Title of Invention

HEAT STABLER PIGMENT COMPOSITIONS CONTAINING SUBSTITUTED AMIDO PHTHALOCYANINE DERIVATIVES

Abstract A pigment composition comprising pigment and an amido phthalocyanine compound having the general formula (I): MPc-(CONR<sup>1</sup>R<sup></sup>)<sub>n</sub>, I wherein which Pc is a phthalocyanine ring which is optionally further substituted by up to an average of one chlorine or bromine atom or of a sulphonic acid; M is hydrogen or a metal such as Mg, Al, Ni, Fe, Zn, Pb, Sn or Cu: n is a number ranging from 0.1 to 4.0; R<sup>1</sup> and R<sup>2</sup> are independently selected from hydrogen, C1-C20 alkyl, C<sub>5</sub>-C<sub>12</sub> cycloalkyl, C<sub>7</sub>-C<sub>12</sub> aralkyl, C<sub>6</sub>-C<sub>10</sub> aryl, C<sub>4</sub>-C<sub>6</sub> alkyl amino alkyl, C<sub>2</sub>-C<sub>20</sub> aliphatic amine, C<sub>2</sub>-C<sub>20</sub> aliphatic amine acid salt, C<sub>2</sub>-C<sub>20</sub> alcohol, polyoxyalkylene, polyoxyalkylene amine.
Full Text

PIGMENT COMPOSITIONS CONTAINING SUBSTITUTED AMIDO PHTHALOCYANINE DERIVATIVES
TECHNICAL FIELD.
The present invention relates to novel compositions suitable for use as coatings comprising a) pigment and b) substituted amido phthalocyanines.The novel compositions are valuable for the delivery of excellent flow (non -flocculating) properties in ink and paint coatings as well as excellent heat stabilizing properties in thermoplastic resins.
BACKGROUND
The use of phthalocyanine (Pc) derivatives in pigment compositions is known.Typically phthalocyanine derivatives can be utilized in surface coating compositions such as inks, paints and plastics to impart improved flow behaviour (reduced flocculation); dispensability ; heat stability and the like.
GB949739 describes the use of non flocculating phthalocyanine preparations which contain as the relevant stabilising agent, substituted amino methyl phthalocyanine compounds having the formula:

in which Pc is an m-valent phthalocyanine residue; R1 and R1, independently, are hydrogen or an optionally substituted aliphatic residue, or the group - NR1R1 is a heterocyclic residue, and m is 1,2,3 or 4.
In GB2009205. phthalocyanine compositions are disclosed comprising a) a phthalocyanine pigment b) a substituted amino methyl amido methyl phthalocyanine compound having the formula:


in which Pc is the n-valent residue of a metal free or metal phthalocyanine; R1 is hydrogen , alkyl, cycloalkyi, hydroxyalkyl, amino alkyl or aralkyl; ,R1 is alky!, cycloalkyi, hydroxyalkyl, amino alkyl or aralkyl; or R1 and R2 may be combined, with N-atom to form a 5 - 6 - or 7 membered heterocyclic ring ; I is 1 , 2 , 3 , or 4 and nisi ,2,3,4,5,6,7 or 8; and c) a polyvalent metal salt of an anionic surface active agent.
in EP 0087713 there are described phthalocyanine preparations, having improved colorist properties and improved technical properties in application, comprising a) a finely divided phthalocyanine pigment; and b) a quarterlies amino alkyl amido methyl phthalocyanine compound having the formula:

in which Pc is an n -valent phthalocyanine residue, optionally containing up to two chlorine atoms ; Ri and R2 independently , are C2 - Ce alkyl or C2 - C4 hydroxyalkyl; R3 is Ci - C14 alkyl, C2 - C4 hydroxyalkyl, 2-hydroxy-3-chlorpropyl or benzyl; X is one equivalent of an anion; z is 1 or 2; and n is 1,2,3 or 4.
In GB695523, imide methyl and amido methyl phthalocyanine pigments are produced by reacting phthalocyanine with a hydroxymethylimide of formula:

in which R is a divalent radical, eg. methylene or a o-perylene, resulting in the introduction, into the phthalocyanine molecule, of groups of formyI:

in which R has its previous significance.




