Title of Invention

A COSMETIC COMPOSITION

Abstract A cosmetic composition comprising: a transparent oil and water emulsion including a carrier of the kind such as herein described comprising an oil phase and a water phase emulsified together, a diester of a naphthalene dicarboxylic acid selected from the group of formula I and formula III and mixtures thereof (D Rl02C C02R> (III) wherein each R1, same or different, is selected from the group consisting of an alkyl group having 1 to 22 carbon atoms, a diol having the structure HO-R2-OH, and a polyglycol having the structure HO-R3-(-0-R2-)m-OH, wherein R2 and R3, same or different, are each an alkylene group, straight chain or branched, having 1 to 6 carbon atoms, and wherein n = 1, a dibenzoylmethane derivative wherein the diester of a naphthalene dicarboxylic acid and mixtures thereof is present in the composition in an amount of 0.1 % to 20% by weight, and the molar ratio of the diester of a naphthalene dicarboxylic acid or mixture thereof to said dibenzoylmethane derivative is 0.1:1 to 10:1, and the balance being optional conventional components of the kind such as herein described.
Full Text FORM 2
THE PATENTS ACT, 1970
[39 OF 1970]
&
THE PATENTS RULES, 2003
COMPLETE SPECIFICATION
[See Section 10; rule 13]
"A COSMETIC COMPOSITION"
SYMRISE GMBH 8B CO. KG. of Muehlenfeldstrasse 1, Holzminden 37603, United States of America
The following specification particularly describes the nature of the invention and the manner in which it is to be performed:-




The present invention relates to a composition for applying onto human skin.
FIELD OF THE INVENTION
The present invention is directed to clear or transparent cosmetic
formulations, and methods of manufacture. In the preferred embodiment, the
' fonnulations include both an oil phase and a water phase emulsified together to
form an oil in water emulsion or water in oil emulsion. More particularly, the
present invention is directed to clear or transparent cosmetic formulations that
include a diester or polyester of naphthalene dicarboxylic acid that is added
during the manufacture of a cosmetic formulation to increase the refractive
index of the oil phase to more closely equal the refractive index of the water
phase such that when the two phases are mixed and emulsified, the formulation
will be clear or transparent. In addition to increasing the refractive index of the
compositions, the diester or polyester of naphthalene dicarboxylic acid will
increase the emolliency and sunscreen protection factor (SPF) of the cosmetic
formulation.
BACKGROUND OF THE INVENTION AND PRIOR ART
Clear or transparent cosmetic formulations are particularly desirable because the consumer likens transparency to purity, and because transparent fonnulations have esthetic appeal. Clear cosmetic formulations sometimes have been difficult to maintain stable and clear, but have been developed in each of the following areas: clear roll-ons and gels for antiperspirants; clear gel curl activators (hair moisturizers with relatively high levels of polyols); clear cosmetic sticks, including deodorant sticks, and clear

antiperspirants sticks; clear solutions; clear suntan oils; clear transdermal drug administration solutions, e.g., clear benzocaine solutions; clear aftershave compositions; transparent gel toothpastes; and clear lipsticks. In accordance with the principles of the present invention, particular diesters and polyesters of naphthalene dicarboxylic acids can be included in all of the above-mentioned cosmetic formulations to increase the refractive index, thereby providing clear formulations, whether in the form of emulsions or anhydrous compositions, while providing sunscreen protection to the area of the body coated with the cosmetic formulation.
SUMMARY OF THE INVENTION
In brief, the present invention is directed to cosmetic
formulations that include one or more emollients and/or skin conditioners,
such as a silicone fluid, wherein the cosmetic compositions are useful as
antiperspirants, deodorants, emollients, moisturizers, suntan oils, after-shave
compositions, transdermal drug compositions, and the like. In the preferred
embodiment, the cosmetic formulations comprise an emulsion of an oil phase
and a water phase, wherein the water phase includes an emollient, humectant
or other organic compound that increases the refractive index of the water
phase, and the oil phase includes a sufficient amount of particular diesters or
polyesters of naphthalene dicarboxylic acids to provide the oil phase and the
water phase of the cosmetic formulations with approximately the same
refractive index, so that the cosmetic formulations are transparent, or clear, as
perceived by human eye. In other embodiments, the clear cosmetic
formulations may be anhydrous, or include only an oil phase, with thickening
agents such as one or more clays, e.g., hectorite or laponite, so that no
emulsifying agents are required, but the composition includes one or more of
the particular diesters or polyesters of a naphthalene dicarboxylic acid for
emolliency and clarity.

