class of pharmaceutically acceptable hydrophilic polymers, such as partially etherified cellulose derivatives, like carboxymethyl-, hydroxyethyK hydroxypropyl-.

hydroxypropylmethyl-or methyl-cellulose; completely synthetic hydrophilic polymers such as polyacrylates, polymethacrylates, poly (hydroxyethyl)-, poly (hydroxypropyl), poly (hydroxypropylmethyl) methacrylates, polyacrylonitriles, methallyl-sulphonates, polyethylenes, polyoxiethylenes, polyethylene glycols, polyethylene glycol-lactides, polyethylene glycol-diacrylates, polyvinylpyrrolidones, polyvinyl alcohols, poly (propylmethacrylamides), poly (propylene fumarate-co-ethylene glycols), polyoxamers, polyaspartamides, (hydrazine cross-linked) hyaluronic acids, silicones; natural gums comprising alginates, carrageenans, guar-gums, gelatines, tragacanths, (amidated) pectins, xanthans, chitosan collagens, agaroses; mixtures and further derivatives or co-polymers thereof and/or other pharmaceutically, or at least biologically, acceptable polymers.
7. The method as claimed in claim 6, wherein the concentration of said polymer is in the range between 0.01 w-% and 10 w-%, more preferably in the range between 0.1 w-% and 5 w- %, even more preferably in the range between 0.25 w-% and 3.5 w-% and most preferably in the range between 0.5 w-% and 2w-%.
8. The method as claimed in claim 4, wherein said anti-oxidant is selected from
synthetic phenolic antioxidants, such as butylated hydroxyanisol (BHA), butylated
hydroxytoluene (BHT) and di-tert-butylphenol (LY178002, LY256548, HWA-131,
BF-389, CI986, PD-127443, E-5119, BI-L-239XX, etc.), tertiary butylhydroquinone
(TBHQ), propyl gallate (PG),l-O-hexyl-2,3,5-trirnethylhydroquinone (HTHQ);
aromatic amines (such as diphenylamine, p-alkylthio-o-anisidine, ethylenediamine
derivatives, carbazol, tetrahydroindenoindol) ; phenols and phenolic acids (such as
guaiacol, hydroquinone, vanillin, gallic acids and their esters, protocatechuic acid,
quinic acid, syringic acid, ellagic acid, salicylic acid, nordihydroguaiaretic acid-
(NDGA). eugenol); tocopherols (including tocopherols (alpha, beta, gamma, delta)
and their derivatives, such astocopheryl-acylate (e. g.-acetate;-laurate, myristate, -
palmitate,-oleate.-lmoleate. etc., or any other suitable tocopheryl-lipoate), tocopheryl-

POE-succinate; trolox and corresponding amide-and thiocarboxamide analogues; ascorbic acid and its salts, isoascorbate, (2 or 3 or 6)-o-alkylascorbic acids, ascorbyl esters (e. g.6-o-lauroyl, myristoyl, palmitoyl-, oleoyl, or linoleoyl-L-ascorbic acid, etc.); non-steroidal anti-inflammatory agents (NSAIDs), such as indomethacin, diclofenac, mefenamic acid, flufenamic acid, phenylbutazone, oxyphenbutazone acetylsalicylic acid, naproxen, diflunisal, ibuprofen, ketoprofen, piroxicam, penicillamine, penicillamine disulphide, primaquine, quinacrine, chloroquine, hydroxychloroquine, azathioprine, phenobarbital, acetaminephen); aminosalicylic acids and derivatives; methotrexate, probucol, antiarrhythmics (e. g. amiodarone, aprindine, asocainol), ambroxol, tamoxifen, b-hydroxytamoxifen; calcium antagonists (such as nifedipine, nisoldipine, nimodipine, nicardipine, nilvadipine), beta-receptor blockers (e. g. atenolol, propranolol, nebivolol); sodium bisulphite, sodium metabisulphite, thiourea; chelating agents, such as EDTA, GDTA, desferral; endogenous defence systems, such as transferrin, lactoferrin, ferritin, cearuloplasmin, haptoglobion, haemopexin, albumin, glucose, ubiquinol-10; enzymatic antioxidants, such as superoxide dismutase and metal complexes with a similar activity, including catalase, glutathione peroxidase, and less complex molecules, such as beta-carotene, bilirubin, uric acid; flavonoids (e. g. flavones, flavonols, flavonones, flavanonals, chacones, anthocyanins), N-acetylcystein, mesna, glutathione, thiohistidine derivatives, triazoles; tannines, cinnamic acid, hydroxycinnamatic acids and their esters (e. g. coumaric acids and esters, caffeic acid and their esters, ferulic acid, (iso-) chlorogenic acid, sinapic acid); spice extracts (e. g. from clove, cinnamon, sage, rosemary, mace, oregano, allspice, nutmeg); carnosic acid, carnosol, carsolic acid; rosmarinic acid, rosmarindiphenol, gentisic acid, ferulic acid; oat flour extracts, such as avenanthramide 1 and 2; thioethers, dithioethers, sulphoxides, tetralkylthiuram disulphides; phytic acid, steroid derivatives (e. g. U74006F); tryptophan metabolites (e. g. 3-hydroxykynurenine, 3-hydroxyanthranilic acid), and organochalcogenides, or else is an oxidation suppressing enzyme.