Wherein R and R1 can be independently selected from the groups previously stated by formula 1, Z is the hydrochloride or the hydrogen sulphate salt of the amine.
It is an object of this present invention is to describe and propose several pigment compositions which are based on the synthesised derivatives defined by formula I. It is a further object of the present invention to provide coatings compositions such as ink,paint and plastics comprising the substituted amido phthalocyanine pigment compositions.The particular substituted amido phthalocyanine pigment compositions according to the present invention are valuable for the delivery of excellent flow (non -flocculating) properties of ink and paint coatings as well as excellent heat stabilising properties in thermoplastic resins.
SUMMARY OF THE INVENTION.
Accordingly, the present invention provides pigment compositions comprising of a) pigment and b) amido phthalocyanine derivative represented by general Formula I.

DESCRIPTION.
The compositions according to the present invention include, as an essential feature an amido phthalocyanine of general formula 1:


Examples of C4 - Ce alkyI amino alkyi groups suitable for use herein include: Dimethylaminoethyl, dimethylaminopropyl, diethylaminopropylamine , dimethylaminopropyl being prefered when R1 = Hydrogen.
Examples of C2 - C20 aliphatic amine groups suitable for use herein include: amino ethyl, amino propyl, amino butyl, amino pentyl, amino hexyl, amino heptyl, amino dodecyl amino-octyl. Preferred aliphatic amines are amino hexyl, amino heptyl, amino dodecyl and amino-octyl when R1 = hydrogen.
Examples of the aliphatic amine acid salt groups suitable for use herein are as specified above however as the hydrochloride or the hydrogen sulphate.The preferred amine salts being the hydrochloride amino heptyl, amino dodecyl and amino-octyl when R1 = Hydrogen.

Examples of C2 to C20 alcohol groups suitable for use herein include : 2-hydroxyethyl, 2-hydroxy-1,1 dimethyiethyl, 3 hydroxy-2,2-dimethyl propyl, 1 hydroxy hexyl, 1 hydroxy propyl, 1 hydroxy pentyl. Preferred groups being 2 hydroxy propyl, 1 hydroxy hexyl and 1 hydroxy pentyI when R1 = Hydrogen
Polyoxyalkylene groups suitable for use herein have the general structure :

R'
wherein R= methyl and R can be hydrogen or methyl depending on whether ethylene oxide or propylene oxide has been used in polymerisation reaction.
Suitable polyoxyalkylene groups include polyoxyalkylene amines having the general structure:

These materials , known as the Jeffamine Series of compounds are available from the Texaco Chemical Company under the trade names Jeffamine M89 (RTM) - Jeffamine M2070(RTM) defining mono amines and Jeffamine EDR 148 (RTM) - Jeffamine D400 (RTM) defining diamines.
The cyclic substituents R\R1 namely the cyclo-alkyl, aralkyl and aryl substituents may contain one or more substituent groups. Examples of suitable substituents include Ci - Cs alkyl groups, such as methyl, ethyl, n-propyl, n-butyl and n-hexyl; Ci - Ce alkoxy groups such as methoxy, ethoxy, n-propoxy, n-butoxy and n-hexoxy groups; hydroxy groups; nitro groups; and halogeno groups such as chloro, bromo and iodo groups.
The compositions according to the present invention include as a further essential feature a pigment. Any pigment having a tendency to flocculate may be employed as the pigmentary part of the composition herein , Suitable pigments for use herein include azo, anthraquinone, quinacridone, isoindolinone, dioxane or perylene pigment and mixtures