The diesters and polyesters of a naphthalene dicarboxylic acid of the present invention have a high refractive index of at least about 1.5, preferably about 1.53, and are added to the oil phase of a oil and water emulsion to provide transparency and emolliency to the emulsion, particularly for cosmetic formulations. The esters and polyesters are reaction products of (a) a naphthalene dicarboxylic acid having the structure:







and (b) an alcohol having the structure R1-OH, or a diol having the structure HO-R2-OH, or apolyglycol having the structure HO-R3-(-0-R2-)m-OH, wherein R1 is an alkyl group, straight chain or branched, having 1 to 22 carbon atoms, R2 and R3, same or different, are each an alkylene group, having 1 to 6 carbon atoms, and wherein m and n are each 1 to about 100, preferably 1 to about 10, more preferably 2 to about 7, or a mixture thereof.
A diester of the present invention has the structure:


R102C-

C02R'

, wherein R1 is as defined above.

The diesters and polyesters of naphthalene dicarboxylic acids have the general formula (I):



(I)
, wherein R2 and R3, same or different, are each an alkylene group having 1 to 6 carbon atoms, and n=l to about 100, preferably 1 to about 10, more preferably 2 to about 7.
Alternatively, the diesters and polyesters of the present invention can be end-capped with an alcohol or an acid. The end-capped polyesters have the structural formula (II):



(II)

, wherein R1 and R2 and n are as defined above, with reference to formula (I). The two R's in formula (II) may be the same or different.
The preferred diesters and polyesters of the present invention have a weight average molecular weight of about 244 to about 4000, and more preferably about 450 to about 1500. To achieve the full advantage of the present invention, the diester or polyester has a weight average molecular weight of about 500 to about 1000.

The naphthalene dicarboxylic acid is selected from the group consisting of 1,2-naphthalene dicarboxylic acid; 1.3-naphthalene dicarboxylic acid; 1,4-naphthalene dicarboxylic acid; 1,5-naphthalene dicarboxylic acid; 1,6-naphthalene dicarboxylic acid; 1,7-naphthalene dicarboxylic acid; 1,8-naphthalene dicarboxylic acid; 2,3-naphthalene dicarboxylic acid; 2,6-naphthalene dicarboxylic acid; 2,7-naphthalene dicarboxylic acid, and mixtures thereof. Preferred dicarboxylic acids are the 2,6-, 1,5- and 1,8-naphthalene dicarboxylic acids.
The alcohol R1-OH can be, for example, methanol, ethanol, propanol, isopropyl alcohol, n-butanol, sec-butanol, isobutyl alcohol, tert-butyl a1cohol, amy1 alcohol, 1-texanol, 1octanol, 1-tecanol, isodecy1 atahool 1-undecanol, 1-dodecanol, 1-tridecyl alcohol, 1-tetradecanol, 1-hexadecanol, 1-octadecanol, 1-eicosonol, 1-decosonol, 2-ethylhexyl alcohol, 2-butyloctanol, 2-butyldecanol, 2-hexyldecanol, 2-octyldecanol, 2-hexyldodecanol, 2-octyldodecanol, 2-decyltetradecanol, and mixtures thereof.
The glycol or polyglycol can be, for example, ethylene glycol, propylene glycol, 1,2-propanediol, diethylene glycol, triethylene glycol, tetraethylene glycol, dipropylene glycol, tripropylene glycol, methyl propanediol, 1,6-hexanediol, 1,3-butanediol, 1,4-butanediol, PEG-4 through PEG-100, PPG-9 through PPG-34, pentylene glycol, neopentyl glycol, trirnethylpropanediol, 1,4-cyclohexanedimethanoI, 2,2-dimethyl-l ,3-propanediol, 2,2,4,4-tetramethyl-l,3-cyclobutanediol, and mixtures thereof.
Surprisingly, it has been found that these diesters and polyesters of naphthalene dicarboxylic acids are quite effective in formulating clear or transparent cosmetic formulations, having increased emolliency, and in providing UV sunlight protection to skin.