9. The method as claimed in claim 8, wherein the concentration of BHA or BHT
is between 0.001 and 2 w-%, more preferably is between 0.0025 and 0.2 w-%, and
most preferably is between 0.005 and 0.02 w-%, of TBHQ and PG is between 0.001
and 2 w-%, more preferably is between 0.005 and 0.2 w-%, and most preferably is
between 0.01 and 0.02 w-%, of tocopherols is between 0.005 and 5 w-%, more
preferably is between 0.01 and 0.5 w-%, and most preferably is between 0.05 and
0.075 w-%, of ascorbic acid esters is between 0.001 and 5 w-%, more preferably is
between 0.005 and 0.5 w-%, and most preferably is between 0.01 and 0.15 w-%, of
ascorbic acid is between 0.001 and 5 w-%, more preferably is between 0.005 and 0.5
w-%, and most preferably is between 0.01 and 0.1 w-%, of sodium bisulphite or
sodium metabisulphite is between 0.001 and 5 w-%, more preferably is between 0.005
and 0.5 w-%, and most preferably is between w-%, of thiourea is between 0.0001 and
2 w-%, more preferably is between 0.0005 and 0.2 w-%, and most preferably is
between 0.001-0.01 w-%, most typically 0.005 w-%, of cystein is between 0.01 and 5
w-%, more preferably is between 0.05 and 2 w-%, and most preferably is between 0.1
and 1.0 w-%, most typically 0.5 w-%, of monothioglycerol is between 0.01 and 5 w-
%, more preferably is between 0.05 and 2 w-%, and most preferably is between 0.1 -
1.0 w-%, most typically 0.5 w-%, of NDGA is between 0.0005-2 w-%, more
preferably is between 0.001-0.2 w-%, and most preferably is between 0.005-0.02 w-
%, most typically 0.01 w-%, of glutathione is between 0.005 and 5 w-%, more
preferably is between 0.01 and 0.5 w-%, and most preferably is between 0.05 and 0.2
w-%, most typically 0.1 w-%, of EDTA is between 0.001 and 5 w-%, even more
preferably is between 0.005 and 0.5 w-%, and most preferably is between 0.01 and 0.2
w-%, most typically between 0.05 and 0.975 w-%, of citric acid is between 0.001 and
5 w-%, even more preferably is between 0.005 and 3 w-%, and most preferably is
between 0.01-0.2 w-% most typically between 0.3 and 2-w-%.
10. The method as claimed in claim 4, wherein said microbicide is selected from
short chain alcohols, such as ethyl and isopropyl alcohol, chlorobutanol, benzyl
alcohol, chlorobenzyi alcohol. dichlorobenzylalcohol: hexachlorophene; phenolic