thereof. Examples of suitable pigments are Pigment Red 57, Pigment Red 177, Pigment Violet 19, Pigment Yellow 10 and Pigment Violet 23 . 1 Phthalocyanine pigment are preferred for use herein. The phthalocyanine pigments may optionally be substituted such with halogens or metals, for example chlorinated, metal-containing phthalocyanine pigment. Highly preferred for use herein are unsubstituted copper phthalocyanine pigments.
The amount of the compound of formula I, present in the pigment compositions of the present invention, conveniently ranges from 0.5 to 20, preferably from 1.0 to 10 parts by weight, based on the pigment component. Compounds of formula I may be combined with the pigment component of the composition of the invention, during any stage of processing of the pigment component, or may be combined at the formulation stage of the application chosen.
For example, the processing or conversion of a crude base phthalocyanine into pigmentary form, may be effected by mixing the crude phthalocyanine with compounds of formula I, and milling the mixture, in a second method of producing a pigmentary phthalocyanine, a base phthalocyanine component may be milled or acid pasted and treated with a polar organic solvent eg. isopropanol, which is at least partially water miscible. In a third method a base phthalocyanine may be kneaded in the presence of a grinding salt and a polar solvent eg diethylene glycol. Compounds of formula 1 may be incorporated at any stage during processing. Another method of incorporation is to dry blend the compounds of formula I with the pigment component, or simply add the compounds of formula I to the formulation of the chosen application.
The pigment compositions of the present invention may also contain minor amounts eg. up to 5% by weight, based on the total pigment composition, of conventional pigment additives eg. natural rosins
such as hydrogenated rosin ,disproportionated rosin and immersed rosin , as well as esters of rosin acids such as abietic acid. Examples of such rosins include Staybelite resin available from Hercules , Recodes A resin available from Langley Smith and Dimer resin available from Hercules.
Compounds denoted by formula I can be incorporated into pigment components to produce pigment compositions which are particularly suitable for use in the coloration of surface

coating media, in particular printing inks and paints, to which they can impart excellent flow (non-flocculating) behaviour. Compounds denoted by formula I can also impart excellent heat stabilizing properties to pigments used in thermoplastic resin compositions.
The following non - limiting examples illustrate the compositions according to the present invention.
EXAMPLE 1.
A. Preparation of Mono Propvlamido Copper Phthalocyanine
5g of copper phthalocyanine mono carboxamide (88% Pure) and 10g of propylamine hydrochloride were mixed well manually and heated to 280X for 2 hour using an iso-mantle. Reaction mixture was allowed to cool to 60°C and recurred by addition of water at 80 ""C, filtration of the slurry and further washing with 80 X water was carried out to remove excess amine hydrochloride. The filtered ,washed product was dried at 70'C in an oven to give 4.52g of mono propylamido copper phthalocyanine.
The FTIR spectrum of the CuPc carboxamide starting material and that of the final product are clearly different. Very strong peaks appear at 2900cm*'* and 2850cm'' in the propylamido CuPc but not in that of the CuPc monocarboxamide. This is strong evidence for, and very characteristic of alkyl stretching activity which can be associated with the propyl group.
B. Preparation of pigment composition
5.6 g of the product from 1A and 71 g of copper phthalocyanine are dry milled together in a Vibrato 0.6 litre mill pot containing 2315 g of 1.27 cm steel balls and 530 g roofing tacks, for 3 hours and 51 minutes. The pigment powder was then discharged through an Endecotts sieve pan.
C. Preparation of ink.
To prepare,
Mixed resinate - Calcium/Zinc resinate 64 g
Toluene 18 g

Pigment powder from IB 18 g
Glass beads (2mm diameter) - 300 g
are charged to a 250ml beadily pot and beadmilled for 30 mins at 2000rpm with water cooling to keep at room temperature. Mapbase is discharged and let down using the following let down vehicle:-
Mixed resinate- Calcium/Zinc resinate 100 g
Toluene 60 g
A 1:1 ratio of mill base and let down vehicle are blended and shaken before filling an efflux cup and measuring in seconds the discharge rate of the ink from the cup The resultant ink exhibits improved flow compared to example 4. Table I
EXAMPLE 2.
A. Preparation of Dodecvlamido Copper Phthalocyanine
19.4g of dodecylamine was placed in a round bottom flask and hydrochloride gas bubbled continuously through the amine for about 1 hour with gentle heat about SO'C to form dodecylamine hydrochloride. 5g of CuPc monocarboxamide was then added and thoroughly mixed together manually. The mixture was heated to 280°C and held for 2 hours. The reaction mixture was allowed to cool to room temperature then re-slurried in a minimum quantity of chloroform, and added slowly portionwise to approx 400mis of ethanol with stirring. Filtration and washing with ethanol was carried out and the product dried at 70 °C in an oven to give 4.69g mono dodecylamido CuPc.
The FITR Spectrum of the CuPc carboxamide and the final product are clearly different. Very strong peaks appear at 2900cm"' and 2850cm'' in the dodecylamido CuPc but not in that of the CuPc monocarboxamide. This is strong evidence for, and very characteristic of alkyl stretching activity which can be associated with the dodecyl group.
MALDI-TOF mass spectra of the CuPc carboxamide and the final product are also clearly different. In the final product the mass spectra clearly shows the presence of mono dodecyl

