Title of Invention

OPTICAL DEVICE AND METHOD FOR MANUFACTURING SAME

Abstract . A method for manufacturing a liquid crystal polymer network (1) having a pattern structure, comprising the steps: - providing a substrate (2); - jet printing a first alignment layer (3), which comprises a material to which an aligning property can be imparted by exposure to polarized light, in a first pattern onto the substrate; - exposing the first alignment layer (3) to polarized light; - coating the substrate (2) bearing the alignment layer with a first layer (4),which comprises a cross-linkable liquid crystal material, wherein the first alignment layer (3) covers an area creating said first pattern and the first layer (4) covers a bigger area encompassing at least said first pattern; - allowing the liquid crystal material to align; and -cross-linking the liquid crystal material.
Full Text ORIGINAL
724/MUMNP/2003

FORM 2
THE PATENTS ACT, 1970
(39 of 1970)
COMPLETE SPECIFICATION
[See section 10]

OPTICAL DEVICE AND METHOD FOR MANUFACTURING SAME;
ROLIC AG, A CORPORATION ORGANIZED AND EXISTING UNDER THE LAWS OF SWITZERLAND, WHOSE ADDRESS IS CHAMERSTRASSE 50, 6301 ZUG, SWITZERLAND;

GRANTED
29/5/2007

THE FOLLOWING SPECIFICATION
PARTICULARLY DESCRIBES AND
ASCERTAINS THE NATURE OF THE INVENTION AND THE MANNER IN WHICH IT IS TO BE PERFOMED.


Optical device and method for manufacturing same
The invention relates to a method for manufacturing a liquid 5 crystal polymer network and an optical device manufactured ac¬cording to the method.
Such optical devices are usually based on birefringent layers formed from cross-linked Liquid Crystal Polymers (LCP).
10 Generally, all kind of LCP materials are possible, for instance apart from nematic materials also materials with different mesophases (such as cholesteric LCPs) or containing guest molecules (such as dichroic LCPs). For the alignment of the LCP prior and during the cross-linking, alignment layers are used. A
15 well-suited kind of alignment layers are photo-orientable Linearly Photopolymerisable Polymers (LPP). Backgrounds and manufacturing of such LPP/LCP devices are disclosed in, for example, US-A-5,389,698, US-A-5,602,661, EP-A-0 689 084, EP-A-0 689 065, WO 98/52077, WO 00/29878.
20
Conventional coating techniques such as spin-coating, slot-coating, meniscus-coating, bar-coating allow essentially a centralized mass production of optical structured devices based on the LPP/LCP technology.
25
However, using these coating techniques it is not possible to provide a practicable method for the manufacturing of personalized optical structured devices, i.e. the production in small quantities or as single items with an each time varying
30 pattern structure, especially if the manufacturing in addition should be decentralized. Moreover, with these conventional coating techniques it is practically not possible to build up stacks of layers with a pattern structure of different alignments combined with topographically variations of the layer


thickness - especially not for microscopic dimensions in the ranges below 300 micrometers.
A method according to the invention uses the characterizing 5 features of claim 1 or claim 3. An optical device manufactured according to one-of these methods is claimed in claim 17, and an optical security device manufactured according to one of these methods is claimed in claim 18. With the teaching of the invention it is advantageously possible to create single and 10 personalized optical devices, especially security devices, in an easy to use and comparatively economical manner.
The method for manufacturing a structured optical device starts with a substrate, which is, at least in certain areas, prepared
15 as an alignment layer for liquid crystals, on which is coated, again at least in certain areas, a layer comprising a cross-linkable liquid crystal material. One of these layers can be created as a coating using a conventional technique. The other layer, either in a first step the alignment layer or in a
20 second step the layer comprising a cross-linkable liquid crystal material, is jet printed in order to create a patterned liquid crystal polymer network.
According to one preferred embodiment of the invention a 25 patterned optical device is manufactured based on mono-axial aligned layers such as rubbed polyimide layers or mono-axially photo-oriented LPP layers which orient jet printed LCP layers according to the direction given by said alignment layers.
30 According to another embodiment of the invention a patterned optical device is manufactured based one jet printed photo7 oriented LPP layers which orient later applied LCP layers according to the direction given by said alignment layers.