Accordingly, one aspect of the present invention is to provide a stable sunscreen composition that includes a diester or polyester of one or more naphthalene dicarboxyhc acids as a means for raising the refractive index and increasing the emolliency of a cosmetic formulation, said naphthalene dicarboxyhc acid diester/polyester having formula (I) or (II), also being capable of stabilizing a dibenzoylmethane derivative UV-A filter, particularly PARSOLĀ® 1789, if sunscreen protection is a goal, e.g., in a lipstick formulation.
Another aspect of the present invention is to provide an improved, stable sunscreen composition containing a diester and/or polyester of a naphthalene dicarboxyhc acid that increases the effectiveness of dibenzoylmethane derivative sunscreen compounds, particularly 4-(l,l-dimethylethyl)-4'-methoxydibenzoylmethane (PARSOLĀ® 1789), in SPF and in duration.
The above and other aspects and advantages of the present invention will become more apparent from the following detailed description of the preferred embodiments.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
The clear cosmetic formulations of the present invention include about 1% to about 20%, preferably about 1% to about 10% by weight of a diester and/or polyester of one or more naphthalene dicarboxyhc acid, having formula (I) or (II).

a)


(II)
wherein each R\ same or different, is an alkyl group having 1 to 22 carbon atoms, or a diol having the structure HO-R2-OH, or a poly glycol having the structure HO-R3-(-0-R2-)m-OH, and, wherein R2 and R\ same or different, are each an alkylene group, straight chain or branched, having 1 to 6 carbon atoms, wherein m and n are each 1 to about 100, preferably 1 to about 10, more preferably 2 to about 7, or a mixture thereof.
Typical formulations that should be transparent are as follows, having sufficient diester and/or polyester of a naphthalene dicarboxylic acid to provide transparency and/or increased emolliency. In formulations that include emulsified oil and water phases, one or more of a diester and/or polyester of a naphthalene dicarboxylic acid are added to the oil phase in an amount sufficient such that the oil and water phases have an index of refraction within about 0.1, preferably within about 0.05, more preferably within about 0.01. In some cases, it is necessary to add a water-soluble organic or inorganic material, e.g., propylene glycol, to the water phase to raise the refractive index of the water phase to match the refractive index of the oil phase.

A different approach to clear gel antiperspirants is the following: CLEAR HIRM ANTIPERSPIRANT GEL

Oil Phase A: Function %
Procetyl 10 (Croda PPG 10 Cetyl Ether) emollient, skin
conditioning
agent 4.0
Dow Corning 344 Fluid (Cyclomethicone) emollient, skin
conditioning
agent 20.0
Procetyl AWS (Croda PPG 5-Ceteth 20) surfactant 16.0
Diethylhexyl naphthalate emollient, refractive index increasing agent 14.0
Water Phase B:
Aluminum Chlorhydrate, 50% Aq
_. active
antiperspirant
compound 46.0

Slight modification of the above system can convert it to use as a vehicle for "actives" other than aluminum antiperspirant salts. One such base is this (water-in-silicone) microemulsion with excellent esthetic properties:
EMOLLIENT MICROEMULSION

Oil Phase A: Function %
Procetyl AWS (Croda PPG 5-Ceteareth 20) surfactant 25
Procetyl 10 (Croda PPG 10-Cetyl Ether) emollient, skin conditioning agent 5
Diethylhexyl naphthalate emollient, refractive index increasing agent 14
Dow Corning 344 Fluid (cyclomethicone) emollient, skin conditioning agent 25
Water Phase B:
Water 31
ANHYDROUS EMOLLIENT GEL

Diethylhexyl naphthalate

Laponite OP2 (LaPorte)
Ethanol SD 40 (anhyd.)