amido CuPc by an intense peak at 790 m/z. The starting material has no corresponding peaks at this mass to charge ratios.
B. Preparation of pigment composition
5.6 g of product from 2A is dry milled with copper phthalocyanine according to the method described in 1B.
C. Preparation of ink.
The resultant ink from 2B when assessed according to procedure 1C exhibits improved flow compared to example 4. Table I
EXAMPLE 3.
A. Preparation of Octadecvlamido Copper Phthalocyanine
5g of copper phthalocyanine mono carboxamide 88% Pure and 32g of octacdecylamine hydrochloride are mixed well manually and heated to ZBO1'C for 2 hours using an isomantle. Reaction mixture was allowed to cool to room temperature and the product isolated as for Example 2A, to give 4.91 g mono octadecylamido CuPc.
FTIR spectra of starting material and final product were clearly different with very strong peaks at 2900cm"' and 2850cm'1 for the final product, but not in the case of the GuPc carboxamide. This is strong evidence, and characteristic of alkyI stretching activity associated with the octadecyl group. Maldi-toff mass spectra of the final product highlights an intense peak at 874 m/z which represents mono octadecylamido CuPc. The starting material has no corresponding peaks at this mass to charge (m/z) ratio.
B. Preparation of pigment composition
5.6 g of product from 2A is dry milled with copper phthalocyanine according to the method described in 1B.
C. Preparation of ink.
The resultant ink from 2B when assessed according to procedure 1C exhibits improved flow compared to example 4. Table I

EXAMPLE 4 . Comparatives Example.
A. Preparation of pigment composition
. 71 g of copper phthalocyanine is dry milled in the absence of any amido phthalocyanine derivatives according to method 1B.
B. Preparation of ink..
The resultant ink from 4A when assessed according to procedure 1C exhibits very poor flow. Table I.
EXAMPLE 5.
A. Preparation of pigment composition containing Mono Propvlamido Copper Phthalocyanine
To an aqueous slurry of 20 g of beta form copper phthalocyanine in 165 g of water is added
2g of product from Example 1A . The resultant mixture is stirred using a paddle stirrer for
1 hour at 55 X. The slurry is then filtered and washed with room temperature water then dried at 70 X in an oven. Yield is 21.8 g of product, which is sieved through a 150 micron screen.
B. Preparation of paint
Dispersion.
To a 200ml snap cap glass jar the following were added:
9
Glass beads 2mm diameter 100g
Pigment from 5A. 4.8 g
Steal (RTM) short oil alkyd resin 20.12g
Seta mine (RTM) melamine/formaldehyde resin 7.81 g
Solves so 100 (RTM) distilled aromatic based solvent 10.98 g
n-Butanol 1.88g

Butylgiycolacetate 1.54g
Anti float agent 2% solids in Solves so 100 (RTM) "1 0.86g
The resultant mixture was shaken by hand for 1 minute , then shaken for 1 hour on the skandex dispenser to disperse the pigment. The dispersion is then strained through a cone shaped sieve to remove the beads.The dispersion was collected and sealed in a sample bottle and placed in a waterbath at room temperature for 1 hour. After 1 hour the dispersion was removed from the waterbath and the rheology was measured using a Brookfield Viscometer set at speed 12 r.p.m. and using a number 3 spindle. A comparison of the instrumental rheology measurement was made against comparatives example 8. Table II
To assess dispersibility/colouring strength and flocculation resistance the dispersion was further reduced using a white base which had the following composition:
White base.
Kronos 2310(RTM) Titanium dioxide 20%
Setal (RTM) 45.29%
Setamine (RTM) 16,62%
Solvesso 100 (RTM) 9.0%
n-Butanoi 3.31%
Xylene 2.25%
Butylglcoiacetate 2.04%
Anti float agent 2% solids in Solves so 100 (RTM) 1.18%
Aerosils 200 (RTM) high surface area extender 0.32 %
White reduction was prepared in a 60ml sample jar as follows:
Dispersion 4.0g
White base 20.0g
The resultant mixture was shaken by hand for 1 minute , then shaken using the skandex for 0 mins. The reduced dispersion was then sprayed onto astralux card (gloss coated card), and the solvent allowed to flash off at room temperature for 30 minutes before staving in