compounds, such as cresol, 4-chloro-m-cresol, p-chloro-m-xylenol, dichlorophene, hexachlorophene, povidon-iodine; parabens, especially alkyl-paraben, such as methyl-, ethyl-, propyl-, or butyl-paraben, benzyl-paraben; acids, such as sorbic acid, benzoic acid and its salts; quaternary ammonium compounds, such as alkonium salts, e. g. benzalkonium salts, especially the chlorides or bromides, cetrimonium salts, e. g. the bromide; phenoalkecinium salt, such as phenododecinium bromide, cetylpyridinium chloride or other such salts; mercurium compounds, such as phenylmercuric acetate, borate, or nitrate, thiomersal; chlorhexidine or its gluconate; antibiotically active compounds of biological origin, or a mixture thereof.
11. The method as claimed in claim 10, wherein the bulk concentration of short
chain alcohols in the case of ethyl, propyl, butyl or benzyl alcohol is up to 10 w-%,
more preferably is up to 5 w-%, and most preferably is in the range between 0.5-3 w-
%, and in the case of chlorobutanol is in the range between 0.3-0.6 w-%; bulk
concentration of parabens, especially in the case of methyl paraben is in the range
between 0.05-0.2 w-%, and in the case of propyl paraben is in the range between
0.002-0.02 w-%; bulk concentration of sorbic acid is in the range between 0 .05-0.2
w-%, and in the case of benzoic acid is in the range between 0.1-0.5 w-%; bulk
concentration of phenols, triclosan, is in the range between 0.1-0.3 w-%, and bulk
concentration of chlorhexidine is in the range between 0.01-0.05 w-%.
12. The method as claimed in any of the preceding claims, wherein the less
soluble amongst the aggregating substances is a lipid or lipid-like material, especially
a polar lipid, whereas the substance which is more soluble in the suspending liquid
and which lowers the average elastic energy of the droplet is a surfactant or else has
surfactant-like properties and/or is a form of said lipid or lipid-like material which is
comparably as soluble as said surfactant or the surfactant-like material.
13. The method as claimed in claim 12, wherein the lipid or lipid-like material is
a lipid or a lipoid from a biological source or a corresponding synthetic lipid or any of
its modifications, said lipid preferably belonging to the class of pure phospholipids
corresponding to the general formula