These optical devices can be applied, among others, in the fields of document security, such as passports, identification cards (ID cards), driver licenses or special certificates, etc. 5 against falsification or alteration; however, the invention is not limited to such field.
t
It is advantageous that these devices can be manufactured with a jet printing technique. A jet printing technique can e.g. be 10 based on piezo jet printing or bubble Jet printing. Especially; it is possible to use -ink-jet- printing techniques, largely used e.g. in today's computer print-outputs.
These and other objects, features and advantages of the 15 invention will become more apparent in light of the following detailed description of embodiments thereof, as illustrated in the accompanying drawings, in which:
Fig- 1 is a schematic view of an LPP/LCP device made by jet-
20 printing;
Fig. 2 is a schematic view of a reflective LPP/LCP device according to Pig. 1 with an appropriate inspection tool (polarizer) for viewing the information, here the character "P"; 25 Fig. 3a and 3b are schematic views of a modified form of the device shown in Pig. 2; the device depicted in Fig. 3 is described in the first embodiment; Pig. 4a and 4b are schematic views of the preferred device described in the second embodiment; 30 Fig. 5a and 5b are schematic views of the preferred device described in the third embodiment; Fig. 6a and 6b are schematic views of the preferred device described in the fourth embodiment;


Fig. 7 is a plan view of a more complex LPP/LCP device
described in the fifth embodiment;
Fig. 8 is a plan view of a more complex LPP/LCP device
including not only LPP/LCP retarder layers but also a
5 cholesteric filter and a dichroic LCP layer; this device
is described in the sixth embodiment; Fig. 9 is a schematic drawing of the process flow of the decentralized manufacturing of personalized optical security LPP/LCP devices through jet-printing; 10 Fig. 10 is a schematic drawing of the process of decentralized manufacturing of personalized optical security devices including an LCP layer through jet-printing based on a optical security device described in the fourth embodiment. 15
Fig. 1 is a schematic view of a structured LPP/LCP device 1 made by jet-printing. Such a device may for instance be used as a security device. The process is started with a substrate 2 onto which an alignment layer 3 is coated. The substrate 2 material 20 can be for example plastic (e.g. polypropylene), the first alignment layer 3 may be an LPP layer. The linearly photopolymerisable polymers (LPP) are initially contained in a solution 24 which is stocked in a first container 5 being part of a cartridges and printing unit 6 of an ink-jet printer. 25 Examples for such ink-jet printers are disclosed in, for example, US-A-3,988,745, US-A-4,385,304, US-A-4,392,145, US-A-3,747,120, US-A-3,832,579, US-A-3,683,212, US-A-3,708,798, US-A-4,660,058 and US-A-5,754,198.
30 Line 10 shows schematically the droplets coating the substrate 2 and forming the alignment layer 3. After curing the first dried LPP layer 3, the same solution 24 is used to form a second alignment layer 13, in this example shown in the form of the


character "P" and having a different direction of orientation, e.g. with an different orientation indicated by the arrows 15 and 16.
5 Reference numeral 7 shows the control unit of the printer connected to the first container 5 and to a second container 8. The second container is filled with an LCP solution 9. Line 11 shows schematically the droplets coating the alignment layer 3 and forming the LCP layer 4 and 14.
10
Further explanations will be given with reference to Fig. 2 showing schematically an image 20 or 21 of such an LPP/LCP device made with jet-printing. Same references always depict same features in the different Figures. Device 1 is a reflective
15 LPP/LCP device according to Fig. 1 wherein the substrate 2 comprises a reflector (not explicitly shown) . References 25 or 26 indicate an appropriate inspection tool, here a polarizer, for viewing the information, here the character "P". The polarizer 25 is orientated parallel to the orientation 15 of the
20 alignment layer 3 / LCP layer 4. The polarizer 26 is orientated parallel to the orientation 16 of the alignment layer 13 / LCP layer 14. Therefore, polarizer 25 creates the image 20 of a dark "P" and polarizer 26 creates the image 21 of a bright "P" surrounded with a dark zone.
25
The present invention describes a new technique of making LCP devices, which is based on jet printing. It advantageously allows the decentralized manufacturing of personalized such devices in a reliable and cost-effective manner. A specific flow
30 diagram illustrating the decentralized manufacturing is depicted in Fig. 9. An example of a corresponding equipment is shown schematically in Fig. 10.