an oven at 1001'C for 30 mins. Once dried a small amount of reduced dispersion was drawndown over the sprayed portion using a number 5 K-Bar representing low shear application, in accordance with standard paint industry practice.
A spectrophotometric assessment was then made of the flocculation level between the sprayed portion and the drawndown portion, and a comparison made against the level of flocculation in the comparitive example 8. An assessment of the dispersibility/coiouring strength was also carried out against comparitive example 8 using spectrophotometric techniques.Table 11.
EXAMPLE 6
A. Preparation of pigment composition containing Dodecvlamido Copper Phthalocyanine
2.0g of product from 2A was mixed with beta form copper phthalocyanine as described
in SA.Yield was21.7 g
B. Preparation of paint
Preparation of paint dispersion and white reduction was carried out as described in 5B using product obtained in 6A. Rheology , flocculation and dispersibility/coiouring strength was also assessed as described in Bitable II
EXAMPLE 7
A. Preparation of pigment composition containing Octadecvlamido Copper Phthalocyanine
2.0g of product from 3A was mixed with beta form copper phthalocyanine as described
in SA.Yield was 21.8 g.
B. Preparation of paint
Preparation of paint dispersion and white reduction was carried out as described in 5B using product obtained in 7A. Rheology , flocculation and dispersibility/coiouring strength was also assessed as described in 58. Table II

EXAMPLE 8 Comparitive example
A, Preparation of pigment composition
An aqueous slurry of 20 g of beta form copper plithalocyanine in 165 g of water is stirred using a paddle stirrer for 1 hour at 55 **C. The slurry is then filtered and washed with room temperature water then dried at 70 ""C in an oven. Yield is 20.0 g of product, which is sieved through a 150 micron screen.
B. Preparation of paint
Preparation of paint dispersion and white reduction was carried out as described in 5B using product obtained in 8A. Rheology , flocculation and dispersibility/colouring strength was also assessed as described in 5B. Table il.


Table I shows the advantage in flow behaviour of a liquid ink system when the substituted amido copper phthalocyanine derivatives are incorporated into suitable pigment compositions.

Table II shows the advantages in flow, dispensability and flocculation behaviour of a Setal/Seta mine paint system when the substituted amido copper phthalocyanine derivatives are incorporated into suitable pigment compositions.

EXAMPLE 9.
A. Preparation of pigment composition containing Octadecvlamido Copper Phthalocyanine
To an aqueous slurry of 20 g of alpha form copper phthalocyanine in 165 g of water is added
3g of product from Example 3A . The resultant mixture is stirred using a paddle stirrer for 1
hour at 55 "C. The slurry is then filtered and washed with room temperature water then dried
at 70 X in an oven. Yield is 22.9 g of product, which is sieved through a 150 micron
screen.
B. Dispersion of composition in plastic.
Onto a two roll-mill with rollers set at 150° C and 110°C , is introduced high density polyethylene (100 parts) this is mixed with pigment ( 0.1 parts) and titanium dioxide (1 part). The mixture is milled on a two roll-mill and then injection moulding. The resulting moulding is stable to heat at 300° C for a dwell time of 5 minutes before a colour change occurs compared with a standard moulding heated for 12 seconds at 200° C.
EXAMPLE 10 Comparitive example
B. Preparation of pigment composition
An aqueous slurry of 20 g of alpha form copper phthalocyanine in 165 g of water is stirred using a paddle stirrer for 1 hour at 55 °C. The slurry is then filtered and washed with room temperature water then dried at 70 "C in an oven. Yield is 19.9 g of product, which is sieved through a 150 micron screen.
B. Dispersion of composition in plastic.
Dispersion and assessment in high density polyethylene of the pigment composition prepared in 10A is carried out as for example 9B. The resulting moulding is stable to heat at 200°C for a dwell time of 5 minutes before a colour change occurs compared with a standard moulding heated for 12 seconds at 200°C.