[Formula Removed]
where R1, and R2 is an aliphatic chain, typically a C10-20-acyl, or-alkyl or partly unsaturated fatty acid residue, in particular, an oleoyl-, palmitoeloyl-, elaidoyl-, linoleyl-, linolenyl-, linolenoyl-, arachidoyl-, vaccinyl-, lauroyl-, myristoyl-, palmitoyl-, or stearoyl chain; and where R3 is hydrogen,2-trimethylamino-l-ethyl, 2-amino-1-ethyl, C1-4-alkyl, C1-5-alkyl substituted with carboxy, C2.5-alkyl substituted with hydroxy, C2_5-alkyl substituted with carboxy and hydroxy, or C2.5.alkyl substituted with carboxy and amino, inositol, sphingosine, or salts of said substances, said lipid comprising also glycerides, isoprenoid lipids, steroids, sterines or sterols, of sulphur-or carbohydrate-containing lipids, or any other bilayer-forming lipids, in particular half-protonated fluid fatty acids, said lipid is selected from the group comprising phosphatidylcholines, phosphatidylethanolamines, phosphatidylglycerols, phosphatidylinositols, phosphatidic acids, phosphatidylserines, sphingomyelins or other sphingophospholipids, glycosphingolipids (including cerebrosides, ceramidepolyhexosides, sulphatides, sphingoplasmalogens), gangliosides and other glycolipids or synthetic lipids, in particular with corresponding sphingosine derivatives, or any other glycolipids, whereby two similar or different chains can be ester-groups-linked to the backbone (as in diacyl and dialkenoyl compound) or be attached to the backbone with ether bonds, as in dialkyl-lipids.
14: The method as claimed in claim 12, wherein the surfactant or surfactant-like material is a nonionic, a zwitterionic, an anionic or a cationic surfactant, especially a fatty-acid or-alcohol, an alkyl-tri/di/methyl-ammonium salt, an alkylsulphate salt, a monovalent salt of cholate, deoxycholate, glycocholate, glycodeoxycholate, taurodeoxycholate, taurocholate. etc., an acyl-or alkanoyl-dimethyl-aminoxide, esp. a dodecyldimethyl-aminoxide, analkyl-or alkanoyi-N-methylglucamide, N-alkyl-N. Nuimethyigiycine.3- (acyldimethyiammonio)-alkanesulphonate. N-acylsulphobetaine,
a polyethylene-glycol-octylphenyl ether, esp. a nonaethyleneglycol-octylphenyl ether, a polyethylene-acyl ether, esp. a nonaethylene-dodecyl ether, a polyethylene-glycol-isoacyl ether, esp. aoctaethylene-glycol-isotridecyl ether, polyethylene-acyl ether, esp. octaethylenedodecyl ether, polyethyleneglycol-sorbitane-acyl ester, such as polyethylenglykol-20-monolaurate (Tween 20) or polyethylenglykol-20-sorbitan-monooleate (Tween 80), a polyhydroxyethyleneacyl ether, esp. polyhydroxyethylene-lauryl,-myristoyl,-cetylstearyl, or-oleoyl ether, as in polyhydroxyethylene-4 or 6 or 8 or 10 or 12, etc.,-lauryl ether (as in Brij series), or in the corresponding ester, e. g.of polyhydroxyethylene-8-stearate (Myrj 45),-laurate or-oleate type, or in polyethoxylated castor oil 40, a sorbitanemonoalkylate (e. g. in Arlacel or Span), esp. sorbitane-monolaurate, an acyl-or alkanoyl-N-methylglucamide, esp. in or decanoyl-or dodecanoyl-Nmethylglucamide, an alkyl-sulphate (salt), e. g. in lauryl-or oleoyl-sulphate, sodium deoxycholate, sodium glycodeoxycholate, sodium oleate, sodium taurate, a fatty acid salt, such as sodium elaidate, sodium linoleate, sodium laurate, a lysophospholipid, such as n-octadecylene (=oleoyl)-glycerophosphatidic acid, phosphorylglycerol, or-phosphorylserine, n-acyl-, e. g. lauryl or oleoyl-glycerophosphatidic acid,-phosphorylglycorol, or-phosphorylserine, n-tetradecylglycero-phosphatidic acid,-phosphorylglycerol, or-phosphorylserine, a corresponding palmitoeloyl-, elaidoyl-, vaccenyl-lysophospholipid or a corresponding short-chain phospholipid, or else a surface-active polypeptide.
15. The method as claimed in any of the preceding claims, wherein the average
diameter of the penetrant is between 30 nm and 500 nm, more preferably between 40
nm and 250nm, even more preferably between 50 nm and 200 nm and particularly
preferably between 60 nm and 150 nm.
16. The method as claimed in any one of the preceding claims, wherein the total
dry weight of droplets in a formulation is 0.01 weight-% (w-%) to 40 w-% of total
formulation mass, more preferably between 0.1 w-% and 30 w-%, and most preferably
between 0.5 w-% and 20 w-%.
17. The method as claimed in any one of the preceding claims, wherein at least
one amphiphilic substance and/or at least one edge active substance or surfactant, and/or at least one hydrophilic fluid and the agent are mixed, if required separately, to form a solution, the resulting (partial) mixtures or solutions are then combined subsequently to induce, preferably by action of mechanical energy such as shaking, stirring, vibrations, homogenisation, ultrasonication, shearing, freezing and thawing, or filtration using convenient driving pressure, the formation of penetrants that associate with and/or incorporate the agent.
18. The method as claimed in claim 17, wherein said amphiphilic substances are
dissolved in volatile solvents, such as alcohols, especially ethanol, or in other
pharmaceutically acceptable organic solvents, such as ethanol,!-and 2-propanol,
benzyl alcohol, propylene glycol, polyethylene glycol (molecular weight: 200-400 D)
or glycerol, other pharmaceutically acceptable organic solvents, such as undercooled
gas, especially supercritical CO2, which are then removed, especially by evaporation
or dilution, prior to making the final preparation.
19. The method as claimed in any of claims 17 or 18, wherein the formation of
said penetrants is induced by the addition of required substances into a fluid phase,
evaporation from a reverse phase, by injection or dialysis, if necessary under the
influence of mechanical stress, such as shaking, stirring, in especially high velocity
stirring, vibrating, homogenising, ultrasonication, shearing, freezing and thawing, or
filtration using convenient, in especially low(l MPa) or intermediate (up to 10 MPa),
driving pressure.
20. The method as claimed in claim 19, wherein the formation of said penetrants
is induced by filtration, the filtering material having pores sizes between 0.01µm and
0.8µm, more preferably between 0.02 µm and 0.3 µm, and most preferably between
0.05 µm and 0.15 µm, whereby several filters may be used sequentially or in parallel.
21. The method as claimed in any one of claims 17 to 20, wherein said agents and
penetrants are made to associate, at least partly,
-after the formation of said penetrants, e. g. after injecting a solution of the drug in a pharmaceutically acceptable fluid, such as ethanol,l-and 2-propanol, benzyl alcohol, propylene glycol, polyethylene glycol (molecular weight: 200-400 D) or glycerol into the suspending medium,
-simultaneously with penetrant formation, if required using the drug co-solution and, at least some, penetrant ingredients.
22. The method as claimed in any one of the claims 17 to 21, wherein said
penetrants, with which the agent is associated, are prepared immediately before the
application of the formulation, if convenient, from a suitable concentrate or a
lyophylisate.
23. The method as claimed in any one of the preceding claims, wherein the
formulation is applied by spraying, smearing, rolling or sponging on the application
area, in particular by using a metering sprayer, spender, roller, sponge or a non-
occlusive patch, as appropriate.
24. The method as claimed in any one of the preceding claims, wherein the area
dose of said penetrant is between 0.25 mg cm"' and 30 mg cm"' and preferably
between 0.5 mg cm"' and 15 mg cm"', and the penentrant is applied on said skin
and/or said at least partly keratinised endothelium.
25. The method as claimed in any one of the preceding claims 1 to 23, wherein
the area dose of said penetrant is between 0.1 mg cm-2and 15 mg cm-2) and
preferably between 0.5 mg -2' and 10 mg cm-2, and the penentrant is applied on
said nasal or other mucosa.
26. The method as claimed in any one of claims 1 to 23, wherein the area dose of
"» ">
said penetrant is between 0.0005 mg cm-2 and 0.05 mg cm-2 and preferably is between 0.001 mg cm-2 and 0.01 mg cm-2, and the penetrant is applied on plant body, plant leaves or plant needles.
27. A method for controlling the flux of penetrants across an adaptable semipermeable porous barrier, substantially as hereinbefore described with reference to the accompanying drawings.