The personalization of optically structured security devices is an objective which particularly the document security manufacturers and users are asking for. Further, the combination of the decentralized manufacturing process together with the 5 personalization of such optical security devices or other LCP and LPP/LCP devices not only opens possibilities in the field of document security but allows also to build up a plethora of other applications using different optical effects. The jet printing technique used may be drop on demand' methods or 10 continues beam' methods.
The process flow of Fig. 9 shows a possible way of making in a decentralized equipment personalized optically structured devices for e.g. document security, i.e. to protect e.g.
15 passports, identification cards, driver licenses or special certificates etc. against falsification or alteration. The personal data or other personal information as photographs are stored on a computer in a data base file 100. The data is transferred to the manufacturing equipment 110. It is possible
20 and preferable to provide encoder means 102, encoding the data from the data base file 100, especially images or information for security documents such as passports, ID documents and others, through a security software before passing the information to the manufacturing equipment 110 to ensure that
25 the optical device can be perused only with a suitable decrypting tool.
Manufacturing equipment 110 comprises cartridges 112 as shown in Fig. 1, containing suitable coating materials, e.g. the 30 materials mentioned in the different embodiments in this description, and means 120 to perform jet printing of materials, drying same and cross-linking LCP layers if applicable with light, especially isotropic UV light. The simplicity of means 12 0 supports the possibility of decentralized production.

In a variation of the invention, it is possible to start with a substrate, e.g. self-adhesive labels, already bearing an alignment layer that was made in advance. In this case, the 5 alignment layer may be of any kind (rubbed polyimide or LPP or others), and the personalized pattern structure is produced by suitably jet printing the LCP material.
Means 120 include printer means to operate the jet printer heads 10 or cartridges which containing the LPP and LCP materials. Each single printer head will jet-print one specific material. In case of e.g. a four-head printer, four different materials may be jet-printed: e.g. the first head jet-prints a photo-orientable LPP material, the second head prints a LCP material, 15 the third head prints a LCP material containing dichroic dyes, and the fourth head prints a cholesteric LCP material. Appropriate software will control the printing process.
The product 13 0 resulting from this method is a fully 20 personalized optical security LCP device, ready to be applied. It can be used to produce security products 132 as passports, ID documents and others.
Pig. 10 shows one example of an apparatus for manufacturing 25 optical structured elements such as those described in embodiment 4. The apparatus consists essentially of a jet-printing head 200 and an isotropic UV lamp 210. A computer 100 controls the printing process onto e.g. sheets containing label substrates 2. The labels on the substrates 2 were previously 30 coated with an alignment layer 3 (e.g. photo-aligned LPP or rubbed polyimide). The jet-printed LCP layer 4 forms a personalized pattern which - after a drying process through the heated cylinder 220 is finally cross-linked by the isotropic


UV light under an inert atmosphere (e.g. under a nitrogen atmosphere). The UV light is generated by the isotropic UV lamp 210 comprising a reflector 211. This leads to a solid-state plastic film. The labels which contain the personalized optical 5 security device may then be transferred to e.g. a passport or to other documents.
Fig, 3 shows schematically the set-up of a first embodiment of an optical device 1 according to the invention. Fig. 3a shows
10 the order of the layers wherein Fig. 3b is an exploded view of Fig. 3a. The first LPP layer 3 is jet-printed on a substrate 2. The substrate material can be for example plastic (e.g. polypropylene) or paper, preferably specially treated paper such that the paper surface is smooth and compatible with the LPP or
15 LCP (including dichroic LCP and cholesteric LCP) solutions (e.g. paper coated with a polyethylene layer). After the drying process the first alignment layer 3 is then exposed to linear polarized UV light as described below (the polarization direction 15 is say parallel to the long edge of the substrate 2
20 according to Fig. 3). Then, a second LPP layer 23 is jet-printed on top of the first LPP layer 3 having a different shape compared to the first alignment layer 3. In Fig. 3 the second LPP layer 23 has the shape of the character "P". After the drying process the second alignment layer 23 is then exposed to
25 linear polarized UV light as described below (with a polarization direction 16 that is, for example, 45 degrees to the long edge of the substrate 2 according to Fig. 3).
This procedure leads to an alignment area which shows two 30 different alignment capabilities: the area of first alignment layer 3 not covered by second alignment layer 23 has an alignment capability along the long edge of the substrate (direction 15 in Fig. 3), and the area of second alignment layer