Function %
emollient, refractive index increasing agent 46
(Cyclomethicone) emollient, skin conditioning agent 25
viscosity increasing agent 20
carrier, solvent 9

SUNTAN OIL

Function %
Dow Corning X2-1401 Fluid (dimethicone in cyclomethicone) emollient, skin conditioning agent 20
Dow Corning 344 Fluid (cyclomethicone tetramer) emollient, skin conditioning agent 40
Dow Corning 345 Fluid (cyclomethicone pentamer) emollient, skin conditioning agent 16
Dilsopropyl Adipate emollient, skin conditioning agent 10
Diethylhexyl naphthalate emollient, refractive index increasing agent 10
Escalol 507
(Octyl Dimethyl PABA) active sunscreen agent 4
CYCLOMETHICONE AFTER SHAVE

Function %
Alcohol SD 39C (anhyd.) solvent, carrier 35
Diethylhexyl naphthalate emollient, refractive index increasing agent 50
Panthenol (Roche) emollient 10
Fragrance 5
Manufacturing Procedure: Add the cyclomethicone last, slowly, following the premixing of the other ingredients. Let stand 72 hours before filtering.

As an example of a clear roll-on antiperspirant composition that has been actually reduced to practice, wherein the oil phase and the water phase have exactly the same refractive index, the following composition, having 2 % by weight diethylhexyl naphthalate provides excellent clarity and emolliency.

CLEAR ROLL-ON ANTIPERSPIRANT

Oil Phase (Refractive Index = 1.4078) A:
Chemical Name Trade Name Function % w/w
A, Decamethylpentacyclomethicone DC 345 (Dow Corning) emollient, refractive index increasing agent 11.00
A. Diethylhexyl naphthalate HallBrite TQ (C.P. Hall) emollient, refractive index increasing agent 2.00
A. Dimethicone 100 cps SF-96-100 (GE Silicones) skin conditioning agent, emollient 4.00
A. Dimethicone copolyol DC 3225C (Dow Corning) skin conditioning agent, emollient 12.00

Water Phase (Refractive Index = 1.407) B:
Chemical Name Trade Name Function % w/w
B. Al Zr Tetrachlorhydrex-gly 35BX3 43%aq (Westchlor) active antiperspirant compound 47.00
B. Methylpropylene glycol MPDiol (Arco) humectant 13.50
B. Deionized water carrier 10.50
Procedure:
1. Combine "A" ingredients. Measure the refractive index of the oil phase.
2. Combine "B" ingredients. Measure the refractive index of the water phase.
3. Adjust the refractive index of the water phase by adding water (lower refractive index) or methylpropylene glycol (higher) to match refractive index of oil phase.
4. With low shear mixing, add a small portion of the water phase to the oil phase.
5. Gradually increase the shear, adding small portions of water phase until complete.


A cosmetic composition comprising:
a transparent oil and water emulsion including a carrier of the kind such as herein described comprising an oil phase and a water phase emulsified together,
a diester of a naphthalene dicarboxylic acid selected from the group of formula I and formula III and mixtures thereof


(D




Rl02C
C02R>
(III)
wherein each R1, same or different, is selected from the group consisting of an alkyl group having 1 to 22 carbon atoms, a diol having the structure HO-R2-OH, and a polyglycol having the structure HO-R3-(-0-R2-)m-OH, wherein R2 and R3, same or different, are each an alkylene group, straight chain or branched, having 1 to 6 carbon atoms, and wherein n = 1,
a dibenzoylmethane derivative

wherein the diester of a naphthalene dicarboxylic acid and mixtures thereof is present in the composition in an amount of 0.1 % to 20% by weight, and the molar ratio of the diester of a naphthalene dicarboxylic acid or mixture thereof to said dibenzoylmethane derivative is 0.1:1 to 10:1, and the balance being optional conventional components of the kind such as herein described.
The composition as claimed in claim 1, wherein the said molar ratio of said compound having formula (I) or (III) to said dibenzoylmethane derivative is 0.1:1 to 0.3:1.
The composition as claimed in claim 2, wherein the said
dibenzoylmethane derivative is 4-(l,l-dimethylethyl)-4'-
methoxydibenzoyl-methane.
The composition as claimed in claim 3, wherein the said dibenzoylmethane derivative is included in the composition in an amount of 0.5 % to 5 % by weight of the said composition.
The composition as claimed in claim 1, wherein the said polyester is a polyester of 2,6-naphthalene dicarboxylic acid.