Documents:

in-pct-2001-01133-del-abstract.pdf

in-pct-2001-01133-del-claims.pdf

in-pct-2001-01133-del-correspondence-others.pdf

in-pct-2001-01133-del-correspondence-po.pdf

in-pct-2001-01133-del-description (complete).pdf

in-pct-2001-01133-del-drawings.pdf

in-pct-2001-01133-del-form-1.pdf

in-pct-2001-01133-del-form-19.pdf

in-pct-2001-01133-del-form-2.pdf

in-pct-2001-01133-del-form-3.pdf

in-pct-2001-01133-del-form-5.pdf

in-pct-2001-01133-del-gpa.pdf

in-pct-2001-01133-del-pct-101.pdf

in-pct-2001-01133-del-pct-210.pdf

in-pct-2001-01133-del-pct-220.pdf

in-pct-2001-01133-del-pct-401.pdf

in-pct-2001-01133-del-pct-408.pdf

in-pct-2001-01133-del-pct-409.pdf

in-pct-2001-01133-del-pct-416.pdf

in-pct-2001-01133-del-petition-137.pdf

in-pct-2001-01133-del-petition-138.pdf


Patent Number 213819
Indian Patent Application Number IN/PCT/2001/01133/DEL
PG Journal Number 04/2008
Publication Date 25-Jan-2008
Grant Date 17-Jan-2008
Date of Filing 06-Dec-2001
Name of Patentee IDEA AG
Applicant Address FRANKFURTER RING 193 A, D-80807 MUNCHEN, GERMANY.
Inventors:
# Inventor's Name Inventor's Address
1 CEVC, GREGOR ERICH-KASTNER-WEG 16, D-85551 KIRCH-HEIM, GERMANY.
2 RICHARDSEN, HOLGER FREISCHITZSTRASSE 102, D-81927 MUNCHEN, GERMANY.
3 WEILAND-WAIBEL, ANDREA WEIDENSTRASSE 22, D-85662 HOHENBRUNN, GERMANY.
PCT International Classification Number A61K 9/127
PCT International Application Number PCT/EP00/06367
PCT International Filing date 2000-07-05
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 PCT/EP99/04659 1999-07-05 EPO