23 (with the shape of "P") has an alignment capability of 45 degrees to first alignment layer 3 (direction 16 in Fig. 3)
In the next step, a LCP material is jet-printed as a layer 4 5 onto both alignment layers 3 and 23. When the solvent of the LCP material evaporates from the LCP solution, the liquid crystal molecules align according to the alignment information of the two LPP layers 3 and 23. A cross-linkage as described below forms then a solid state plastic film. This terminates the 10 manufacturing process of the optical ' structured LPP/LCP device 1.
The information (here the character "P") can be visualized with one or two linear polarizer (s) , one polarizer for reflective 15 devices, two polarizers for transmissive devices. By rotating the polarizer or the device 1, the image changes from positive to negative.
Pig. 4 shows schematically the set-up of a second embodiment of 20 a device 31 according to the invention. Pig. 4a shows the order of the layers wherein Fig. 4b is an exploded view of Fig. 4a. The substrate 2 is already coated with a previously manufactured first alignment layer 33 having an alignment direction 15 along the long edge of the substrate in Fig. 4. The substrate 2 25 material can be chosen as in the first embodiment. It is possible that the first alignment layer 33 covers a definite area as shown in Fig. 4 or the first alignment layer 33 covers the whole substrate 2.
30 A second LPP layer 23 is jet-printed on top of the first alignment layer 33 having a different shape compared to the latter layer. In Fig. 4 the second LPP layer 23 has the shape of the character "P". After a drying process, the second layer 23


is then exposed to linear polarized UV light as described below (the polarization direction 16 is say 45 degrees to the long edge of the substrate 2 according to Fig. 4) . This procedure leads to a an alignment area which shows - as in the case of the
5 first embodiment - two different alignment capabilities: the area resulting from the first alignment layer 33 not covered by the second alignment layer 23 has an alignment capability along the long edge of the substrate 2 (Fig. 4) and the second LPP layer 23 (having the shape of "P") has an alignment capability
10 45 degrees to first alignment layer 33.
In the next step the LCP material is jet-printed as a layer 4 onto first alignment layer 33 and second LPP layer 23. When the solvent is evaporated from the LCP solution, the liquid crystal
15 molecules 4 align according to the alignment information 15 and 16 of the two LPP layers 33 and 23, respectively. A cross-linkage as described below forms then a solid state plastic film. This terminates the manufacturing process of the optical structured LPP/LCP device 31. The information (here the
20 character "P") can be visualized with one or two linear polarizer(s), one polarizer for reflective devices, two polarizers for transmissive devices. By rotating the polarizer or the device the image changes from positive to negative.
25 Fig. 5 shows schematically the set-up of a third embodiment of a device 41 according to the invention. Fig. 5a shows the order of the layers wherein Fig. 5b is an exploded view of Fig. 5a. A single LPP layer 23 is jet-printed on a substrate 2 and forms a pattern such as a picture, a graphic, or one or several alpha-
30 numeric characters. In Fig. 5 the jet-printed LPP area forms e.g. the character "P". The substrate material can be chosen as in the first embodiment. After the drying process, the substrate including the LPP area 23 is then exposed to linear polarized UV

light as described below (the polarization direction 16 is say 45° to the long edge of the substrate 2 according to Fig. 5). This procedure leads to a an area which shows two different alignment characteristics: the section resulting from the jet-5 printed LPP area 23 (LPP layer 23 described in the third embodiment has the shape of 'P') has an alignment capability of 45° to the long edge of the substrate (Fig. 5); the remaining area has no alignment information.
10 In the next step, the LCP material is jet-printed as a layer 4 onto the alignment layer 23 and also onto the remaining area of the substrate 2 according to Fig. 5. This specific area forms the LCP layer 4 shown in Fig. 5. When the solvent is evaporated from the LCP solution, the liquid crystal molecules on top of
15 the LPP layer 23 align according to the alignment information 16 of the LPP layer 23. The remaining LCP area shows isotropic alignment. A cross-linkage as described below forms then a solid state plastic film. This terminates the manufacturing process of the optical structured LPP/LCP device 41. The information (the
20 character "P") can be visualized with one or two linear polarizer(s), one polarizer for reflective devices, two polarizers for transmissive devices. By rotating the device, the image changes - depending on the orientation of the polarizer -from positive to invisible or from negative to invisible
25 depending on the acting mode which can be reflective or transmissible.
Fig. 6 shows schematically the set-up of a fourth embodiment of a device 51 according to the invention. Fig. 6a shows the order 30 of the layers and Fig. 6b is an exploded view of Fig. 6a. In a first step an alignment layer 33 was applied to the substrate 2. The alignment layer may consist of a photo-orientable material such as an LPP material or of another alignment material such as