CLAIMS
1. A pigment composition comprising an azo, anthraquinone, quinacridone, isoindolinone,
dioxazine, phthalocyanine or perylene pigment and a compound of formula

2. A pigment composition according to Claim 1 wineries M is Mg, Al, Ni, Fe, Zn, Pb, Sn or
Cu, preferably Cu, Pc is an unsubstituted phthalocyanine ring and n is a number ranging
from 1.0 to 3.0.
3. A pigment composition according to Claim 1 wherein R^ and R^ are independently from
one another methyl, propyl, butyl, hexyl, heptyl. dodecyl, hexadecyl, octadecyl, tert-butyl,
oleyl, cyclopentyl. cyclohexyl. cyclo octyi, benzyl, naphthylmethyl, 2-hydroxyethyi, 2-hydroxy-
1,1-dimethylethyl, 3-hydroxy-2,2-dimethy! propyl, 1-hydroxy hexyl, 1-hydroxy propyl,
1-hydroxy pentyI, phenyl or napthyl.
4. A pigment composition according to Claim 1 wherein R^ is hydrogen and ROIs cyclohexyl,
phenyl, benzyl, octadecyl, hexadecyl, oleyl, 2-hydroxy propyl, 1-hydroxy hexyl or 1-hydroxy
pentyI,
5. A pigment composition according to Claim 1 wherein R^ and R^ are independently from
one another polyoxyalkylenyl which is the rest of a polymerisation product of ethylene oxide
or propylene oxide terminated by methyl.
6. A pigment composition according to Claim 1 wherein R^ and R^ are -CHzCHzOCHsCHzOCHzCHrNHz.
7. A pigment composition according to Claim 1 wherein R^ and R^ are independently from

one another amino ethyl, amino propyl, amino -jetty, amino pity amino hexyl, amino heptyl, amino-octyl or amino dodecyl.
8. A pigment composition according to Claim 1 wherein R is 'hydrogen and amino hexyl, amino heptyl, amino dodecyl or amino .
9. A pigment composition according to Claim ": wherein said of formula I is comprised in an amount of from about 0.5 to cut 20 parts preferably from about 1.0 to about 10 parts by weight, based on the of composition.
10. A printing ink, paint or thermoplastic resin a pigment composition
according to Claim 1.

A pigment composition substantially as herein described and
Exemplified.
A printing ink substantially as herein described and exemplified.


Documents:

in-pct-2001-262-che-abstract.pdf

in-pct-2001-262-che-claims filed.pdf

in-pct-2001-262-che-claims granted.pdf

in-pct-2001-262-che-correspondnece-others.pdf

in-pct-2001-262-che-correspondnece-po.pdf

in-pct-2001-262-che-description(complete)filed.pdf

in-pct-2001-262-che-description(complete)granted.pdf

in-pct-2001-262-che-form 1.pdf

in-pct-2001-262-che-form 26.pdf

in-pct-2001-262-che-form 3.pdf

in-pct-2001-262-che-form 5.pdf

in-pct-2001-262-che-pct.pdf

in-pct-2001-262-che-priority document.pdf


Patent Number 210574
Indian Patent Application Number IN/PCT/2001/262/CHE
PG Journal Number 50/2007
Publication Date 14-Dec-2007
Grant Date 08-Oct-2007
Date of Filing 26-Feb-2001
Name of Patentee M/S. CIBA SPECIALTY CHEMICALS HOLDING INC
Applicant Address Klybeckstrasse 141, CH-4057 Basel,
Inventors:
# Inventor's Name Inventor's Address
1 HEALY, Thomas 37 Weavers Road Paisley Renfrewshire PA2 9DP,
PCT International Classification Number C09B 67/22
PCT International Application Number PCT/EP1999/005921
PCT International Filing date 1999-08-12
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 9818824.6 1998-08-29 U.K.