The composition as claimed in claim 1, wherein the said cosmetically acceptable carrier comprises a silicone fluid in an amount of 1 % to 20 % by weight of the composition.
The composition as claimed in any of the preceding claims, wherein the said composition includes an active antiperspirant compound in an effective amount.
The composition as claimed in claim 7, wherein the said antiperspirant compound is aluminium chlorhydrate.

The composition as claimed in any of the preceding claims, wherein the said composition includes an emollient in an amount of 1 % to 50% of the composition.
Dated this 26th day of April, 2002.
[RANJNA MEHTA-DUTT]
OF REMFRY 86 SAGAR
ATTORNEY FOR THE APPLICANTS

Documents:

in-pct-2002-00538-mum-cancelled pages(16-10-2007).pdf

in-pct-2002-00538-mum-claims(granted)-(16-10-2007).doc

in-pct-2002-00538-mum-claims(granted)-(16-10-2007).pdf

in-pct-2002-00538-mum-correspondence(16-10-2007).pdf

in-pct-2002-00538-mum-correspondence(ipo)-(23-8-2007).pdf

in-pct-2002-00538-mum-form 19(21-11-2004).pdf

in-pct-2002-00538-mum-form 1a(16-10-2007).pdf

in-pct-2002-00538-mum-form 1a(26-4-2002).pdf

in-pct-2002-00538-mum-form 2(granted)-(16-10-2007).doc

in-pct-2002-00538-mum-form 2(granted)-(16-10-2007).pdf

in-pct-2002-00538-mum-form 3(26-11-2002).pdf

in-pct-2002-00538-mum-form 3(6-7-2005).pdf

in-pct-2002-00538-mum-form 5(26-4-2002).pdf

in-pct-2002-00538-mum-form 6(31-10-2005).pdf

in-pct-2002-00538-mum-form-pct-isa-210(16-10-2007).pdf

in-pct-2002-00538-mum-petition under rule 137(6-7-2005).pdf

in-pct-2002-00538-mum-petition under rule 138(29-6-2005).pdf

in-pct-2002-00538-mum-petition under rule 138(6-7-2005).pdf

in-pct-2002-00538-mum-power of authority(6-7-2005).pdf


Patent Number 211472
Indian Patent Application Number IN/PCT/2002/00538/MUM
PG Journal Number 52/2007
Publication Date 28-Dec-2007
Grant Date 31-Oct-2007
Date of Filing 26-Apr-2002
Name of Patentee SYMRISE GMBH & CO. KG
Applicant Address MUEHLENFELDSTRASSE 1, HOLZMINDEN 37603, UNITED STATES OF AMERICA.
Inventors:
# Inventor's Name Inventor's Address
1 CRAIG A BONDA 404 SOUTH PRESIDENT STREET, WHEATON, ILLINOIS 60187, U.S.A.
2 PETER J. MARINELLI 351 TANOAK COURT, BARTLETT, ILLINOIS 60103, U.S.A.
3 YIN Z.HESSEFORT 1815 DENISON ROAD, NAPERVILLE, ILLINOIS 60565, U.S.A.
4 JAGDISH TRIVEDI 2049 VANTAGE STREET, WOODRIDGE, ILLINOIS 60517, U.S.A.
5 GARY WENTWORTH 5540 N. WAYNE AVENUE, CHICAGO, ILLINOIS 60640, U.S.A.
PCT International Classification Number A61K 7/00
PCT International Application Number PCT/US00/41604
PCT International Filing date 2000-10-26
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 09/451,974 1999-11-30 U.S.A.