rubbed polyimide or any other film or surface which is able to align liquid crystal molecules. The sole alignment layer 33 may be mono-axial as indicated in Pig. 6, but designs with more than one aligning direction are also possible. The substrate material can be chosen as in the first embodiment. The manufacturing of the alignment layer 33 can be done in advance and in a different place, that is, the substrates 2 including the' alignment layer 33 may be pre-manufactured.
Then an LCP solution is jet-printed' as a layer 54 onto that alignment layer 33 and forms a kind of information such as a picture, a graphical pattern, or one or several alpha-numeric characters. In Fig. 6 the shape of the jet-printed LCP area 54 forms the character "P". When the solvent is evaporated from the LCP solution, the liquid crystal molecules on top of the alignment layer 33 align according to the alignment information 15 of said alignment layer 33. On the remaining alignment area no LCP is present. A cross-linkage as described below forms then a solid state plastic film. This terminates the manufacturing process of the optical structured device 51. The information (here the character "P") can be visualized with one or two linear polarizer(s), one polarizer for reflective devices, two polarizers for transmissive devices. By rotating the device the image changes - depending on the orientation of the polarizer -from positive to invisible or from negative to invisible depending on the acting mode.
Fig. 7 shows schematically the set-up of a fifth embodiment of a device 61 according to the invention which consists of a topographically complex orientation pattern including one (66) or several (67) LPP/LCP layers. In a fist step, a first LPP layer 3 is jet-printed on a certain area 68 of a substrate 2. The substrate material can be chosen as in the first embodiment.

After the drying process, the first layer 3 is then exposed to linear polarized UV light as described below (the polarization direction 17 is for instance perpendicular to the long edge of the substrate 2). Then, a second LPP layer 43 is jet-printed on an area 69 of the substrate 2 different from the area 68 of the first alignment layer 3. The second LPP layer 43 may have a different shape compared to the first LPP layer 3. After the drying process, the second LPP layer 43 is then exposed to linear polarized tJV light as described below (the polarization direction 15 is for instance parallel to the long edge of the substrate 2} .
Then, these two LPP layers 3 and 43 are jet-printed with LCP material such that different thickness d2 and d1 of the LCP layers 4 and 44 result. When the solvent is evaporated from the LCP solution, the liquid crystal molecules align according to the alignment information of the two LPP layers 3 and 43. A cross-linkage as described below then forms a solid state plastic film.
As shown in Fig. 7, on top of the LCP area 44 a further LPP layer is jet-printed to form the third LPP area 53. After the drying process, the third LPP layer 53 is then exposed to linear polarized UV light as described below (the polarization direction 17 is say perpendicular to the long edge of the substrate 2) . Then, a further LPP layer 63 is jet-printed onto the LCP layer 4. The further LPP layer 63 may have a different shape compared to the LPP layers 3, 43 and 53. After the drying process, the further LPP layer 63 is then exposed to linear polarized UV light as described below (the polarization direction 18 is say 135 degrees to the long edge of the substrate 2) . Then these two LPP layers 53 and 63, not contacting the substrate 2, are jet-printed with LCP material

25

such that different thickness d3 and d4 of the LCP layers 64 and 74 result. When the solvent is evaporated from the LCP solution, the liquid crystal molecules align according to the alignment information of the two LPP layers 53 and 63 or - if no LPP layer is present as in area 61 - according the adjacent LCP layer 44 below. In Fig. 7, this happens with the left part of the LCP area 64. Normally, the LPP layer thickness (around 50 nm) is much smaller than the thickness of the optically active LCP layer. Thus, in Fig. 7 the thickness d3 of the LCP layer 64 is depicted only with one thickness instead of correctly two. On the right side of area 68 there is no second LPP/LCP layer and therefore this area 66 consists of only one LPP/LCP layer. A cross-linkage as described below forms then a solid state plastic film. This terminates the manufacturing process of the optical structured LPP/LCP device 61. The information can be visualized with one or two linear polarizer (s), one polarizer for reflective devices, two polarizers for transmissive devices.
The optical devices 61 manufactured as shown in Fig. 7 and described above may show very complex color patterns. By rotating the polarizer or the device the image changes from positive to negative or from one color pattern to its complementary color counterpart. The process described in this embodiment allows the manufacturing of complex optical devices such as e.g. sophisticated optical structured security elements or specific interference color filters.
?ig. 8 shows schematically the set-up of a sixth embodiment which consists of a topographically complex orientation pattern Including one (76) or more (77) LPP/LCP layers combined with dichroic and/or cholesteric liquid crystal layers. In a first step, a first LPP layer 3 is jet-printed on a substrate 2. The substrate material can be chosen as in the first embodiment. In

case of cholesteric layers, a light absorbing dark background leads to better reflective properties for one mode of circularly polarized light, whereas the other mode is substantially absorbed. After the drying process, the first layer 3 is exposed 5 to linear polarized UV light as described below (the polarization direction 18 is say 135 degrees to the long edge of the substrate 2). Then, a second LPP layer 43. is jet-printed beside the first alignment layer 3. The second LPP layer 43 may have a different shape compared to the first LPP layer 3. After
10 the drying process, the second LPP layer 43 is then exposed to linear polarized UV light as described below (the polarization direction 15 is say parallel to the long edge of the substrate 2) . Then, these two LPP layers 3 and 43 are jet-printed with LCP material such that different thicknesses di and d2 of the LCP
15 layers 84 and 4 result. According to Fig. 8, the LCP layer 84 is a dichroic layer, which means that the LCP layer 84 contains dichroic dyes as described below. The dichroic dyes may be cross-linkable. When the solvent is evaporated from the LCP solution, the liquid crystal molecules align according to the
20 alignment information of the two LPP layers 3 and 43. A, cross-linkage as described below forms then a solid state plastic film.
As shown in Fig. 8, on top of the LCP area 84 further LPP 25 material is jet-printed to form the LPP area 53. After the drying process, the LPP layer 53 is exposed to linear polarized UV light as described below (the polarization . direction 17 is say perpendicular to the long edge of the substrate 2) . Then, the LPP layer 53 and part of the LCP layers 4 and 84 are jet-30 printed with LCP material such that different thicknesses d3 and d4 of LCP layers 64 and 74 result. According to Fig. 8, the LCP layer 74 consists of a cholesteric liquid crystal layer with a specific pitch. The manufacturing process of such a cholesteric

layer is described below. When the solvent is evaporated from the LCP solutions, the liquid crystal molecules align according to the alignment information of the LPP layer 53 or - if no LPP layer is present as on LCP layer 4 and on LCP layer 84 in area 5 77 - according to the adjacent LCP layer 84 below. Normally, the LPP layer thickness (around 50 nm) is much smaller than the thickness of the optically active LCP layer. Thus, in Fig. 8 the thickness d3 of the LCP layer 64 is depicted only with one thickness instead of correctly two. A cross-linkage as described
10 below forms then a solid state plastic film. Then, a further LPP layer 63 is jet-printed onto the cholesteric LCP layer 74 and, after drying, exposed to linear polarized UV light {with the polarization direction 17 perpendicular to the long edge of the substrate 2) . The LPP layer 63 is then jet-printed with LCP
15 material to form an LCP layer 94. A cross-linkage as described below then forms a solid state plastic film. This terminates the manufacturing process of the optical structured LPP/LCP device 71.
20 The complex information can be visualized with one or two linear polarizer(s), one polarizer for reflective devices, two polarizers for transmissive devices. The optical devices 71 described in this embodiment may show very complex color patterns. By rotating the polarizer or the device the image
25 changes from positive to negative or from one color pattern to its complementary color counterpart. The process described in this embodiment again shows the possibility of manufacturing complex and sophisticated optical devices.
30 For the production of the LPP layers, suitable LPP materials are known to a person skilled in the art. Examples are for instance described in patent publications EP-A-0 611 786, WO-96/10049 and EP-A-0 763 552. They include cinnamic acid derivatives and


ferulic acid derivatives. For the examples described above, the following LPP material

was used as a 10 percent solution in a solvent' mixture of MEK (methyl-ethyl ketone) and ethyl acetate (ratio MEK : ethyl acetate = 1:1). The viscosity was between 2 and 4 mPas. Depending on the type of ink-jet printing head used also higher viscosity up to about 80 cP are possible. The layers were exposed to linearly polarized light from a mercury high-pressure lamp for 10 to 550 seconds (depending on the strength of the lamp and on the characteristics of LPP and LCP layers) at room temperature.
For the production of the LCP layers, in the examples the following cross-linkable liquid crystal diacrylate components

were used in a supercoolable nematic mixture (Monl 80 %,
Mon2 15 %, Mon3 5 %) having a particularly low melting point
(Tm - 35 °C) thus making it possible to prepare the LCP layer at
room temperature. The mixture was dissolved in MEK. If required,

well-known additives may also be present, such as e.g. phenol derivatives for stabilisation or photoinitiators like Irgacure®. By means of varying the concentration, it was possible to adjust the LCP layer thickness over a wide range leading to different optical retardations (e.g. about λ/4to λ/2 for almost black and white devices for reflective mode or transmissive mode respectively) of the LCP retarder layers. For cross-linking the liquid crystal monomers, the layers were exposed to isotropic light from a xenon lamp in an inert atmosphere.
For the production of the dichroic LCP layers, the nematic mixture of cross-linkable liquid crystal diacrylate components as described above was used, additionally containing one or more dichroic dyes. As dichroic dyes, the mixture contained for 15 instance a blue antraquinone dye B3 and a red azo dye R4 (structures see below) in concentration 2 weight% and 1 weight% respectively.

By means of varying the concentration in a solvent such as MEK,
it was possible to adjust the LCP layer thickness over a wide
range leading to different extinction values of the dichroic
polarizer.
For the production of the cholesteric LCP layers, a procedure similar to that of the nematic LCP layer was used. However, the nematic mixture was additionally doped with cholesteric material inducing a pitch. A suitable chiral dopant was e.g. ST31L which

shows a left-handed helical sense.



The concentration of the chiral dopant was 4 % to 9 %, more preferable 5 % to 6 %. This induces the desired reflective 5 wavelength band in the visible range, but by changing the concentration also reflective wavelength bands in the UV or IR range can be realized. By means of varying the concentration in
a solvent such as MEK, it was possible to adjust the cholesteric
LCP layer thickness over a wide range leading to different 10 reflection properties. The thickness of the cholesteric layer
was 1 to 10 micrometers, depending on the wavelength range
intended.
The optical effects described above, as well as the corres-15 ponding layer structures and material compositions, represent
only some of many possibilities according to the invention. They
may in particular be combined in a wide variety of ways, which .
will be especially advantageous for the development and
application of authenticating elements. Of course, any other !0 kind of birefringent layer than the LCP layer described may also
be used to produce an optical effect that can be employed in
optical devices.
It is further possible for the examles described above to use not an LPP alignment layer but a differnt alignment layer
which according to the desired optical property and resolution has the same or similar properties to an LPP layer, it is also conceivable to produce the orientation reqired for a retarder layer using a correspondingly structured substrate. A structured substrate of this type can, for example, be produced by embossing, etching and scratching.

We Claim:
1. A method for manufacturing a liquid crystal polymer network (1) having a pattern structure, comprising the steps:
- providing a substrate (2);
- jet printing a first alignment layer (3), which comprises a material to which an aligning property can be imparted by exposure to polarized light, in a first pattern onto the substrate;
- exposing the first alignment layer (3) to polarized light;
- coating the substrate (2) bearing the alignment layer with a first layer (4),which comprises a cross-linkable liquid crystal material,
wherein the first alignment layer (3) covers an area creating said first pattern and the first layer (4) covers a bigger area encompassing at least said first pattern;
- allowing the liquid crystal material to align;
and
-cross-linking the liquid crystal material.
2.The method according to claim 1, wherein, before the step of coating with the first layer (4) comprising a cross-linkable liquid crystal material, are provided the steps
- jet printing a second alignment layer (23), which comprises a material to which an aligning property can be imparted by exposure to polarized light, in a second pattern on or beside the first alignment layer (3); and
- exposing the second alignment layer (23) to polarized light having a polarization different from the one of the polarized light to which the first alignment layer (3) was exposed.


3.A method for manufacturing a liquid crystal polymer network (1) having a pattern structure, comprising the steps
- providing a substrate (2) comprising a first alignment layer(3);
- jet printing a first layer (4) comprising a cross-linkable liquid crystal material in a first pattern,
wherein the first layer (4), which comprises a cross-linkable liquid crystal material, covers an area creating said first pattern and the first alignment layer (3) covers a bigger area encompassing at least said first pattern;
- allowing the liquid crystal material to align; and
- cross-linking the liquid crystal material.
4. The method according to claim 3, wherein the first alignment layer comprises a
second pattern.
5. The method according to claim 3 or 4, wherein the alignment layer (3) is a prepared alignment layer produced through embossing, etching or scratching.
6. The method according to any one of claims 3 to 5, wherein, before the step of jet printing the first layer (4) comprising a cross-linkable liquid crystal material, are provided the steps

- jet printing a second alignment layer (23), which comprises a material to which an aligning property can be imparted by exposure to polarized light, in a second pattern on or beside the first alignment layer (3); and
- exposing the second alignment layer (23) to polarized light such that the second alignment layer (23) is oriented in a direction different to the orientation of the prepared alignment layer (3).


7. The method according to any one of claims 3 to 6, wherein two or more layers (4 and 44) comprising a cross-linkable liquid crystal material are jet printed one beside the other.
8. The method according to any one of claims 3 to 7, wherein in a next step one or more further alignment layers (53 and 63) , which comprise a material to which an aligning property can be imparted by exposure to polarized light, are jet printed on one or more of the already existing layers (4 and 44) comprising a cross-linkable liquid crystal material and then are exposed to polarized light, and wherein subsequently one or more further layers (64 and 74) comprising a cross-linkable liquid crystal material are jet printed and then cross-linked.

9. The method according to any of the claims 1 to 8, wherein the first layer (4) comprising a cross-linkable liquid crystal material is jet printed such that different thicknesses (dx, d2) in different regions of the cross-linkable liquid crystal material result.
10. The method according to any one of claims 1 to 9, wherein data representing the first, second and further pattern are stored in a memory of a computer system (7) and wherein the computer system (7) is controlling the jet printing process of distribution of alignment layer material and cross-linkable liquid crystal material onto the substrate (2) and further layers.


11. The method according to any one of claims 1 to 10, wherein at least one alignment layer (3) is a layer containing a linearly photopolymerisable material.
12. The method according to any one of claims 1 to 11, wherein the polarized light to which the alignment layer is or the alignment layers are exposed is linearly or elliptically polarized.
13. The method according to any one of claims 1 to 12, wherein at least one layer (84) comprising a cross-linkable liquid crystal material is additionally comprising one or more dichroic dyes.

14. The method according to any one of claims 1 to 13, wherein the jet printing is a piezo jet printing method.
15. The method according to any one of claims 1 to 13, wherein the jet printing is a bubble jet printing method.
16. An optical device comprising a liquid crystal polymer network (1) having a pattern structure manufactured according to any one of claims 1 to 15.
17. An optical device according to claim 16, which is an
optical security device.
Dated this- 23rd day of July, 2003.
FOR ROLIC AG By their Agent
(GIRISH VLJAYANAND SHETH) KRISHNA & SAURASTRI


Documents:

724-mumnp-2003-cancelled page(27-7-2003).pdf

724-mumnp-2003-claim(granted)-(29-5-2007).pdf

724-mumnp-2003-claims(granted)-(29-5-2007).doc

724-mumnp-2003-correspondence(29-5-2007).pdf

724-mumnp-2003-correspondence(ipo)-(18-5-2007).pdf

724-mumnp-2003-drawing(29-5-2007).pdf

724-mumnp-2003-form 1(23-7-2003).pdf

724-mumnp-2003-form 18(6-12-2005).pdf

724-mumnp-2003-form 2(granted)-(29-5-2007).doc

724-mumnp-2003-form 2(granted)-(29-5-2007).pdf

724-mumnp-2003-form 3(11-9-2006).pdf

724-mumnp-2003-form 3(3-5-2007).pdf

724-mumnp-2003-form 5(20-9-2006).pdf

724-mumnp-2003-form 5(23-7-2003).pdf

724-mumnp-2003-form 5(3-5-2007).pdf

724-mumnp-2003-petition under rule 137(11-9-2006).pdf

724-mumnp-2003-petition under rule 138(29-5-2007).pdf

724-mumnp-2003-power of attorney(27-7-2003).pdf

abstract1.jpg


Patent Number 209405
Indian Patent Application Number 724/MUMNP/2003
PG Journal Number 38/2007
Publication Date 21-Sep-2007
Grant Date 29-Aug-2007
Date of Filing 23-Jul-2003
Name of Patentee ROLIC AG
Applicant Address CHAMERSTRASSE 50, 6301 ZUG, SWITZERLAND
Inventors:
# Inventor's Name Inventor's Address
1 FRANCO MOIA EGGSTRASSE 24 A, 4402 FRENKENDORF, SWITZERLAND.
2 GRAHAM A. JOHNSON BIERASTRASSE 39, 4103 BOTTMINGEN, SWITZERLAND
PCT International Classification Number C09K 19/00
PCT International Application Number PCT/CH02/00043
PCT International Filing date 2002-01-28
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 01 810 082.6 2001-01-29 EUROPEAN UNION